BANKING INDUSTRY TRAINING MATRIX - GTA · PDF fileUpdate training and one-off courses in anti-money laundering, ... The following has been compiled as a training matrix of associated
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The following matrix updates that circulated to AGB members in November 2003, and adopted by the AGB with effect from 1 December 2004, as the current formal training matrix for the banking industry in Guernsey. The matrix is intended to be used for guidance only. The matrix refers to relevant levels of experience considered optimal to allow an employee to be in a position to have the necessary degree of competence for the role in question. Levels of experience are indicated either in conjunction with an appropriate qualification, or on a “stand-alone” basis (with no specific qualification also held). The experience levels shown in the matrix are again meant only as a guide, and it is acknowledged that different employers will have different views on the appropriate length of experience necessary at each level. Only UK qualifications have been included in the matrix, but it is expected that employers will recognise internationally gained qualifications as appropriate. One purpose of the matrix is to assist employers and employees to chart a path through the wide range of professional qualifications available. Update training and one-off courses in anti-money laundering, data protection awareness, IT, and soft skills are not included in this matrix, but should be a key part of an individual’s training requirements. Continuing professional development (CPD) requirements are also not covered by the matrix, but in many cases, CPD is required to maintain professional body membership. This matrix has been designed and developed by the AGB in consultation with members. It will continue to be reviewed periodically and amendments circulated to the members of the AGB from time-to-time for information and guidance. K A Gibbs Association of Guernsey Banks Education Sub-Committee On behalf of the Committee of the Association of Guernsey Banks
July 2009
BANKING INDUSTRY TRAINING MATRIX
Updated January 2010
Please click on the following heading for information relating to the job position.
Private Banking Retail Banking / Counter
Services
Banking Operations Business Development/
Marketing
Lending Services/ Credit
Risk
Custody Services/
Custodian Trustee
Investment
Administration/
Securities Dealing
Investment
Management
Compliance Treasury Dealers Associated Qualifications
Private Banking
Dip FS
Compliance Knowledge
General & Business Induction
CeFS
IAQ + 4yrs & RFSC
DipFS + 3yrs
IDFA + 3yrs
CSP + 4yrs
CeFS + 4yrs
DipFS + 7yrs
IAQ + 7yrs
CSP + 7yrs
DFSM + 5yrs
IDFA + 7yrs
CeFA + 7yrs
BSc + 5yrs
BSc + 8yrs
MBA + 10yrs
DipFS + 12yrs
IDFA+ 6yrs
DFSM + 10yrs
Senior Management
IOD Company Direction Programme
BSc + 10yrs
DFSM + 12yrs
MBA + 12 yrs
Middle Management
Experienced Staff/
Junior Management
Administrators/
Supervisor 1/Supervisor 2
New Entrants
Retail Banking Services
Senior Management
IOD Company Direction Programme
BSc + 10yrs
DFSM + 12yrs
MBA + 12 yrs
BSc + 8yrs
MBA + 10yrs
DipFS + 12yrs
IDFA+ 10yrs
DFSM + 10yrs
IAQ + 7yrs
CeFA + 7yrs
DipFS + 7yrs
CSP + 7yrs
DFSM + 5yrs
IDFA + 7yrs
BSc+ 5yrs
IAQ + 4yrs & RFSC
CSP + 2yrs
IDFA + 2yrs
CSP + 4yrs
CeFS + 4yrs
Compliance Knowledge
General & Business Induction
Middle Management
Experienced Staff/
Junior Management
Administrators/
Supervisor 1/Supervisor 2
New Entrants
Banking Operations
IOD Company Direction Programme
MBA + 12 yrs
DFSM + 12 yrs
BSc + 10 yrs
MBA + 10 yrs
BSc + 8yrs
DFSM + 10 yrs
DipFS + 12 yrs
IAQ + 7yrs
DipFS + 7yrs
CSP + 7yrs
DFSM + 5yrs
IDFA + 7yrs
BSc + 5yrs
Compliance Knowledge
General & Business Induction
IAQ 4yrs & RFSC
IDFA + 4yrs
CSP + 4 yrs
CeFS + 4yrs
Senior Management
Middle Management
Experienced Staff/
Junior Management
Administrators/
Supervisor 1/Supervisor 2
New Entrants
Business Development/Marketing
MBA + 12 yrs
DFSM + 15 yrs
CIM Dip + 12 yrs
Dip IM + 10 yrs
Dip IM + 8 yrs
Compliance Knowledge
General & Business Induction
IDFA + 3 yrs
CeFS + 4 yrs
CertIM + 3 yrs & RFSC
CPS + 3 yrs
CMP + 3 yrs
DFSM + 3yrs
CertIM + 7 yrs
CIM Dip + 5 yrs
IDFA + 5yrs
CSP + 5 yrs
BSC FS + 2 yrs
DipFS + 5 yrs
DFSM + 12 yrs
Dip IO + 8 yrs
CIM Dip + 10 yrs
MBA + 10 yrs
Senior Management
Middle Management
Experienced Staff/
Junior Management
Administrators/
Supervisor 1/Supervisor 2
New Entrants
Lending Services/Credit Risk
Compliance Knowledge
General & Business Induction
DFSM + 3yrs
CeMAR + 7 yrs
CSP + 7 yrs
DFSM + 5 yrs
DipFS + 7 yrs
BSc + 8yrs
DFSM + 10 yrs
MBA + 8 yrs
CeFS + 4 yrs
CeMAP + 3 yrs
BSc + 5yrs
BSc + 10 yrs
DFSM + 12 yrs
MBA + 10 yrs
Senior Management
Middle Management
Experienced Staff/
Junior Management
Administrators/
Supervisor 1/Supervisor 2
New Entrants
RFSC
Custody Services/Custodian Trustee
Compliance Knowledge
General & Business Induction
DFSM + 3yrs
IDFA + 7 yrs
IAQ + 7 yrs
SII Diploma + 5yrs
BSc + 5 yrs
IAQ + 12 yrs
IDFA + 12 yrs
BSc + 10 yrs
IAQ + 4 yrs & RFSC
IDFA + 4 yrs
BSc + 12 yrs
IAQ + 15 yrs
MBA + 12 yrs
IAQ + 15 yrs
IDFA + 15 yrs
Senior Management
Middle Management
Experienced Staff/
Junior Management
Administrators/
Supervisor 1/Supervisor 2
New Entrants
Investment Management
Compliance Knowledge
General & Business Induction
IAQ + 10 yrs
Cert IM + 8 yrs
IMC + 8yrs
SII Diploma + 8 yrs
SII Diploma + 10 yrs
IAQ + 12 yrs
DOFA + 12 yrs
IDFA + 12 yrs
MBA + 8 yrs
CeFS + 4 yrs
COFA + 4yrs
IAQ + 3 yrs & RFSC
IDFA + 4 yrs
CSP + 4 yrs
COFA + 7 yrs
IAQ + 7 yrs
IDFA + 7 yrs
Cert IM + 5 yrs
IMC + 5 yrs
DOFA + 4 yrs
Senior Management
Middle Management
Experienced Staff/
Junior Management
Administrators/
Supervisor 1/Supervisor 2
New Entrants
Investment Administration/Securities Dealing
Compliance Knowledge
General & Business Induction
DFSM + 3yrs
IAQ + 7 yrs
SII Diploma + 5 yrs
IDFA + 7 yrs
COFA + 7 yrs
IDFA + 4 yrs
IAQ + 4 yrs & RFSC
CeFS + 4 yrs
COFA + 4 yrs
SII Diploma + 10 yrs
IAQ + 12 yrs
DOFA + 12 yrs
MBA + 10 yrs
IDFA + 12 yrs
IDFA
SII Diploma + 8 yrs
IAQ + 10 yrs
DOFA + 10 yrs
IAC + 10 yrs
Senior Management
Middle Management
Experienced Staff/
Junior Management
Administrators/
Supervisor 1/Supervisor 2
New Entrants
Compliance
ICAML + 10 yrs
IDIC + 10 yrs
IDAML + 10 yrs
ICSA Professional + 8 yrs
ICSA Professional + 8 yrs
ICAML + 12 yrs
MBA + 8 yrs
IDIC + 12 yrs
ICSA Fellowship
IDAML + 10 yrs
IDFA + 7 yrs
ICAML + 7 yrs
IDIC + 7 yrs
IDAML + 7yrs
DOFA + 5 yrs
COFA + 7 yrs
CSP + 7 yrs
CeFS + 4 yrs
ICAML + 3 yrs
CSP + 4 yrs
RFSC
COFA + 4 yrs & DOFA + 2 yrs
IDFA + 4 yrs
Compliance Knowledge
General and Business Induction
ICAML
Senior Management
Middle Management
Experienced Staff/
Junior Management
Administrators/
Supervisor 1/Supervisor 2
New Entrants
Treasury/Dealers
Compliance Knowledge
General & Business Induction
CeFS + 4 yrs
COFA + 4yrs
ACI DC + 3 yrs
IDFA + 4 yrs
CSP + 4 yrs
COFA + 7 yrs
ACI DC + 7 yrs
IDFA + 7 yrs
ACI Diploma + 5 yrs
DOFA + 5 yrs
CSP + 7 yrs
DFSM + 8 yrs
BSc FS + 6 yrs
ACI DC + 10 yrs
DOFA + 8 yrs
ACI Diploma + 8 yrs
ACI DC + 12
ACI Diploma + 10 yrs
BSc FS +10 yrs
DFSM +12 yrs
Senior Management
Middle Management
Experienced Staff/
Junior Management
Administrators/
Supervisor 1/Supervisor 2
New Entrants
RFSC
GLOSSARY OF TERMS
Abbrev Course Association Website Local Providers ACI DC ACI Dealing Certificate ACI www.aciforex.com Guernsey Business School
ACI Dip ACI Diploma ACI www.aciforex.com Guernsey Business School
BSc FS Batchelor of Science in Financial Services
IFS www.ifslearning.com Guernsey Business School
CeFA Certificate for Financial Advisors
IFS www.ifslearning.com Guernsey Business School
CeFS Certificate in Financial Studies
IFS www.ifslearning.com Guernsey Business School
CertIM Certificate in Investment Management
SII www.sii.org.uk BPP
CMP Certificate in Mortgage Practice IFS www.ifslearning.com Guernsey Business School
COFA Certificate in Offshore Management and Administration
ICSA www.icsa.org.uk Guernsey Business School
IOD Company Direction Programme IOD www.iod.com GTA University Centre
CSP Customer Service Professional IFS www.ifslearning.com Guernsey Business School
DFSM Professional Diploma in Financial Services Management
IFS www.ifslearning.com Guernsey Business School
DipFS Diploma in Financial Studies IFS www.ifslearning.com Guernsey Business School
Dip IO Diploma in Investment Operations
SII www.sii.org.uk
ICSA Professional Programme ICSA www.icsa.org Guernsey Business School BPP
ICSA Fellowship ICSA www.icsa.org
ICAML International Certificate in Anti-Money Laundering
ICA www.int-comp.org GTA University Centre
IDAML International Diploma in Anti-Money Laundering
ICA www.int-comp.org GTA University Centre
IDIC International Diploma in Compliance
ICA www.int-comp.org GTA University Centre
IDFA International Diploma in Financial Administration
IAM www.instam.org Guernsey Business School
IFA Investment and Financial Advice Qualification
SII www.sii.org.uk Guernsey Business School
IAQ Investment Administration Qualification
CISI www.sii.org.uk Guernsey Business School BPP
IMC Investment Management Certifi-cate
CFA UK www.cfauk.org Jersey Business School
MBA Masters in Business Administration
Southampton University
www.soton.ac.uk GTA University Centre
CIM Dip Professional Diploma in Marketing
CIM www.cim.co.uk GTA University Centre
SII Diploma
Securities and Investment Institute Diploma
CISI www.sii.org.uk GTA University Centre BPP
SII Masters
SII in Wealth Management CISI www.sii.org.uk GTA University Centre BPP
DOFA Diploma in Offshore Management and Administration
ICSA Www.icsa.org.uk Guernsey Business School
RFSC Risk in Financial Services Qualification
CISI www.sii.org.uk GTA University Centre Guernsey Business School
The following has been compiled as a training matrix of associated qualifications—it is intended to be used for guidance only and is to enable employees to consider the wide range of general and business management qualifications available K A Gibbs Association of Guernsey Banks Education Sub-Committee On behalf of the Committee of the Association of Guernsey Banks July 2009
BANKING INDUSTRY TRAINING MATRIX- ASSOCIATED QUALIFICATIONS
Updated June 2009
Team Leading/Management
New Entrants
General & Business Induction
ILM Introductory Certificate in Team Leading
Personal Development Programme
ILM Introductory Certificate in First Line
Management
Diploma in Management
Management Development Programme
Diploma in Management
LBS Leadership Programme
Executive Diploma in Management
IOD Company Direction Programme
Senior Management
Middle Management
Experienced Staff/
Junior Management
Administrators/
Supervisor 1/Supervisor 2
Sales & Marketing
CIM PG Diploma
ICSA Professional
CIM PG Diploma + 10 yrs
ICSA Professional + 8yrs
CIM Professional Diploma
ICSA Pre Professional
CIM Professional Certificate
ICSA Diploma
Compliance Knowledge
General and Business Induction
ICSA Certificate
Senior Management
Middle Management
Experienced Staff/
Junior Management
Administrators/
Supervisor 1/Supervisor 2
New Entrants
Human Resources
ILM Introductory Certificate in Team Leading
Certificate in Personnel Practice
Diploma in Management
ILM Introductory Certificate in Team Leading
Personal Development Programme
Compliance Knowledge
General and Business Induction
ILM Introductory Certificate in First Line Manage-
ment (or equiv)
Chartered Management Institute (level 5)
PG Diploma in Personnel Development
MCIPD/FCIPD
Senior Management
Middle Management
Experienced Staff/
Junior Management
Administrators/
Supervisor 1/Supervisor 2
New Entrants
Finance Directors
ACCA Foundation
General & Business Induction
AAT Foundation
Compliance Knowledge
CAT
CAT
AAT Intermediate
ACCA Foundation
ILM Introductory Certificate in Team Leading
Personal Development Programme
CAT + 3 yrs
ILM Introductory Certificate in Team Leading
AAT Technician
ACCA Foundation/Intermediate
CAT + 7 yrs
ACCA Affiliate/FCCA
Chartered Management Institute (Level 5)
MBA
ACCA
ILM Introductory Certificate in First Line Manage-
ment (or equiv)
Senior Management
Middle Management
Experienced Staff/
Junior Management
Administrators/
Supervisor 1/Supervisor 2
New Entrants
Glossary
AAT Association of Accounting Technicians
ACCA Association of Chartered Certified Accountants
CAT Certified Accounting Technician
CIM Chartered Institute of Marketing
CMI Chartered Management Institute
FCCA Fellow Member of the ACCA
FCIPD Fellow of the Chartered Institute of Personnel Development
FCA Fellow of the Institute of Chartered Accountants
FSI Fellow of the Securities and Institute
ICSA Institute of Chartered Secretaries and Administrators
IOD Institute of Directors
ILM Institute of Leadership and Management
LBS London Business School
MBA Masters in Business Administration
MCIPD Member of the Chartered Institute of Personnel Development
Course Association Website Local Provider
Certificate in Finance and Administration
ICSA www.icsa.org.uk Guernsey Business School
Chartered Management Institute
CMI www.managers.org.uk GTA University Centre
Company Direction Programme IOD www.iod.com GTA University Centre
Diploma in Offshore Finance and Administration
ICSA www.icsa.org.uk Guernsey Business School
Diploma in Management ILM CMI
www.i-l-m.com www.managers.org.uk
GTA University Centre Guernsey Business School
ILM Introductory Certificate in First Line Management
ILM www.i-l-m.com
GTA University Centre
ILM Introductory Certificate in Team Leading
ILM www.i-l-m.com
GTA University Centre
Masters in Business Administration
University of Southamp-ton
www.soton.ac.uk GTA University Centre
Personal Development Programme/Management Development Programme
n/a GTA University Centre
Professional Certificate in Marketing
CIM www.cim.co.uk GTA University Centre
Professional Diploma in Marketing
CIM www.cim.co.uk GTA University Centre
Professional Post Graduate Diploma in Marketing
CIM www.cim.co.uk GTA University Centre
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