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A O I O *Rev. 1/2011
FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 201 0
Report Required by the Ethics
in Government Act of 1978
(5 U.S .C. app. §§ 101-111)
~ 1. Person Reporting (last name, first , middle init ial)
B e so sa , F ra n c i sc o A .
4. Title (Article 111 judg es indicate active or senior status;
magistrate judges indicate full- or part-time)
A CTIVE U.S. DISTR ICT J UDGE
7 . C h a m b e r s o r O f f ic e A d d r e s s
U S CO U RTH O U SE
15 0 CH ARD O N AV EN U E, CH - 11 9
S A N JUAN, P .R . 00918
2. Court or Organizat ion
U .S. D ISTRICT CO U RT, P .R .
5a. Report Type (check appropriate type)
] N o m in a tio n , Da te
[] Initial [] Annual [] Final
fib. [] Amended Report
8.On the basis of the information contained in this Report and any
modifications pertaining thereto, it is, in my opinion, in compliance
with applicable laws and regulations.
3. Date of Report
05/03/201
6. Reporting Period
01/01/2010
to
12/31/2010
Revie~ving Officer Date
I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,
checking the NON E box for each part where you have no reportable information. Sign on last page.
I . P O S I T I O N S . m e p o n i n g individual only; seepp. 9-13 of f iling instructions. )
~ N O N E (No reportablepositions.)
POSITION
1 . P R E S I D EN T - T R E A S U R E R
NAME OF ORGANIZATION/ENTITY
F IL I A L A M O R C O R P O R A T I O N ( C L O S E L Y H E L D )
2. EX ECUT O R EST AT ES #1 , #2 , #3 , AN D #4
3.
4.
5.
I I . A G R E E M E N T S . ~ R e p o n i . g in d i v i d u u t o n t y ; see pp. 14-16 of filing instructions)
~] N O N E (No reportable agreemen ts.)
DATE PARTIES AND TERMS
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FINANCIAL DISCLOSURE REPORT
Page 2 of 7
N a m e o f P e r s o n R e p o r ti n g
Besosa, Francisco A.
D a t e o f R e p o r t
05/03/2011
I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o r t i n g individual and spouse; see pp. 17-24 o f filing instructions.)
A. Filer’s Non-Investment Incom e
~] (No reportable income.)O N E non-investment
DATE SOURCE AND TYPE
2.
3.
4.
INCOME( y o u r s , n o t s p o u s e ’ s)
B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - I f you were married during anyportion of the reporting yea r, complete this section.
(Dollar amount not required except for honoraria.)
1 . 2 0 1 0
2 .2 0 1 0
3.
4.
NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE
P U E R T O R I C O G E N E R A L C O U R T O F J U S T I C E - SU P E R I O R C O U R T J U D G E - S A LA R Y
D O C T O R J U R I S , I N C . - B A R R E V I E W C O U R S E I N S T R U C T O R - D I V I D EN D I N C O M E A N D P R O F E S S I O N A LFE E S
I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmenL
(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)
~] (No reportable reimbursements.)ONE
2.
3.
4.
5 .
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
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FINANCIAL DISCLOSURE REPORT
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N a m e o f P e r s on R e p o r t i n g
Besosa, Francisco A.
D a t e o f R e p o r t
05/03/2011
V . G I F T S . a n c i u d e s those to spouse and dependent children; see pp. 28-31 of filing instructions.)
N O N E ( N o reportable g ifts.)
SOURCE DESCRIPTION
1 .
2.
3.
4.
5.
VALUE
V I . L I A B I L I T I E S . a n c l~ d e s t h o s e o l s p o ~ s e a .d d e p e . d e .t children; see p p . 3 2 - 3 3 of filing instructions.)
D N O N E ( N o reportable liabilities.)
CREDITOR DESCRIPTION
1 . U BS IN V ESTMEN T ACCO U N T MA R GIN LOA N
2. CARIBE FEDERAL CREDIT UNION A UTO LOA N
3.
4.
5.
VALUECODE
K
K
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FINANCIAL DISCLOSURE REPORT
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N a m e o f P e r s o n R e p o r ti n g
Besosa, Francisco A.
Date of Report
05/03/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v u tu e , transactions (Includes those of sp ouse and depen dent children; see pp . 34-60 )filling instructions.)
N O N E (No reportable income, assets, or transactions.)
D e s cr ipt i on of As s e t s
( i ncluding t r us t a s s e t s )
Place "(X)" after each asset
exempt from prior disclosure
B .C. D.
Incom e during Gross va lue at end Transactions during reporting period
reporting period of reporting period
(1) (2) (1) (2) (1 ) (2) (3) (4) ( 5 )
Amount Type (e.g., V al ue Value Type (e.g., Date Value Gain Identity of
Code 1 d . v . , r e n t , Code 2 Method buy, se l l , m m /d d/y y Co de 2 Code 1 buyer /se l l e r
(A-H) o r i n t . ) (J-P) (A-H) (if private
transaction)
1 . Oriental Group - Diversif ied Growth IRA
2. O r ien ta l G r ou p - D iv er s i f i ed G r ow th IRA
3. Fi l ia l Amor Cor p - comm on s tock
4. Shar e in FAH BU , S.E.
5. Doctor Jur is , Inc. - common stock
6. ESTATES #1 , #2 , and #4 ( see l ines 7 - 14 )
7. -GNMA unit 094
None M T
None M T
None L U
None K U
None K T
None N
None K T Redeemed K
see note in part VIII
see note in part VIII
see note in part VIII
8. -GNMA unit 093 N o n e K T
9. -GNMA unit 083 N o n e K T
1 0 . -GNMA unit 084 N one K T
1 1 . -GNMA uni t 081 N one K T
1 2 . - G N M A u n i t 0 8 2 None K T
1 3 . -GNMA unit 081 None K T
1 4 . - P R C o m m o n w e a l t h In d l . De v . Co . Re v .R d f g
1 5 . - Mo n e y Ma rk e t F u n d - S a n t a n d e r S e c u r i t y
1 6 . ES T A T E # 3 ( se e l i n e 1 7 )
1 7 . - Ge o rg e P u t m a n F u n d o f B o s t o n C 1 - A
N o n e L T
lnt . /Div. L T
N one K
N one K T
1.1 ncom e Gain Codes: A = $1 ,000 or less B =$1,001 2 $2,500
(See Columns B 1 and IM) F =$50,001 - $100,000 G =$i 00,001 - $1,0001000
2. Value Co des J = $1 5,000 or less K =$15,001 - $50,000
(See Co lu mn s CI an d D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000
P3 =$25,000,001 - $50,000,000
3. Value Method Codes Q =Appr a i sa l R =Cost (Real Estate Only)
(See Co lu mn C2 ) U =Book Value V = Othe r
C =$2,501 - $5,000
H 1 =$1,000,001 - $5,000,000
L -$50,001 - $100;000
PI =$1,000,001 - $5,000,000
P4 =More than $50,000,000
S =Assessment
W =Estimated
D =$5,001 - $15,000
H2 =More than $5,000,000
M =$100,001 - $250,000
P2 =$5,000,001 - $25,000,000
T = Cash Mark e t
E =$15,001 - $50,000
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FINANCIAL DISCLOSURE REPORT
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N a m e o f P e r so n R e p o r t i n g
Besosa, Francisco A.
Date of Report
05/03/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l n e , transactions (Includes those of sp ouse and dep endent children; see pp. 34-60 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
A B. C.
Description of Assets Incom e during Gross va lue at end
(including trust assets) reporting period of reporting period
(i) (2) (1) (2)
Place "(X)" after each asset Amount Type (e.g., Value Va lu e
exempt from prior disclosure Code 1
(A-H)
T r a n s a c t o n s d u r i n g t . e p o ~ i a g . p c r io d
(1 ) (2) (3) (4) ~ 5 )
Type (e.g., D a t e V a l u e G a i n Identity of
Code I buyer l se l l e r
(A-H) (if private
transaction)
1 8 . BR OK E R A GE ACCOUNT #1
1 9 . -GNMA unit 052 (Y)
2 0. - GN M A u nit 05 3 (Y )
21 . -GNMA unit 054 (Y)
22 . -GNMA unit 055 (Y)
2 3. -G NM A u nit 05 8
2 4. -G NM A u nit 05 9
25 . -GNMA unit 00
26 . -S t o ck s o f P R AAA
27 . Scot ia Bank - cash in ba nk
28 .
None N T
None
None
None
None
None K T
None K T
None K T
None N U
None J T
Sold 04/22/10 K A
Sold 04/22/10 K A
Sold 04/22/10 K A
So ld 0 4/22/1 0 K A
1. Income Gain Codes:
(See Columns BI and 1)4)
2.Value Codes
(See Co lu mn s CI an d D3)
3.Value Method Codes
(See Column C2)
A =$i;000 or less
F = $ 5 0 1 o o i - $ l O O , O O OJ =$15,000 or less
N =$250,001 - $500,000
P3 =$25,000,001 - $50,000,000
Q =Appr a i sa l
U =Book Value
=$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15.000
=$100~001 - $ 1,000,000 H l =$1 ,000,00 i ~ $5,000;000 H2 =Mor e t h an $5 0 0 0 0 0 0
K =$]5 , 0 0 1-$5 0 , 00 0 L =$50,001-$100,000 M =$!00,001 4 $250,000
=$500,001 - $ 1,000,000 P 1 =$ I~000,001 - $5,000,000 P 2 = $ 5 , 0 0 0 ~ 0 0 1 = $ 2 5 ~ 0 0 0 , 0 0 0
P4 =More than $50,000~000
=Cost (Real Estate Only) S = Assessmen t T = Cash Mark e t
=Oth er W =Estimated
E =$15,001 - $50,000
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FINANCIAL DISCLOSURE REPORT
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N a m e o f P e r s o n R e p o r t i n g
Besosa, Francisco A.
Date of Report
05/03/2011
V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)
P A R T VII.
Line 3) T h is is a clo se ly h e ld co rpo ra tio T h e se sh a re s a re no t pu b licly tr ad ed .
L ine 6 ) ESTATES #1 , #2 , and #4 ar e inv es ted in one accou n t in San tander Secu r i ty .
L ine 7) G N MA u n i t 0 94 w as r edeem ed f o r the am ou n t o f $ 25 ,0 0 0 on Au gu s t 15 , 20 0 8. Th is t r ansac t ion w as er r oneos ly omi t ted in the 20 0 8 FD R and er r oneou s lyin f o r med in the 20 0 9 FD R.
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FINANCIAL DISCLOSURE REPORT
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Name of Person R epor t ing
Be s os a , F ra nc i s co A .
Date of Report
05/03 /2011
IX. CERTIFICATION .
I ce r ti f y t ha t a l l i n fo r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t ch i l d r e n , i f a n y ) i s
a ccu r a te , t r u e , a n d co m p l e t e t o t he b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t ha t a n y i n f o r m a t io n n o t r e p o r t e d w a s w i t hhe l d b e ca u s e i t m e t a p p l ica b l e s t a tu t o r yp rovi s ions permi t t i ng non -d i sclosure .
1 f u r t he r ce r t if y t ha t e a r n e d i n co m e f r o m o u t s id e e m p l o y m e n t a n d ho n o r a r i a a n d t he a cce p t a n ce o f g i f t s w h i ch ha v e b e e n r e p o r t e d a r e i ncompl iance wi th the prov is ions of 5 U.S .C. app . § 501 e t . seq . , 5 U.S .C. § 7353 , and Judic ia l Confe rence r egu la t ions .
Signature S/Francisco A. Besosa
N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S IF I ES O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B JEC T T O C I V ILAN D CR IMIN AL SAN CTIO N S ( 5 U .S.C. app . § 10 4)
C om mi t t e e on F i na nc ia l Di s c lo s u r eAdm inis t ra t ive O ff ice o f the Uni ted S ta tes Cour t sSui te 2-301One Columbus Ci rc le , N.E.Washington, D.C. 20544