Francisco A Besosa Financial Disclosure Report for 2010

8/3/2019 Francisco A Besosa Financial Disclosure Report for 2010

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A O I O *Rev. 1/2011

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0

Report Required by the Ethics

in Government Act of 1978

(5 U.S .C. app. §§ 101-111)

~ 1. Person Reporting (last name, first , middle init ial)

B e so sa , F ra n c i sc o A .

4. Title (Article 111 judg es indicate active or senior status;

magistrate judges indicate full- or part-time)

A CTIVE U.S. DISTR ICT J UDGE

7 . C h a m b e r s o r O f f ic e A d d r e s s

U S CO U RTH O U SE

15 0 CH ARD O N AV EN U E, CH - 11 9

S A N JUAN, P .R . 00918

2. Court or Organizat ion

U .S. D ISTRICT CO U RT, P .R .

5a. Report Type (check appropriate type)

] N o m in a tio n , Da te

[] Initial [] Annual [] Final

fib. [] Amended Report

8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance

with applicable laws and regulations.

3. Date of Report

05/03/201

6. Reporting Period

01/01/2010

to

12/31/2010

Revie~ving Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,

checking the NON E box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . m e p o n i n g individual only; seepp. 9-13 of f iling instructions. )

~ N O N E (No reportablepositions.)

POSITION

1 . P R E S I D EN T - T R E A S U R E R

NAME OF ORGANIZATION/ENTITY

F IL I A L A M O R C O R P O R A T I O N ( C L O S E L Y H E L D )

2. EX ECUT O R EST AT ES #1 , #2 , #3 , AN D #4

3.

4.

5.

I I . A G R E E M E N T S . ~ R e p o n i . g in d i v i d u u t o n t y ; see pp. 14-16 of filing instructions)

~] N O N E (No reportable agreemen ts.)

DATE PARTIES AND TERMS




Page 2 of 7

N a m e o f P e r s o n R e p o r ti n g

Besosa, Francisco A.

D a t e o f R e p o r t

05/03/2011

I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o r t i n g individual and spouse; see pp. 17-24 o f filing instructions.)

A. Filer’s Non-Investment Incom e

~] (No reportable income.)O N E non-investment

DATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e ’ s)

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - I f you were married during anyportion of the reporting yea r, complete this section.

(Dollar amount not required except for honoraria.)

1 . 2 0 1 0

2 .2 0 1 0

3.

4.

NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE

P U E R T O R I C O G E N E R A L C O U R T O F J U S T I C E - SU P E R I O R C O U R T J U D G E - S A LA R Y

D O C T O R J U R I S , I N C . - B A R R E V I E W C O U R S E I N S T R U C T O R - D I V I D EN D I N C O M E A N D P R O F E S S I O N A LFE E S

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmenL

(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)

~] (No reportable reimbursements.)ONE

2.

3.

4.

5 .

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED




Page 3 of 7

N a m e o f P e r s on R e p o r t i n g


D a t e o f R e p o r t

05/03/2011

V . G I F T S . a n c i u d e s those to spouse and dependent children; see pp. 28-31 of filing instructions.)

N O N E ( N o reportable g ifts.)

SOURCE DESCRIPTION

1 .

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n c l~ d e s t h o s e o l s p o ~ s e a .d d e p e . d e .t children; see p p . 3 2 - 3 3 of filing instructions.)

D N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION

1 . U BS IN V ESTMEN T ACCO U N T MA R GIN LOA N

2. CARIBE FEDERAL CREDIT UNION A UTO LOA N

3.

4.

5.

VALUECODE

K

K




Page 4 of 7

N a m e o f P e r s o n R e p o r ti n g


Date of Report

05/03/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v u tu e , transactions (Includes those of sp ouse and depen dent children; see pp . 34-60 )filling instructions.)

N O N E (No reportable income, assets, or transactions.)

D e s cr ipt i on of As s e t s

( i ncluding t r us t a s s e t s )

Place "(X)" after each asset

exempt from prior disclosure

B .C. D.

Incom e during Gross va lue at end Transactions during reporting period

reporting period of reporting period

(1) (2) (1) (2) (1 ) (2) (3) (4) ( 5 )

Amount Type (e.g., V al ue Value Type (e.g., Date Value Gain Identity of

Code 1 d . v . , r e n t , Code 2 Method buy, se l l , m m /d d/y y Co de 2 Code 1 buyer /se l l e r

(A-H) o r i n t . ) (J-P) (A-H) (if private

transaction)

1 . Oriental Group - Diversif ied Growth IRA

2. O r ien ta l G r ou p - D iv er s i f i ed G r ow th IRA

3. Fi l ia l Amor Cor p - comm on s tock

4. Shar e in FAH BU , S.E.

5. Doctor Jur is , Inc. - common stock

6. ESTATES #1 , #2 , and #4 ( see l ines 7 - 14 )

7. -GNMA unit 094

None M T

None M T

None L U

None K U

None K T

None N

None K T Redeemed K

see note in part VIII



8. -GNMA unit 093 N o n e K T

9. -GNMA unit 083 N o n e K T

1 0 . -GNMA unit 084 N one K T

1 1 . -GNMA uni t 081 N one K T

1 2 . - G N M A u n i t 0 8 2 None K T

1 3 . -GNMA unit 081 None K T

1 4 . - P R C o m m o n w e a l t h In d l . De v . Co . Re v .R d f g

1 5 . - Mo n e y Ma rk e t F u n d - S a n t a n d e r S e c u r i t y

1 6 . ES T A T E # 3 ( se e l i n e 1 7 )

1 7 . - Ge o rg e P u t m a n F u n d o f B o s t o n C 1 - A

N o n e L T

lnt . /Div. L T

N one K

N one K T

1.1 ncom e Gain Codes: A = $1 ,000 or less B =$1,001 2 $2,500

(See Columns B 1 and IM) F =$50,001 - $100,000 G =$i 00,001 - $1,0001000

2. Value Co des J = $1 5,000 or less K =$15,001 - $50,000

(See Co lu mn s CI an d D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000

P3 =$25,000,001 - $50,000,000

3. Value Method Codes Q =Appr a i sa l R =Cost (Real Estate Only)

(See Co lu mn C2 ) U =Book Value V = Othe r

C =$2,501 - $5,000

H 1 =$1,000,001 - $5,000,000

L -$50,001 - $100;000

PI =$1,000,001 - $5,000,000

P4 =More than $50,000,000

S =Assessment

W =Estimated

D =$5,001 - $15,000

H2 =More than $5,000,000

M =$100,001 - $250,000

P2 =$5,000,001 - $25,000,000

T = Cash Mark e t

E =$15,001 - $50,000




Page 5 o f 7

N a m e o f P e r so n R e p o r t i n g


Date of Report

05/03/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l n e , transactions (Includes those of sp ouse and dep endent children; see pp. 34-60 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)

A B. C.

Description of Assets Incom e during Gross va lue at end

(including trust assets) reporting period of reporting period

(i) (2) (1) (2)

Place "(X)" after each asset Amount Type (e.g., Value Va lu e

exempt from prior disclosure Code 1

(A-H)

T r a n s a c t o n s d u r i n g t . e p o ~ i a g . p c r io d

(1 ) (2) (3) (4) ~ 5 )

Type (e.g., D a t e V a l u e G a i n Identity of

Code I buyer l se l l e r

(A-H) (if private

transaction)

1 8 . BR OK E R A GE ACCOUNT #1

1 9 . -GNMA unit 052 (Y)

2 0. - GN M A u nit 05 3 (Y )

21 . -GNMA unit 054 (Y)

22 . -GNMA unit 055 (Y)

2 3. -G NM A u nit 05 8

2 4. -G NM A u nit 05 9

25 . -GNMA unit 00

26 . -S t o ck s o f P R AAA

27 . Scot ia Bank - cash in ba nk

28 .

None N T

None

None

None

None

None K T

None K T

None K T

None N U

None J T

Sold 04/22/10 K A

Sold 04/22/10 K A

Sold 04/22/10 K A

So ld 0 4/22/1 0 K A

1. Income Gain Codes:

(See Columns BI and 1)4)

2.Value Codes

(See Co lu mn s CI an d D3)

3.Value Method Codes

(See Column C2)

A =$i;000 or less

F = $ 5 0 1 o o i - $ l O O , O O OJ =$15,000 or less

N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,000

Q =Appr a i sa l

U =Book Value

=$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15.000

=$100~001 - $ 1,000,000 H l =$1 ,000,00 i ~ $5,000;000 H2 =Mor e t h an $5 0 0 0 0 0 0

K =$]5 , 0 0 1-$5 0 , 00 0 L =$50,001-$100,000 M =$!00,001 4 $250,000

=$500,001 - $ 1,000,000 P 1 =$ I~000,001 - $5,000,000 P 2 = $ 5 , 0 0 0 ~ 0 0 1 = $ 2 5 ~ 0 0 0 , 0 0 0

P4 =More than $50,000~000

=Cost (Real Estate Only) S = Assessmen t T = Cash Mark e t

=Oth er W =Estimated

E =$15,001 - $50,000




Page 6 of 7

N a m e o f P e r s o n R e p o r t i n g


Date of Report

05/03/2011

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)

P A R T VII.

Line 3) T h is is a clo se ly h e ld co rpo ra tio T h e se sh a re s a re no t pu b licly tr ad ed .

L ine 6 ) ESTATES #1 , #2 , and #4 ar e inv es ted in one accou n t in San tander Secu r i ty .

L ine 7) G N MA u n i t 0 94 w as r edeem ed f o r the am ou n t o f $ 25 ,0 0 0 on Au gu s t 15 , 20 0 8. Th is t r ansac t ion w as er r oneos ly omi t ted in the 20 0 8 FD R and er r oneou s lyin f o r med in the 20 0 9 FD R.




Page 7 of 7

Name of Person R epor t ing

Be s os a , F ra nc i s co A .

Date of Report

05/03 /2011

IX. CERTIFICATION .

I ce r ti f y t ha t a l l i n fo r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t ch i l d r e n , i f a n y ) i s

a ccu r a te , t r u e , a n d co m p l e t e t o t he b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t ha t a n y i n f o r m a t io n n o t r e p o r t e d w a s w i t hhe l d b e ca u s e i t m e t a p p l ica b l e s t a tu t o r yp rovi s ions permi t t i ng non -d i sclosure .

1 f u r t he r ce r t if y t ha t e a r n e d i n co m e f r o m o u t s id e e m p l o y m e n t a n d ho n o r a r i a a n d t he a cce p t a n ce o f g i f t s w h i ch ha v e b e e n r e p o r t e d a r e i ncompl iance wi th the prov is ions of 5 U.S .C. app . § 501 e t . seq . , 5 U.S .C. § 7353 , and Judic ia l Confe rence r egu la t ions .

Signature S/Francisco A. Besosa

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S IF I ES O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B JEC T T O C I V ILAN D CR IMIN AL SAN CTIO N S ( 5 U .S.C. app . § 10 4)

C om mi t t e e on F i na nc ia l Di s c lo s u r eAdm inis t ra t ive O ff ice o f the Uni ted S ta tes Cour t sSui te 2-301One Columbus Ci rc le , N.E.Washington, D.C. 20544

Francisco A Besosa Financial Disclosure Report for 2010

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