In Association with
DATE VENUE
11th
– 15th
November 2013 Hilton Hotel, Nairobi, Kenya
Certified Compliance Professional [CCP™] 2013
Attend this fully certified course by the International Academy of Financial Management (IAFM) and receive the designation of
Certified Compliance Professional™ [CCP™]
Tel: +254 (0) 20 374 5794/5, Fax: +254 (0) 20 374 5796
Email: [email protected], Website: www.amc-intsa.co.ke
Registered Training Provider with Directorate of
Industrial Training (Kenya) DIT No. DIT/TRN/823
Reserve your seat today to avoid
disappointment!
Who should attend?
This program is designed to provide a holistic overview of compliance and is targeted at executives who need an introduction to compliance
Compliance Officers and managers
Managers and Executives
Compliance Professionals
Risk Managers
Legal Advisers and Lawyers
Auditors and Audit Managers
After attending this five day Executive Program, you will be able to:
Define the meaning of compliance for your organization
Know what drives your compliance exposure both at home and abroad
Understand the basics of Money Laundering and the international
regulatory environment for AML
Understand the risk consequences of non-compliance
Appreciate the relationship between corporate governance and
compliance, including the market expectation of that relationship
Understand the implications of Sarbanes Oxley for corporate
accountability and ethical behaviour
Learn how to optimize organizational structure for compliance
Become a Certified Compliance Professional (CCP™)
Certified by The International
Academy of Financial Management (IAFM)
Recognised in over 145 countries by a multitude of training providers, universities,
colleges and business schools.
Day One
MMeeeett YYoouurr CCoouurrssee IInnssttrruuccttoorr,, CCaarrlloo CChhaallhhoouubb
Dr Carlo Chalhoub is a freelance financial consultant with more than fourteen years’ experience in the banking and finance industry. Beginning as a loan manager,
he has risen through the ranks of the banking world while building a reputation as a hardworking and charismatic innovator. He spent two years as a relationship
manager for ABN AMRO Bank in Dubai, and rose to the ranks of Senior Financial Advisor at first ABN AMRO and then BEMO bank in Dubai and Beirut, respectively.
In 2008 he left the finance industry to pursue his Doctorate of Philosophy in Political Science and Economics, with an emphasis on International Money and Finance
and International Political Economy. By exiting the industry to pursue further academics, he has managed to stay on the forefront of new fiscal and monetary
theories, and has expanded an impressive breadth of experience to contain not just in business, finance, and banking, but also in the tangential fields of fiscal policy
and monetary theory.
As a lecturer and seminar speaker, Carlo has taught subjects ranging from risk management to Islamic banking to wealth management, and has a reputation for
lively discussions and exceptional attention to detail. With more than eight years of experience, he is recognized by clients as highly skilled and effective. His
seminars are marked by the practical experience and friendly, no-nonsense approach he takes to each presentation, and he is known in the industry for the positive
feedback his seminars garner.
Carlo has presented papers on Gulf Cooperation Council monetary union with an eye to the potential political fallout and fiscal benefits therein. His analysis has
been well received among academics, and he is a frequent contributor to the Claremont Graduate University IMF Working Group.
Carlo is currently researching the effect of perverse incentives in the financial industry and their possible causal relationship with recent economic conditions. Within
the scope of this project, he has developed an original research paradigm, collected and analyzed raw data, and is utilizing innovative agent-based modelling
techniques to reinforce the anecdotal case studies that formed the basis of his original research question.
CCP™ Course Overview
Certified Compliance Professional (CCP) Masterclass is a highly interactive course with numerous group exercises and case studies. In addition to the knowledge gained, on success completion of the
program you will receive certification from the internationally recognised financial association, the International Academy of Financial Management.
By attending this course, the added benefits you will receive include:
• The ability to use the designation CCP™ on your business card and resume
Membership to the only professional body recognised by the AACSB, the world’s leading collection of business schools
Up to 18 month’s membership to the International Academy of Financial Management professional body
Access to the International Academy of Financial Management network and body of information online
Preferred access to education centres in USA, UK, Europe, Asia, Middle-East and Latin America
Access to the International Academy of Financial Management international journal published online
Gold Embossed CCP™ Certificate with your name and designation as a MIAFM (Member of the International Academy of Financial Management)
CERTIFIED COMPLIANCE PROFESSIONAL™ [CCP™] 2013
Certified by The International
Academy of Financial Management (IAFM)
Recognised in over 145 countries by a multitude of training providers, universities, colleges and business schools.
Reserve your seat today to avoid
disappointment! Attend this fully certified course by the IAFM and receive the designation of Certified Compliance Professional™ [CCP™]
Day One
Introduction To Compliance
What is corporate compliance?
Who is responsible for managing it?
What are the benefits of its introduction?
Fostering a culture of accountability
The Regulatory Environment And The Role Of Regulators
Regulatory Drivers
A variety of legal obligations and due diligence
Day Two
The Regulatory Environment and The Role Of Regulators
(continued)
International responses to the problems of money laundering economic crime, cyber-sabotage and terrorism
Noncompliance and its ramifications
Compliance and The Role Of Corporate Governance
What is governance?
The corporate constitution and governance structures
Duties and responsibilities of directors
Protection of stakeholder interests
Day Three
Compliance and Business Ethics
What is ethics?
Ethics and corporate accountability: Sarbanes-Oxley
Benefits of a commitments to sound business ethics
Corporate ethics guidelines
Developing A Corporate Compliance Program
Code of conduct
Policies and procedures
Best practice principles
Monitoring and auditing
The Corporate Compliance Function
The location of the compliance function
Integration or independence of the compliance function
An optimal compliance architecture
The Compliance Officer
Group Exercise
Day Four
Key issues in Compliance:
Money Laundering
What is Money Laundering? Definitions and Examples
Is AML Compliance Different From Regular Compliance?
Understanding the different requirements
Financial Action Task Force (FATF)
US Patriot Act
Treasury/ Securities and Exchange Commission (SEC)
Day Five
Money Laundering Continued
Suspicious Activity Monitoring, Detection and Reporting
Definition of suspicious activity
Banks and Financial Institutions required to file Suspicious Activity
Reports (SARs)
The gatekeeper initiative – G-8 finance ministers attempt to require professionals to file SARs
Other Issues In Compliance
The demand for Corporate Social Responsibility (CSR)
Fraud and corruption control
Whistleblower programs and the law
CCO Examination*
*Only those who successfully complete the exam will receive the Certified Compliance Professional designation.
The issuing authority for the Certified Compliance Professional certification program, is an internationally recognized professional industry association – the International Academy of Financial Management. The International Academy of Financial Management is a non-profit society that has been active since 2001, and has over 200,000 members and affiliates in more than 140 countries. The qualification program entitles the delegate who completes the program
successfully to use a post – nominal – CCP™ – on their business card, email signature or CV..
ABOUT AMC INTERNATIONAL Africa Management Communications (AMC) International is
a research driven business information organisation with over
ten years experience in producing strategic business events.
We strive to provide creative and cutting edge business
solutions for both large and medium sized organisations.
Africa Management Communications is registered with
Services Seta as an Accredited Services Provider
(Accreditation No. 2287).
Register Today! Fax: +254 (0) 20 374 5796
The IAFM™ Training Style We are employing “best practice” training – called “blended training”. This involves classroom lecturing, highly intensive case study/role playing reviews, classroom interaction and feedback, and one-on-one coaching from the facilitator. We have found this to be one of the most effective training methodologies to date and many large multinationals and training companies have already taken up this “blended learning” methodology. The CCP™ certification will be received approximately one month following the close of the workshop.
Specifically, this course has been designed only after numerous meetings and discussions with executives and recruiters various industries.
At the Individual level: Perhaps this is where it matters the most. For the individual that is participating in the certification course, completion of the course will provide the attendee with greater confidence in a very practical professional skill, and thus increase the likelihood of success in his/her career advancement or job search.
5 DAY COURSE OUTLINE CERTIFIED COMPLIANCE PROFESSIONAL™ [CCP™] 2013
DELEGATE(S) INFORMATION
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5 Day Course = US$2,980.00 [PRICE INCLUDES EXAMINATION AND CERTIFICATION FEES ONLY] excluding VAT
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Certified Compliance Professional [CCP™] Course 2013: 11th – 15th November 2013, Hilton Hotel, Nairobi, Kenya
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Attend this fully certified course by the International Academy of Financial Management (IAFM) and receive the designation of Certified Compliance Professional™ [CCP™]
Tel: +254 (0) 20 374 5794/5 Fax: +254 (0) 20 374 5796 Email: [email protected] Website: www.amc-intsa.co.ke/events
Hilton Nairobi Hotel Mama Ngina St, Nairobi, Kenya 00100
Tel: 254-20-2790000 Fax: 254-20-2226477 [email protected]
HOTEL INFORMATION