Certified Compliance Professional [CCP · Compliance and Business Ethics What is ethics? Ethics and corporate accountability: ... internationally recognized professional industry

In Association with

DATE VENUE

11th

– 15th

November 2013 Hilton Hotel, Nairobi, Kenya

Certified Compliance Professional [CCP™] 2013

Attend this fully certified course by the International Academy of Financial Management (IAFM) and receive the designation of

Certified Compliance Professional™ [CCP™]

Tel: +254 (0) 20 374 5794/5, Fax: +254 (0) 20 374 5796

Email: [email protected], Website: www.amc-intsa.co.ke

Registered Training Provider with Directorate of

Industrial Training (Kenya) DIT No. DIT/TRN/823

Reserve your seat today to avoid

disappointment!

Who should attend?

This program is designed to provide a holistic overview of compliance and is targeted at executives who need an introduction to compliance

Compliance Officers and managers

Managers and Executives

Compliance Professionals

Risk Managers

Legal Advisers and Lawyers

Auditors and Audit Managers

After attending this five day Executive Program, you will be able to:

Define the meaning of compliance for your organization

Know what drives your compliance exposure both at home and abroad

Understand the basics of Money Laundering and the international

regulatory environment for AML

Understand the risk consequences of non-compliance

Appreciate the relationship between corporate governance and

compliance, including the market expectation of that relationship

Understand the implications of Sarbanes Oxley for corporate

accountability and ethical behaviour

Learn how to optimize organizational structure for compliance

Become a Certified Compliance Professional (CCP™)

Certified by The International

Academy of Financial Management (IAFM)

Recognised in over 145 countries by a multitude of training providers, universities,

colleges and business schools.

Day One

MMeeeett YYoouurr CCoouurrssee IInnssttrruuccttoorr,, CCaarrlloo CChhaallhhoouubb

Dr Carlo Chalhoub is a freelance financial consultant with more than fourteen years’ experience in the banking and finance industry. Beginning as a loan manager,

he has risen through the ranks of the banking world while building a reputation as a hardworking and charismatic innovator. He spent two years as a relationship

manager for ABN AMRO Bank in Dubai, and rose to the ranks of Senior Financial Advisor at first ABN AMRO and then BEMO bank in Dubai and Beirut, respectively.

In 2008 he left the finance industry to pursue his Doctorate of Philosophy in Political Science and Economics, with an emphasis on International Money and Finance

and International Political Economy. By exiting the industry to pursue further academics, he has managed to stay on the forefront of new fiscal and monetary

theories, and has expanded an impressive breadth of experience to contain not just in business, finance, and banking, but also in the tangential fields of fiscal policy

and monetary theory.

As a lecturer and seminar speaker, Carlo has taught subjects ranging from risk management to Islamic banking to wealth management, and has a reputation for

lively discussions and exceptional attention to detail. With more than eight years of experience, he is recognized by clients as highly skilled and effective. His

seminars are marked by the practical experience and friendly, no-nonsense approach he takes to each presentation, and he is known in the industry for the positive

feedback his seminars garner.

Carlo has presented papers on Gulf Cooperation Council monetary union with an eye to the potential political fallout and fiscal benefits therein. His analysis has

been well received among academics, and he is a frequent contributor to the Claremont Graduate University IMF Working Group.

Carlo is currently researching the effect of perverse incentives in the financial industry and their possible causal relationship with recent economic conditions. Within

the scope of this project, he has developed an original research paradigm, collected and analyzed raw data, and is utilizing innovative agent-based modelling

techniques to reinforce the anecdotal case studies that formed the basis of his original research question.

CCP™ Course Overview

Certified Compliance Professional (CCP) Masterclass is a highly interactive course with numerous group exercises and case studies. In addition to the knowledge gained, on success completion of the

program you will receive certification from the internationally recognised financial association, the International Academy of Financial Management.

By attending this course, the added benefits you will receive include:

• The ability to use the designation CCP™ on your business card and resume

Membership to the only professional body recognised by the AACSB, the world’s leading collection of business schools

Up to 18 month’s membership to the International Academy of Financial Management professional body

Access to the International Academy of Financial Management network and body of information online

Preferred access to education centres in USA, UK, Europe, Asia, Middle-East and Latin America

Access to the International Academy of Financial Management international journal published online

Gold Embossed CCP™ Certificate with your name and designation as a MIAFM (Member of the International Academy of Financial Management)

CERTIFIED COMPLIANCE PROFESSIONAL™ [CCP™] 2013

Certified by The International

Academy of Financial Management (IAFM)

Recognised in over 145 countries by a multitude of training providers, universities, colleges and business schools.

Reserve your seat today to avoid

disappointment! Attend this fully certified course by the IAFM and receive the designation of Certified Compliance Professional™ [CCP™]

Day One

Introduction To Compliance

What is corporate compliance?

Who is responsible for managing it?

What are the benefits of its introduction?

Fostering a culture of accountability

The Regulatory Environment And The Role Of Regulators

Regulatory Drivers

A variety of legal obligations and due diligence

Day Two

The Regulatory Environment and The Role Of Regulators

(continued)

International responses to the problems of money laundering economic crime, cyber-sabotage and terrorism

Noncompliance and its ramifications

Compliance and The Role Of Corporate Governance

What is governance?

The corporate constitution and governance structures

Duties and responsibilities of directors

Protection of stakeholder interests

Day Three

Compliance and Business Ethics

What is ethics?

Ethics and corporate accountability: Sarbanes-Oxley

Benefits of a commitments to sound business ethics

Corporate ethics guidelines

Developing A Corporate Compliance Program

Code of conduct

Policies and procedures

Best practice principles

Monitoring and auditing

The Corporate Compliance Function

The location of the compliance function

Integration or independence of the compliance function

An optimal compliance architecture

The Compliance Officer

Group Exercise

Day Four

Key issues in Compliance:

Money Laundering

What is Money Laundering? Definitions and Examples

Is AML Compliance Different From Regular Compliance?

Understanding the different requirements

Financial Action Task Force (FATF)

US Patriot Act

Treasury/ Securities and Exchange Commission (SEC)

Day Five

Money Laundering Continued

Suspicious Activity Monitoring, Detection and Reporting

Definition of suspicious activity

Banks and Financial Institutions required to file Suspicious Activity

Reports (SARs)

The gatekeeper initiative – G-8 finance ministers attempt to require professionals to file SARs

Other Issues In Compliance

The demand for Corporate Social Responsibility (CSR)

Fraud and corruption control

Whistleblower programs and the law

CCO Examination*

*Only those who successfully complete the exam will receive the Certified Compliance Professional designation.

The issuing authority for the Certified Compliance Professional certification program, is an internationally recognized professional industry association – the International Academy of Financial Management. The International Academy of Financial Management is a non-profit society that has been active since 2001, and has over 200,000 members and affiliates in more than 140 countries. The qualification program entitles the delegate who completes the program

successfully to use a post – nominal – CCP™ – on their business card, email signature or CV..

ABOUT AMC INTERNATIONAL Africa Management Communications (AMC) International is

a research driven business information organisation with over

ten years experience in producing strategic business events.

We strive to provide creative and cutting edge business

solutions for both large and medium sized organisations.

Africa Management Communications is registered with

Services Seta as an Accredited Services Provider

(Accreditation No. 2287).

Register Today! Fax: +254 (0) 20 374 5796

The IAFM™ Training Style We are employing “best practice” training – called “blended training”. This involves classroom lecturing, highly intensive case study/role playing reviews, classroom interaction and feedback, and one-on-one coaching from the facilitator. We have found this to be one of the most effective training methodologies to date and many large multinationals and training companies have already taken up this “blended learning” methodology. The CCP™ certification will be received approximately one month following the close of the workshop.

Specifically, this course has been designed only after numerous meetings and discussions with executives and recruiters various industries.

At the Individual level: Perhaps this is where it matters the most. For the individual that is participating in the certification course, completion of the course will provide the attendee with greater confidence in a very practical professional skill, and thus increase the likelihood of success in his/her career advancement or job search.

5 DAY COURSE OUTLINE CERTIFIED COMPLIANCE PROFESSIONAL™ [CCP™] 2013

DELEGATE(S) INFORMATION

1. Dr. /Mr. /Mrs. /Miss: Mobile:

Department: Email:

Position:

2. Dr. /Mr. /Mrs. /Miss: Mobile:

Department: Email:

Position:

3. Dr. /Mr. /Mrs. /Miss: Mobile:

Department: Email:

Position:

4. Dr. /Mr. /Mrs. /Miss: Mobile:

Department: Email:

Position:

REGISTER ME / US FOR THE FOLLOWING (PLEASE TICK)

5 Day Course = US$2,980.00 [PRICE INCLUDES EXAMINATION AND CERTIFICATION FEES ONLY] excluding VAT

AUTHORIZATION – THIS BOOKING IS INVALID WITHOUT A SIGNATURE

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Certified Compliance Professional [CCP™] Course 2013: 11th – 15th November 2013, Hilton Hotel, Nairobi, Kenya

TERMS AND CONDITIONS

Accepted applications to attend the AMC International conference or training course (“Event”) are in every case subject to these terms and conditions: Payment Terms – Payment is due in full upon completion and return of the registration form. Due to limited conference space we advise early registration and payment by credit card to avoid disappointment. Admission to the conference will be refused if payment has not been received. Views of Speakers at any Conference or Training Course – are their own and do not necessarily reflect the views of AMC International, its employees, agents or contractors. Delegate Substitutions – Provided the fee has been paid in full, within the time frame as per our terms and conditions, substitutions at no extra charge can be made up to 10 working days, before the start of the Event. (Send notification for any such changes in writing for the attention of the Customer Services Manager at [email protected]). Delegate Cancellations – must be received by AMC International in writing and must be addressed to the Customer Services Manager at [email protected],

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Non attendance without written cancellation, the Customer Services Manager, is treated as a cancellation with no entitlement to any refund or credit.

Speaker Changes – Occasionally it is necessary for reasons beyond our control to alter the content and timing of the program or the identity of the speakers.

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Attend this fully certified course by the International Academy of Financial Management (IAFM) and receive the designation of Certified Compliance Professional™ [CCP™]

Tel: +254 (0) 20 374 5794/5 Fax: +254 (0) 20 374 5796 Email: [email protected] Website: www.amc-intsa.co.ke/events

Hilton Nairobi Hotel Mama Ngina St, Nairobi, Kenya 00100

Tel: 254-20-2790000 Fax: 254-20-2226477 [email protected]

HOTEL INFORMATION