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THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.
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THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

Dec 19, 2015

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Page 1: THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

THE STATE UNIVERSITY OF NEW JERSEY

RUTGERS

Insights into real materials : DMFT at work. From theoretical solid state physics to

materials science.

Page 2: THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

THE STATE UNIVERSITY OF NEW JERSEY

RUTGERS

Page 3: THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

THE STATE UNIVERSITY OF NEW JERSEY

RUTGERS

Realistic Calculationsof the Electronic Structure of Correlated materials

Combinining DMFT with state of the art electronic structure methods to construct a first principles framework to describe complex materials. Inspired by the LDA+U approach (Anisimov, Andersen and Zaanen)

Anisimov Poteryaev Korotin Anhokin and Kotliar (1997). Lichtenstein and Katsenelson (1998)

Page 4: THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

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Combining LDA and DMFT

The light, SP (or SPD) electrons are extended, well described by LDA

The heavy, D (or F) electrons are localized,treat by DMFT.

LDA already contains an average interaction of the heavy electrons, substract this out by shifting the heavy level (double counting term)

The U matrix can be estimated from first principles or viewed as parameters

Page 5: THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

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Spectral Density Functional : effective action construction (Fukuda, Valiev and Fernando , Chitra and GK).

DFT, consider the exact free energy as a functional of an external potential. Express the free energy as a functional of the density by Legendre transformation. DFT(r)]

Introduce local orbitals, R(r-R)orbitals, and local GF G(R,R)(i ) =

The exact free energy can be expressed as a functional of the local Greens function and of the density by introducing sources for (r) and G and performing a Legendre transformation, (r),G(R,R)(i)]

' ( )* ( , ')( ) ( ')R Rdr dr r G r r i r

Page 6: THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

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Spectral Density Functional The exact functional can be built in perturbation

theory in the interaction (well defined diagrammatic rules )The functional can also be constructed expanding around the the atomic limit. No explicit expression exists.

DFT is useful because good approximations to the exact density functional DFT(r)] exist, e.g. LDA, GGA

A useful approximation to the exact functional can be constructed, the DMFT +LDA functional.

Page 7: THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

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LDA+DMFT functional2 *log[ / 2 ( ) ( )]

( ) ( ) ( ) ( )

1 ( ) ( ')( ) ( ) ' [ ]

2 | ' |

[ ]

R R

n

n KS

KS n n

i

LDAext xc

DC

R

Tr i V r r

V r r dr Tr i G i

r rV r r dr drdr E

r r

G

a b ba

w

w c c

r w w

r rr r

- +Ñ - - S -

- S +

+ + +-

F - F

åò

ò òå

Sum of local 2PI graphs with local U matrix and local G

1[ ] ( 1)

2DC G Un nF = - ( )0( ) iab

abi

n T G i ew

w+

= å

KS ab [ ( ) G V ( ) ]LDA DMFT a br r

Page 8: THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

THE STATE UNIVERSITY OF NEW JERSEY

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LDA+DMFT Self-Consistency loop

G0 G

Im puritySo lver

S .C .C .

0( ) ( , , ) i

i

r T G r r i e w

w

r w+

= å

2| ( ) | ( )k xc k LMTOV H ka ac r c- Ñ + =

DMFT

U

E

0( , , )HHi

HH

i

n T G r r i e w

w

w+

= å

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Comments on LDA+DMFT• Static limit of the LDA+DMFT functional , with = HF

reduces to LDA+U• Removes inconsistencies and shortcomings of this

approach. DMFT retain correlations effects in the absence of orbital ordering.

• Only in the orbitally ordered Hartree Fock limit, the Greens function of the heavy electrons is fully coherent

• Gives the local spectra and the total energy simultaneously, treating QP and H bands on the same footing.

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Case study in f electrons, Mott transition in the actinide series. B. Johanssen 1974 Smith and Kmetko Phase Diagram 1984.

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Small amounts of Ga stabilize the phase

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Problems with LDA

o DFT in the LDA or GGA is a well established tool for the calculation of ground state properties.

o Many studies (Freeman, Koelling 1972)APW methods

o ASA and FP-LMTO Soderlind et. Al 1990, Kollar et.al 1997, Boettger et.al 1998, Wills et.al. 1999) give

o an equilibrium volume of the an equilibrium volume of the phasephaseIs 35% Is 35% lower than experimentlower than experiment

o This is the largest discrepancy ever known in DFT based calculations.

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Problems with LDA LSDA predicts magnetic long range order which is

not observed experimentally (Solovyev et.al.) If one treats the f electrons as part of the core LDA

overestimates the volume by 30% LDA predicts correctly the volume of the phase of

Pu, using full potential LMTO (Soderlind and Wills). This is usually taken as an indication that Pu is a weakly correlated system.

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Pu: DMFT total energy vs Volume (Savrasov Kotliar and Abrahams Nature 2001)

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Lda vs Exp Spectra

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Pu Spectra DMFT(Savrasov) EXP (Arko et.al)

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Case study Fe and Ni

Archetypical itinerant ferromagnets LSDA predicts correct low T moment Band picture holds at low T Main puzzle: at high temperatures has a

Curie Weiss law with a moment much larger than the ordered moment.

Magnetic anisotropy

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Iron and Nickel: crossover to a real space picture at high T (Lichtenstein, Katsnelson and GK PRL 2001)

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Iron and Nickel:magnetic properties (Lichtenstein, Katsenelson,GK PRL 01)

0 3( )q

Meff

T Tc

0 3( )q

Meff

T Tc

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Ni and Fe: theory vs exp ( T=.9 Tc)/ ordered moment

Fe 1.5 ( theory) 1.55 (expt) Ni .3 (theory) .35 (expt)

eff high T moment

Fe 3.1 (theory) 3.12 (expt) Ni 1.5 (theory) 1.62 (expt)

Curie Temperature Tc

Fe 1900 ( theory) 1043(expt) Ni 700 (theory) 631 (expt)

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Outlook

The Strong Correlation Problem:How to deal with a multiplicity of competing low temperature phases and infrared trajectories which diverge in the IR

Strategy: advancing our understanding scale by scale

Generalized cluster methods to capture longer range magnetic correlations

New structures in k space. Cellular DMFT

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Ni low T puzzles

Magnetic anisotropy puzzle. LDA predicts the incorrect easy axis(100) for Nickel .(instead of the correct one (111)

LDA Fermi surface has features which are not seen in DeHaas Van Alphen ( Lonzarich)

Use LDA+ U to tackle these refined issues, ( compare parameters with DMFT results )

I. Yang S. Savrasov and G. Kotliar PRL2001

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Fe and Ni Satellite in minority band at 6 ev, 30 % reduction

of bandwidth, exchange splitting reduction .3 ev Spin wave stiffness controls the effects of spatial

flucuations, it is about twice as large in Ni and in Fe

Mean field calculations using measured exchange constants(Kudrnovski Drachl PRB 2001) right Tc for Ni but overestimates Fe , RPA corrections reduce Tc of Ni by 10% and Tc of Fe by 50%.

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DMFT: References

Collaborators: V. Anisimov, R. Chitra, V. Dobrosavlevic, D. Fisher, A. Georges, H. Kajueter, W.Krauth, E. Lange, G. Moeller, Y. Motome, G. Palsson, M. Rozenberg, S. Savrasov, Q. Si, V. Udovenko, X.Y. Zhang

Other work: A. Brandt, W. Nolting, R. Bulla, M. Jarrell, D. Logan, J. Freericks, T. Prushke, W. Metzner, F. Gebhardt, A. Lichtenstein, M. Fleck D. Vollhardt ……………….

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Reviews of DMFT

Prushke T. Jarrell M. and Freericks J. Adv. Phys. 44,187 (1995)

A. Georges, G. Kotliar, W. Krauth and M. Rozenberg Rev. Mod. Phys. 68,13 (1996)]

Page 27: THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

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Challenges The photoemission in cuprates has a strong

momentum dependence Strong Magnetic Correlations (no orbital

degeneracy) Single Site DMFT does not capture these

effects

2

1~ 0ij i j

j

J S S dd

Page 28: THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

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Cuprates: Photoemission

Transfer of Spectral Weight

with a) temperature and b) doping

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DMFT Spin Orbital Ordered StatesLonger range interactions Coulomb, interactions, Random Exchange (Sachdev and Ye, Parcollet and Georges, Kajueter and Kotliar, Si and Smith, Chitra and Kotliar,)Short range magnetic correlations. Cluster Schemes. (Ingersent and Schiller, Georges and Kotliar, cluster expansion in real space, momentum space cluster DCA Jarrell et.al., C-DMFT Kotliar et. al ).

Page 30: THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

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DMFTFormulation as an electronic structure method (Chitra and Kotliar)Density vs Local Spectral FunctionExtensions to treat strong spatial inhomogeneities. Anderson Localization (Dobrosavlevic and Kotliar),Surfaces (Nolting),Stripes (Fleck Lichtenstein and Oles)Practical Implementation (Anisimov and Kotliar, Savrasov, Katsenelson and Lichtenstein)

Page 31: THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

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Cuprates: Photoemission

Transfer of Spectral Weight

with a) temperature and b) doping

Page 32: THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

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Anomalous Resistivity:LiV2O4

Takagi et.al. PRL 2000

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Anomalous Resistivities: DopedHubbard Model (Prushke and Jarrell 1993)

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Anomalous Resistivities:Doped Hubbard ModelG. Palsson 1998

Title:

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IPT

NCA

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Failure of the “Standard Model”: Cuprates

Anomalous Resistivity

Page 36: THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

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Specific Heat Titanates

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Mott transition in layered organic conductors S Lefebvre et al. cond-mat/0004455

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Standard Model

Typical Mott values of the resistivity 200 Ohm-cm

Residual instabilites SDW, CDW, SC

Odd # electrons -> metal

Even # electrons -> insulator

Theoretical foundation: Sommerfeld, Bloch and Landau

Computational tools DFT in LDA

Transport Properties, Boltzman equation , low temperature dependence of transport coefficients2 ( )

MottF Fe k k l

h

Mott

Page 40: THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

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Failure of the “Standard Model”: Cuprates

Anomalous Resistivity

Page 41: THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

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Solving the DMFT equations

G 0 G

I m p u r i t yS o l v e r

S . C .C .

•Wide variety of computational tools (QMC,

NRG,ED….)•Analytical Methods

G0 G

Im puritySo lver

S .C .C .

Page 42: THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

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DMFTFormulation as an electronic structure method (Chitra and Kotliar)Density vs Local Spectral FunctionExtensions to treat strong spatial inhomogeneities. Anderson Localization (Dobrosavlevic and Kotliar),Surfaces (Nolting),Stripes (Fleck Lichtenstein and Oles)Practical Implementation (Anisimov and Kotliar, Savrasov, Katsenelson and Lichtenstein)

Page 43: THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

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DMFT: Methods of Solution

Page 44: THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

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DMFT Spin Orbital Ordered StatesLonger range interactions Coulomb, interactions, Random Exchange (Sachdev and Ye, Parcollet and Georges, Kajueter and Kotliar, Si and Smith, Chitra and Kotliar,)Short range magnetic correlations. Cluster Schemes. (Ingersent and Schiller, Georges and Kotliar, cluster expansion in real space, momentum space cluster DCA Jarrell et.al., C-DMFT Kotliar et. al ).

Page 45: THE STATE UNIVERSITY OF NEW JERSEY RUTGERS Insights into real materials : DMFT at work. From theoretical solid state physics to materials science.

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Photoemission Spectra and Spin Autocorrelation: Fe (U=2, J=.9ev,T/Tc=.8) (Lichtenstein, Katsenelson,GK prl 2001)

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Photoemission and T/Tc=.8 Spin Autocorrelation: Ni (U=3, J=.9 ev)

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Strongly Correlated Electrons

Competing Interaction

Low T, Several Phases Close in Energy

Complex Phase Diagrams

Extreme Sensitivity to Changes in External Parameters

Need for Quantitative Methods

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Failure of the StandardModel: Anomalous Spectral Weight TransferOptical Conductivity o of FeSi for T=,20,20,250 200 and 250 K from Schlesinger et.al (1993)

0( )d Neff

0( )d

Neff depends on T

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Hubbard model

† †

, ,

( )( )ij ij i j j i i ii j i

t c c c c U n n

U/t

Doping d or chemical potential

Frustration (t’/t)

T temperatureMott transition as a function of doping, pressure temperature etc.

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Landau Functional

† †,

2

2

[ , ] ( ) ( ) ( )†

† † † †

0

Mettalic Order Para

( )[ ] [ ]

mete

[ ]

[ , ] [ [ ] ]

( )( )

r: ( )

( ) 2 ( )[ ]( )

loc

LG imp

L f f f i i f i

imp

loc f

imp

iF T F

t

F Log df dfe

dL f f f e f Uf f f f d

d

F iT f i f i TG i

i

i

2

2

Spin Model An

[ ] [[ ]2 ]

alogy:

2LG

t

hF h Log ch h

J

G. Kotliar EPJB (1999)

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LDA functional

2log[ / 2 ] ( ) ( )

1 ( ) ( ')( ) ( ) ' [ ]

2 | ' |

n KS KS

LDAext xc

Tr i V V r r dr

r rV r r dr drdr E

r r

w r

r rr r

- +Ñ - -

+ +-

ò

ò ò

[ ( )]LDA r

[ ( ), ( )]LDA KSr V r

Conjugate field, VKS(r)

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Minimize LDA functional

[ ]( )( ) ( ) '

| ' | ( )

LDAxc

KS ext

ErV r V r dr

r r r

d rrdr

= + +-ò

0*2

( ) { )[ / 2 ]

( ) ( ) n

n

ikj kj kj

n KSkj

r f tri V

r r ew

w

r e yw

y +=

+Ñ -=å å

Kohn Sham eigenvalues, auxiliary quantities.

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A time-honored example: Mott transition in V2O3 under pressure or chemical substitution on V-site

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Ising character of the transfer of spectral weight

Ising –like dependence of the photo-emission intensity and the optical spectral weight near the Mott transition endpoint

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X.Zhang M. Rozenberg G. Kotliar (PRL 1993)

Spectral Evolution at T=0 half filling full frustration

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Parallel development: Fujimori et.al

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Pu: Complex Phase Diagram (J. Smith LANL)