-
ISSN 20851227
JURNALSAINS DAN TEKNOLOGI LINGKUNGAN
Jurusan Teknik Lingkungan, Fakultas Teknik Sipil dan
Perencanaan,Universitas Islam Indonesia
Diterbitkan berkala setahun dua kali setiap bulan Januari dan
Juni oleh Jurusan Teknik Lingkungan, FakultasTeknik Sipil dan
Perencanaan, Universitas Islam Indonesia Yogyakarta. Memuat artikel
yang berkaitan dengangagasan dan hasilhasil penelitian dibidang
rekayasa lingkungan dan ilmuilmu lain yang terkait dengan
bidangrekayasa lingkungan.
PelindungRektor UII
PenasehatDekan FTSP
Penanggung JawabKetua Jurusan Teknik Lingkungan UII
Pemimpin RedaksiWidodo B., Ir, MSc, DrIng
Dewan RedaksiKasam, Ir., MT; Luqman Hakim, ST., M.Si;Eko
Siswoyo, ST., M.Sc.ES; Hudori, ST., MT;Any Yuliani, ST., MSc.
Mitra Bestari (reviewer)Prof. Dr. Joni Hermana (ITS); Dr. Eddy
Setiadi Soedjono (ITS);Dr. Eko Sugiharto (UGM); Prof. Djalal
Tandjung (UGM);Dr. Prayatni Soewondo (ITB); Dr. Ir. Drajat
Soehardjo, SU (UII)Prof. Ir. Widodo, MSCE, Ph.D. (UII); Prof.
Dieter Prinz (Karlsruhe);Prof. Dr. Wolfgang Kuehn (TZW); Dr. Jutta
Eggers (TZW);Dr. A.H. Malik (COMSAT)
Sekretariat PelaksanaAndik Yulianto, ST, MT; Hijrah Purnama
Putra, ST., M.Eng;Agus Adi Prananto, SP; Iwan Ardianta, ST;Tasyono,
ST.; Puspa Setyo Rini, ST;Mishbahul Munir
Alamat RedaksiJurusan Teknik Lingkungan UII,Kampus Terpadu UII
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[email protected]:
http://www.environment.uii.ac.id/
Redaksi menerima tulisan yang sejalan dengan Jurnal ini dengan
format penulisan di halaman terakhir Jurnal ini.
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ISSN 20851227
JURNAL SAINS DAN TEKNOLOGI LINGKUNGANVolume 4 Nomor 1 Januari
2012
Daftar Isi1 Reducing Vulnerability and Building Resilience in
the PostDisaster Context:
A Case Study of the 2006 Yogyakarta Earthquake Recovery
EffortErin Joakim
.................................................................................................................
0114
2 Local Government Unit (LGU) and Academe Partnership for
ResponsiveeDisaster SystemsMaria Victoria
Pineda.................................................................................................
1523
3 A Brief Review on Electrogenerated Hydroxyl Radical for
Organic WastewaterMineralizationErvin
Nurhayati...........................................................................................................
2431
4 Pengaruh Gelombang pada Profil Kemiringan Pantai Pasir Buatan
(Uji Model Fisikdan Studi Kasus Penanggulangan Erosi serta
Pendukung Konservasi LingkunganDaerah Pantai)Nizam, Oki Setyandito,
Nur Yuwono, dan Radianta Triatmadja..............................
3242
5 KLHS untuk Pembangunan Daerah yang BerkelanjutanWidodo B.,
Ribut L., dan Donan
W.............................................................................
4354
6 Pengelolaan Sampah oleh Masyarakat Perkotaan di Kota
YogyakartaVidyana Arsanti dan Sri Rum
Giyarsih........................................................................
5566
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Jurnal Sains dan Teknologi Lingkungan Volume 4, Nomor 1, Januari
2012, Halaman 0114ISSN: 20851227
Reducing Vulnerability and Building Resilience in the
Post-DisasterContext: A Case Study of the 2006 Yogyakarta
Earthquake
Recovery Effort
Erin JoakimDepartment of Geography and Environmental
Management
University of Waterloo, Waterloo, Canada
AbstractAs the human and economic costs of natural disaster
events have dramatically increased over the pastthree decades,
governments, researchers and humanitarian agencies have
increasingly focused onreducing disaster impacts and increasing the
resilience of individuals, households and communities.Recent
disaster recovery efforts have focused on implementing a holistic
social-ecological disaster riskreduction approach popularized
through post-2004 tsunami recovery programs under the mantra
ofbuilding back better. Although this approach has been
increasingly adopted by various government andhumanitarian
organizations to describe their recovery and reconstruction
activities, defining what ismeant by better and measuring better as
an outcome has been difficult to conceptualize andoperationalize.
In order to rectify this gap in the literature, the Post-Disaster
Sustainable Livelihoods,Resilience and Vulnerability framework
(PD-SLRV) was developed for the purposes of analyzing,evaluating
and monitoring disaster recovery using the concepts of
vulnerability, resilience andsustainable livelihoods.
Using the 2006 Yogyakarta, Indonesia earthquake as a case study,
this paper will explore how theconcepts of vulnerability,
resilience and sustainable livelihoods inform the disaster recovery
process, thenature of the relationship between these concepts as
well as their usefulness in evaluating disasterrecovery efforts.
Through a detailed analysis of the various vulnerabilities and
resiliencies that existwithin recovering communities, the complex
and dynamic nature of resilience and vulnerability isrevealed,
indicating a multifaceted relationship dependent on scale, context
and place.
Keywords: the 2006 Yogyakarta Indonesia earthquake, disaster
recovery efforts, recovery program
1. Introduction
On Saturday, May 27, 2006 at 5:54am local time, Yogyakarta and
Central Java provinces inIndonesia were struck by a 6.3 magnitude
earthquake (Resosudarmo et al., 2008; Elnashai et al.,2007). Due to
the shallow depth of the earthquake, intense ground shaking was
felt for almost oneminute, resulting in severe damages,
particularly in the districts of Bantul, Yogyakarta province
andKlaten, Central Java province (BAPPENAS et al., 2006). With an
estimated death toll of over5,700, between 40,000 60,000 injuries,
the total destruction of over 150,000 buildings and morethan
200,000 more suffering varying degrees of damage, the Yogyakarta
earthquake was one of themost devastating global disasters of 2006
(BAPPENAS et al., 2006, Elnashai et al., 2007;Resosudarmo et al.,
2008).
Shortly after the earthquake, there was a tremendous response
from various sources, including theIndonesian government, the
United Nations, the International Federation of Red Cross and
Red
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Erin Joakim Jurnal Sains dan Teknologi Lingkungan2
Crescent Societies, international donors, as well as various
other NGOs (both domestic andinternational). The recovery effort
focused on both housing/building reconstruction as well
aslivelihoods rehabilitation. Over 280,000 homes were rebuilt using
a community-driven approach:reconstruction funds were distributed
based on the community spirit of gotong royong, a localtradition
whereby families jointly take decisions and build together (JRF,
2007, 29). As much ofthe building damage was linked to poor quality
construction and lack of adherence to buildingcodes, the recovery
effort focused on housing reconstruction with higher standards of
safety(JRF, 2007).
Although the recovery effort is often portrayed as a successful
due to the equitable distribution ofrelief supplies, rapid
rebuilding effort and livelihoods programming, this research
endeavoured toprovide a more in-depth, holistic evaluation. The
Post-Disaster Sustainable Livelihoods, Resilienceand Vulnerability
framework (PD-SLRV) incorporates a vulnerability, resilience and
sustainablelivelihoods perspective in order to provide further
theoretical understanding of these three conceptsas well as provide
lessons learned and strategies for effective disaster risk
reduction.
2. Background Information
Of the four phases of the disaster management cycle, disaster
recovery has been the most poorlyunderstood and the least
well-researched (Barton, 1969; Rubin et al., 1985; Schwab, 1998;
Lloyd-Jones, 2006; Chang, 2010). Disaster recovery has
traditionally been defined as the longer termactivities undertaken
to recover from a disaster event in an attempt to return the
community to pre-disaster norms (Mileti, 1999). On the other hand,
Alesch (2004) argues that communities rarelyreturn to pre-disaster
form as they struggle to achieve viability in the newly-emerging
environmentwithin which they exist (3). More recent approaches,
particularly after the 2004 Indian Oceantsunami, view disaster
recovery as an opportunity to achieve the goals of disaster risk
reduction andcontribute to improved re-development. In this sense,
disaster recovery can be viewed as a catalystfor transformation and
growth in the community (Kumpfer, 1999). This view is summarized in
therecent mantra of disaster recovery whereby governments and
non-government organizations(NGOs) claim to be building back
better. Although this slogan has been increasingly adopted
byvarious government and humanitarian organizations to describe
their recovery and reconstructionactivities, defining what is meant
by better and measuring better as an outcome has been difficultto
conceptualize and operationalize.
In order to rectify this gap in the literature, the
Post-Disaster Sustainable Livelihoods, Resilienceand Vulnerability
framework (PD-SLRV) was developed for the purposes of analyzing,
evaluating
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Volume 4 Nomor 1 Januari 2012 Jurnal Sains dan Teknologi
Lingkungan 3
and monitoring disaster recovery using the concepts of
vulnerability, resilience and sustainablelivelihoods. Researchers
and aid organizations alike have identified the need for a
systematic,independent and replicable framework and approach for
monitoring, evaluating and measuring thelonger-term relief and
recovery operations of major disaster events (Brown et al., 2008).
Asvulnerability, resilience and sustainable livelihoods have been
increasingly incorporated intodisaster recovery theory and
planning, an approach which integrates all three concepts will
providea unique opportunity to critically analyze post-disaster
recovery operations. The following sectionsprovide a brief overview
of the concepts of vulnerability, resilience and sustainable
livelihoods.
Vulnerability
The term vulnerability has been used in many disciplines and
conceptualized in a variety of ways.Focusing specifically on the
hazards literature, vulnerability has more recently been understood
as apre-existing condition, influenced by a variety of social,
economic and political structures (seeCannon, Rowell & Twigg,
2003; Blaikie et al., 1994; Hewitt, 1997; Birkmann, 2007;
Pelling,2003). From this perspective, vulnerability can be defined
as the characteristics of a person orgroup and their situation that
influence their capacity to anticipate, cope with, resist and
recoverfrom the impact of a natural hazard (Wisner et al.,
2004:11). From this definition, vulnerability canbe seen as
existing before, during and after a disaster event and also
incorporates aspects ofresilience and coping capacity. From this
perspective, some of the main factors that influence levelsof
vulnerability include access to various forms of tangible and
intangible assets (such as social andmaterial goods), access to
knowledge and information, and access to power (Chambers,
1989;Blaikie et al., 1994; Alexander, 2000; Hewitt, 1997). Through
this focus on the social, political andeconomic causes of
vulnerability, the large-scale processes that are a reflection of
power relations ina society are emphasized. While these processes
reflect the structural constraints under whichvulnerable households
and communities must navigate during their daily activities, levels
ofvulnerability are also impacted by agency. The individual choices
of households and communitieswill impact the local scale
manifestations of those larger-scale processes.
A number of frameworks and models have been developed in the
hazards literature to conceptualizevulnerability (i.e. PAR and
Access models, BBC model, Hazards of Place). While there are areas
ofdivergence, the main similarities that run through these
different conceptualizations include: (1)exploring vulnerability
from social-ecological perspective wherein both social and
environmentalfactors are considered; (2) a focus on place and the
unique ways in which larger-scale processes aremanifested at the
local scale; and (3) analyzing the underlying root causes of
vulnerability. Thesethree themes provide the basis for the
conceptualization of vulnerability used for this research.
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Erin Joakim Jurnal Sains dan Teknologi Lingkungan4
Resilience
Similar to vulnerability, resilience has been conceptualized in
numerous ways. Originating in theecological literature, the first
understandings viewed it as the ability to absorb the impacts
ofstresses, shocks and changes before a change of state occurred
(Holling, 1973). In the hazardsliterature, resilience has commonly
been perceived as the capacity to rebound, bounce back orrecover
quickly after experiencing a disaster event (Paton, 2006; Ronan
& Johnston, 2005). Whilethis is the common understanding of
resilience, some argue that this definition is static and fails
toacknowledge that communities can never return to their
pre-disaster state. The experience of adisaster event creates a new
physical, social and psychological landscape within the
community(Paton, 2006; Alesch, 2004). More recent approaches are
exploring resilience as the capacity toadapt and achieve positive
transformation after a disaster event (Birkmann & Wisner, 2006;
Paton,2006). In this sense, the disaster can be seen as a tool for
promoting positive growth within thecommunity and as having the
potential to create opportunity for doing new things, for
innovationand for development (Folke, 2006, 253; Ronan &
Johnston, 2005; Kumpfer, 1999; Kulig, 2000).
Maguire & Hagan (2007) bring these three conceptualizations
together to define resilience alongthree dimensions: (1)
resistance: the ability to withstand or absorb external pressures
and shocks;(2) recovery: the ability to return to previous levels
of functioning as quickly as possible; and (3)creativity: the
ability to learn, transform and increase functionality after a
disaster event (see alsoAdger, 2000). This understanding
incorporates the different conceptualizations of resilience
andprovides a holistic approach to explore resilience before,
during and after a disaster event.Criticisms of the resilience
concept argue that it has a tendency to ignore power relations
andpresents a de-politicized, neutral portrayal of the processes
impacting disaster risk and vulnerability(Kuhlicke, 2010).
Analyzing the recovery process from both a vulnerability and
resilienceperspective allows a focus on both the larger-scale
structural processes as well as an exploration ofthe opportunities
for moving forwards and reducing the impacts of hazards.
Sustainable Livelihoods
While vulnerability and resilience have been used in the hazards
literature for many years,sustainable livelihoods (SL) has only
been recently been put forth as an important concept toincorporate
into the recovery period (see Cannon, Rowell & Twigg, 2003;
Arnold, 2006; Pomeroyet al., 2006; Rgnier et al., 2008). While
sustainable livelihoods models are more common in thedevelopment
literature, the concept originated from participatory approaches to
famine and foodsecurity research in the 1970s and 1980s, indicating
its roots are based in hazards and hazard
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Volume 4 Nomor 1 Januari 2012 Jurnal Sains dan Teknologi
Lingkungan 5
mitigation (Hussein, 2002). Chambers & Conway (1992) provide
a definition of sustainablelivelihoods that has been widely used
and adapted to this day:
A livelihood comprises the capabilities, assets and activities
required for a means ofliving. A livelihood is sustainable when it
can cope with and recover from stresses andshocks and maintain or
enhance its capabilities and assets both now and in the
future,while not undermining the natural resource base.
Livelihood activities are an important consideration during the
recovery period due to their impacton levels of exposure to
different hazards (through location of home and work activities),
and theimpact that livelihood activities can have on the
environment (Abramowitz, 2001; Birkmann &Wisner, 2006). Due to
the linkages and feedbacks between livelihoods and the environment,
SLapproaches provide a useful link between social, economic and
environmental vulnerabilities.Although SL approaches have been
increasingly used by NGOs and government agencies duringrecovery
efforts, there is a lack of conceptual models guiding efforts and
experience has beenlimited, ad hoc in nature and success highly
localized (Rgnier et al., 2008). The frameworkdeveloped for this
research provides an opportunity to further our understanding of
sustainablelivelihoods initiatives during the post-disaster
period.
Figure 1. Post-Disaster Sustainable Livelihoods, Resilienceand
Vulnerability Framework (PD-SLRV)
Post-Disaster Sustainable Livelihoods, Resilience and
Vulnerability Framework (PD-SLRV)As vulnerability, resilience and
sustainable livelihoods have been increasingly incorporated
intodisaster recovery theory and planning, an approach which
integrates all three concepts will providea unique opportunity to
critically analyze post-disaster recovery operations. Using the key
issuesaddressed in the vulnerability, resilience and sustainable
livelihoods literature, there is anopportunity to holistically
evaluate long-term disaster recovery initiatives and provide
insight into
Volume 4 Nomor 1 Januari 2012 Jurnal Sains dan Teknologi
Lingkungan 5
mitigation (Hussein, 2002). Chambers & Conway (1992) provide
a definition of sustainablelivelihoods that has been widely used
and adapted to this day:
A livelihood comprises the capabilities, assets and activities
required for a means ofliving. A livelihood is sustainable when it
can cope with and recover from stresses andshocks and maintain or
enhance its capabilities and assets both now and in the
future,while not undermining the natural resource base.
Livelihood activities are an important consideration during the
recovery period due to their impacton levels of exposure to
different hazards (through location of home and work activities),
and theimpact that livelihood activities can have on the
environment (Abramowitz, 2001; Birkmann &Wisner, 2006). Due to
the linkages and feedbacks between livelihoods and the environment,
SLapproaches provide a useful link between social, economic and
environmental vulnerabilities.Although SL approaches have been
increasingly used by NGOs and government agencies duringrecovery
efforts, there is a lack of conceptual models guiding efforts and
experience has beenlimited, ad hoc in nature and success highly
localized (Rgnier et al., 2008). The frameworkdeveloped for this
research provides an opportunity to further our understanding of
sustainablelivelihoods initiatives during the post-disaster
period.
Figure 1. Post-Disaster Sustainable Livelihoods, Resilienceand
Vulnerability Framework (PD-SLRV)
Post-Disaster Sustainable Livelihoods, Resilience and
Vulnerability Framework (PD-SLRV)As vulnerability, resilience and
sustainable livelihoods have been increasingly incorporated
intodisaster recovery theory and planning, an approach which
integrates all three concepts will providea unique opportunity to
critically analyze post-disaster recovery operations. Using the key
issuesaddressed in the vulnerability, resilience and sustainable
livelihoods literature, there is anopportunity to holistically
evaluate long-term disaster recovery initiatives and provide
insight into
Volume 4 Nomor 1 Januari 2012 Jurnal Sains dan Teknologi
Lingkungan 5
mitigation (Hussein, 2002). Chambers & Conway (1992) provide
a definition of sustainablelivelihoods that has been widely used
and adapted to this day:
A livelihood comprises the capabilities, assets and activities
required for a means ofliving. A livelihood is sustainable when it
can cope with and recover from stresses andshocks and maintain or
enhance its capabilities and assets both now and in the
future,while not undermining the natural resource base.
Livelihood activities are an important consideration during the
recovery period due to their impacton levels of exposure to
different hazards (through location of home and work activities),
and theimpact that livelihood activities can have on the
environment (Abramowitz, 2001; Birkmann &Wisner, 2006). Due to
the linkages and feedbacks between livelihoods and the environment,
SLapproaches provide a useful link between social, economic and
environmental vulnerabilities.Although SL approaches have been
increasingly used by NGOs and government agencies duringrecovery
efforts, there is a lack of conceptual models guiding efforts and
experience has beenlimited, ad hoc in nature and success highly
localized (Rgnier et al., 2008). The frameworkdeveloped for this
research provides an opportunity to further our understanding of
sustainablelivelihoods initiatives during the post-disaster
period.
Figure 1. Post-Disaster Sustainable Livelihoods, Resilienceand
Vulnerability Framework (PD-SLRV)
Post-Disaster Sustainable Livelihoods, Resilience and
Vulnerability Framework (PD-SLRV)As vulnerability, resilience and
sustainable livelihoods have been increasingly incorporated
intodisaster recovery theory and planning, an approach which
integrates all three concepts will providea unique opportunity to
critically analyze post-disaster recovery operations. Using the key
issuesaddressed in the vulnerability, resilience and sustainable
livelihoods literature, there is anopportunity to holistically
evaluate long-term disaster recovery initiatives and provide
insight into
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Erin Joakim Jurnal Sains dan Teknologi Lingkungan6
these concepts and the relationships between them. A preliminary
version of the PD-SLRVframework is depicted Figure 1, demonstrating
the linkages between the three concepts (representedby the arrows)
and the need to incorporate all three aspects in order to achieve
successful disasterrecovery that achieves the goal of building back
better.
3. Methodology
An in-depth case study was used to explore the disaster recovery
process following the 2006Yogyakarta, Indonesia earthquake. As the
case study approach contributes uniquely to ourknowledge of
individual, organization, social, and political phenomena, this
provides an idealopportunity to explore the interactions between
various small- and large-scale social, economic,political and
environmental processes that create disaster events and influence
disaster recovery(Yin, 2003, p. 2). This place-based approach
provides an inherently geographic focus where theassessment focuses
on discrete areas and places where the risks are better understood,
and can bemore easily traced to pertinent processes (Barnett,
Lambert & Fry, 2008, p. 105; 115). In thissense, the local
vulnerabilities, resiliencies and livelihood strategies are placed
within context oflarger-scale social, economic, political and
institutional processes (Fuchs, 2009). The 2006Yogyakarta
earthquake will serve as the overall case used to examine and
evaluate the disasterrecovery process, although embedded cases
(i.e. multiple impacted villages) will be used to drawout the depth
and breadth of the post-disaster experience.
A total of five villages, three in Yogyakarta province and two
in Central Java province, wereselected to explore the recovery
program and resulting conditions of vulnerability and
resilience.Villages were selected based on experienced
vulnerability: (1) high levels of damage (over 90% ofbuildings
destroyed); (2) location in earthquake zone; (3) preliminary
assessment indicated varyinglevels of vulnerability (some
communities were comprised mainly of less educatedfarm/construction
labourers, while one was wealthier, with the majority employed as
governmentofficers with higher levels of education); and (4)
varying levels of resilience (i.e. some communitiesattempted to
self-organize and begin reconstruction and recovery independently
while others waitedfor external assistance to come to them). In
each village one focus group with community leaderswas held along
with a series of interviews, including approximately 25 household
interviews andinterviews with community leaders. Respondents were
asked a series of questions regarding theirperceptions and opinions
on the recovery process as well as overall conditions in the
communityand their daily activities.
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Volume 4 Nomor 1 Januari 2012 Jurnal Sains dan Teknologi
Lingkungan 7
Village Key Issues
1
VUL: Poor relationship with higher level government leads to
lack of governmentfunding, low levels of education, lack of
employment/low income, low external networksamong most villagers.
RES: Village leader has strong connections with academia andNGOs
leading to funding for progressive development programs. Community
has strongspirit of GR. Housing rebuilding followed construction
guidelines. Community hasincreased awareness about hazards,
environmental sustainability and role of education.SL: Lack of job
opportunities particularly for construction labourers. Strong push
forimproving livelihood strategies through training, animal
breeding, plantations andtourism need to ensure reliability and
sustainability of income so not as dependent onthe seasons.
2
VUL: Low skill-level and education, high unemployment, older
population remains incommunity (40+ years) as many of the younger
generations have left remainingvillagers have little desire to
further their skills, education or start new businesses, lack
ofawareness regarding hazards and mitigation and preparedness
efforts, low externalnetworks. RES: Strong GR community spirit,
strong youth organization for remainingyouth in the village,
housing rebuilding followed construction guidelines. SL: Lack ofjob
opportunities particularly for construction labourers, low skill
level, lack of initiativeto change occupation and receive
training.
3
VUL: Social conflict in community remains high, corruption
appears to be an issue, lackof hazards knowledge for some
villagers. RES: Population is fairly well educated withstrong
networks outside village and province. Higher income levels as well
as strongreligious component. Many boarding schools in village
leads to strong externalconnections, housing rebuilding followed
construction guidelines. SL: Majority ofvillagers working as
government officers.
4
VUL: High psychological trauma for some victims remains, low
income levels. RES:Strong, outspoken community leader who pushes
for funding and limiting corruption.Focus on importance of
education has led to many of the younger generation
attendinguniversity, even among poor families, housing
reconstruction followed guidelines. SL:Environmental degradation of
rice paddies has led to severely reduced crop yields insome areas.
Many skilled labourers who also find jobs for unskilled members of
thecommunity strong networks within the community. Require further
knowledge andtraining for villagers regarding entrepreneurial
activities.
5
VUL: Low levels of education, lack of job opportunities, limited
social networks, lack ofawareness of hazard mitigation and
preparedness. RES: Strong spirit of GR, housingreconstruction
followed guidelines. SL: Insect infestation related to
unpredictableweather and lack of dry season has destroyed crops.
Lack of networks leads to lowemployment opportunities. Many
villagers lack knowledge to start/run/market theirbusinesses.
4. Results
Table 1 provides an overview of the key vulnerability,
resilience and sustainable livelihoods issuesthat were observed in
each village.
Table 1. Overview of Vulnerability (VUL), Resilience (RES)and
Sustainable Livelihoods (SL) Issues
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Erin Joakim Jurnal Sains dan Teknologi Lingkungan8
While many issues regarding the short- and long-term impacts of
the disaster and accompanyingrecovery effort were found during this
research, for the purposes of this paper, I will focus on therole
of social networks, education and the issues associated the
livelihoods.
Social Networks
Social networks examine the different formal and informal social
connections (both internal andexternal to the community) of
households and communities as well as feelings of reciprocity,
trustand exchange that provide the basis for social and economic
interaction and activities (DFID, 1999).In the case of the recovery
effort, strong external networks were a key strategy for
achieving
successful disaster recovery and reducing vulnerability to
future disasters. Villages with leaders andmembers with strong
external connections were able to obtain a greater amount of goods
andmaterials during the immediate response phase, increased funding
for house reconstruction andsocial programming to improve overall
community conditions. In some cases, particularly thepoorer
communities comprised mainly of construction and farming labourers,
social networks wereconfined within the village, limiting the
assistance they could provide each other since allhouseholds were
impacted by the disaster.
While strong external networks increased the speed of recovery
and capacity to adapt and transformafter the earthquake, strong
resilience was also seen in most villages through the cultural
spirit of
gotong royong (GR). After the earthquake, three of the villages
used GR to rebuild their housestogether, thereby eliminating labour
costs for rebuilding. As the funding provided for houserebuilding
was considered low by almost all interviewees (households in Bantul
regency received15.000.000RP while Klaten households received
20.000.000RP), this allowed the entire amount tobe spent on
building materials as opposed to also having to pay labour costs.
Villagers alsoidentified this community spirit of togetherness as
an important aspect in providing strength andmotivation to recover
after the disaster. In some villages, a strict adherence to the
governmentbuilding deadlines meant the villagers were unable to use
GR as it would have taken too long totake turns building each
others houses and they would have missed the government deadline.
Inthese cases, the government requirements reduced the impact of
this coping mechanism. In onevillage where the majority of
villagers are employed as government officers, the use of GR
waslower due to lack of construction skills among the villagers. In
this case, villagers hired labourersfrom outside the village to
rebuild their houses for them.
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Volume 4 Nomor 1 Januari 2012 Jurnal Sains dan Teknologi
Lingkungan 9
Education
For the purposes of this research, education can be understood
along three themes formaleducation, skills, and hazards knowledge.
In terms of formal education, any person who completeda university
degree or diploma had obtained a reliable occupation and had the
means to successfullyrecover after the earthquake. On the other
hand, for villagers who achieved elementary to highschool
education, the difference in livelihood success appeared to be
correlated more with skilldevelopment and the strength of social
networks as opposed to levels of education. Some villagershad
achieved somewhat successful livelihoods with only elementary
education while others withhigh school lacked reliable employment
and business opportunities. Those with the skills to developan
idea, the knowledge to maintain and enhance the business and the
networks to market theirproduct also achieved success in their
livelihoods initiatives.
Perceptions of formal education and skill development also
differed across villages. In communitiesand neighbourhoods where
education was viewed as very important, parents were supporting
theirchildren to attend higher education institutions regardless of
economic conditions (i.e. labourerswere saving and finding funding
sources to send their children to university). On the other hand,
thepoorest communities and households held less positive views
towards education (i.e. while theywould like to see their children
attend university, they were not planning for that experience,
theypreferred their children to work to provide money for the
household, or they held laissez-faireattitudes towards education
and allowed their young children to decide what they wanted to
do).
A lack of awareness regarding hazards and how to reduce
vulnerability to common hazards in thearea is another factor
impacting levels of vulnerability and resilience. Although many
villagersperceived their hazard awareness and response knowledge
was adequate, other comments providedinsight into this issue: many
respondents felt earthquakes were caused by the old age of the
earth,felt there was no need to prepare for disasters due to their
belief that God would take care of them,and expressed limited
preparedness actions beyond strong housing construction. Of the
125household interviews conducted, only one interviewee expressed
the need to improve the social,economic, environmental and
political conditions of the area in order to reduce vulnerability
tofuture disasters.
Livelihoods
The common livelihood issue through most villages was the lack
of job opportunities. Incommunities where the majority of residents
had obtained reliable income, economic aspects werenot a major
concern for the majority of villagers. Households were able to
afford higher education
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Erin Joakim Jurnal Sains dan Teknologi Lingkungan10
and health services. On the other hand, for those residents
experiencing unreliable income and lackof job opportunities, access
to health and education was a concern. In terms of achieving
reliableincome, the connections to vulnerability and resilience
were quite clear as lack of knowledge andskills, poor social
networks and low initiative were identified as key aspects
impacting poorlivelihood outcomes. The connections between
environmental conditions and livelihood outcomeswas particularly
evident in Klaten, where unpredictable weather, rice paddy
degradation and buginfestations have severely reduced the yields
for some farmers.
Two of the most common livelihood initiatives found in all
villages were: (1) a programimplemented by the Indonesian
government focusing on training sewers and tailors and
providingsewing machines as capital for business ventures; and (2)
micro financing initiatives for smallbusiness enterprises. While
the first program allowed some tailors to rebuild their businesses
afterthe earthquake, the over-reliance on one skill-building
technique in all communities limited theimpact of this program to a
few households per village. In terms of the micro-financing
initiatives,accessibility for the poorest households was identified
as an issue as they lacked a guarantee for theloans, lacked the
education, knowledge and skills for building and maintaining a
business enterpriseand, in some cases, there was a lack of
initiative to supplement or change their current
livelihoodstrategies.
One important aspect of the recovery effort that could be
improved is in relation to livelihood toolreplacement. Many farm
and construction labourers as well as small-enterprises lost their
tools inthe earthquake or were forced to sell off assets in order
to fund the reconstruction of their houses.While there was a
program to replace sewing machines, there was almost no attempt to
providefunding or goods in order for households to resume their
livelihood activities. In some cases, evenafter five years,
households have been unable to save enough funds to replace items
lost. This hasseverely limited the ability of some households to
resume their livelihood activities, resulting inlower economic
conditions compared to the pre-disaster context.
The earthquake disaster also had negative impacts for
construction labourers, particularly in Bantulregency. Many Bantul
construction labourers worked in Yogyakarta city before the
earthquake,although after the recovery effort was completed they
had difficulty finding employment. While theBantul labourers were
rebuilding their houses and villages after the earthquake, project
leaders inYogyakarta city began employing workers from outside the
province to fill their positions. Thesenew labourers were willing
to accept lower pay and work for longer hours and so project
leadershave continued to employ them, particularly for unskilled
positions. The large supply of unskilledlabourers has driven down
the daily wage and resulted in increased unemployment for
communitiesimpacted by the earthquake.
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5. Discussion
While the recovery after the 2006 Yogyakarta earthquake has
generally been declared successful,preliminary analysis of the data
suggests that the recovery effort did not effectively
addressunderlying issues of vulnerability, and, in fact, may have
perpetuated a cycle of marginalization forthe poorest members of
society. Households with strong networks and businesses were able
to takeadvantage of the programs and funding provided during the
recovery period in order to rebuild and,in some cases, improve
their livelihood conditions. On the other hand, the poorest
villagers, mainlythe farming labourers, have been excluded from
participating and benefiting from these initiatives,leaving them
further behind in terms of economic development.
In terms of the usefulness of the PD-SLRV framework,
incorporating concepts of vulnerability,resilience and sustainable
livelihoods provided an appropriate method to holistically examine
thecomplex aspects of disaster risk and recovery. Each component
added a unique perspective thatallowed for a comprehensive analysis
of key issues. The importance of incorporating
livelihoodinitiatives into vulnerability reduction and recovery
efforts should be emphasized. In communitiesand households where
livelihood recovery was successful and income sources were reliable
andsustainable, overall perceptions of recovery were more positive
and quality of life conditions eitherremained similar to
pre-disaster conditions or had improved. In other cases, where
livelihoodconditions deteriorated, the perception of the recovery
effort was not as positive and quality of lifeconditions had
declined or were stagnating. While livelihood interventions and
programs areimportant, there is a need to focus on some of the most
vulnerable populations, as current livelihoodprograms in Yogyakarta
and Central Java province appeared to exclude some of the poorest
andmost vulnerable households. As well, in order for strategies to
be effective, they must providecomplete, long-term support:
individuals, households and communities need diversified
trainingthat supports the development of knowledge regarding
starting, developing, marketing and growingtheir businesses.
The results also demonstrate that the relationship between
vulnerability and resilience is neitherlinear nor simple in fact,
the relationship was found to be more complex than
originallyanticipated. Various indicators of vulnerability can have
both positive and negative feedbacks onaspects of resilience. For
example, in some cases, a strong belief in God and religious
faithappeared to contribute to both resilience (through increased
social awareness, attempts to aid othersin the community, bringing
the community together, providing strength for recovery)
andvulnerability (through belief that God would take care of them
and thereby limiting the need for anypreparedness actions to face
hazards). This paradoxical relationship was seen in other areas,
such as
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Erin Joakim Jurnal Sains dan Teknologi Lingkungan12
levels of experience and strength of government institutions.
This indicates that the relationshipbetween vulnerability and
resilience is difficult to define and may be highly dependent on
thecontext.
The importance of scale and the impact it has on understanding
the concept of place washighlighted in this research. While an area
can be defined as a place based on the sharedexperience of a
disaster event, this assumes that the area has some form of
homogeneity. Thedifferent experiences and characteristics of each
village (including livelihood strategies,government structure,
village history, levels of education etc.) and even differences
within villagesindicates that the concept of place is not
necessarily applicable to the entire area impacted by onedisaster
event. Although some experiences were found to be similar across
all villages (i.e. the useof gotong royong as a cultural strategy
for recovery, the use of pre-existing organizations toeffectively
control and distribute aid), the livelihood activities and
problems, political andgeographic conditions, community experiences
and long-term recovery efforts were different foreach of the five
villages. This implies that places exist within places: that a true
understanding ofplace may require a focus on various levels of
scale, from the smaller-scale communities through toprovincial and
national levels.
6. Conclusion
The results reaffirm the usefulness of the PD-SLRV framework.
The key components ofvulnerability discussed above were found to be
relevant, including a focus on place and
connectinghuman-environment interactions. There was a strong
correlation between each of the three conceptsalthough the
complexity of these relationships was highlighted, particularly for
vulnerability andresilience. Incorporating aspects of
vulnerability, resilience and sustainable livelihoods was usefulfor
providing a holistic analysis of the long-term recovery effort
after the 2006 Yogyakartaearthquake.
Acknowledgements
This research was carried out with the financial support of the
Social Sciences Research Council ofCanada (SSHRC), the
International Development Research Council (IDRC) and the
University ofWaterloo, Canada. Support was also provided by the
Tsunami and Disaster Mitigation ResearchCentre (TDMRC) at Syiah
Kuala University, Indonesia.
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Volume 4 Nomor 1 Januari 2012 Jurnal Sains dan Teknologi
Lingkungan 13
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Jurnal Sains dan Teknologi Lingkungan Volume 4, Nomor 1, Januari
2012, Halaman 1523ISSN: 20851227
Local Government Unit (LGU) and Academe Partnership
forResponsive e-Disaster Systems
Maria Victoria PinedaCollege of Computer Studies, De La Salle
University, Manila, Philippines
e-mail: [email protected]
AbstractMany developing countries have ventured to disaster
management programs in the desire to minimize ifnot, eradicate
disaster vulnerabilities and improve the coping skills of the
people. Many ICT solutionshave been developed and unfortunately,
many of these are just one-time big-time solutions.
Usability,transparency, costs of the systems and sustainability had
become some of the issues.It is in this light that a working model
of partnership between the academe and the local government
unit(LGU) as a community is shaped. The academe takes the
initiative in this endeavor. The tie-up is intendedto support the
LGU to become more responsive in managing its resources and
addressing the needs of itsconstituents.The paper imparts the
experience of the academes ICT project incubation for a community
and furtherleads to a meaningful cooperation with the LGU. The ICT
project developed is a flood prediction andmapping system for the
province of Bulacan in the Luzon island of the Philippines.
Keywords: e-Disaster system, mitigation system, academe-LGU
partnership
1. Introduction
In crafting disaster management programs to support communities
in developing countries, climate,geography, population and economic
conditions are the primary factors considered. But more thanthese,
a workable disaster management program should include research,
education and trainingaimed at eliminating vulnerabilities
(Watanabe, no date). Further, analysis of resources,
socio-anthropological factors and capacity for governance that push
or pull the programs must beconsidered as well (Watanabe, no
date).
To eliminate vulnerabilities may sound too good to be true. But,
in the advent of informationcommunications technologies (ICT) and
other useful web solutions, the convergence of research,education
and training and ICT solutions with systematic methods, resources
and capacity analysis,elimination of risks and vulnerabilities
would be possible.
ICT drives our lives nowadays. ICT also has become a cornerstone
of progress in many nationsincluding the Philippines. It is a
dominant and vibrant force that led to diffusion and application
ina nations development (Mokhtar, 2007). Likewise the creative and
pragmatic use of ICT caneffectively deliver a pure public service
that will benefit all societal stakeholders (Pineda, 2010).
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Maria Victoria Pineda Jurnal Sains dan Teknologi
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In the recent report of Gonzales and Vanegas (2010) in South
America, ICTs are used for datadelivery, public awareness and
education, capacity building, public involvement and
institutionalstrengthening within disaster mitigation.
Experiences of developed and developing countries are
incomparable as far as resourcemanagement and capacity-building are
the trepidations. Hence, the goal of this paper is to present
aworkable model that fuses research, ICT and strong cooperation
between the government and theacademe for a sustainable effort of
developing disaster management systems and applications
indeveloping countries.
This paper also presents a recent incubation project, the
Sawatain, a flood prediction system,intended to be a tool for
disaster mitigation and preparedness. The paper imparts how a
partnershipwas borne out of the efforts of the academe to support
an LGU and the LGU in return adhering tothe invitation.
2. CITe4Ds Community-based Disaster Risk Reduction Research
The Center for ICT for Development (CITe4D) of the College of
Computer Studies of De La SalleUniversity has ventured for the past
years on developing web-based disaster management systems.The
CITe4D started to study and design disaster response systems for
the leading governmentagencies during the first phase. In the
second phase, CITe4D focused on disaster mitigation systemsas
hazard mitigation is a very strategic approach to harm reduction in
developing countries(Doberstein, 2010). The approach has been to
develop community-based disaster risk reductionfunctional
prototypes. CITe4D at present has several on-going LGU partnerships
and one of them iswith Bulacan.
Further, Rahman (2002) and Gaillard and Le Masson (2007) have
agreeing views that an effectiveapproach to supporting the coping
competencies of the people is through community-based
disasterpreparedness and risk reduction. Most developing nations
adhere to the same idea. In thePhilippines, it was last May 2010
when the Philippine Disaster Risk Reduction and ManagementLaw
(RA10121) was passed. The law now encompasses disaster risk
reduction, preparedness andmitigation from the former emphasis on
disaster response and recovery (Sy, 2010). While it wasonly recent
the Philippines finally braced a national policy on disaster risk
reduction, many localcommunities have exerted efforts on proactive
ways of community-based disaster preparedness, oneof which is the
Bulacan province, considered as the Most Disaster-Prepared Province
in CentralLuzon (Velez, 2010).
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3. Sawatain, the Flood Prediction System for Bulacan
In September 2009, Typhoon Ketsana, brought an estimated 45 cm
of rainfall in 24 hours,equivalent to a months rainfall in the
monsoon season and affected over 2.2M people because offlooding
(COE-DMHA, 2009). This deluge motivated the development of a
mitigation system. Thescope of the study focused on the Bulacan
province.
Bulacan is a suburban province situated north of Metro Manila.
It has 21 municipalities, 3 cities and
569 barangays. The topography is from level to rugged terrain
with many streams and large riversproviding water and hydroelectric
power. There are 3 dams--Angat, Ipo and Bustos. Angat Damprovides
the greater portion of water supply in Metro Manila as well as
providing electrification inthe whole of Bulacan (Provincial
Government of Bulacan, 2007).
Sawatain (came from the Tagalog word to mitigate or to stop) is
a web-based flood predictionsystem which focuses on mapping the
flood hazard or affected areas in the province of Bulacan.The
stakeholders and important agencies involved in the disaster
management workflow are able tostudy the effects and impacts of an
incoming typhoon by district or the whole province throughvisual
mapping.
The Sawatain system aims to predict the risk level of the
municipalities in the province thoughsimulations of the impact of
rainfall in the province. This is done effectively with the
simulationversioning feature of the system. The versioning can be
done before the actual rainfall or when therainfall reaches the
area of responsibility. Other variables that were considered are
the dam outflow,level of terrain and the projected number of hours
of rainfall. It also predicts the number of peopleand families
which will be affected in each town and informs important agencies
such as the localgovernment units, the office of the governor, and
other provincial agencies. The system provides aneffective
alternate method of early warning through the web system and
mobile/SMS (shortmessaging system) facilities.
The system supports the decision-making process of the Bulacan
Provincial Disaster ManagementOffice and the office of the governor
by providing on-time and reliable reports. The expectedflooded
areas and evacuation centers also become transparent to the
citizens with the use of theGoogle maps.
It was developed using open source development tools making it a
very cost-effective solution andencouraging open development. The
system can be readily modified to cater to other specific needs
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Maria Victoria Pineda Jurnal Sains dan Teknologi
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of Bulacan. The system developers had to conduct their data
gathering and interviews with theProvincial Disaster Management
Office, the PAG-ASA weather bureau, the National PowerCorporation,
and the Angat Dam experts.
Sample Screens
Figure 1. The Sawatain Main Screen
Figure 2. The Sawatain Simulation Screen
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Volume 4 Nomor 1 Januari 2012 Jurnal Sains dan Teknologi
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Figure 3. The Sawatain Sample Map after the simulation
Figure 4. The Sawatain Google map for reference of the citizens
in terms of hazardsand evacuation centers.
4. Proposed LGU-Academe Partnership Model
According to Bildan (2003) an affected community has a variety
of urgent needs that can beresponded to in a timely and appropriate
manner. Hence action and resolve plans would be aconcerted effort
by the stakeholders such as the civil society, the government and
the private sector.
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Maria Victoria Pineda Jurnal Sains dan Teknologi
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This is where the academe would come in. The academe, especially
the higher educationinstitutions, can spearhead and initiate
meaningful partnerships with the local communities or theLGUs in
crafting ICT solutions that will enhance disaster mitigation and
preparedness. Based on theCITe4D experience, there is a very good
opportunity of designing systems that cater to therequirements of
the community and developing cost-effective solutions.
Figure 5. The LGU-Academe Partnership Model
In the LGU-Academe Partnership model above, the major
involvement lies on the academe and theLGUs disaster management
unit. This LGU disaster management unit can be at the provincial
levelor at the municipal level.
The LGU disaster management unit is in-charge of directing all
the activities and efforts initiated bythe partnership. Regular
consultation with the academe unit is vital.
The academe shall interface with the other entities such as the
LGU office, the community andincluding the attached surveillance
agencies like the weather bureau, the water resourcesadministration
or the local police. The role of the academe is to capture the
workflow andcoordination processes of the different entities,
determine the user requirements, and design asuitable
infrastructure and IT solution given the present resources and
sustainability capabilities ofthe LGU.
The academe unit, equipped with strong ICT competency, is
in-charge of the systems feasibility orprototyping study,
development of the project details and terms of references and the
whole projectmanagement and development.
The model is intended to be a continuing partnership. This is
enhanced by active participation andpresence of a change champion.
A change champion is somebody who has great faith in
nationbuilding, exerts high level of efforts to see the delivery of
excellent systems and programs. To cite,in the stages of the
Sawatain project, the weather bureau scientist is the change
champion.
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Volume 4 Nomor 1 Januari 2012 Jurnal Sains dan Teknologi
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5. The Bulacan Partnership Experience
In most of the CITe4Ds community engagement, the research center
took the initiative to beinvolved, to do research and get to know
the community together with the Information Technologystudents and
the research advisers. Communities welcome partnership with the
academe.Communities are aware of their own weaknesses and they are
typically willing to invest time tocreate solutions and be
supported by the academe.
The Bulacan is one of the on-going tie-up of the research center
with the community. Bulacan
stakeholders are confident it is a win-win cooperation with the
academe. The disaster managementoffice of Bulacan was grateful to
see that the flood prediction system developed was able to
capturethe work processes and the methods they employ in the
province. They also commended theappreciation of the web system
design that exhibits the Bulacan ways and traditions.
Plans are underway to further improve the Sawatain system,
integrate it with the existing digital raingauges of the disaster
management unit for more accurate reports.
6. Conclusions
Mango and Rafisura (2007) posted that the main challenge for
developing countries would be tocascade the national policies on
disaster management to local disaster preparedness and
mitigationplans. But with the available skills and competencies
from the academe and the expertise of theLGUs, the direction now is
actualizing all the mitigation and preparedness plans.
There are two faces in developing e-disaster system solutions.
First is the need to determine the realneeds and the resources of
the community. A community has its own topographical
characteristicsand its own strategies in dealing with its hazards.
These socio-anthropological factors areunderscored for in-depth
scrutiny.
The other face indicates the localized systems approach to ICT
solutions development is imperative.This means commercial ICT
disaster mitigation solutions that are costly or may not be
customizableor are not be able to capture the work processes and
methods of the community may not effectivelyserve the community.
Localized approach still best serves the purpose.
The higher education institutions specializing in ICT that have
ventured in many communityprojects have the necessary expertise in
development. The LGU-Academe Partnership model brings
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Maria Victoria Pineda Jurnal Sains dan Teknologi
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about a nurturing cooperation to develop better e-disaster
systems, increase public awareness andcitizen involvement,
participation of surveillance agencies and better disaster
governance from thelocal government units.
The close tie-up does not happen overnight. It is like planting
a tree. The tree is nurtured with water,sun and much care to see it
bear fruit. This is what it takes to have a sustainable
partnership.
Acknowledgment
This paper would like to acknowledge the Sawatain system
developers, namely, Nicole Inciso, FJSta. Rita, Juno Sioco and
Raymund Cruz. This paper would also like to express appreciation to
theDLSU-AdRIC and CITe4D, the research centers of the college.
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Manila Bulletin, October 11, 2010.Retrieved from
http://www.mb.com.ph/articles/281684/bulacan-bags-gawad-kalasag-hall-fame.
Watanabe. M. (no date). Building a tougher disaster coping
capacity, Institute for InternationalDisaster Prevenion and Peace
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Jurnal Sains dan Teknologi Lingkungan Volume 4, Nomor 1, Januari
2012, Halaman 2431ISSN: 20851227
A Brief Review on Electro-generated Hydroxyl Radical for
OrganicWastewater Mineralization
Ervin NurhayatiPhD Student at Institute of Environmental
Engineering,
National Chiao Tung University, 1001 University Road, Hsinchu
300, Taiwan.e-mail: [email protected]
AbstractHydroxyl radical is a highly reactive oxidizing agent
that can be electrochemically generated on thesurface of Boron
doped diamond (BDD) anode. Once generated, this radical will
non-selectivelymineralize organic pollutants to carbon dioxide,
water and organic anions as the oxidation products. Itsapplication
in Advanced Oxidation Process (AOP) to degrade nonbiodegradable
even the recalcitrantpollutants in wastewater has been increasingly
studied and even applied.
Keywords: Advanced Oxidation Process, Boron Doped Diamond,
Hydroxyl radical, Organic pollutants
1. Introduction
Biological processes, so far is the most economically preferred
technique for organic wastewatertreatment. However, many industrial
wastewaters contain complex organics that possiblybiologically
inert or even toxic for microorganism involve in the respective
processes.Physicochemical process such as filtration, coagulation,
adsorption, and flocculation, and chemicaloxidation by means of
adding oxidation agents such as chlorine, ozone, hydrogen peroxide
or evenwet air oxidation are among other popular industrial organic
wastewater treatment but not alwayssufficient to completely removed
all pollutants (Panizza and Cerisola, 2009; Saez et al., 2007;
andComninellis et al., 2008).
Conventional process used to treat wastewater from textile
industry includes chemical precipitationwith alum or ferrous
sulphate which suffers from drawbacks such as generation of a large
volume ofsludge leading to the disposal problem, and also the
contamination of chemical substances in thetreated wastewater.
Moreover these processes are inefficient in completely oxidizing
dyestuffs andorganic compounds of complex structure (Shashank Singh
Kalra, 2011).
Another highly favorable alternative is Advanced Oxidation
Process (AOPs). AOPs generallydefined as aqueous phase oxidation
methods based on the intermediacy of highly reactive speciessuch as
(primarily but not exclusively) hydroxyl radicals (OH) in the
mechanisms leading to thedestruction of the target pollutant
(Comninellis et al., 2008). This physicochemical method, basedon
the production and use of hydroxyl radical have been successfully
tested for elimination of manykind of compounds in water
(Comninellis et al., 2008; Palma-Goyes et al., 2010).
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Volume 4 Nomor 1 Januari 2012 Jurnal Sains dan Teknologi
Lingkungan 25
The aim of AOP is the generation of free hydroxyl radicals (OH),
a powerful, highly reactive, non-selective oxidizing agent which
acts very rapidly with most organic compounds and destroy eventhe
recalcitrant pollutants. Once generated, the hydroxyl radicals
aggressively attack virtually allorganic compounds (Munter,
2001).
There are several currently known methods for hydroxyl radicals
generation such as H2O2/UV,UV/O3, H2O2/O3, TiO2 photocatalysis,
Fentons reagent, photo-Fenton ultrasound (US) and wet airoxidation
(WAO), while less conventional and less popular processes include
ionising radiation,microwaves, pulsed plasma and the ferrate
reagent (Comninellis et al., 2008; Palma-Goyes et al.,2010). Munter
(2001) classified them as photochemical and non-photochemical
methods based onthe presence or absence of light energy. Above
mentioned OH generation methods is not the focusof this present
study and will not be further discussed here.
2. Electrochemical Mineralization and Electro-generated
Hydroxyl
Hydroxyl radical (OH) can also be produced electrochemically by
employing electrolysis process.In order to do so, water should be
activated, by electrolytic discharge of water at potential above
itsthermodynamic stability (Martnez-Huitle and Brillas, 2009).
According to this mechanism, inacidic media, water is discharged
(1.23 V/SHE under standard condition) on the electrode (M)
toproduce hydroxyl radical (OH) (1) on the surface of the electrode
which actually is the mainreaction intermediates for O2 evolution
(2):
H2O + M M (OH) + H+ + e- (1)M (OH) M + O2 + H+ + e- (2)
The electrochemical oxidation of organic compound (R) by
electrogenerated hydroxyl radical thentakes place close to the
surface of the anode according to this (simplified) equation:
R(aq) + M (OH)n/2 M + Oxidation product + n/2 H+ + e- (3)
where n is the number of electron involved in oxidation reaction
of organic R.
Chemical reaction with electrogenerated species from water
discharge at the anode such asphysically adsorbed active oxygen
(physisorbed hydroxyl radical OH) as mentioned above iscategorized
as indirect anodic oxidation, while direct anodic oxidation refer
to the oxidation processoccurred due to direct electron transfer
between the pollutant and the anode which usually yield apoor
decontamination (Martnez-Huitle and Brillas, 2009).
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Ervin Nurhayati Jurnal Sains dan Teknologi Lingkungan26
Because of the strong reactivity of OH, it can potentially
mineralize organic pollutants into carbondioxide, water and organic
anions as the oxidation products. This particular AOP technique is
cleanand able to decompose a great number of compounds with
selectivity. Besides to its environmentalcompatibility, the
electrochemical process presents important advantages related to
its versatility,high energy efficiency, amenability of automation
and safety because it operates at mild conditions.Electrochemical
oxidation is classified as electrochemical advanced oxidation
process (EAOP) andconsists in the oxidation of pollutants in an
electrolytic cell by chemical reaction withelectrogenerated species
from water discharge at the anode (Migliorini et al., 2011).
3. Importance of Anode Material
There are several parameters that influence the efficiency of
this electrochemical processes such as
pollutants concentration, pH, applied current intensity, and
supporting electrolyte, but apparentlythe most important and major
influence comes from the kind of electrode material being
used(Peralta-Hern et al., 2012).
The side reaction of the anodic discharge of hydroxyl radicals
to oxygen (2) will occurcompetitively with the reaction of organics
with electrogenerated electrolytic hydroxyl radicals (3).The
interaction of hydroxyl radicals with the electrode surface M will
affect the activity (rate ofreaction (2) and (3). The general rule
is, the weaker the interaction, the lower is the
electrochemicalactivity (reaction (2) is slow) toward oxygen
evolution (high O2 overvoltage anodes) and the higheris the
chemical reactivity toward organics oxidation.
Comninellis (1994) categorized electrodes based on its behavior
towards interaction with hydroxylradicals it produced, namely
active anodes, for example Pt, IrO2 and RuO2 and non-active
anodes such as and PbO2, SnO2 and BDD (Comninellis, 1994).
Assuming that the initial reaction inboth kind of anodes (M)
corresponds to the oxidation of water molecules leading to the
formation ofphysisorbed hydroxyl radical (1), the subsequent
reaction that will occur then will be determined bythe type of the
anode.
When higher oxidation states are available for a metal oxide
anode, above the standard potential for
oxygen evolution (E0 = 1.23 V vs. SHE) then the surface of
surface of so called active anodes willinteract strongly with OH
and cause the formation of higher oxide or superoxide (MO)
accordingto following reaction (4).
M (OH) MO + H+ + e- (4)
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Volume 4 Nomor 1 Januari 2012 Jurnal Sains dan Teknologi
Lingkungan 27
Oxidation of organics will follow reaction (5) mediated by the
redox couple MO/M, but there willbe competition with the side
reaction of oxygen evolution via chemical decomposition of the
higheroxide species from reaction (6).
MO + R M + RO (5)MO M + (1/2) O2 (6)
When the surface of the anode in discussion is weakly interact
with OH then this non-active anodewill allow organics to directly
react with M(OH) to produce completely oxidized products such asCO2
following reaction (7).
aM(OH) + R aM + mCO2 + nH2O + xH+ + ye- (7)where R is an organic
compound with m carbon atoms and without any heteroatom, which
needs a= (2m + n) oxygen atoms to be totally mineralized to CO2.
Reaction (5) is much more selective thanthe mineralization reaction
(7) with physisorbed heterogeneous hydroxyl radical that also
competeswith the side reactions (2) (Martnez-Huitle and Brillas,
2009; Christos Comninellis, 2010).A non-active electrode simply
acts as an inert substrate and as a sink for the removal of
electronswithout any involvement in the direct anodic reaction of
organics and nor providing any catalyticactive site for their
adsorption from the aqueous medium. Hydroxyl radical produced from
waterdischarge by reaction (1) is subsequently involved in the
oxidation process of organics (Martnez-Huitle and Brillas,
2009).Boron-doped diamond-based anode (BDD) is a typical high
oxidation power anode that exhibits avery weak interaction hydroxyl
radical it produces (no free p or d orbitals on BDD.
Theseconsidered quasi-free hydroxyl radicals, which related to the
high overpotential for oxygenevolution on BDD anodes, are very
reactive and can result in the mineralization of the
organiccompounds through following reaction (Christos Comninellis,
2010):
R(aq) + BDD (OH)n/2 M + Oxidation product + n/2 H+ + e- (8)It is
important to note that oxygen evolution on BDD occurs with a high
overpotential with respectto thermodynamic potential for O2
formation (E OER = 1.23 V vs. SHE), but is very close to
thethermodynamic potential of HO formation (E HO = 2.38 V vs. SHE)
(Kapalka, Foti andComninellis, 2009).
4. Recent Application of BDD for Organic Wastewater Anodic
Oxidation
As mentioned above, via electrolysis process considerably large
amount of electrogenerated OHretains weak interaction with the
surface of BDD anodes resulted in a high reactivity towardsorganics
that in turn will incinerate those organics and totally mineralize
them. But not until the past
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Ervin Nurhayati Jurnal Sains dan Teknologi Lingkungan28
10 years, the boron-doped diamond anode received researchers
attention and became an attractivematerial for numerous
environmental applications (Peralta-Hern et al., 2012; Panizza and
Cerisola,2005).Peralta-Hern, et al. (2012) presented a thorough
review on electrochemical treatment processes foroxidation of
synthetic dye compounds with the use of BDD anodes. Evidently BDD
anodes alwaysoffer the most advantages regarding removal efficiency
and decontamination of wastewaters,compared to Ti/Sb2O5SnO2, Pt/Ti,
TiRuO2, and PbO2 with respect to its high stability, high
activity towards organic oxidation and low cost. Satisfactorily
color removal and COD decay(ranging from 80 100%) of many kind of
dyestuffs being studied, such as 3,4,5-trihydroxybenzoicacid,
Remazol Brilliant Blue, Acid Yellow 1, O-toluidine, Basic Blue 3,
Crystal Violet, Acid Black
210, Orange II, and Alizarin Red S were achieved.
However, the oxidation mechanism seems to be dependent on the
nature of the dye. Investigatingthe degradation of Alizarin Red and
Eriochrome Black T using BDD electrode under differentexperimental
condition, Saez et. al. (2007) showed that complete COD and colour
removal wasobtained regardless of the current density, temperature
and initial dye concentration in theelectrochemical oxidation of AR
and EBT under respective condition. However, it was found thatthe
electrochemical oxidation of AR leads to almost direct generation
of carbon dioxide, withoutaccumulation in the system of large
amounts of intermediates. In contrast, the EBT oxidationprocess
starts with breakage of the azoic group and continues with
oxidation of the intermediatesgenerated.
Combining electrochemical process with other process to achieve
even more enhanced result seemsto be another trend. Diego et. al.
(2011) combined reverse osmosis and nanofiltration membraneswith
the electrochemical oxidation using BDD as the anode to treat
wastewaters containingpersistent pollutants. Phenol and Acid Orange
7 dye were used as model pollutants. Overall,efficiency of the
treatment obtained was significantly high. The results showed that
very high CODremoval values can be obtained in both the cases of
phenol and AO7, above 95%.
While conventional methods will require multistep sequence to
degrade guaiacol derivatives, Kristeet al (2011) showed that anodic
treatment on boron-doped diamond electrodes (BDD) provides adirect
access to nonsymmetrical biphenols to instantly degrade them.
The influence of several operating parameters (applied current
density, initial organicsconcentration, temperature, flow rate and
initial pH value) on anodic oxidation process using BDDto degrade
sinapinic acid (4-hydroxy-3,5-dimethoxy-cinnamic acid), one of the
most representativepolyphenolic type compounds present in olive oil
mill wastewater was investigated by Elaoud et al
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Volume 4 Nomor 1 Januari 2012 Jurnal Sains dan Teknologi
Lingkungan 29
(2011). Color degradation and COD removal were observed to study
the reaction kinetics ofsinapinic acid mineralization. Again, BDD
showed its superiority in producing electrogeneratedhydroxyl
radicals on its surface to almost completely removing COD.
Moreover, the COD removalfollows a pseudo first-order kinetics and
the apparent rate constant increased with flow rate andtemperature,
while applied current and pH shows insignificant effect. Under
experimental optimal
condition (flow rates 300L h-1, temperature 50C, and current
density 10mA cm-2) within 3 helectrolysis 97% of COD was removed
and 17 kWh m-3 energy was consumed (Elaoud et al., 2011).
Comparison of BDD and Pt electrodes in performing anodic
oxidation of atenolol, known as -blocker, has been investigated by
Murugananthan et al. (2011) under the presence of NaCl, Na2SO4and
NaNO3. The BDD anode was found to be effective in the presence of
Na2SO4 while Pt anode
exhibits better removal in the presence of NaCl. Both BDD and Pt
anode performance on themineralization of atenolol were
significantly depend on the initial concentration of NaCl
andapplied current density. Initially it was observed that the rate
of mineralization on Pt were higherbut in fact the overall rate of
mineralization is more or less similar after 15 h of
electrooxidation.The presence of residual chlorinated organic
compounds which are very refractive contributed tothe slow
degradation process at the later stages of electrooxidation. Again,
The completemineralization was achieved using BDD as anode, this
time in the presence of Na2SO4(Murugananthan et al., 2011).
An attempt was done by Petrucci and Montanaro (2011) to examine
BDD electrode performance ina system that resembles the complexness
of real wastewater containing the Reactive Blue 19 dye,taken after
the rinse and softening bath from a typical reactive dyes process.
This effluent is acomplex mixture of dyes, electrolytes at high
concentration, mainly chlorides or sulphates andcarbonates together
with dyeing auxiliaries. The efficiency of the process was
evaluated byobserving the colour, chemical oxygen demand (COD) and
total organic carbon (TOC) removal.This study results in the proof
that carbonate presence is negatively affected the color
removalwhile complete mineralization was found to mainly depend
only on temperature. The study ofcurrent density effect conclude
that discoloration mainly occurs via oxidation mediated
byelectrogenerated active chlorine while COD and TOC removal is
primarily due to oxidation bymeans of hydroxyl radicals produced at
BDD surface.
A study has successfully scaled-up boron-doped diamond (BDD)
anode system (24 cm2) incontinuous mode electrochemical oxidation
of phenol simulated wastewater to over 100 times
larger (2904 cm2) with expectedly relatively the same level of
COD degradation efficiency andspecific energy consumption. At the
optimized conditions, the larger BDD anode system could
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Ervin Nurhayati Jurnal Sains dan Teknologi Lingkungan30
easily reduce the COD of phenol simulated wastewater from 633 mg
L-1 to 145 mg L-1 during 80minutes operation with specific energy
consumption only 31 kWh kg COD-1 (Zhu et al., 2010).
Numerous studies have also been conducted to investigate BDD
performance to anodically oxidizeother kind of complex organics
such as pesticide, drugs and surfactants (Panizza et al., 2005;
Brillas,et al., 2004; Caizares et al., 2009).
5. Summary
AOP technique is clean and able to decompose a great number of
organic compounds. It possessadvantageous in term of environmental
compatibility, versatility, high energy efficiency,amenability of
automation and safety because it operates at mild conditions.
Electrogeneratedhydroxyl radical produced on the inert surface of
BDD is a very strong reactive oxidizing agent thatcapable of
mineralizing organics especially the nonbiodegradable ones. Its
non-selective nature onoxidizing pollutants opens a wide
possibility in environmental application.
References
Panizza, M., and Cerisola, G. (2009). Direct and mediated anodic
oxidation of organic pollutants.Chemical Reviews, 109(12): p.
6541-6569.
Saez, C., et al. (2007). Electrochemical incineration of dyes
using a boron-doped diamond anode.Journal of Chemical Technology
& Biotechnology, 82(6): p. 575-581.
Comninellis, C., et al. (2008). Advanced oxidation processes for
water treatment: advances andtrends for R&D. Journal of
Chemical Technology & Biotechnology, 83(6): p. 769-776.
Shashank Singh Kalra, S.M. (2011). Alok Sinha and Gurdeep Singh.
Advanced OxidationProcesses for Treatment of Textile and Dye
Wastewater: A Review. in 2nd InternationalConference on
Environmental Science and Development. Singapore: IACSIT Press.
Palma-Goyes, R.E., et al. (2010). Electrochemical degradation of
crystal violet with BDDelectrodes: Effect of electrochemical
parameters and identification of organic by-products.Chemosphere,
81(1): p. 26-32.
Munter, R. (2001). ChemInform Abstract: Advanced Oxidation
Processes: Current Status andProspects. ChemInform, 32(41): p.
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Martnez-Huitle, C.A., and Brillas, E. (2009). Decontamination of
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methods: A general review. Applied Catalysis B:Environmental,
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Migliorini, F.L., et al. (2011). Anodic oxidation of wastewater
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diamond electrodes. Journal of Hazardous Materials,192(3): p.
1683-1689.
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Volume 4 Nomor 1 Januari 2012 Jurnal Sains dan Teknologi
Lingkungan 31
Peralta-Hern, et al. (2012). A Brief Review on Environmental
Application of Boron DopedDiamond Electrodes as a New Way for
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Comninellis, C. (1994). Electrocatalysis in the Electrochemical
Conversion/Combustion of OrganicPollutants for Waste-Water
Treatment. Electrochimica Acta, 39(11-12): p. 1857-1862.
Christos Comninellis, G.C. (2010). Electrochemistry for the
environment, London: SpringerKapalka, A., Foti, G., and
Comninellis, C. (2009). The importance of electrode material in
environmental electrochemistry Formation and reactivity of free
hydroxyl radicals on boron-doped diamond electrodes. Electrochimica
Acta, 54(7): p. 2018-2023.
Panizza, M., and Cerisola, G. (2005). Application of diamond
electrodes to electrochemicalprocesses. Electrochimica Acta, 51(2):
p. 191-199.
Diogo, J.C., Moro, A., and Lopes, A. (2011). Persistent aromatic
pollutants removal using acombined process of electrochemical
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Kirste, A., Schnakenburg, G., and Waldvogel, S.R. (2011). Anodic
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Elaoud, S.C., et al. (2011). Electrochemical degradation of
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Murugananthan, M., et al. (2011). Role of electrolyte on anodic
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Petrucci, E. and Montanaro, D. (2011). Anodic oxidation of a
simulated effluent containingReactive Blue 19 on a boron-doped
diamond electrode. Chemical Engineering Journal,174(2-3): p.
612-618.
Zhu, X., et al. (2010). Scale-up of BDD anode system for
electrochemical oxidation of phenolsimulated wastewater in
continuous mode. J Hazard Mater, 184(1-3): p. 493-8.
Panizza, M., Delucchi, M., and Cerisola, G. (2005).
Electrochemical degradation of anionicsurfactants. Journal of
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Brillas, E., et al. (2004). Electrochemical destruction of
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Caizares, P., et al. (2009). A comparison between
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Journal of Hazardous Materials, 164(1): p. 120-125.
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Jurnal Sains dan Teknologi Lingkungan Volume 4, Nomor 1, Januari
2012, Halaman 3242ISSN: 20851227
Pengaruh Gelombang pada Profil Kemiringan Pantai Pasir
Buatan(Uji Model Fisik dan Studi Kasus Penanggulangan Erosi
serta
Pendukung Konservasi Lingkungan Daerah Pantai)Nizam2, Oki
Setyandito1, Nur Yuwono2, Radianta Triatmadja2
1Staf Pengajar Jurusan Teknik Sipil Fakultas Teknik Universitas
Mataram NTB. KandidatDoktor, Program Studi Teknik Sipil,Fakultas
Teknik, Universitas Gadjah Mada e-mail:
[email protected], Staf Pengajar pada Jurusan
Teknik Sipil dan Lingkungan,Universitas Gadjah Mada
AbstrakMasalah utama di daerah pantai adalah erosi pantai yang
terjadi akibat gempuran gelombang sertapembangunan konstruksi yang
tidak akrab lingkungan. Salah satu usaha pengembangan daerah
pantaiyang sedang dan telah dilaksanakan adalah pembangunan pantai
buatan (artificial beach nourishment).Pada tulisan ini disajikan
hasil penelitian yang bertujuan untuk mengetahui pengaruh
karakteristikgelombang (tinggi gelombang H, periode gelombang T dan
panjang gelombang L) terhadap EquilibriumBeach Profile (EBP) atau
final slope (nf) (profil) yang terbentuk terutama pada area swash
zones.Uji model fisik 3-D dilakukan terhadap material penyusun
pantai berupa pasir (d50 = 0,467 - 1,2 mm),dengan bangunan
pelindung berupa gabungan groin I dan L. Model pantai pasir di
tempatkan padakolam gelombang, dengan initial slope (n = 6) dan
dikenai gelombang reguler konstan hingga kondisiEBP tercapai. Untuk
setiap model uji dilakukan variasi tinggi gelombang (H) dan
periodegelombang (T).Hasil penelitian menunjukkan EBP atau profil
kemiringan stabil yang terbentuk dipengaruhi o