APRIL 2009, PART B, QUESTION 1 First Issue Issue: The issue is whether the decisions can be challenged by Sarimah on the ground that the Higher Education Minister has failed to exercise his power by fettering his discretion. Law: A discretionary power is a power exercisable at the discretion of the concerned authority. Officials in whom discretionary power is vested have a range of options at their disposal and they exercise a measure of personal judgment in making choices. Under extended ultra vires, fettering discretion is one of the types of non-exercise of discretion by the authority. Fettering discretion refer to the situation where the authority lays down a policy to regulate its exercise of discretion in some matter, and seeks to apply that policy inflexibly to all cases irrespective of the merits of the case. Fettering discretion is usually invalid on the grounds that when a statute confers discretion on an authority to decide individual cases, the authority is expected to consider each case on its merit. The courts do not approve of
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APRIL 2009, PART B, QUESTION 1
First Issue
Issue:
The issue is whether the decisions can be challenged by Sarimah on the ground that
the Higher Education Minister has failed to exercise his power by fettering his discretion.
Law:
A discretionary power is a power exercisable at the discretion of the concerned
authority. Officials in whom discretionary power is vested have a range of options at their
disposal and they exercise a measure of personal judgment in making choices.
Under extended ultra vires, fettering discretion is one of the types of non-exercise of
discretion by the authority.
Fettering discretion refer to the situation where the authority lays down a policy to
regulate its exercise of discretion in some matter, and seeks to apply that policy inflexibly
to all cases irrespective of the merits of the case. Fettering discretion is usually invalid on
the grounds that when a statute confers discretion on an authority to decide individual
cases, the authority is expected to consider each case on its merit. The courts do not
approve of an authority fettering its discretion by adopting a policy and applying it
generally to all cases irrespective of their merits.
In H Lavender and Son Ltd v Minister of Housing and Local Government1, the
order of the Minister of Housing was quashed as he fettered his discretion when he refused
to grant permission holding on the ground that the Minister of Agriculture objected to the
proposed use for agricultural reasons.
In Chee Siok Chin v Minister of Home Affairs2, the order made by the licensing
officer was held illegal as instead of exercising discretion in examining each individual
1 (1970) 3 All ER 8712 (2005) SGHC 216 at [93]
carriage, he fetters discretion with an inflexible norm and prevents himself from
considering the merits of each particular carriage.
Application:
In this problem, the Higher Education Minister have a discretionary power authorised
by the Higher Education Act 2008 (fictitious), to introduce a mechanism to ensure that
good quality graduates are produced by local universities to satisfy the demanding need of
the industry. Thus, the Higher Education Minister has a range of options at his disposal on
what types of mechanism he will introduce to achieve the objective stated in the statute
based on his personal judgment.
Based on the situation provided, there was a failure to exercise power on the part of
the Higher Education Minister as he has fettered his discretion in achieving the objective of
the statute. This is because, he had applied the policy provided in the statute inflexibly to all
cases irrespective of the merits of the case. It can be seen when he introduced the
mechanism that law graduates from local universities are not qualified to practice law upon
graduation but instead must enroll into an Academy of Law for one year, due to the
instruction of the newly appointed Law Minister.
The statute confers discretion on the Higher Education Minister to decide the
mechanism, but instead of exercising his decision-making power, the Higher education
Minister fettering his discretion by the instruction of the Law Minister. The Higher
Education Minister, adopting the instruction given by the Law Minister and applying it
generally to all cases without exercising his discretionary power to examine the merits of
each case.
Therefore, the order of the Higher Education Minister may be quashed as he fettered
his discretion as the mechanism was introduced not on his own discretion, but holding on
the ground that the Law Minister had instructed him to do so. This is strengthened by the
case of H Lavender and Son Ltd v Minister of Housing and Local Government3.
By following the instruction of the Law Minister, the order of the Higher Education
Minister may be held illegal as in Chee Siok Chin v Minister of Home Affairs4. This is
3 (1970) 3 All ER 8714 (2005) SGHC 216 at [93]
because, instead of exercising his discretion in examining a good mechanism to satisfy the
objective provided in the statute, he fetters his discretion as the order was made based on
the influence of Law Minister which then prevents himself from considering the merits of
each particular case.
Conclusion:
Sarimah may be able to challenge the decisions on the ground that the Higher
Education Minister has failed to exercise his power by fettering his discretion.
Second Issue
Issue:
The issue is whether the decisions can be challenged by Sarimah on the ground that
the Higher Education Minister has committed procedural ultra vires.
Law:
One of the three main types of ultra vires is procedural ultra vires. Procedural ultra
vires happens when the authority failed to comply with the procedures provided in the
statute while exercising its discretionary power.
Statute may lay down some procedural norms for the exercise of a discretionary
power. The procedural norms may be characterised by the courts either as mandatory
procedure or directory procedure.
Mandatory procedure refers to the rules which are vital and goes to the root of the
matter. Failure to comply with mandatory procedure will render the decision is ultra vires.
In contrast, directory procedure refers to the ordinary rule which it non-compliance may not
vitiate the exercise of discretionary power if there is substantial compliance with that rules,
and the concerned person is not prejudiced thereby. However, there is no formula to
identify whether a procedural requirement is mandatory or directory.
In Chai Chwan v Singapore Medical Council5, it was stated that the question
whether a procedural requirement is mandatory or directory must be decided by the courts
having regards to the whole scope and purpose of the provision in question.
In United Development Company Sdn.Bhd. v The State Government of Sabah6, it
was held that the acquisition of land some 30 years ago was procedurally ultra vires and
invalid as there was a failure to obtain a statutory approval which was considered as
mandatory procedure.
Application:
In this problem, there was a procedural ultra vires committed by the Higher Education
Minister. This is because, the Higher Education Minister has failed to comply with the
procedures provided in the statute while exercising its discretionary power in providing the
mechanism to ensure that good qualities graduates are produced by local universities. The
statute provides that, in taking such action, the Higher Education Minister shall consult
those organisations and individuals he considers relevant.
However, the Higher Education Minister failed to comply with the procedure as he
only consulted the bar council, but not the Law Teachers Association (LTA), which is a
registered association, to which more than 70% of the local law lecturers belong. In this
situation, LTA may be considered as relevant organisations that need to be consulted. This
is because, the action taken by the Higher Education Minister involved law graduates from
local universities who are under the responsibility of the local law lectures who form the
majority part of the LTA. Therefore, it is necessary for the Higher Education Minister to
have consultation with the LTA as his action will indirectly involve them.
Referring to the case of Chai Chwan v Singapore Medical Council7, usually, the
court will regarded the requirement for consultation before making a decision as a
mandatory procedure. Therefore, failure of the Higher Education Minister to comply with
this procedure will render the decision bad as it has failed to fulfill the satisfactions of all
the persons and bodies involved.
5 (2009) SGHC 115 at [66]6 (2011) 7 MLJ 2097 (2009) SGHC 115 at [66]
Other than that, the procedure provided by the statute may be considered as a
mandatory procedure with the existence of the word “shall” which means that it is an
obligation required by the statute. Thus, as the procedure is mandatory, and the Higher
Education Minister has breached it, the decision made by the Higher Education Minister
may be considered ultra vires.
By the authority provided in United Development Company Sdn.Bhd. v The State
Government of Sabah8, the decision made by the Higher Education Minister may be
considered as ultra vires and invalid as there was a failure to consult with the relevant
organisations which was considered as mandatory procedure.
Despite of that, the Higher Education Minister may argue and defence himself that
there was a personal bias on the part of Sarimah. This is because, she wishes to challenge
the decision as she was one of the members of LTA and unsatisfied that the Higher
Education Minister did not consult them (the LTA) before making the decision.
Conclusion:
The decisions can be challenged by Sarimah on the ground that the Higher Education
Minister has committed procedural ultra vires.
Third issue
Issue:
The issue is whether the decisions can be challenged by Atan on the ground that the
Bar Council has committed substantive ultra vires.
Law:
One of the three main types of ultra vires is substantive ultra vires. Substantive ultra
vires happens when the discretionary action of authority falls outside the express limits of a
power provided under a statute.
8 (2011) 7 MLJ 209
In substantive ultra vires, the concern of the courts is to ensure authorities exercise
discretionary power according to, and within the limits set by, parent statute. Substantive
ultra vires means the decision – maker lacks substantive power by the enabling statute to
make decision or to take action in question.
In Fadzil bin Mohamed Noor v University Teknologi Malaysia9, it was held that the
general powers of the University Council, as provided by the statute, did not extend to
disciplinary matters and thus the exercise of the jurisdiction by the University Council in
dismissing the appellant was ultra vires its power.
Application:
In this problem, there was a substantive ultra vires committed by the Bar Council.
This is because, there was no discretionary power given to the Bar Council by the Higher
Education Act 2008 to prevent Atan from continuing his pupilage as a result of the order
made by the Higher Education Minister.
The statute expressly stated for a mechanism to be introduced by the Higher
Education Minister, but the discretionary power is not extended to the other bodies affected
by the order. Thus, it can be clearly seen that the exercise of such power by the Bar Council
has falls outside the express limits of power provided under the statute.
The Bar Council, as the decision – maker, lacks substantive power by the statute to
prevent Atan from continuing his pupilage at Messrs Zaidi Ibra and Associates.
The power provided by the statute did not extend to the power of preventing a person
from continuing his pupilage at any legal firm, and thus the exercise of such power by the
Bar Council was ultra vires its power. This was strengthened by the case of Fadzil bin
Mohamed Noor v University Teknologi Malaysia10.
Conclusion:
9 (1981) 2 MLJ 19610 (1981) 2 MLJ 196
The decisions may be challenged by Atan on the ground that the Bar Council has
committed substantive ultra vires.
APRIL 2008, PART C, QUESTION 1
First Issue
Issue:
The issue is whether Dr. Kasar can challenge the decision of the Hospital Disciplinary
Board for his dismissal on the ground that there was no oral hearing given to him.
Law:
Natural justice is a procedural safeguard against improper exercise of power by a
public authority and has been characterised as ‘fair administrative procedure’. Natural
justice is a minimum procedural safeguard which the public authority has to satisfy.
Natural justice has two components which are the right to be heard, that is audi
alteram partem, and the right against bias, that is nemo judex in sua causa. Hearing is one
of the components of the right to be heard. Hearing may be in the form of oral, written, or
consultation or interview.
The basic legal proposition is that an oral hearing is not predicated in all cases, where
it is not regarded as a compulsory part of natural justice.
In Lloyd v McMahon11, it was held that the auditor’s decision cannot be challenged
on the ground that oral hearing was not given, as none of the councilors have asked for an
oral hearing even though they could do so. Clear ground for complaint of unfairness would
only arise if the councilors had asked to be heard orally and the auditor had refused.
There may be circumstances where the court may regard an oral hearing necessary in
the interest of fairness such as where issues of credibility are involved.
In Pett v Greyhound Racing Association Ltd.12, it was held that oral hearing may be
required if a person facing serious charge affecting his reputation and livelihood.
11 (1987) AC 62512 (1968) 2 All ER 545
Application:
In this problem, as the Hospital Disciplinary Board is a public authority, thus, they are
bound to the rule of natural justice, in order to safeguard against improper exercise of
power by them. The Hospital Disciplinary Board has to satisfy to the rule of natural justice
in taking any action or while making any decision.
Referring to the facts of the problem, Dr. Kasar has been given a written hearing
when he was issued with a show cause letter requiring him to explain in writing why a
disciplinary action for “dismissal” should not be taken against him for being negligent in
handling Nasibi’s case. Thus, this shows that right to hearing was given to Dr. Kasar in the
form of written hearing.
However, issue arises when Dr. Kasar insisted that he should be given an oral hearing,
but the Hospital Disciplinary Board had rejected the application. The right to oral hearing is
not predicated in all cases, where it is not regarded as a compulsory part of natural justice.
Relying on the authority in Lloyd v McMahon13, the decision made by the Hospital
Disciplinary Board in rejecting the application for an oral hearing may be challenged on the
ground that Dr. Kasar have already asked for an oral hearing to explain his actual position.
There was a clear ground for complaint of unfairness on the part of the Hospital
Disciplinary Board as Dr. Kasar had asked to be heard orally and the Hospital Disciplinary
Board had refused with no reasons given.
Other than that, oral hearing may be necessary in this problem as there are issues of
credibility involved. Referring to Pett v Greyhound Racing Association Ltd.14, oral hearing
may be required in this case as Dr. Kasar facing serious charge affecting his reputation and
livelihood.
The issue of negligence is a serious matter as it will affect his reputation as a
professional worker as well as his livelihood where it would be difficult for him to be
accepted as a medical officer in another hospital if he has been dismissed due to negligence.
This will in fact affect his income as it will be hard for him to be employed in the future.
13 (1987) AC 62514 (1968) 2 All ER 545
Besides, it is necessary for him to be given an oral hearing as the inquiry during the
hearing will result in the dismissal of his service as a doctor. This is considered a serious
matter where a written hearing would not be sufficient and he may need an oral hearing to
explain his actual position, in order to prevent the dismissal from taking place.
Conclusion:
Dr. Kasar can challenge the decision of the Hospital Disciplinary Board for his
dismissal on the ground that there was no oral hearing given to him, where he has already
apply for it.
Second Issue
Issue:
The issue is whether Dr. Kasar can challenge the decision of the Hospital Disciplinary
Board for his dismissal on the ground that there was no fair and reasonable hearing as no
right to counsel was given to him.
Law:
Fair and reasonable hearing is one of the components of the right to be heard. In order
to achieve a fair and reasonable hearing, one of the requirements is that the parties must be
given the right to counsel.
A party not legally represented, may be at great disadvantage where he may be unable
to deal with difficult question of law and fact arise. Besides, where elaborate evidence is to
be produced, a lack of legal representation may actually lead to the appearance of injustice.
In Pett v Greyhound racing Association Ltd.15, the court of Appeal ruled that natural
justice required that the plaintiff should be represented by a lawyer as he was facing a
serious charge concerning his reputation and livelihood.
15 (1969) 1 QB 125, (1968) 2 All ER 545
In Fraser v Mudge16, it was held that there should be no legal representation in a
disciplinary matters.
In R v Secretary of State for the Home Department17, the Court of Appeal held that
while a prisoner is not entitled to legal representation as a matter of legal right, a Board of
Visitors has a discretion to permit legal representation.
The criteria that need to be considered to allow representation includes, the
seriousness of the charge and potential penalty, and the capacity of a particular person to
present his or her own case.
Application:
In this problem, it appears that there was no fair and reasonable hearing as Dr. Kasar
was not given the right to counsel in order to explain his actual position.
Thus, it can be seen that Dr. Kasar may be at great disadvantage where he may be
unable to deal with difficult question of law and fact arise regarding his problem as he was
not legally represented. It will be difficult for him to defend himself in the hearing as he is a
doctor who did not have any legal basis and the issue on negligence is definitely out of his
field.
Thus, in this situation, the denial of the right to counsel have lead to the appearance of
injustice to Dr. Kasar. If he is given the right to counsel, he may have a better chance not to
be dismissed where his lawyers will present the best out of his case.
Referring to Pett v Greyhound racing Association Ltd.18, it is necessary for Dr. Kasar
to be given the right to be to be represented by a lawyer as required by natural justice where
he was facing a serious charge concerning his reputation and livelihood.
The issue on negligence is a very serious issue that will affect his reputation as a
doctor as well as his future career. When he was dismissed due to the reason of negligence,
it will be hard for him to get another opportunity to serve as a medical officer at another
hospital. Thus, his income, in fact, will also be affected.
16 (1975) 3 All ER 7817 (1984) 1 All ER 79918 (1969) 1 QB 125, (1968) 2 All ER 545
However, applying Fraser v Mudge19, there should be no legal representation in Dr.
kasar situation as it was a problem which involved a disciplinary matters. It can be clearly
seen from the facts of the problem that this was a disciplinary matters on negligence where
disciplinary action of dismissal is to be taken against Dr. Kasar.
Nevertheless, this view was no longer applicable. Relying on the authority provided
by R v Secretary of State for the Home Department20, it is up to the discretion of the
Hospital Disciplinary Board whether to permit legal representation or not.
Even though the Hospital Disciplinary Board has rejected the right of counsel for Dr.
Kasar, they did not comply with the criteria that need to be considered to allow
representation. Representation should be allowed as the charge imposed on Dr. Kasar was
serious where the potential penalty is dismissal from his service as a medical officer.
Besides, Dr. Kasar did not have a capacity of to present his own case as he was not legally
trained and it will be hard for them to point the question of law.
Conclusion:
Dr. Kasar can challenge the decision of the Hospital Disciplinary Board for his
dismissal on the ground that there was no fair and reasonable hearing as no right to counsel
was given to him where his application for oral hearing was rejected by the court.
Third issue
Issue:
The issue is whether Dr. Kasar can challenge the decision of the Hospital Disciplinary
Board for his dismissal on the ground that there was no fair and reasonable hearing as no
disclosure of material was made to him.
Law:
Fair and reasonable hearing is one of the components of the right to be heard. In order
to achieve a fair and reasonable hearing, one of the requirements is that there must be
disclosure of materials to the parties.
19 (1975) 3 All ER 7820 (1984) 1 All ER 799
The general principle is that all the materials which are being relied on by an
adjudicating authority for giving its decision against a person should be brought to that
person’s notice. Furthermore, that person should be given an opportunity to comment,
criticize, explain, or rebut the materials.
In Phang Moh Shin v Commissioner of Police21, the court held that the inquiry was
to be defective as the contents of the documents in which the inquiry officer took into
account in arriving at his decision were never disclosed to the plaintiff and the plaintiff was
never given an opportunity to answer or explain.
In Shamsiah bt Ahmad Sham v Public Service Commissioner22, it was held that the
hearing was not fair and reasonable as the disciplinary authority had taken into account the
appellant’s record of past conduct without giving her an opportunity of explaining it.
Application:
In this problem, it appears that there was no fair and reasonable hearing as there was
no disclosure of materials to Dr. Kasar.
It can be clearly seen from the facts of the problem that the Hospital Disciplinary
Board has also referred to records of complaints made against Dr. Kasar by some of the
hospital patients regarding his attitude in attending to patient. Nevertheless, these material
was never exposed to Dr. Kasar.
As a result, Dr. Kasar did not obtain the opportunity to comment, criticize, explain, or
even rebut the records of complaints. Thus, there was a disadvantage on the part of Dr.
Kasar as he did not have the opportunity to defend himself as he has no knowledge on the
materials relied by the Hospital Disciplinary Board.
Relying on the authority in Phang Moh Shin v Commissioner of Police23, the hearing
conducted by the Hospital Disciplinary Board was not a fair and reasonable hearing as the
contents of the documents in which the Board took into account in arriving at their decision
were never disclosed to Dr. Kasar and he was never given an opportunity to answer or