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Documents Financial Planning Association v. SEC: Fee Based Brokerage

1. Financial Planning Association v. SEC:Fee Based Brokerage Securities Industry and Financial Markets Association General Lunch May 15, 2007 Lori A. Martin 2. Overview Financial…

Marketing Sunil dhankhar

1. WELCOME TO SHAREKHAN YOUR GUIDE TO THE FINANCIAL JUNGLEBY SUNIL DHANKHAR HSB HISAR HARYANA INDIA 2. SHAREKHAN BACKGROUND •Sharekhan is one of the leading retail brokerage…

Economy & Finance Islamic finance ppt

1. Presented To: Sir Ameen Presented By: M Zishan Hyder 55272 Fuzail Kaleem 2.  The first mutual fund was established in Europe.  A Dutch merchant Adriaan van Ketwich…

Business Premiere Global Services Brochure Lr

1. We simplify business processes with communication technologies 2. We are the world’s leading provider of communicationtechnologies for business process improvement Communication…

Documents Futures Industry Disaster Recovery Test Briefings June 2007 “DR IV” Prepared and Moderated by...

Slide 1 Futures Industry Disaster Recovery Test Briefings June 2007 “DR IV” Prepared and Moderated by John Rapa, CBCP Tellefsen and Company, L.L.C. Slide 2 2 AGENDA I.Introduction…

Documents The Client Relationship Model: The Civil Impact of Regulatory Changes Association of Corporate...

The Client Relationship Model: The Civil Impact of Regulatory Changes Association of Corporate Counsel - Ontario Chapter Program ACC Securities Law Committee Norton Rose…

Documents E LECTRONIC T RADING. F LOOR - BASED T RADING Trading financial instruments has historically...

ELECTRONIC TRADING FLOOR-BASED TRADING Trading financial instruments has historically required face-to-face communication at physical locations. How they work: Brokers arrange…

Documents What Challenges Lie Ahead? A Review of Emerging Industry Trends

What Challenges Lie Ahead? A Review of Emerging Industry Trends. Lee Cutrone BDUG Annual Conference October, 2005. What Challenges Lie Ahead? Predicting the Future is Hard!!!.…

Documents Isaac Lustgarten Managing Director Occam Regulatory Solutions LLC...

Isaac Lustgarten Managing Director Occam Regulatory Solutions LLC [email protected] 917 209 8709 Two Places to Look Title IX of the US Bankruptcy Code â for treatment…

Documents Western Brochure

1 Gain broader access to Pershing. Hire Western International Securities. Pershing LLC, a BNY Mellon company, is well known for the strength of their operation and the range…