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1. Volcker rule A complex compliance challenge 2014 2. 1 Volcker rule Limits on investments The rule prohibits a banking entity from having an “ownership interest” in,…

Documents Raúl Soto Ph.D., Associate Director CTE 1 CTE Funding & OMNI Circular.

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Slide 1Cash Management and Business Officers Hal Deuser Assistant Bursar Webster University Slide 2 Cash Management – The Definition Cash management regulations govern…

Documents Office of Operations 2009 Fall Conference Navigating Uncertain Times October 21-22, 2009 Risk...

Slide 1 Office of Operations 2009 Fall Conference Navigating Uncertain Times October 21-22, 2009 Risk Assessment and Internal Controls Internal Controls Anna Tomassacci Beth…

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Slide 1 How To Move From Bored to Board Finding, Recruiting and Keeping the Right People. Slide 2 Presenters Davies and Associates Joan A. Minasian, MA Carol Smith Davies,…

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Slide 1 Slide 2 Agenda  Background and Purpose  Money Laundering and Terrorist Financing  BSA Program Requirements  Risk Based Program Management  Suspicious…

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Slide 1 1 Metropolitan New York Chapter of the Association of Certified Anti-Money Laundering Specialists: AML Developments and Trends – 2006, 2007 and Beyond Daniel Seikaly,…

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Slide 1 The Importance of the COBIT Framework IT Processes For Effective Internal Control over the Reliability of Financial Reporting: An International Survey UWCISA Symposium,…

Documents Florida DBPR Anti-Money Laundering Conference 1001 B RICKELL B AY D RIVE, 32 ND F LOOR M IAMI, F...

Slide 1 Florida DBPR Anti-Money Laundering Conference 1001 B RICKELL B AY D RIVE, 32 ND F LOOR M IAMI, F LORIDA 33131 T: 305.350.5690 A NDREW S. I TTLEMAN, E SQ., CAMS [email protected]

Documents 1 of 64 C © 2006 Prentice Hall Business Publishing Accounting Information Systems, 10/e...

Slide 1 1 of 64 C © 2006 Prentice Hall Business Publishing Accounting Information Systems, 10/e Romney/Steinbart HAPTER 3 System Development and Documentation Techniques…