Slide 1Compliance Handbook For NSE Members Updated till April 10,2014 1 Slide 2 Compliance requirements pertaining to members of the Exchange are given in byelaws, regulations…

Slide 1 Compliance Handbook For MPSE Trading Members Slide 2 Compliance requirements pertaining to members of the Exchange are given in byelaws, regulations and circulars…

Compliance Handbook For MPSE Trading Members Compliance requirements pertaining to members of the Exchange are given in byelaws, regulations and circulars of the Exchange…

Compliance Handbook I. Client Registration Client registration documents are to be executed with any new client before commencing transactions with the client. Client registration…

Slide 1Compliance Handbook Preamble Compliance requirements pertaining to members of the Exchange are given in byelaws, regulations and circulars of the Exchange and the…