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Documents Introduction DOL Fiduciary Proposal ∙ Broadens scope of advisors deemed to be fiduciaries Agenda.....

Slide 1 Slide 2 Introduction DOL Fiduciary Proposal ∙ Broadens scope of advisors deemed to be fiduciaries Agenda ∙ Existing Rule ∙ Proposed Fiduciary Definition and…

Documents Marcia S. Wagner, Esq. RETIREMENT PLAN GAME CHANGERS: WHAT ADVISORS NEED TO KNOW.

ERISA Section 408(b)(2) Fee Disclosures: Impact on Broker-Dealers Marcia S. Wagner, Esq. RETIREMENT PLAN GAME CHANGERS: WHAT ADVISORS NEED TO KNOW 1 Introduction 1. Capturing…