The logo on this form may have been updated. The content of this document has not been modified since its original website posting. In light of rapidly changing business…

1. International Association of Risk and Compliance Professionals (IARCP) 1200 G Street NW Suite 800 Washington, DC 20005-6705 USA Tel: 202-449-9750 www.risk-compliance-association.com…

Slide 1Corporate Governance Developments and Implications for Europe Prof. Florencio López-de-Silanes Yale University International Institute for Corporate Governance Paris,…

1. The MiFID II ExocetHow to avoid it – and maximise ROEIntroductionBob FullerChief Administration OfficerFixnetix Limited 2. EU Regulations• EMIR – passed Mar 2012•…

Slide 1 Transparency Directive Assessment Report 29 June 2010 Speaker: Jean-Pierre Vigroux Managing Partner Slide 2 Context and methodology Slide 3 3  What is the Transparency…

Slide 1 Implementation of MiFID Legislative Adjustment: New Rules and Regulations Introduced by the New Directive Matjaž Albreht Assistant Director The Slovene Securities…

ICMA quarterly report Assessment of Market Practice and Regulatory Policy Issue 24 First Quarter 2012 Editor: Paul Richards 2 2 4 FOREWORD Managing market uncertainty QUARTERLY…