1. United States General Accounting OfficeGAOReport to Congressional Requesters October 1999 LONG-TERMCAPITALMANAGEMENTRegulators Need toFocus GreaterAttention on SystemicRisk…
January 22, 2015 Mr. Christopher Kirkpatrick Secretary of the Commission Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street NW Washington, DC 20581…
FEDERAL RESERVE BANK OF NEW YORK [ Circular No. 8 1 3 7 â] June 28, 1977 J BAN K HOLDING COMPANIES Proposal To Permit Bank Holding Companies To Engage in the Business of…
Slide 1An Overview of the CFTC and the Regulation of Derivatives Clearing Organizations James L. Carley Director Division of Clearing and Intermediary Oversight Slide 2 2…
Slide 1 Futures Industry Disaster Recovery Test Briefings June 6, 2012 “DR IX” Prepared and Moderated by John Rapa, CBCP Tellefsen and Company, L.L.C. Slide 2 AGENDA…
Slide 1 Futures Industry Disaster Recovery Test Briefings June 19, 2012 “DR IX” Prepared and Moderated by John Rapa, CBCP Tellefsen and Company, L.L.C. Slide 2 AGENDA…
Slide 1 Four tips to mitigate Mobile fraud in the future Slide 2 2 Your smartphone is like a mini-computer Slide 3 3 Best Practices 1.Lock your phone 2.Don’t leave your…
Slide 1 Futures Industry Disaster Recovery Test Briefings June 2007 “DR IV” Prepared and Moderated by John Rapa, CBCP Tellefsen and Company, L.L.C. Slide 2 2 AGENDA I.Introduction…
Futures Industry Disaster Recovery Test Briefings September 22, 2009 âDR VIâ Prepared and Moderated by John Rapa, CBCP Tellefsen and Company, L.L.C. AGENDA Introduction…
Futures Industry Disaster Recovery Test Briefings September, 2007 âDR IVâ Prepared and Moderated by John Rapa, CBCP Tellefsen and Company, L.L.C. AGENDA Introduction and…