Slide 1Gear Up For More 401(k) Rollovers Retirement Management Systems Slide 2 Retirement Management Systems Savings Plan Management An asset management program for 401(k),…

Slide 11 TOPICS Fiduciary Responsibility Fee Disclosure to Plan Sponsors Participant-Level Fee Disclosure Slide 2 Employee Benefits Security Administration EBSAs Mission:…

1. ERISA FOR SECURITIES PROFESSIONALS By Richard K. Matta* Part or all of this article isCopyright © 2009 Emerald Group Publishing LimitedReprinted with permission The following…

Slide 1Know Your Compliance Obligations Minimize Your Risks Why Do Employers Need Compliancedashboard ? Are You Prepared For ERISA Compliance and Health Care Reform? It is…

Slide 1 Why Take Advantage of Your Company’s Retirement Plan Eric Harding Senior Vice President - Investments [Date] Slide 2 Seek the advice of tax and legal advisors This…

Slide 1 DOL/ERISA Issues an Investment Advisory Perspective David C. Franceski, Jr., Esquire Stradley Ronon Stevens & Young, LLP William P. Simon, Jr. Managing Director,…

Slide 1 FEE DISCLOSURE Marcia S. Wagner, Esq. Slide 2 2 1. 408(b)(2) Disclosures 2. Fee Disclosures to Participants Slide 3 3 When Are Service Providers Conflicted? Plan…

Slide 1 Know Your Compliance Obligations Minimize Your Risks Why Do Employers Need Compliancedashboard? Are You Prepared For ERISA Compliance and Health Care Reform? It is…

Slide 1 Know Your Compliance Obligations Minimize Your Risks Why Do Employers Need Compliancedashboard? Are You Prepared For ERISA Compliance? It is crucial that you begin…

âBenefit-Strippingâ Amendment to ERISA Plan Is Permissible in Context of Welfare Benefits ERISA & LIFE INSURANCE NEWS C o v e r i n g E R I S A a n d L i f e , H e…