Slide 1DAVID FRANASIAK WILLIAMS & JENSEN, PLLC MEETING OF INTERNATIONAL STOCK EXCHANGE EXECUTIVES EMERITI MARCH 25, 2012 The Regulatory Landscape – Current Regulatory…
1.ELECTRONIC TRADING A PRIMERManaged Funds Association January 20142. Introduction New market structure regulations almost always require technological advancements, either…
SEC Secondary Trading Market Changes of June 5 and 6, 2014 SEC on Market Structure: The Chair Speaks and Enforcement Acts Morris Simkin, Esq. Simkin Law Office 212 455 0476…
The Regulatory Landscape â Current Regulatory Proposals and the Issues Raised? David Franasiak Williams & Jensen, PLLC Meeting of International Stock Exchange Executives…
Economic Regulation, High Frequency Trading, and the Dodd/Frank Act Colin Howard December 15, 2011 University of Maine School of Law Technological developments have far outpaced…