Slide 1 NASAA Investment Adviser Training Workshop August 9, 2009 Breach of Fiduciary Duty Brian S. Hamburger, JD, AIFA®, CRCP Managing Director Slide 2 Farther from Fiduciary…
Slide 1 Jane Jarcho, National Associate Director of the IA/IC Exam Program at OCIE Michelle Jacko, Managing Partner, Jacko Law Group and CEO of Core Compliance & Legal…