Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
35137 @rgentum Canadian Equity Portfolio 29-Apr-1998
35164 @rgentum Canadian Performance Portfolio 29-Apr-1998
38641 @rgentum Discovery Portfolio 5-May-1999
35159 @rgentum Income Porfolio 29-Apr-1998
35166 @rgentum International Master Portfolio 29-Apr-1998
35161 @rgentum Short Term Asset Portfolio 29-Apr-1998
40224 @rgentum U.S. Market Neutral Portfolio 9-May-2000
35165 @rgentum U.S. Master Portfolio 29-Apr-1998
42037 01 Communique Laboratory Inc. 31-Mar-2000
81806 1320659 Alberta Ltd. 11-Jul-2007
71911 1608557 Ontario Inc. 30-Apr-2004
98739 1832 AM Canadian All Cap Equity Pool 15-Nov-2016
104329 1832 AM Emerging Markets Equity Pool 23-Jan-2020
98740 1832 AM Fundamental Canadian Equity Pool 15-Nov-2016
98741 1832 AM Global Credit Pool 31-Dec-2016
102175 1832 AM International Growth Equity Pool 11-Oct-2018
104328 1832 AM Investment Grade Canadian Corporate Bond Pool 23-Jan-2020
102153 1832 AM U.S. $ Investment Grade U.S. Corporate Bond Pool 11-Oct-2018
101948 1911 Gold Corporation 20-Jul-2018
83757 1933 Industries Inc. 24-Apr-2008
89177 2242749 Ontario Limited 1-Jan-2011
41946 3040915 Nova Scotia Limited 30-Dec-1962
41570 360networks Inc. (T) 19-Apr-2000
106291 3iQ CoinShares Bitcoin ETF 1-Apr-2021
106340 3iQ CoinShares Ether ETF 19-Apr-2021
39287 407 International Inc. 21-Jul-1999
71916 4504020 Canada Inc. 28-May-2004
103155 48North Cannabis Corp. 26-Mar-2019
77259 *49 North Resources Inc. 3-Oct-2005
105641 4Front Ventures Corp. 18-Nov-2020
82873 5N Plus Inc. 13-Dec-2007
30112 9342-8530 Quebec Inc. (formerly DiagnoCure Inc.) 14-Nov-1996
48257 A&W Revenue Royalties Income Fund 11-Feb-2002
84813 Abacus Mining & Exploration Corporation 18-Dec-2009
80063 Abaxx Technologies Inc. 22-Feb-2011
10860 Abbey Exploration Inc. (CT) 10-Sep-1987 14-Feb-1993
106150 ABC Technologies Holdings Inc. 12-Feb-2021
9490 Aberdeen Asia-Pacific Income Investment Company Limited 30-May-1986
8538 ABI Biotechnology Inc. (CT) 15-Nov-1984 10-Feb-1993
33333 Aboriginal Global Investment Fund (CT) 6-Jan-1998 17-Jan-2002
41606 Absolute Software Corporation 17-Mar-2000
43076 Acadian Core International Equity Fund 28-Sep-2000
87081 Acadian Timber Corp. 1-Jan-2010
102799 Accelerate Absolute Return Hedge Fund 26-Mar-2019
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
104292 Accelerate Arbitrage Fund 24-Feb-2020
106239 Accelerate Carbon-Negative Bitcoin ETF 16-Aug-2021
102800 Accelerate Enhanced Canadian Benchmark Alternative Fund 26-Mar-2019
104294 Accelerate OneChoice Alternative Portfolio ETF(ONEC) 24-Feb-2020
90025 Acceleware Ltd. 26-Apr-2011
100752 Accord Financial Corp. 11-Dec-2018
72413 ACE Aviation Holdings Inc. 13-Jul-2004
92131 Acerus Pharmaceuticals Corporation 12-Jul-2012
88192 Acorn Energy, Inc. 30-Apr-2010
103342 Acreage Holdings, Inc. (formerly Applied Inventions 9-Aug-2019
Management Corp.)
81448 Action Energy Inc. 12-Dec-2007
98226 AcuityAds Holdings Inc. 15-May-2019
72968 Adaltis Inc. 23-Nov-2004
106617 ADCORE Inc. 11-May-2021
38707 ADF Group Inc. 9-Jul-1999
44900 Admiral Inc. (CT) 11-Apr-2001 25-Mar-2002
48848 Adobe Systems Incorporated 10-Apr-2002
96919 Advanced Education Savings Plan 1-Feb-2016
35977 Advanced Micro Devices, Inc. 25-Oct-2006
86976 Advantage Energy Ltd. 22-Dec-2009
94773 ADVANZ PHARMA Corp. 5-Mar-2014
18832 Aecon Group Inc. 22-Sep-2009
89207 Aegis Brands Inc. 1-Jan-2011
96705 Aequus Pharmaceuticals Inc. 6-Jul-2015
5099 Aero Energy Ltd. (CT) 27-Mar-1980 07-Oct-1983
27694 AEterna Zentaris Inc. 11-Dec-1995
100028 AEX Gold Inc. 30-Jun-2017
25241 AFM Hospitality Corporation 17-Nov-1994
78683 African Copper PLC 9-May-2006
26082 African Minerals Limited 9-Feb-1995
86126 Ag Growth International Inc. 3-Jun-2009
7730 Agency (CT) 30-Oct-1978 17-Feb-1993
5666 AGF American Growth Class 7-Apr-1958
85119 AGF American Growth Fund 19-Dec-2008
5652 AGF Canadian Growth Equity Class 3-Apr-1974
5696 AGF Canadian Money Market Fund 27-Feb-1976
28116 AGF Canadian Small Cap Fund 21-Feb-1996
23636 AGF China Focus Class 13-Apr-1994
77517 AGF Elements Balanced Portfolio 22-Nov-2005
85127 AGF Elements Balanced Portfolio Class 2-Dec-2008
77518 AGF Elements Conservative Portfolio 22-Nov-2005
85128 AGF Elements Conservative Portfolio Class 2-Dec-2008
77519 AGF Elements Global Portfolio 22-Nov-2005
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
85129 AGF Elements Global Portfolio Class 2-Dec-2008
77520 AGF Elements Growth Portfolio 22-Nov-2005
85130 AGF Elements Growth Portfolio Class 30-Sep-2008
77521 AGF Elements Yield Portfolio 22-Nov-2005
97858 AGF Elements Yield Portfolio Class 20-Apr-2016
88559 AGF Emerging Markets Bond Fund 3-Nov-2010
83685 AGF Emerging Markets Class 22-Apr-2008
23588 AGF Emerging Markets Fund 17-Mar-1994
91607 AGF Equity Income Fund 23-Apr-2012
23638 AGF European Equity Class 13-Apr-1994
95928 AGF European Equity Fund 12-Jan-2015
97852 AGF Fixed Income Plus Class 20-Apr-2016
37381 AGF Fixed Income Plus Fund 10-Dec-1998
91608 AGF Floating Rate Income Fund 23-Apr-2012
95815 AGF Global Convertible Bond Fund 19-Dec-2014
23392 AGF Global Corporate Bond Fund 18-Feb-1994
97853 AGF Global Dividend Class 22-Apr-2020
81675 AGF Global Dividend Fund 10-Aug-2007
26527 AGF Global Equity Class 31-May-1995
25469 AGF Global Equity Fund 5-Dec-1994
10412 AGF Global Growth Balanced Fund 1-Jan-1998
105313 AGF Global Opportunities Bond ETF 18-Sep-2020
41539 AGF Global Real Assets Class 25-Apr-2000
21738 AGF Global Real Assets Fund 22-Sep-1993
28113 AGF Global Select Fund 21-Feb-1996
90730 AGF Global Sustainable Balanced Class 3-Oct-2011
51805 AGF Global Sustainable Balanced Fund 31-Mar-2003
105314 AGF Global Sustainable Growth Equity ETF 18-Sep-2020
21746 AGF Global Sustainable Growth Equity Fund 25-Jun-1993
8332 AGF Management Limited 18-Jun-1987
25141 AGF Short-Term Income Class 4-Oct-1994
28706 AGF Strategic Income Fund 7-Aug-1996
97854 AGF Total Return Bond Class 20-Apr-2016
24328 AGF Total Return Bond Fund 20-Jun-1994
21410 AGF U.S. Small-Mid Cap Fund 16-Jun-1993
51804 AGFiQ Canadian Dividend Income Fund 16-Apr-2003
98665 AGFiQ Canadian Equity ETF 4-Nov-2016
98666 AGFIQ Emerging Markets Equity ETF 4-Nov-2016
98670 AGFiQ Global Balanced ETF Portfolio 4-Nov-2016
105315 AGFiQ Global Balanced ETF Portfolio Fund 18-Sep-2020
100968 AGFiQ Global ESG Factors ETF 31-Jan-2018
98671 AGFiQ Global Income ETF Portfolio 4-Nov-2016
105316 AGFiQ Global Income ETF Portfolio Fund 18-Sep-2020
100969 AGFiQ Global Infrastructure ETF 30-Sep-2018
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
100967 AGFiQ Global Multi-Sector Bond ETF 31-Jan-2018
98667 AGFiQ International Equity ETF 4-Nov-2016
83683 AGFiQ North American Dividend Income Class 22-Apr-2008
9135 AGFiQ North American Dividend Income Fund 6-Dec-1985
93767 AGFiQ U.S. Sector Class 9-Aug-2013
98668 AGFiQ US Equity ETF 4-Nov-2016
103693 AGFiQ US Market Neutral Anti-Beta CAD-Hedged ETF 28-Aug-2019
30577 AgJunction Inc. 21-Feb-1997
14540 Agnico Eagle Mines Limited 28-Aug-1990
41947 AGRA Exchangeco Limited 30-Dec-1962
72337 AIC Fixed Income Portfolio Fund 5-Aug-2004
72338 AIC Long-Term Growth Portfolio Fund 5-Aug-2004
72339 AIC Total Yield Strategic Income Fund 5-Aug-2004
32744 AimGlobal Technologies Company Inc. (T) 18-Jun-1997
84466 Aimia Inc. 25-Jun-2008
79870 Air Canada 15-Nov-2006
107226 AIRBOSS OF AMERICA CORP. 27-Sep-2021
27160 Airgen Corporation (CT) 30-Nov-1995 19-Feb-2002
86356 Akela Pharma Inc. 21-May-2009
20739 Akita Drilling Ltd. 23-Dec-1992
100700 Akumin Inc. 24-Nov-2017
93876 Alamos Gold Inc. 2-Jul-2015
79142 Alaris Equity Partners Inc. 23-May-2006
105416 Alaris Equity Partners Income Trust 1-Sep-2020
89139 Alcanna Inc. 1-Jan-2011
103327 Aleafia Health Inc. (formerly Canabo Medical Inc.) 21-Jun-2019
87130 Alexco Resource Corp. 1-Feb-2010
83855 Algae Biosciences Corporation 29-May-2008
103623 Algernon Pharmaceuticals Inc. 1-Oct-2019
9796 Algo Group Inc. 24-Nov-1986
94703 Algold Resources Ltd. 19-Dec-2013
37034 Algoma Central Corporation 30-Mar-2011
78933 Algonquin (AirSource) Power LP 15-May-2006
103821 Algonquin Fixed Income 2.0 Fund 11-Dec-2019
43166 Algonquin Power & Utilities Corp. 25-Oct-2000
36871 Alimentation Couche-Tard Inc. 5-Mar-1999
12929 All - Canadian ConsumerFund 30-Jul-1979
13132 All - Canadian Resources Corporation 27-May-1981
44375 All Equity Fund 10-May-2001
80791 All in West! Capital Corporation 21-Mar-2007
77956 Allbanc Split Corp. II 26-Jan-2006
101118 Allegiant Gold Ltd. 25-Jan-2018
39472 Alliance Pipeline Limited Partnership 31-Mar-2000
51017 Allied Properties Real Estate Investment Trust 19-Feb-2003
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
42251 Allnet Secom Inc. (T) 28-Mar-2000
104031 Almaden Minerals Ltd 25-Feb-2021
107228 Alpha Cognition Inc. (formerly Crystal Bridge Enterprises Inc.)26-Aug-2021
101902 AlphaDelta Canadian Dividend Income Class 8-Aug-2018
95803 Alphadelta Global Dividend Income Class 9-Jan-2015
95802 AlphaDelta Tactical Growth Class 9-Jan-2015
35958 Alstom 23-Jun-1998
87120 Alston Energy Inc. 17-Jul-2012
35837 AltaGas Ltd. 1-Jul-2010
105808 AltaGas Ltd. 22-Feb-2021
31178 Altagem Resources Inc. (T) 12-Feb-1998
66953 AltaLink, L.P. 30-May-2003
88877 Altiplano Minerals Ltd. 24-Dec-2010
95087 Altius Minerals Corporation 7-May-2014
106092 Altius Renewable Royalties Corp. 25-Feb-2021
89132 Altus Group Limited 1-Jan-2011
94389 Alvopetro Energy Ltd. 28-Nov-2013
105260 Amarillo Gold Corporation 6-Aug-2020
31078 Amblin Technologies Inc. (T) 5-Mar-1997
8469 AMCI Productions Ltd. (CT) 18-Dec-1978 23-Apr-2002
8367 American Agri-Technology Corporation (CT) 5-Dec-1985 19-Feb-2002
78650 American Creek Resources Ltd. 31-Jul-2006
29311 American Eco Corporation (CT) 21-May-1986 25-Feb-2002
7834 American Helium Inc. 30-May-1984
92960 American Hotel Income Properties REIT LP 12-Feb-2013
49445 American Natural Energy Corporation 3-Jun-1987
101019 American Pacific Mining Corp. 27-Feb-2018
103463 Americas Gold and Silver Corporation 1-Sep-2020
8193 Amstock Fund (CT) 20-Dec-1984 17-Feb-1993
27755 AMT International Mining Corporation (T) 11-Mar-1996
80690 Anaconda Mining Inc. 11-Apr-2007
106123 Anacott Acquisition Corporation 18-Mar-2021
106992 Anaergia Inc. 18-Jun-2021
83236 ANB Canada Inc. 31-Jan-2008
8920 Ancom ATM International Inc. (CT) 18-Jul-1985 19-Feb-1993
104183 Andlauer Healthcare Group Inc. 4-Dec-2019
84432 Andrew Peller Limited 1-Jan-2008
74051 Angold Resources Ltd. 16-Jul-2007
106964 Ankh Capital Inc. 3-Sep-2021
80043 Anterra Energy Inc. 12-Dec-2006
93227 Antibe Therapeutics Inc. 10-Jun-2013
28296 Anvil Range Mining Corporation (CT) 7-May-1996 19-Feb-2002
97346 Aphria Inc. 4-Dec-2015
91805 APMEX Physical - 1 oz. Gold Redeemable Trust 27-Apr-2012
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
96750 Apollo Healthcare Corp. 23-Jul-2015
92511 Appia Energy Corp. 14-Dec-2012
103925 Appili Therapeutics Inc. 19-Sep-2019
82383 Aptose Biosciences Inc. 10-Jul-2007
40504 Aqua-Pure Ventures Inc. 2-Dec-1999
47742 Aquila Resources Inc. 24-Dec-2001
47428 Arbour Energy Inc. 18-Dec-2001
81253 Arbutus Biopharma Corporation 30-Apr-2007
89175 ARC Resources Ltd. 1-Jan-2011
48574 Arctic Glacier Income Fund 25-Feb-1997
78580 Arehada Mining Limited 12-Apr-2006
90130 Ares Strategic Mining Inc. 11-Aug-2011
90560 Argent Energy Trust 1-Aug-2012
87283 Argonaut Gold Inc. 7-Mar-2017
85825 Argosy Energy Inc. 30-Sep-2008
5590 Argus Resources Ltd. (CT) 22-Feb-1980 19-Feb-2002
89699 ARHT Media Inc. 10-Mar-2021
14707 Arimetco International Inc. (CT) 18-May-1990 19-Feb-2002
105334 Aris Gold Corporation 21-Sep-2020
80953 ARISE Technologies Corporation 13-Apr-2007
102093 Aristotle - IG U.S. Small Cap Equity Pool 12-Oct-2018
98541 Aritzia Inc. 26-Sep-2016
90833 Arkadia Capital Corp. 1-Nov-2011
5654 Arlington Place (CT) 16-Jul-1981 19-Feb-1993
83701 Arrow Canadian Advantage Alternative Class 30-Apr-2008
104943 Arrow EC Income Advantage Alternative Fund 3-Jul-2020
90946 Arrow Exploration Corp. 4-Nov-2011
102604 Arrow Global Advantage Alternative Class 3-Jan-2019
105213 Artemis Gold Inc. 13-Jan-2021
74193 Artis Real Estate Investment Trust 7-Dec-2004
75487 Ascalade Communications Inc. 17-Jun-2005
106491 Ascend Wellness Holdings, Inc. 28-Apr-2021
97547 Ascot Resources Ltd. 21-Jan-2021
81454 Ashburton Ventures Inc. 30-Jul-2007
5547 Ashurst Technology Canada Inc. (CT) 11-Dec-1978 19-Feb-2002
24532 Ashurst Technology Limited (CT) 18-Jul-1994 19-Feb-2002
88616 Atalaya Mining plc 13-Dec-2010
98571 ATBIS Canadian Equity Pool 23-Sep-2016
98572 ATBIS Fixed Income Pool 23-Sep-2016
98573 ATBIS International Equity Pool 23-Sep-2016
98574 ATBIS U.S. Equity Pool 23-Sep-2016
6309 Atco Ltd. 21-Sep-1982
82362 Athabasca Oil Corporation 30-Mar-2010
13794 Athabaska Gold Resources Ltd. (CT) 1-May-1990 22-Feb-2002
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
90953 Atico Mining Corporation 2-Mar-2012
6381 Atlantic City U.S.A. (CT) 28-Dec-1979 19-Feb-1993
72935 Atlantic Power Corporation 10-Nov-2004
32099 Atlantic Power Limited Partnership 9-Jun-1997
81363 Atlantic Power Preferred Equity Ltd. 18-May-2007
90000 Aton Resources Inc. 9-May-2011
92160 ATRIUM MORTGAGE INVESTMENT CORPORATION 29-Aug-2012
22990 ATS Automation Tooling Systems Inc. 9-Dec-1993
79808 Aura Minerals Inc. 14-Aug-2009
88592 *Aurex Energy Corp. 15-Dec-2010
86154 Aurinia Pharmaceuticals Inc. 18-Jun-2009
100698 Aurora Cannabis Inc. 26-Oct-2017
98651 Austral Gold Limited 19-Aug-2016
93045 Australian REIT Income Fund 27-Feb-2013
101829 Australis Capital Inc. 16-Aug-2018
87100 AutoCanada Inc. 31-Dec-2009
99577 Automotive Finco Corp. 20-Jun-2017
96724 Automotive Properties Real Estate Investment Trust 10-Jul-2015
100061 Auxly Cannabis Group Inc. 27-Sep-2017
88453 Avalon Rare Metals Inc. 22-Sep-2010
106413 Avant Brands Inc. 23-Mar-2021
87049 Avatar Energy Ltd. 23-Feb-2010
10736 Avcorp Industries Inc. 2-Feb-1988
44954 Aviation Group, Inc. (CT) 15-Jan-2001 26-Apr-2002
105705 Avicanna Inc. 27-Nov-2020
95777 Avidian Gold Corp. 3-Nov-2014
8001 Avinda Video Incorporated (CT) 14-Feb-1984 19-Feb-1993
89119 AVINO SILVER & GOLD MINES LTD. 14-Nov-2016
86736 Avisa Diagnostics Inc. 28-Jan-2010
75140 Axiom All Equity Portfolio 14-Mar-2005
75142 Axiom Balanced Growth Portfolio 14-Mar-2005
75143 Axiom Balanced Income Portfolio 14-Mar-2005
75144 Axiom Canadian Growth Portfolio 14-Mar-2005
75145 Axiom Diversified Monthly Income Portfolio 14-Mar-2005
75146 Axiom Foreign Growth Portfolio 14-Mar-2005
75148 Axiom Global Growth Portfolio 14-Mar-2005
75150 Axiom Long-Term Growth Portfolio 31-Aug-2005
46217 Axis.Port Inc. (CT) 16-Aug-2001 25-Mar-2002
105813 Axolotl Capital Corp.
40273 Axxent Inc. (CT) 29-Oct-1999 20-Feb-2002
105461 AYA GOLD & SILVER INC. 10-Sep-2021
100808 Ayr Wellness Inc. 15-Dec-2017
70039 Azarga Metals Corp. 23-Dec-2010
27535 Azcar Technologies Incorporated 18-Dec-1995
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
82498 Azure Dynamics Corporation 16-Oct-2007
82720 B2Gold Corp. 29-Nov-2007
40178 BAC Canada Finance Company 8-Nov-1999
44373 Balanced 60/40 Fund 10-May-2001
97286 Balanced Income Portfolio 17-Dec-2015
79137 Balanced Monthly Income Fund 24-Jul-2006
45894 Bald Eagle Golf Corp. (T) 10-Apr-2001
85450 Ballard Power Systems Inc. 31-Dec-2008
11197 Balmoral Club Limited Partnership (CT) 19-Jul-1988 25-Feb-2002
100646 Bam Bam Resources Corp. 9-Nov-2017
49669 Bank of America Corporation 1-Jan-2009
5572 Bank of Montreal 22-Jun-2020
106710 Banxa Holdings Inc. 5-Aug-2021
88623 Banyan Gold Corp 24-Nov-2010
78697 Barclays Bank Plc 3-Oct-2006
95911 Barometer Disciplined Leadership Balanced Fund 13-Jan-2015
94373 Barometer Disciplined Leadership Equity Fund 8-Jan-2014
92688 Barometer Disciplined Leadership Tactical Income Growth 3-Jan-2013
Fund
103189 Barrantagh Small Cap Canadian Equity Fund 16-Apr-2019
7789 Barrick Gold Corporation 15-Sep-1986
97125 Barsele Minerals Corp. 25-Sep-2015
101433 Baselode Energy Corp. 23-Apr-2018
84325 Batero Gold Corp. 20-Oct-2008
43791 Battery Technologies Inc. 12-Dec-2000
86705 Battle North Gold Corporation 6-Nov-2009
40191 Bausch Health Companies Inc. 14-Sep-1999
94215 Baylin Technologies Inc. 20-Nov-2013
89222 Baytex Energy Corp. 1-Jan-2011
105579 BBTV Holdings Inc. 22-Oct-2020
7566 BCE Inc. 5-Apr-1989
7608 BDI Mining Corp. 10-Aug-1983
81428 Beacon Acquisition Partners Inc. 19-Jun-2007
22622 Beamscope Canada Inc. (CT) 22-Oct-1993 25-Feb-2002
84446 Bear Creek Mining Corporation 10-Jul-2008
5745 Bearcat Explorations Ltd. (T) 17-Jul-1979
25898 Beckett Technologies Corp. (CT) 14-Mar-1995 25-Feb-2002
80221 Belgravia Hatford Capital Inc. 11-Mar-2011
5086 Bell Canada 2-Jun-1975
36078 Bellatrix Exploration Ltd. 29-Jul-1998
92055 BELLUS Health Inc. 25-May-2012
49158 Belo Sun Mining Corp. 18-Mar-2011
30336 Bengal Energy Ltd. 28-Nov-1996
106136 BetaPro Bitcoin ETF 8-Mar-2021
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
81070 BetaPro Canadian Gold Miners -2x Daily Bear ETF 8-Jun-2007
81071 BetaPro Canadian Gold Miners 2x Daily Bull ETF 8-Jun-2009
83065 BetaPro Crude Oil Inverse Leveraged Daily Bear ETF 11-Jan-2008
83066 BetaPro Crude Oil Leveraged Daily Bull ETF 14-Jan-2008
107018 BetaPro Equal Weight Canadian Bank -2x Daily Bear ETF 26-Aug-2021
107019 BetaPro Equal Weight Canadian Bank 2x Daily Bull ETF 26-Aug-2021
107020 BetaPro Equal Weight Canadian REIT -2x Daily Bear ETF 26-Aug-2021
107021 BetaPro Equal Weight Canadian REIT 2x Daily Bull ETF 26-Aug-2021
83063 BetaPro Gold Bullion -2x Daily Bear ETF 14-Jan-2008
83064 BetaPro Gold Bullion 2x Daily Bull ETF 14-Jan-2008
106137 BetaPro Inverse Bitcoin ETF 8-Mar-2021
101792 BetaPro Marijuana Companies 2x Daily Bull ETF 21-May-2019
101793 BetaPro Marijuana Companies Inverse ETF 21-May-2019
84039 BetaPro NASDAQ-100® -2x Daily Bear ETF 16-Jun-2008
84040 BetaPro NASDAQ-100® -2x Daily Bull ETF 16-Jun-2008
83067 BetaPro Natural Gas Inverse Leveraged Daily Bear ETF 14-Jan-2008
83068 BetaPro Natural Gas Leveraged Daily Bull ETF 14-Jan-2008
87849 BetaPro S&P 500 VIX Short-Term Futures ETF 13-Dec-2010
84041 BetaPro S&P 500® -2x Daily Bear ETF 31-Dec-2015
84042 BetaPro S&P 500® 2x Bull ETF 31-Dec-2015
86996 BetaPro S&P 500® Daily Inverse ETF 2-Feb-2010
85611 BetaPro S&P/TSX 60™ Daily Inverse ETF 3-Mar-2009
80039 BetaPro S&P/TSX 60™ -2x Daily Bear ETF 5-Jan-2007
80040 BetaPro S&P/TSX 60™ 2x Daily Bull ETF 5-Jan-2007
81066 BetaPro S&P/TSX Capped Energy™ -2x Daily Bear ETF 31-Dec-2015
81067 BetaPro S&P/TSX Capped Energy™ 2x Daily Bull ETF 8-Jun-2007
81068 BetaPro S&P/TSX Capped Financials™ -2x Daily Bear ETF 8-Jun-2007
81069 BetaPro S&P/TSX Capped Financials™ 2x Daily Bull ETF 8-Jun-2007
86015 BetaPro Silver -2x Daily Bear ETF 23-Jun-2009
86016 BetaPro Silver 2x Daily Bull ETF 23-Jun-2009
100627 Better Plant Sciences Inc. 19-Jul-2019
13297 Betts Cove Minerals Limited (CT) 22-Feb-1990 25-Feb-2002
16694 Beutel Goodman American Equity Fund 14-Dec-1990
16692 Beutel Goodman Balanced Fund 14-Dec-1990
67624 Beutel Goodman Canadian Dividend Fund 21-Aug-2003
16688 Beutel Goodman Canadian Equity Fund 15-Dec-1990
39665 Beutel Goodman Core Plus Bond Fund 18-Aug-2004
95188 Beutel Goodman Fundamental Canadian Equity Fund 24-Jun-2014
88223 Beutel Goodman Global Dividend Fund 18-Aug-2010
90208 Beutel Goodman Global Equity Fund 11-Jul-2011
16691 Beutel Goodman Income Fund 14-Dec-1990
19821 Beutel Goodman International Equity Fund 28-Aug-1992
39664 Beutel Goodman Long Term Bond Fund 18-Aug-2004
16693 Beutel Goodman Money Market Fund 14-Dec-1990
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
46744 Beutel Goodman North American Focused Equity Fund 23-Aug-2001
88224 Beutel Goodman Short Term Bond Fund 18-Aug-2010
25782 Beutel Goodman Small Cap Fund 25-Jan-1995
46743 Beutel Goodman Total World Equity Fund 23-Aug-2001
79310 Beutel Goodman World Focus Equity Fund 23-Aug-2006
12949 BF Realty Holdings Limited (CT) 29-Dec-1980 25-Feb-2002
106077 BGP Acquisition Corp. 29-Jan-2021
104962 Big Banc Split Corp. 17-Jun-2020
100644 Big Pharma Split Corp. 30-Oct-2017
89121 Big Rock Brewery Inc. 1-Jan-2011
51110 *Big Sky Finishers (No. 1) Inc. (CT) 16-Jan-2003 14-Feb-2012
105721 BIGG Digital Assets Inc. 25-Nov-2020
105926 Billy Goat Brands Ltd. 13-Sep-2021
87477 BioExx Specialty Proteins Ltd. 25-Mar-2010
77035 Biomind Labs Inc. 18-Aug-2005
102471 BIP Investment Corporation 23-Nov-2018
83492 Birch Lake Energy Inc. 28-Mar-2008
75047 Birchcliff Energy Ltd. 18-Jan-2005
89181 Bird Construction Inc. 1-Jan-2011
106171 Bitcoin ETF 16-Feb-2021
106018 Bitcoin Trust 20-Jan-2021
101331 Bitcoin Well Inc. 27-Apr-2018
106399 Bitfarms Ltd. 13-Aug-2021
105387 Black Diamond Distressed Opportunities Fund 2-Oct-2020
105392 Black Diamond Global Enhanced Income Fund 2-Oct-2020
105388 Black Diamond Global Equity Fund 2-Oct-2020
87381 Black Diamond Group Limited 9-Mar-2010
89408 Black Iron Inc. 17-Mar-2011
92711 Black Widow Resources Inc. 12-Feb-2013
33450 BlackBerry Limited (formerly Research In Motion Limited) 20-Oct-1997
99956 Blackline Safety Corp. 8-Oct-2021
102338 BlackRock - IG Active Allocation Pool I 16-Nov-2018
102339 BlackRock - IG Active Allocation Pool II 16-Nov-2018
102340 BlackRock - IG Active Allocation Pool III 16-Nov-2018
102094 BlackRock - IG International Equity Pool 12-Oct-2018
105783 BlackRock - IG Low Volatility International Equity Pool 29-Jan-2021
98824 Blackrock Silver Corp. 16-Feb-2021
5164 Blake Resources Ltd. (CT) 24-Jun-1980 26-Sep-1985
84485 Blind Creek Resources Ltd. 27-Jun-2011
101038 Blockchain Technologies ETF 1-Feb-2018
91904 BLOCKCHAINK2 CORP. 8-Jun-2012
91514 Bloom Select Income Fund 23-Mar-2012
93033 Bloom U.S. Income & Growth Fund 26-Feb-2013
82674 Blue Note Mining Inc. 5-Nov-2007
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
32888 Blue Ribbon Income Fund 3-Sep-1997
98215 BlueBay $U.S. Global High Yield Bond Fund (Canada) 20-Jan-2021
105848 BlueBay $U.S. Global Investment Grade Corporate Bond 20-Jan-2021
Fund (Canada)
101688 BlueBay Emerging Markets Bond Fund (Canada) 3-Jul-2018
91033 BlueBay Emerging Markets Corporate Bond Fund 21-Dec-2011
101690 BlueBay Emerging Markets Local Currency Bond Fund 3-Jul-2018
(Canada)
98176 BlueBay European High Yield Bond Fund 5-Jul-2017
105374 BlueBay Global Alternative Bond Fund (Canada) 21-Sep-2020
94089 BlueBay Global Convertible Bond Class 31-Mar-2014
92532 BlueBay Global Convertible Bond Fund (Canada) 14-Nov-2012
105849 BlueBay Global High Yield Bond Fund (Canada) 20-Jan-2021
98736 BlueBay Global Investment Grade Corporate Bond Fund 17-Nov-2016
(Canada)
89871 BlueBay Global Monthly Income Bond Fund 4-Jul-2011
98737 BlueBay Global Sovereign Bond Fund (Canada) 17-Nov-2016
91010 Blueocean Nutrasciences Inc. 9-Mar-2012
103901 Bluestone Resources Inc. 26-Sep-2019
51435 BMG Bullionfund 22-May-2003
86299 BMG Gold BullionFund 14-Sep-2009
98524 BMG Silver BullionFund 27-Sep-2016
86981 BMO Aggregate Bond Index ETF 18-Jan-2010
99328 BMO Ascent Balanced Portfolio 20-Apr-2017
99329 BMO Ascent Conservative Portfolio 20-Apr-2017
99330 BMO Ascent Equity Growth Portfolio 20-Apr-2017
99331 BMO Ascent Growth Portfolio 20-Apr-2017
99332 BMO Ascent Income Portfolio 20-Apr-2017
84832 BMO Asian Growth & Income Class 31-Oct-2008
67719 BMO Asian Growth and Income Fund 27-Aug-2003
13007 BMO Asset Allocation Fund 10-Mar-1988
104245 BMO Balanced ESG ETF 14-Jan-2020
102772 BMO Balanced ETF 11-Feb-2019
93727 BMO Balanced ETF Portfolio 9-Aug-2013
87405 BMO Balanced ETF Portfolio Class 21-Apr-2010
104246 BMO BBB Corporate Bond Index ETF 14-Jan-2020
13005 BMO Bond Fund 10-Mar-1988
90623 BMO Canadian Dividend ETF 19-Oct-2011
72533 BMO Canadian Equity Class 1-Oct-2004
13006 BMO Canadian Equity ETF Fund 10-Mar-1988
21718 BMO Canadian Equity Fund 3-Jul-1993
85637 BMO Canadian Government Bond Index ETF 13-May-2009
99070 BMO Canadian High Dividend Covered Call ETF 2-Feb-2017
37181 BMO Canadian Large Cap Equity Fund 7-Jan-1999
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
104247 BMO Canadian MBS Index ETF 14-Jan-2020
21720 BMO Canadian Small Cap Equity Fund 3-Aug-1993
94207 BMO Canadian Stock Selection Fund 12-Dec-2013
86982 BMO China Equity Index ETF 18-Jan-2010
105888 BMO Clean Energy Index ETF 18-Jan-2021
77381 BMO Concentrated Global Balanced Fund 1-Mar-2006
101442 BMO Concentrated Global Equity Fund 11-May-2018
103237 BMO Concentrated U.S. Equity Fund 14-May-2019
102773 BMO Conservative ETF 11-Feb-2019
93712 BMO Conservative ETF Portfolio 9-Aug-2013
95628 BMO Core Bond Fund 10-Nov-2014
95629 BMO Core Plus Bond Fund 10-Nov-2014
100983 BMO Corporate Bond Index ETF 9-Feb-2018
101443 BMO Covered Call Canada High Dividend ETF Fund 11-May-2018
88921 BMO Covered Call Canadian Banks ETF 25-Jan-2011
97825 BMO Covered Call Canadian Banks ETF Fund 26-Apr-2016
90624 BMO Covered Call Dow Jones Industrial Hedged to CAD ETF 19-Oct-2011
97826 BMO Covered Call Europe High Dividend ETF Fund 19-Apr-2016
105889 BMO Covered Call Technology ETF 18-Jan-2021
97827 BMO Covered Call U.S. High Dividend ETF Fund 26-Apr-2016
102775 BMO Covered Call US Banks ETF 11-Feb-2019
90625 BMO Covered Call Utilities ETF 19-Oct-2011
101444 BMO Crossover Bond Fund 11-May-2018
94486 BMO Discount Bond Index ETF 4-Feb-2014
78664 BMO Diversified Income Portfolio 16-May-2006
72534 BMO Dividend Class 1-Oct-2004
24553 BMO Dividend Fund 15-Aug-1994
85638 BMO Dow Jones Industrial Average Hedged to CAD Index 13-May-2009
ETF
93713 BMO Emerging Markets Bond Fund 9-Aug-2013
87653 BMO Emerging Markets Bond Hedged to CAD Index ETF 18-May-2010
24564 BMO Emerging Markets Fund 15-Aug-1994
5057 BMO Enterprise Fund 28-Sep-1972
86521 BMO Equal Weight Banks Index ETF 19-Oct-2009
86522 BMO Equal Weight Global Base Metals Hedged to CAD 19-Oct-2009
Index ETF
92562 BMO Equal Weight Global Gold Index ETF 7-Nov-2012
92563 BMO Equal Weight Industrials Index ETF 7-Nov-2012
86520 BMO Equal Weight Oil & Gas Index ETF 19-Oct-2009
87654 BMO Equal Weight REITs Index ETF 18-May-2010
87660 BMO Equal Weight US Banks Hedged to CAD Index ETF 18-May-2010
94487 BMO Equal Weight US Banks Index ETF 4-Feb-2014
87661 BMO Equal Weight US Health Care Hedged to CAD Index 18-May-2010
ETF
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
102776 BMO Equal Weight US Health Care Index ETF 11-Feb-2019
86983 BMO Equal Weight Utilities Index ETF 18-Jan-2010
93714 BMO Equity Growth ETF Portfolio 9-Aug-2013
87404 BMO Equity Growth ETF Portfolio Class 23-Apr-2010
104248 BMO ESG Corporate Bond Index ETF 14-Jan-2020
105890 BMO ESG High Yield US Corporate Bond Index ETF 18-Jan-2021
104249 BMO ESG US Corporate Bond Hedged to CAD Index ETF 14-Jan-2020
100984 BMO Europe High Dividend Covered Call ETF 20-Dec-2017
97182 BMO Europe High Dividend Covered Call Hedged to CAD ETF25-Aug-2015
24565 BMO European Fund 15-Aug-1994
93715 BMO Fixed Income ETF Portfolio 9-Aug-2013
94489 BMO Floating Rate High Yield ETF 4-Feb-2014
76969 BMO Floating Rate Income Fund 7-Jul-2005
80956 BMO FundSelect Balanced Portfolio 18-May-2007
80955 BMO FundSelect Equity Growth Portfolio 18-May-2007
80960 BMO FundSelect Growth Portfolio 18-May-2007
80961 BMO FundSelect Income Portfolio 18-May-2007
100985 BMO Global Communications Index ETF 9-Feb-2018
99072 BMO Global Consumer Discretionary Hedged to CAD Index 2-Feb-2017
ETF
99073 BMO Global Consumer Staples Hedged to CAD Index ETF 2-Feb-2017
43609 BMO Global Dividend Class 7-Nov-2000
30504 BMO Global Dividend Fund 3-Dec-1996
84837 BMO Global Energy Class 5-Nov-2008
43610 BMO Global Equity Class 7-Nov-2000
96242 BMO Global Equity Fund 16-Apr-2015
79151 BMO Global Growth & Income Fund 18-Jul-2006
104250 BMO Global High Dividend Covered Call ETF 14-Jan-2020
78665 BMO Global Infrastructure Fund 16-May-2006
85640 BMO Global Infrastructure Index ETF 13-May-2009
87407 BMO Global Low Volatility ETF Class 21-Apr-2010
72535 BMO Global Monthly Income Fund 1-Oct-2004
24668 BMO Global Small Cap Fund 12-Aug-1994
43614 BMO Global Strategic Bond Fund 7-Nov-2000
100986 BMO Government Bond Index ETF 9-Feb-2018
72536 BMO Greater China Class 1-Oct-2004
29740 BMO Growth & Income Fund 24-Oct-1996
102774 BMO Growth ETF 11-Feb-2019
93728 BMO Growth ETF Portfolio 9-Aug-2013
87408 BMO Growth ETF Portfolio Class 21-Apr-2010
96243 BMO Growth Opportunities Fund 16-Apr-2015
104251 BMO High Quality Corporate Bond Index ETF 14-Jan-2020
86519 BMO High Yield US Corporate Bond Hedged to CAD ETF 19-Oct-2009
100554 BMO High Yield US Corporate Bond Index ETF 3-Oct-2017
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
93729 BMO Income ETF Portfolio 9-Aug-2013
87409 BMO Income ETF Portfolio Class 23-Apr-2010
86984 BMO India Equity Index ETF 18-Jan-2010
95633 BMO International Dividend ETF 4-Nov-2014
97183 BMO International Dividend Hedged to CAD ETF 25-Aug-2015
38249 BMO International Equity ETF Fund 12-Mar-1999
100322 BMO International Equity Fund 15-Aug-2017
84840 BMO International Value Class 30-Sep-2009
94208 BMO International Value Fund 12-Dec-2013
100321 BMO Japan Fund 15-Aug-2017
86985 BMO Junior Gold Index ETF 18-Jan-2010
92564 BMO Laddered Preferred Share Index ETF 7-Nov-2012
85397 BMO LifeStage Plus 2022 Fund 15-Jan-2009
80964 BMO LifeStage Plus 2025 Fund 18-May-2007
85398 BMO LifeStage Plus 2026 Fund 15-Jan-2009
80965 BMO LifeStage Plus 2030 18-May-2007
86986 BMO Long Corporate Bond Index ETF 18-Jan-2010
87657 BMO Long Federal Bond Index ETF 18-May-2010
92892 BMO Long Provincial Bond Index ETF 4-Feb-2013
99076 BMO Long-Term US Treasury Bond Index ETF 2-Feb-2017
90627 BMO Low Volatility Canadian Equity ETF 19-Oct-2011
103234 BMO Low Volatility Canadian Equity ETF Fund 14-May-2019
97517 BMO Low Volatility Emerging Markets Equity ETF 29-Jan-2016
97184 BMO Low Volatility International Equity ETF 25-Aug-2015
97518 BMO Low Volatility International Equity Hedged to CAD ETF 29-Jan-2015
104818 BMO Low Volatility U.S. Equity ETF Fund 26-May-2020
92866 BMO Low Volatility US Equity ETF 4-Feb-2013
97519 BMO Low Volatility US Equity Hedged to CAD ETF 29-Jan-2016
86987 BMO Mid Corporate Bond Index ETF 18-Jan-2010
85636 BMO Mid Federal Bond Index ETF 13-May-2009
92893 BMO Mid Provincial Bond Index ETF 4-Feb-2013
92894 BMO Mid-Term US IG Corporate Bond Hedged to CAD Index 4-Feb-2013
ETF
92895 BMO Mid-Term US IG Corporate Bond Index ETF 4-Feb-2013
99075 BMO Mid-Term US Treasury Bond Index ETF 2-Feb-2017
105891 BMO Money Market ETF 18-Jan-2021
10938 BMO Money Market Fund 10-Mar-1988
9095 BMO Monthly Dividend Fund Ltd. 30-Oct-1985
50479 BMO Monthly High Income Fund II 15-Oct-2002
88923 BMO Monthly Income ETF 25-Jan-2011
38248 BMO Monthly Income Fund 12-Mar-1999
5693 BMO Mortgage and Short-Term Income Fund 16-Sep-1974
95634 BMO MSCI All Country World High Quality Index ETF 4-Nov-2014
104252 BMO MSCI Canada ESG Leaders Index ETF 14-Jan-2020
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
100555 BMO MSCI Canada Value Index ETF 3-Oct-2017
104253 BMO MSCI EAFE ESG Leaders Index ETF 14-Jan-2020
85641 BMO MSCI EAFE Hedged to CAD Index ETF 13-May-2009
94490 BMO MSCI EAFE Index ETF 4-Feb-2014
85639 BMO MSCI Emerging Markets Index ETF 13-May-2009
94488 BMO MSCI Europe High Quality Hedged to CAD Index ETF 4-Feb-2014
105892 BMO MSCI Fintech Innovation Index ETF 18-Jan-2021
105893 BMO MSCI Genomic Innovation Index ETF 18-Jan-2021
104254 BMO MSCI Global ESG Leaders Index ETF 14-Jan-2020
105894 BMO MSCI Innovation Index ETF 18-Jan-2021
105895 BMO MSCI Next Gen Internet Innovation Index ETF 18-Jan-2021
105896 BMO MSCI Tech & Industrial Innovation Index ETF 18-Jan-2021
104255 BMO MSCI USA ESG Leaders Index ETF 14-Jan-2020
95635 BMO MSCI USA High Quality Index ETF 4-Nov-2014
100557 BMO MSCI USA Value Index ETF 3-Oct-2017
101446 BMO Multi-Factor Equity Fund 11-May-2018
86988 BMO Nasdaq 100 Equity Hedged to CAD Index ETF 18-Jan-2010
102777 BMO Nasdaq 100 Equity Index ETF 11-Feb-2019
39840 BMO Nesbitt Burns RRSP Stock Selection Fund 17-Feb-2000
24563 BMO North American Dividend Fund 15-Aug-1994
102442 BMO PineBridge Preferred Securities TACTIC Fund 7-Dec-2018
30503 BMO Precious Metals Fund 3-Dec-1996
93716 BMO Preferred Share Fund 9-Aug-2013
104256 BMO Premium Yield ETF 14-Jan-2020
48368 BMO Private Canadian Core Equity Portfolio 1-Mar-2002
48366 BMO Private Canadian Corporate Bond Portfolio 1-Mar-2002
48367 BMO Private Canadian Income Equity Portfolio 1-Mar-2002
34426 BMO Private Canadian Money Market Portfolio 26-Feb-1998
42112 BMO Private Canadian Short-Mid Bond Portfolio 5-Jul-2000
34427 BMO Private Canadian Short-Term Bond Portfolio 26-Feb-1998
34429 BMO Private Canadian Special Equity Portfolio 26-Feb-1998
50663 BMO Private Diversified Yield Portfolio 1-Nov-2002
79749 BMO Private Emerging Markets Equity Portfolio 1-Nov-2006
34431 BMO Private International Equity Portfolio 26-Feb-1998
34430 BMO Private U.S. Equity Portfolio 26-Feb-1998
42113 BMO Private U.S. Growth Equity Portfolio 5-Jul-2000
79750 BMO Private U.S. Special Equity Portfolio 1-Nov-2006
87658 BMO Real Return Bond Index ETF 18-May-2010
21721 BMO Resource Fund 3-Aug-1993
97120 BMO Retirement Balanced Portfolio 20-Aug-2015
97121 BMO Retirement Conservative Portfolio 20-Aug-2015
97122 BMO Retirement Income Portfolio 20-Aug-2015
97123 BMO Risk Reduction Equity Fund 20-Aug-2015
97124 BMO Risk Reduction Fixed Income Fund 20-Aug-2015
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
85642 BMO S&P 500 Hedged to CAD Index ETF 13-May-2009
92561 BMO S&P 500 Index ETF 7-Nov-2012
104257 BMO S&P US Mid Cap Index ETF 14-Jan-2020
104258 BMO S&P US Small Cap Index ETF 14-Jan-2020
84844 BMO SelectClass Balanced Portfolio 5-Nov-2008
84843 BMO SelectClass Equity Growth Portfolio 5-Nov-2008
84845 BMO SelectClass Growth Portfolio 5-Nov-2008
84846 BMO SelectClass Income Portfolio 5-Nov-2008
79149 BMO SelectTrust Balanced Portfolio 18-Jul-2006
79150 BMO SelectTrust Conservative Portfolio 18-Jul-2006
79148 BMO SelectTrust Equity Growth Portfolio 18-Jul-2006
93717 BMO SelectTrust Fixed Income Portfolio 9-Aug-2013
79152 BMO SelectTrust Growth Portfolio 18-Jul-2006
79153 BMO SelectTrust Income Portfolio 18-Jul-2006
86523 BMO Short Corporate Bond Index ETF 19-Oct-2009
86524 BMO Short Federal Bond Index ETF 19-Oct-2009
86525 BMO Short Provincial Bond Index ETF 19-Oct-2009
100987 BMO Short-Term Bond Index ETF 9-Feb-2018
94491 BMO Short-Term US IG Corporate Bond Hedged to CAD 4-Feb-2014
Index ETF
105897 BMO Short-Term US TIPS Index ETF 18-Jan-2021
99077 BMO Short-Term US Treasury Bond Index ETF 2-Feb-2017
102422 BMO SIA Focused Canadian Equity Fund 30-Nov-2018
102423 BMO SIA Focused North American Equity Fund 30-Nov-2018
104817 BMO Sustainable Balanced Portfolio 26-May-2020
104821 BMO Sustainable Conservative Portfolio 26-May-2020
95631 BMO Sustainable Global Balanced Fund 10-Nov-2014
101445 BMO Sustainable Global Multi-Sector Bond Fund 11-May-2018
104819 BMO Sustainable Growth Portfolio 26-May-2020
104820 BMO Sustainable Income Portfolio 26-May-2020
104836 BMO Sustainable Opportunities Canadian Equity Fund 26-May-2020
97828 BMO Sustainable Opportunities Global Equity Fund 26-Apr-2016
96244 BMO Tactical Balanced ETF Fund 16-Apr-2015
93718 BMO Tactical Dividend ETF Fund 9-Aug-2013
97829 BMO Tactical Global Asset Allocation ETF Fund 1-Aug-2016
96245 BMO Tactical Global Bond ETF Fund 16-Apr-2015
96246 BMO Tactical Global Equity ETF Fund 16-Apr-2015
97830 BMO Tactical Global Growth ETF Fund 26-Apr-2016
95637 BMO Target Education 2025 Portfolio 10-Nov-2014
95638 BMO Target Education 2030 Portfolio 10-Nov-2014
95639 BMO Target Education 2035 Portfolio 10-Nov-2014
104822 BMO Target Education 2040 Portfolio 26-May-2020
95640 BMO Target Education Income Portfolio 10-Nov-2014
95641 BMO U.S. Dividend Fund 10-Nov-2014
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
93719 BMO U.S. Dollar Balanced Fund 9-Aug-2013
93720 BMO U.S. Dollar Dividend Fund 9-Aug-2013
36757 BMO U.S. Dollar Equity Index Fund 14-Sep-1998
36755 BMO U.S. Dollar Money Market Fund 14-Sep-1998
72537 BMO U.S. Dollar Monthly Income Fund 1-Oct-2004
84831 BMO U.S. Equity Class 31-Oct-2008
30476 BMO U.S. Equity ETF Fund 3-Dec-1996
30501 BMO U.S. Equity Fund 3-Dec-1996
95642 BMO U.S. Equity Plus Fund 10-Nov-2014
83752 BMO U.S. High Yield Bond Fund 13-May-2009
101447 BMO U.S. Small Cap Fund 11-May-2018
88915 BMO Ultra Short-Term Bond ETF 25-Jan-2011
102778 BMO Ultra Short-Term US Bond ETF 11-Feb-2019
92867 BMO US Dividend ETF 4-Feb-2013
92868 BMO US Dividend Hedged to CAD ETF 4-Feb-2013
94492 BMO US High Dividend Covered Call ETF 4-Feb-2014
100988 BMO US High Dividend Covered Call Hedged to CAD ETF 11-Feb-2019
99078 BMO US Preferred Share Hedged to CAD Index ETF 2-Feb-2017
99079 BMO US Preferred Share Index ETF 2-Feb-2017
97185 BMO US Put Write ETF 25-Aug-2015
99080 BMO US Put Write Hedged to CAD ETF 2-Feb-2017
104823 BMO USD Balanced ETF Portfolio 26-May-2020
104826 BMO USD Conservative ETF Portfolio 26-May-2020
104827 BMO USD Income ETF Portfolio 26-May-2020
97831 BMO Women in Leadership Fund 9-Apr-2016
21722 BMO World Bond Fund 3-Aug-1993
79010 BNP Resources Inc. 7-Jul-2006
72087 Boardwalk Real Estate Investment Trust 3-May-2004
72309 Boardwalk REIT Limited Partnership 3-May-2004
78670 Boardwalktech Software Corp. 26-May-2006
106294 Boat Rocker Media Inc. 19-Mar-2021
5349 Bombardier Inc. 3-Dec-1980
6016 Bonaventure Estates I Limited Partnership (CT) 23-Dec-1981 25-Feb-2002
23804 Bonterra Energy Corp. 28-Feb-1994
46258 Boralex Inc. 14-May-2001
89486 Border Petroleum Limited 24-Nov-2011
49751 Boston Pizza Royalties Income Fund 9-Jul-2002
10178 Bown River Exploration Ltd. (CT) 27-May-1987 25-Feb-1993
104764 Boyd Group Services Inc. 11-May-2020
72397 BQE Water Inc. 30-Nov-2006
5805 Bracknell Corporation (CT) 14-Jan-1983 25-Apr-2002
105668 Bragg Gaming Group Inc. (formerly Breaking Data Corp.) 13-Nov-2020
8576 Bramalea Inc. (CT) 29-Nov-1984 25-Feb-2002
9800 Brampton Brick Limited 4-Nov-1986
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
90200 Brand Leaders Income Fund 30-Jun-2011
49494 Brandes Canadian Equity Fund 26-Jun-2002
49496 Brandes Canadian Money Market Fund 26-Jun-2002
80266 Brandes Corporate Focus Bond Fund 18-Jan-2007
49491 Brandes Emerging Markets Value Fund 26-Jun-2002
49489 Brandes Global Equity Fund 26-Jun-2002
91960 Brandes Global Opportunities Fund 29-Jun-2012
49490 Brandes Global Small Cap Equity Fund 26-Jun-2002
49488 Brandes International Equity Fund 26-Jun-2002
49492 Brandes U.S. Equity Fund 26-Jun-2002
28264 Brandon Energy Ltd. (CT) 20-Mar-1996 25-Feb-2002
83893 Breaking Point Developments Inc. 26-Sep-2008
94376 Bri-Chem Corp. 12-Dec-2013
95599 Bridgehouse Canadian Bond Fund 4-Nov-2014
89232 Bridgemarq Real Estate Services Inc. 1-Jan-2011
106325 Bright Minds Biosciences Inc. 29-Jan-2021
78164 Brighter Minds Media Inc. 13-Mar-2006
22732 Brighton Gardens of Boynton Beach Limited Partnership (CT) 6-Dec-1993 25-Feb-2002
103332 Briko Energy Corp. 20-Dec-2018
101035 Bristol Gate Concentrated Canadian Equity ETF 9-Feb-2018
101036 Bristol Gate Concentrated US Equity ETF 9-Feb-2018
71786 British Columbia Ferry Services Inc. 19-May-2004
90364 Brixton Metals Corporation 29-Jul-2011
103045 Brompton European Dividend Growth ETF 28-Mar-2019
102108 Brompton Flaherty & Crumrine Investment Grade Preferred 10-Oct-2018
ETF
102109 Brompton Global Dividend Growth ETF 10-Oct-2018
101322 Brompton Global Healthcare Income & Growth ETF 28-Mar-2018
80721 Brompton Lifeco Split Corp. 29-Mar-2007
102110 Brompton North American Financials Dividend ETF 10-Oct-2018
104746 Brompton North American Low Volatility Dividend ETF 21-Apr-2020
96047 Brompton Oil Split Corp. 30-Jan-2015
77551 Brompton Split Banc Corp. 28-Oct-2005
104745 Brompton Sustainable Real Assets Dividend ETF 22-Apr-2020
101315 Brompton Tech Leaders Income ETF 28-Mar-2018
33467 Brookfield Asset Management Inc. 23-Apr-1981
106510 Brookfield Asset Management Reinsurance Partners Ltd. 16-Jun-2021
97520 Brookfield Business Partners L.P. 13-May-2016
105550 Brookfield Finance (Australia) Pty Ltd 6-Oct-2020
105552 Brookfield Finance I (UK) PLC 6-Oct-2020
105554 Brookfield Finance II Inc. 6-Oct-2020
105556 Brookfield Finance II LLC 6-Oct-2020
96758 Brookfield Finance Inc. 8-Jun-2015
99600 Brookfield Finance LLC 17-Feb-2017
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
93622 Brookfield Global Infrastructure Securities Income Fund 25-Jun-2013
104194 Brookfield Infrastructure Corporation 13-Mar-2020
92121 Brookfield Infrastructure Finance Limited 12-Jul-2012
92123 Brookfield Infrastructure Finance LLC 12-Jul-2012
92125 Brookfield Infrastructure Finance Pty Ltd 12-Jul-2012
92127 Brookfield Infrastructure Finance ULC 12-Jul-2012
81941 Brookfield Infrastructure Partners L.P. 21-Dec-2007
92129 Brookfield Infrastructure Preferred Equity Inc. 12-Jul-2012
80984 Brookfield Investments Corporation 1-Jan-2007
10000 Brookfield Office Properties Inc. 3-Mar-1987
101616 Brookfield Property Finance ULC 1-Jun-2018
92093 Brookfield Property Partners L.P. 18-Mar-2013
101618 Brookfield Property Preferred Equity Inc. 1-Jun-2018
95460 Brookfield Property Split Corp. 20-Jun-2014
104196 Brookfield Renewable Corporation 30-Jun-2020
91112 Brookfield Renewable Partners L.P. 28-Nov-2011
91140 Brookfield Renewable Partners ULC 23-Nov-2011
87340 Brookfield Renewable Power Preferred Equity Inc. 3-Mar-2010
94930 Brookfield Select Opportunities Income Fund 25-Apr-2014
93385 BRP Inc. 21-May-2013
101510 BSR Real Estate Investment Trust 11-May-2018
79411 BTB Real Estate Investment Trust 27-Sep-2006
83485 Buffalo Coal Corp. 15-Feb-2011
42032 Buffalo Gold Ltd. 28-Nov-2000
93398 Builders Capital Mortgage Corp. 25-Oct-2013
86059 Burcon NutraScience Corporation 10-Jun-2009
13079 Burnstone Ventures Inc. 10-Sep-1986
103485 BuzBuz Capital Corp. 2-May-2019
78931 C International Income Fund 5-May-2006
11722 C.F.P.C. (1990) L.P. (CT) 28-Apr-1989 19-Feb-1993
11439 C.H.I. Grand Forks Hotel Limited Partnership (CT) 30-Nov-1988 18-Apr-2002
7610 CAE Inc. 19-Jul-1989
100261 Caldwell Canadian Value Momentum Fund 4-Aug-2017
29171 Caldwell North American Fund 18-Jun-1996
102354 Caldwell U.S. Dividend Advantage Fund 16-Nov-2018
7645 Calfrac Well Services Ltd. 1-Mar-1989
22327 Calian Group Ltd. 7-Sep-1993
75435 Callitas Health Inc. 30-Sep-2005
85551 Calmena Energy Services Inc. 31-Dec-2008
85152 Calyx Ventures Inc. 22-Oct-2008
16886 *Cameco Corporation 28-Jun-1991
5872 Campbell Resources Inc. 13-Nov-1987
106564 Canaccord Genuity G Ventures Corp. 13-Jul-2021
72271 Canaccord Genuity Group Inc. 23-Jun-2004
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
86302 Canacol Energy Ltd. 13-Jul-2010
42593 Canada 3000 Inc. (CT) 30-Jun-2000 25-Mar-2002
99651 Canada Goose Holdings Inc. 15-Mar-2017
44210 Canada Life Advanced Portfolio 5-Jan-2001
44263 Canada Life Aggressive Portfolio 5-Jan-2001
105070 Canada Life American Value Fund 18-Aug-2020
44262 Canada Life Balanced Portfolio 5-Jan-2001
44252 Canada Life Canadian Core Bond Fund 5-Jan-2001
104784 Canada Life Canadian Core Dividend Fund 19-May-2020
5688 Canada Life Canadian Core Plus Bond Fund 30-Dec-1974
44245 Canada Life Canadian Corporate Bond Fund 5-Jan-2001
106231 Canada Life Canadian Dividend Fund 18-Mar-2021
44255 Canada Life Canadian Equity Fund 5-Jan-2001
105073 Canada Life Canadian Fixed Income Balanced Fund 18-Aug-2020
81492 Canada Life Canadian Focused Dividend Fund 6-Jul-2007
106232 Canada Life Canadian Focused Growth Fund 18-Mar-2021
104785 Canada Life Canadian Focused Value Fund 19-May-2020
44247 Canada Life Canadian Growth Fund 5-Jan-2001
44253 Canada Life Canadian Income Fund 5-Jan-2001
104786 Canada Life Canadian Low Volatility Fund 19-May-2020
44248 Canada Life Canadian Small-Mid Cap Fund 5-Jan-2001
105072 Canada Life Canadian Stock Balanced Fund 18-Aug-2020
105085 Canada Life Canadian Tactical Bond Fund 18-Aug-2020
105071 Canada Life Canadian Value Balanced Fund 18-Aug-2020
104787 Canada Life Canadian Value Fund 19-May-2020
46208 Canada Life Capital Corporation Inc. 15-Jun-2001
48592 Canada Life Capital Trust 8-Mar-2002
44212 Canada Life Conservative Portfolio 5-Jan-2001
98124 Canada Life Diversified Fixed Income Portfolio 7-Jul-2016
105074 Canada Life Equity/Bond Fund (GLC) 18-Aug-2020
106233 Canada Life Floating Rate Income Fund 18-Mar-2021
106234 Canada Life Foreign Equity Fund 18-Mar-2021
101613 Canada Life Global All Cap Equity Fund 29-Jun-2018
106235 Canada Life Global Balanced Fund 18-Mar-2021
97204 Canada Life Global Dividend Fund 30-Nov-2015
105075 Canada Life Global Fixed Income Balanced Fund 18-Aug-2020
(Brandywine)
105077 Canada Life Global Founders Fund 18-Aug-2020
100040 Canada Life Global Growth and Income Fund 4-Jul-2017
105078 Canada Life Global Growth Balanced Fund 18-Aug-2020
105079 Canada Life Global Growth Equity Fund 18-Aug-2020
105076 Canada Life Global Growth Opportunities Balanced Fund 18-Aug-2020
97205 Canada Life Global Infrastructure Fund 30-Nov-2015
98125 Canada Life Global Low Volatility Fund 7-Jul-2016
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
97206 Canada Life Global Monthly Income Fund 30-Nov-2015
105080 Canada Life Global Multi-Sector Fixed Income Fund 18-Aug-2020
84289 Canada Life Global Real Estate Fund 11-Jul-2008
107048 Canada Life Global Resources Fund 10-Sep-2021
105081 Canada Life Global Small-Mid Cap Growth Fund 18-Aug-2020
105082 Canada Life Global Value Balanced Fund 18-Aug-2020
97207 Canada Life International Bond Fund (CLI) 30-Nov-2015
98127 Canada Life International Equity Fund 7-Jul-2016
105083 Canada Life International Growth Fund 18-Aug-2020
100041 Canada Life Long Term Bond Fund 4-Jul-2017
44332 Canada Life Moderate Portfolio 5-Jan-2001
9756 Canada Life Money Market Fund 21-Oct-1986
87948 Canada Life Monthly Income Fund 14-Aug-2010
93586 Canada Life North American High Yield Fixed Income Fund 7-Jul-2016
104788 Canada Life North American Specialty Fund 19-May-2020
102157 Canada Life Pathways Canadian Concentrated Equity Fund 17-Oct-2018
102158 Canada Life Pathways Canadian Equity Fund 17-Oct-2018
102159 Canada Life Pathways Core Bond Fund 17-Oct-2018
102160 Canada Life Pathways Core Plus Bond Fund 17-Oct-2018
102161 Canada Life Pathways Emerging Markets Equity Fund 17-Oct-2018
102162 Canada Life Pathways Emerging Markets Large Cap Equity 17-Oct-2018
Fund
102163 Canada Life Pathways Global Core Plus Bond Fund 17-Oct-2018
102164 Canada Life Pathways Global Multi Sector Bond Fund 17-Oct-2018
102165 Canada Life Pathways Global Tactical Fund 17-Oct-2018
102166 Canada Life Pathways International Concentrated Equity Fund17-Oct-2018
102167 Canada Life Pathways International Equity Fund 17-Oct-2018
102168 Canada Life Pathways Money Market Fund 17-Oct-2018
102169 Canada Life Pathways US Concentrated Equity Fund 17-Oct-2018
102170 Canada Life Pathways US Equity Fund 17-Oct-2018
105356 Canada Life Risk Reduction Pool 22-Oct-2020
105357 Canada Life Risk-Managed Balanced Portfolio 22-Oct-2020
105358 Canada Life Risk-Managed Conservative Income Portfolio 22-Oct-2020
105359 Canada Life Risk-Managed Growth Portfolio 22-Oct-2020
105084 Canada Life Science and Technology Fund 18-Aug-2020
93588 Canada Life Short-Term Bond Fund 7-Jul-2016
106236 Canada Life Strategic Income Fund 18-Mar-2021
106973 Canada Life Sustainable Balanced Portfolio 23-Aug-2021
106974 Canada Life Sustainable Conservative Portfolio 23-Aug-2021
106975 Canada Life Sustainable Global Bond Fund 23-Aug-2021
106976 Canada Life Sustainable Global Equity Fund 23-Aug-2021
106977 Canada Life Sustainable Growth Portfolio 23-Aug-2021
106978 Canada Life Sustainable U.S. Equity Fund 23-Aug-2021
97212 Canada Life U.S. Dividend Fund 30-Nov-2015
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
105086 Canada Life U.S. Growth Fund 18-Aug-2020
98126 Canada Life U.S. Low Volatility Fund 7-Jul-2016
105088 Canada Life U.S. Mid Cap Growth Fund 18-Aug-2020
97130 Canada Life U.S. Value Fund 29-Jun-2015
105087 Canada Life Unconstrained Fixed Income Fund 18-Aug-2020
106237 Canada Life US All Cap Growth Fund 18-Mar-2021
99857 Canada Silver Cobalt Works Inc. 7-Sep-2021
24049 Canadian Agra Foods Inc. (CT) 24-May-1994 18-Mar-2002
7971 Canadian Airlines Corporation (CT) 5-Dec-1983 18-Mar-2002
31879 Canadian Apartment Properties Real Estate Investment Trust14-May-1997
76919 Canadian Banc Corp. 29-Jun-2005
96520 Canadian Credit Card Trust II 21-Apr-2015
78497 Canadian Dollar Cash Management Fund 1-Jun-2006
84448 Canadian Equity Alpha Corporate Class 30-Jul-2008
102297 Canadian Equity Alpha Pool 1-Nov-2018
32244 Canadian Equity Fund 13-Aug-1997
82410 Canadian Equity Growth Corporate Class 2-Oct-2007
41509 Canadian Equity Growth Pool 28-Apr-2000
82411 Canadian Equity Small Cap Corporate Class 2-Oct-2007
40834 Canadian Equity Small Cap Pool 17-Jan-2000
82412 Canadian Equity Value Corporate Class 2-Oct-2007
7556 Canadian Equity Value Pool 20-Apr-1976
82413 Canadian Fixed Income Corporate Class 2-Oct-2007
32243 Canadian Fixed Income Fund 13-Aug-1997
12878 Canadian Fixed Income Pool 15-May-1972
19775 Canadian General Investments, Limited 18-Aug-1998
86989 Canadian High Income Equity Fund 28-Jan-2010
5412 Canadian Imperial Bank of Commerce 26-Jan-1981
98829 Canadian Investment Grade Preferred Share Fund 29-Nov-2016
75313 Canadian Life Companies Split Corp. 31-Mar-2005
9551 Canadian Manoir Industries Limited 21-Jul-1986
5983 Canadian National Railway Company 19-May-1987
5720 Canadian Natural Resources Limited 15-Mar-1979
104441 Canadian Net Real Estate Investment Trust 7-Feb-2020
86628 Canadian Overseas Petroleum Limited 15-Dec-2009
6006 Canadian Pacific Railway Company 7-May-1987
47241 Canadian Pacific Railway Limited 10-Aug-2001
41012 CANADIAN SCHOLARSHIP TRUST FAMILY SAVINGS PLAN18-Jul-2000
41954 Canadian Scholarship Trust Founders' Plan 18-Jul-2000
88572 Canadian Scholarship Trust Group Savings Plan 18-Jul-2000
32722 Canadian Scholarship Trust Individual Savings Plan 18-Jul-2000
45971 Canadian Small Company Equity Fund 14-May-2001
7974 Canadian Tire Corporation Limited 4-Dec-1989
5038 Canadian Utilities Limited 28-Oct-1970
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
8207 Canadian Western Bank 26-Apr-1984
20500 Canagold Resources Ltd 6-Nov-1992
7565 Canalands Resources Corporation (CT) 29-Jul-1983 18-Mar-2002
89689 Candente Gold Corp. 24-Mar-2011
7593 Canfor Corporation 27-Jun-1983
89137 Canfor Pulp Products Inc. 1-Jan-2011
13372 Canlan Ice Sports Corp. 31-Dec-1989
101710 Canna 8 Investment Trust 10-Jul-2018
100186 CannTrust Holdings Inc. 11-Aug-2017
89102 Canoe Asset Allocation Class 14-Feb-2011
91037 Canoe Bond Advantage Class 13-Dec-2011
91038 Canoe Bond Advantage Fund 13-Dec-2011
103607 Canoe Canadian Small Mid Cap Class 8-Aug-2019
92700 Canoe Credit Opportunities Class 14-Dec-2012
92701 Canoe Credit Opportunities Fund 14-Dec-2012
104713 Canoe Defensive Global Balanced Fund 9-Apr-2020
95275 Canoe Defensive Global Equity Fund 9-Sep-2014
98816 Canoe Defensive International Equity Fund 5-Jan-2017
94192 Canoe Defensive U.S. Equity Class 20-Nov-2013
32593 Canoe EIT Income Fund 25-Jul-1997
89103 Canoe Energy Class 14-Feb-2011
91040 Canoe Energy Income Class 13-Dec-2011
91036 Canoe Enhanced Income Class 13-Dec-2011
91041 Canoe Enhanced Income Fund 13-Dec-2011
89104 Canoe Equity Class 14-Feb-2011
13165 Canoe Global Equity Fund 25-Nov-1985
95348 Canoe Global Income Class 22-Jul-2014
93764 Canoe Global Income Fund 15-Aug-2013
90934 Canoe Mining Ventures Corp. 9-Dec-2011
92699 Canoe North American Monthly Income Class 14-Dec-2012
104978 Canoe Preferred Share Class 30-Jun-2020
86828 Canoe Premium Income Fund 17-Dec-2009
101952 Canoe Trust Fund 7-Sep-2018
95109 Canopy Growth Corporation 9-May-2014
83114 Canoro Resources Ltd. 13-Dec-2007
7746 Canshore Exploration Limited (CT) 6-Aug-1979 18-Mar-2002
87879 Canso Credit Income Fund 29-Jun-2010
102256 Canso Select Opportunities Corporation 7-Sep-2018
9908 Cansorb Industries Inc. (CT) 19-May-1987 23-Apr-2002
102999 CANSORTIUM INC. 15-Mar-2019
34434 *Canterra Seeds Holdings Ltd. 5-Feb-2004
87250 CanWel Building Materials Group Ltd. 1-Feb-2010
12565 *CAPA Software Publishing Corporation (CT) 1-Apr-1990 01-Feb-1991
49014 Capital Desjardins Inc. 3-May-2002
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
83558 Capital Group Canadian Core Plus Fixed Income Fund 22-Apr-2008
(Canada)
78298 Capital Group Canadian Focused Equity Fund (Canada) 23-Mar-2006
101933 Capital Group Capital Income Builder (Canada) 14-Aug-2018
91220 Capital Group Emerging Markets Total Opportunities Fund 7-Feb-2012
(Canada)
97186 Capital Group Global Balanced Fund (Canada) 18-Aug-2015
50727 Capital Group Global Equity Fund (Canada) 9-Oct-2002
44068 Capital Group International Equity Fund (Canada) 8-Dec-2000
104569 Capital Group Monthly Income Portfolio (Canada) 2-Mar-2020
44069 Capital Group U.S. Equity Fund (Canada) 8-Dec-2000
100415 Capital Group World Bond Fund (Canada) 1-Sep-2017
5722 Capital Oil And Gas Corp. (CT) 17-Jul-1980 21-Jun-1984
86004 Capital Power Corporation 25-Jun-2009
89141 Capstone Infrastructure Corporation 1-Jan-2011
80665 Capstone Mining Corp. 22-Feb-2007
38984 Captech Multicom Inc. 11-Jun-1999
92510 Cardinal Energy Ltd. 10-Dec-2013
100658 Cardiol Therapeutics Inc. 17-Dec-2018
72668 CARDS II Trust 30-Sep-2004
90747 CareRX Corporation 25-Oct-2011
89159 Cargojet Inc. 1-Jan-2011
22921 Caribbean Utilities Company, Ltd. 26-Nov-1993
7794 *Carling Place Limited Partnership 19-Oct-1983 05-May-2009
22665 Carmanah Resources Ltd. (CT) 7-Jul-1997 18-Mar-2002
7759 Carriage Lane Estates Limited Partnership (CT) 5-Oct-1983 18-Mar-2002
51016 CARS and PARS Programme 19-Jan-2007
105631 Cascada Silver Corp. 9-Mar-2021
8484 Cascades Inc. 28-Sep-1984
26387 Cash Management Pool 21-Apr-1995
91120 Cassiar Gold Corp. 13-Dec-2011
94344 CatchMark Timber Trust, Inc. 11-Dec-2013
45907 Caterpillar Financial Services Limited 11-Jun-2001
86860 Cathay Forest Products Corp. 11-Dec-2009
87006 Cathedral Energy Services Ltd. 18-Dec-2009
5108 Caulfield Resources Ltd. (CT) 16-Jul-1980 25-Feb-1993
77372 Cayenne Gold Mines Ltd. 4-May-2007
102737 CBD Global Sciences Inc. 21-Oct-2019
5180 CBO Resources Corp. (CT) 17-Jul-1979 18-Mar-2002
102538 CC&L Alternative Canadian Equity Fund 21-Feb-2019
102539 CC&L Alternative Global Equity Fund 21-Feb-2019
102540 CC&L Alternative Income Fund 21-Feb-2019
91910 CC&L Core Income and Growth Fund 8-Jun-2012
77911 CC&L Diversified Income Portfolio 26-Jan-2006
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
91653 CC&L Equity Income and Growth Fund 3-May-2012
94900 CC&L Global Alpha Fund 8-May-2014
91654 CC&L High Yield Bond Fund 3-May-2012
5635 CCL Industries Inc. 21-Apr-1980
70829 CDC Corporation 23-Feb-2004
106275 CE Brands Inc. 4-Jun-2021
24845 CED-OR Corporation 1-May-1994
8149 *Cedar Ridge Apartments Limited Partnership (CT) 27-Mar-1984 05-May-2009
8979 *Celebrations Le Club L.P. (CT) 14-Feb-1986 12-Jun-1991
35886 Celestica Inc. 29-Jun-1998
92059 Celtic Tiger Minerals Exploration Inc. 13-Sep-2012
106349 CEMATRIX Corporation 15-Mar-2021
85957 Cenovus Energy Inc. 2-Nov-2009
91277 Centamin plc 30-Dec-2011
69438 Centaurus Energy Inc. 2-Nov-2010
72132 Centerra Gold Inc 22-Jun-2004
26282 Central 1 Credit Union 31-Aug-1995
23321 Central Asia Goldfields Corporation (CT) 29-Dec-1993 18-Mar-2002
9499 Central Guaranty Trustco Limited (CT) 5-Jun-1986 18-Mar-2002
12936 Central Guaranty Trustfunds-Canadian Money Market Fund 22-Mar-1988 18-Mar-2002
(CT)
104576 Ceres Acquisition Corp. 25-Feb-2020
82847 Ceres Global Ag Corp. 14-Dec-2007
101512 Ceridian HCM Holding Inc. 25-Apr-2018
8808 Cerro Grande Mining Corporation 25-Mar-1985
11719 Cerro Mining Corp. 2-Mar-1990
42817 Cervus Equipment Corporation 14-Nov-2000
84711 CES Energy Solutions Corp. 1-Jan-2010
48070 CGI Group Inc. 11-Dec-2000
19773 CGI Mutualization Corporation (CT) 2-Jul-1992 18-Mar-2002
87967 CGX Energy Inc. 11-Aug-2010
10057 CH Financial Corporation (CT) 25-Feb-1987 25-Feb-1993
94994 Champion Iron Limited 31-Mar-2014
13106 Chancellor Group Ltd. (CT) 14-Nov-1989 18-Mar-2002
9155 Charan Industries Inc. (CT) 4-Dec-1985 25-Feb-1993
5043 Charlie O Company, Inc.(CT) 21-Jul-1980 25-Feb-1993
89268 Charlotte Resources Ltd. 8-Apr-2011
101846 Charlotte's Web Holdings, Inc. 23-Aug-2018
8430 Chartwell Mews (CT) 19-Dec-1978 17-Feb-1993
68250 Chartwell Retirement Residences 31-Oct-2003
6428 Chatham House Apartments L.P. (CT) 2-Dec-1982 17-Feb-1993
37225 Chauvco Resources International Ltd. (CT) 11-Sep-1981 18-Mar-2002
104270 Chelz Capital Canada L.P
86219 Chemistree Technology Inc. 25-Mar-2019
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
73008 Chemokine Therapeutics Corp. 17-Dec-2004
46340 Chemtrade Logistics Income Fund 12-Jul-2001
89165 Chesswood Group Limited 1-Jan-2011
49028 Cheyenne Energy Inc. 20-Jun-2002
93612 Chieftain Metals Corp. 22-May-2013
104158 China AMC - IG China Equity Pool 10-Jan-2020
77611 CHIP Mortgage Trust 18-Nov-2005
106125 Choice Consolidation Corp. 12-Feb-2021
93592 Choice Properties Real Estate Investment Trust 26-Jun-2013
80900 Choom Holdings Inc. 25-Sep-2007
89151 Chorus Aviation Inc. 31-Dec-2010
104570 Chorus II 100 Equity Growth Portfolio 3-Apr-2020
90859 Chorus II Aggressive Growth Portfolio 18-Nov-2011
90850 Chorus II Balanced Low Volatility Portfolio 18-Nov-2011
90861 Chorus II Conservative Low Volatilty Portfolio 18-Nov-2011
90858 Chorus II Growth Portfolio 18-Nov-2011
90860 Chorus II Maximum Growth Portfolio 18-Nov-2011
90851 Chorus II Moderate Low Volatility Portfolio 18-Nov-2011
67897 Chou Asia Fund 15-Sep-2003
47384 Chou Associates Fund 19-Oct-2001
77335 Chou Bond Fund 15-Sep-2005
67898 Chou Europe Fund 15-Sep-2003
47420 Chou RRSP Fund 19-Oct-2001
87570 Churchill 10 Debenture Corp. 18-May-2010
87568 Churchill 10 Real Estate Limited Partnership 18-May-2010
89439 Churchill 11 Debenture Corp. 7-Apr-2011
89441 Churchill 11 Real Estate Limited Partnership 7-Apr-2011
93444 CI 1-5 Year Laddered Government Strip Bond Index ETF 31-May-2013
94848 CI Active Canadian Dividend ETF 21-Jul-2014
95873 CI Active Credit ETF 13-Jan-2015
95849 CI Active Utility & Infrastructure ETF 13-Jan-2015
105327 CI Alternative Diversified Opportunities Fund 6-Aug-2021
102310 CI Alternative Investment Grade Credit Fund 31-Oct-2018
47138 CI American Managers Corporate Class 3-Aug-2001
47156 CI American Small Companies Corporate Class 3-Aug-2001
12825 CI American Small Companies Fund 27-Sep-1988
47148 CI Asian Opportunities Corporate Class 3-Aug-2001
5959 CI Asian Opportunities Fund 9-Nov-1981
95447 CI Balanced Income Personal Portfolio 16-Sep-2014
98079 CI Balanced Yield Private Pool Class 26-Jun-2020
106369 CI Bitcoin Fund 1-Apr-2021
90378 CI Black Creek Global Balanced Corporate Class 28-Jun-2011
80172 CI Black Creek Global Balanced Fund 29-Jan-2007
90379 CI Black Creek Global Leaders Corporate Class 29-Jul-2011
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
41440 CI Black Creek Global Leaders Fund 26-Apr-2000
90380 CI Black Creek International Equity Corporate Class 28-Jul-2011
84729 CI Black Creek International Equity Fund 25-Sep-2008
90032 CI Canadian All Cap Equity Income Class 30-May-2011
30785 CI Canadian All Cap Equity Income Fund 20-Jan-1997
82992 CI Canadian Asset Allocation Corporate Class 28-Dec-2007
100191 CI Canadian Asset Allocation Fund 28-Jul-2017
79279 CI Canadian Balanced Corporate Class 31-Jul-2006
32622 CI Canadian Balanced Fund 27-Jun-1997
97017 CI Canadian Banks Income Class ETF 18-Sep-2015
50745 CI Canadian Bond Corporate Class 18-Sep-2002
20615 CI Canadian Bond Fund 21-Jan-1993
90046 CI Canadian Convertible Bond ETF 17-May-2011
86511 CI Canadian Convertible Bond Fund 27-Oct-2009
98080 CI Canadian Core Fixed Income Private Trust 26-Jun-2020
102600 CI Canadian Core Plus Bond Fund 12-Dec-2018
97316 CI Canadian Dividend Corporate Class 21-Dec-2015
72438 CI Canadian Dividend Fund 31-Aug-2004
103375 CI Canadian Dividend Private Pool 14-Jun-2019
82993 CI Canadian Equity Corporate Class 28-Dec-2007
100190 CI Canadian Equity Fund 28-Jul-2017
78158 CI Canadian Equity Income Class 28-Mar-2006
47327 CI Canadian Equity Income Fund 12-Feb-2002
98081 CI Canadian Equity Income Private Pool Class 26-Jun-2020
98082 CI Canadian Equity Income Private Trust 26-Jun-2020
107063 CI Canadian Equity Index ETF 5-Aug-2021
102258 CI Canadian Equity Private Pool 24-Oct-2018
102259 CI Canadian Fixed Income Private Pool 24-Oct-2018
75311 CI Canadian Income & Growth Corporate Class 31-Mar-2005
43261 CI Canadian Income & Growth Fund 16-Nov-2000
67417 CI Canadian Investment Corporate Class 13-Jul-2003
30041 CI Canadian Investment Fund 1-Nov-1996
102182 CI Canadian Long-Term Bond Pool 11-Oct-2018
97173 CI Canadian REIT ETF 10-Jul-2015
87785 CI Canadian REIT Fund 7-Jun-2010
99882 CI Canadian Short-Term Bond Pool 7-Jun-2017
95010 CI Canadian Small/Mid Cap Equity Income Class 22-Jun-2018
77108 CI Canadian Small/Mid Cap Equity Income Fund 28-Jul-2005
20011 CI Canadian Small/Mid Cap Managed Fund 12-Nov-1992
91223 CI Conservative Balanced Income Class 26-Jan-2012
87305 CI Conservative Balanced Income Fund 5-Mar-2010
95444 CI Conservative Income Personal Portfolio 16-Sep-2014
97792 CI Core Canadian Equity Income Class ETF 3-May-2016
92250 CI Corporate Bond Class 31-Aug-2012
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
67430 CI Corporate Bond Corporate Class 23-Jul-2003
47784 CI Corporate Bond Fund 20-Dec-2001
100049 CI Defensive Income Personal Portfolio 22-Jun-2018
86641 CI Diversified Yield Corporate Class 11-Nov-2009
89112 CI Diversified Yield Fund 11-Feb-2011
50717 CI Dividend Income & Growth Corporate Class 18-Sep-2002
30045 CI Dividend Income & Growth Fund 30-Oct-1996
104737 CI DoubleLine Core Plus Fixed Income US$ Fund 22-Apr-2020
104738 CI DoubleLine Income US$ Fund 22-Apr-2020
104739 CI DoubleLine Total Return Bond US$ Fund 22-Apr-2020
107064 CI Emerging Markets Alpha ETF 5-Aug-2021
105773 CI Emerging Markets Bond Fund 17-Dec-2020
47147 CI Emerging Markets Corporate Class 3-Aug-2001
18030 CI Emerging Markets Fund 16-Sep-1991
96033 CI Energy Giants Covered Call ETF 27-Jan-2015
98084 CI Energy Private Trust 20-Jun-2017
101775 CI Enhanced Government Bond ETF 20-Jul-2018
106370 CI Ethereum Fund 22-Apr-2021
85452 CI Financial Corp. 1-Jan-2009
100398 CI First Asset Enhanced Short Duration Bond Fund 23-Aug-2017
93582 CI G5|20 2038 Q3 Fund 3-Jul-2013
94014 CI G5|20 2038 Q4 Fund 27-Sep-2013
94882 CI G5|20 2039 Q2 Fund 12-May-2014
95248 CI G5|20 2039 Q3 Fund 27-Jun-2014
95880 CI G5|20 2040 Q1 Fund 19-Dec-2014
96869 CI G5|20 2040 Q4 Fund 30-Sep-2015
95879 CI G5|20i 2035 Q1 Fund 19-Dec-2014
96233 CI G5|20i 2035 Q2 Fund 26-Mar-2015
97264 CI G5|20i 2036 Q1 Fund 8-Dec-2015
97772 CI G5|20i 2036 Q2 Fund 31-Mar-2016
106310 CI Galaxy Bitcoin ETF 5-Mar-2021
106334 CI Galaxy Ethereum ETF 16-Apr-2021
107065 CI Global Alpha Innovation ETF 5-Aug-2021
46645 CI Global Alpha Innovators Corporate Class 3-Aug-2001
97318 CI Global Analysts Selection Fund 21-Dec-2015
102260 CI Global Asset Allocation Private Pool 24-Oct-2018
102261 CI Global Balanced Yield Private Pool 24-Oct-2018
98085 CI Global Balanced Yield Private Pool Class 26-Jun-2020
50520 CI Global Bond Corporate Class 18-Sep-2002
19964 CI Global Bond Fund 23-Sep-1992
106721 CI Global Climate Leaders Fund 6-Jul-2021
102263 CI Global Concentrated Equity Private Pool 24-Oct-2018
98086 CI Global Core Fixed Income Private Trust 26-Jun-2020
97322 CI Global Core Plus Bond Fund 21-Dec-2015
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
47150 CI Global Corporate Class 3-Aug-2001
92695 CI Global Dividend Corporate Class 21-Dec-2012
92693 CI Global Dividend Fund 21-Dec-2012
91819 CI Global Dividend Opportunities Class 29-May-2012
93618 CI Global Dividend Opportunities Corporate Class 30-Jul-2013
93619 CI Global Dividend Opportunities Fund 30-Jul-2013
46636 CI Global Energy Corporate Class 3-Aug-2001
102264 CI Global Enhanced Government Bond Private Pool 24-Oct-2018
69519 CI Global Equity & Income Fund 22-Jun-2004
102265 CI Global Equity Alpha Private Pool 24-Oct-2018
103376 CI Global Equity Core Private Pool 14-Jun-2019
82994 CI Global Equity Corporate Class 28-Dec-2007
100189 CI Global Equity Fund 28-Jul-2017
98087 CI Global Equity Income Private Pool Class 26-Jun-2020
102267 CI Global Equity Momentum Private Pool 24-Oct-2018
97855 CI Global Financial Sector ETF 25-Apr-2016
9224 CI Global Fund 4-Mar-1986
46643 CI Global Health Sciences Corporate Class 3-Aug-2001
107066 CI Global Healthcare Leaders Index ETF 5-Aug-2021
102268 CI Global High Yield Credit Private Pool 24-Oct-2018
98088 CI Global High Yield Fixed Income Private Trust 26-Jun-2020
80595 CI Global Income & Growth Corporate Class 22-Feb-2007
80596 CI Global Income & Growth Fund 26-Feb-2007
80304 CI Global Infrastructure Fund 30-Jan-2007
104865 CI Global Infrastructure Private Pool 15-May-2020
98089 CI Global Infrastructure Private Trust 26-Jun-2020
102269 CI Global Investment Grade Credit Private Pool 24-Oct-2018
98090 CI Global Investment Grade Private Pool Class 26-Jun-2020
104806 CI Global Longevity Economy Fund 15-May-2020
80594 CI Global Quality Dividend Managed Corporate Class 26-Feb-2007
78017 CI Global Quality Dividend Managed Fund 25-Jan-2006
104866 CI Global Real Asset Private Pool 15-May-2020
98091 CI Global Real Estate Private Trust 26-Jun-2020
93427 CI Global REIT Class 7-Jun-2013
34790 CI Global REIT Fund 11-Feb-1998
104867 CI Global REIT Private Pool 15-May-2020
46632 CI Global Resource Corporate Class 3-Aug-2001
31589 CI Global Resource Fund 15-Apr-1997
95254 CI Global Smaller Companies Corporate Class 31-Jul-2014
100188 CI Global Smaller Companies Fund 28-Jul-2017
102270 CI Global Smaller Companies Private Pool 24-Oct-2018
102271 CI Global Unconstrained Bond Private Pool 24-Oct-2018
93539 CI Global Value Balanced Fund 7-Jun-2013
47145 CI Global Value Corporate Class 3-Aug-2001
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
28845 CI Global Value Fund 14-Jun-1996
105778 CI Gold Bullion Fund 18-Dec-2020
88488 CI Gold Corporate Class 14-Dec-2010
89765 CI Gold+ Giants Covered Call ETF 17-May-2011
95445 CI Growth & Income Personal Portfolio 16-Sep-2014
95446 CI Growth Personal Portfolio 16-Sep-2014
101576 CI Health Care Giants Covered Call ETF 5-Jun-2018
50286 CI High Income Corporate Class 18-Sep-2002
30732 CI High Income Fund 30-Dec-1996
103313 CI High Interest Savings ETF 30-May-2019
103584 CI High Interest Savings Fund 29-Jul-2019
87752 CI High Yield Bond Class 28-May-2010
91056 CI High Yield Bond Corporate Class 30-Dec-2011
93620 CI High Yield Bond Fund 30-Jul-2013
101659 CI ICBCCS S&P China 500 Index ETF 24-Jun-2019
87963 CI Income Fund 16-Aug-2010
102272 CI International Equity Alpha Private Pool 24-Oct-2018
102273 CI International Equity Growth Private Pool 24-Oct-2018
98093 CI International Equity Income Private Pool Class 26-Jun-2020
98094 CI International Equity Income Private Trust 26-Jun-2020
102274 CI International Equity Value Private Pool 24-Oct-2018
47144 CI International Value Corporate Class 3-Aug-2001
28846 CI International Value Fund 14-Jun-1996
98261 CI Investment Grade Bond ETF 2-Aug-2016
86407 CI Investment Grade Bond Fund 29-Oct-2009
102311 CI Marret Alternative Absolute Return Bond Fund 18-Sep-2018
104825 CI Marret Alternative Enhanced Yield Fund 8-May-2020
94548 CI Marret Short Duration High Yield Fund 14-Feb-2014
78160 CI Money Market Class 28-Mar-2006
16607 CI Money Market Fund 16-Oct-1990
91213 CI Morningstar Canada Momentum Index ETF 20-Jan-2012
91214 CI Morningstar Canada Value Index ETF 20-Jan-2012
95575 CI Morningstar International Momentum Index ETF 21-Oct-2014
95576 CI Morningstar International Value Index ETF 21-Oct-2014
91216 CI Morningstar National Bank Québec Index ETF 20-Jan-2012
94102 CI Morningstar US Momentum Index ETF 15-Oct-2013
94103 CI Morningstar US Value Index ETF 15-Oct-2013
102620 CI Mosaic Balanced ETF Portfolio 10-Jan-2019
102621 CI Mosaic Balanced Growth ETF Portfolio 10-Jan-2019
102622 CI Mosaic Balanced Income ETF Portfolio 10-Jan-2019
107010 CI Mosaic ESG Balanced ETF Portfolio 3-Aug-2021
107011 CI Mosaic ESG Balanced Growth ETF Portfolio 3-Aug-2021
107012 CI Mosaic ESG Balanced Income ETF Portfolio 3-Aug-2021
102623 CI Mosaic Growth ETF Portfolio 10-Jan-2019
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
102624 CI Mosaic Income ETF Portfolio 10-Jan-2019
94466 CI MSCI Canada Low Risk Weighted ETF 30-Jan-2014
97793 CI MSCI Canada Quality Index Class ETF 3-May-2016
94467 CI MSCI Europe Low Risk Weighted ETF 30-Jan-2014
100341 CI MSCI International Low Risk Weighted ETF 3-Aug-2017
94468 CI MSCI USA Low Risk Weighted ETF 30-Jan-2014
103710 CI MSCI World ESG Impact ETF 21-Aug-2019
103796 CI MSCI World ESG Impact Fund 12-Sep-2019
102312 CI Munro Alternative Global Growth Fund 30-Sep-2018
102629 CI Munro Global Growth Equity Fund 11-Jan-2019
84560 CI North American Dividend Fund 20-Aug-2008
102275 CI North American Small/Mid Cap Equity Private Pool 24-Oct-2018
96948 CI ONE Global Equity ETF 10-Sep-2015
101910 CI ONE North American Core Plus Bond ETF 24-Aug-2018
11377 CI Portfolio Series Balanced Fund 16-Nov-1988
47647 CI Portfolio Series Balanced Growth Fund 18-Dec-2001
47643 CI Portfolio Series Conservative Balanced Fund 18-Dec-2001
33539 CI Portfolio Series Conservative Fund 13-Nov-1997
47645 CI Portfolio Series Growth Fund 18-Dec-2001
33538 CI Portfolio Series Income Fund 13-Nov-1997
47629 CI Portfolio Series Maximum Growth Fund 18-Dec-2001
83598 CI Precious Metals Class 15-Apr-2008
34791 CI Precious Metals Fund 11-Feb-1998
98095 CI Precious Metals Private Trust 26-Jun-2020
97953 CI Preferred Share ETF 5-May-2016
97321 CI Preferred Share Fund 21-Dec-2015
97317 CI Pure Canadian Small/Mid Cap Equity Corporate Class 21-Dec-2015
89113 CI Pure Canadian Small/Mid Cap Equity Fund 11-Feb-2011
98096 CI Real Growth Pool Class 16-Jun-2016
98097 CI Real Income 1941-45 Class 16-Jun-2016
98098 CI Real Income 1946-50 Class 16-Jun-2016
98099 CI Real Income 1951-55 Class 16-Jun-2016
98100 CI Real Long Term Income Pool Class 16-Jun-2016
98101 CI Real Long Term Income Trust 16-Jun-2016
98102 CI Real Mid Term Income Pool Class 16-Jun-2016
98103 CI Real Mid Term Income Trust 16-Jun-2016
98104 CI Real Short Term Income Pool Class 16-Jun-2016
98105 CI Real Short Term Income Trust 16-Sep-2016
41011 CI Resource Opportunities Class 6-Mar-2000
79921 CI Select 100e Managed Portfolio Corporate Class 27-Nov-2006
79923 CI Select 20i80e Managed Portfolio Corporate Class 27-Nov-2006
79924 CI Select 30i70e Managed Portfolio Corporate Class 27-Nov-2006
79925 CI Select 40i60e Managed Portfolio Corporate Class 27-Nov-2006
79926 CI Select 50i50e Managed Portfolio Corporate Class 27-Nov-2006
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
79927 CI Select 60i40e Managed Portfolio Corporate Class 27-Nov-2006
79928 CI Select 70i30e Managed Portfolio Corporate Class 27-Nov-2006
79929 CI Select 80i20e Managed Portfolio Corporate Class 27-Nov-2006
46634 CI Select Canadian Equity Corporate Class 18-Sep-2002
35973 CI Select Canadian Equity Fund 20-May-1998
77638 CI Select Canadian Equity Managed Corporate Class 9-Nov-2005
79930 CI Select Canadian Equity Managed Fund 22-Nov-2006
88037 CI Select Income Managed Corporate Class 22-Jul-2010
77640 CI Select International Equity Managed Corporate Class 12-Nov-2005
79932 CI Select International Equity Managed Fund 22-Nov-2006
77641 CI Select Staging Fund 12-Nov-2005
77642 CI Select U.S. Equity Managed Corporate Class 31-Dec-2005
79933 CI Select U.S. Equity Managed Fund 22-Nov-2006
97618 CI Short Term Government Bond Index Class ETF 24-Feb-2016
5697 CI Short-Term Bond Fund 10-Aug-1976
47146 CI Short-Term Corporate Class 3-Aug-2001
46628 CI Short-Term US$ Corporate Class 3-Aug-2001
47155 CI Synergy American Corporate Class 3-Aug-2001
19963 CI Synergy American Fund 23-Sep-1992
77323 CI Synergy Canadian Corporate Class 30-Sep-2005
72471 CI Synergy Global Corporate Class 29-Jul-2004
90807 CI Tech Giants Covered Call ETF 21-Oct-2011
95438 CI U.S. & Canada Lifeco Income ETF 26-Aug-2014
107067 CI U.S. 1000 Index ETF 5-Aug-2021
107068 CI U.S. 500 Index ETF 5-Aug-2021
78888 CI U.S. Dividend Fund 13-Jun-2006
95834 CI U.S. Dividend Registered Fund 24-Dec-2014
96209 CI U.S. Dividend US$ Fund 27-Mar-2015
93060 CI U.S. Equity & Income Fund 1-Mar-2013
91821 CI U.S. Equity Class 29-May-2012
47161 CI U.S. Equity Corporate Class 3-Aug-2001
97824 CI U.S. Equity Currency Neutral Class 13-Apr-2016
98106 CI U.S. Equity Currency Neutral Private Pool Class 26-Jun-2020
90033 CI U.S. Equity Fund 30-May-2011
102276 CI U.S. Equity Private Pool 24-Oct-2018
98107 CI U.S. Equity Private Pool Clas 26-Jun-2020
98108 CI U.S. Equity Private Trust 26-Jun-2020
96891 CI U.S. Income US$ Fund 4-Aug-2015
46412 CI U.S. Stock Selection Corporate Class 31-Dec-2001
30043 CI U.S. Stock Selection Fund 1-Nov-1996
107069 CI U.S. Treasury Inflation-linked Bond Index ETF (CAD 5-Aug-2021
Hedged)
100178 CI U.S. TrendLeaders Index ETF 23-Jun-2017
25796 CI US Money Market Fund 1-Feb-1995
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
100032 CI WisdomTree Canada Quality Dividend Growth Index ETF 15-Jun-2017
98111 CI WisdomTree Emerging Markets Dividend Index ETF 8-Jul-2016
98112 CI WisdomTree Europe Hedged Equity Index ETF 8-Jul-2016
98113 CI WisdomTree International Quality Dividend Growth Index 8-Jul-2016
ETF
98195 CI WisdomTree International Quality Dividend Growth 8-Jul-2016
Variably Hedged Index ETF
101660 CI WisdomTree Japan Equity Index ETF 24-Jun-2019
100033 CI WisdomTree U.S. MidCap Dividend Index ETF 15-Jun-2017
98117 CI WisdomTree U.S. Quality Dividend Growth Index ETF 8-Jul-2016
98197 CI WisdomTree U.S. Quality Dividend Growth Variably 8-Jul-2016
Hedged Index ETF
94469 CI World Low Risk Weighted ETF 30-Jan-2014
100030 CI Yield Enhanced Canada Aggregate Bond Index ETF 15-Jun-2017
100031 CI Yield Enhanced Canada Short-Term Aggregate Bond 15-Jun-2017
Index ETF
102589 CIBC Active Investment Grade Corporate Bond ETF 15-Jan-2019
102590 CIBC Active Investment Grade Floating Rate Bond ETF 15-Jan-2019
22214 CIBC Asia Pacific Fund 30-Aug-1993
42705 CIBC Asia Pacific Index Fund 10-Aug-2000
10733 CIBC Balanced Fund 13-Dec-1974
100114 CIBC Balanced Growth Passive Portfolio 18-Jul-2017
37174 CIBC Balanced Index Fund 23-Nov-1998
100115 CIBC Balanced Passive Portfolio 18-Jul-2017
12959 CIBC Canadian Bond Fund 14-Dec-1988
106311 CIBC Canadian Bond Index ETF 25-Mar-2021
32866 CIBC Canadian Bond Index Fund 25-Aug-1997
12958 CIBC Canadian Equity Fund 14-Dec-1988
106312 CIBC Canadian Equity Index ETF 25-Mar-2021
32864 CIBC Canadian Equity Value Fund 18-Aug-1997
29061 CIBC Canadian Index Fund 11-Jul-1996
32868 CIBC Canadian Real Estate Fund 25-Aug-1997
26859 CIBC Canadian Resources Fund 11-Jul-1995
22201 CIBC Canadian Short-Term Bond Index Fund 30-Aug-1993
17856 CIBC Canadian Small-Cap Fund 9-Aug-1991
16771 CIBC Canadian T-Bill Fund 7-Dec-1990
85701 CIBC Capital Trust 5-Mar-2009
100116 CIBC Conservative Passive Portfolio 18-Jul-2017
103915 CIBC Consevative Fixed Income Pool 23-Oct-2019
103916 CIBC Core Fixed Income Pool 23-Oct-2019
103917 CIBC Core Plus Fixed Income Pool 23-Oct-2019
79345 CIBC Disciplined U.S. Equity Fund 6-Sep-2006
17855 CIBC Dividend Growth Fund 9-Aug-1991
75400 CIBC Dividend Income Fund 11-May-2005
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
106313 CIBC Emerging Markets Equity Index ETF 25-Mar-2021
27453 CIBC Emerging Markets Fund 10-Nov-1995
42704 CIBC Emerging Markets Index Fund 10-Aug-2000
29066 CIBC Energy Fund 11-Jul-1996
27448 CIBC European Equity Fund 10-Nov-1995
36600 CIBC European Index Fund 17-Aug-1998
33129 CIBC Financial Companies Fund 17-Aug-1998
104198 CIBC Flexible Yield ETF (CAD-Hedged) 15-Jan-2020
106314 CIBC Global Bond ex-Canada Index ETF (CAD-Hedged) 25-Mar-2021
24665 CIBC Global Bond Fund 2-Sep-1994
34343 CIBC Global Bond Index Fund 20-Jan-1998
12960 CIBC Global Equity Fund 14-Dec-1988
105013 CIBC Global Growth ETF 20-Jul-2020
79342 CIBC Global Monthly Income Fund 6-Sep-2006
27452 CIBC Global Technology Fund 10-Nov-1995
105014 CIBC International Equity ETF 20-Jul-2020
79343 CIBC International Equity Fund 6-Sep-2006
106315 CIBC International Equity Index ETF 25-Mar-2021
34361 CIBC International Index Fund 20-Jan-1998
32869 CIBC International Small Companies Fund 25-Aug-1997
48002 CIBC Managed Aggressive Growth Portfolio (formerly CIBC 16-Jan-2002
Managed Aggressive Growth RRSP Portfolio)
47998 CIBC Managed Balanced Growth Portfolio (formerly, CIBC 16-Jan-2002
Managed Balnced Growth RRSP Portfolio)
47996 CIBC Managed Balanced Portfolio 16-Jan-2002
48000 CIBC Managed Growth Portfolio (formerly, CIBC Managed 16-Jan-2002
Growth RRSP Portfolio)
47992 CIBC Managed Income Plus Portfolio 16-Jan-2002
47991 CIBC Managed Income Portfolio 16-Jan-2002
79344 CIBC Managed Monthly Income Balanced Portfolio 6-Sep-2006
12961 CIBC Money Market Fund 14-Dec-1988
36599 CIBC Monthly Income Fund 17-Aug-1998
101799 CIBC Multi-Asset Absolute Return Strategy 11-Oct-2018
102591 CIBC Multifactor Canadian Equity ETF 15-Jan-2019
102592 CIBC Multifactor U.S. Equity ETF 15-Jan-2019
42706 CIBC Nasdaq Index Fund 10-Aug-2000
29067 CIBC Precious Metals Fund 11-Jul-1996
12962 CIBC Short-Term Income Fund 2-Feb-1988
102577 CIBC Smart Balanced Growth Solution 15-Jan-2019
102578 CIBC Smart Balanced Income Solution 15-Jan-2019
102579 CIBC Smart Balanced Solution 15-Jan-2019
102580 CIBC Smart Growth Solution 15-Jan-2019
102581 CIBC Smart Income Solution 15-Jan-2019
17304 CIBC U.S Dollar Money Market Fund 13-Mar-1991
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
17305 CIBC U.S. Broad Market Index Fund 13-Mar-1991
50245 CIBC U.S. Dollar Managed Balanced Portfolio 3-Oct-2002
50246 CIBC U.S. Dollar Managed Growth Portfolio 3-Oct-2002
50244 CIBC U.S. Dollar Managed Income Portfolio 3-Oct-2002
106316 CIBC U.S. Equity Index ETF 25-Mar-2021
29065 CIBC U.S. Index Fund 11-Jul-1996
27451 CIBC U.S. Small Companies Fund 10-Nov-1995
87518 CIM INTERNATIONAL GROUP INC. (formerly Golden Bridge 5-May-2010
Development Corporation)
89135 Cineplex Inc. 1-Jan-2011
78873 Cinram International Limited Partnership 5-May-2006
23042 Cintech Solutions, Inc. 25-Jan-1994
70717 Cipher Pharmaceuticals Inc. 10-Mar-2004
12963 Circle Of Two (CT) 22-Aug-1979 02-Feb-1993
23370 CIS Commax Hedge Fund (CT) 12-Apr-1994 18-Mar-2002
23368 CIS Global Telecommunications Fund (CT) 12-Apr-1994 18-Mar-2002
74858 Citadel Income Fund 31-Jan-2005
27305 Citigroup Inc. 8-Oct-1998
35013 Clarke Inc. 6-Mar-1998
10030 Clarus Corporation (CT) 20-Jan-1987 10-Feb-1993
48396 Clean Air Metals Inc. 28-Jan-2002
87375 Clean Harbors, Inc. 31-Jul-2009
89489 Clean Seed Capital Group Ltd. 27-Jun-2011
90066 ClearStream Energy Services Inc. 1-Apr-2011
5949 Clipper Apartment Project 7-Dec-1979
98334 Cloud Nine Web3 Technologies Inc. 29-Aug-2016
104960 CloudMD Software & Services Inc. (formerly Premier Health 28-May-2020
Group Inc.)
106411 CLS Holdings USA, Inc. 21-May-2021
37562 *CMI Terminal Ltd. 22-Dec-1998
104342 CMP 2020 Resource Limited Partnership 30-Jan-2020
105947 CMP 2021 Resource Limited Partnership 19-Jan-2021
46408 CMX Gold & Silver Corp. 12-Apr-2012
43947 CNH Capital Canada Receivables Trust 12-Oct-2001
71898 CNH Capital Canada Wholesale Trust 7-May-2004
24593 Co-Operators General Insurance Company 29-May-1997
6239 Coachman House Limited Partnership 22-Nov-1982
21466 Cogeco Communications Inc. 23-Jun-1993
12743 Cogeco Inc 5-Jan-1994
95819 CohBar, Inc. 18-Dec-2014
84975 CoinAnalyst Corp. 24-Oct-2008
79001 Colabor Group Inc. 23-May-2006
9577 Colborne Centre I L.P. (CT) 1-Aug-1986 25-Feb-1993
78777 Cold Creek Capital Inc. 21-Jun-2006
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
21345 COLLIERS INTERNATIONAL GROUP INC. 17-Jun-1993
83240 Colossus Minerals Inc. 6-Feb-2008
102053 Columbia Care inc. 14-Sep-2018
35721 Cominar Real Estate Investment Trust 11-May-1998
23071 Communicorp Corporation 27-Jan-1994
77716 Compass Balanced Growth Portfolio 8-Dec-2005
77717 Compass Balanced Portfolio 31-Dec-2005
77718 Compass Conservative Balanced Portfolio 31-Dec-2005
77719 Compass Conservative Portfolio 8-Dec-2005
77720 Compass Growth Portfolio 8-Dec-2005
77721 Compass Maximum Growth Portfolio 8-Dec-2005
84946 Composite Alliance Group Inc. 1-Dec-2008
102236 Comprehensive Healthcare Systems Inc. 11-Apr-2019
30667 Computer Modelling Group Ltd. 3-Mar-1997
85250 Comstock Metals Ltd. 12-Dec-2008
5799 Comterm Inc. (CT) 25-Jun-1981 19-Feb-1993
32515 Concert Industries Ltd. 14-Dec-1999
83123 Condor Petroleum Inc. 31-Mar-2011
99684 Conifex Timber Inc. 1-Mar-2017
95349 Conservative Fund 11-Sep-2014
97285 Conservative Income Portfolio 17-Dec-2015
79138 Conservative Monthly Income Fund 28-Jun-2019
71373 CONSTELLATION COPPER CORPORATION 23-Aug-2006
78596 Constellation Software Inc. 11-May-2006
102330 Contact Gold Corp. 24-Oct-2018
103293 Converge Technology Solutions Corp. 12-Jul-2019
81682 Copper Mesa Mining Corporation (formerly Ascendant Copper27-Mar-2008
Corporation)
86437 Copper Mountain Mining Corporation 17-Sep-2009
107245 Copperleaf Technologies Inc. 6-Oct-2021
38422 Cordy Oilfield Services Inc. 18-Aug-1999
40576 Corus Entertainment Inc. 8-Apr-1983
6269 Corvec Research & Development (CT) Western) Limited 5-Oct-1982 20-Oct-1983
Partnership
47743 Counsel All Equity Portfolio 21-Jan-2002
48088 Counsel Balanced Portfolio 21-Jan-2002
97389 Counsel Canadian Core Fixed Income 8-Jan-2016
85301 Counsel Canadian Dividend 13-Jan-2009
85302 Counsel Canadian Growth 13-Jan-2009
85303 Counsel Canadian Value 13-Jan-2009
48087 Counsel Conservative Portfolio 21-Jan-2002
97391 Counsel Defensive Global Equity 8-Jan-2016
45961 Counsel Fixed Income 1-Jun-2001
92072 Counsel Global Dividend 12-Jul-2012
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
95077 Counsel Global Fixed Income 26-May-2014
97392 Counsel Global Low Volatility Equity 8-Jan-2016
85304 Counsel Global Real Estate 13-Jan-2009
75590 Counsel Global Small Cap 3-Jun-2005
95078 Counsel Global Trend Strategy 26-May-2014
48089 Counsel Growth Portfolio 30-Sep-2002
92073 Counsel High Yield Fixed Income 16-Jul-2012
97395 Counsel Income Trend Strategy 8-Jan-2016
85305 Counsel International Growth 13-Jan-2009
85306 Counsel International Value 1-Jan-2009
40932 Counsel Money Market 15-Feb-2000
96994 Counsel North American High Yield Bond 30-Oct-2015
97393 Counsel Retirement Accumulation Portfolio 8-Jan-2016
97394 Counsel Retirement Foundation Portfolio 8-Jan-2016
97396 Counsel Retirement Preservation Portfolio 8-Jan-2016
86980 Counsel Short Term Bond 15-Jan-2010
85307 Counsel U.S. Value 13-Jan-2009
85308 Counsel U.S.Growth 13-Jan-2009
17553 Coupon Corporation Ltd. 25-Mar-1991
75621 Covington Fund II Inc. 6-Sep-2011
96894 CPI Card Group Inc. 8-Oct-2015
84499 Crailar Technologies Inc. 30-Jun-2011
82324 Credit Suisse AG (use 87227) 17-Apr-2008
86217 Crescent Point Energy Corp. 2-Jul-2009
97835 Crescita Therapeutics Inc. 1-Mar-2016
103316 Cresco Labs Inc. 26-Jul-2019
67791 Crew Energy Inc. 24-Jul-2003
75388 Crispin Energy Inc. 29-Apr-2005
78244 Crombie Real Estate Investment Trust 13-Mar-2006
99675 Cronos Group Inc. 2-Mar-2017
107092 Crossover Acquisitions Inc. 21-Sep-2021
43792 Crown Capital Partners Inc. 30-Jun-2015
89693 Crown Point Energy Inc. 9-Dec-2011
22498 CRS Preferred NT Ltd. (CT) 29-Nov-1993 18-Mar-2002
88552 CST Advantage Plan 18-Jul-2000
100559 CST Bright Plan 29-May-2018
94053 CT Real Estate Investment Trust 10-Oct-2013
39279 CU Inc. 26-Jul-1999
104701 CubicFarm Systems Corp. 14-Dec-2020
96756 Curaleaf Holdings, Inc. (formerly Lead Ventures Inc.) 23-Jul-2015
15432 Curragh Inc. (CT) 25-May-1990 23-Apr-2002
7999 Currie Rose Resources Inc. 24-Jul-1984
5358 Curtains (CT) 8-Dec-1980 17-Feb-1993
105567 Cuspis Capital II Ltd. 13-Nov-2020
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
5748 Custom Petroleum Corporation (CT) 19-May-1981 25-Feb-1993
35893 CVF Technologies Corporation 9-Jul-1998
92069 CWB Core Equity Fund 12-Jul-2012
97489 CWB Onyx Balanced Solution 5-Feb-2016
97490 CWB Onyx Canadian Equity Fund 5-Feb-2016
97491 CWB Onyx Conservative Solution 5-Feb-2016
97492 CWB Onyx Diversified Income Fund 5-Feb-2016
97493 CWB Onyx Global Equity Fund 5-Feb-2016
97494 CWB Onyx Growth Solution 5-Feb-2016
86149 CWC Energy Services Corp. 21-Oct-2009
106102 Cybin Inc. (formerly, Clarmin Explorations Inc.) 1-Feb-2021
79478 Cymat Technologies Ltd. 4-Aug-2006
84759 Cymbria Corporation 20-Oct-2008
77689 Cypherpunk Holdings Inc. 18-Jul-2006
74989 Cypress Development Corp. 17-Mar-2021
81552 D-Box Technologies Inc. 4-Jun-2007
34149 Danier Leather Inc. 8-May-1998
106372 Dash Capital Corp. 27-Apr-2021
91281 DATA Communications Management Corp. 1-Jan-2012
7763 Datel Industries Inc. (CT) 10-Nov-1983 04-Feb-1993
83244 Davie Yards Inc. 12-Feb-2008
9535 Davis Distributing Limited (CT) 20-Jun-1986 25-Mar-2002
66298 DCI Acquisition Inc.(Do Not Use) 17-Apr-2003
20746 Dean Witter Cornerstone Fund II 6-Jan-1993
20748 Dean Witter Cornerstone Fund III 6-Jan-1993
20747 Dean Witter Cornerstone Fund IV 6-Jan-1993
85622 Deans Knight Income Corporation 9-Mar-2009
6021 Death Bite (CT) 23-Dec-1981 09-Nov-1983
7716 Deb Canadian Explorations 1977 (CT) 29-Nov-1977 23-Apr-2002
12950 Deb Canadian Explorations 1978 (CT) 22-Jun-1978 23-Apr-2002
11407 Deb Resources 1988 (CT) 26-Aug-1990 23-Apr-2002
102732 Decibel Cannabis Company Inc. 25-Apr-2019
93630 DECISIVE DIVIDEND CORPORATION 2-Jul-2013
93065 Decklar Resources Inc. 15-Feb-2013
5350 *Dee Explorations (1982) Limited (CT) 1-Jan-1983 01-Nov-1991
101439 DeepRock Minerals Inc. 27-Aug-2018
91579 DeepSpatial Inc. 24-May-2013
6123 Deer Valley Shopping Centre Limited Partnership (CT) 3-May-1983 12-Feb-2002
106514 Defense Metals Corp. 4-May-2021
103355 Defiance Silver Corp.
100942 Delta 9 Cannabis Inc. 20-Dec-2017
106318 Delta CleanTech Inc. 13-Aug-2021
5216 Denbury Inc. 10-Apr-1987
35512 Denison Mines Corp. 1-Dec-2006
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
71202 Denison Oil Corporation 4-Mar-2004
22730 Denninghouse Inc. 10-Nov-1993
101836 Dentalcorp Holdings Ltd. 20-May-2021
99615 Desjardins 1-5 year Laddered Canadian Corporate Bond 24-Mar-2017
Index ETF
99616 Desjardins 1-5 year Laddered Canadian Government Bond 24-Mar-2017
Index ETF
102651 Desjardins Alt Long/Short Equity Market Neutral ETF 9-Jan-2019
104894 Desjardins Alt Long/Short Equity Market Neutral ETF Fund 29-Jun-2020
97751 Desjardins American Equity Growth Currency Neutral Fund 8-Apr-2016
69387 Desjardins American Equity Growth Fund 9-Jan-2004
69384 Desjardins American Equity Value Fund 9-Jan-2004
39926 Desjardins Canadian Bond Fund 2-Nov-1999
98724 Desjardins Canadian Equity Fund 24-Nov-2016
93744 Desjardins Canadian Equity Income Fund 12-Jul-2013
51058 Desjardins Canadian Equity Value Fund 20-Dec-2002
97753 Desjardins Canadian Preferred Share Fund 8-Apr-2016
99618 Desjardins Canadian Preferred Share Index ETF 24-Mar-2017
99619 Desjardins Canadian Short Term Bond Index ETF 24-Mar-2017
39938 Desjardins Canadian Small Cap Equity Fund 2-Nov-1999
99620 Desjardins Canadian Universe Bond Index ETF 24-Mar-2017
85317 Desjardins Dividend Growth Fund 16-Jan-2009
39935 Desjardins Dividend Income Fund 2-Nov-1999
93745 Desjardins Emerging Markets Bond Fund 26-Sep-2013
80190 Desjardins Emerging Markets Fund 22-Jan-2007
93746 Desjardins Emerging Markets Opportunities Fund 26-Sep-2014
69388 Desjardins Enhanced Bond Fund 9-Jan-2004
94795 Desjardins Floating Rate Income Fund 7-May-2014
39927 Desjardins Global Balanced Growth Fund 2-Nov-1999
97891 Desjardins Global Balanced Strategic Income Fund 7-Jun-2016
97754 Desjardins Global Bond Fund 4-Apr-2018
39942 Desjardins Global Dividend Fund 2-Nov-1999
101621 Desjardins Global Equity Fund 20-Jun-2018
95781 Desjardins Global Equity Growth Fund 15-Jan-2015
106194 Desjardins Global Government Bond Index Fund 7-Apr-2021
103360 Desjardins Global High Yield Bond Fund 28-Jun-2019
93748 Desjardins Global Infrastructure Fund 26-Sep-2013
69392 Desjardins Global Small Cap Equity Fund 9-Jan-2004
93749 Desjardins Global Tactical Bond Fund 4-Apr-2018
69383 Desjardins Global Total Return Bond Fund 9-Jan-2004
105291 Desjardins Low Volatility Canadian Equity Fund 2-Oct-2020
95787 Desjardins Low Volatility Global Equity Fund 15-Jan-2015
39924 Desjardins Money Market Fund 2-Nov-1999
39943 Desjardins Overseas Equity Fund 2-Nov-1999
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
87264 Desjardins Overseas Equity Growth Fund 23-Mar-2010
39928 Desjardins Quebec Balanced Fund 2-Nov-1999
102055 Desjardins RI Active Canadian Bond - Low CO2 ETF 12-Sep-2018
102056 Desjardins RI Canada - Low CO2 Index ETF 12-Sep-2018
102057 Desjardins RI Canada Multifactor - Low CO2 ETF 12-Sep-2018
104582 Desjardins RI Developed ex-USA ex-Canada - Low CO2 13-Mar-2020
Index ETF
102058 Desjardins RI Developed ex-USA ex-Canada Multifactor - 12-Sep-2018
Low CO2 ETF
104583 Desjardins RI Emerging Markets - Low CO2 Index ETF 13-Mar-2020
102059 Desjardins RI Emerging Markets Multifactor - Low CO2 ETF 12-Sep-2018
102060 Desjardins RI Global Multifactor - Fossil Fuel Reserves Free 12-Sep-2018
ETF
102061 Desjardins RI USA - Low CO2 Index ETF 12-Sep-2018
102062 Desjardins RI USA Multifactor - Low CO2 ETF 12-Sep-2018
39925 Desjardins Short-Term Income Fund 2-Nov-1999
97892 Desjardins SocieTerra American Equity Fund 7-Jun-2016
96995 Desjardins SocieTerra Canadian Bond Fund 5-Jun-2015
100580 Desjardins SocieTerra Canadian Equity Fund 1-Nov-2017
97893 Desjardins SocieTerra Cleantech Fund 7-Jun-2016
104121 Desjardins SocieTerra Diversity Fund 21-Jan-2020
101622 Desjardins SocieTerra Emerging Markets Equity Fund 20-Jun-2018
39937 Desjardins SocieTerra Environment Fund 2-Nov-1999
97894 Desjardins SocieTerra Environmental Bond Fund 7-Jun-2016
103361 Desjardins SocieTerra Global Bond Fund 28-Jun-2019
101623 Desjardins SocieTerra International Equity Fund 20-Jun-2018
101624 Desjardins SocieTerra Positive Change Fund 20-Jun-2018
44414 Deutsche Bank Aktiengesellschaft 1-Aug-2008
6240 Develcon Electronics Ltd. (CT) 24-Jun-1982 25-Mar-2002
29813 Devine Entertainment Corporation 7-Oct-1996
36942 Devon Energy Corporation 22-Jul-1980
79282 Dexterra Group Inc. 1-Jun-2006
71652 DFA Canadian Core Equity Fund 1-Jun-2004
90169 DFA Canadian Vector Equity Fund 4-Jul-2011
67640 DFA Five-Year Global Fixed Income Fund 20-Oct-2003
90171 DFA Global 40EQ-60FI Portfolio 4-Jul-2011
95189 DFA Global 50EQ-50FI Portfolio 3-Jul-2014
90170 DFA Global 60EQ-40FI Portfolio 4-Jul-2011
95190 DFA Global 70EQ-30FI Portfolio 3-Jul-2014
92016 DFA Global 80E-20i Portfolio 4-Jul-2012
90172 DFA Global Equity Portfolio 4-Jul-2011
102026 DFA Global Fixed Income Portfolio 20-Sep-2018
85381 DFA Global Investment Grade Fixed Income Fund 13-Jan-2009
82864 DFA Global Real Estate Securities Fund 7-Jan-2008
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
105321 DFA Global Sustainability Core Equity Fund 29-Sep-2020
96900 DFA Global Targeted Credit Fund 1-Sep-2015
75548 DFA International Core Equity Fund 2-Jun-2005
67639 DFA International Vector Equity Fund 20-Oct-2003
75549 DFA U.S. Core Equity Fund 2-Jun-2005
67642 DFA U.S. Vector Equity Fund 20-Oct-2003
103966 DFA World Equity Portfolio 29-Oct-2019
50153 Diagem Inc. 31-May-2002
106389 Dialogue Health Technologies Inc. 23-Mar-2021
30554 Diamond Fields Resources Inc. 12-May-1982
5840 Diamond Ridge (CT) 2-Nov-1981 17-Feb-1993
7463 Diatec Resources Ltd. (CT) 9-Jun-1983 25-Feb-1993
103323 Digital Consumer Dividend Fund 24-May-2019
20956 Dion Entertainment Corp. 27-Jul-1993
104047 Direct Communication Solutions Inc. 20-Dec-2019
80777 DIRTT Environmental Solutions Ltd. 21-Nov-2013
107103 Discovery 2021 Short Duration LP 31-Aug-2021
77564 Discovery Air Inc. 31-Mar-2006
7487 Discovery Quay - Building I L.P. (CT) 6-Jun-1983 17-Feb-1993
104699 Discovery Silver Corp. 2-Aug-2019
79990 Disenco Energy PLC 3-Jan-2007
98948 Distinct Infrastructure Group Inc. 5-Dec-2016
73511 Distinction Energy Corp. 26-May-2005
80258 Diversified Royalty Corp. 29-Apr-2010
78660 Divestco Inc. 16-Jun-2006
70132 Dividend 15 Split Corp. 26-Feb-2004
79742 Dividend 15 Split Corp. II 27-Nov-2006
82555 Dividend Growth Split Corp. 19-May-2011
88461 Dividend Select 15 Corp. 28-Oct-2010
91226 Dixie Gold Corp. 19-Dec-2011
9699 Dixie Road Limited Partnership (CT) 16-Oct-1986 23-Apr-2002
101039 DMG Blockchain Solutions Inc 2-Mar-2021
75569 DMP Power Global Growth Class 16-May-2005
43859 DMP Resource Class 27-Nov-2000
80065 DMP Value Balanced Class 27-Dec-2006
103843 Docebo Inc. 1-Oct-2019
86454 Dollarama Inc. 8-Oct-2009
80904 Domtar Corporation 7-Mar-2007
98338 Donnelley Financial Solutions, Inc. 20-Sep-2016
102073 Dore Copper Mining Corp. 22-Oct-2018
18341 Dorel Industries Inc. 22-Nov-1991
6226 Dorsett Square Limited Partnership (CT) 8-Sep-1982 09-Sep-1985
94113 DoubleLine Income Solutions Trust 25-Oct-2013
103856 *Draganfly Inc. 25-Oct-2019
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
80795 DragonWave Inc. 13-Apr-2007
95181 Dream Impact Trust 7-Jul-2014
92284 Dream Industrial Real Estate Investment Trust 26-Sep-2012
67568 Dream Office Real Estate Investment Trust 30-Jun-2003
93634 DREAM Unlimited Corp. 30-May-2013
106131 DRI Healthcare Trust 10-Feb-2021
99775 Drone Delivery Canada Corp. 26-May-2017
67625 Dundee Consolidated Properties 30-Jun-2003
18271 Dundee Corporation 15-Jul-1980
18545 Dundee Energy Limited 30-Jun-1993
96105 Dundee Global Resource Class 15-Apr-2015
7825 Dundee Precious Metals Inc 17-Oct-1983
105137 Dye & Durham Limited 13-Jul-2020
98914 Dynamic Active Canadian Dividend ETF 17-Jan-2017
98904 Dynamic Active Canadian Dividend Fund 11-Jan-2017
94979 Dynamic Active Core Bond Private Pool 15-May-2014
94980 Dynamic Active Credit Strategies Private Pool 15-May-2014
98915 Dynamic Active Crossover Bond ETF 17-Jan-2017
98905 Dynamic Active Crossover Bond Fund 11-Jan-2017
106673 Dynamic Active Emerging Markets ETF 4-Jun-2021
106674 Dynamic Active Energy Evolution ETF 4-Jun-2021
98906 Dynamic Active Global Dividend Fund 11-Jan-2017
100472 Dynamic Active Global Financial Services ETF 13-Sep-2017
100467 Dynamic Active Global Financial Services Fund 13-Sep-2017
104403 Dynamic Active Global Infrastructure ETF 5-Feb-2020
104404 Dynamic Active International Dividend ETF 5-Feb-2020
106300 Dynamic Active International ETF 17-Mar-2021
101266 Dynamic Active Investment Grade Floating Rate ETF 16-Mar-2018
101260 Dynamic Active Investment Grade Floating Rate Fund 16-Mar-2018
98917 Dynamic Active Preferred Shares ETF 17-Jan-2017
98907 Dynamic Active Preferred Shares Fund 11-Jan-2017
106301 Dynamic Active Retirement Income+ ETF 17-Mar-2021
100473 Dynamic Active Tactical Bond ETF 13-Sep-2017
100468 Dynamic Active Tactical Bond Fund 13-Sep-2017
98918 Dynamic Active U.S. Dividend ETF 17-Jan-2017
98908 Dynamic Active U.S. Dividend Fund 11-Jan-2017
100474 Dynamic Active U.S. Mid-Cap ETF 13-Sep-2017
100469 Dynamic Active U.S. Mid-Cap Fund 13-Sep-2017
83005 Dynamic Advantage Bond Class 20-Dec-2007
43866 Dynamic Advantage Bond Fund 27-Nov-2000
102077 Dynamic Alpha Performance II Fund 2-Oct-2018
95019 Dynamic Alternative Managed Risk Private Pool Class 29-May-2015
92252 Dynamic Alternative Yield Class 10-Sep-2012
90536 Dynamic Alternative Yield Fund 19-Sep-2011
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
89353 Dynamic American Class 22-Mar-2011
8810 Dynamic American Value Fund 23-Nov-1979
24011 Dynamic Asia Pacific Equity Fund 3-May-1994
94981 Dynamic Asset Allocation Private Pool 15-May-2014
5595 Dynamic Blue Chip Balanced Fund 4-Mar-1979
10720 Dynamic Blue Chip Equity Fund 25-Nov-1987
5010 Dynamic Canadian Bond Fund 23-Nov-1979
78692 Dynamic Canadian Dividend Fund 29-May-2006
94982 Dynamic Canadian Equity Private Pool Class 15-May-2014
44301 Dynamic Canadian Value Class 25-Jan-2001
96112 Dynamic Conservative Yield Private Pool 27-Feb-2015
96113 Dynamic Conservative Yield Private Pool Class 26-Feb-2015
92253 Dynamic Corporate Bond Strategies Class 10-Sep-2012
90796 Dynamic Corporate Bond Strategies Fund 31-Oct-2011
103652 Dynamic Credit Absolute Return II Fund 19-Jul-2019
92784 Dynamic Credit Spectrum Fund 27-Dec-2012
68197 Dynamic Diversified Real Asset Fund 1-Apr-2005
90974 Dynamic Dividend Advantage Class 5-Dec-2011
21043 Dynamic Dividend Advantage Fund 26-Apr-1993
8869 Dynamic Dividend Fund 3-Sep-1985
80067 Dynamic Dividend Income Class 27-Dec-2006
51027 Dynamic Dividend Income Fund 13-Dec-2002
34055 Dynamic Dollar-Cost Averaging Fund 12-May-1997
106086 Dynamic Emerging Markets Equity Fund 16-Feb-2021
105518 Dynamic Energy Evolution Fund 15-Oct-2020
67694 Dynamic Energy Income Fund 28-Aug-2003
30673 Dynamic Equity Income Fund 16-Jan-1997
52587 Dynamic European Equity Fund 30-Aug-1989
8476 Dynamic Financial Services Fund 26-Nov-1973
30387 Dynamic Focus+Real Estate Fund 15-Jan-1997
96860 Dynamic Global All-Terrain Fund 3-Sep-2015
90768 Dynamic Global Asset Allocation Class 21-Oct-2011
80988 Dynamic Global Asset Allocation Fund 30-Apr-2007
94212 Dynamic Global Balanced Fund 25-Nov-2013
82320 Dynamic Global Discovery Class 26-Sep-2007
43870 Dynamic Global Discovery Fund 27-Nov-2000
80068 Dynamic Global Dividend Class 27-Dec-2006
78146 Dynamic Global Dividend Value Fund 14-Feb-2006
94213 Dynamic Global Equity Fund 25-Nov-2013
98340 Dynamic Global Equity Income Fund 24-Aug-2016
94983 Dynamic Global Equity Private Pool Class 15-May-2014
96862 Dynamic Global Infrastructure Class 2-Sep-2015
81613 Dynamic Global Infrastructure Fund 7-Jul-2007
98341 Dynamic Global Strategic Yield Fund 24-Aug-2016
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
94984 Dynamic Global Yield Private Pool 15-May-2014
94985 Dynamic Global Yield Private Pool Class 15-May-2014
25379 Dynamic High Yield Bond Fund 20-Dec-1995
106002 Dynamic International Discovery Fund 4-Feb-2021
96114 Dynamic International Dividend Private Pool 26-Feb-2015
21044 Dynamic International Equity Fund 26-Apr-1993
93875 Dynamic Investment Grade Floating Rate Fund 29-Aug-2013
98916 Dynamic iShares Active Global Dividend ETF 17-Jan-2017
104291 Dynamic Liquid Alternatives Private Pool 7-Jan-2020
44368 Dynamic Money Market Class 25-Jan-2001
35177 Dynamic Money Market Fund 6-Apr-1998
96115 Dynamic North American Dividend Private Pool 26-Feb-2015
44351 Dynamic Power American Growth Class 25-Jan-2001
36251 Dynamic Power American Growth Fund 16-Jul-1998
36252 Dynamic Power Balanced Fund 16-Jul-1998
21041 Dynamic Power Canadian Growth Fund 26-Apr-1993
84169 Dynamic Power Global Balanced Class 25-Jun-2008
44358 Dynamic Power Global Growth Class 25-Jan-2001
88874 Dynamic Power Global Growth Fund 17-Dec-2010
84167 Dynamic Power Global Navigator Class 25-Jun-2008
25377 Dynamic Power Small Cap Fund 20-Dec-1995
8039 Dynamic Precious Metals Fund 23-Jan-1984
93137 Dynamic Preferred Yield Class 2-Apr-2013
97352 Dynamic Premium Bond Private Pool 18-Jan-2016
97353 Dynamic Premium Bond Private Pool Class 18-Jan-2016
97457 Dynamic Premium Yield Class 2-Mar-2016
94037 Dynamic Premium Yield Fund 11-Oct-2013
102078 Dynamic Premium Yield PLUS Fund 2-Oct-2018
103072 Dynamic Real Estate & Infrastructure Income II Fund 25-Mar-2019
104707 Dynamic Retirement Income+ Fund 20-Jan-2021
86798 Dynamic Short Term Bond Fund 31-Dec-2009
32077 Dynamic Small Business Fund 4-Jun-1997
81614 Dynamic Strategic Energy Class 11-Jun-2007
86133 Dynamic Strategic Gold Class 16-Jul-2009
90537 Dynamic Strategic Resource Class 14-Nov-2011
85956 Dynamic Strategic Yield Class 3-Jul-2009
85531 Dynamic Strategic Yield Fund 18-Feb-2009
96116 Dynamic Tactical Bond Private Pool 26-Feb-2015
88296 Dynamic Total Return Bond Class 24-Aug-2010
88297 Dynamic Total Return Bond Fund 24-Aug-2010
89352 Dynamic U.S. Balanced Class 22-Mar-2011
93315 Dynamic U.S. Dividend Advantage Fund 3-May-2013
98342 Dynamic U.S. Equity Income Fund 24-Aug-2016
94986 Dynamic U.S. Equity Private Pool Class 15-May-2014
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
93927 Dynamic U.S. Monthly Income Fund 23-Sep-2013
95459 Dynamic U.S. Sector Focus Class 19-Sep-2014
98343 Dynamic U.S. Strategic Yield Fund 24-Aug-2016
80069 Dynamic Value Balanced Class 7-Dec-2006
35176 Dynamic Value Balanced Fund 6-Apr-1998
27652 Dynamic Value Fund of Canada 29-Dec-1995
83256 DynamicEdge Balanced Class Portfolio 30-Jan-2008
83257 DynamicEdge Balanced Growth Class Portfolio 30-Jan-2008
83258 DynamicEdge Balanced Growth Portfolio 30-Jan-2008
72296 DynamicEdge Balanced Income Portfolio 14-Jul-2004
83259 DynamicEdge Balanced Portfolio 30-Jan-2008
91252 DynamicEdge Conservative Class Portfolio 31-Jan-2012
91253 DynamicEdge Defensive Portfolio 31-Jan-2012
83260 DynamicEdge Equity Class Portfolio 30-Jan-2008
83261 DynamicEdge Equity Portfolio 30-Jan-2008
83262 DynamicEdge Growth Class Portfolio 30-Jan-2008
83263 DynamicEdge Growth Portfolio 30-Jan-2008
101677 E Split Corp. 19-Jun-2018
72603 E-L Financial Corporation Limited 31-Aug-2004
105728 E2Gold Inc. 21-Dec-2020
77692 Eagle Credit Card Trust 8-Nov-2005
26339 Eagle Plains Resources Ltd. 7-Jun-1995
45156 EarlyRain Inc. (T) 22-Sep-2000
29478 EarthRenew Inc. 30-Jul-1996
94274 East Africa Metals Inc. 4-Apr-2013
91650 East Coast Investment Grade Income Fund 27-Apr-2012
79535 Eastern Platinum Limited 23-Dec-2010
97856 EastWest Bioscience Inc. 11-Jan-2017
23231 Easy Street Adventures Inc. (CT) 18-Feb-1994 25-Mar-2002
98725 ECN Capital Corp. 3-Oct-2016
90366 EcoSynthetix Inc. 27-Jul-2011
105823 Eden Empire Inc. 14-May-2020
84981 EdgePoint Canadian Growth & Income Portfolio 11-Nov-2008
84982 EdgePoint Canadian Portfolio 11-Nov-2008
84983 EdgePoint Global Growth & Income Portfolio 11-Nov-2008
84984 EdgePoint Global Portfolio 11-Nov-2008
5308 Edinburgh House (CT) 2-Dec-1980 19-Feb-1993
41225 eFunds Bloomberg U.S. Internet Index Fund (CT) 9-Mar-2000 25-Mar-2002
101809 EHP Advantage Alternative Fund 16-Aug-2018
101810 EHP Advantage International Alternative Fund 16-Aug-2018
101813 EHP Foundation International Alternative Fund 16-Aug-2018
101811 EHP Global Arbitrage Alternative Fund 16-Aug-2018
101814 EHP Select Alternative Fund 16-Aug-2018
106682 EHP Strategic Income Alternative Fund 1-Jun-2021
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
30877 Eldorado Gold Corporation 23-Dec-1996
42308 Electrovaya Inc. 3-Nov-2000
92210 Element Fleet Management Corp. 13-Aug-2012
105347 Element Nutritional Sciences Inc. 14-May-2021
106902 Elemental Royalties Corp. 1-Oct-2021
103053 Elementos Limited 3-Jan-2019
105937 Eloro Resources Ltd. 30-Dec-2020
103585 Else Nutrition Holdings Inc. (formerly ASB Capital Inc.) 2-Oct-2020
98928 Emblem Corp. 31-Oct-2017
38212 Emera Incorporated 11-Feb-1999
99307 Emerald Health Therapeutics, Inc. (formerly T-Bird Pharma 26-Jan-2017
Inc.)
103011 Emerge ARK AI & Big Data ETF 19-Jun-2019
103012 Emerge ARK Autonomous Tech & Robotics ETF 19-Jun-2019
103443 Emerge ARK Fintech Innovation ETF 19-Jun-2019
103013 Emerge ARK Genomics & Biotech ETF 19-Jun-2019
103014 Emerge ARK Global Disruptive Innovation ETF 19-Jun-2019
106286 Emerge ARK Space Exploration ETF 22-Mar-2021
82414 Emerging Markets Equity Corporate Class 2-Oct-2007
32249 Emerging Markets Equity Fund 13-Aug-1997
77532 Emerging Markets Equity Pool 3-Nov-2005
6118 Empire Company Limited 15-Apr-1982
90976 Empire Life Dividend Growth Mutual Fund 5-Jan-2012
90977 Empire Life Emblem Aggressive Growth Portfolio 5-Jan-2012
90978 Empire Life Emblem Balanced Portfolio 5-Jan-2012
90979 Empire Life Emblem Conservative Portfolio 5-Jan-2012
94378 Empire Life Emblem Diversified Income Portfolio 17-Jan-2014
90980 Empire Life Emblem Growth Portfolio 5-Jan-2012
90981 Empire Life Emblem Moderate Growth Portfolio 5-Jan-2012
90983 Empire Life Monthly Income Mutual Fund 5-Jan-2012
106045 Empress Royalty Corp. 4-Feb-2021
81271 Enablence Technologies Inc 19-Oct-2007
102825 Enbridge Gas Inc. 1-Jan-2019
21247 Enbridge Inc. 5-Dec-1986
8199 Enbridge Pipelines Inc. 5-Dec-1986
85365 Encanto Potash Corp. 31-Mar-2014
85371 Encasa Canadian Bond Fund 16-Dec-2020
85374 Encasa Canadian Short-Term Bond Fund 16-Dec-2020
85372 Encasa Equity Fund 16-Dec-2020
66984 Endeavour Mining Corporation 14-Sep-2010
86481 Endeavour Silver Corp. 28-Sep-2009
94881 Endo International plc 28-Feb-2014
88520 Enerdynamic Hybrid Technologies Corp. 1-Mar-2011
90407 Enerflex Ltd. 1-Jun-2011
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
5678 Energex Minerals Ltd. (CT) 10-Dec-1979 25-Mar-2002
96661 Energy Credit Opportunities Income Fund 29-May-2015
80331 Energy Fuels Inc. 25-Mar-2011
77460 Energy Income Fund 28-Sep-2005
89186 Enerplus Corporation 1-Jan-2011
105743 Engine Media Holdings, Inc. (formerly Torque Esports Corp.) 25-Mar-2021
101742 Engineer Gold Mines Ltd. 1-Jun-2018
97282 Enhanced Income Portfolio 17-Dec-2015
78499 EnQuest Energy Services Corp. 12-Apr-2006
79014 Enseco Energy Services Corp. 23-Oct-2006
72279 Enterprise Group, Inc. 28-Jun-2004
105309 Enthusiast Gaming Holdings Inc. (formerly J55 Capital Corp.)26-Aug-2020
100971 Entourage Health Corp. 3-Jan-2018
91437 Entrec Corporation 14-Feb-2012
82820 Entree Resources Ltd. 20-Nov-2007
77369 EnviroGold Global Limited 8-Jul-2005
87198 EnWave Corporation 9-Nov-2017
39248 EPCOR Utilities Inc. 22-Jun-1999
101812 EPH Foundation Alternative Fund 16-Aug-2018
93793 Epic Fusion Corp. 1-Jul-2013
87993 Epoch Global Equity Class 23-Jul-2010
23083 Epoch Global Equity Fund 23-Dec-1993
79243 Epoch Global Shareholder Yield Fund 24-Jul-2007
12989 Epoch International Equity Fund 26-Jul-2013
87998 Epoch U.S. Large-Cap Value Class 23-Jul-2010
50959 Epoch U.S. Large-Cap Value Fund 4-Nov-2002
94569 Epoch U.S. Shareholder Yield Fund 28-Feb-2014
91457 Epsilon Energy Ltd. 22-Feb-2012
86040 EQ Inc. 28-May-2009
43807 *Equilar Technologies Corporation (CT) 26-Sep-2000 02-Oct-2003
98745 Equinox Gold Corp. 6-Oct-2016
70402 Equitable Group Inc. 11-Mar-2004
70200 Erdene Resource Development Corporation 5-Mar-2004
100581 Ero Copper Corp. 11-Oct-2017
15745 ERRA Resources 1990 (CT) Exploration and Development 10-Aug-1990 10-Feb-1993
L.P.
106847 ESE Entertainment Inc. 14-Jul-2021
88071 ESG Global Impact Capital Inc. 30-Jul-2010
90673 Esrey Resources Ltd. 8-Sep-2011
87783 Essential Energy Services Ltd. 29-Apr-2010
106335 Ether Capital Corporation (formerly named Movit Media Corp.) 9-Mar-2021
106345 Ether ETF 16-Apr-2021
106283 Eupraxia Pharmaceuticals Inc. 3-Mar-2021
97190 Eureka 93 Inc. 30-Jun-2015
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
25511 Euro Ressources S.A. 28-Feb-1995
79082 Euro Sun Mining Inc. 28-Oct-2010
85266 Eurogas International Inc. 26-Mar-2009
100045 European Residential Real Estate Investment Trust 3-May-2017
90679 Eurotin Inc. 31-Aug-2011
106465 EverGen Infrastructure Corp. 27-Jul-2021
78988 Evertz Technologies Limited 23-Jun-2006
100288 Evolve Active Canadian Preferred Share ETF 15-Aug-2017
101340 Evolve Active Core Fixed Income Fund 23-Mar-2018
102389 Evolve Active Global Fixed Income Fund 1-Nov-2018
100379 Evolve Automobile Innovation Index ETF 9-Aug-2017
105684 Evolve Cloud Computing Index Fund 4-Jan-2021
107133 Evolve Cryptocurrencies ETF 21-Sep-2021
100380 Evolve Cyber Security Index ETF 9-Aug-2017
103897 Evolve Dividend Stability Preferred Share Index ETF 20-Sep-2019
103444 Evolve E-Gaming Index ETF 6-Jun-2019
106388 Evolve FANGMA Index ETF 30-Apr-2021
103219 Evolve Fund Corp. 29-Apr-2019
105255 Evolve Future Leadership Fund 8-Sep-2020
100381 Evolve Global Healthcare Enhanced Yield Fund 9-Aug-2017
103445 Evolve Global Materials & Mining Enhanced Yield Index ETF 6-Jun-2019
101480 Evolve Innovation Index Fund 23-Apr-2018
106553 Evolve S&P 500 CleanBeta Fund 30-Apr-2021
106554 Evolve S&P/TSX 60 CleanBeta Fund 30-Apr-2021
100383 Evolve US Banks Enhanced Yield Fund 9-Aug-2017
27768 Evolved Digital Systems Inc. 1-Feb-1996
97174 exactEarth Ltd. 4-Feb-2016
89299 Exall Energy Corporation 1-Feb-2011
71766 Excellon Resources Inc. 2-Jun-2009
95297 Excelsior Mining Corp. 24-Jun-2014
86377 Exchange Income Corporation 4-Sep-2009
9765 Exco Technologies Limited 6-Oct-1986
96166 Exemplar Growth and Income Fund 20-Mar-2015
94507 Exemplar Performance Fund 11-Mar-2014
42176 EXFO INC. 29-Jun-2000
96908 Exro Technologies Inc 11-Apr-2014
92151 Extendicare Inc. 1-Jul-2012
96224 Fabled Silver Gold Corp. 1-Apr-2015
82426 Faircourt Gold Income Corp. 30-Oct-2007
78239 Faircourt Split Trust 28-Feb-2006
7546 Fairfax Financial Holdings Limited 3-Jul-1986
95909 Fairfax India Holdings Corporation 23-Jan-2015
78092 FairWest Energy Corporation 23-May-2007
98844 Falco Resources Ltd. (formerly Falco Pacific Resource Group 15-Nov-2016
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
Inc.)
78326 Falcon Oil & Gas Ltd. 6-Mar-2006
42993 Family Single Student Education Savings Plan 23-Aug-2000
106949 FansUnite Entertainment Inc. (formerly, HIC Horizon 9-Jul-2021
Investments Capital Ltd.)
9462 Fantom Technologies Inc. (T) 14-May-1986
106263 Farmers Edge Inc. 24-Feb-2021
40500 *FarmGro Organic Foods Inc. (CT) 28-Jan-2000 09-Jan-2004
103870 FAX Capital Corp. 18-Oct-2019
96871 Federated Hermes Strategic Value U.S. Equity Dividend Fund 9-Dec-2015
66310 Fédération des caisses Desjardins du Québec 1-Jan-2017
45648 Fennec Pharmaceuticals Inc. 28-May-2001
81153 Feronia Inc. 5-Aug-2008
103286 Fidelity - IG Canadian Equity Pool 12-Jul-2019
96268 Fidelity 20/80 Fund 21-Apr-2015
105798 Fidelity All-in-One Balanced ETF 14-Jan-2021
105799 Fidelity All-in-One Balanced ETF Fund 14-Jan-2021
105800 Fidelity All-in-One Growth ETF 14-Jan-2021
105801 Fidelity All-in-One Growth ETF Fund 14-Jan-2021
97499 Fidelity American Balanced Currency Neutral Fund 26-Apr-2016
97307 Fidelity American Balanced Fund 30-Oct-2015
49399 Fidelity American Disciplined Equity Class 17-Jun-2002
86341 Fidelity American Disciplined Equity Currency Neutral Class 25-Sep-2009
86547 Fidelity American Disciplined Equity Currency Neutral Fund 25-Sep-2009
49405 Fidelity American Disciplined Equity Fund 17-Jun-2002
94367 Fidelity American Equity Class 23-Dec-2013
94934 Fidelity American Equity Currency Neutral Class 16-May-2014
50491 Fidelity American Equity Fund 9-Oct-2002
103255 Fidelity American Equity Systematic Currency Hedged Fund 22-May-2019
79669 Fidelity American High Yield Currency Hedged Fund 19-Oct-2006
100477 Fidelity American High Yield Currency Neutral Investment 5-Oct-2017
Trust
23435 Fidelity American High Yield Fund 14-Feb-1994
100478 Fidelity American High Yield Investment Trust 5-Oct-2017
80642 Fidelity AsiaStar Class 16-Mar-2007
78537 Fidelity AsiaStar Fund 25-Apr-2006
90902 Fidelity Asset Allocation Currency Neutral Private Pool 2-Dec-2011
90903 Fidelity Asset Allocation Private Pool 2-Dec-2011
106447 Fidelity Asset Allocation Private Pool Trust 3-May-2021
80651 Fidelity Balanced Class Portfolio 16-Mar-2007
86342 Fidelity Balanced Currency Neutral Private Pool 25-Sep-2009
86343 Fidelity Balanced Income Currency Neutral Private Pool 25-Sep-2009
84865 Fidelity Balanced Income Private Pool 5-Nov-2008
106448 Fidelity Balanced Income Private Pool Trust 3-May-2021
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
98692 Fidelity Balanced Managed Risk Portfolio 2-Nov-2016
80486 Fidelity Balanced Portfolio 16-Mar-2007
84866 Fidelity Balanced Private Pool 5-Nov-2008
106449 Fidelity Balanced Private Pool Trust 3-May-2021
42504 Fidelity Canadian Aggressive Fund 18-Jul-2000
80643 Fidelity Canadian Asset Allocation Class 16-Mar-2007
25633 Fidelity Canadian Asset Allocation Fund 20-Dec-1994
46811 Fidelity Canadian Balanced Class 6-Sep-2001
36889 Fidelity Canadian Balanced Fund 21-Sep-1998
13002 Fidelity Canadian Bond Fund 9-Feb-1988
105375 Fidelity Canadian Core Equity Fund 8-Oct-2020
46797 Fidelity Canadian Disciplined Equity Class 6-Sep-2001
36887 Fidelity Canadian Disciplined Equity Fund 21-Sep-1998
84867 Fidelity Canadian Equity Multi-Asset Base Fund 5-Nov-2008
84868 Fidelity Canadian Equity Private Pool 5-Nov-2008
94960 Fidelity Canadian Focused Equity Multi-Asset Base Fund 16-May-2014
103940 Fidelity Canadian Fundamental Equity Multi-Asset Base Fund 8-Nov-2019
104828 Fidelity Canadian Government Long Bond Index Multi-Asset 28-May-2020
Base Fund
46796 Fidelity Canadian Growth Company Class 6-Sep-2001
24326 Fidelity Canadian Growth Company Fund 6-Jul-1994
101986 Fidelity Canadian High Dividend Index ETF 4-Sep-2018
101987 Fidelity Canadian High Dividend Index ETF Fund 4-Sep-2018
102553 Fidelity Canadian High Quality Index ETF 8-Jan-2019
102555 Fidelity Canadian High Quality Index ETF Fund 8-Jan-2019
90552 Fidelity Canadian Large Cap Class 11-Sep-2011
13001 Fidelity Canadian Large Cap Fund 9-Feb-1988
102556 Fidelity Canadian Low Volatility Index ETF 8-Jan-2019
102557 Fidelity Canadian Low Volatility Index ETF Fund 8-Jan-2019
104808 Fidelity Canadian Momentum Index ETF 28-May-2020
17225 Fidelity Canadian Money Market Fund 25-Jan-1991
101609 Fidelity Canadian Money Market Investment Trust 1-Jun-2018
104199 Fidelity Canadian Monthly High Income ETF 8-Jan-2020
104200 Fidelity Canadian Monthly High Income ETF Fund 8-Jan-2020
72673 Fidelity Canadian Opportunities Class 20-Oct-2004
99866 Fidelity Canadian Real Return Bond Index Multi-Asset Base 1-Jun-2017
Fund
25833 Fidelity Canadian Short Term Bond Fund 18-Jan-1995
103714 Fidelity Canadian Short Term Corporate Bond ETF 29-Aug-2019
103715 Fidelity Canadian Short Term Corporate Bond ETF Fund 29-Aug-2019
98860 Fidelity Canadian Short Term Fixed Income Multi-Asset Base 4-Jan-2017
Fund
46812 Fidelity Canadian Short Term Income Class 6-Sep-2001
104809 Fidelity Canadian Value Index ETF 28-May-2020
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
102550 Fidelity CanAm Opportunities Class 8-Jan-2019
102551 Fidelity CanAm Opportunities Currency Neutral Class 8-Jan-2019
80644 Fidelity China Class 16-Mar-2007
78441 Fidelity China Fund 31-Mar-2006
77453 Fidelity ClearPath 2005 Portfolio 19-Oct-2005
77347 Fidelity ClearPath 2010 Portfolio 19-Oct-2005
77348 Fidelity ClearPath 2015 Portfolio 19-Oct-2005
77349 Fidelity ClearPath 2020 Portfolio 19-Oct-2005
77350 Fidelity ClearPath 2025 Portfolio 19-Oct-2005
77351 Fidelity ClearPath 2030 Portfolio 19-Oct-2005
77352 Fidelity ClearPath 2035 Portfolio 19-Oct-2005
77353 Fidelity ClearPath 2040 Portfolio 19-Oct-2005
77354 Fidelity ClearPath 2045 Portfolio 19-Oct-2005
94935 Fidelity ClearPath 2050 Portfolio 16-May-2014
94936 Fidelity ClearPath 2055 Portfolio 16-May-2014
77355 Fidelity ClearPath Income Portfolio 19-Oct-2005
101346 Fidelity ClearPath® 2060 Portfolio 4-Apr-2018
106450 Fidelity Climate Leadership Balanced Fund 3-May-2021
106451 Fidelity Climate Leadership Bond Fund 3-May-2021
106452 Fidelity Climate Leadership Fund 3-May-2021
84869 Fidelity Concentrated Canadian Equity Multi-Asset Base Fund 5-Nov-2008
84870 Fidelity Concentrated Canadian Equity Private Pool 5-Nov-2008
91634 Fidelity Concentrated Value Investment Trust 1-May-2012
91635 Fidelity Concentrated Value Private Pool 1-May-2012
95738 Fidelity Conservative Income Private Pool 14-Nov-2014
98693 Fidelity Conservative Managed Risk Portfolio 2-Nov-2016
90897 Fidelity Convertible Securities Multi-Asset Base Fund 2-Dec-2011
88254 Fidelity Corporate Bond Class 17-Sep-2010
88255 Fidelity Corporate Bond Fund 17-Sep-2010
107072 Fidelity Disruptive Automation Class 15-Sep-2021
107073 Fidelity Disruptive Automation Investment Trust 15-Sep-2021
107075 Fidelity Disruptors Class 15-Sep-2021
80645 Fidelity Dividend Class 16-Mar-2007
75396 Fidelity Dividend Fund 10-May-2005
97014 Fidelity Dividend Multi-Asset Base Fund 16-Oct-2015
92814 Fidelity Dividend Plus Class 23-Jan-2013
75397 Fidelity Dividend Plus Fund 10-May-2005
83475 Fidelity Emerging Markets Class 18-Mar-2008
90898 Fidelity Emerging Markets Debt Multi-Asset Base Fund 2-Dec-2011
90899 Fidelity Emerging Markets Equity Multi-Asset Base Fund 2-Dec-2011
25383 Fidelity Emerging Markets Fund 1-Nov-1994
100479 Fidelity Emerging Markets Investment Trust 5-Oct-2017
101347 Fidelity Emerging Markets Local Currency Debit Multi-Asset 4-Apr-2018
Base Fund
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
46802 Fidelity Europe Class 6-Sep-2001
19416 Fidelity Europe Fund 1-Jun-1992
46803 Fidelity Far East Class 6-Sep-2001
18142 Fidelity Far East Fund 25-Sep-1991
94937 Fidelity Floating Rate High Income Currency Neutral Fund 16-May-2014
103941 Fidelity Floating Rate High Income Currency Neutral 11-Oct-2019
Multi-Asset Base Fund
93972 Fidelity Floating Rate High Income Fund 1-Oct-2013
90900 Fidelity Floating Rate High Income Multi-Asset Base Fund 2-Dec-2011
32091 Fidelity Focus Consumer Industries Fund 29-May-1997
32092 Fidelity Focus Financial Services Fund 29-May-1997
32093 Fidelity Focus Health Care Fund 29-May-1997
32094 Fidelity Focus Natural Resources Fund 29-May-1997
42507 Fidelity Focus Telecommunications Fund 30-Jun-2000
101345 Fidelity Founders Class 4-Apr-2018
101344 Fidelity Founders Currency Neutral Class 4-Apr-2018
101343 Fidelity Founders Investment Trust 4-Apr-2018
100599 Fidelity Global Asset Allocation Currency Neutral Private Pool 17-Oct-2017
20393 Fidelity Global Asset Allocation Fund 20-Jan-1993
100600 Fidelity Global Asset Allocation Private Pool 17-Oct-2017
80652 Fidelity Global Balanced Class Portfolio 16-Mar-2007
80487 Fidelity Global Balanced Portfolio 16-Mar-2007
80658 Fidelity Global Bond Currency Neutral Fund 16-Mar-2007
100480 Fidelity Global Bond Currency Neutral Multi-Asset Base Fund 5-Oct-2017
79671 Fidelity Global Bond Fund 16-Mar-2007
100481 Fidelity Global Bond Multi-Asset Base Fund 5-Oct-2017
46804 Fidelity Global Class 6-Sep-2001
94368 Fidelity Global Concentrated Equity Class 23-Dec-2013
100601 Fidelity Global Concentrated Equity Currency Neutral Fund 17-Oct-2017
47623 Fidelity Global Concentrated Equity Fund 20-Nov-2001
47341 Fidelity Global Consumer Industries Class 6-Sep-2001
103720 Fidelity Global Core Plus Bond ETF 29-Aug-2019
103721 Fidelity Global Core Plus Bond ETF Fund 29-Aug-2019
103942 Fidelity Global Credit Ex-U.S. Currency Neutral Multi-Asset 11-Oct-2019
Base Fund
100482 Fidelity Global Credit Ex-U.S. Investment Trust 5-Oct-2017
49400 Fidelity Global Disciplined Equity Class 17-Jun-2002
86344 Fidelity Global Disciplined Equity Currency Neutral Class 25-Sep-2009
49839 Fidelity Global Disciplined Equity Fund 17-Jun-2002
80646 Fidelity Global Dividend Class 16-Mar-2007
80482 Fidelity Global Dividend Fund 16-Mar-2007
92815 Fidelity Global Dividend Investment Trust 23-Jan-2013
86345 Fidelity Global Equity Currency Neutral Private Pool 25-Sep-2009
84872 Fidelity Global Equity Investment Trust 5-Nov-2008
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
84873 Fidelity Global Equity Private Pool 5-Nov-2008
46806 Fidelity Global Financial Services Class 6-Sep-2001
101610 Fidelity Global Growth and Value Class 1-Jun-2018
101611 Fidelity Global Growth and Value Currency Neutral Class 1-Jun-2018
101612 Fidelity Global Growth and Value Investment Trust 1-Jun-2018
80654 Fidelity Global Growth Class Portfolio 16-Mar-2007
80489 Fidelity Global Growth Portfolio 16-Mar-2007
46807 Fidelity Global Health Care Class 6-Sep-2001
93914 Fidelity Global High Yield Multi-Asset Base Fund 1-Oct-2013
80650 Fidelity Global Income Class Portfolio 16-Mar-2007
80485 Fidelity Global Income Portfolio 30-Jun-2007
100595 Fidelity Global Innovators Class 17-Oct-2017
100596 Fidelity Global Innovators Currency Neutral Class 17-Oct-2017
100597 Fidelity Global Innovators Investment Trust 17-Oct-2017
96271 Fidelity Global Intrinsic Value Class 21-Apr-2015
97015 Fidelity Global Intrinsic Value Currency Neutral Class 16-Oct-2015
106453 Fidelity Global Intrinsic Value Fund 3-May-2021
104810 Fidelity Global Investment Grade Bond ETF 28-May-2020
104829 Fidelity Global Investment Grade Bond ETF Fund 28-May-2020
89507 Fidelity Global Large Cap Currency Neutral Class 30-Mar-2011
89508 Fidelity Global Large Cap Equity Class 30-Mar-2011
89509 Fidelity Global Large Cap Fund 30-Mar-2011
104201 Fidelity Global Monthly High Income ETF 8-Jan-2020
104202 Fidelity Global Monthly High Income ETF Fund 8-Jan-2020
97500 Fidelity Global Monthly Income Currency Neutral Fund 26-Apr-2016
80483 Fidelity Global Monthly Income Fund 16-Mar-2007
46808 Fidelity Global Natural Resources Class 6-Sep-2001
80647 Fidelity Global Real Estate Class 16-Mar-2007
78442 Fidelity Global Real Estate Fund 19-Oct-2006
100483 Fidelity Global Real Estate Multi-Asset Base Fund 5-Oct-2017
89511 Fidelity Global Small Cap Fund 30-Mar-2011
96272 Fidelity Global Small/Mid Cap Equity Investment Trust 21-Apr-2015
105408 Fidelity Global Value Long/Short Fund (formerly, Fidelity 9-Oct-2020
Concentrated Value Plus Fund)
83018 Fidelity Greater Canada Class 3-Jan-2008
83004 Fidelity Greater Canada Fund 3-Jan-2008
80653 Fidelity Growth Class Portfolio 30-Nov-2007
80488 Fidelity Growth Portfolio 16-Mar-2007
90901 Fidelity High Income Commercial Real Estate Multi-Asset 2-Dec-2011
Base Fund
75398 Fidelity Income Allocation Fund 10-May-2005
80649 Fidelity Income Class Portfolio 16-Mar-2007
80484 Fidelity Income Portfolio 16-Mar-2007
107076 Fidelity Inflation-Focused Fund 15-Sep-2021
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
98861 Fidelity Insights Class 4-Jan-2017
98862 Fidelity Insights Currency Neutral Class 4-Jan-2017
98863 Fidelity Insights Investment Trust 4-Jan-2017
103256 Fidelity Insights Systematic Currency Hedged Fund 22-May-2019
100602 Fidelity International Concentrated Equity Currency Neutral 17-Oct-2017
Fund
78444 Fidelity International Concentrated Equity Fund 25-Apr-2006
80648 Fidelity International Disciplined Equity Class 16-Mar-2007
86346 Fidelity International Disciplined Equity Currency Neutral 25-Sep-2009
Class
78443 Fidelity International Disciplined Equity Fund 25-Apr-2006
100484 Fidelity International Disciplined Equity Investment Trust 5-Oct-2017
86347 Fidelity International Equity Currency Neutral Private Pool 25-Sep-2009
84874 Fidelity International Equity Investment Trust 5-Nov-2008
103257 Fidelity International Equity Multi-Asset Base Fund 22-May-2019
84875 Fidelity International Equity Private Pool 5-Nov-2008
38716 Fidelity International Growth Fund 18-May-1999
93915 Fidelity International Growth Multi-Asset Base Fund 1-Oct-2013
101988 Fidelity International High Dividend Index ETF 4-Sep-2018
101989 Fidelity International High Dividend Index ETF Fund 4-Sep-2018
102558 Fidelity International High Quality Index ETF 8-Jan-2019
102559 Fidelity International High Quality Index ETF Fund 8-Jan-2019
102560 Fidelity International Low Volatility Index ETF 8-Jan-2019
102561 Fidelity International Low Volatility Index ETF Fund 8-Jan-2019
104811 Fidelity International Momentum Index ETF 28-May-2020
10796 Fidelity International Portfolio Fund 9-Feb-1988
104812 Fidelity International Value Index ETF 28-May-2020
100870 Fidelity Investment Grade Total Bond Currency Neutral Fund 9-Jan-2018
100871 Fidelity Investment Grade Total Bond Fund 9-Jan-2018
46805 Fidelity Japan Class 6-Sep-2001
21430 Fidelity Japan Fund 6-Jul-1993
104813 Fidelity Long-Term Leaders Currency Neutral Fund 22-Sep-2020
104835 Fidelity Long-Term Leaders Fund 22-Sep-2020
105409 Fidelity Long/Short Alternative Fund (formerly, Fidelity North 9-Oct-2020
American Directional Long Short Fund)
105410 Fidelity Market Neutral Alternative Fund (formerly, Fidelity 9-Oct-2020
North American Market Neutral Fund)
90553 Fidelity Monthly Income Class 3-Apr-2018
67724 Fidelity Monthly Income Fund 17-Oct-2003
105802 Fidelity Multi-Asset Innovation Fund 14-Jan-2021
99867 Fidelity Multi-Sector Bond Currency Neutral Fund 1-May-2017
99868 Fidelity Multi-Sector Bond Fund 1-May-2017
105803 Fidelity Multi-Sector Bond Hedged Multi-Asset Base Fund 31-Mar-2021
93916 Fidelity North American Dividend Private Pool 1-Oct-2013
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
97022 Fidelity North American Equity Class 16-Oct-2015
97016 Fidelity North American Equity Investment Trust 16-Oct-2015
94938 Fidelity NorthStar Balanced Currency Neutral Fund 16-May-2014
94939 Fidelity NorthStar Balanced Fund 16-May-2014
50511 Fidelity NorthStar Class 9-Oct-2002
89512 Fidelity NorthStar Currency Neutral Class 30-Mar-2011
50490 Fidelity NorthStar Fund 30-Jun-2007
94369 Fidelity Overseas Class 23-Dec-2013
84871 Fidelity Premium Fixed Income Private Pool 5-Nov-2008
88256 Fidelity Premium Fixed Income Private Pool Class 17-Sep-2010
84876 Fidelity Premium Money Market Private Pool 5-Nov-2008
91636 Fidelity Premium Tactical Fixed Income Capital Yield Private 1-May-2012
Pool
46801 Fidelity Small Cap America Class 6-Sep-2001
94940 Fidelity Small Cap America Currency Neutral Class 16-May-2014
23815 Fidelity Small Cap America Fund 29-Mar-1994
103258 Fidelity Small Cap America Systematic Currency Hedged 22-May-2019
Fund
83476 Fidelity Special Situations Class 18-Mar-2008
80663 Fidelity Special Situations Fund 16-Mar-2007
97501 Fidelity Strategic Income Currency Neutral Fund 26-Apr-2016
103250 Fidelity Sustainable World ETF 22-May-2019
103259 Fidelity Sustainable World ETF Fund 22-May-2019
103722 Fidelity Systematic Canadian Bond Index ETF 29-Aug-2019
103723 Fidelity Systematic Canadian Bond Index ETF Fund 29-Aug-2019
103717 Fidelity Systematic U.S. High Yield Bond Currency Neutral 29-Aug-2019
EFT Fund
103716 Fidelity Systematic U.S. High Yield Bond Currency Neutral 29-Aug-2019
ETF
103718 Fidelity Systematic U.S. High Yield Bond ETF 29-Aug-2019
103719 Fidelity Systematic U.S. High Yield Bond ETF Fund 29-Aug-2019
91639 Fidelity Tactical Fixed Income Fund 1-May-2012
101990 Fidelity Tactical Global Dividend ETF Fund 4-Sep-2018
94941 Fidelity Tactical High Income Currency Neutral Fund 16-May-2014
94942 Fidelity Tactical High Income Fund 16-May-2014
89506 Fidelity Tactical Strategies Fund 30-Mar-2011
46809 Fidelity Technology Innovators Class 6-Sep-2001
32095 Fidelity Technology Innovators Fund 29-May-1997
46798 Fidelity True North Class 6-Sep-2001
29138 Fidelity True North Fund 21-Aug-1996
92817 Fidelity U.S. All Cap Class 30-Nov-2013
94943 Fidelity U.S. All Cap Currency Neutral Class 16-May-2014
92818 Fidelity U.S. All Cap Fund 23-Jan-2013
93917 Fidelity U.S. Balanced Private Pool 1-Oct-2013
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
95739 Fidelity U.S. Bond Multi-Asset Base Fund 14-Nov-2014
105376 Fidelity U.S. Core Equity Fund 8-Oct-2020
92420 Fidelity U.S. Dividend Currency Neutral Fund 29-Oct-2012
101991 Fidelity U.S. Dividend for Rising Rates Currency Neutral 4-Sep-2018
Index ETF
101992 Fidelity U.S. Dividend for Rising Rates Currency Neutral 4-Sep-2018
Index ETF Fund
101993 Fidelity U.S. Dividend for Rising Rates Index ETF 4-Sep-2018
101994 Fidelity U.S. Dividend for Rising Rates Index ETF Fund 4-Sep-2018
92421 Fidelity U.S. Dividend Fund 29-Oct-2012
92422 Fidelity U.S. Dividend Investment Trust 29-Oct-2012
92816 Fidelity U.S. Dividend Registered Fund 23-Jan-2013
103260 Fidelity U.S. Dividend Systematic Currency Hedged Fund 22-May-2019
86348 Fidelity U.S. Equity Currency Neutral Private Pool 25-Sep-2009
84877 Fidelity U.S. Equity Investment Trust 5-Nov-2008
84878 Fidelity U.S. Equity Private Pool 5-Nov-2008
46800 Fidelity U.S. Focused Stock Class 6-Sep-2001
94944 Fidelity U.S. Focused Stock Currency Neutral Class 16-May-2014
16626 Fidelity U.S. Focused Stock Fund 21-Sep-1990
104203 Fidelity U.S. Growth Opportunities Class 8-Jan-2020
104204 Fidelity U.S. Growth Opportunities Investment Trust 8-Jan-2020
104205 Fidelity U.S. Growth Opportunities Systematic Currency 8-Jan-2020
Hedged Class
101995 Fidelity U.S. High Dividend Currency Neutral Index ETF 4-Sep-2018
101996 Fidelity U.S. High Dividend Currency Neutral Index ETF Fund 4-Sep-2018
101997 Fidelity U.S. High Dividend Index ETF 4-Sep-2018
101998 Fidelity U.S. High Dividend Index ETF Fund 4-Sep-2018
102562 Fidelity U.S. High Quality Currency Neutral Index ETF 8-Jan-2019
102566 Fidelity U.S. High Quality Currency Neutral Index ETF Fund 8-Jan-2019
102563 Fidelity U.S. High Quality Index ETF 8-Jan-2019
102564 Fidelity U.S. High Quality Index ETF Fund 8-Jan-2019
102567 Fidelity U.S. Low Volatility Currency Neutral Index ETF 8-Jan-2019
102568 Fidelity U.S. Low Volatility Currency Neutral Index ETF Fund 8-Jan-2019
102565 Fidelity U.S. Low Volatility Index ETF 8-Jan-2019
104830 Fidelity U.S. Momentum Currency Neutral Index ETF 28-May-2020
104831 Fidelity U.S. Momentum Index ETF 28-May-2020
24330 Fidelity U.S. Money Market Fund 25-Jan-1996
100485 Fidelity U.S. Money Market Investment Trust 5-Oct-2017
94946 Fidelity U.S. Monthly Income Currency Neutral Fund 16-May-2014
92424 Fidelity U.S. Monthly Income Fund 29-Oct-2012
90904 Fidelity U.S. Small/Mid Cap Equity Multi-Asset Base Fund 2-Dec-2011
104834 Fidelity U.S. Value Currency Neutral Index ETF 28-May-2020
104832 Fidelity U.S. Value Index ETF 28-May-2020
103261 Fidelity Women's Leadership Fund 22-May-2019
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
103262 Fidelity Women's Leadership Systematic Currency Hedged 22-May-2019
Fund
50393 Field Trip Health Ltd. 29-Dec-2020
9606 Fiera Capital Corporation 15-Dec-2017
103263 Fildelity U.S. Focused Stock Systematic Currency Hedged 22-May-2019
Fund
5241 Filmplan International Inc. (CT) 24-Oct-1980 19-Feb-1993
101256 Filo Mining Corp. 22-Feb-2018
8378 Final Assignment (CT) 19-Nov-1979 17-Feb-1993
68214 Financial 15 Split Corp. 30-Oct-2003
5784 Finning International Inc. 4-Jun-1981
95874 Fiore Cannabis Ltd. 14-Feb-2014
7557 Firan Technology Group Corporation 20-Jun-1983
103209 Fire & Flower Holdings Corp. (formerly Cinaport Acquisition 4-Nov-2019
Corp. II)
102375 FireFox Gold Corp. 7-Dec-2018
104627 Firm Capital Apartment Real Estate Investment Trust 10-Mar-2020
89261 Firm Capital Mortgage Investment Corporation 1-Jan-2011
93265 Firm Capital Property Trust 29-Nov-2012
104609 First Capital Real Estate Investment Trust 22-May-2020
99816 First Cobalt Corp. 27-Nov-2020
106484 First Helium Inc. 28-Jun-2021
72149 First Majestic Silver Corp. 25-Jul-2007
97344 First Mining Gold Corp. 13-Nov-2015
89190 First National Financial Corporation 1-Jan-2011
72178 First Nickel Inc. 23-Jun-2004
30734 First Premium U.S. Income Trust 24-Jan-1997
31020 First Quantum Minerals Ltd. 30-Mar-2009
94306 First Trust AlphaDEX European Dividend Index ETF 29-Jan-2014
(CAD-Hedged)
95591 First Trust AlphaDEX U.S. Health Care Sector Index ETF 20-Oct-2014
95592 First Trust AlphaDEX U.S. Industrials Sector Index ETF 20-Oct-2014
95594 First Trust AlphaDEX U.S. Technology Sector Index ETF 20-Oct-2014
93258 First Trust AlphaDEX™ Emerging Market Dividend ETF 3-May-2013
(CAD-Hedged)
47622 First Trust Canadian Capital Strength ETF 16-Nov-2001
103465 First Trust Cboe Vest U.S. Equity Buffer ETF - August 15-Aug-2019
104431 First Trust Cboe Vest U.S. Equity Buffer ETF - February 14-Feb-2020
104833 First Trust Cboe Vest U.S. Equity Buffer ETF - May 8-May-2020
104042 First Trust Cboe Vest U.S. Equity Buffer ETF - November 9-Jan-2020
103466 First Trust Cboe Vest U.S. Equity Deep Buffer ETF - August 15-Aug-2019
104432 First Trust Cboe Vest U.S. Equity Deep Buffer ETF - February13-Feb-2020
104824 First Trust Cboe Vest U.S. Equity Deep Buffer ETF - May 8-May-2020
104043 First Trust Cboe Vest U.S. Equity Deep Buffer ETF - 7-Jan-2020
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
November
95595 First Trust Cloud Computing ETF 20-Oct-2014
95588 First Trust Dow Jones Internet ETF 20-Oct-2014
95229 First Trust Global Risk Managed Income Index ETF 16-Jul-2014
101197 First Trust Indxx Innovative Transaction and Process ETF 19-Mar-2018
95589 First Trust Indxx NextG ETF 20-Oct-2014
101376 First Trust International Capital Strength ETF 7-May-2018
105649 First Trust JFL Fixed Income Core Plus ETF 26-Jan-2021
105650 First Trust JFL Global Equity ETF 26-Jan-2021
98403 First Trust Morningstar Dividend Leaders ETF (CAD-Hedged) 20-Sep-2016
95590 First Trust Nasdaq Clean Edge Green Energy ETF 20-Oct-2014
95587 First Trust Nasdaq Cybersecurity ETF 20-Oct-2014
95593 First Trust NYSE Arca Biotechnology ETF 20-Oct-2014
93261 First Trust Senior Loan ETF (CAD-Hedged) 3-May-2013
97150 First Trust Tactical Bond Index ETF 12-Jun-2015
93260 First Trust Value Line® Dividend Index ETF (CAD-Hedged) 3-May-2013
96599 FIRSTSERVICE CORPORATION 1-Jun-2015
5336 Fisher Oil & Gas Corporation (CT) 16-Feb-1981 12-Feb-1986
94297 Fission Uranium Corp. 25-Apr-2014
105437 Flagship Communities Real Estate Investment Trust 28-Sep-2020
73013 Flaherty & Crumrine Investment Grade Fixed Income Fund 26-Nov-2004
90558 Flex First Plan 21-Dec-2011
86367 Flow Capital Corp. 19-Jul-2011
103075 Flower One Holdings Inc. 22-Mar-2019
75225 FMF Capital Group Ltd. 16-Mar-2005
104124 FOBI AI Inc.
5892 Fontana Place L.P. (CT) 3-Nov-1981 19-Feb-1993
81637 Foraco International S.A. 18-Jun-2007
83825 Forbes Energy Services Ltd. 22-May-2008
85581 Ford Auto Securitization Trust 9-Feb-2009
9113 Ford Credit Canada Company 12-Sep-1986
68132 Forest Gate Energy Inc. 21-Oct-2003
102996 Forge First Conservative Alternative Fund 24-Apr-2019
102997 Forge First Long Short Alternative Fund 24-Apr-2019
81015 Fortaleza Energy Inc. 27-Feb-2007
97620 Fortified Trust 1-Feb-2016
10818 Fortis Inc. 14-Nov-1987
72819 FortisAlberta Inc. 18-Oct-2004
6419 FortisBC Energy Inc. 22-Oct-1986
73219 FortisBC Inc. 23-Nov-2004
81042 Fortress Global Enterprises Inc. 20-Jun-2007
99354 Fortuna Silver Mines Inc. 3-Feb-2017
98324 Fortune Bay Corp. 27-Jun-2016
81807 Fortune Minerals Limited 19-Jul-2007
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
93246 Forza Petroleum Limited 8-May-2013
104587 Foundation Wealth Diversifier Pool 11-Mar-2020
104585 Foundation Wealth Equity Pool 11-Mar-2020
104586 Foundation Wealth Income Pool 11-Mar-2020
21145 Fourseas Asialink Corporation (CT) 28-Apr-1993 19-Feb-2002
89277 FP Newspapers Inc. 31-Dec-2010
22486 Fracmaster Ltd. (CT) 1-Oct-1993 21-Feb-2002
32024 France Telecom 20-Oct-1997
80163 Franchise Services of North America Inc. 19-Dec-2006
82676 Franco-Nevada Corporation 30-Nov-2007
72579 Franklin ActiveQuant Canadian Fund 9-Sep-2004
83376 Franklin ActiveQuant U.S. Fund 29-Feb-2008
99915 Franklin Bissett Canada Plus Equity Fund 8-Jun-2017
33271 Franklin Bissett Canadian Balanced Fund 3-Nov-1997
100638 Franklin Bissett Canadian Bond Fund 4-Jan-2018
69381 Franklin Bissett Canadian Dividend Fund 16-Dec-2003
33263 Franklin Bissett Canadian Equity Fund 3-Nov-1997
98700 Franklin Bissett Canadian Government Bond Fund 10-Nov-2016
33262 Franklin Bissett Core Plus Bond Fund 3-Nov-1997
80037 Franklin Bissett Corporate Bond Fund 13-Dec-2006
33264 Franklin Bissett Dividend Income Fund 3-Nov-1997
33269 Franklin Bissett Money Market Fund 1-Jan-1987
97018 Franklin Bissett Monthly Income and Growth Fund 29-May-2015
69382 Franklin Bissett Short Duration Bond Fund 16-Dec-2003
33272 Franklin Bissett Small Cap Fund 3-Nov-1997
51412 Franklin Brandywine Global Income Optimiser Fund 10-Feb-2003
106687 Franklin Brandywine Global Sustainable Income Optimiser 7-Jun-2021
Active ETF
104841 Franklin Canadian Core Equity Fund 30-Jun-2020
11367 Franklin ClearBridge International Growth Fund 6-Jan-1989
106688 Franklin ClearBridge Sustainable Global Infrastructure 7-Jun-2021
Income Active ETF
106689 Franklin ClearBridge Sustainable Global Infrastructure 14-Jun-2021
Income Fund
106690 Franklin ClearBridge Sustainable International Growth Active 7-Jun-2021
ETF
106691 Franklin ClearBridge U.S. Sustainability Leaders Fund 14-Jun-2021
102830 Franklin Conservative Income ETF Portfolio 15-Feb-2019
102829 Franklin Core ETF Portfolio 15-Feb-2019
104843 Franklin Emerging Markets Core Equity Fund 30-Jun-2020
102680 Franklin FTSE Canada All Cap Index ETF 4-Feb-2019
102681 Franklin FTSE Europe ex U.K. Index ETF 4-Feb-2019
102682 Franklin FTSE Japan Index ETF 4-Feb-2019
102683 Franklin FTSE U.S. Index ETF 4-Feb-2019
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
104777 Franklin Global Aggregate Bond Fund 28-Apr-2020
105293 Franklin Global Growth Active ETF 17-Sep-2020
83382 Franklin Global Growth Fund 29-Feb-2008
102831 Franklin Growth ETF Portfolio 15-Feb-2019
51411 Franklin High Income Fund 10-Feb-2003
105781 Franklin Innovation Active ETF 15-Jan-2021
105780 Franklin Innovation Fund 26-Jan-2021
104842 Franklin International Core Equity Fund 30-Jun-2020
99628 Franklin Liberty Canadian Investment Grade Corporate ETF 21-Apr-2017
100706 Franklin Liberty Core Balanced ETF 10-Jan-2018
104399 Franklin Liberty Core Plus Bond ETF 21-Jun-2019
101198 Franklin Liberty Global Aggregate Bond ETF (CAD Hedged) 9-Apr-2018
99629 Franklin Liberty Risk Managed Canadian Equity ETF 21-Apr-2017
103325 Franklin Liberty Short Duration Bond ETF 13-Jun-2019
101200 Franklin Liberty U.S. Investment Grade Corporate ETF (CAD 9-Apr-2018
Hedged)
100497 Franklin LibertyQT Emerging Markets Index ETF 10-Nov-2017
100498 Franklin LibertyQT Global Dividend Index ETF 10-Nov-2017
99631 Franklin LibertyQT International Equity Index ETF 21-Apr-2017
99632 Franklin LibertyQT U.S. Equity Index ETF 21-Apr-2017
28585 Franklin Martin Currie Global Equity Fund 10-Feb-2003
106692 Franklin Martin Currie Sustainable Emerging Markets Active 7-Jun-2021
ETF
106693 Franklin Martin Currie Sustainable Emerging Markets Fund 14-Jun-2021
106694 Franklin Martin Currie Sustainable Global Equity Active ETF 7-Jun-2021
105247 Franklin Mutual Global Discovery Fund II 1-Sep-2020
49216 Franklin Quotential Balanced Growth Portfolio 10-Jun-2002
49215 Franklin Quotential Balanced Income Portfolio 10-Jun-2002
66210 Franklin Quotential Diversified Equity Portfolio 3-Jun-2003
51415 Franklin Quotential Diversified Income Portfolio 31-Jan-2003
49217 Franklin Quotential Growth Portfolio 10-Jun-2002
11621 Franklin Royce Global Small Cap Premier Fund 5-Jan-1989
104956 Franklin U.S. Core Equity Fund 30-Jun-2020
93526 Franklin U.S. Monthly Income Fund 27-Jun-2013
31518 Franklin U.S. Opportunities Fund 7-Apr-1997
33253 Franklin U.S. Rising Dividends Fund 3-Nov-1997
72489 Fraser Papers Inc. 30-Jun-2004
89128 Freehold Royalties Ltd. 1-Jan-2011
105054 Freeman Gold Corp. (formerly, Lodge Resources Inc.) 23-Jul-2020
99038 Freshii Inc. 25-Jan-2017
85851 Friedberg Asset Allocation Fund 19-May-2009
79234 Friedberg Global-Macro Hedge Fund 8-Sep-2006
78288 Front Street Rollover Fund Limited 5-Nov-2007
88225 Frontenac Mortgage Investment Corporation 24-Aug-2010
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
83465 Frontera Energy Corporation 23-Jan-2008
84421 FrontFour Holdings Inc. and FrontFour Capital Group LLC 24-Jun-2008
104688 FSD Pharma Inc. 17-Jun-2020
99782 FT Balanced Growth Private Wealth Pool 21-Apr-2017
99783 FT Balanced Income Private Wealth Pool 21-Apr-2017
7880 FT Capital Ltd. (T) 30-Nov-1983
99784 FT Growth Private Wealth Pool 21-Apr-2017
78642 Fuel Cell Technologies Ltd. 1-Apr-2006
68129 FuelCell Energy Inc. 31-Oct-2003
99266 Fury Gold Mines Limited 10-May-2021
105015 Fusion Pharmaceuticals Inc. 25-Jun-2020
40413 Future Beach Corporation (T) 16-Dec-1999
32778 *Fytokem Products Inc. (CT) 18-Aug-1997 04-May-2009
34843 Gabriel Resources Ltd. 10-Jul-2003
101318 Galaxy Digital Holdings Ltd. 27-Nov-2020
89349 Galiano Gold Inc. 11-Feb-2011
79263 Galore Resources Inc. 31-Jan-2007
89298 Gamehost Inc. 31-Dec-2010
6025 Gandalf Technologies Inc. (CT) 24-Jul-1987 21-Feb-2002
104128 Garda World Security Corporation 30-Oct-2019
5863 Garden Oaks (CT) 2-Nov-1981 19-Feb-1993
39082 *Gardiner Dam Terminal Ltd. 20-Jan-2000
84761 GASFRAC Energy Services Inc. 6-Dec-2010
90431 Gatos Silver, Inc. 27-Oct-2020
5352 Gaz Metro Inc. 18-Jun-1982
96896 GBLT Corp. 9-Feb-2016
100853 GC One Equity Portfolio 20-Dec-2017
100854 GC One Fixed Income Portfolio 20-Dec-2017
75223 GDI Integrated Facility Services Inc. 7-May-2015
79124 GE Acquireco ULC 31-May-2006
49467 GE Capital Canada Funding Company 15-Jul-2002
88273 Gear Energy Ltd. 19-Mar-2014
48447 General Gold Resources Inc. 16-Jun-1997
36424 General Mining Properties Ltd. 7-Jul-1998
94889 General Moly, Inc. 25-Apr-2014
88339 General Motors Company 17-Nov-2010
8356 General Systems Research Ltd. (CT) 4-Oct-1984 04-Feb-1993
38645 Genesis Land Development Corp. 8-Sep-1999
88909 Genesis Metals Corp. 29-Dec-2010
91089 Genesis Trust II 1-Dec-2011
80913 Genesis Worldwide Inc. 25-Jun-2007
97135 *Gensource Potash Corporation 1-Jul-2015
88810 Geodrill Limited 10-Dec-2010
72180 GeoPetro Resources Company 15-Mar-2006
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
6100 George Weston Limited 24-Sep-1986
103712 GFL Environmental Inc. 2-Mar-2020
90016 Gibson Energy Inc. 6-Jun-2011
34650 Gildan Activewear Inc. 10-Jun-1998
47562 *Girex Bancorp Inc. (CT) 26-Sep-2001 02-Oct-2003
18438 Gitennes Exploration Inc. 15-Oct-1991
106381 Giyani Metals Corp. 22-Mar-2021
28760 Glacier Credit Card Trust 19-Jun-2001
103298 Glass House Brands Inc. 8-May-2019
6544 Glencore Canada Corporation 22-Jun-1994
6395 Glendale International Corp. 1-Oct-1967
85340 GLG LIFE TECH CORPORATION 20-Nov-2009
102183 Global Blockchain Mining Corp.
83637 Global Crossing Airlines Inc. 28-Mar-2008
93003 Global Dividend Growers Income Fund 27-Feb-2013
101563 Global Dividend Growth Split Corp. 24-May-2018
101831 Global Equity Allocation Pool 6-Sep-2018
106247 Global Equity Pool 24-Feb-2021
82416 Global Fixed Income Corporate Class 2-Oct-2007
23853 Global Fixed Income Pool 15-Apr-1994
87507 Global Gaming Technologies Corp. 19-Mar-2010
95533 Global Healthcare Dividend Fund 25-Sep-2014
86841 Global Iman Fund 17-Dec-2009
82415 Global Income Allocation Corporate Class 2-Oct-2007
77507 Global Income Allocation Pool 3-Nov-2005
101101 Global Innovation Dividend Fund 22-Feb-2018
100208 Global Investments Capital Corp. 1-Sep-2017
91422 Global Managed Volatility Fund 27-Mar-2012
102115 Global Real Estate & E-Commerce Dividend Fund 20-Sep-2018
98233 Global Water Resources, Inc. 3-May-2016
97775 GLOBEVEST CAPITAL TACTICAL COVERED OPTIONS 2-May-2016
FUND
10390 Glow Lifetech Corp. 2-Sep-1987
10221 Go Vacations 1987 Limited Partnership (CT) 22-Apr-1987 22-Feb-2002
14689 Go Vacations Inc. (CT) 30-Nov-1993 22-Feb-2002
69311 goeasy Ltd. 4-Dec-2003
94594 GoGold Resources Inc. 25-Nov-2014
105540 Gold Lion Resources Inc. 29-Oct-2020
30954 Gold Reserve Inc. 11-Mar-1997
106060 Gold Royalty Corp. 8-Mar-2021
80299 Gold Springs Resource Corp. 8-Feb-2007
87645 Gold Standard Ventures Corp. 7-Aug-2018
87977 Gold Terra Resource Corp. 20-Dec-2019
86443 Gold X Mining Corp. 16-Nov-2009
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
90874 Golden Minerals Company 2-Sep-2011
32961 *Golden Opportunities Fund Inc. 6-Nov-1998
105769 *Golden Opportunities Fund Inc. Class I 19-Nov-2020
105770 *Golden Opportunities Fund Inc. Class R 19-Nov-2020
82849 Golden Share Resources Corporation 19-Dec-2007
23752 Golden Star Resources Ltd. 3-May-1994
25548 Golden Trend Petroleum Ltd. (CT) 6-Dec-1994 23-Apr-2002
103005 GoldSpot Discoveries Corp. 28-May-2021
7600 Goldstake Explorations Inc. 5-Aug-1983
106281 good natured Products Inc. 25-Feb-2021
104611 Goodfood Market Corp. (formerly Mira VII Acquisition Corp.) 20-Feb-2020
40473 Goodwood Capital Fund 29-Dec-1999
9482 Goran Capital Inc. 9-Jun-1986
6085 Gossan Resources Limited 5-Oct-1982
100800 Govermedia Plus Canada Corp. 8-Jan-2018
105360 GQG Partners Global Quality Equity Fund 30-Sep-2020
105361 GQG Partners International Quality Equity Fund 30-Sep-2020
98937 GR Silver Mining Ltd. 22-Dec-2016
90403 Gran Colombia Gold Corp. 5-Aug-2011
88447 Gran Tierra Energy Inc. 29-Jul-2015
16533 Grand Okanagan Resort Limited Partnership (CT) 4-Oct-1990 22-Feb-2002
107282 Granite Creek Copper Ltd.
92922 Granite Real Estate Investment Trust 3-Jan-2013
92924 Granite REIT Holdings Limited Partnership 3-Jan-2013
92926 Granite REIT Inc. 3-Jan-2013
106096 Graphene Manufacturing Group Ltd. 6-Apr-2021
24843 Gray Wolf Capital Corporation 28-Sep-1994
80753 Great Basin Gold Ltd. 12-Apr-2007
71653 Great Canadian Gaming Corporation 25-May-2004
86681 Great Panther Mining Limited 10-Nov-2009
26187 *Great Western Minerals Group Ltd.(CT) 20-Jul-2000 11-May-2015
9547 Great-West Lifeco Inc. 16-Jun-1986
33581 Greater Toronto Airports Authority 24-Nov-1997
90638 Green Impact Partners Inc. 26-Oct-2011
77946 Green Thumb Industries Inc. 26-Jul-2018
102044 Greenbrook TMS Inc. 27-Sep-2018
87370 Greenfields Petroleum Corporation 3-Nov-2010
66603 GreenFirst Forest Products Inc. 2-Jul-2021
97470 GreenSpace Brands Inc. 22-Feb-2016
12902 Greenstone Resources Ltd. (CT) 12-Nov-1996 25-Mar-2002
5143 Grey Fox, The (CT) 22-Aug-1980 17-Feb-1993
11333 Greyvest Capital Inc. (T) 18-Aug-1988
72853 Grizzly Discoveries Inc. 2-Dec-2004
5309 Grosvenor House (CT) 2-Dec-1980 19-Feb-1993
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
74970 Groundstar Resources Limited 19-Dec-2012
104468 Grow Solutions Holdings Inc. (DO NOT USE) 12-Jul-2019
103681 Grow Solutions Holdings, Inc. 25-Jun-2015
81030 GrowMax Resources Corp. 2-Jun-2014
97818 Growth & Income Class 22-Apr-2016
46032 Growth 100 Fund 10-May-2001
44371 Growth 80/20 Fund 10-May-2001
44370 Growth Fund 10-May-2001
13294 GrowthWorks Canadian Fund Ltd. 12-Feb-1990
73509 GrowthWorks Commercialization Fund Ltd. 14-Jan-2005
77363 Gryphon Gold Corporation 12-May-2011
41700 GT Group Telecom Inc. (T) 9-Mar-2000
106071 Guardian Canadian Bond ETF 26-Feb-2021
88887 Guardian Canadian Bond Fund 30-Mar-2011
5058 Guardian Canadian Equity Fund 30-Mar-2011
88884 Guardian Canadian Equity Income Fund 30-Mar-2011
99846 Guardian Canadian Equity Select Fund 28-Apr-2017
97860 Guardian Canadian Focused Equity Fund 22-Apr-2016
88880 Guardian Canadian Growth Equity Fund 30-Mar-2011
106072 Guardian Canadian Sector Controlled Equity Fund 26-Feb-2021
88881 Guardian Canadian Short-Term Investment Fund 30-Mar-2011
105023 Guardian Directed Equity Path ETF 22-Jul-2020
102731 Guardian Directed Equity Path Portfolio 22-Apr-2019
105024 Guardian Directed Premium Yield ETF 22-Jul-2020
102730 Guardian Directed Premium Yield Portfolio 22-Apr-2019
97861 Guardian Emerging Markets Equity Fund 22-Apr-2016
75039 Guardian Exploration Inc. 21-Apr-2006
91555 Guardian Fixed Income Select Fund 4-Apr-2012
106073 Guardian Fundamental All Country Equity ETF 26-Feb-2021
106074 Guardian Fundamental Emerging Markets Equity ETF 26-Feb-2021
96278 Guardian Fundamental Global Equity Fund 22-Apr-2015
88080 Guardian High Yield Bond Fund 30-Mar-2011
88885 Guardian i3 Global Dividend Growth Fund 30-Mar-2011
105025 Guardian i3 Global Quality Growth ETF 22-Jul-2020
88888 Guardian i3 Global Quality Growth Fund 30-Mar-2011
105026 Guardian i3 Global REIT ETF 22-Jul-2020
88082 Guardian i3 International Quality Growth Fund 30-Mar-2011
105027 Guardian i3 US Quality Growth ETF 22-Jul-2020
99847 Guardian International Equity Select Fund 28-Apr-2017
101411 Guardian Investment Grade Corporate Bond Fund 20-Apr-2018
88886 Guardian Managed Balanced Portfolio 30-Mar-2011
102728 Guardian Managed Growth Portfolio 22-Jan-2019
96279 Guardian Managed Income & Growth Portfolio 22-Apr-2015
96280 Guardian Managed Income Portfolio 22-Apr-2015
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
102729 Guardian Risk Managed Conservative Portfolio 22-Apr-2019
94764 Guardian Short Duration Bond Fund 24-Apr-2014
104142 Guardian Strategic Income Fund 16-Dec-2019
101412 Guardian U.S. Equity All Cap Growth Fund 20-Apr-2018
88083 Guardian U.S. Equity Fund 30-Mar-2011
99827 Guardian U.S. Equity Select Fund 28-Apr-2017
42453 Gulf & Pacific Equities Corp. 17-May-2000
106988 GURU Organic Energy Corp. (formerly Mira X Acquisition 28-Jun-2021
Corp.)
30538 H&R Real Estate Investment Trust 10-Dec-1996
104118 H2O INNOVATION INC. 7-Nov-2019
28880 Haemacure Corporation 17-Jun-1996
105740 Haivision Systems Inc. 9-Dec-2020
93497 Halifax Receivables Trust 30-May-2013
8482 *Hallmark Place Limited Partnership (CT) 2-Nov-1984 23-Oct-2000
89188 Halo Collective Inc. 29-Mar-2019
104895 Hamilton Australian Bank Equal-Weight Index ETF 12-May-2020
104896 Hamilton Canadian Bank Mean Reversion Index ETF 12-May-2020
105404 Hamilton Enhanced Canadian Bank ETF 8-Oct-2020
107390 Hamilton Enhanced Multi-Sector Covered Call ETF 8-Jul-2021
104897 Hamilton Financials Innovation ETF 12-May-2020
104898 Hamilton Global Financials ETF 12-May-2020
8671 Hamilton Park Plaza Limited Partnership 13-Mar-1985
104990 Hamilton Thorne Ltd. 6-Jul-2020
107391 Hamilton U.S. Financials Dividend Index ETF 8-Jul-2021
104899 Hamilton U.S. Mid/Small-Cap Financials ETF 12-May-2020
9489 Hammond Manufacturing Company Limited 28-May-1986
45461 Hammond Power Solutions Inc. 1-Jan-2001
95940 Hampton Financial Corporation 12-Jan-2015
75367 Hanfeng Evergreen Inc. 1-Apr-2005
81704 HANWEI ENERGY SERVICES CORP. 19-Jul-2007
105169 Hapbee Technologies, Inc. 26-Oct-2020
90246 Hardwoods Distribution Inc. 1-Jul-2011
103334 Harmony Energy Technologies Corporation
5348 Harry Tracy - Desperado (CT) 15-Dec-1980 17-Feb-1993
103948 Harte Gold Corp. 27-Sep-2019
35088 Hartland Pipeline Services Ltd. (CT) 24-Apr-1998 23-Apr-2002
86399 Harvest Banks & Buildings Income Fund 7-Oct-2009
98708 Harvest Brand Leaders Plus Income ETF 17-Oct-2016
91892 Harvest Canadian Income & Growth Fund 20-Jun-2012
105863 Harvest Clean Energy ETF 7-Jan-2021
98709 Harvest Energy Leaders Plus Income ETF 17-Oct-2016
102672 Harvest Equal Weight Global Utilities Income ETF 8-Jan-2019
102673 Harvest Global Gold Giants Index ETF 8-Jan-2019
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
100094 Harvest Global REIT Leaders Income ETF 15-Jun-2017
84436 Harvest Health & Recreation Inc. 29-Jul-2008
98710 Harvest Healthcare Leaders Income ETF 17-Oct-2016
99734 Harvest One Cannabis Inc. 4-Dec-2017
106410 Harvest Space Innovation Index ETF 30-Mar-2021
100095 Harvest Tech Achievers Growth & Income ETF 22-Jun-2017
105864 Harvest Travel & Leisure Index ETF 7-Jan-2021
100982 Harvest US Bank Leaders Income ETF 29-Jan-2018
98711 Harvest US Equity Plus Income ETF 17-Oct-2016
105032 HAVN Life Sciences Inc. 2-Sep-2020
96206 Hazelview Global Real Estate Fund 23-Jun-2015
80132 Headwater Exploration Inc. 7-Dec-2006
8223 Headway Property Investment 77-II (CT) 3-Aug-1977 04-Feb-1993
7525 Headway Property Investment 78-II (CT) 1-Nov-1983 22-Feb-2002
7526 Headway Property Investment 78-III (CT) 4-Dec-1978 22-Feb-2002
96704 Healthcare Special Opportunities Fund 26-Jun-2015
49037 Heating Oil Partners Income Fund 13-May-2002
21794 Hecla Mining Company 1-Jun-2013
99084 Helios Fairfax Partners Corporation 8-Feb-2017
97622 Helius Medical Technologies, Inc. 23-Mar-2016
94371 Hemisphere Energy Corporation 3-Dec-2013
105633 Hempfusion Wellness Inc. 18-Dec-2020
94771 Heritage Global Inc. 20-Mar-2014
10117 Heritage Plans 12-Mar-1987
42431 Heroux-Devtek Inc. 19-May-2000
100774 HEXO Corp. 15-Nov-2017
35673 *Hi-Weigh Investors Limited Partnership (CT) 18-Jan-2001 03-Oct-2003
77001 High Arctic Energy Services Inc. 29-Jun-2007
103998 High Interest Savings Account Fund 18-Nov-2019
10020 High Liner Foods Incorporated 23-Sep-1991
102879 High Tide Inc. 17-Feb-2021
87474 Highvista Gold Inc. 27-Apr-2010
28298 *Highway 40 Inland Terminal Corp. (CT) 14-Feb-1997 16-Jun-2000
5075 Hillcrest Energy Technologies Ltd. 3-Mar-2011
13988 Hirose Group Ltd. (CT) 15-Aug-1990 13-Dec-1991
100513 HIVE Blockchain Technologies Ltd. 27-Jan-2021
101383 HLS Therapeutics Inc. 14-Mar-2018
72659 HMZ Metals Inc. 29-Mar-2005
11424 Hollinger Inc. 26-Sep-1988
106153 Hollister Biosciences Inc. (formerly, 1205600 BC Ltd.) 11-Mar-2021
7732 Home Capital Group Inc. 5-Mar-1979
29403 Homeserve Technologies Inc. 29-Aug-1996
98188 Horizons Absolute Return Global Currency ETF 6-Jul-2016
100585 Horizons Active A.I. Global Equity ETF 19-Oct-2017
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
92396 Horizons Active Cdn Bond ETF 6-Sep-2012
86883 Horizons Active Cdn Dividend ETF 13-Jan-2010
96910 Horizons Active Cdn Municipal Bond ETF 4-Aug-2015
88003 Horizons Active Corporate Bond ETF 12-Jul-2010
101735 Horizons Active Emerging Markets Bond ETF 25-Jul-2018
107077 Horizons Active ESG Corporate Bond ETF 10-Sep-2021
95439 Horizons Active Floating Rate Senior Loan ETF 27-Aug-2014
88004 Horizons Active Global Dividend ETF 12-Jul-2010
88104 Horizons Active Global Fixed Income ETF 1-Oct-2010
91200 Horizons Active High Yield Bond ETF 21-Dec-2012
93963 Horizons Active Hybrid Bond and Preferred Share ETF 26-Aug-2013
88569 Horizons Active Preferred Share ETF 19-Nov-2010
88568 Horizons Active Ultra-Short Term Investment Grade Bond ETF19-Nov-2010
91201 Horizons Active Ultra-Short Term US Investment Grade Bond 30-Jan-2012
ETF
101736 Horizons Balanced TRI ETF Portfolio 25-Jul-2018
101372 Horizons Big Data & Hardware Index ETF(formerly Horizons 15-Jun-2018
Blockchain Technology & Hardware Index ETF)
104392 Horizons Cash Maximizer ETF 28-Jan-2020
97794 Horizons Cdn High Dividend Index ETF 5-Apr-2016
94646 Horizons Cdn Select Universe Bond ETF 15-Apr-2014
101737 Horizons Conservative TRI ETF Portfolio 25-Jul-2018
86018 Horizons Crude Oil ETF 23-Jun-2009
104975 Horizons Emerging Markets Equity Index ETF 23-Jun-2020
107078 Horizons Emerging Markets Leaders ETF 10-Sep-2021
89355 Horizons Enhanced Income Energy ETF 14-Mar-2011
89357 Horizons Enhanced Income Equity ETF 14-Mar-2011
89356 Horizons Enhanced Income Financials ETF 7-Apr-2011
89358 Horizons Enhanced Income Gold Producers ETF 14-Mar-2011
90382 Horizons Enhanced Income International Equity ETF 6-Sep-2011
90383 Horizons Enhanced Income US Equity (USD) ETF 6-Sep-2011
102720 Horizons Equal Weight Canada Banks Index ETF 18-Jan-2019
102721 Horizons Equal Weight Canada REIT Index ETF 18-Jan-2019
97795 Horizons Europe 50 Index ETF 5-Apr-2016
106405 Horizons Global BBIG Technology ETF 7-Apr-2021
102293 Horizons Global Sustainability Leaders Index ETF 26-Oct-2018
103295 Horizons Global Uranium Index ETF 13-May-2019
107255 Horizons Global Vaccines and Infectious Diseases Index ETF 21-Oct-2021
86014 Horizons Gold ETF 23-Jun-2009
91290 Horizons Gold Yield ETF 21-Feb-2012
103620 Horizons Growth TRI ETF Portfolio 31-Jul-2019
107256 Horizons GX Cybersecurity Index ETF 21-Oct-2021
107257 Horizons GX Telemedicine and Digital Health Index ETF 21-Oct-2021
106406 Horizons High Interest Savings ETF 7-Apr-2021
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
102294 Horizons Industry 4.0 Index ETF 26-Oct-2018
100639 Horizons Inovestor Canadian Equity Index ETF 30-Oct-2017
100390 Horizons Intl Developed Markets Equity Index ETF 29-Aug-2017
102722 Horizons Laddered Canadian Preferred Share Index ETF 18-Jan-2019
99686 Horizons Marijuana Life Sciences Index ETF 28-Mar-2017
90128 Horizons Morningstar Hedge Fund Index ETF 19-Apr-2012
97796 Horizons NASDAQ-100® Index ETF 5-Apr-2016
86019 Horizons Natural Gas ETF 23-Jun-2009
107258 Horizons North American Infrastructure Development Index 21-Oct-2021
ETF
95215 Horizons Pipelines & Energy Services Index ETF 9-Jul-2014
105995 Horizons Psychedelic Stock Index ETF 22-Jan-2021
105110 Horizons ReSolve Adaptive Asset Allocation ETF 23-Jul-2020
100648 Horizons Robotics and Automation Index ETF 9-Nov-2017
98436 Horizons S&P 500 CAD Hedged Index ETF 26-Aug-2016
88468 Horizons S&P 500® Index ETF 26-Nov-2010
106647 Horizons S&P Green Bond Index ETF 26-May-2021
87825 Horizons S&P/TSX 60 Index ETF 28-Aug-2020
104394 Horizons S&P/TSX Capped Composite Index ETF 28-Aug-2020
93877 Horizons S&P/TSX Capped Energy Index ETF 30-Aug-2013
93878 Horizons S&P/TSX Capped Financials Index ETF 30-Aug-2013
86602 Horizons Seasonal Rotation ETF 18-Nov-2009
86017 Horizons Silver ETF 23-Jun-2009
105690 Horizons Tactical Absolute Return Bond ETF 27-Nov-2020
89110 Horizons U.S. Dollar Currency ETF 1-Apr-2011
96210 Horizons US 7-10 Year Treasury Bond ETF 30-Mar-2015
104393 Horizons US Large Cap Index ETF 28-Jan-2020
103196 Horizons US Marijuana Index ETF 19-Apr-2019
104976 Horizons USD Cash Maximizer ETF 23-Jun-2020
7710 HPIL Resources Ltd. (CT) 29-Jun-1978 10-Feb-1993
22820 HSBC AsiaPacific Fund 26-Nov-1993
40025 HSBC Bank Canada 22-Jun-2000
79999 HSBC BRIC Equity Fund 18-Dec-2006
13059 HSBC Canadian Balanced Fund 22-Mar-1989
25671 HSBC Canadian Bond Fund 30-Dec-1994
38889 HSBC Canadian Bond Pooled Fund 17-Jun-1999
38890 HSBC Canadian Dividend Pooled Fund 17-Jun-1999
38891 HSBC Canadian Equity Pooled Fund 17-Jun-1999
11716 HSBC Canadian Money Market Fund 22-Mar-1989
38887 HSBC Canadian Money Market Pooled Fund 17-Jun-1999
104151 HSBC Canadian Short/Mid Bond Fund 19-Dec-2019
38892 HSBC Canadian Small Cap Equity Pooled Fund 17-Jun-1999
69346 HSBC Chinese Equity Fund 16-Dec-2003
25672 HSBC Dividend Fund 30-Dec-1994
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
90448 HSBC Emerging Markets Debt Fund 27-Sep-2011
88744 HSBC Emerging Markets Debt Pooled Fund 20-Dec-2010
105745 HSBC Emerging Markets Equity Index Fund 18-Dec-2020
25155 HSBC Emerging Markets Fund 21-Oct-1994
86759 HSBC Emerging Markets Pooled Fund 21-Dec-2009
13058 HSBC Equity Fund 22-Mar-1989
25156 HSBC European Fund 21-Oct-1994
96275 HSBC Global Corporate Bond Fund 9-Jun-2015
33722 HSBC Global Equity Fund 22-Dec-1997
96276 HSBC Global Equity Volatility Focused Fund 9-Jun-2015
79755 HSBC Global High Yield Bond Pooled Fund 21-Nov-2006
86760 HSBC Global Inflation Linked Bond Pooled Fund 21-Dec-2009
95810 HSBC Global Real Estate Equity Pooled Fund 18-Dec-2014
85229 HSBC Indian Equity Fund 18-Dec-2008
105746 HSBC International Equity Index Fund 18-Dec-2020
38897 HSBC International Equity Pooled Fund 17-Jun-1999
72925 HSBC Monthly Income Fund 17-Dec-2004
22321 HSBC Mortgage Fund 20-Sep-1993
72846 HSBC Mortgage Pooled Fund 22-Nov-2004
25673 HSBC Small Cap Growth Fund 30-Dec-1994
33728 HSBC U.S. Dollar Money Market Fund 22-Dec-1997
88770 HSBC U.S. Dollar Monthly Income Fund 17-Dec-2010
25147 HSBC U.S. Equity Fund 21-Oct-1994
105749 HSBC U.S. Equity Index Fund 18-Dec-2020
38896 HSBC U.S. Equity Pooled Fund 17-Jun-1999
101179 HSBC Wealth Compass Aggressive Growth Fund 9-Apr-2018
101180 HSBC Wealth Compass Balanced Fund 9-Apr-2018
101181 HSBC Wealth Compass Conservative Fund 9-Apr-2018
101182 HSBC Wealth Compass Growth Fund 9-Apr-2018
101183 HSBC Wealth Compass Moderate Conservative Fund 9-Apr-2018
72920 HSBC World Selection Diversified Aggressive Growth Fund 17-Dec-2004
72921 HSBC World Selection Diversified Balanced Fund 17-Dec-2004
72922 HSBC World Selection Diversified Conservative Fund 17-Dec-2004
72923 HSBC World Selection Diversified Growth Fund 17-Dec-2004
72924 HSBC World Selection Diversified Moderate Conservative 17-Dec-2004
Portfolio
39172 *HTC Purenergy Inc. 30-Nov-2000
73766 Hudbay Minerals Inc. 15-Dec-2004
29666 Huntington Exploration Inc. 23-Sep-1996
43720 Husky Energy Inc. 18-Apr-1988
105037 Hut 8 Mining Corp. (formerly, Oriana Resources Corporation) 22-Jun-2020
39120 Hydro One Inc. 24-May-2000
97062 Hydro One Limited 29-Oct-2015
106623 i-80 Gold Corp. 13-Apr-2021
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
107128 i3 Energy plc
40525 IA Clarington American Fund 17-Dec-1999
39691 IA Clarington Canadian Dividend Fund 1-Sep-1999
30341 IA Clarington Canadian Income Fund 3-Dec-1996
84259 IA Clarington Canadian Leaders Class 8-Jul-2008
84260 IA Clarington Canadian Small Cap Class 4-Jul-2008
31068 IA Clarington Canadian Small Cap Fund 17-Mar-1997
95027 IA Clarington Core Plus Bond Fund 20-Jun-2014
85139 IA Clarington Dividend Growth Class 23-Jan-2009
93967 IA Clarington Floating Rate Income Fund 7-Nov-2013
95028 IA Clarington Focused U.S. Equity Class 31-Mar-2015
79679 IA Clarington Global Dividend Fund 27-Oct-2006
74842 IA Clarington Global Equity Exposure Fund 7-Feb-2005
40547 IA Clarington Global Value Fund 17-Dec-1999
86580 IA Clarington Inhance Balanced SRI Portfolio 26-Nov-2009
98923 IA Clarington Inhance Bond SRI Fund 22-Dec-2016
86581 IA Clarington Inhance Canadian Equity SRI Class 26-Nov-2009
86582 IA Clarington Inhance Conservative SRI Portfolio 26-Nov-2009
86583 IA Clarington Inhance Global Equity SRI Class 26-Nov-2009
106127 IA Clarington Inhance Global Equity SRI Fund 22-Feb-2021
86584 IA Clarington Inhance Growth SRI Portfolio 26-Nov-2009
86585 IA Clarington Inhance Monthly Income SRI Fund 26-Nov-2009
87922 IA Clarington Loomis Global Allocation Class 12-Jul-2010
44196 IA Clarington Loomis Global Allocation Fund 22-Jan-2001
103927 IA Clarington Loomis Global Equity Opportunities Fund 25-Oct-2019
105028 IA Clarington Loomis Global Multisector Bond Fund 16-Jul-2020
106128 IA Clarington Loomis U.S. All Cap Growth Fund 22-Feb-2021
40544 IA Clarington Money Market Fund 17-Dec-1999
36504 IA Clarington Monthly Income Balanced Fund 4-Aug-1998
89981 IA Clarington Sarbit U.S. Equity Class 18-Jul-2011
41009 IA Clarington Sarbit U.S. Equity Fund 25-Jan-2000
90554 IA Clarington Strategic Corporate Bond Fund 22-Sep-2011
85138 IA Clarington Strategic Equity Income Class 23-Jan-2009
36503 IA Clarington Strategic Equity Income Fund 4-Aug-1998
85144 IA Clarington Tactical Income Class 23-Jan-2009
74848 IA Clarington Target Click 2025 Fund 7-Feb-2005
84262 IA Clarington Target Click 2030 Fund 4-Jul-2008
97269 IA Clarington U.S. Dollar Floating Rate Income Fund 22-Dec-2015
102887 iA Financial Corporation Inc. 13-Feb-2019
97757 IA Wealth Balanced Portfolio 15-Apr-2016
97758 IA Wealth Conservative Portfolio 15-Apr-2016
36495 IA Wealth Core Bond Pool 4-Aug-1998
105029 IA Wealth Enhanced Bond Pool 16-Jul-2020
97759 IA Wealth Growth Portfolio 15-Apr-2016
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
97760 IA Wealth High Growth Portfolio 15-Apr-2016
97761 IA Wealth Moderate Portfolio 15-Apr-2016
28102 IAMGold Corporation 4-Mar-1996
98835 iAnthus Capital Holdings, Inc. 15-Nov-2016
28900 Ibex Technologies Inc. 13-Jun-1996
89213 IBI Group Inc. 1-Jan-2011
41992 IBM Acquisition Inc. 15-Mar-2000
84549 ICL Global Equity Fund 28-Aug-2008
42878 Icon Laser Eye Centers, Inc. (CT) 13-Feb-2001 25-Mar-2002
77696 ICPEI Holdings Inc. 1-Dec-2005
33858 IDS Intelligent Detection Systems Inc. (CT) 24-Dec-1997 25-Mar-2002
5322 If You Could See What I Hear (CT) 3-Dec-1980 17-Feb-1993
94592 *IFCI International Corp.(CT) 7-Sep-2012 04-Apr-2014
29111 IG Beutel Goodman Canadian Balanced Fund 9-Jul-1996
50803 IG Beutel Goodman Canadian Equity Class 21-Oct-2002
29112 IG Beutel Goodman Canadian Equity Fund 7-Sep-1996
29113 IG Beutel Goodman Canadian Small Cap Fund 7-Sep-1996
104103 IG BlackRock International Equity Fund 10-Jan-2020
28032 IG CI Canadian Balanced Fund 28-Feb-1996
107233 IG Climate Action Portfolio - Global Equity 22-Oct-2021
107234 IG Climate Action Portfolio - Global Equity Balanced 22-Oct-2021
107235 IG Climate Action Portfolio - Global Fixed Income Balanced 22-Oct-2021
107236 IG Climate Action Portfolio - Global Neutral Balanced 22-Oct-2021
44350 IG Core Portfolio - Balanced 24-Jan-2001
44352 IG Core Portfolio - Balanced Growth 24-Jan-2001
95073 IG Core Portfolio - Global Income 15-Jul-2014
44299 IG Core Portfolio - Growth 24-Jan-2001
89058 IG Core Portfolio - Income 4-Mar-2011
44348 IG Core Portfolio - Income Balanced 24-Jan-2001
44347 IG Core Portfolio - Income Focus 24-Jan-2001
85922 IG Core Portfolio Class - Balanced 30-Jun-2009
85921 IG Core Portfolio Class - Balanced Growth 30-Jun-2009
85920 IG Core Portfolio Class - Balanced Growth II 30-Jun-2009
85924 IG Core Portfolio Class - Growth 30-Jul-2009
85923 IG Core Portfolio Class - Growth II 30-Jun-2009
95758 IG Core Portfolio Class - Income Balanced 16-Jan-2015
50804 IG FI Canadian Equity Class 21-Oct-2002
43767 IG FI Canadian Equity Fund 20-Nov-2000
72311 IG Franklin Bissett Canadian Equity Class 11-Aug-2004
90783 IG Franklin Bissett Canadian Equity Class II 25-Nov-2011
72290 IG Franklin Bissett Canadian Equity Fund 11-Aug-2004
97141 IG Irish Life Low Volatility Global Equity Class 10-Jul-2015
97142 IG Irish Life Low Volatility Global Equity Fund 10-Jul-2015
50837 IG JPMorgan Emerging Markets Class 21-Oct-2002
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
102095 IG JPMorgan Emerging Markets Fund 9-Nov-2018
89435 IG Mackenzie Canadian Corporate Bond Fund 29-Apr-2011
72949 IG Mackenzie Canadian Equity Income Fund 10-Dec-2004
29119 IG Mackenzie Canadian High Yield Income Fund 9-Jul-1996
50850 IG Mackenzie Canadian Money Market Class 21-Oct-2002
8797 IG Mackenzie Canadian Money Market Fund 6-May-1985
50797 IG Mackenzie Canadian Small/Mid Cap Class 21-Oct-2002
50796 IG Mackenzie Canadian Small/Mid Cap Class II 21-Oct-2002
50801 IG Mackenzie Canadian Small/Mid Cap Class III 21-Oct-2002
33959 IG Mackenzie Canadian Small/Mid Cap Fund 24-Dec-1997
39494 IG Mackenzie Canadian Small/Mid Cap Fund II 18-Aug-1999
50809 IG Mackenzie Core U.S. Equity Class II 21-Oct-2002
90784 IG Mackenzie Core U.S. Equity Class 25-Nov-2011
94271 IG Mackenzie Core U.S. Equity Class III 13-Dec-2013
90792 IG Mackenzie Core U.S. Equity Fund 25-Nov-2011
94272 IG Mackenzie Dividend Class 13-Dec-2013
39496 IG Mackenzie Dividend Growth Fund 18-Aug-1999
50821 IG Mackenzie European Equity Class 21-Oct-2002
16522 IG Mackenzie European Equity Fund 31-Aug-1990
50822 IG Mackenzie European Mid-Cap Equity Class 21-Oct-2002
41506 IG Mackenzie European Mid-Cap Equity Fund 5-Jun-2000
95071 IG Mackenzie Floating Rate Income Fund 15-Jul-2014
19457 IG Mackenzie Global Bond Fund 21-Jul-1992
50823 IG Mackenzie Global Class 21-Oct-2002
81207 IG Mackenzie Global Class II 20-Jul-2007
50831 IG Mackenzie Global Class III 21-Oct-2002
50841 IG Mackenzie Global Consumer Companies Class 21-Oct-2002
77880 IG Mackenzie Global Dividend Fund 10-Jan-2006
50842 IG Mackenzie Global Financial Services Class 21-Oct-2002
44307 IG Mackenzie Global Financial Services Fund 23-Jan-2001
9678 IG Mackenzie Global Fund 14-Oct-1986
28035 IG Mackenzie Global Fund II 28-Feb-1996
50843 IG Mackenzie Global Health Care Class 21-Oct-2002
50844 IG Mackenzie Global Infrastructure Class 21-Oct-2002
50845 IG Mackenzie Global Natural Resources Class 21-Oct-2002
29118 IG Mackenzie Global Natural Resources Fund 9-Jul-1996
83887 IG Mackenzie Global Precious Metals Class 25-Jul-2008
50846 IG Mackenzie Global Science & Technology Class 21-Oct-2002
36711 IG Mackenzie Global Science & Technology Fund 13-Oct-1998
39495 IG Mackenzie Income Fund 12-Aug-1999
50824 IG Mackenzie International Small Cap Class 21-Oct-2002
47029 IG Mackenzie International Small Cap Fund 9-Nov-2018
50834 IG Mackenzie Ivy European Class 21-Oct-2002
85929 IG Mackenzie Ivy European Class II 30-Jul-2009
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
50840 IG Mackenzie Ivy European Class III 21-Oct-2002
39498 IG Mackenzie Ivy European Fund 18-Aug-1999
50835 IG Mackenzie Ivy Foreign Equity Class 21-Oct-2002
97139 IG Mackenzie Low Volatility Canadian Equity Class 10-Jul-2015
97140 IG Mackenzie Low Volatility Canadian Equity Fund 6-Jul-2015
5663 IG Mackenzie Mortgage and Short Term Income Fund 16-Oct-1973
5573 IG Mackenzie Mutual of Canada 28-Jan-1974
50828 IG Mackenzie North American Equity Class 21-Oct-2002
50794 IG Mackenzie North American Equity Class II 21-Oct-2002
79201 IG Mackenzie North American Equity Class III 20-Jul-2006
79202 IG Mackenzie North American Equity Class IV 20-Jul-2006
50795 IG Mackenzie North American Equity Class V 21-Oct-2002
5724 IG Mackenzie North American Equity Fund 27-Nov-1962
50829 IG Mackenzie Pacific International Class 21-Oct-2002
16500 IG Mackenzie Pacific International Fund 31-Aug-1990
79367 IG Mackenzie Pan Asia Equity Class II 11-Aug-2006
50830 IG Mackenzie Pan Asian Equity Class 21-Oct-2002
44308 IG Mackenzie Pan Asian Equity Fund 23-Jan-2001
50798 IG Mackenzie Quebec Enterprise Class 21-Oct-2002
38654 IG Mackenzie Quebec Enterprise Fund 14-May-1999
92643 IG Mackenzie Strategic Income Fund 11-Jan-2013
50799 IG Mackenzie Summa SRI Class 21-Oct-2002
9996 IG Mackenzie Summa SRI Fund 9-Jan-1987
95759 IG Mackenzie U.S. Dividend Registered Fund 16-Jan-2015
31528 IG Mackenzie U.S. Money Market Fund 21-Apr-1997
50811 IG Mackenzie U.S. Opportunities Class 1-Jan-2003
50812 IG Mackenzie U.S. Opportunities Class II 21-Oct-2002
29117 IG Mackenzie U.S. Opportunities Fund 9-Jul-1996
72946 IG Managed Payout Portfolio 10-Dec-2004
72948 IG Managed Payout Portfolio with Enhanced Growth 10-Dec-2004
72947 IG Managed Payout Portfolio with Growth 10-Dec-2004
97143 IG Managed Risk Portfolio - Balanced 10-Jul-2015
97144 IG Managed Risk Portfolio - Growth Focus 10-Jul-2015
97145 IG Managed Risk Portfolio - Income Balanced 10-Jul-2015
102101 IG Managed Risk Portfolio - Income Focus 9-Nov-2018
97025 IG Managed Risk Portfolio Class - Balanced 10-Jul-2015
97026 IG Managed Risk Portfolio Class - Growth Focus 10-Jul-2015
97027 IG Managed Risk Portfolio Class - Income Balanced 10-Jul-2015
103296 IG PIMCO Global Bond Fund 12-Jul-2019
90782 IG Putnam U.S. Growth Class 25-Nov-2011
50813 IG Putnam U.S. Growth Class II 21-Oct-2002
90790 IG Putnam U.S. Growth Fund 25-Nov-2011
39492 IG Putnam U.S. Growth Fund II 18-Aug-1999
83897 IG Putnam U.S. High Yield Income Fund 25-Jul-2008
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
87747 IG T. Rowe Price U.S. Large Cap Equity Class 12-Jul-2010
87750 IG T. Rowe Price U.S. Large Cap Equity Fund 12-Jul-2010
7555 IGM Financial Inc. 15-Sep-1978
106401 IM Cannabis Corp. (formerly, Navasota Resources Inc.) 31-Mar-2021
41756 Image Sculpting International Inc. (T) 20-Sep-2000
76124 Imasight Corp. 2-Aug-2005
30290 IMAX Corporation 30-Oct-1996
48865 imaxx Canadian Bond Fund 3-Jun-2002
48866 imaxx Canadian Fixed Pay Fund 3-Jun-2002
48867 imaxx Equity Growth Fund 3-Jun-2002
48864 imaxx Short Term Bond Fund 3-Jun-2002
99283 ImmunoPrecise Antibodies Ltd. (formerly "Tanqueray 14-Dec-2020
Exploration Ltd.")
78792 Impax Energy Services Income Trust 2-Jun-2006
36915 Imperial Canadian Bond Pool 15-Oct-1998
67748 Imperial Canadian Diversified Income Pool 21-Nov-2003
51819 Imperial Canadian Dividend Income Pool 7-May-2003
36917 Imperial Canadian Equity Pool 15-Oct-1998
39031 Imperial Emerging Economies Pool 28-Jun-1999
105835 Imperial Equities Inc.
67749 Imperial Equity High Income Pool 21-Nov-2003
83051 Imperial Global Equity Income Pool 31-Jan-2008
106355 Imperial Helium Corp. 14-May-2021
39029 Imperial International Bond Pool 30-Jun-1999
36921 Imperial International Equity Pool 15-Oct-1998
48863 Imperial Metals Corporation 30-Oct-1979
36911 Imperial Money Market Pool 15-Oct-1998
5923 Imperial Oil Limited 5-Jun-1989
67750 Imperial Overseas Equity Pool 21-Nov-2003
36913 Imperial Short-Term Bond Pool 15-Oct-1998
5310 Imperial Square Edmonton, Phase II (CT) 26-Nov-1980 19-Feb-1993
6159 Imperial Square, Westchase Limited (CT) 8-Nov-1982 17-Feb-1993
36919 Imperial U.S. Equity Pool 15-Oct-1998
82093 IMRIS Inc. 26-Oct-2007
92297 IMV Inc. 27-Aug-2012
66422 Income 100 Fund 30-Jun-2020
66421 Income 20/80 Fund 28-Jun-2019
44372 Income 40/60 Fund 10-May-2001
66420 Income Balanced Fund 30-Jun-2020
36710 Income Financial Trust 29-Jan-1999
5295 Incubus (CT) 21-Nov-1980 17-Feb-1993
100022 INDEXPLUS Income Fund 6-Jun-2017
30266 Indigo Books & Music Inc. 26-Nov-1996
101148 Indiva Limited 7-Feb-2018
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
28904 Industrial Alliance Insurance and Financial Services Inc. 5-Jun-1996
93529 *Information Services Corporation 27-Jun-2013
90600 Infrastructure Materials Corp. 12-Dec-2011
101284 Inner Spirit Holdings Ltd. 17-May-2019
82722 Innergex Renewable Energy Inc. 28-Nov-2007
104932 InnoCan Pharma Corporation 4-Jun-2020
88670 Innovative Composites International Inc. 18-Nov-2010
78142 Innovative Wireline Solutions Inc. 10-May-2006
93205 Inovalis Real Estate Investment Trust 3-Apr-2013
96162 InPlay Oil Corp. 23-Jan-2015
92799 *Input Capital Corp. 27-Sep-2013
33738 INSCAPE Corporation 28-Nov-1997
73221 Intact Financial Corporation 9-Dec-2004
10821 Integra Balanced Fund 7-Jan-1988
30295 Integra Bond Fund 29-Nov-1996
38191 Integra Canadian Value Growth Fund 17-Mar-1999
29304 Integra International Equity Fund 29-Nov-1996
102419 Integra Resources Corp. 31-Oct-2018
36273 Integra U.S. Value Growth Fund 27-Jul-1998
87373 INTELLIPHARMACEUTICS INTERNATIONAL INC. 22-Oct-2009
33664 Inter Pipeline Ltd. 19-Nov-1997
9546 Interfor Corporation 7-Jul-1986
77660 Intermap Technologies Corporation 18-Oct-2005
106115 International Clean Power Dividend Fund 11-Feb-2021
5702 International Display Corporation (CT) 6-Apr-1979 25-Feb-1993
84449 International Equity Alpha Corporate Class 30-Jul-2008
101832 International Equity Alpha Pool 6-Sep-2018
32247 International Equity Fund 13-Aug-1997
82418 International Equity Growth Corporate Class 31-Dec-2007
41514 International Equity Growth Pool 28-Apr-2000
82419 International Equity Value Corporate Class 2-Oct-2007
84450 International Equity Value Currency Hedged Corporate Class 30-Jul-2008
102298 International Equity Value Currency Hedged Pool 1-Nov-2018
41515 International Equity Value Pool 28-Apr-2000
6090 International Falcon Resources Inc. (T) 14-Jun-1982
6577 International Petroleum Corporation 14-Dec-2018
28082 *International ProSoya Corporation (CT) 19-Apr-1996 12-Jun-2000
27552 International Utility Structures Inc. 15-Nov-1995
23972 International Wallcoverings Ltd. (CT) 18-May-1994 22-Feb-2002
6064 Interquest Resources Corp. (CT) 9-Jul-1982 10-Feb-1993
80472 InterRent Real Estate Investment Trust 7-Feb-2007
18447 Intertape Polymer Group Inc. 17-Feb-1992
100266 Invesco 1-10 Year Laddered Investment Grade Corporate 25-Aug-2017
Bond Index ETF
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
95120 Invesco 1-3 Year Laddered Floating Rate Note Index ETF 11-Jul-2014
100887 Invesco 1-5 Year Laddered All Government Bond Index ETF 20-Feb-2018
86902 Invesco 1-5 Year Laddered Corporate Bond Index ETF Fund 14-Jan-2010
90040 Invesco 1-5 Year Laddered Investment Grade Corporate Bond 8-Jun-2011
Index ETF
25165 Invesco Active Multi-Sector Credit Fund 21-Oct-1994
72168 Invesco Allocation Fund 1-Jun-2004
100609 Invesco Balanced ETF Portfolio 24-Nov-2017
103509 Invesco Balanced Portfolio 1-Aug-2019
29781 Invesco Canada Money Market Fund 30-Sep-1996
33201 Invesco Canadian Class 6-Oct-1997
90041 Invesco Canadian Dividend Index ETF 8-Jun-2011
86592 Invesco Canadian Dividend Index ETF Class 12-Nov-2009
5898 Invesco Canadian Fund 2-Sep-1981
80548 Invesco Canadian Plus Dividend Class 3-Apr-2007
86903 Invesco Canadian Preferred Share Index EFT Class 14-Jan-2010
90042 Invesco Canadian Preferred Share Index ETF 8-Jun-2011
47131 Invesco Canadian Premier Balanced Class 15-Oct-2001
19465 Invesco Canadian Premier Balanced Fund 28-Jul-1992
25706 Invesco Canadian Premier Growth Class 11-Jan-1995
13429 Invesco Canadian Premier Growth Fund 29-Jan-1990
86909 Invesco Canadian Real Return Bond Index Fund 14-Jan-2010
22858 Invesco Canadian Short-Term Bond Fund 26-Nov-1993
100610 Invesco Conservative ETF Portfolio 24-Oct-2017
103510 Invesco Conservative Portfolio 1-Aug-2019
78764 Invesco Diversified Yield Class 13-Aug-2007
88860 Invesco Emerging Markets Class 7-Jan-2011
25015 Invesco Emerging Markets Fund 26-Sep-1994
102852 Invesco Emerging Markets Select Pool 25-Feb-2019
92148 Invesco ESG Canadian Core Plus Bond ETF 9-Aug-2012
88015 Invesco ESG Canadian Core Plus Bond ETF Fund 11-Aug-2010
43716 Invesco European Growth Class 25-Oct-2000
33146 Invesco Europlus Fund 29-Sep-1997
91048 Invesco FTSE RAFI Canadian Index ETF 1-Mar-2018
86593 Invesco FTSE RAFI Canadian Index ETF Class 12-Nov-2009
96195 Invesco FTSE RAFI Canadian Small-Mid Index ETF 31-Mar-2015
96211 Invesco FTSE RAFI Global Small-Mid ETF 20-Apr-2015
96196 Invesco FTSE RAFI Global+ Index ETF 31-Mar-2015
86905 Invesco FTSE RAFI U.S. ETF Fund 14-Jan-2010
86906 Invesco FTSE RAFI U.S. Fundamental ETF Fund 14-Jan-2010
91050 Invesco FTSE RAFI U.S. Index ETF 1-Mar-2018
96197 Invesco FTSE RAFI U.S. Index ETF II 31-Mar-2015
90043 Invesco Fundamental High Yield Corporate Bond Index ETF 8-Jun-2011
50036 Invesco Global Balanced Class 12-Aug-2002
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
40311 Invesco Global Balanced Fund 19-Oct-1999
98076 Invesco Global Bond Fund 24-May-2016
5899 Invesco Global Companies Fund 2-Sep-1981
98109 Invesco Global Diversified Income Fund 24-May-2016
86907 Invesco Global Dividend Achievers ETF Fund 14-Jan-2010
80549 Invesco Global Dividend Class 3-Apr-2007
50033 Invesco Global Focus Class 12-Aug-2002
21435 Invesco Global Focus Fund 8-Jun-1993
29782 Invesco Global Growth Class 30-Sep-1996
40312 Invesco Global High Yield Bond Fund 19-Oct-1999
80773 Invesco Global Opportunities Class 1-Jun-2007
82518 INVESCO Global Real Estate Fund 31-Oct-2007
45789 Invesco Global Select Equity Class 18-May-2001
13108 Invesco Global Select Equity Fund 24-Apr-1989
96212 Invesco Global Shareholder Yield ETF 20-Apr-2015
100611 Invesco Growth ETF Portfolio 24-Oct-2017
103511 Invesco Growth Portfolio 1-Aug-2019
100612 Invesco High Growth ETF Portfolio 24-Oct-2017
103512 Invesco High Growth Portfolio 1-Aug-2019
42744 INVESCO Inc. 9-Apr-1992
13109 Invesco Income Growth Fund 13-Aug-1987
83689 Invesco Intactive 2023 Portfolio 21-May-2008
83690 Invesco Intactive 2028 Portfolio 21-May-2008
83691 Invesco Intactive 2033 Portfolio 21-May-2008
83692 Invesco Intactive 2038 Portfolio 21-May-2008
75382 Invesco Intactive Balanced Growth Portfolio 11-May-2005
89706 Invesco Intactive Balanced Growth Portfolio Class 21-Apr-2011
75384 Invesco Intactive Balanced Income Portfolio 11-May-2005
89707 Invesco Intactive Balanced Income Portfolio Class 21-Apr-2011
89708 Invesco Intactive Diversified Income Portfolio Class 21-Apr-2011
75383 Invesco Intactive Diversified Income Portfolios 11-May-2005
89709 Invesco Intactive Growth Portfolio Class 21-Apr-2011
75385 Invesco Intactive Maximum Growth Portfolio 11-May-2005
89710 Invesco Intactive Maximum Growth Portfolio Class 21-Apr-2011
91418 Invesco Intactive Strategic Yield Portfolio Fund 10-Apr-2012
78760 Invesco International Companies Class 31-May-2007
40309 Invesco International Companies Fund 19-Oct-1999
42273 Invesco International Growth Class 26-Jun-2000
86209 Invesco International Growth Fund 17-Aug-2009
95121 Invesco LadderRite U.S. 0-5 Year Corporate Bond Index ETF 11-Jul-2014
90045 Invesco Long Term Government Bond Index ETF 31-Dec-2011
96213 Invesco Low Volatility Portfolio ETF 20-Apr-2015
50248 Invesco Main Street U.S. Small Cap Class 12-Aug-2002
100613 Invesco Moderate ETF Portfolio 24-Nov-2017
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
103513 Invesco Moderate Portfolio 1-Aug-2019
106436 Invesco NASDAQ 100 Equal Weight Index ETF 17-May-2021
105676 Invesco NASDAQ 100 Index ETF Fund 18-Jan-2021
106437 Invesco NASDAQ Next Gen 100 Index ETF 17-May-2021
105677 Invesco NASDAQ Next Gen 100 Index ETF Fund 18-Jan-2021
47132 Invesco Pure Canadian Equity Class 15-Oct-2001
11279 Invesco Pure Canadian Equity Fund 16-Aug-1988
90044 Invesco QQQ Index ETF 8-Jun-2011
101500 Invesco S&P 500 Equal Weight Index ETF 16-May-2018
104259 Invesco S&P 500 ESG Index ETF 14-Feb-2020
105679 Invesco S&P 500 ESG Index ETF Fund 18-Jan-2021
99042 Invesco S&P 500 High Dividend Low Volatility Index ETF 15-Feb-2017
91051 Invesco S&P 500 Low Volatility Index ETF 10-Jan-2012
93648 Invesco S&P 500 Low Volatility Index ETF Fund 31-Jul-2013
97633 Invesco S&P 500 Momentum Index ETF 7-Mar-2016
95122 Invesco S&P Emerging Markets Low Volatility Index ETF 11-Jul-2014
102014 Invesco S&P Europe 350 Equal Weight Index ETF 18-Sep-2018
99043 Invesco S&P Global ex. Canada High Dividend Low Volatility 15-Feb-2017
Index ETF
95123 Invesco S&P International Developed Low Volatility Index ETF 11-Jul-2014
105338 Invesco S&P/TSX Composite ESG Index ETF 29-Sep-2020
105680 Invesco S&P/TSX Composite ESG Index ETF Class 18-Jan-2021
91536 Invesco S&P/TSX Composite Low Volatility Index ETF 5-Apr-2012
93647 Invesco S&P/TSX Composite Low Volatility Index ETF Class 31-Jul-2013
100267 Invesco S&P/TSX REIT Income Index ETF 25-Aug-2017
12891 Invesco Select Balanced Fund 14-Nov-1989
20164 Invesco Select Canadian Equity Fund 24-Nov-1992
91052 Invesco Senior Loan Index ETF 10-Jan-2012
75381 Invesco Trimark Dialogue Growth Portfolio 11-May-2005
45788 Invesco U.S. Companies Class 18-May-2001
40310 Invesco U.S. Companies Fund 19-Oct-1999
86908 Invesco U.S. High Yield Bond Index Fund 14-Jan-2010
41128 Invesco U.S. Money Market Fund 21-Jan-2000
81635 Invesque Inc. 25-Jul-2007
97624 Investment Grade Managed Duration Income Fund 28-Jan-2016
85927 Investors Cornerstone Portfolio 30-Jun-2009
5698 Investors Dividend Fund 16-Mar-1978
11478 Investors Growth Plus Portfolio 4-Jan-1989
13031 Investors Growth Portfolio 4-Jan-1989
13033 Investors Income Plus Portfolio 4-Jan-1989
7840 Investors Real Property Fund 13-Dec-1983
13034 Investors Retirement Growth Portfolio 4-Jan-1989
13035 Investors Retirement Plus Portfolio 4-Jan-1989
6942 Investors Syndicate Limited 9-May-1989
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
97163 Invictus MD Strategies Corp. 11-Apr-2014
106442 Ion Energy Ltd. 7-Apr-2021
86381 Iona Energy Inc 30-Sep-2009
106598 IPC Canadian Equity 18-Jun-2021
92074 IPC Conservative Income Portfolio 16-Jul-2012
102001 IPC Essentials Balanced Portfolio 11-Sep-2018
106341 IPC Essentials Equity Portfolio 13-Apr-2021
38563 IPC Essentials ESG Balanced Portfolio 21-May-1999
102002 IPC Essentials Growth Portfolio 11-Sep-2018
102003 IPC Essentials Income Portfolio 11-Sep-2018
105413 IPC Focus Balanced Porfolio 16-Oct-2020
105414 IPC Focus Conservative Portfolio 16-Oct-2020
106342 IPC Focus Equity Portfolio 13-Apr-2021
105415 IPC Focus Growth Portfolio 16-Oct-2020
106599 IPC Global Income & Growth Portfolio 18-Jun-2021
69517 IPC Monthly Income Portfolio 20-Jan-2004
103903 IPC Multi-Factor Canadian Equity 31-Oct-2019
103904 IPC Multi-Factor International Equity 31-Oct-2019
103905 IPC Multi-Factor U.S. Equity 31-Oct-2019
105466 IPC Private Wealth Visio Balanced Growth Pool 3-Nov-2020
106600 IPC Private Wealth Visio Balanced Income Pool 18-Jun-2021
105467 IPC Private Wealth Visio Balanced Pool 3-Nov-2020
105468 IPC Private Wealth Visio Core Fixed Income 3-Nov-2020
105469 IPC Private Wealth Visio Growth Pool 3-Nov-2020
105470 IPC Private Wealth Visio Income Pool 3-Nov-2020
105471 IPC Private Wealth Visio North American Equity 3-Nov-2020
106601 IPC Private Wealth Visio North American Equity High Income 18-Jun-2021
105785 iProfile Active Allocation Private Pool I 5-Mar-2021
105786 iProfile Active Allocation Private Pool II 5-Mar-2021
105787 iProfile Active Allocation Private Pool III 31-Mar-2021
105782 iProfile Alternatives Private Pool 5-Mar-2021
92805 iProfile Canadian Equity Private Class 1-Mar-2013
44300 iProfile Canadian Equity Private Pool 11-Jan-2001
92806 iProfile Emerging Markets Private Class 1-Mar-2013
44338 iProfile Emerging Markets Private Pool 1-Nov-2001
104964 iProfile ETF Private Pool 10-Jul-2020
44339 iProfile Fixed Income Private Pool 11-Jan-2001
92807 iProfile International Equity Private Class 1-Mar-2013
44337 iProfile International Equity Private Pool 11-Jan-2001
105788 iProfile Low Volatility Private Pool 5-Mar-2021
104647 iProfile Portfolio - Global Equity 5-Jun-2020
104648 iProfile Portfolio - Global Equity Balanced 5-Jun-2020
104649 iProfile Portfolio - Global Fixed Income Balanced 5-Jun-2020
104650 iProfile Portfolio - Global Neutral Balanced 5-Jun-2020
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
92808 iProfile U.S. Equity Private Class 1-Mar-2013
44336 iProfile U.S. Equity Private Pool 11-Jan-2001
104159 Irish Life - IG Low Volaitilty Global Equity Pool 10-Jan-2020
97522 Irving Resources Inc. 13-Nov-2015
87004 ISE Limited 12-Feb-2010
89918 iShares 1-10 Year Laddered Corporate Bond Index Fund 16-May-2011
89917 iShares 1-10 Year Laddered Government Bond Index Fund 16-May-2011
85183 iShares 1-5 Year Laddered Corporate Bond Index ETF 26-Nov-2008
82580 iShares 1-5 Year Laddered Government Bond Index ETF 4-Dec-2007
93238 iShares All-Cap MSCI Emerging Markets Index ETF 10-Apr-2013
79761 iShares Canadian Corporate Bond Index ETF 6-Nov-2006
80519 iShares Canadian Financial Monthly Income ETF 28-Feb-2007
78117 iShares Canadian Fundamental Index ETF 20-Feb-2006
79762 iShares Canadian Government Bond Index ETF 6-Nov-2006
79759 iShares Canadian Growth Index ETF 6-Nov-2006
88326 iShares Canadian HYBrid Corporate Bond Index ETF 17-Sep-2010
77842 iShares Canadian Real Return Bond Index ETF 6-Nov-2006
77839 iShares Canadian Select Dividend Index ETF 7-Dec-2005
42332 iShares Canadian Short Term Bond Index ETF 2-Nov-2000
42333 iShares Canadian Universe Bond Index ETF 2-Nov-2000
79760 iShares Canadian Value Index ETF 6-Nov-2006
86946 iShares China Index ETF 22-Jan-2010
97178 iShares Conservative Short Term Strategic Fixed Income ETF21-Aug-2015
97179 iShares Conservative Strategic Fixed Income ETF 21-Aug-2015
90109 iShares Convertible Bond Index Fund 8-Jun-2011
80379 iShares Core Balanced ETF Portfolio 9-Apr-2007
79763 iShares Core Canadian Long Term Bond Index ETF 6-Nov-2006
90555 iShares Core Canadian Short Term Corporate Bond Index ETF1-Sep-2011
103524 iShares Core Conservative Balanced ETF Portfolio 31-Jul-2019
103525 iShares Core Equity ETF Portfolio 31-Jul-2019
80378 iShares Core Growth ETF Portfolio 9-Apr-2007
103526 iShares Core Income Balanced ETF Portfolio 31-Jul-2019
96018 iShares Core MSCI All Country World ex Canada Index ETF 5-Feb-2015
100017 iShares Core MSCI Canadian Quality Dividend Index ETF 2-Jun-2017
93239 iShares Core MSCI EAFE IMI Index ETF 10-Apr-2013
96019 iShares Core MSCI EAFE IMI Index ETF (CAD-Hedged) 5-Feb-2015
100023 iShares Core MSCI Global Quality Dividend Index ETF 2-Jun-2017
100016 iShares Core MSCI Global Quality Dividend Index ETF 2-Jun-2017
(CAD-Hedged)
100024 iShares Core MSCI US Quality Dividend Index ETF 2-Jun-2017
100015 iShares Core MSCI US Quality Dividend Index ETF 2-Jun-2017
(CAD-Hedged)
93240 iShares Core S&P 500 Index ETF 10-Apr-2013
42607 iShares Core S&P 500 Index ETF (Cad-Hedged) 23-May-2001
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
96020 iShares Core S&P U.S. Total Market Index ETF 5-Feb-2015
96021 iShares Core S&P U.S. Total Market Index ETF 5-Feb-2015
(CAD-Hedged)
89602 iShares Core S&P/TSX Composite High Dividend Index ETF 11-Apr-2011
95293 iShares Core Short Term High Quality Canadian Bond Index 10-Jul-2014
ETF
77840 iShares Diversified Monthly Income ETF 7-Dec-2005
97789 iShares Edge MSCI Min Vol EAFE Index ETF (CAD-Hedged) 30-Mar-2016
97790 iShares Edge MSCI Min Vol Global Index ETF 30-Mar-2016
97791 iShares Edge MSCI Min Vol USA Index ETF (CAD-Hedged) 30-Mar-2016
103601 iShares Edge MSCI USA Quality Factor Index ETF 31-Jul-2019
84398 iShares Emerging Markets Fundamental Index ETF 18-Jul-2008
83350 iShares Equal Weight Banc & Lifeco ETF 31-Jan-2008
104613 iShares ESG Advanced MSCI Canada Index ETF 27-Mar-2020
104614 iShares ESG Advanced MSCI EAFE Index ETF 27-Mar-2020
104615 iShares ESG Advanced MSCI USA Index ETF 27-Mar-2020
102893 iShares ESG Aware MSCI Canada Index ETF 5-Mar-2019
102894 iShares ESG Aware MSCI EAFE Index ETF 5-Mar-2019
102895 iShares ESG Aware MSCI Emerging Markets Index ETF 5-Mar-2019
102896 iShares ESG Aware MSCI USA Index ETF 5-Mar-2019
102891 iShares ESG Canadian Aggregate Bond Index ETF 5-Mar-2019
102892 iShares ESG Canadian Short Term Bond Index ETF 5-Mar-2019
105210 iShares ESG MSCI Canada Leaders Index ETF 27-Aug-2020
96913 iShares FactorSelectTM MSCI Canada Index ETF 21-Sep-2015
96914 iShares FactorSelectTM MSCI EAFE Index ETF 21-Sep-2015
96915 iShares FactorSelectTM MSCI EAFE Index ETF 21-Sep-2015
(CAD-Hedged)
96916 iShares FactorSelectTM MSCI USA Index ETF 21-Sep-2015
96917 iShares FactorSelectTM MSCI USA Index ETF (CAD-Hedged)21-Sep-2015
90813 iShares Floating Rate Index ETF 15-Nov-2011
82581 iShares Global Agriculture Index ETF 4-Dec-2007
100107 iShares Global Government Bond Index ETF (CAD Hedged) 10-Aug-2017
103106 iShares Global Government Bond Index ETF (CAD-Hedged) 8-Apr-2019
89599 iShares Global Healthcare Index ETF (CAD-Hedged) 11-Apr-2011
84399 iShares Global Infrastructure Index Fund 18-Jul-2008
80380 iShares Global Monthly Dividend Index ETF 9-Apr-2007
84396 iShares Global Real Estate Index Fund 18-Jul-2008
80382 iShares Global Water Index ETF 9-Apr-2007
86974 iShares Gold Bullion ETF 1-Feb-2010
85867 iShares High Quality Canadian Bond Index ETF 1-May-2009
86948 iShares India Index ETF 22-Jan-2010
79255 iShares International Fundamental Index ETF 21-Aug-2006
80916 iShares Jantzi Social Index ETF 4-May-2007
79257 iShares Japan Fundamental Index Fund (CAD-Hedged) 21-Aug-2006
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
89597 iShares JPMorgan USD Emerging Markets Bond Index Fund 11-Apr-2011
(CAD-Hedged)
92096 iShares MSCI Canada Minimum Volatility Index Fund 16-Jul-2012
46553 iShares MSCI EAFE Index ETF (CAD-Hedged) 4-Sep-2001
92097 iShares MSCI EAFE Minimum Volatility Index Fund 16-Jul-2012
86048 iShares MSCI Emerging Markets Index ETF 15-Jun-2009
92098 iShares MSCI Emerging Markets Minimum Volatility Index 16-Jul-2012
Fund
94850 iShares MSCI Europe IMI Index ETF 14-Apr-2014
94851 iShares MSCI Europe IMI Index ETF (CAD-Hedged) 14-Apr-2014
92099 iShares MSCI USA Minimum Volatility Index Fund 16-Jul-2012
103597 iShares MSCI USA Momentum Factor Index ETF(XMTM) 29-Jun-2020
86049 iShares MSCI World Index ETF 15-Jun-2009
89598 iShares NASDAQ 100 Index ETF (CAD-Hedged) 11-Apr-2011
82583 iShares Premium Money Market ETF 4-Dec-2007
92958 iShares S&P Global Consumer Discretionary Index ETF 20-Mar-2013
(CAD-Hedged)
92959 iShares S&P Global Industrials Index ETF (CAD-Hedged) 20-Mar-2013
97180 iShares S&P U.S. Mid-Cap Index ETF 28-Jul-2015
97181 iShares S&P U.S. Mid-Cap Index ETF (CAD-Hedged) 28-Jul-2015
39402 iShares S&P/TSX 60 Index ETF 24-Sep-1999
79254 iShares S&P/TSX Canadian Dividend Aristocrats Index ETF 21-Aug-2006
80381 iShares S&P/TSX Canadian Preferred Share Index ETF 9-Apr-2007
43822 iShares S&P/TSX Capped Composite Index ETF 16-Feb-2001
89600 iShares S&P/TSX Capped Consumer Staples Index ETF 11-Apr-2011
43824 iShares S&P/TSX Capped Energy Index ETF 16-Feb-2001
43827 IShares S&P/TSX Capped Financials Index ETF 16-Feb-2001
43825 iShares S&P/TSX Capped Information Technology Index ETF16-Feb-2001
77841 iShares S&P/TSX Capped Materials Index ETF 7-Dec-2005
50038 iShares S&P/TSX Capped REIT Index ETF 27-Aug-2002
89601 iShares S&P/TSX Capped Utilities Index ETF 11-Apr-2011
43823 iShares S&P/TSX Completion Index ETF 16-Feb-2001
89603 iShares S&P/TSX Global Base Metals Index ETF 11-Apr-2011
43826 iShares S&P/TSX Global Gold Index ETF 16-Feb-2001
88327 iShares S&P/TSX North American Preferred Stock Index 31-Dec-2010
ETF (CAD-Hedged)
80918 iShares S&P/TSX SmallCap Index ETF 4-May-2007
88713 iShares Short Duration High Income ETF (CAD-Hedged) 3-Dec-2010
95913 iShares Short Term Strategic Fixed Income ETF 15-Jan-2015
86121 iShares Silver Bullion ETF 29-Jun-2009
96022 iShares U.S. High Dividend Equity Index ETF 5-Feb-2015
92100 iShares U.S. High Dividend Equity Index ETF (CAD-Hedged) 16-Jul-2012
86950 iShares U.S. High Yield Bond Index ETF (CAD-Hedged) 22-Jan-2010
85868 iShares U.S. High Yield Fixed Income Index ETF 1-May-2009
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
(CAD-Hedged)
86951 iShares U.S. IG Corporate Bond Index Fund (CAD-Hedged) 22-Jan-2010
80917 iShares U.S. Small Cap Index ETF (CAD-Hedged) 4-May-2007
89920 iShares US Dividend Growers Index ETF (CAD-Hedged) 16-May-2011
79256 iShares US Fundamental Index Fund 21-Aug-2006
87636 Itafos 3-Feb-2012
27702 itemus inc. (CT) 25-Oct-1995 25-Mar-2002
5146 IVACO INC 15-Jul-1980
32200 Ivanhoe Energy Inc. 3-Jun-1997
92413 Ivanhoe Mines Ltd. 16-Oct-2012
33230 IVG Enterprises Ltd. 30-Sep-1997
43400 IVRnet Inc. 23-Aug-2000
10465 J.D.S. Investments Limited (CT) 27-Jul-1987 25-Feb-2002
94711 Jade Power Trust 1-Apr-2014
9559 Jaguar Mining Inc. 16-Jul-1986
91621 Jaguar Resources Inc. 11-Apr-2012
80788 James Richardson & Sons, Limited 4-May-2007
100171 Jamieson Wellness Inc. 29-Jun-2017
9481 Jarvis Mutual Partnership (CT) 18-Jun-1986 25-Feb-2002
40888 Jaws Acquisition Corp. 10-Dec-1999
40851 JAWZ Inc. 29-Jan-2000
83815 Jayden Resources Inc. 24-Mar-2010
95197 Jeotex Inc. 30-Jun-2014
104467 Jervois Mining Limited 24-Jul-2019
91632 JFT Strategies Fund 25-Apr-2012
83354 Jiminex Inc. 28-Feb-2008
87359 JINHUA CAPITAL CORPORATION 16-Apr-2010
5602 Joffre Resources Ltd. (CT) 26-May-1981 18-Apr-1984
91897 John Deere Canada Funding Inc. 5-Jun-2012
45212 John Hancock Financial Services, Inc. 26-Nov-2008
17302 Johnson Controls International plc 21-Mar-1991
65952 Josemaria Resources Inc. 10-Aug-2020
95178 Journey Energy Inc. 13-Jun-2014
101399 JPMorgan - IG Emerging Markets Pool 11-May-2018
104651 JPMorgan - IG U.S. Equity Long/Short Pool 29-May-2020
38495 Jura Energy Corporation 16-Mar-1999
86239 Jushi Holdings Inc. 14-Oct-2020
89167 Just Energy Group Inc. 1-Jan-2011
106675 Just Kitchen Holdings Corp. 25-May-2021
89145 K-Bro Linen Inc. 1-Jan-2011
106481 K.B. Recycling Industries Ltd. 1-Apr-2021
51628 Kane Biotech Inc. 21-Mar-2003
19899 *Kannata Ridge Golf Resort Ltd. (CT) 15-Oct-1992 12-Oct-1993
26010 Kap Resources Ltd. (CT) 15-Mar-1995 25-Feb-2002
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
83867 *Karnalyte Resources Inc. 7-Dec-2010
88804 Karora Resources Inc. 10-Dec-2010
100543 Katipult Technology Corp. 27-Oct-2017
93177 Kelt Exploration Ltd. 26-Feb-2013
7741 Kelvin Energy Ltd. (CT) 15-Nov-1978 19-Feb-1993
81906 Kestrel Gold Inc. 27-Aug-2007
97305 Kew Media Group Inc. 3-Jun-2016
89143 Keyera Corp. 1-Jan-2011
102083 Khiron Life Sciences Corp. 6-Sep-2018
97560 Killam Apartment Limited Partnership 1-Jan-2016
97562 Killam Apartment Real Estate Investment Trust 1-Jan-2016
23790 Kimpex International Inc. (CT) 21-Apr-1994 25-Feb-2002
95117 Kinaxis Inc. 3-Jun-2014
10256 Kinburn Technology Corporation (CT) 15-May-1987 25-Feb-1993
10814 *Kindersley Inn Venture Fund Inc.(CT) 2-Dec-1987 17-Apr-1992
48537 King's Bay Gold Corporation 5-Apr-2002
82777 Kingman Minerals Ltd. 4-Dec-2007
25509 *Kingsland Energy Corp. 21-Dec-1994
81664 Kingsway 2007 General Partnership 4-Jul-2007
27722 Kingsway Financial Services Inc. 11-Dec-1995
17884 Kinross Gold Corporation 30-Mar-1992
8969 *Kipp & Zonen Inc. (CT) 21-Mar-1990 17-Jun-2004
86910 Kirkland Lake Gold Ltd. 11-Dec-2009
105935 Kits Eyecare Ltd. 12-Jan-2021
107264 Kiwetinohk Energy Corp.
13120 Klondike Fever (CT) 14-Nov-1979 02-Feb-1993
94956 kneat.com, inc. 5-Mar-2014
94880 Knight Therapeutics Inc. 28-Feb-2014
101209 Kore Mining Ltd. 11-Jun-2021
92648 KP Tissue Inc. 6-Dec-2012
102699 Kraken Robotics Inc. 17-Dec-2018
10501 La Fosse Platinum Group Inc. (CT) 4-Aug-1987 25-Feb-2002
79033 LAB Research Inc. 24-Jul-2006
82471 Labrador Iron Mines Holdings Limited 26-Nov-2007
88175 Labrador Iron Ore Royalty Corporation 1-Jul-2010
5620 Lafarge Canada Inc. 7-Mar-1980
88538 Lago Dourado Minerals Ltd. 8-Nov-2010
11358 Lake Louise Limited Partnership 17-Oct-1988
92906 Lakeview Hotel Investment Corp. 31-Dec-2012
8471 Lakewood Forest Products Ltd. (CT) 30-Nov-1984 04-Feb-1993
17692 Landmark Global Financial Corporation 31-Jan-1992
50125 Lanesborough Real Estate Investment Trust 27-Aug-2002
83814 Laramide Resources Ltd. 17-Jun-2008
27405 Lattice Biologics Ltd. 22-Feb-1996
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
7729 Launch Resources Inc. 8-Mar-1979
6539 Laurentian Bank Of Canada 31-Jan-1983
29827 Lava Systems Inc. (CT) 30-Oct-1996 25-Feb-2002
96918 Lazard Defensive Global Dividend Fund 9-Sep-2015
95600 Lazard Global Balanced Income Fund 4-Nov-2014
96536 Lazard Global Compounders Fund 26-Apr-2016
96373 LDIC North American Small Business Fund (Corporate Class)26-May-2015
7960 Le Chateau Inc. 13-Dec-1983
67915 Leader Energy Services Ltd. 12-Nov-2003
105710 Leaf Mobile Inc. 22-Jan-2021
29596 Leed NT Corp. (CT) 28-Aug-1996 26-Apr-2002
35812 Legacy Education Savings Plan (formerly, Global Educational 19-Oct-1998
Trust Plan)
88980 Legend Power Systems Inc. 3-Apr-2018
47502 Lehman Trikes Inc. 30-Nov-2001
5332 Lehndorff Canadian Properties (CT) 10-May-1979 25-Feb-2002
35941 Leith Wheeler Balanced Fund 28-May-1998
88835 Leith Wheeler Canadian Dividend Fund 23-Dec-2010
35942 Leith Wheeler Canadian Equity Fund 28-May-1998
101524 Leith Wheeler Carbon Constrained Canadian Equity Fund 25-May-2018
35945 Leith Wheeler Core Bond Fund 28-May-1998
95054 Leith Wheeler Corporate Advantage Fund 29-May-2014
99945 Leith Wheeler Emerging Markets Equity Fund 29-May-2017
96921 Leith Wheeler High Yield Bond Fund 28-May-2015
88836 Leith Wheeler Income Advantage Fund 31-Dec-2010
82608 Leith Wheeler International Equity Plus Fund 31-Oct-2007
35946 Leith Wheeler Money Market Fund 28-May-1998
99946 Leith Wheeler Multi Credit Fund 29-May-2017
101525 Leith Wheeler Preferred Share Fund 25-May-2018
101202 Leith Wheeler Short Term Income Fund 25-May-2018
98527 Leith Wheeler U.S. Dividend Fund 26-Sep-2016
35943 Leith Wheeler U.S. Equity Fund 28-May-1998
98675 Leith Wheeler U.S. Small/Mid-Cap Equity Fund 31-Oct-2016
90488 LeoNovus Inc. 5-Dec-2017
95465 Leucrotta Exploration Inc. 6-Aug-2014
106200 Levitee Labs Inc. 12-Jul-2021
9375 Levtech Medical Technologies Ltd. (CT) 11-Jul-1986 25-Feb-1993
99828 Lexagene Holdings Inc. (formerly, Wolfeye Resource Corp.) 12-Dec-2017
86008 LGC Skyrota Wind Energy Corp. 2-Jun-2009
81473 LGX Oil & Gas Inc. 15-Sep-2010
103784 Liberty Defense Holdings, Ltd. (formerly, Gulfstream 18-Oct-2019
Acquisition 1 Corp.)
89913 Liberty Gold Corp. 6-Apr-2011
79627 Life & Banc Split Corp. 29-Sep-2006
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
84900 LifePoints Balanced Growth Class 28-Oct-2008
107027 LifeSpeak Inc. 29-Jun-2021
96945 Lifestyle Global Brands Limited 23-Sep-2015
94602 *Lightcollar Inc.(CT) 7-Sep-2012 04-Apr-2014
102987 Lightspeed Commerce Inc. 7-Mar-2019
86774 Lightstream Resources Ltd. 1-Oct-2009
36159 Liminal BioSciences Inc. 14-Jul-1998
9236 Linamar Corporation 20-Jan-1986
80817 Lincluden Balanced Fund 18-Apr-2007
6357 Lincoln's Hill 31 L.P. (CT) 7-Dec-1982 02-Feb-1993
88200 Lions Bay Capital Inc. 26-Aug-2010
44663 Lions Petroleum Inc. 27-Jun-2001
95067 Lithium Americas Corp, 9-May-2014
21156 Livent Inc. (CT) 11-May-1993 25-Feb-2002
5711 Loblaw Companies Limited 23-Apr-1981
10254 Loewen Group Inc. (T) 29-Apr-1987
106155 Logiq, Inc. 11-Jun-2021
9505 Logistec Corporation 11-Jun-1986
9614 Loh's (CT) Sinfully Good Ice Cream & Cookies Inc. 17-Sep-1986 04-Feb-1993
92459 Loncor Resources Inc. 3-Oct-2012
66096 Long Duration Bond Fund 2-Jun-2003
93138 Long Duration Credit Bond Fund 3-Apr-2013
5357 Lonsdale Apartment Project 8-Dec-1980
99262 Loop Energy Inc. 18-Feb-2021
87108 LOOPShare LTD. 25-Mar-2010
105730 Lowell Farms Inc. 11-Dec-2020
93561 LQwD FinTech Corp. 16-Sep-2021
98349 LSC Communications, Inc. 20-Sep-2016
100788 Lucky Minerals Inc. 22-Nov-2017
81225 Lululemon Athletica Inc. 26-Jul-2007
98351 Lundin Gold Inc. 12-Jul-2016
85858 Lundin Mining Corporation 20-Apr-2009
75417 Lunetterie New Look Inc. 1-May-2005
89960 Lupaka Gold Corp. 15-Jun-2011
90226 LWP Capital Inc. 30-Jun-2011
96903 LXRandCO, Inc. 25-Sep-2015
86912 Lydian International Limited 7-Apr-2010
9089 Lynngold Resources Inc. (CT) 31-Aug-1985 25-Feb-1993
97361 Lysander Balanced Income Fund 31-Dec-2015
97024 Lysander TDV Fund 23-Nov-2015
95864 Lysander-18 Asset Management Canadian Equity Fund 30-Dec-2014
90950 Lysander-Canso Balanced Fund 23-Dec-2011
90951 Lysander-Canso Bond Fund 23-Dec-2011
98976 Lysander-Canso Broad Corporate Bond Fund 30-Dec-2016
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
90952 Lysander-Canso Corporate Value Bond Fund 23-Dec-2011
104663 Lysander-Canso Credit Opportunities Fund 11-May-2020
93934 Lysander-Canso Equity Fund 18-Sep-2013
93935 Lysander-Canso Short Term and Floating Rate Fund 18-Sep-2013
95863 Lysander-Canso U.S. Credit Fund 30-Dec-2014
106543 Lysander-Canso U.S. Short Term and Floating Rate Fund 12-May-2021
95865 Lysander-Crusader Equity Income Fund 30-Dec-2014
98977 Lysander-Fulcra Corporate Securities Fund 30-Dec-2016
95866 Lysander-Seamark Balanced Fund 30-Dec-2014
95867 Lysander-Seamark Total Equity Fund 30-Dec-2014
97151 Lysander-Slater Preferred Share ActivETF 30-Jul-2015
95868 Lysander-Slater Preferred Share Dividend Fund 20-Jan-2015
97360 Lysander-Triasima All Country Equity Fund 31-Dec-2015
104664 Lysander-Triasima All Country Long/Short Equity Fund 11-May-2020
80698 M Split Corp. 29-Mar-2007
22783 M8 Entertainment Inc 22-Dec-1997
34640 MacDonald Mines Exploration Ltd. 22-Dec-1997
102096 Mackenzie - IG Canadian Bond Pool 12-Oct-2018
104645 Mackenzie - IG Canadian Corporate Bond Pool 29-May-2020
104652 Mackenzie - IG Canadian Equity Income Pool 21-May-2020
102097 Mackenzie - IG Canadian Equity Pool 12-Oct-2018
97137 Mackenzie - IG Equity Pool 10-Jul-2015
104653 Mackenzie - IG Global Bond Pool 21-May-2020
104654 Mackenzie - IG Global Credit Opportunities Pool 21-May-2020
101400 Mackenzie - IG Global Inflation-Linked Pool 11-May-2018
97138 Mackenzie - IG Income Pool 10-Jul-2015
102098 Mackenzie - IG International Equity Pool 12-Oct-2018
104160 Mackenzie - IG Low Volatility Canadian Equity Pool 10-Jan-2020
101401 Mackenzie - IG Low Volatility Emerging Markets Equity Pool 12-Mar-2018
102099 Mackenzie - IG Low Volatility U.S. Equity Pool 12-Oct-2018
102100 Mackenzie - IG U.S. Equity Pool 12-Oct-2018
104629 Mackenzie Alternative Enhanced Yield Fund 20-Apr-2020
107111 Mackenzie Anti-Benchmark Global High Yield Fund 1-Oct-2021
103551 Mackenzie Anti-Benchmark Global Investment Grade Fund 26-Jul-2019
104344 Mackenzie Asian Small-Mid Cap Fund 6-Feb-2020
105143 Mackenzie Balanced Allocation ETF 26-Aug-2020
100812 Mackenzie Balanced ETF Portfolio 16-Jan-2018
103102 Mackenzie Broad Risk Premia Collection Fund 29-Apr-2019
100813 Mackenzie Canadian Aggregate Bond Index ETF 10-Jan-2018
100814 Mackenzie Canadian All Corporate Bond Index ETF 10-Jan-2018
11693 Mackenzie Canadian Bond Fund 18-Jan-1989
10579 Mackenzie Canadian Dividend Fund 21-Oct-1986
37323 Mackenzie Canadian Equity Fund 12-Nov-1998
100815 Mackenzie Canadian Equity Index ETF 10-Jan-2018
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
30260 Mackenzie Canadian Growth Balanced Fund 16-Nov-1996
33596 Mackenzie Canadian Growth Fund 29-Jan-1998
100816 Mackenzie Canadian Large Cap Equity Index ETF 10-Jan-2018
100561 Mackenzie Canadian Short Term Fixed Income ETF 9-Nov-2017
23012 Mackenzie Canadian Short Term Income Fund 17-Jan-1994
100817 Mackenzie Canadian Short-Term Bond Index ETF 10-Jan-2018
37322 Mackenzie Canadian Small Cap Fund 12-Nov-1998
107112 Mackenzie Canadian Sustainable Bond Fund 1-Oct-2021
100818 Mackenzie China A-Shares CSI 300 Index ETF 10-Jan-2019
106655 Mackenzie ChinaAMC All China Bond Fund 22-Jun-2021
100441 Mackenzie ChinaAMC All China Equity Fund 4-Oct-2017
107113 Mackenzie ChinaAMC Multi-Asset Fund 1-Oct-2021
100819 Mackenzie Conservative ETF Portfolio 16-Jan-2018
100820 Mackenzie Conservative Income ETF Portfolio 16-Jan-2018
97627 Mackenzie Core Plus Canadian Fixed Income ETF 4-Apr-2016
97628 Mackenzie Core Plus Global Fixed Income ETF 4-Apr-2016
43438 Mackenzie Corporate Bond Fund 4-Jan-2001
102659 Mackenzie Credit Absolute Return Fund 1-Feb-2019
36897 Mackenzie Cundill Canadian Balanced Fund 29-Sep-1998
10316 Mackenzie Cundill Canadian Security Fund 8-May-1987
5953 Mackenzie Cundill Value Fund 30-Apr-1984
105145 Mackenzie Developed ex-North America Aggregate Bond 28-Aug-2020
Index ETF (CAD-Hedged)
105146 Mackenzie Developed Markets Real Estate Index ETF 26-Aug-2020
96922 Mackenzie Diversified Alternatives Fund 2-Oct-2015
103339 Mackenzie Emerging Markets Bond Index ETF (CAD-Hedged)26-Jun-2019
107003 Mackenzie Emerging Markets Equity Index ETF 23-Jul-2021
101092 Mackenzie Emerging Markets Fund 9-Mar-2018
101093 Mackenzie Emerging Markets Large Cap Fund 9-Mar-2018
103340 Mackenzie Emerging Markets Local Currency Bond Index 26-Jun-2019
ETF
92357 Mackenzie Emerging Markets Opportunities Fund 28-Sep-2012
101095 Mackenzie Emerging Markets Small Cap Fund 9-Mar-2018
103103 Mackenzie Enhanced Equity Risk Premia Fund 29-Apr-2019
103104 Mackenzie Enhanced Fixed Income Risk Premia Fund 29-Apr-2019
104345 Mackenzie European Small-Mid Cap Fund 6-Feb-2020
97629 Mackenzie Floating Rate Income ETF 4-Apr-2016
93307 Mackenzie Floating Rate Income Fund 1-May-2013
99665 Mackenzie Global Credit Opportunities Fund 18-Apr-2017
81520 Mackenzie Global Dividend Fund 27-Jun-2007
103105 Mackenzie Global Energy Opportunities Long/Short Fund 29-Apr-2019
36754 Mackenzie Global Equity Fund 16-Sep-1998
95749 Mackenzie Global Equity Income Fund 26-Nov-2014
107114 Mackenzie Global Green Bond Fund 1-Oct-2021
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
102657 Mackenzie Global Growth Balanced Fund 16-Jan-2019
106914 Mackenzie Global Growth Fund 16-Jul-2021
99674 Mackenzie Global High Yield Fixed Income ETF 4-Apr-2017
99278 Mackenzie Global Inflation-Linked Fund 14-Feb-2017
105149 Mackenzie Global Infrastructure Index ETF 26-Aug-2020
100443 Mackenzie Global Leadership Impact Fund 4-Oct-2017
102660 Mackenzie Global Long/Short Equity Fund 1-Feb-2019
105002 Mackenzie Global Low Volatility Equity Fund 9-Jul-2020
102661 Mackenzie Global Macro Fund 1-Feb-2019
13155 Mackenzie Global Resource Fund 16-Jan-1978
106915 Mackenzie Global Resource Fund II 16-Jul-2021
104346 Mackenzie Global Small-Mid Cap Fund 6-Feb-2020
77680 Mackenzie Global Strategic Income Fund 30-Nov-2005
100442 Mackenzie Global Sustainable Balanced Fund 4-Oct-2017
107004 Mackenzie Global Sustainable Bond ETF 23-Jul-2021
106188 Mackenzie Global Sustainable Bond Fund 24-Mar-2021
105150 Mackenzie Global Sustainable Dividend Index ETF 26-Aug-2020
94827 Mackenzie Global Tactical Bond Fund 10-Apr-2014
96374 Mackenzie Global Tactical Investment Grade Bond Fund 6-May-2015
103702 Mackenzie Global Women's Leadership ETF 9-Nov-2017
106916 Mackenzie Gold Bullion Fund 16-Jul-2021
102024 Mackenzie Greenchip Global Environmental All Cap Fund 4-Oct-2018
106189 Mackenzie Greenchip Global Environmental Balanced Fund 24-Mar-2021
107115 Mackenzie Greenchip Global Environmental Equity Fund 1-Oct-2021
100821 Mackenzie Growth ETF Portfolio 16-Jan-2018
5694 Mackenzie Income Fund 29-Oct-1975
99279 Mackenzie International Dividend Fund 14-Feb-2017
100822 Mackenzie International Equity Index ETF 10-Jan-2018
100823 Mackenzie International Equity Index ETF (CAD-Hedged) 10-Jan-2018
103552 Mackenzie International Quantitative Large Cap Fund 19-Jul-2019
103553 Mackenzie International Quantitative Small Cap Fund 19-Jul-2019
94828 Mackenzie Investment Grade Floating Rate Fund 10-Apr-2014
20105 Mackenzie Ivy Canadian Balanced Fund 22-Oct-1992
20106 Mackenzie Ivy Canadian Fund 22-Oct-1992
20090 Mackenzie Ivy Foreign Equity Fund 22-Oct-1992
22860 Mackenzie Ivy Global Balanced Fund 22-Nov-1993
100562 Mackenzie Ivy Global Equity ETF 9-Nov-2017
9025 Mackenzie Ivy International Fund 24-Sep-1985
27357 Mackenzie Master Limited Partnership 18-Apr-1995
97962 Mackenzie Maximum Diversification All World Developed ex 6-Jun-2016
North America Index ETF
97959 Mackenzie Maximum Diversification All World Developed ex 14-Jun-2016
North America Index Fund
97963 Mackenzie Maximum Diversification All World Developed 6-Jun-2016
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
Index ETF
97958 Mackenzie Maximum Diversification All World Developed 14-Jun-2016
Index Fund
97964 Mackenzie Maximum Diversification Canada Index ETF 6-Jun-2016
97965 Mackenzie Maximum Diversification Developed Europe Index 6-Jun-2016
ETF
97957 Mackenzie Maximum Diversification Developed Europe Index 14-Jun-2016
Fund
97966 Mackenzie Maximum Diversification Emerging Markets Index 6-Jun-2016
ETF
97956 Mackenzie Maximum Diversification Emerging Markets Index 14-Jun-2016
Fund
107116 Mackenzie Maximum Diversification Global Multi-Asset Fund 1-Oct-2021
97967 Mackenzie Maximum Diversification US Index ETF 6-Jun-2016
97960 Mackenzie Maximum Diversification US Index Fund 14-Jun-2016
100824 Mackenzie Moderate Growth ETF Portfolio 16-Jan-2018
95750 Mackenzie Monthly Income Balanced Portfolio 26-Nov-2014
95752 Mackenzie Monthly Income Conservative Portfolio 26-Nov-2014
101557 Mackenzie Multi-Strategy Absolute Return Fund 30-Apr-2018
85939 Mackenzie North American Corporate Bond Fund 4-Oct-2013
100563 Mackenzie Portfolio Completion ETF 9-Nov-2017
106925 Mackenzie Precious Metals Fund 16-Jul-2021
97069 Mackenzie Private Canadian Focused Equity Pool 23-Nov-2015
105353 Mackenzie Private Equity Replication Fund 19-Nov-2020
97074 Mackenzie Private Global Conservative Income Balanced Pool23-Nov-2015
97075 Mackenzie Private Global Equity Pool 23-Nov-2015
97077 Mackenzie Private Global Fixed Income Pool 23-Nov-2015
97078 Mackenzie Private Global Income Balanced Pool 23-Nov-2015
97071 Mackenzie Private Income Balanced Pool 23-Nov-2015
97084 Mackenzie Private US Equity Pool 23-Nov-2015
17099 Mackenzie Sentinel Money Market Fund 11-Jan-1991
95751 Mackenzie Sovereign Bond Fund 26-Nov-2014
93308 Mackenzie Strategic Bond Fund 1-May-2013
103703 Mackenzie Strategic Income Fund 30-Nov-2005
106656 Mackenzie Tax-Managed Global Equity Fund 22-Jun-2021
105152 Mackenzie U.S. Aggregate Bond Index ETF (CAD-Hedged) 26-Aug-2020
97630 Mackenzie Unconstrained Bond ETF 4-Apr-2016
95467 Mackenzie Unconstrained Fixed Income Fund 6-Oct-2014
25360 Mackenzie US All Cap Growth Fund 12-Jan-1995
105003 Mackenzie US Core Equity Fund 9-Jul-2020
94829 Mackenzie US Dividend Fund 10-Apr-2014
100825 Mackenzie US High Yield Bond Index ETF (CAD-Hedged) 10-Jan-2018
100826 Mackenzie US Investment Grade Corporate Bond Index ETF 10-Jan-2018
(CAD-Hedged)
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
100827 Mackenzie US Large Cap Equity Index ETF 10-Jan-2018
100828 Mackenzie US Large Cap Equity Index ETF (CAD Hedged) 10-Jan-2018
105296 Mackenzie US Mid Cap Opportunities Currency Neutral Fund 30-Sep-2020
104347 Mackenzie US Mid Cap Opportunities Fund 6-Feb-2020
104348 Mackenzie US Quantitative Large Cap Fund 6-Feb-2020
104349 Mackenzie US Quantitative Small Cap Fund 6-Feb-2020
106929 Mackenzie US Small-Mid Cap Growth Fund 16-Jul-2021
100829 Mackenzie US TIPS Index ETF (CAD-Hedged) 10-Jan-2018
96376 Mackenzie USD Global Strategic Income Fund 6-May-2015
96369 Mackenzie USD Ultra Short Duration Income Fund 6-May-2016
96370 Mackenzie USD Unconstrained Fixed Income Fund 6-May-2015
13369 Madison Pacific Properties Inc. 9-Dec-1985
78065 MAG Silver Corp. 10-May-2010
29255 Magellan Aerospace Corporation 9-Apr-1987
27548 Magellan Real Estate Investment Fund Limited Partnership (T) 4-Dec-1995
5210 Magic Show (CT) 13-Nov-1980 28-Oct-1983
79454 MagIndustries Corp. 11-Jun-2009
7982 Magna International Inc. 15-Dec-1983
106572 Magnet Forensics Inc. 27-Apr-2021
89940 Magnum Energy Inc. 4-May-2011
90062 Magnum Hunter Resources Corporation 3-May-2011
92756 Magor Corporation 27-Feb-2013
80539 Mainstream Minerals Corporation 1-Jun-2007
25793 Major Drilling Group International Inc. 27-Feb-1995
89630 Mammoth Resources Corp. 4-Mar-2011
87897 Mandalay Resources Corporation 29-Jul-2010
5204 Manfrey Capital Corporation (CT) 4-May-1973 19-Feb-2002
91078 Manitok Energy Inc. 28-Nov-2011
86997 Manitou Gold Inc. 19-Feb-2010
13289 *Manitou Springs Venture Capital Corporation (CT) 29-Nov-1989 05-May-2009
7460 Mann Oil Resources Inc. (CT) 10-May-1983 25-Feb-1993
85571 Mantaro Silver Corp. 17-Feb-2009
90412 Manulife Asia Equity Class 23-Aug-2011
92607 Manulife Balanced Equity Private Pool 14-Dec-2012
93402 Manulife Balanced Income Private Trust 10-Jun-2013
99840 Manulife Balanced Portfolio 1-May-2017
39196 Manulife Bond Fund 7-Dec-1999
88245 Manulife Canadian Balanced Fund 19-Aug-2010
84271 Manulife Canadian Bond Fund 8-Jul-2008
25320 Manulife Canadian Dividend Growth Fund 8-Nov-1994
97099 Manulife Canadian Growth and Income Private Trust 5-Aug-2015
84273 Manulife Canadian Investment Class 8-Jul-2008
89887 Manulife Canadian Investment Fund 24-May-2011
80931 Manulife Canadian Unconstrained Bond Fund 27-Apr-2007
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
72462 Manulife Canadian Universe Bond Fund 25-Aug-2004
72465 Manulife China Class 24-Aug-2004
106430 Manulife Climate Action Class 30-Apr-2021
106431 Manulife Climate Action Fund 30-Apr-2021
99841 Manulife Conservative Portfolio 2-Jun-2017
67614 Manulife Corporate Bond Fund 28-Aug-2003
92615 Manulife Corporate Fixed Income Private Trust 14-Dec-2012
44536 Manulife Covered Call U.S. Equity Class 21-Mar-2001
19430 Manulife Covered Call U.S. Equity Fund 25-Jun-1992
84274 Manulife Diversified Investment Fund 8-Jul-2008
91462 Manulife Dividend Income Class 23-Mar-2012
91465 Manulife Dividend Income Fund 23-Mar-2012
44534 Manulife Dividend Income Plus Class 31-Mar-2001
42620 Manulife Dividend Income Plus Fund 23-Aug-2000
85383 Manulife Dollar-Cost Averaging Fund 23-Jan-2009
21511 Manulife EAFE Equity Fund 24-Jun-1993
94969 Manulife Emerging Markets Fund 21-May-2014
80178 Manulife Finance (Delaware), L.P. 8-Dec-2006
38137 Manulife Financial Corporation 24-Sep-1999
91459 Manulife Fundamental Balanced Class 23-Mar-2012
81432 Manulife Fundamental Dividend Fund 27-Jun-2007
89890 Manulife Fundamental Equity Class 24-May-2011
67615 Manulife Fundamental Equity Fund 28-Aug-2003
86670 Manulife Fundamental Income Class 30-Dec-2009
49960 Manulife Fundamental Income Fund 3-Jul-2002
80034 Manulife Global All Cap Focused Fund 1-Jan-2007
93693 Manulife Global Balanced Fund 2-Aug-2013
94047 Manulife Global Balanced Private Trust 11-Oct-2013
103536 Manulife Global Core Plus Bond Fund 2-Aug-2019
72165 Manulife Global Dividend Growth Fund 30-Jun-2004
86285 Manulife Global Equity Class 20-Aug-2009
92619 Manulife Global Fixed Income Private Trust 14-Dec-2012
86665 Manulife Global Franchise Class 30-Dec-2009
44206 Manulife Global Franchise Fund 4-Jan-2001
83532 Manulife Global Listed Infrastructure Class 3-Apr-2008
83617 Manulife Global Listed Infrastructure Fund 24-Apr-2008
93690 Manulife Global Managed Volatility Portfolio 2-Aug-2013
90416 Manulife Global Small Cap Balanced Fund 23-Aug-2011
84275 Manulife Global Small Cap Fund 8-Jul-2008
95264 Manulife Global Strategic Balanced Yield Fund 1-Aug-2014
102113 Manulife Global Thematic Opportunities Class 15-Oct-2018
102114 Manulife Global Thematic Opportunities Fund 15-Oct-2018
93531 Manulife Global Unconstrained Bond Fund 2-Jul-2013
37188 Manulife Growth Opportunities Fund 13-Nov-1998
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
99842 Manulife Growth Portfolio 1-May-2017
98238 Manulife International Equity Private Trust 4-Aug-2016
99843 Manulife Moderate Portfolio 1-May-2017
44544 Manulife Monthly High Income Class 21-Mar-2001
33175 Manulife Monthly High Income Fund 6-Oct-1997
99507 Manulife Multifactor Canadian Large Cap Index ETF 24-Mar-2017
100591 Manulife Multifactor Canadian SMID Cap Index ETF 6-Nov-2017
99508 Manulife Multifactor Developed International Index ETF 24-Mar-2017
101876 Manulife Multifactor Emerging Markets Index ETF 21-Aug-2018
99509 Manulife Multifactor U.S. Large Cap Index ETF 24-Mar-2017
99510 Manulife Multifactor U.S. Mid Cap Index ETF 24-Mar-2017
100592 Manulife Multifactor U.S. Small Cap Index ETF 6-Nov-2017
46790 Manulife Simplicity Balanced Portfolio 31-Dec-2001
75291 Manulife Simplicity Conservative Portfolio 27-Apr-2005
79265 Manulife Simplicity Global Balanced Portfolio 25-Aug-2006
46791 Manulife Simplicity Growth Portfolio 24-Aug-2001
75295 Manulife Simplicity Moderate Portfolio 27-Apr-2005
105591 Manulife Smart Core Bond ETF 11-Nov-2020
105592 Manulife Smart Corporate Bond ETF 11-Nov-2020
105593 Manulife Smart Dividend ETF 11-Nov-2020
105594 Manulife Smart Short-Term Bond ETF 11-Nov-2020
105595 Manulife Smart U.S. Dividend ETF 11-Nov-2020
91464 Manulife Strategic Balanced Yield Fund 23-Mar-2012
97100 Manulife Strategic Dividend Bundle 5-Aug-2015
77732 Manulife Strategic Income Fund 1-Dec-2005
96063 Manulife Strategic Investment Grade Global Bond Fund 16-Mar-2015
81433 Manulife Tactical Income Fund 27-Jun-2007
46838 Manulife Tax-Managed Growth Fund 24-Aug-2001
90421 Manulife U.S. All Cap Equity Class 23-Aug-2011
90422 Manulife U.S. All Cap Equity Fund 23-Aug-2011
93403 Manulife U.S. Balanced Private Trust 10-Jun-2013
96064 Manulife U.S. Balanced Value Private Trust 16-Mar-2015
94322 Manulife U.S. Dividend Income Class 24-Dec-2013
96065 Manulife U.S. Dollar Strategic Income Fund 16-Mar-2015
106432 Manulife U.S. Dollar U.S. Dividend Income Fund 30-Apr-2021
106433 Manulife U.S. Dollar U.S. Equity Fund 30-Apr-2021
84276 Manulife U.S. Equity Fund 8-Jul-2008
94326 Manulife U.S. Monthly High Income Fund 18-Dec-2013
40135 Manulife U.S. Opportunities Fund 8-Nov-1999
90425 Manulife Value Balanced Class 23-Aug-2011
90426 Manulife Value Balanced Fund 23-Aug-2011
79266 Manulife World Investment Class 25-Aug-2006
89900 Manulife World Investment Fund 24-May-2011
86874 Manulife Yield Opportunities Fund 29-Dec-2009
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
89541 Maple Gold Mines Ltd. 29-Jul-2011
9157 Maple Leaf Foods Inc. 23-Sep-1991
89062 Maple Leaf Income Class 18-Mar-2011
89063 Maple Leaf Resource Class 18-Mar-2011
105362 Maple Leaf Short Duration 2020-II Flow-Through Limited 21-Sep-2020
Partnership - National Class
105364 Maple Leaf Short Duration 2020-II Flow-Through Limited 21-Sep-2020
Partnership - Quebec Class
105915 Maple Leaf Short Duration 2021 Flow-Through Limited 27-Jan-2021
Partnership - National Class
105917 Maple Leaf Short Duration 2021 Flow-Through Limited 27-Jan-2021
Partnership - Quebec Class
107143 Maple Leaf Short Duration 2021-II Flow-Through Limited 16-Sep-2021
Partnership - National Class
107145 Maple Leaf Short Duration 2021-II Flow-Through Limited 16-Sep-2021
Partnership - Quebec Class
89804 Marathon Gold Corporation 30-Nov-2010
36846 Marathon Oil Corporation 17-Oct-2007
80986 Marimaca Copper Corp. 13-Jun-2007
78821 Marquest Mutual Funds Inc. - Explorer Series Fund 9-May-2007
85101 Marquest Mutual Funds Inc. - Flex Dividend and Income 21-Oct-2008
Growth Series Fund
91530 Marquis Balanced Class Portfolio 23-Mar-2012
91531 Marquis Balanced Growth Class Portfolio 22-Jun-2012
70034 Marquis Balanced Growth Portfolio 23-Feb-2004
72305 Marquis Balanced Income Portfolio 13-Jul-2004
49886 Marquis Balanced Portfolio 20-Dec-2002
70028 Marquis Equity Portfolio 20-Feb-2004
50735 Marquis Growth Portfolio 11-Oct-2002
67525 Marquis Institutional Balanced Growth Portfolio 12-Aug-2003
67523 Marquis Institutional Balanced Portfolio 12-Aug-2003
40496 Marquis Institutional Bond Portfolio 16-Feb-2000
37375 Marquis Institutional Canadian Equity Portfolio 21-Jan-1999
67522 Marquis Institutional Equity Portfolio 12-Aug-2003
37378 Marquis Institutional Global Equity Portfolio 21-Jan-1999
72307 Marquis Institutional Growth Portfolio 13-Jul-2004
7754 Marquis Resources Corp. (CT) 7-Nov-1983 19-Feb-1993
85903 Marret High Yield Strategies Fund 28-May-2009
89402 Marret Multi-Strategy Income Fund 28-Feb-2011
10526 Martello Court L.P. (CT) 19-Oct-1987 25-Feb-1993
105197 Marwest Apartment Real Estate Investment Trust 4-Sep-2020
12690 *Master Investments Ltd. (CT) 26-Oct-1989 13-Jun-2000
13319 *Master Manufacturing Inc.(CT) 29-May-1990 20-Nov-2003
8690 Master Resources & Development Ltd.(CT) 15-Apr-1985 19-Feb-1993
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
85016 Matco Balanced Fund 17-Dec-2008
103484 Matco Canadian Equity Fund 21-Jun-2019
100173 Matco Fixed Income Fund 23-Jun-2017
100174 Matco Global Equity Fund 23-Jun-2017
85017 Matco Small Cap Fund 17-Dec-2008
93172 Matrix 2013 Short Duration National Class 17-Apr-2013
93174 Matrix 2013 Short Duration Québec Class 17-Apr-2013
87184 Matrix Asset Management Inc. 15-Jan-2010
5266 Matt And Jenny (CT) 25-Sep-1979 17-Feb-1993
94338 Maudore Minerals Ltd 6-Dec-2013
101682 MAV Beauty Brands Inc. 28-Jun-2018
94973 *Maverick Minerals Corp.(CT) 7-Sep-2012 24-Apr-2014
100564 Maverix Metals Inc. 6-Sep-2017
17673 Mawer Balanced Fund 12-Jun-1991
17672 Mawer Canadian Bond Fund 12-Jun-1991
17674 Mawer Canadian Equity Fund 12-Jun-1991
17679 Mawer Canadian Money Market Fund 12-Jun-1991
104857 Mawer EAFE Large Cap Fund 21-May-2020
97982 Mawer Emerging Markets Equity Fund 27-May-2016
93606 Mawer Global Balanced Fund 2-Jul-2013
86213 Mawer Global Equity Fund 12-Aug-2009
81718 Mawer Global Small Cap Fund 10-Aug-2007
17678 Mawer International Equity Fund 12-Jun-1991
17677 Mawer New Canada Fund 12-Jun-1991
17676 Mawer Tax Effective Balanced Fund 12-Jun-1991
20519 Mawer U.S. Equity Fund 10-Dec-1992
107106 Mawer U.S. Mid Cap Equity Fund 24-Sep-2021
104992 Maxam Arbitrage Fund 4-Sep-2020
103062 Maxar Technologies Inc. 1-Jan-2019
11344 Maxwell Communications Finance Canada Limited (CT) 24-Oct-1988 27-Feb-2002
106075 Mayfair Gold Corp. 5-Mar-2021
81578 MBN Corporation 4-Jun-2007
17337 MCAN Mortgage Corporation 11-Oct-1991
32969 McCoy Global Inc. 29-Oct-1997
33363 McElvaine Value Fund 23-Dec-2019
78807 McEwen Mining Inc. 4-Aug-2006
105911 MCI Onehealth Technologies Inc. 30-Dec-2020
13065 McLean Futures Fund II (CT) 27-Jul-1979 02-Feb-1993
101701 mCloud Technologies Corp. (formerly Universal Mcloud Corp.)20-Apr-2020
92110 MCP Exchangeco Inc. 12-Jun-2012
19873 MD American Growth Fund 14-Sep-1992
42490 MD American Value Fund 24-Aug-2000
11153 MD Bond Fund 22-Jun-1988
22763 MD Canadian Equity Fund 5-Nov-1993
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
80217 MD Dividend Growth Fund 19-Jan-2007
7687 MD Equity Fund 3-Oct-1983
98077 MD Fossil Fuel Free Bond Fund 27-May-2016
98078 MD Fossil Fuel Free Equity Fund 27-May-2016
5683 MD Growth Investments Limited 1-Jun-1972
42488 MD International Growth Fund 24-Aug-2000
69523 MD International Value Fund 28-Jan-2004
7688 MD Money Fund 30-Sep-1983
86728 MD Precision Balanced Growth Portfolio 11-Jan-2010
91532 MD Precision Balanced Income Portfolio 19-Apr-2012
19871 MD Precision Canadian Balanced Growth Fund 14-Sep-1992
19872 MD Precision Canadian Moderate Growth Fund 14-Sep-1992
86729 MD Precision Conservative Portfolio 11-Jan-2010
86730 MD Precision Maximum Growth Portfolio 11-Jan-2010
86731 MD Precision Moderate Balanced Portfolio 11-Jan-2010
91533 MD Precision Moderate Growth Portfolio 19-Apr-2012
26981 MD Short-Term Bond Fund 22-Sep-1995
94410 MD Strategic Opportunities Fund 5-Feb-2014
94411 MD Strategic Yield Fund 5-Feb-2014
106444 MDA Ltd. (formerly, Neptune Acquisition Holdings Inc.) 1-Apr-2021
30953 MDC Partners Inc. 11-Mar-1997
43056 mdf commerce inc. 25-Sep-2000
86933 MDPIM Bond Pool 31-Mar-2010
42487 MDPIM Canadian Equity Pool 24-Aug-2000
80218 MDPIM Dividend Pool 22-Jan-2007
94722 MDPIM Emerging Markets Equity Pool 12-May-2014
99625 MDPIM International Equity Index Pool 4-Apr-2017
51635 MDPIM International Equity Pool 12-Feb-2003
99626 MDPIM S&P 500 Index Pool 4-Apr-2017
99624 MDPIM S&P/TSX Capped Composite Index Pool 4-Apr-2017
51275 MDPIM Short-Term Bond Pool 12-Feb-2003
92678 MDPIM Strategic Opportunities Pool 30-Jan-2013
92679 MDPIM Strategic Yield Pool 30-Jan-2013
42495 MDPIM US Equity Pool 24-Aug-2000
5864 Meadowbrook Apartment Project 29-Jun-1981
30141 Med-Chem Health Care Limited (CT) 26-Nov-1996 27-Feb-2002
106265 Medexus Pharmaceuticals Inc. (formerly Pediapharm Inc.) 17-Feb-2021
70743 Medical Facilities Corporation 19-Mar-2004
43808 Medicure Inc. 2-Mar-2001
103527 MediPharm Labs Corp. (formerly POCML 4 Inc.) 10-Jun-2019
101877 MedMen Enterprises Inc. 21-Sep-2018
106163 Mednow Inc. 26-Feb-2021
49654 Medx Health Corp. 27-Jun-2002
67913 MEG Energy Corp. 26-Jul-2010
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
71360 Mega Uranium Ltd. 19-Oct-2009
38844 Megawheels Technologies Inc. 30-Mar-1999
5193 Melanie (CT) 1-Oct-1980 17-Feb-1993
93288 Melcor Real Estate Investment Trust 19-Apr-2013
97762 Melodia 100 Percent Equity Growth Portfolio 8-Apr-2016
93019 Melodia Balanced Growth Portfolio 28-Mar-2013
93018 Melodia Conservative Income Portfolio 28-Mar-2013
93016 Melodia Diversified Growth Portfolio 28-Mar-2013
93026 Melodia Diversified Income Portfolio 30-Sep-2013
93021 Melodia Maximum Growth Portfolio 28-Mar-2013
93017 Melodia Moderate Growth Portfolio 28-Mar-2013
93024 Melodia Moderate Income Portfolio 28-Mar-2013
93022 Melodia Very Conservative Income Portfolio 30-Sep-2013
90725 Memex Inc. 27-Oct-2011
102677 Mene Inc. 18-Dec-2018
82716 Mercator Minerals Ltd. 22-Jan-2009
104052 Merida Merger Corp. I 4-Nov-2019
28482 Merit Energy Ltd. (CT) 16-Jun-1997 23-Apr-2002
89474 Meritage Agressive Growth Class Portfolio 29-Mar-2011
79401 Meritage Agressive Growth Income Portfolio 26-Sep-2006
79402 Meritage Agressive Growth Portfolio 26-Sep-2006
82317 Meritage American Equity Portfolio 25-Sep-2007
79396 Meritage Balanced Income Portfolio 26-Sep-2006
79397 Meritage Balanced Portfolio 26-Sep-2006
79398 Meritage Canadian Equity Portfolio 30-Oct-2013
79399 Meritage Conservative Income Portfolio 26-Sep-2006
79400 Meritage Conservative Portfolio 26-Sep-2006
94017 Meritage Diversified Fixed Income Portfolio 30-Oct-2013
95322 Meritage Global Balanced Portfolio 29-Aug-2014
97463 Meritage Global Conservative Portfolio 29-Feb-2016
79403 Meritage Global Equity Portfolio 26-Sep-2006
97462 Meritage Global Growth Plus Portfolio 29-Feb-2016
97465 Meritage Global Growth Portfolio 29-Feb-2016
97466 Meritage Global Moderate Portfolio 29-Feb-2016
79404 Meritage Growth Income Portfolio 26-Sep-2006
79405 Meritage Growth Portfolio 26-Sep-2006
82318 Meritage International Equity Portfolio 25-Sep-2007
79406 Meritage Moderate Income Portfolio 31-Dec-2006
79407 Meritage Moderate Portfolio 26-Sep-2006
97467 Meritage Tactical ETF Balanced Portfolio 29-Feb-2016
98271 Meritage Tactical ETF Equity Portfolio 23-Aug-2016
97468 Meritage Tactical ETF Growth Portfolio 29-Feb-2016
97469 Meritage Tactical ETF Moderate Portfolio 31-Dec-2016
26401 Merrill Lynch Financial Assets Inc. 16-Jun-1995
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
88504 Metalla Royalty & Streaming Ltd. 1-May-2020
44127 Meteor Creek Resources Inc. (T) 12-Dec-2000
6315 Methanex Corporation 21-Oct-1982
21506 Metro Inc. 17-May-1993
40156 Metro Vancouver Properties Corp. 29-Oct-1999
106677 Michichi Capital Corp. 24-Jun-2021
39083 Micro Mining Technologies Ltd. (T) 20-Dec-2000
106662 Microbix Biosystems Inc. 12-May-2021
7762 Microcomp 83 R & D Program L.P. (CT) 1-Nov-1983 17-Feb-1993
71381 MicroPlanet Technology Corp. 1-Jun-2004
10902 *Mid West Venture Corporation (CT) 24-Dec-1987 03-Jul-1991
5014 Middle Age Crazy (CT) 21-Jun-1979 17-Feb-1993
103300 Middlefield American Core Dividend ETF 4-Jun-2019
92482 Middlefield Can-Global REIT Income Fund 29-Oct-2012
49945 Middlefield Canadian Dividend Growers Class 5-Jul-2002
85925 Middlefield Global Agriculture Class 27-May-2009
95002 Middlefield Global Dividend Growers Class 13-May-2014
93542 Middlefield Global Infrastructure Fund 30-Jun-2020
103992 Middlefield Global Real Asset Fund 15-Oct-2019
90077 Middlefield Global Real Estate Class 13-Jun-2011
86188 Middlefield Global Sustainable Energy Class 23-Jul-2009
98575 Middlefield Health & Wellness ETF 20-Sep-2016
100175 Middlefield Healthcare & Life Sciences Dividend Fund 26-Jun-2017
102641 Middlefield Healthcare & Life Sciences ETF 12-Feb-2019
103301 Middlefield Healthcare & Wellness ETF 4-Jun-2019
72139 Middlefield High Interest Income Class 15-Jun-2004
42486 Middlefield Income Plus Class 8-Jun-2000
102642 Middlefield REIT INDEXPLUS ETF 19-Feb-2019
95003 Middlefield US Dividend Growers Class 13-May-2014
5583 Midnight Matinee/Mr. Patman (CT) 28-Jan-1980 19-Feb-1993
44506 Millenium Biologix Corporation 6-Feb-2001
100566 Millennial Lithium Corp. 14-Sep-2017
7728 Millrock Resources Inc. 8-May-1979
79901 MINCO SILVER CORPORATION 13-Nov-2006
106160 Mind Cure Health Inc. 28-Aug-2020
104928 Mind Medicine (MindMed) Inc. (formerly Broadway Gold Mining21-May-2020
Ltd.)
105869 MindBeacon Holdings Inc. 17-Dec-2020
46145 Mindoro Resources Ltd. 24-Apr-2001
43621 Mindready Solutions Inc. 12-Dec-2000
106486 Mindset Pharma Inc. (formerly North Sur Resources Inc.) 12-Apr-2021
87842 Minera IRL Limited 15-Oct-2010
31205 Mint Income Fund 5-Mar-1996
101699 Minto Apartment Real Estate Investment Trust 22-Jun-2018
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
80958 Mirabela Nickel Limited 25-May-2007
93757 Mirati Therapeutics, Inc. 28-Jun-2013
5277 Misdeal (CT) 5-Dec-1980 28-Jun-1984
101607 MLD Core Fund 7-Jun-2018
101503 MM Fund 14-May-2018
89414 MNP Petroleum Corporation 2-May-2011
97030 Mobi724 Global Solutions Inc. (Formerly Hybrid Paytech World20-Jul-2017
Inc.)
13598 Modern Meat Inc. 14-Aug-1990
22838 Mogo Inc. 29-Nov-1993
75178 Molson Coors Brewing Company 9-Feb-2005
74516 Molson Coors Canada Inc. 9-Feb-2005
24034 Monarch Resources Limited (CT) 6-Jun-1994 18-Apr-2002
32242 Money Market Fund 13-Aug-1997
103139 Mongoose Mining Ltd. 11-Jun-2019
32468 Monogen Inc. 1-Aug-1997
105524 Montage Gold Corp. 20-Oct-2020
11334 *Moon Lake Golf and Country Club Ltd. 1-Nov-1998
104223 Moon River Capital Ltd 23-Jan-2020
6414 Morguard Corporation 1-Oct-1967
91566 Morguard North American Residential Real Estate Investment 9-Apr-2012
Trust
33286 Morguard Real Estate Investment Trust 2-Oct-1997
93438 Morien Resources Corp. 9-Nov-2012
89147 Morneau Shepell Inc. 1-Jan-2011
99805 Morningstar Aggressive Portfolio 12-May-2017
99806 Morningstar Balanced Portfolio 12-May-2017
99807 Morningstar Conservative Portfolio 12-May-2017
99808 Morningstar Growth Portfolio 12-May-2017
99809 Morningstar Moderate Portfolio 12-May-2017
98512 Morningstar Strategic Canadian Equity Fund 15-Sep-2016
92528 Mosaic Capital Corporation 24-Oct-2012
84725 Mount Logan Capital Inc. 1-Aug-2008
86836 Mountain Province Diamonds Inc. 2-Dec-2009
32267 Mountain World Entertainment Ltd. (CT) 1-Aug-1997 22-Feb-2002
105942 MRF 2021 Resource Limited Partnership 13-Jan-2021
87361 Mullen Group Ltd. 1-May-2009
87325 Multi-Asset Growth & Income Strategy 19-Feb-2010
87324 Multi-Asset Growth & Income Strategy Class 26-Feb-2010
42824 Multi-Asset Growth Strategy 17-Jul-2001
84898 Multi-Asset Growth Strategy Class 28-Oct-2008
41264 Multi-Asset Income Strategy 10-Aug-2000
91134 Multi-Asset Income Strategy Class 16-Jan-2012
99744 Multi-Asset International Equity 6-Apr-2017
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
13084 Multibanc NT Financial Corp (CT) 30-Jan-1987 26-Apr-2002
103621 Mulvihill Premium Yield Fund 20-Sep-2019
73638 Murchison Minerals Ltd. 10-Dec-2004
101467 *MustGrow Biologics Corp. 20-Jun-2019
106113 Mydecine Innovations Group Inc. 9-Feb-2021
7384 *N.S.L. Holdings Ltd. (CT) 7-Nov-1988 27-Aug-1992
50680 Nabors Industries Ltd. 15-Dec-2017
100236 NADG NNN Real Estate Investment Trust 27-Jul-2017
99824 Namaste Technologies Inc. 20-Feb-2018
89625 Namibia Rare Earths Inc. 7-Apr-2011
105613 Nano One Materials Corp. 26-Oct-2020
101486 NanoXplore Inc. (formerly Graniz Mondal Inc.) 5-Feb-2021
10661 Napa/Carneros Winegrowers Limited Partnership (CT) 28-Oct-1987 22-Feb-2002
107033 NATION GOLD CORP. 15-Oct-2021
5611 National Bank of Canada 18-Jan-1982
41920 National Bank Quebec Growth Fund 2-Apr-2003
21521 National Bank U.S. Equity Fund 5-Jul-1993
22948 National FibreTech Inc. (CT) 22-Dec-1993 22-Feb-2002
42847 National Health Stores Inc. 2-Oct-2000 18-Apr-2002
90090 Nautilus Minerals Inc. 23-Mar-2012
30067 Nav Canada 6-Dec-1996
101866 Navigator Acquisition Corp. 5-Sep-2018
102479 NBI Active Canadian Preferred Shares ETF 16-Jan-2019
105904 NBI Active International Equity ETF 31-Dec-2021
105905 NBI Active U.S. Equity ETF 1-Feb-2021
99830 NBI Balanced Portfolio 12-May-2017
50538 NBI Bond Fund 2-Apr-2003
50561 NBI Canadian All Cap Equity Fund 1-Apr-2003
101402 NBI Canadian Bond Index Fund 15-May-2018
96292 NBI Canadian Bond Private Portfolio 19-May-2015
105906 NBI Canadian Dividend Income ETF 1-Feb-2021
10769 NBI Canadian Equity Growth Fund 25-Nov-1987
101403 NBI Canadian Equity Index Fund 14-May-2018
96293 NBI Canadian Equity Private Portfolio 19-May-2015
102480 NBI Canadian Family Business ETF 16-Jan-2019
96294 NBI Canadian High Conviction Equity Private Portfolio 19-May-2015
37096 NBI Canadian Index Fund 6-Nov-1998
96924 NBI Canadian Preferred Equity Private Portfolio 19-May-2015
99831 NBI Conservative Portfolio 12-May-2017
87715 NBI Corporate Bond Fund 3-Jun-2010
96295 NBI Corporate Bond Private Portfolio 19-May-2015
96927 NBI Diversified Emerging Markets Equity Fund 19-May-2015
96297 NBI Equity Income Private Portfolio 19-May-2015
99832 NBI Equity Portfolio 15-May-2018
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
94347 NBI Floating Rate Income Fund 6-Jan-2014
50560 NBI Global Diversified Equity Fund 1-Apr-2003
50542 NBI Global Equity Fund 2-Apr-2003
104281 NBI Global Private Equity ETF 27-Jan-2020
102481 NBI Global Real Assets Income ETF 16-Jan-2019
97410 NBI Global Real Assets Income Fund 28-Jan-2016
94348 NBI Global Tactical Bond Fund 6-Jan-2014
99833 NBI Growth Portfolio 12-May-2017
104288 NBI High Yield Bond ETF 27-Jan-2020
48555 NBI High Yield Bond Fund 25-Mar-2002
11694 NBI Income Fund 7-Mar-1989
37098 NBI International Currency Neutral Index Fund 6-Nov-1998
101405 NBI International Equity Index Fund 15-May-2018
96298 NBI International High Conviction Equity Private Portfolio 19-May-2015
50549 NBI International Index Fund 2-Apr-2003
88412 NBI Jarislowsky Fraser Select Balanced Fund 12-Oct-2010
88413 NBI Jarislowsky Fraser Select Canadian Equity Fund 12-Oct-2010
88414 NBI Jarislowsky Fraser Select Income Fund 12-Oct-2010
102482 NBI Liquid Alternatives ETF 16-Jan-2019
99834 NBI Moderate Portfolio 12-May-2017
48547 NBI Money Market Fund 25-Mar-2002
96299 NBI Multiple Asset Class Private Portfolio 19-May-2015
96930 NBI Non-Traditional Capital Appreciation Private Portfolio 28-Oct-2015
96931 NBI Non-Traditional Fixed Income Private Portfolio 28-Oct-2015
96300 NBI North American Dividend Private Portfolio 19-May-2015
24493 NBI Precious Metals Fund 2-Aug-1994
92333 NBI Preferred Equity Fund 16-Oct-2012
82661 NBI Preferred Equity Income Fund 23-Nov-2007
103176 NBI Presumed Sound Investments Fund 17-May-2019
13380 NBI Resource Fund 29-Dec-1989
27018 NBI Science and Technology Fund 11-Aug-1995
99835 NBI Secure Portfolio 12-May-2017
48551 NBI Small Cap Fund 25-Mar-2002
96933 NBI SmartBeta Canadian Equity Fund 28-Oct-2015
96934 NBI SmartBeta Global Equity Fund 28-Oct-2015
82659 NBI SmartData International Equity Fund 23-Nov-2007
82658 NBI SmartData U.S. Equity Fund 23-Nov-2007
104286 NBI Sustainable Canadian Bond ETF 27-Jan-2020
105907 NBI Sustainable Canadian Corporate Bond ETF 1-Feb-2021
104287 NBI Sustainable Canadian Equity ETF 27-Jan-2020
104285 NBI Sustainable Global Equity ETF 27-Jan-2020
103177 NBI Tactical Asset Allocation Fund 17-May-2019
100620 NBI Tactical Equity Private Portfolio 11-Oct-2017
96935 NBI U.S. Bond Private Portfolio 28-Oct-2015
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
37097 NBI U.S. Currency Neutral Index Fund 6-Nov-1998
101404 NBI U.S. Equity Index Fund 15-May-2018
96301 NBI U.S. Equity Private Portfolio 19-May-2015
96303 NBI U.S. High Conviction Equity Private Portfolio 19-May-2015
50536 NBI U.S. Index Fund 2-Apr-2003
103808 NBI Unconstrained Fixed Income ETF 13-Sep-2019
98779 NBI Unconstrained Fixed Income Fund 22-Nov-2016
102392 NBS Capital Inc. 30-Nov-2018
101953 NCM Balanced Income Portfolio 29-Aug-2018
101954 NCM Conservative Income Portfolio 29-Aug-2018
77851 NCM Core American 31-Dec-2005
97631 NCM Core Canadian 6-Jul-2016
97632 NCM Core Global 7-Jul-2016
90614 NCM Core Income Fund 16-Sep-2011
89773 NCM Global Income Growth Class 6-Jul-2016
101955 NCM Growth and Income Portfolio 29-Aug-2018
77850 NCM Income Growth Class 31-Dec-2005
46106 NCM Norrep Fund 30-May-2001
74029 NCM Small Companies Class 23-Dec-2004
103453 NEI Balanced Private Portfolio 28-Jun-2019
95839 NEI Balanced Yield Portfolio 15-Dec-2014
6366 NEI Canadian Bond Fund 23-Jan-1978
51771 NEI Canadian Dividend Fund 7-Jun-2004
35950 NEI Canadian Equity Fund 9-Jun-1998
103454 NEI Canadian Equity Pool 28-Jun-2019
50265 NEI Canadian Equity RS Fund 20-Sep-2002
21562 NEI Canadian Small Cap Equity Fund 6-Jul-1993
25150 NEI Canadian Small Cap Equity RS Fund 9-Jan-1995
97369 NEI Conservative Yield Portfolio 11-Jan-2016
43003 NEI Emerging Markets Fund 6-Oct-2000
97370 NEI Environmental Leaders Fund 11-Jan-2016
45011 NEI ESG Canadian Enhanced Index Fund 27-Mar-2001
103455 NEI Fixed Income Pool 28-Jun-2019
82505 NEI Global Dividend RS Fund 31-Oct-2007
35954 NEI Global Equity Fund 9-Jun-1998
103456 NEI Global Equity Pool 28-Jun-2019
40911 NEI Global Equity RS Fund 22-Dec-1999
75666 NEI Global High Yield Bond Fund 14-Jun-2005
104973 NEI Global Impact Bond Fund 26-Jun-2020
19967 NEI Global Sustainable Balanced Fund 28-Sep-1992
93881 NEI Global Total Return Bond Fund 20-Sep-2013
98616 NEI Global Value Fund 11-Oct-2016
35953 NEI Growth and Income Fund 9-Jun-1998
103457 NEI Growth Private Portfolio 28-Jun-2019
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
103458 NEI Income & Growth Private Portfolio 8-Nov-2019
103459 NEI Income Private Portfolio 28-Jun-2019
50269 NEI International Equity RS Fund 20-Sep-2003
103460 NEI Managed Asset Allocation Pool 28-Jun-2019
42998 NEI Money Market Fund 6-Oct-2000
86723 NEI Select Balanced RS Portfolio 7-Dec-2009
87453 NEI Select Growth & Income RS Portfolio 12-Apr-2010
86724 NEI Select Growth RS Portfolio 7-Dec-2009
76921 NEI Select Income & Growth RS Portfolio 4-Jul-2005
90668 NEI Select Income RS Portfolio 7-Oct-2011
89608 NEI Select Maximum Growth RS Portfolio 7-Apr-2011
42976 NEI U.S. Dividend Fund 6-Oct-2000
6367 NEI U.S. Equity RS Fund 23-Jan-1978
106659 Neighbourly Pharmacy Inc. 18-May-2021
100717 Neo Performance Materials Inc. 1-Dec-2017
105092 NeonMind Biosciences Inc. 9-Dec-2020
67161 Neovasc Inc. 16-Apr-2007
85403 Neptune Wellness Solutions Inc. 12-Jan-2015
66423 Neutral Balanced Fund 5-Jun-2003
33706 Nevada Bob's Golf Inc. (CT) 23-Dec-1997 18-Apr-2002
84101 Nevada Copper Corp. 25-Jul-2011
90110 Nevada Zinc Corporation 22-Jul-2011
88229 New Commerce Split Fund 26-Mar-2010
105058 New Found Gold Corp. 31-Jul-2020
78280 New Gold Inc. 23-Feb-2006
7598 New Guinea Gold Corporation 13-Jul-1983
97798 New Leaders Class 22-Apr-2016
106933 New Leaf Ventures Inc. 27-Jul-2021
87411 New Look Vision Group Inc. 2-Mar-2010
100872 New Pacific Metals Corp. 21-Oct-2019
106935 New Placer Dome Gold Corp. 19-Jul-2021
79815 New Stratus Energy Inc. 31-May-2007
90047 New Zealand Energy Corp. 20-Jul-2011
106332 Newcore Gold Ltd. 9-Mar-2021
5914 Newfoundland Power Inc. 29-Sep-1981
102643 NewGen Alternative Income Fund 17-Jan-2019
106091 NewGen Focussed Alpha Fund 3-Feb-2021
42373 NewKidCo International Inc. (formerly SoftQuad International 2-Apr-2001
Inc.) (T)
47380 Newmont Corporation 4-Feb-1987
5335 Newport Exploration Ltd 26-Mar-1981
101172 Newstrike Brands Ltd. 13-Feb-2018
100632 Nexa Resources S.A. 26-Oct-2017
99293 Nexco Resources Inc. 15-Feb-2017
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
104282 NEXE Innovations Inc. 17-Jan-2020
92885 NexGen Energy Ltd. 18-Mar-2014
9776 Nexient Learning Inc. 17-Oct-1986
98553 NexJ Health Holdings Inc. 25-Jan-2016
89867 NexJ Systems Inc. 12-May-2011
90936 NexLiving Communities Inc. 1-Mar-2012
103064 NexPoint Hospitality Trust 27-Mar-2019
105617 Next Edge Biotech and Life Sciences Opportunities Fund 4-Nov-2020
106813 Next Edge Strategic Metals and Commodities 21-Jul-2021
Fund(DUPLICATE)
97160 Next Hydrogen Solutions Inc. 11-Apr-2015
103049 Nextech AR Solutions Corp. 13-Aug-2020
105221 NextPoint Financial Inc. 6-Aug-2020
86405 Nexus Gold Corp. 25-Sep-2009
95249 Nexus Real Estate Investment Trust 7-Jul-2014
87631 NEXX Systems, Inc. 14-May-2010
77168 NFI Group Inc. (formerly New Flyer Industries Inc.) 15-Aug-2005
42303 NHC Communications Inc. 25-May-2000
106953 Nighthawk Gold Corp. 22-Jun-2021
80838 Niko Resources Ltd. 28-Nov-2012
105366 Ninepoint 2020 Short Duration Flow-Through Limited 14-Sep-2020
Partnership
105930 Ninepoint 2021 Flow-Through Limited Partnership - National 22-Jan-2021
Class
105932 Ninepoint 2021 Flow-Through Limited Partnership - Quebec 22-Jan-2021
Class
107130 Ninepoint 2021 Short Duration Flow-Through Limited 31-Aug-2021
Partnership
106457 Ninepoint Alternative Credit Opportunities Fund 3-May-2021
103837 Ninepoint Alternative Credit Opportunities Fund 11-Nov-2019
98488 Ninepoint Alternative Health Fund 20-Sep-2016
106499 Ninepoint Bitcoin ETF 28-Apr-2021
105984 Ninepoint Convertible Securities Fund 21-Jan-2021
90523 Ninepoint Diversified Bond Class 27-Sep-2011
88122 Ninepoint Diversified Bond Fund 19-Jul-2010
70756 Ninepoint Energy Fund 26-Mar-2004
97209 Ninepoint Focused Global Dividend Class 16-Nov-2015
103838 Ninepoint FX Strategy Fund 11-Nov-2019
90520 Ninepoint Global Infrastructure Fund 29-Aug-2011
96961 Ninepoint Global Real Estate Fund 6-Jul-2015
47348 Ninepoint Gold and Precious Minerals Fund 26-Oct-2001
85550 Ninepoint Gold Bullion Fund 11-Mar-2009
88123 Ninepoint High Interest Savings Fund 19-Jul-2010
100933 Ninepoint International Small Cap Fund 1-Feb-2018
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
90525 Ninepoint Resource Class 27-Sep-2011
96960 Ninepoint Return Advantaged U.S. Equity Index Class 6-Jul-2015
91554 Ninepoint Risk Advantaged U.S. Equity Index 29-Mar-2012
89424 Ninepoint Silver Bullion Fund 3-May-2011
91106 Ninepoint Silver Equities Class 6-Feb-2012
96290 NioCorp Developments Ltd. 25-Mar-2015
80998 Nobilis Health Corp. 9-May-2007
105526 Nomad Royalty Company Ltd. 1-Oct-2020
48951 Noranda Income Fund 19-Apr-2002
49209 Nordic Oil and Gas Ltd. 21-Jun-2002
45787 Nortel Networks Corporation 1-Oct-1967
5719 Nortel Networks Limited 1-Oct-1967
98025 North America Frac Sand, Inc.(CT) 21-Apr-2016 15-May-2018
79331 North American Construction Group Ltd. 22-Nov-2006
72723 North American Financial 15 Split Corp. 29-Sep-2004
84792 North American Tungsten Corporation Ltd. 8-Mar-2011
91929 North Growth Canadian Equity Fund 16-May-2012
86487 North Growth U.S. Equity Advisor Fund 23-Oct-2009
5958 North Shore Limited Partnership (CT) 26-Nov-1981 22-Feb-2002
6031 *North West Food And Fuel Corp. (CT) 20-Dec-1982 12-Sep-1991
21092 *North West Terminal Ltd. 24-Feb-1994
99285 Northern Dynasty Minerals Ltd. 20-Jan-2017
92425 Northern Frontier Corp. 5-Sep-2013
11281 *Northern Lights Big Game Corp. (CT) 30-Sep-1988 27-Aug-1992
77672 Northern Uranium Corp. 21-Nov-2005
90914 Northisle Copper and Gold Inc 17-Oct-2011
31541 Northland Power Inc. 1-Jan-2011
88824 Northland Resources SE 19-Nov-2010
9107 Northstar Aerospace 31-Oct-1985
106522 Northstar Clean Technologies Inc. 21-Jun-2021
103197 Northstar Gold Corp. 28-Jun-2019
104900 Northview Canadian High Yield Residential Fund 30-Sep-2020
87292 NorthWest Healthcare Properties Real Estate Investment 17-Mar-2010
Trust
102628 NorZinc Ltd. 6-Sep-2018
13859 Nothing Personal (CT) 10-Dec-1979 22-Feb-2002
102690 Nouveau Monde Graphite Inc. (auparavant Nouveau Monde 10-Jan-2019
Mining Enterprises Inc.)
5221 NOVA Gas Transmission Ltd. 1-Feb-1982
105615 Nova Royalty Corp. 2-Nov-2020
19811 Nova Scotia Power Incorporated 4-Aug-1992
6024 Nova Village Limited Partnership 18-Dec-1981
11072 NovaGold Resources Inc. 17-May-1990
5197 Novanta Inc. 18-Sep-1995
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
92976 Novo Resources Corp. 27-Oct-2020
85784 NSGold Corporation 16-Apr-2009
30575 Nu-Life Corp. 27-Jan-1997
36909 Nuinsco Resources Limited 8-Jun-1999
105924 Numinus Wellness Inc. 21-Dec-2020
106328 Nurosene Health Inc. 21-May-2021
101016 *Nutrien Ltd. 2-Jan-2018
105405 Nuvei Corporation 16-Sep-2020
67514 NuVista Energy Ltd. 3-Jul-2003
30876 Nuvo Pharmaceuticals Inc. 12-Feb-1997
89217 Obsidian Energy Ltd 1-Jan-2011
81423 OceanaGold Corporation 25-Jun-2007
42519 OFEK CAPITAL CORP. 16-May-2000
13113 Off Your Rocker (CT) 15-Nov-1979 02-Feb-1993
88371 Oil Optimization Inc. 15-Oct-2010
80026 Oilsands Quest Inc. 16-Nov-2007
97748 Old API Wind-down Ltd. 5-Feb-2016
89394 Old PSG Wind-down Ltd. 3-Mar-2011
90148 *Omineca Mining and Metals Ltd. 20-May-2011
90585 Oncolytics Biotech Inc. 17-Feb-2016
84651 ONE Financial Real Property Development Trust (2008-1) 23-Apr-2009
84653 ONE Financial Real Property Income Fund (2008-1) 23-Apr-2009
42651 ONEnergy Inc. 31-Dec-2000
103242 OneSoft Solutions Inc. 17-Apr-2019
10269 Onex Corporation 21-Apr-1987
39860 Ontario Power Generation Inc. 31-Mar-2000
39049 Open Text Corporation 21-Jun-1999
5994 Opimian California Vineyards Corporation (CT) 2-Feb-1984 11-Mar-2003
82855 Opsens Inc. (formely DCB Capital Inc.) 19-Feb-2021
106012 Optimi Health Corp. 16-Feb-2021
5701 Options Clearing Corporation 31-Oct-1977
88898 Optiva Inc 16-Oct-2012
84150 Orbit Garant Drilling Inc. 20-Jun-2008
92871 Orbite Technologies Inc. 16-Jul-2013
5439 Orbus Pharma Inc. 4-Feb-1981
83854 Orca Gold Inc. 16-Mar-2011
91776 Orea Mining Corp. 11-May-2012
93249 Orex Minerals Inc. 12-Feb-2013
85797 Orezone Gold Corporation 25-Feb-2009
107207 Organic Garage Ltd. 13-Oct-2021
98180 OrganiGram Holdings Inc. 27-May-2016
83678 Organto Foods Inc. 2-Jun-2008
11596 Orinoco Tours Limited (CT) 19-Dec-1988 25-Feb-1993
101227 Orla Mining Ltd. 9-Feb-2018
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
89445 Orocobre Limited 18-Feb-2011
84578 Orogen Royalties Inc. 30-Sep-2008
97354 ORTHO REGENERATIVE TECHNOLOGIES INC. 29-Apr-2016
11120 Orvana Minerals Corp. 22-Dec-1989
37143 Osino Resources Corp. 24-Jan-2020
96216 Osisko Gold Royalities Ltd. 2-Mar-2015
106937 Osisko Green Acquisition Limited 30-Aug-2021
98456 Outcrop Silver & Gold Corporation 22-Mar-2021
79273 OutdoorPartner Media Corporation 11-Aug-2006
104636 Ovintiv Inc. 16-Mar-2020
71662 Pacific Paradym Energy Inc. 28-Apr-2004
83565 Pacific Vector Holdings Inc. 3-Nov-2010
105189 Padlock Partners UK Fund I 13-Aug-2020
106582 Padlock Partners UK Fund II 25-May-2021
97319 Palamina Corp. 9-Jun-2015
103488 Palladium One Mining Inc. 18-Feb-2021
24924 Pallet Pallet Inc. (CT) 21-Nov-1994 18-Apr-2002
84418 Palliser Oil & Gas Corporation 31-Mar-2011
9652 Palm Beach County Utilities Corp. (CT) 2-Sep-1986 25-Feb-1993
88879 Palos Equity Income Fund 22-Feb-2011
75050 Pan American Silver Corp. 11-Feb-2005
7720 Pan Ocean Explorations Inc. (CT) 31-Jul-1979 18-Apr-2002
7513 Pan Ocean Oil Corp. (CT) 15-Jul-1983 27-Jun-1984
75429 Pan Orient Energy Corp. 8-Apr-2005
7818 Par / Mor II (CT) 10-Jan-1984 19-Feb-1993
25841 Para-Tech Energy Services Inc. (T) 26-Jan-1995
89691 Parallel Energy Trust 14-Apr-2011
5762 Paramount Resources Ltd. 29-Nov-1978
86776 Parex Resources Inc. 6-Nov-2009
5360 Park Estates (CT) 19-Dec-1980 19-Feb-1993
94292 Park Lawn Corporation 28-Nov-2013
24289 Park Meditech Inc. (CT) 18-Aug-1994 11-Mar-2002
7903 Park Place (CT) 1-Dec-1983 04-Feb-1993
6069 Park Square Properties Limited Partnership 24-Jun-1983 12-Feb-2002
86429 Parkit Enterprise Inc. 1-Oct-2009
89215 Parkland Corporation 1-Jan-2011
50085 Parkland Holdings Limited Partnership 4-Jul-2002
6450 Parkview Village I L.P. (CT) 16-Dec-1982 02-Feb-1993
6451 Parkview Village II L.P. (CT) 16-Dec-1982 02-Feb-1993
9851 Partners Value Investments Inc. 5-Nov-1986
98434 Partners Value Investments LP 4-Jul-2016
46782 Partners Value Split Corp. 27-Aug-2001
105758 Pasofino Gold Limited 29-Apr-2021
87086 Patagonia Gold Corp. 24-Nov-2010
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
100025 Pathway Health Corp. 14-Jun-2017
98924 Patriot One Technologies Inc. 23-Aug-2017
84294 PAY LINX FINANCIAL CORPORATION 20-Jun-2008
106261 Payfare Inc. 16-Mar-2021
106165 PCJ Absolute Return II Fund 9-Mar-2021
41530 Peachtree Network Inc. (CT) 10-Mar-2000 25-Mar-2002
8396 Pegasus Gold Inc. (CT) 1-Oct-1967 11-Mar-2002
85811 Pelangio Exploration Inc. 14-Dec-2011
88527 Pembina Pipeline Corporation 1-Oct-2010
8593 Pembroke American Growth Fund Inc. 24-Oct-1988
80096 Pembroke Canadian Balance Fund 4-Jan-2007
11796 Pembroke Canadian Bond Fund 25-Jan-1990
11471 Pembroke Canadian Growth Fund 28-Nov-1988
104761 Pembroke Concentrated Fund 3-Apr-2020
103060 Pembroke Corporate Bond Fund 8-Apr-2019
103061 Pembroke Global Balanced Fund 8-Apr-2019
22512 Pembroke International Growth Fund 11-Jan-1994
13013 Pembroke Money Market Fund 28-Nov-1988
107031 Pender Alternative Absolute Return Fund 26-Aug-2021
107032 Pender Alternative Arbitrage Fund 26-Aug-2021
104335 Pender Bond Universe Fund 17-Jan-2020
85871 Pender Corporate Bond Fund 29-May-2009
86171 Pender Enhanced Income Fund 16-Sep-2009
103166 Pender Growth Fund Inc. 11-Apr-2019
85872 Pender Small Cap Opportunities Fund 29-May-2009
104336 Pender Small/Mid Cap Dividend Fund 17-Jan-2020
88676 Pender Strategic Growth and Income Fund 24-Nov-2010
104977 Pender Strategic Investment Fund 25-Jun-2020
93577 Pender US All Cap Equity Fund 28-Jun-2013
93578 Pender Value Fund 28-Jun-2013
86173 Pender Value Fund II 16-Sep-2009
29357 *Peragis Inc. (CT) 16-Jul-1996 10-Jul-2001
99810 Perk Labs Inc. 17-Jul-2020
5429 Perkins Oil Company (CT) 22-Jan-1981 25-Feb-1993
101005 Permex Petroleum Corporation 7-Mar-2018
90203 Perpetua Resources Corp. 30-Jun-2011
88174 Perpetual Energy Inc. 30-Jun-2010
87039 PERSEUS MINING LIMITED 28-Jan-2010
77983 Personas Social Incorporated 21-Aug-2007
78726 PESA Corporation 1-May-2006
107118 Pet Valu Holdings Ltd. 23-Jun-2021
87667 Petro Viking Energy Inc. 19-May-2010
95222 Petro-Victory Energy Corp. 11-Jul-2014
79579 PetroCorp Group Inc. 1-May-2007
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
5484 Petroshale Inc. 7-May-1979
83567 PetroTal Corp. 6-Mar-2008
90384 Petrowest Corporation 1-Jul-2011
89194 Peyto Exploration & Development Corp. 1-Jan-2011
10347 PFB Corporation 10-Jun-1987
24708 Pharma Patch Plc (CT) 30-Jun-1994 11-Mar-2002
84394 PharmaGap Inc. (formerly Sebring Resources Ltd.) 15-Aug-2008
33520 Philip Services Corp. (CT) 28-Nov-1990 23-Apr-2002
20318 Phillips, Hager & North $U.S. Money Market Fund 13-Oct-1992
20328 Phillips, Hager & North Balanced Fund 13-Oct-1992
44764 Phillips, Hager & North Balanced Pension Trust 10-Jul-2001
20320 Phillips, Hager & North Bond Fund 13-Oct-1992
20319 Phillips, Hager & North Canadian Equity Fund 13-Oct-1992
44765 Phillips, Hager & North Canadian Equity Pension Trust 29-Jun-2004
35474 Phillips, Hager & North Canadian Equity Plus Pension Trust 1-May-1998
88755 Phillips, Hager & North Canadian Equity Underlying Fund 12-Jan-2011
95354 Phillips, Hager & North Canadian Equity Underlying Fund II 7-Aug-2014
95607 Phillips, Hager & North Canadian Equity Value Class 22-Oct-2014
86793 Phillips, Hager & North Canadian Equity Value Fund 13-Nov-2009
20322 Phillips, Hager & North Canadian Growth Fund 13-Oct-1992
76041 Phillips, Hager & North Canadian Income Fund 27-Jun-2005
20323 Phillips, Hager & North Canadian Money Market Fund 13-Oct-1992
97152 Phillips, Hager & North Conservative Equity Income Fund 30-Jun-2016
103450 Phillips, Hager & North Conservative Pension Trust 30-Jun-2020
78897 Phillips, Hager & North Currency-Hedged Overseas Equity 27-Jun-2006
Fund
78898 Phillips, Hager & North Currency-Hedged U.S. Equity Fund 27-Jul-2006
20321 Phillips, Hager & North Dividend Income Fund 13-Oct-1992
44094 Phillips, Hager & North Global Equity Fund 8-Dec-2000
103451 Phillips, Hager & North Growth Pension Trust 30-Jun-2020
42511 Phillips, Hager & North High Yield Bond Fund 11-Jul-2000
86042 Phillips, Hager & North Inflation-Linked Bond Fund 26-Jun-2009
88757 Phillips, Hager & North LifeTime 2015 Fund 12-Jan-2011
88758 Phillips, Hager & North LifeTime 2020 Fund 12-Jan-2011
88759 Phillips, Hager & North LifeTime 2025 Fund 12-Jan-2011
88760 Phillips, Hager & North LifeTime 2030 Fund 12-Jan-2011
88761 Phillips, Hager & North LifeTime 2035 Fund 12-Jan-2011
88762 Phillips, Hager & North LifeTime 2040 Fund 12-Jan-2011
88763 Phillips, Hager & North LifeTime 2045 Fund 12-Jan-2011
95201 Phillips, Hager & North LifeTime 2050 Fund 29-Jun-2018
102244 Phillips, Hager & North LifeTime 2055 Fund 5-Oct-2018
104939 Phillips, Hager & North LifeTime 2060 Fund 30-Jun-2020
88764 Phillips, Hager & North Long Inflation-linked Bond Fund 12-Jan-2011
92434 Phillips, Hager & North Monthly Income Class 18-Oct-2012
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
86794 Phillips, Hager & North Monthly Income Fund 30-Dec-2009
90463 Phillips, Hager & North Overseas Equity Class 21-Dec-2011
44095 Phillips, Hager & North Overseas Equity Fund 8-Dec-2000
23171 Phillips, Hager & North Short Term Bond & Mortgage Fund 14-Jan-1994
44760 Phillips, Hager & North Small Float Fund 10-Jul-2002
42510 Phillips, Hager & North Total Return Bond Fund 11-Jul-2000
50000 Phillips, Hager & North U.S. Dividend Income Fund 10-Jul-2002
20324 Phillips, Hager & North U.S. Equity Fund 31-Oct-1992
21113 Phillips, Hager & North U.S. Growth Fund 3-May-1993
90466 Phillips, Hager & North U.S. Multi-Style All-Cap Equity Class 21-Dec-2011
87910 Phillips, Hager & North U.S. Multi-Style All-Cap Equity Fund 29-Jun-2010
9366 Phillips, Hager & North Vintage Fund 23-Apr-1986
29305 Phoenix Capital Inc. 8-Feb-1983
77152 Phoenix Capital Income Trust 14-Jun-2005
9671 Phoenix Health Group Inc. (CT) 8-Sep-1986 11-Mar-2002
89123 PHX Energy Services Corp. 1-Jan-2011
102245 Picton Mahoney Fortified Active Extension Alternative Fund 24-Sep-2018
102411 Picton Mahoney Fortified Arbitrage Alternative Fund 16-Jan-2019
102412 Picton Mahoney Fortified Arbitrage Plus Alternative Fund 16-Jan-2019
96937 Picton Mahoney Fortified Equity Fund 2-Nov-2015
103452 Picton Mahoney Fortified Income Alternative Fund 8-Jul-2019
96938 Picton Mahoney Fortified Income Fund 2-Nov-2015
105007 Picton Mahoney Fortified Long Short Alternative Fund 8-Jul-2020
102246 Picton Mahoney Fortified Market Neutral Alternative Fund 24-Sep-2018
96939 Picton Mahoney Fortified Multi-Asset Fund 2-Nov-2015
102247 Picton Mahoney Fortified Multi-Strategy Alternative Fund 24-Sep-2018
92330 Picton Mahoney Tactical Income Fund 27-Sep-2012
95115 Pieridae Energy Limited 1-Jan-2019
107237 PIMCO - IG Climate Bond Pool 22-Oct-2021
102102 PIMCO - IG Global Bond Pool 12-Oct-2018
88780 PIMCO Canadian Total Return Bond Fund 10-Jan-2011
105969 PIMCO Climate Bond Fund (Canada) 18-Jan-2021
105970 PIMCO ESG Income Fund (Canada) 18-Jan-2021
88781 PIMCO Flexible Global Bond Fund (Canada) 10-Jan-2011
94643 PIMCO Global Income Opportunities Fund 27-Feb-2014
102910 PIMCO Global Short Maturity Fund (Canada) 28-Jan-2019
96941 PIMCO Investment Grade Credit Fund (Canada) 24-Jul-2015
102911 PIMCO Low Duration Monthly Income Fund (Canada) 28-Jan-2019
104376 PIMCO Managed Conservative Bond Pool 4-Feb-2020
104377 PIMCO Managed Core Bond Pool 4-Feb-2020
88783 PIMCO Monthly Income Fund (Canada) 10-Jan-2011
105395 PIMCO Tactical Income Fund 28-Sep-2020
106649 PIMCO Tactical Income Opportunities Fund 26-May-2021
95280 PIMCO Unconstrained Bond Fund (Canada) 24-Jul-2014
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
74767 Pine Cliff Energy Ltd. 9-Mar-2005
5356 Pineridge (CT) 18-Dec-1980 19-Feb-1993
75410 Pinnacle Balanced Portfolio 25-Apr-2005
10243 Pioneer Metals Corporation 23-Apr-1987 18-Apr-2002
91126 Pipestone Energy Corp. (formerly, Blackbird Energy Inc.) 18-Dec-2014
106296 Pivotal Financial Corp. 24-Mar-2021
105543 Pivotree Inc. 23-Oct-2020
92902 Pizza Pizza Royalty Corp. 31-Dec-2012
102185 PK Core Fund 28-Sep-2018
21339 Plaintree Systems Inc. 27-May-1993
49373 Planet 13 Holdings Inc. 31-May-2002
100864 Plant-Based Investment Corp. 17-Jan-2018
18437 Platinova A/S 15-Oct-1991
10487 Platinova Resources Ltd 15-Oct-1991
88544 Platinum Group Metals Ltd. 18-Oct-2010
75340 Plato Gold Corp. 27-Apr-2005
13121 Playa El Agua Hotel L.P. (CT) 19-Dec-1988 25-Feb-1993
94530 Plaza Retail REIT 1-Jan-2014
105533 Plurilock Security Inc. 31-May-2021
106882 Poda Lifestyle and Wellness Ltd.
103518 Poda Technologies Ltd.
84408 POET Technologies Inc. 7-Oct-2016
98357 Point Loma Resources Ltd. 12-Dec-2017
84228 Points International Ltd. 4-Jun-2008
80565 Poko Innovations Inc. 29-Mar-2007
74751 Polaris Infrastructure Inc. 12-May-2011
87864 Pollard Banknote Limited 14-May-2010
103346 Polymet Mining Corp. 24-May-2019
87830 Ponderosa Fund 4-Aug-2010
8190 Ponds Limited Partnership (CT) 15-May-1984 23-Apr-2002
104010 PopReach Corporation 30-Sep-2019
80926 Portex Minerals Inc. 11-May-2007
80891 Portland 15 of 15 Alternative Fund 27-Apr-2007
92294 Portland Canadian Balanced Fund 2-Oct-2012
81481 Portland Global Alternative Fund 26-Jun-2007
74880 Portland Global Balanced Fund 28-Jan-2005
106387 Portland Life Sciences Alternative Fund 16-Apr-2021
104674 Portland North American Alternative Fund 17-Apr-2020
88997 Porto Energy Corp. 18-Mar-2011
77975 Poseidon Concepts Corp. 30-Nov-2005
89717 Postmedia Network Canada Corp. 8-Jun-2011
16174 *Pound-Maker Investments Ltd. 26-Jul-1990
6164 Power Corporation Of Canada 1-Oct-1967
8292 Power Financial Corporation 19-May-1985
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
86904 PowerShares Diversified Yield Fund 14-Jan-2010
79233 Poynt Corporation 17-Jul-2007
76961 PPX Mining Corp. 16-Jun-2005
98697 Prairie Provident Resources Inc. 12-Sep-2016
95020 PrairieSky Royalty Ltd. 22-May-2014
78795 Precious Metals and Mining Trust 30-May-2006
29644 Precision Assessment Technology Corporation 27-Nov-1996
87954 Precision Drilling Corporation 1-Jun-2010
97983 Preferred Dental Technologies Inc. 31-May-2016
106258 Premier Health of America Inc. (formerly known as Physinorth12-Feb-2021
Acquisition Corporation Inc.)
80880 Premium Brands Holdings Corporation 14-Mar-2007
89227 Premium Income Corporation 29-Jul-2010
84860 Preo Software Inc. 24-Jul-2008
88660 Pretium Resources Inc. 10-Dec-2010
77572 Prime Dividend Corp. 31-Oct-2005
32662 Primerica Balanced Yield Fund 9-Sep-1997
32658 Primerica Canadian Balanced Growth Fund 9-Sep-1997
47738 Primerica Canadian Money Market Fund 12-Dec-2001
32660 Primerica Global Balanced Growth Fund 9-Sep-1997
32654 Primerica Global Equity Fund 9-Sep-1997
32664 Primerica Income Fund 9-Sep-1997
45738 PrimeWest Oil and Gas Corp. 6-Mar-2001
14942 Primo Water Corporation 8-Jan-1992
9739 Printera Corporation 6-Oct-1986
104741 Prismo Metals Inc. 8-Sep-2020
68160 Priszm Income Fund 31-Oct-2003
93786 Pro Real Estate Investment Trust 19-Nov-2013
86175 Pro-Trans Ventures Inc. 18-Jun-2009
31956 Probe Exploration Inc. (CT) 7-Apr-1997 23-Apr-2002
105421 Probity Mining 2020-II Short Duration Flow-Through Limited 24-Sep-2020
Partnership - British Columbia Class
105423 Probity Mining 2020-II Short Duration Flow-Through Limited 24-Sep-2020
Partnership - National Class
105425 Probity Mining 2020-II Short Duration Flow-Through Limited 24-Sep-2020
Partnership - Quebec Class
105954 Probity Mining 2021 Short Duration Flow-Through Limited 11-Feb-2021
Partnership - British Columbia Class
105956 Probity Mining 2021 Short Duration Flow-Through Limited 11-Feb-2021
Partnership - National Class
105958 Probity Mining 2021 Short Duration Flow-Through Limited 11-Feb-2021
Partnership - Quebec Class
107147 Probity Mining 2021-II Short Duration Flow-Through Limited 21-Sep-2021
Partnership - British Columbia Class
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
107152 Probity Mining 2021-II Short Duration Flow-Through Limited 21-Sep-2021
Partnership - National Class
107154 Probity Mining 2021-II Short Duration Flow-Through Limited 21-Sep-2021
Partnership - Quebec Class
84642 Prodigy Ventures Inc. 29-Sep-2008
78362 Production Enhancement Group, Inc. 29-Mar-2006
36849 Profab Energy Services Ltd. (CT) 10-Sep-1998 18-Apr-2002
98787 Profound Medical Corp. 7-Nov-2016
86072 ProMIS Neurosciences Inc. 7-Jul-2021
107294 Propel Holdings Inc. 14-Oct-2021
7724 Proper Channels (CT) 19-Nov-1979 17-Feb-1993
83204 Prosper Gold Corp. 28-Jan-2008
92242 Providence Gold Mines Inc. 6-Nov-2012
5821 Provigo Inc. 30-Jun-1981
88390 PsyBio Therapeutics Corp. 9-Nov-2010
100304 Pulse Oil Corp. 13-Nov-2018
22756 Pulse Seismic Inc. 22-Sep-1988
106039 Pure Extracts Technologies Corp. (formerly, Big Sky 5-Mar-2021
Petroleum Corporation)
92948 Pure Gold Mining Inc. 21-Sep-2021
95757 Purpose Behavioural Opportunities Fund 12-Dec-2014
94856 Purpose Best Ideas Fund 23-Apr-2014
107168 Purpose Biotech ETF 6-Oct-2021
106278 Purpose Bitcoin ETF 11-Feb-2021
86652 Purpose Canadian Equity Growth Fund 23-Aug-2012
98448 Purpose Canadian Financial Income Fund 19-Oct-2016
92182 Purpose Canadian Income Growth Fund 23-Aug-2012
72703 Purpose Canadian Preferred Share Fund 14-Oct-2004
104588 Purpose Cash Management Portfolio 11-Mar-2020
98449 Purpose Conservative Income Fund 19-Oct-2016
93469 Purpose Core Dividend Fund 12-Aug-2013
96892 Purpose Core Equity Income Fund 6-Nov-2015
103037 Purpose Credit Opportunities Fund 30-Aug-2019
103679 Purpose Credit Opportunities Fund (DO NOT USE) 30-Aug-2019
93470 Purpose Diversified Real Asset Fund 12-Aug-2013
88570 Purpose Emerging Markets Dividend Fund 10-Nov-2010
100605 Purpose Enhanced Dividend Fund 26-Oct-2017
95475 Purpose Enhanced Premium Yield Fund 5-Nov-2014
106393 Purpose Ether ETF 16-Apr-2021
90029 Purpose Floating Rate Income Fund 11-Jul-2018
94046 Purpose Global Bond Class 18-Dec-2013
95818 Purpose Global Bond Fund 23-Dec-2014
106524 Purpose Global Climate Opportunities Fund 20-Apr-2021
89794 Purpose Global Innovators Fund 6-Jul-2011
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
78733 Purpose Global Resource Fund 19-Jun-2006
101975 Purpose Gold Bullion Fund 22-Oct-2018
93992 Purpose High Interest Savings ETF 9-Oct-2013
95563 Purpose International Dividend Fund 20-Oct-2014
95564 Purpose International Tactical Hedged Equity Fund 20-Oct-2014
99919 Purpose Marijuana Opportunities Fund 17-May-2017
103019 Purpose Money Market Fund 8-Mar-2019
93472 Purpose Monthly Income Fund 12-Aug-2013
96885 Purpose Multi-Asset Income Fund 2-Sep-2015
94842 Purpose Multi-Strategy Market Neutral Fund 31-Jul-2014
95817 Purpose Premium Money Market Fund 23-Dec-2014
97438 Purpose Premium Yield Fund 8-Jan-2016
94857 Purpose Real Estate Income Fund 23-Apr-2014
107022 Purpose Select Equity Fund 1-Sep-2021
97771 Purpose Silver Bullion Fund 17-May-2016
86741 Purpose Special Opportunities Fund 1-Dec-2009
90220 Purpose Strategic Yield Fund 30-Jun-2011
105489 Purpose Structured Equity Growth Fund 7-Oct-2020
107056 Purpose Structured Equity Yield Plus Portfolio 13-Sep-2021
103763 Purpose Structured Equity Yield Portfolio 2-Oct-2019
104760 Purpose Structured Equity Yield Portfolio II 3-Apr-2020
96893 Purpose Tactical Asset Allocation Fund 6-Nov-2015
93471 Purpose Tactical Hedged Equity Fund 12-Aug-2013
93473 Purpose Total Return Bond Fund 12-Aug-2013
96944 Purpose US Cash Fund 19-Oct-2015
95565 Purpose US Dividend Fund 20-Oct-2014
98843 Purpose US Preferred Share Fund 19-Dec-2016
9718 Pursuit American Fund (CT) 10-Oct-1986 11-Mar-2002
9717 Pursuit Canadian Equity Fund (CT) 24-Sep-1986 11-Mar-2002
9716 Pursuit Income Fund (CT) 10-Oct-1986 11-Mar-2002
10842 Pursuit Money Market Fund (CT) 1-Feb-1988 11-Mar-2002
102103 Putnam - IG High Yield Income Pool 12-Oct-2018
107238 Putnam - IG Sustainable Leaders Pool 22-Oct-2021
78701 Pyrogenesis Canada Inc. 26-May-2006
29441 Q-Entertainment Inc. (CT) 20-Aug-1996 11-Mar-2002
36748 Q-Gold Resources Ltd. 6-Oct-1998
17234 Q-Tel Wireless Inc. (T) 7-Jan-1991
84564 Q2 Gold Resources Inc. 18-Jun-2007
107209 Q4 Inc. 22-Oct-2021
11535 Quadrille Retirement Homes L.P.No.1 (CT) 23-Dec-1988 04-Feb-1993
42017 Quarterhill Inc. 28-Apr-2000
44029 Quattro Exploration and Production Ltd. 18-Oct-2000
7563 Quebecor Inc. 9-Jun-1983
89975 Queen's Road Capital Investment Ltd. 9-Aug-2011
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
28814 Queensway Financial Holdings Limited (CT) 30-May-1996 18-Apr-2002
8466 Quest 84 Energy Program (CT) 21-Nov-1984 02-Feb-1993
8708 Quest 85 Energy Program L.P. (CT) 18-Apr-1985 02-Feb-1993
75437 Questerre Energy Corporation 1-Nov-2007
90681 Questfire Energy Corp. 30-Sep-2011
8896 Quinte Bay #3 Limited Partnership (CT) 12-Nov-1985 11-Mar-2002
104947 Quisitive Technology Solutions, Inc. (formerly Nebo Capital 12-Jun-2020
Corp.)
46883 Quorum Information Technologies Inc. 20-Jul-2001
70836 R.R. Donnelley & Sons Company 17-Dec-2003
81850 Radient Technologies Inc. 21-Jan-2020
98807 Rambler Metals and Mining plc 12-Jan-2016
84022 Range Gold Corp. 30-Apr-2008
88815 Rare Element Resources Ltd. 13-Dec-2010
31845 Ravensource Fund 30-Apr-1997
100858 Rayonier Advanced Materials Inc. 17-Nov-2017
89320 RB Energy Inc. 25-Jan-2011
105850 RBC $U.S. Core Bond Pool 20-Jan-2021
105851 RBC $U.S. Core Plus Bond Pool 20-Jan-2021
105852 RBC $U.S. Global Balanced Portfolio 20-Jan-2021
105853 RBC $U.S. Global Bond Fund 20-Jan-2021
93554 RBC $U.S. High Yield Bond Fund 2-Jul-2013
93555 RBC $U.S. Investment Grade Corporate Bond Fund 2-Jul-2013
16220 RBC $U.S. Money Market Fund 26-Jul-1990
97048 RBC $U.S. Short Term Income Class 23-Oct-2015
100893 RBC $U.S. Short-Term Corporate Bond Fund 23-Jan-2018
105854 RBC $U.S. Short-Term Government Bond Fund 20-Jan-2021
100894 RBC $U.S. Strategic Income Bond Fund 23-Jan-2018
97341 RBC 1-5 Year Laddered Canadian Bond ETF 11-Jan-2016
94255 RBC 1-5 Year Laddered Corporate Bond ETF 7-Jan-2014
40280 RBC Advisor Canadian Bond Fund 8-Nov-1999
94416 RBC Asia Pacific ex-Japan Equity Fund 24-Jan-2014
21696 RBC Asian Equity Fund 23-Jul-1993
10734 RBC Balanced Fund 14-Dec-1987
96253 RBC Balanced Growth & Income Class 13-Apr-2015
93556 RBC Balanced Growth & Income Fund 2-Jul-2013
100431 RBC BlueBay Global Diversified Income (CAD Hedged) ETF 12-Sep-2017
11239 RBC Bond Fund 18-Dec-1986
100389 RBC Canadian Bank Yield Index ETF 31-Aug-2017
103304 RBC Canadian Discount Bond ETF 24-May-2019
90467 RBC Canadian Dividend Class 21-Dec-2011
20457 RBC Canadian Dividend Fund 7-Jan-1993
90468 RBC Canadian Equity Class 21-Dec-2011
27321 RBC Canadian Equity Fund 7-Jul-1995
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
90469 RBC Canadian Equity Income Class 21-Dec-2011
79023 RBC Canadian Equity Income Fund 4-Jul-2006
41820 RBC Canadian Government Bond Index Fund 11-May-2000
36823 RBC Canadian Index Fund 9-Sep-1998
90470 RBC Canadian Mid-Cap Equity Class 21-Dec-2011
9819 RBC Canadian Money Market Fund 2-Dec-1986
98441 RBC Canadian Preferred Share ETF 13-Sep-2016
18656 RBC Canadian Short-Term Income Fund 31-Jan-1992
93989 RBC Canadian Small & Mid-Cap Resources Fund 25-Sep-2013
17268 RBC Canadian T-Bill Fund 29-Jan-1991
104189 RBC China Equity Fund 31-Jan-2020
101693 RBC Conservative Bond Pool 3-Jul-2018
95731 RBC Conservative Growth & Income Fund 20-Nov-2014
101694 RBC Core Bond Pool 3-Jul-2018
101695 RBC Core Plus Bond Pool 3-Jul-2018
102686 RBC Emerging Markets Balanced Fund 25-Jan-2019
87909 RBC Emerging Markets Bond Fund 8-Jul-2010
98182 RBC Emerging Markets Bond Fund (CAD Hedged) 4-Jul-2016
93031 RBC Emerging Markets Dividend Fund 5-Mar-2013
90471 RBC Emerging Markets Equity Class 21-Dec-2011
102687 RBC Emerging Markets Equity Focus Fund 25-Jan-2019
86817 RBC Emerging Markets Equity Fund 18-Dec-2009
106610 RBC Emerging Markets ex-China Dividend Fund 30-Jun-2021
95732 RBC Emerging Markets Foreign Exchange Fund 20-Nov-2014
98183 RBC Emerging Markets Multi-Strategy Equity Fund 4-Jul-2016
93032 RBC Emerging Markets Small-Cap Equity Fund 5-Mar-2013
95202 RBC European Dividend Fund 3-Jul-2014
95608 RBC European Equity Class 22-Oct-2014
11241 RBC European Equity Fund 10-Jul-1987
98184 RBC European Mid-Cap Equity Fund 4-Jul-2016
103467 RBC Global All-Equity Portfolio 13-Dec-2019
35128 RBC Global Balanced Fund 13-Mar-1998
103468 RBC Global Balanced Portfolio 13-Dec-2019
17867 RBC Global Bond Fund 26-Jul-1991
106955 RBC Global Choices All-Equity Portfolio 30-Jun-2021
106956 RBC Global Choices Balanced Portfolio 30-Jun-2021
106957 RBC Global Choices Conservative Portfolio 30-Jun-2021
106958 RBC Global Choices Growth Portfolio 30-Jun-2021
106959 RBC Global Choices Very Conservative Portfolio 30-Jun-2021
103469 RBC Global Conservative Portfolio 13-Dec-2019
72315 RBC Global Corporate Bond Fund 19-Jul-2004
97943 RBC Global Dividend Growth Currency Neutral Fund 10-May-2016
44284 RBC Global Dividend Growth Fund 22-Dec-2000
5284 RBC Global Energy Fund 22-Oct-1980
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
95609 RBC Global Equity Class 22-Oct-2014
100896 RBC Global Equity Focus Currency Neutral Fund 23-Jan-2018
94891 RBC Global Equity Focus Fund 17-Apr-2014
94417 RBC Global Equity Fund 24-Jan-2014
106488 RBC Global Equity Leaders Fund 3-May-2021
97350 RBC Global Growth & Income Fund 15-Jan-2016
103470 RBC Global Growth Portfolio 13-Dec-2019
67428 RBC Global High Yield Bond Fund 15-Jul-2003
11409 RBC Global Precious Metals Fund 10-Nov-1988
90472 RBC Global Resources Class 21-Dec-2011
44323 RBC Global Resources Fund 22-Dec-2000
41821 RBC Global Technology Fund 11-May-2000
103471 RBC Global Very Conservative Portfolio 13-Dec-2019
88395 RBC High Yield Bond Fund 28-Sep-2010
79713 RBC International Dividend Growth Fund 30-Oct-2006
95610 RBC International Equity Class 22-Oct-2014
94892 RBC International Equity Currency Neutral Fund 17-Apr-2014
20458 RBC International Equity Fund 7-Jan-1993
36826 RBC International Index Currency Neutral Fund 9-Sep-1998
81500 RBC Jantzi Global Equity Fund 3-Jul-2007
94418 RBC Japanese Equity Fund 22-Jan-2014
26777 RBC Life Science and Technology Fund 7-Jul-1995
72313 RBC Managed Payout Solution 19-Jul-2004
72314 RBC Managed Payout Solution - Enhanced 19-Jul-2004
48792 RBC Managed Payout Solution - Enhanced Plus 5-Apr-2002
88396 RBC Monthly Income Bond Fund 28-Sep-2010
32392 RBC Monthly Income Fund 9-Jul-1997
20456 RBC North American Growth Fund 7-Jan-1993
90475 RBC North American Value Class 21-Dec-2011
35181 RBC North American Value Fund 13-Mar-1998
79996 RBC O'Shaughnessy All-Canadian Equity Fund 16-Jan-2007
33156 RBC O'Shaughnessy Canadian Equity Fund 7-Oct-1997
73956 RBC O'Shaughnessy International Equity Fund 17-Dec-2004
33158 RBC O'Shaughnessy U.S. Growth Fund 7-Oct-1997
83113 RBC O'Shaughnessy U.S. Growth Fund II 10-Jan-2008
33159 RBC O'Shaughnessy U.S. Value Fund 7-Oct-1997
100897 RBC O'Shaughnessy U.S. Value Fund (Unhedged) 23-Jan-2018
79997 RBC O’Shaughnessy Global Equity Fund 16-Jan-2007
100432 RBC PH&N Short Term Canadian Bond ETF 12-Sep-2017
82570 RBC Premium $U.S. Money Market Fund 26-Oct-2007
30975 RBC Premium Money Market Fund 10-Feb-1997
67208 RBC Private Canadian Corporate Bond Pool 21-Aug-2003
67209 RBC Private Canadian Dividend Pool 21-Aug-2003
67206 RBC Private Canadian Equity Pool 21-Aug-2003
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
67205 RBC Private Canadian Mid Cap Equity Pool 21-Aug-2003
67210 RBC Private EAFE Equity Pool 21-Aug-2003
67204 RBC Private Fundamental Canadian Equity Pool 21-Aug-2003
67213 RBC Private Income Pool 21-Aug-2003
81898 RBC Private Overseas Equity Pool 24-Aug-2007
50902 RBC Private Short-Term Income Pool 21-Aug-2003
67218 RBC Private U.S. Growth Equity Pool 21-Aug-2003
86870 RBC Private U.S. Large-Cap Core Equity Currency Neutral 11-Jan-2010
Pool
84888 RBC Private U.S. Large-Cap Core Equity Pool 21-Oct-2008
86871 RBC Private U.S. Large-Cap Value Equity Currency Neutral 11-Jan-2010
Pool
67222 RBC Private U.S. Large-Cap Value Equity Pool 21-Aug-2003
67221 RBC Private U.S. Small Cap Equity Pool 21-Aug-2003
67223 RBC Private World Equity Pool 21-Aug-2003
94256 RBC Quant Canadian Dividend Leaders ETF 7-Jan-2014
96283 RBC Quant Canadian Equity Leaders ETF 1-Jun-2015
95490 RBC Quant EAFE Dividend Leaders (CAD Hedged) ETF 2-Oct-2014
94257 RBC Quant EAFE Dividend Leaders ETF 7-Jan-2014
96284 RBC Quant EAFE Equity Leaders (CAD Hedged) ETF 1-May-2015
96285 RBC Quant EAFE Equity Leaders ETF 1-May-2015
95491 RBC Quant Emerging Markets Dividend Leaders ETF 2-Oct-2014
96286 RBC Quant Emerging Markets Equity Leaders ETF 1-May-2015
95492 RBC Quant European Dividend Leaders (CAD Hedged) ETF 2-Oct-2014
95493 RBC Quant European Dividend Leaders ETF 2-Oct-2014
95494 RBC Quant U.S. Dividend Leaders (CAD Hedged) ETF 2-Oct-2014
94258 RBC Quant U.S. Dividend Leaders ETF 7-Jan-2014
96287 RBC Quant U.S. Equity Leaders (CAD Hedged) ETF 1-May-2015
96288 RBC Quant U.S. Equity Leaders ETF 1-May-2015
94419 RBC QUBE All Country World Equity Fund 24-Jan-2014
92718 RBC QUBE Canadian Equity Fund 2-Jul-2013
93558 RBC QUBE Global Equity Fund 2-Jul-2013
94420 RBC QUBE Low Volatility All Country World Equity Fund 24-Jan-2014
95611 RBC QUBE Low Volatility Canadian Equity Class 22-Oct-2014
92533 RBC QUBE Low Volatility Canadian Equity Fund 14-Nov-2012
104190 RBC QUBE Low Volatility Emerging Markets Equity Fund 31-Jan-2020
95612 RBC QUBE Low Volatility Global Equity Class 22-Oct-2014
92534 RBC QUBE Low Volatility Global Equity Fund 14-Nov-2012
100898 RBC QUBE Low Volatility Gobal Equity Currency Neutral 23-Jan-2018
Fund
95613 RBC QUBE Low Volatility U.S. Equity Class 22-Oct-2014
97944 RBC QUBE Low Volatility U.S. Equity Currency Neutral Fund 10-May-2016
92535 RBC QUBE Low Volatility U.S. Equity Fund 14-Nov-2012
93559 RBC QUBE U.S. Equity Fund 2-Jul-2013
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
98532 RBC Retirement 2020 Portfolio 3-Oct-2016
98533 RBC Retirement 2025 Portfolio 3-Oct-2016
98534 RBC Retirement 2030 Portfolio 3-Oct-2016
98535 RBC Retirement 2035 Portfolio 3-Oct-2016
98536 RBC Retirement 2040 Portfolio 3-Oct-2016
98537 RBC Retirement 2045 Portfolio 3-Oct-2016
98538 RBC Retirement 2050 Portfolio 3-Oct-2016
104949 RBC Retirement 2055 Portfolio 3-Jul-2020
104950 RBC Retirement 2060 Portfolio 3-Jul-2020
98539 RBC Retirement Income Solution 31-Dec-2016
79998 RBC Select Aggressive Growth Portfolio 16-Jan-2007
11243 RBC Select Balanced Portfolio 18-Dec-1986
41620 RBC Select Choices Aggressive Growth Portfolio 17-May-2000
41618 RBC Select Choices Balanced Portfolio 17-May-2000
41617 RBC Select Choices Conservative Portfolio 17-May-2000
41619 RBC Select Choices Growth Portfolio 17-May-2000
11242 RBC Select Conservative Portfolio 18-Dec-1986
11244 RBC Select Growth Portfolio 18-Dec-1986
85596 RBC Select Very Conservative Portfolio 4-Mar-2009
90476 RBC Short Term Income Class 21-Dec-2011
100433 RBC Short Term U.S. Corporate Bond ETF 12-Sep-2017
105855 RBC Short-Term Global Bond Fund 20-Jan-2021
93557 RBC Strategic Income Bond Fund 2-Jul-2013
92179 RBC Target 2021 Corporate Bond Index ETF 24-Aug-2012
98411 RBC Target 2022 Corporate Bond Index ETF 26-Aug-2016
98412 RBC Target 2023 Corporate Bond Index ETF 26-Aug-2016
101903 RBC Target 2024 Corporate Bond Index ETF 17-Aug-2018
101904 RBC Target 2025 Corporate Bond Index ETF 17-Aug-2018
81501 RBC Target 2025 Education Fund 3-Jul-2007
105258 RBC Target 2026 Corporate Bond Index ETF 25-Aug-2020
105259 RBC Target 2027 Corporate Bond Index ETF 25-Aug-2020
91977 RBC Target 2030 Education Fund 5-Jul-2012
100124 RBC Target 2035 Education Fund 3-Jul-2018
98738 RBC Trend Canadian Equity Fund 17-Nov-2016
101386 RBC U.S. Banks Yield (CAD Hedged) Index ETF 26-Apr-2018
101387 RBC U.S. Banks Yield Index ETF 26-Apr-2018
92443 RBC U.S. Dividend Class 18-Oct-2012
97945 RBC U.S. Dividend Currency Neutral Fund 10-Oct-2016
47123 RBC U.S. Dividend Fund 16-Oct-2001
90477 RBC U.S. Equity Class 21-Dec-2011
77823 RBC U.S. Equity Currency Neutral Fund 12-Jan-2006
5012 RBC U.S. Equity Fund 16-May-1973
95614 RBC U.S. Equity Value Class 22-Oct-2014
94421 RBC U.S. Equity Value Fund 24-Jan-2014
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
36825 RBC U.S. Index Currency Neutral Fund 9-Sep-1998
36824 RBC U.S. Index Fund 9-Sep-1998
77824 RBC U.S. Mid-Cap Growth Equity Currency Neutral Fund 12-Jan-2006
18900 RBC U.S. Mid-Cap Growth Equity Fund 9-Mar-1992
95615 RBC U.S. Mid-Cap Value Equity Class 22-Oct-2014
91054 RBC U.S. Mid-Cap Value Equity Fund 21-Dec-2011
75460 RBC U.S. Monthly Income Fund 6-May-2005
95616 RBC U.S. Small-Cap Core Equity Class 22-Oct-2014
91055 RBC U.S. Small-Cap Core Equity Fund 21-Dec-2011
96953 RBC U.S. Small-Cap Value Equity Fund 4-Sep-2015
81498 RBC Vision Balanced Fund 3-Jul-2007
49970 RBC Vision Bond Fund 28-Aug-2002
81499 RBC Vision Canadian Equity Fund 3-Jul-2007
105856 RBC Vision Fossil Fuel Free Balanced Fund 20-Jan-2021
105857 RBC Vision Fossil Fuel Free Bond Fund 20-Jan-2021
105858 RBC Vision Fossil Fuel Free Emerging Markets Equity Fund 20-Jan-2021
99222 RBC Vision Fossil Fuel Free Global Equity Fund 5-Jul-2017
105859 RBC Vision Fossil Fuel Free Short-Term Bond Fund 20-Jan-2021
104847 RBC Vision QUBE Fossil Fuel Free Low Volatility Canadian 20-Jan-2021
Equity Fund
101131 RBC Vision Women's Leadership MSCI Canada Index ETF 27-Feb-2018
24710 RCI Corporation (CT) 31-Aug-1994 11-Mar-2002
90346 RDX Technologies Corporation 5-Jun-2012
17599 Rea Gold Corporation (CT) 28-Jul-1997 11-Mar-2002
11967 Real del Monte Mining Corporation (CT) 22-Mar-1989 13-Mar-2002
105576 Real Estate & E-Commerce Split Corp. 28-Oct-2020
82420 Real Estate Investment Corporate Class 2-Oct-2007
26385 Real Estate Investment Pool 21-May-1995
101320 Real Luck Group Ltd. 24-Apr-2018
99912 Real Matters Inc. 5-May-2017
6070 Real Money Fund Of Canada (CT) 5-Oct-1982 04-Feb-1993
66097 Real Return Bond Fund 30-Jun-2020
84778 Realia Properties Inc. 3-Oct-2008
95840 REALnorth Opportunities Fund 22-Dec-2014
96201 Recipe Unlimited Corporation 1-Apr-2015
105272 Reconnaissance Energy Africa Ltd. 12-Aug-2020
38879 *Red Coat Cattle Feeders Inc. 12-Feb-2004
96681 Red Eagle Mining Corporation 29-Jun-2015
8120 *Red Earth Energy Limited (CT) 18-May-1984 26-Apr-1989
41346 Red Light Holland Corp. 10-May-2000
101843 Red White & Bloom Brands Inc. 18-Sep-2020
23705 Redekop Properties Inc. (CT) 4-Oct-1994 18-Apr-2002
82506 Redline Communications Group Inc. 18-Oct-2007
86264 RedWater Energy Corp. 5-Aug-2010
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
5560 Reed Medical Library (CT) 4-Dec-1981 17-Feb-1983
80417 Reef Resources Ltd. 26-Sep-2007
13207 *Regina Butcher (CT) And Baker Venture Fund Inc. 9-Dec-1986 23-Nov-1993
7864 Reigate Resources (Canada) Ltd. (CT) 17-Aug-1984 19-Feb-1993
24021 Reko International Group Inc. 4-May-1994
9397 Relax Inns Vancouver Partnership (CT) 21-Apr-1986 11-Apr-2002
29668 Remworks Inc. (CT) 31-Oct-1996 26-Apr-2002
90478 Renaissance Canadian All-Cap Equity Fund 25-Aug-2011
37872 Renaissance Canadian Balanced Fund 21-Jan-1999
12814 Renaissance Canadian Bond Fund 25-Aug-1989
25000 Renaissance Canadian Core Value Fund 27-Sep-1994
50666 Renaissance Canadian Dividend Fund 13-Nov-2002
40137 Renaissance Canadian Equity Private Pool 23-Nov-1999
40138 Renaissance Canadian Fixed Income Private Pool 23-Nov-1999
12930 Renaissance Canadian Growth Fund 24-Aug-1987
33482 Renaissance Canadian Monthly Income Fund 5-Nov-1997
30346 Renaissance Canadian Small-Cap Fund 25-Oct-1996
13004 Renaissance Canadian T-Bill Fund 24-Aug-1987
34214 Renaissance China Plus Fund 26-Oct-1998
86442 Renaissance Corporate Bond Fund 16-Oct-2009
50664 Renaissance Diversified Income Fund 13-Nov-2002
40140 Renaissance Emerging Markets Equity Private Pool 23-Nov-1999
29897 Renaissance Emerging Markets Fund 25-Oct-1996
69484 Renaissance Equity Income Private Pool 6-Jan-2004
97803 Renaissance Flexible Yield Fund 20-Apr-2016
93883 Renaissance Floating Rate Income Fund 10-Sep-2013
20025 Renaissance Global Bond Fund 15-Oct-1992
40141 Renaissance Global Bond Private Pool 23-Nov-1999
97804 Renaissance Global Equity Private Pool 20-Apr-2016
88299 Renaissance Global Focus Currency Neutral Fund 15-Oct-2010
39596 Renaissance Global Focus Fund 3-Sep-1999
88300 Renaissance Global Growth Currency Neutral Fund 15-Oct-2010
37354 Renaissance Global Growth Fund 25-Nov-1998
29830 Renaissance Global Health Care Fund 16-Oct-1996
88301 Renaissance Global Infrastructure Currency Neutral Fund 15-Oct-2010
81673 Renaissance Global Infrastructure Fund 21-Aug-2007
20027 Renaissance Global Markets Fund 15-Oct-1992
88302 Renaissance Global Real Estate Currency Neutral Fund 15-Oct-2010
88303 Renaissance Global Real Estate Fund 15-Oct-2010
29832 Renaissance Global Science & Technology Fund 16-Oct-1996
34215 Renaissance Global Small-Cap Fund 6-Feb-1998
34216 Renaissance Global Value Fund 6-Feb-1998
33301 Renaissance High Income Fund 25-Nov-1997
24998 Renaissance High-Yield Bond Fund 27-Sep-1994
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
29895 Renaissance International Dividend Fund 25-Oct-1996
88304 Renaissance International Equity Currency Neutral Fund 15-Oct-2010
43287 Renaissance International Equity Fund 14-Nov-2000
40142 Renaissance International Equity Private Pool 23-Nov-1999
12817 Renaissance Money Market Fund 25-Aug-1989
97808 Renaissance Multi-Asset Global Balanced Income Private 20-Apr-2016
Pool
97809 Renaissance Multi-Asset Global Balanced Private Pool 20-Apr-2016
97810 Renaissance Multi-Sector Fixed Income Private Pool 20-Apr-2016
93884 Renaissance Optimal Conservative Income Portfolio 10-Sep-2013
88305 Renaissance Optimal Global Equity Currency Neutral Portfolio15-Oct-2010
41127 Renaissance Optimal Global Equity Portfolio 8-Feb-2000
93885 Renaissance Optimal Growth & Income Portfolio 10-Sep-2013
81674 Renaissance Optimal Income Portfolio 21-Aug-2007
90479 Renaissance Optimal Inflation Opportunities Portfolio 25-Aug-2011
97811 Renaissance Real Assets Private Pool 20-Apr-2016
50665 Renaissance Real Return Bond Fund 13-Nov-2002
12813 Renaissance Short-Term Income Fund 25-Aug-1989
93886 Renaissance U.S. Dollar Corporate Bond Fund 10-Sep-2013
93887 Renaissance U.S. Dollar Diversified Income Fund 10-Sep-2013
88683 Renaissance U.S. Equity Currency Neutral Private Pool 9-Dec-2010
29894 Renaissance U.S. Equity Fund 25-Oct-1996
88306 Renaissance U.S. Equity Growth Currency Neutral Fund 15-Oct-2010
10603 Renaissance U.S. Equity Growth Fund 24-Aug-1987
93888 Renaissance U.S. Equity Income Fund 10-Sep-2013
40144 Renaissance U.S. Equity Private Pool 23-Nov-1999
37353 Renaissance U.S. Equity Value Fund 25-Nov-1998
10191 Renaissance U.S. Money Market Fund 3-Apr-1987
40139 Renaissance Ultra Short-Term Income Private Pool 23-Nov-1999
13342 Rentown Enterprises Inc. (CT) 15-Dec-1989 25-Feb-1993
82790 Resolute Forest Products Inc. 29-Oct-2007
96238 Restaurant Brands International Inc. 9-Dec-2015
90754 Resverlogix Corp. 13-Oct-2011
100342 Revival Gold Inc. 31-Jul-2020
95797 Revive Therapeutics Ltd. 5-Dec-2014
102666 Reyna Silver Corp. 4-Apr-2019
86033 RF Capital Group Inc. 15-May-2009
70825 Richards Packaging Income Fund 30-Mar-2004
21437 Richelieu Hardware Ltd. 14-Jul-1993
30986 Richtree Inc. 12-Feb-1997
7879 Ridge Land Properties Limited Partnership (CT) 30-Nov-1983 11-Apr-2002
37838 Ridgewood Canadian Bond Fund 25-Feb-1999
86717 Ridgewood Canadian Investment Grade Bond Fund 30-Nov-2009
89548 Ridgewood Tactical Yield Fund 1-Apr-2011
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
5621 Ring of Power (CT) 10-Mar-1980 17-Feb-1993
85044 Rio2 Limited 24-Jul-2018
6482 RioCan Real Estate Investment Trust 1-Jun-1988
33527 Ritchie Bros. Auctioneers Incorporated 23-Jan-2004
102994 RIV Capital Inc. (formerly Canopy Rivers Inc.) 21-Feb-2019
7937 River Park Estates Partnership 6-Dec-1983 12-Feb-2002
7508 Rivergate Estates Phase I Limited Partnership 2-Jun-1983
7755 Rivergate Estates Phase II Limited Partnership 2-Sep-1983
7902 Rivergate Estates Phase III Limited Partnership 3-Aug-1984
10416 RKW Standardbred Limited Partnership (CT) 26-Jun-1987 11-Apr-2002
5906 Robson Petroleum Ltd. (CT) 17-Nov-1981 11-Apr-2002
50730 Roca Mines Inc. 7-Nov-2002
38759 Rochester Resources Ltd. 3-Jul-1990
107239 Rockefeller - IG Climate Solutions Pool 22-Oct-2021
83457 Rocky Mountain Liquor Inc. 11-Mar-2008
83991 Rodinia Oil Corp. 20-May-2010
5222 Rogers Communications Inc. 12-Sep-1980
89169 Rogers Sugar Inc. 1-Jan-2011
71404 Roman Corporation Limited (T) 3-May-2004
97899 ROMC Trust 7-Jun-2016
100614 Roots Corporation 18-Oct-2017
89930 Roxgold Inc. 17-Mar-2014
6010 Royal Bank of Canada 24-Nov-1981
49447 Royal Gold, Inc. 16-Jul-2004
103559 *Royal Helium Ltd. 7-Jan-2020
99345 Royal Road Minerals Limited 29-Jul-2020
5795 Royal View Apartments (CT) 26-Jun-1981 19-Feb-1993
103310 RP Alternative Global Bond Fund 5-Jun-2019
97434 RP Strategic Income Plus Fund 2-Mar-2016
105951 Rritual Superfoods Inc. 26-Feb-2021
101939 Rubicon Organics Inc. 3-Oct-2018
85391 Rusoro Mining Ltd. 15-Dec-2008
5714 Russel Metals Inc. 1-Dec-1983
81040 Russell Investments Balanced 4-May-2007
84899 Russell Investments Balanced Class 28-Oct-2008
41318 Russell Investments Balanced Growth 10-Aug-2000
93617 Russell Investments Canadian Cash Fund 9-Jul-2013
86146 Russell Investments Canadian Dividend Class 20-Jul-2009
86147 Russell Investments Canadian Dividend Pool 20-Jul-2009
84902 Russell Investments Canadian Equity Class 28-Oct-2008
20367 Russell Investments Canadian Equity Pool 5-Jan-1993
41320 Russell Investments Canadian Fixed Income Fund 10-Aug-2000
91065 Russell Investments Conservative Income 16-Dec-2011
91135 Russell Investments Conservative Income Class 16-Jan-2012
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
72937 Russell Investments Diversified Monthly Income 4-Nov-2004
84903 Russell Investments Diversified Monthly Income Class 28-Oct-2008
84904 Russell Investments Emerging Markets Equity Class 28-Oct-2008
30742 Russell Investments Emerging Markets Equity Pool 31-Jan-1997
99916 Russell Investments ESG Global Equity Pool 6-Jul-2017
84906 Russell Investments Fixed Income Class 28-Oct-2008
91136 Russell Investments Fixed Income Plus Class 16-Jan-2012
91066 Russell Investments Fixed Income Plus Pool 16-Dec-2011
20369 Russell Investments Fixed Income Pool 5-Jan-1993
92680 Russell Investments Focused Canadian Equity Class 6-Dec-2012
92681 Russell Investments Focused Canadian Equity Pool 6-Dec-2012
94266 Russell Investments Focused Global Equity Class 28-Nov-2013
94267 Russell Investments Focused Global Equity Pool 28-Nov-2013
90598 Russell Investments Focused US Equity Class 14-Sep-2011
90599 Russell Investments Focused US Equity Pool 14-Sep-2011
91992 Russell Investments Global Credit Class 4-Jul-2012
91064 Russell Investments Global Credit Pool 16-Dec-2011
84905 Russell Investments Global Equity Class 28-Oct-2008
34268 Russell Investments Global Equity Pool 29-Jan-1998
97116 Russell Investments Global Infrastructure Class 3-Jul-2015
92778 Russell Investments Global Infrastructure Pool 21-Jan-2013
92779 Russell Investments Global Real Estate Pool 21-Jan-2013
88494 Russell Investments Global Smaller Companies Class 26-Oct-2010
88495 Russell Investments Global Smaller Companies Pool 28-Oct-2010
91991 Russell Investments Global Unconstrained Bond Class 4-Jul-2012
82512 Russell Investments Global Unconstrained Bond Pool 25-Oct-2007
83504 Russell Investments Income Essentials 14-Mar-2008
84909 Russell Investments Income Essentials Class 28-Oct-2008
94801 Russell Investments Inflation Linked Bond Fund 1-Apr-2014
41319 Russell Investments Long-Term Growth 10-Aug-2000
84901 Russell Investments Long-Term Growth Class 28-Oct-2008
84907 Russell Investments Money Market Class 28-Oct-2008
34269 Russell Investments Money Market Pool 29-Jan-1998
101717 Russell Investments Multi-Factor Canadian Equity Pool 5-Jul-2018
102380 Russell Investments Multi-Factor Global Balanced 22-Nov-2018
99745 Russell Investments Multi-Factor International Equity Pool 6-Apr-2017
101341 Russell Investments Multi-Factor US Equity Pool 6-Apr-2018
84908 Russell Investments Overseas Equity Class 28-Oct-2008
20371 Russell Investments Overseas Equity Pool 5-Jan-1993
92781 Russell Investments Real Assets 5-Jul-2018
91993 Russell Investments Short Term Income Class 4-Jul-2012
91994 Russell Investments Short Term Income Pool 4-Jul-2012
84910 Russell Investments US Equity Class 28-Oct-2008
20370 Russell Investments US Equity Pool 5-Jan-1993
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
102861 Russell Investments Yield Opportunities Pool 19-Feb-2019
97153 RYU Apparel Inc. 25-Jan-2017
9922 S & M Photolabels Inc. (CT) 10-Dec-1986 04-Feb-1993
81000 S Split Corp. 27-Apr-2007
107286 S2 Minerals Inc.
86127 Sabina Gold & Silver Corp. 23-Feb-2011
95495 Sabre Gold Mines Corp. 27-Jun-2014
30310 Saco SmartVision Inc. (CT) 15-Nov-1996 18-Apr-2002
86078 Sagen MI Canada Inc. (formerly Genworth MI Canada Inc.) 29-Jun-2009
100019 Sagicor Financial Company Ltd. 18-May-2017
90141 Samco Gold Limited 28-Jun-2011
5169 Samex Mining Corp. 3-Mar-1980
79796 Samoth Oilfield Inc. 9-Nov-2006
79601 San Gold Corporation 27-Jul-2010
77769 Sanatana Resources Inc. 30-Nov-2005
5843 Sandhurst (CT) 9-Dec-1981 17-Feb-1993
85763 Sandstorm Gold Ltd. 16-Apr-2009
101457 Sangoma Technologies Corporation 8-Jul-2019
93000 Santacruz Silver Mining Ltd. 5-Feb-2013
33237 Saputo Inc. 6-Oct-1997
90843 Sarama Resources Ltd. 26-Oct-2011
6034 Sarcee Trail Place (CT) 21-Nov-1979 19-Feb-1993
5739 *Saskatoon Square Limited Partnership (CT) 27-Jun-1980 23-Mar-2001
5738 *Saskatoon Tower (CT) 14-Dec-1979 04-Nov-1992
39847 *SaskWorks Venture Fund Inc. 22-Dec-1999
105811 *SaskWorks Venture Fund Inc. - Class R Resources 25-Nov-2020
28285 Saturn (Solutions) Inc. (T) 26-Feb-1996
101918 Saturn Oil & Gas Inc. 30-Jun-2021
84762 Savaria Corporation 27-Apr-2018
87500 Sceptre Ventures Inc. 8-Apr-2010
92639 Score Media and Gaming Inc. 1-Jan-2013
95645 Scotia Aria Conservative Build Portfolio 20-Nov-2014
95646 Scotia Aria Conservative Defend Portfolio 20-Nov-2014
95647 Scotia Aria Conservative Pay Portfolio 20-Nov-2014
102171 Scotia Aria Equity Build Portfolio 11-Oct-2018
102172 Scotia Aria Equity Defend Portfolio 11-Oct-2018
102173 Scotia Aria Equity Pay Portfolio 11-Oct-2018
95648 Scotia Aria Moderate Build Portfolio 20-Nov-2014
95649 Scotia Aria Moderate Defend Portfolio 20-Nov-2014
95650 Scotia Aria Moderate Pay Portfolio 20-Nov-2015
95651 Scotia Aria Progressive Build Portfolio 20-Nov-2014
95652 Scotia Aria Progressive Defend Portfolio 20-Nov-2014
95653 Scotia Aria Progressive Pay Portfolio 20-Nov-2014
15767 Scotia Canadian Balanced Fund 21-Jun-1990
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
86292 Scotia Canadian Bond Fund 20-Aug-2009
39990 Scotia Canadian Bond Index Fund 6-Oct-1999
105508 Scotia Canadian Bond Index Tracker ETF 21-Oct-2020
91802 Scotia Canadian Dividend Class 24-May-2012
20449 Scotia Canadian Dividend Fund 23-Dec-1992
92628 Scotia Canadian Equity Blend Class 23-Nov-2012
13172 Scotia Canadian Equity Fund 27-Jan-1987
30439 Scotia Canadian Equity Index Fund 17-Dec-1996
17596 Scotia Canadian Growth Fund 21-Apr-1972
13129 Scotia Canadian Income Fund 26-May-1988
105509 Scotia Canadian Large Cap Equity Index Tracker ETF 21-Oct-2020
20450 Scotia Canadian Small Cap Fund 23-Dec-1992
22273 Scotia CanAm Index Fund 29-Sep-1993
94443 Scotia Conservative Fixed Income Portfolio 16-Jan-2014
17594 Scotia Diversified Balanced Fund 21-Apr-1972
76061 Scotia Diversified Monthly Income Fund 17-Jun-2005
88152 Scotia Dividend Balanced Fund 27-Aug-2010
29715 Scotia European Equity Fund 30-Sep-1996
88153 Scotia Global Balanced Fund 27-Aug-2010
24316 Scotia Global Bond Fund 6-Jul-1994
91798 Scotia Global Dividend Class 24-May-2012
88154 Scotia Global Dividend Fund 27-Aug-2010
44079 Scotia Global Equity Fund 13-Dec-2000
17591 Scotia Global Growth Fund 21-Apr-1972
44080 Scotia Global Small Cap Fund 13-Dec-2000
90271 Scotia Income Advantage Fund 11-Jul-2011
85310 Scotia Innova Balanced Growth Portfolio 15-Jan-2009
91797 Scotia INNOVA Balanced Growth Portfolio Class 24-May-2012
85311 Scotia Innova Balanced Income Portfolio 15-Jan-2009
91796 Scotia INNOVA Balanced Income Portfolio Class 24-May-2012
85312 Scotia Innova Growth Portfolio 15-Jan-2009
91795 Scotia INNOVA Growth Portfolio Class 24-May-2012
85313 Scotia Innova Income Portfolio 15-Jan-2009
91794 Scotia INNOVA Income Portfolio Class 15-May-2020
85314 Scotia Innova Maximum Growth Portfolio 15-Jan-2009
91793 Scotia INNOVA Maximum Growth Portfolio Class 24-May-2012
92630 Scotia International Equity Blend Class 23-Nov-2012
44078 Scotia International Equity Fund 13-Dec-2000
39991 Scotia International Equity Index Fund 6-Oct-1999
105510 Scotia International Equity Index Tracker ETF 21-Oct-2020
105521 Scotia Low Carbon Canadian Fixed Income Fund 30-Oct-2020
105522 Scotia Low Carbon Global Balanced Fund 30-Oct-2020
105523 Scotia Low Carbon Global Equity Fund 30-Oct-2020
16523 Scotia Money Market Fund 11-Sep-1990
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
19796 Scotia Mortgage Income Fund 14-Oct-1992
44110 Scotia Nasdaq Index Fund 14-Dec-2000
50854 Scotia Partners Balanced Growth Portfolio 2-Dec-2002
97423 Scotia Partners Balanced Growth Portfolio Class 25-Jan-2016
50788 Scotia Partners Balanced Income Portfolio 2-Dec-2002
97424 Scotia Partners Balanced Income Portfolio Class 25-Jan-2016
50855 Scotia Partners Growth Portfolio 2-Dec-2002
97425 Scotia Partners Growth Portfolio Class 25-Jan-2016
88155 Scotia Partners Income Portfolio 27-Aug-2010
50856 Scotia Partners Maximum Growth Portfolio 2-Dec-2002
97426 Scotia Partners Maximum Growth Portfolio Class 25-Jan-2016
19501 Scotia Premium T-Bill Fund 26-Aug-1992
22275 Scotia Resource Fund 29-Sep-1993
38431 Scotia Schools Trust 7-May-1999
66502 Scotia Selected Balanced Growth Portfolio 25-Apr-2003
66501 Scotia Selected Balanced Income Portfolio 25-Apr-2003
66503 Scotia Selected Growth Portfolio 25-Apr-2003
92634 Scotia Selected Income Portfolio 23-Nov-2012
51813 Scotia Selected Maximum Growth Portfolio 25-Apr-2003
18235 Scotia T-Bill Fund 11-Oct-1991
90272 Scotia U.S. $ Balanced Fund 11-Jul-2011
18470 Scotia U.S. $ Bond Fund 4-Dec-1991
29716 Scotia U.S. $ Money Market Fund 30-Sep-1996
92635 Scotia U.S. Dividend Fund 23-Nov-2012
92631 Scotia U.S. Equity Blend Class 23-Nov-2012
9997 Scotia U.S. Equity Fund 4-Jan-1987
30441 Scotia U.S. Equity Index Fund 17-Dec-1996
105511 Scotia U.S. Equity Index Tracker ETF 21-Oct-2020
44076 Scotia U.S. Opportunities Fund 13-Dec-2000
48231 Scotia Wealth American Core-Plus Bond Pool 30-Jan-2002
104330 Scotia Wealth Canadian Core Bond Pool 23-Jan-2020
68390 Scotia Wealth Canadian Corporate Bond Pool 3-Nov-2003
76057 Scotia Wealth Canadian Equity Pool 17-Jun-2005
31779 Scotia Wealth Canadian Growth Pool 9-Sep-1997
48237 Scotia Wealth Canadian Mid Cap Pool 30-Jan-2002
90962 Scotia Wealth Canadian Preferred Share Pool 1-Dec-2011
31788 Scotia Wealth Canadian Small Cap Pool 9-Sep-1997
31780 Scotia Wealth Canadian Value Pool 9-Sep-1997
88146 Scotia Wealth Emerging Markets Pool 13-Sep-2010
94444 Scotia Wealth Floating Rate Income Pool 17-Jan-2014
31781 Scotia Wealth Global Equity Pool 9-Sep-1997
100661 Scotia Wealth Global High Yield Pool 3-Oct-2017
100662 Scotia Wealth Global Infrastructure Pool 15-Nov-2017
48235 Scotia Wealth Global Real Estate Pool 30-Jan-2002
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
104016 Scotia Wealth High Yield Bond Pool 18-Nov-2019
31783 Scotia Wealth High Yield Income Pool 9-Sep-1997
31784 Scotia Wealth Income Pool 9-Sep-1997
76058 Scotia Wealth International Core Equity Pool 17-Jun-2005
31785 Scotia Wealth International Equity Pool 9-Sep-1997
48240 Scotia Wealth International Small to Mid Cap Value Pool 30-Jan-2002
76059 Scotia Wealth North American Dividend Pool 17-Jun-2005
96851 Scotia Wealth Premium Payout Pool 1-Jun-2015
92636 Scotia Wealth Real Estate Income Pool 23-Nov-2012
88156 Scotia Wealth Short Term Bond Pool 27-Aug-2010
82561 Scotia Wealth Short-Mid Government Bond Pool 2-Nov-2007
31787 Scotia Wealth Strategic Balanced Pool 9-Sep-1997
98743 Scotia Wealth Total Return Bond Pool 15-Nov-2016
90963 Scotia Wealth U.S. Dividend Pool 18-Nov-2019
44772 Scotia Wealth U.S. Large Cap Growth Pool 29-Jan-2001
48238 Scotia Wealth U.S. Mid Cap Value Pool 30-Jan-2002
31778 Scotia Wealth U.S. Value Pool 9-Sep-1997
104017 Scotia Wealth World Infrastructure Pool 18-Nov-2019
49083 Scotiabank Capital Trust 23-Apr-2002
103503 SDX Energy plc 27-May-2019
98752 Seabridge Gold Inc. 11-Apr-2017
8153 Sears Canada Inc. 16-Aug-1988
83822 Secure Energy Services Inc. 24-Mar-2010
27056 Securex Ltd. 3-Oct-1995
11017 Security Home Mortgage Investment Corporation (CT) 3-Feb-1989 16-Apr-2002
79036 Sedibelo Platinum Mines Limited 28-Jul-2006
72408 SemBioSys Genetics Inc. 25-Nov-2004
18353 Semi-Tech Corporation (CT) 8-Jul-1992 16-Apr-2002
84363 Sendero Mining Corp. 26-Aug-2008
81156 Sentry Select Primary Metals Corp. 25-May-2007
78343 Serica Energy PLC 20-Dec-2007
93841 Serinus Energy plc 24-Jun-2013
91583 Sernova Corp. 24-Feb-2021
77758 Serrano Resources Ltd. 28-Nov-2005
31832 Serval Integrated Energy Services (CT) 8-May-1997 16-Apr-2002
5354 Seven Evergreen Apartment Project 9-Dec-1980
95762 ShaMaran Petroleum Corp. 23-Dec-2014
9234 *Shane Resources Ltd. 21-Dec-2018
8468 Shape Of Things To Come (CT) 27-Dec-1978 02-Feb-1993
8537 Shaughnessy House Limited Partnership (CT) 3-Oct-1984 16-Apr-2002
7444 Shaw Communications Inc. 8-Apr-1983
13678 ShawCor Ltd. 1-Oct-1967
6216 Sherobee Glen Limited Partnership 30-Jul-1982
27837 Sherritt International Corporation 20-Dec-1995
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
101459 Sherwood Copper Corporation
102897 Shine Box Capital Corp. 7-Mar-2019
96565 Shopify Inc. 20-May-2015
76096 Shoreline Energy Corp. 30-Jun-2005
78275 Short Term Bond Fund 9-Mar-2006
82421 Short Term Income Corporate Class 2-Oct-2007
21057 Short Term Income Pool 19-Apr-1993
91988 Short Term Investment Fund 6-Jul-2012
87306 Sienna Senior Living Inc. 15-Mar-2010
38665 Sierra Wireless, Inc. 7-May-1999
102188 Signature Option Income Pool 11-Oct-2018
7788 Siltronics Ltd. (CT) 29-Sep-1983 04-Feb-1993
100330 Silver Bear Resources Plc 30-Jun-2017
104572 Silver Dollar Resources Inc. 30-Apr-2020
102502 Silver Elephant Mining Corp. 16-Nov-2018
106683 Silver Spike III Acquisition Corp. 21-May-2021
98241 Silver Tiger Metals Inc. 14-Jun-2016
78624 Silvercorp Metals Inc 20-Apr-2006
97968 SilverCrest Metals Inc. 1-Oct-2015
9674 Silversword Corporation (CT) 6-Nov-1986 16-Apr-2002
96983 Sintana Energy Inc. (formerly Mobius Resources Inc.) 6-Aug-2015
95006 Sionna Opportunities Fund 15-May-2016
49495 Sionna Strategic Income Fund 26-Jun-2002
72665 SIR ROYALTY INCOME FUND 1-Oct-2004
100183 Sirius XM Holdings Inc. 25-May-2017
84861 Sixty Six Capital Inc. 24-Jun-2008
39528 Skeena Resources Limited 13-May-2005
11672 SKG INTERACTIVE INC. (CT) 24-Feb-1989 18-Apr-2002
102370 SLANG Worldwide Inc. 21-Jan-2019
91520 Slate Grocery REIT 30-Mar-2012
92721 Slate Office REIT 18-Dec-2012
23864 Slater Steel Inc. (T) 12-Sep-1995
96725 Sleep Country Canada Holdings Inc. 23-Jun-2015
106467 Sleeping Giant Capital Corp. 21-May-2021
32489 SLMsoft Inc. (T) 8-Jul-1997
106041 SmartBe Canadian Quantitative Momentum Index ETF 29-Jan-2021
106042 SmartBe Canadian Quantitative Value Index ETF 29-Jan-2021
106043 SmartBe U.S. Quantitative Momentum Index ETF 29-Jan-2021
106044 SmartBe U.S. Quantitative Value Index ETF 29-Jan-2021
50531 SmartCentres Real Estate Investment Trust 24-Oct-2002
9491 SNC-Lavalin Group Inc. 27-May-1986
31828 Snow Leopard Resources Inc. (T) 8-May-1997
39108 SNV Group Ltd. (CT) 8-Sep-1999 26-Apr-2002
37508 Sobeys Inc. 17-Nov-1998
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
103362 Societerra 100 per cent Equity Portfolio 28-Jun-2019
85318 SocieTerra Balanced Portfolio 16-Jan-2009
85320 SocieTerra Conservative Portfolio 16-Jan-2009
44445 SocieTerra Growth Portfolio 1-Jan-2000
85319 SocieTerra Maximum Growth Portfolio 16-Jan-2009
104574 SocieTerra Moderate Portfolio 3-Apr-2020
106715 Softchoice Corporation 26-May-2021
77835 Solara Exploration Ltd 19-Dec-2005
102015 Solaris Resources Inc. 3-Aug-2018
100445 SOLITARIO ZINC CORP. 13-Jul-2017
106391 Solution Financial Inc. 29-Mar-2021
78861 Sona Nanotech Inc. 15-Jun-2006
28512 Sonde Resources Corp. 28-Oct-1999
7660 Sonor Investments Limited 1-Oct-1967
8016 Sonora Diamond Corp. Ltd. (CT) 27-Feb-1984 23-Apr-2002
91392 SOPerior Fertilizer Corp. 28-Nov-2012
72129 Sophiris Bio Inc. 30-Jun-2004
99640 Source Energy Services Ltd. 7-Apr-2017
24211 *South West Terminal Ltd. 15-Nov-1994
81681 Southern Pacific Resource Corp. 16-Nov-2007
5728 Southern Tier Gas Producers Ltd. (CT) 22-Aug-1979 19-Feb-1993
71648 SouthGobi Resources Ltd. 22-Jan-2010
5837 Southland Tower I L.P. (CT) 13-Aug-1981 17-Feb-1993
13198 *Southwest Venture Capital Corporation (CT) 7-May-1987 29-Mar-2003
82461 Spackman Equities Group Inc. 5-Oct-2007
100328 Spark Power Group Inc. 25-Jul-2017
79021 Spartan Delta Corp. 31-May-2006
50958 Specialty Foods Group Income Fund 3-Mar-2003
94817 Spectra7 Microsystems Inc. 24-Mar-2014
37993 Spectral Medical Inc. 10-Feb-2016
103240 Spectre Capital Corp. 26-Aug-2019
101465 Spey Resources Corp. 28-Jun-2018
96749 Spin Master Corp. 22-Jul-2015
8010 Spinnaker Development Corporation (CT) 15-May-1984 16-Apr-2002
83797 Sprott Inc. 8-May-2008
101080 Sprott Physical Gold and Silver Trust 16-Jan-2018
86398 Sprott Physical Gold Trust 25-Feb-2010
91335 Sprott Physical Platinum and Palladium Trust 18-Dec-2012
88208 Sprott Physical Silver Trust 27-Oct-2010
107081 Sprott Physical Uranium Trust 11-Aug-2021
93349 Spyglass Resources Corp. 28-Mar-2013
69473 SRAI Capital Corp. 6-Jan-2004
101584 SRG Mining Inc. 11-May-2018
99736 SRHI Inc. 4-Apr-2017
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
32600 SSR Mining Inc. 10-May-2006
87935 St. Augustine Gold and Copper Limited 5-Jul-2010
9789 St. Clair Paint & Wallpaper Corporation (CT) 29-Oct-1986 16-Apr-2002
9626 St. James Square Limited Partnership 18-Aug-1986
6067 Stabell Resources Inc (CT) 23-Dec-1981 25-Feb-1993
106724 Stack Capital Group Inc. 10-Jun-2021
104906 Stage Holdco Ltd.
86396 Stampede Drilling Inc. 5-Oct-2009
103069 Standard Lithium Ltd. 15-Mar-2019
7981 Standard Modern Technologies Corp. (CT) 19-Jan-1984 19-Feb-1993
104995 Standard Uranium Ltd. 16-Jun-2020
6440 Stanley Park Place Apartments (CT) 8-Dec-1982 17-Feb-1993
23708 Stantec Inc. 16-Mar-1994
9681 *Star Diamond Corporation 15-Sep-1986
33534 Star Navigation Systems Group Ltd. 2-Dec-1997
24074 Star Properties Inc. (CT) 1-Feb-1996 16-Apr-2002
106068 Star Royalties Ltd. 12-Feb-2021
102042 Starlight Global Infrastructure Fund 25-Sep-2018
102043 Starlight Global Real Estate Fund 25-Sep-2018
102390 Starlight Hybrid Global Real Assets Trust 29-Nov-2018
104358 Starlight U.S. Multi-Family (No. 1) Core Plus Fund 31-Jan-2020
106202 Starlight U.S. Multi-Family (No. 2) Core Plus Fund 19-Mar-2021
102725 Steadyhand Builders Fund 16-Feb-2019
80170 Steadyhand Equity Fund 13-Feb-2007
91132 Steadyhand Founders Fund 15-Feb-2019
80166 Steadyhand Global Equity Fund 13-Feb-2007
102726 Steadyhand Global Small-Cap Equity Fund 21-Feb-2020
80167 Steadyhand Income Fund 13-Feb-2007
80168 Steadyhand Savings Fund 13-Feb-2007
80169 Steadyhand Small-Cap Equity Fund 13-Feb-2007
100653 Stelco Holdings Inc. 2-Nov-2017
24073 Stella-Jones Inc. 14-Jun-1994
105919 Stem Holdings, Inc. 19-Apr-2021
99598 STEP Energy Services Ltd. 25-Apr-2017
100769 Steppe Gold Ltd. 27-Sep-2017
76968 Sterling Shoes Inc. 1-Jul-2010
106361 Stinger Resources Inc. 25-Feb-2021
96700 Stingray Group Inc. 26-May-2015
95281 Stone American Dividend Growth Fund 23-Jun-2014
95282 Stone Covered Call Canadian Banks Plus Fund 23-Jul-2014
5723 Stone Dividend Growth Class 12-Apr-1958
67354 Stone Dividend Yield Hog Fund 27-Jun-2003
30523 Stone Global Balanced Fund 20-Dec-1996
78922 Stone Global ESG Strategy Fund 8-Sep-2006
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
37586 Stone Global Growth Fund 31-Dec-1998
83761 Stone Global Sustainability Fund 5-May-2008
26438 Stone Growth Fund 1-Jun-1995
79992 Stone Investment Group Limited 22-Dec-2006
107169 StoneCastle Global Tactical Asset Allocation Fund 6-Oct-2021
42407 *Stoney Case Capital Corp. (CT) 4-May-2000 02-Oct-2003
82341 StorageVault Canada Inc. 15-Oct-2007
88380 Storm Resources Ltd. 17-Aug-2010
105268 Stormcrow Holdings Corp. 25-Aug-2020
78918 Strategic Oil & Gas Ltd. 29-Sep-2010
77096 Strategic Resources Inc. 13-Jul-2005
8101 Strathearn House Group Limited (CT) 27-Mar-1984 16-Apr-2002
104306 Subversive Acquisition LP 23-Dec-2019
104885 SugarBud Craft Growers Corp. (formerly Relentless Resources12-Jun-2020
Ltd.)
95791 Sulliden Mining Capital Inc. 5-Aug-2014
93038 Summit Industrial Income REIT 14-Feb-2013
6354 Summit Limited Partnership (CT) 10-Nov-1982 16-Apr-2002
31593 Sun Life Aditya Birla India Fund 21-Dec-1998
88382 Sun Life Amundi Emerging Markets Debt Fund 27-Oct-2010
22335 Sun Life Assurance Company of Canada 24-May-2001
89621 Sun Life BlackRock Canadian Composite Equity Fund 11-Apr-2011
89620 Sun Life BlackRock Canadian Equity Fund 7-Apr-2011
89619 Sun Life BlackRock Canadian Universe Bond Fund 11-Apr-2011
47286 Sun Life Capital Trust 12-Oct-2001
104229 Sun Life Core Advantage Credit Private Pool 14-Feb-2020
92704 Sun Life Dynamic Equity Income Fund 15-Jan-2013
92705 Sun Life Dynamic Strategic Yield Fund 15-Jan-2013
90532 Sun Life Excel Emerging Markets Fund 30-Aug-2011
39041 Sun Life Financial Inc. 23-Mar-2000
104231 Sun Life Global Tactical Yield Private Pool 14-Feb-2020
93657 Sun Life Granite Balanced Class 1-Aug-2013
93658 Sun Life Granite Balanced Growth Class 1-Aug-2013
90992 Sun Life Granite Balanced Growth Portfolio 12-Jan-2012
90993 Sun Life Granite Balanced Portfolio 12-Jan-2012
93659 Sun Life Granite Conservative Class 1-Aug-2013
90994 Sun Life Granite Conservative Portfolio 12-Jan-2012
92706 Sun Life Granite Enhanced Income Portfolio 15-Jan-2013
93660 Sun Life Granite Growth Class 1-Aug-2013
90995 Sun Life Granite Growth Portfolio 12-Jan-2012
92707 Sun Life Granite Income Portfolio 15-Jan-2013
93661 Sun Life Granite Moderate Class 1-Aug-2013
90996 Sun Life Granite Moderate Portfolio 12-Jan-2012
97381 Sun Life Granite Tactical Completion Fund 31-Jul-2015
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
101639 Sun Life JPMorgan International Equity Fund 18-Jul-2018
104230 Sun Life KBI Global Dividend Private Pool 14-Feb-2020
12909 Sun Life MFS Canadian Bond Fund 7-Nov-1988
12908 Sun Life MFS Canadian Equity Fund 7-Nov-1988
78348 Sun Life MFS Dividend Income Fund 27-Mar-2006
93665 Sun Life MFS Global Growth Class 1-Aug-2013
88157 Sun Life MFS Global Growth Fund 13-Sep-2010
88158 Sun Life MFS Global Total Return Fund 13-Sep-2010
88159 Sun Life MFS Global Value Fund 13-Sep-2010
93666 Sun Life MFS International Opportunities Class 1-Aug-2013
88160 Sun Life MFS International Opportunities Fund 13-Sep-2010
88161 Sun Life MFS International Value Fund 13-Sep-2010
97382 Sun Life MFS Low Volatility Global Equity Fund 31-Jul-2015
97383 Sun Life MFS Low Volatility International Equity Fund 31-Jul-2015
12911 Sun Life MFS U.S. Equity Fund 7-Nov-1988
93667 Sun Life MFS U.S. Growth Class 1-Aug-2013
88162 Sun Life MFS U.S. Growth Fund 13-Sep-2010
88163 Sun Life MFS U.S. Value Fund 13-Sep-2010
88166 Sun Life Milestone 2025 Fund 13-Sep-2010
88167 Sun Life Milestone 2030 Fund 13-Sep-2010
88164 Sun Life Milestone 2035 Fund 13-Sep-2010
88168 Sun Life Milestone Global Equity Fund 13-Sep-2010
93668 Sun Life Money Market Class 1-Aug-2013
88169 Sun Life Money Market Fund 13-Sep-2010
90530 Sun Life Multi-Strategy Bond Fund 30-Aug-2011
94363 Sun Life NWQ Flexible Income Fund 24-Jan-2014
95903 Sun Life Real Assets Private Pool 30-Jan-2015
95902 Sun Life Schroder Global Mid Cap Fund 30-Jan-2015
102248 Sun Life Tactical Balanced ETF Portfolio 19-Oct-2018
102249 Sun Life Tactical Conservative ETF Portfolio 19-Oct-2018
102250 Sun Life Tactical Equity ETF Portfolio 19-Oct-2018
102251 Sun Life Tactical Fixed Income ETF Portfolio 19-Oct-2018
102252 Sun Life Tactical Growth ETF Portfolio 19-Oct-2018
100243 Sun Life U.S. Core Fixed Income Fund 31-Jul-2017
98140 Sun Life Wellington Opportunistic Fixed Income Private Pool 13-May-2016
103302 Sun Residential Real Estate Investment Trust 14-Jun-2019
28176 Sun-Times Media Group, Inc. 1-Aug-1996
5353 Suncoast Petroleum Corporation (CT) 30-Oct-1980 25-Feb-1993
6168 Suncor Energy Inc. 5-Mar-1992
98549 Sundial Growers Inc. 30-Jul-2019
5734 Sunmist Energy '86 Inc. (CT) 2-Jun-1980 19-Feb-1993
67622 SunOpta Inc. 11-Aug-2003
5355 Sunridge Village (CT) 19-Dec-1980 19-Jul-1984
5087 *Sunrise Garden Apartments Co-ownership (CT) 7-Oct-1980 16-Feb-2006
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
79573 Sunstone Opportunity (2006) Debenture Fund 20-Sep-2006
79575 Sunstone Opportunity (2006) Realty Trust 20-Sep-2006
82453 Sunstone Opportunity (2007) Mortgage Fund 10-Oct-2007
82455 Sunstone Opportunity (2007) Realty Trust 10-Oct-2007
99237 Superior Gold Inc. 16-Feb-2017
21243 Superior Plus Corp. 31-May-1993
89496 Supremex Inc. 1-Jan-2011
79271 Surge Energy Inc. 25-Jul-2006
106625 Sustainable Agriculture & Wellness Dividend Fund 18-May-2021
104458 Sustainable Infrastructure Dividend Fund 14-Feb-2020
105164 Sustainable Innovation & Health Dividend Fund 23-Jul-2020
106527 Sustainable Power & Infrastructure Split Corp. 28-Apr-2021
45026 *Sweeprite Mfg. Inc. (CT) 25-Apr-2001 04-Oct-2005
89579 Swiss Water Decaffeinated Coffee Inc. 1-Jan-2011
6423 Sydney Advanced Technology (CT) 10-Nov-1982 02-Feb-1993
5978 Sydney Advanced Technology LP (CT) 23-Nov-1981 02-Feb-1993
8344 Sylvan Park Estates Limited Partnership (CT) 31-Aug-1984 16-Apr-2002
84803 Symmetry Balanced Portfolio 21-Nov-2008
92350 Symmetry Canadian Bond Fund 4-Oct-2012
92351 Symmetry Canadian Equity Fund 4-Oct-2012
96902 Symmetry Comprehensive Equity Fund 7-Aug-2015
91057 Symmetry Conservative Income Portfolio 5-Jan-2012
84804 Symmetry Conservative Portfolio 21-Nov-2008
106942 Symmetry Equity Portfolio 16-Jul-2021
69942 Symmetry Fixed Income Portfolio 8-Feb-2005
92356 Symmetry Global Bond Fund 28-Sep-2012
84805 Symmetry Growth Portfolio 21-Nov-2008
92358 Symmetry Low Volatility Fund 4-Oct-2012
84802 Symmetry Moderate Growth Portfolio Class 21-Nov-2008
95469 Symmetry US Equity Fund 6-Oct-2014
90616 Symphony Floating Rate Senior Loan Fund 21-Oct-2011
79167 Synodon Inc. 29-Sep-2006
107240 T. Rowe Price - IG Global Impact Pool 22-Oct-2021
102104 T. Rowe Price - IG U.S. Equity Pool 12-Oct-2018
106110 Taal Distributed Information Technologies Inc. 11-Mar-2021
32185 Tactical Sovereign Bond Fund 27-Jun-1997
87694 TAG Oil Ltd 29-Apr-2010
72829 Tahera Diamond Corporation 27-Sep-2004
21337 Taiga Building Products Ltd. 27-May-1993
101551 Taiga Gold Corp. 11-Apr-2018
103149 Taiga Motors Corporation 1-Apr-2019
89949 Talon Metals Corp. 25-Apr-2011
67152 Tamarack Valley Energy Ltd. 4-Mar-2011
105596 Tangerine Balanced ETF Portfolio 11-Nov-2020
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
105597 Tangerine Balanced Growth ETF Portfolio 11-Nov-2020
85108 Tangerine Balanced Growth Portfolio 18-Nov-2011
85109 Tangerine Balanced Income Portfolio 11-Dec-2008
85107 Tangerine Balanced Portfolio 11-Dec-2008
98718 Tangerine Dividend Portfolio 2-Nov-2016
105598 Tangerine Equity Growth ETF Portfolio 11-Nov-2020
90922 Tangerine Equity Growth Portfolio 18-Nov-2011
107085 Tantalus Systems Holding Inc. (formerly RiseTech Capital 28-Jun-2021
Corp.)
11089 Tap Capital Corporation (CT) 1-Jun-1988 16-Apr-2002
91586 *Tarku Resources Ltd. (formerly ITUNA CAPITAL 30-Mar-2012
CORPORATION)
78425 Tarquin Group Inc. 4-Apr-2006
80122 Taseko Mines Limited 23-Oct-2007
10451 Taurus Footwear Inc. (CT) 2-Jul-1987 16-Apr-2002
66609 TC Energy Corporation 15-May-2003
34192 TCT Logistics Inc. (T) 13-Feb-1998
102881 TD Active Global Enhanced Dividend ETF 1-Mar-2019
104446 TD Active Global Equity Growth ETF 2-Mar-2020
103967 TD Active Global Income ETF 4-Nov-2019
104447 TD Active Global Infrastructure Equity ETF 2-Mar-2020
103968 TD Active Global Real Estate Equity ETF 4-Nov-2019
102305 TD Active Preferred Share ETF 1-Nov-2018
104448 TD Active U.S. Enhanced Dividend ETF 2-Mar-2020
103969 TD Active U.S. High Yield Bond ETF 4-Nov-2019
86109 TD Advantage Balanced Growth Portfolio 22-Jul-2009
86110 TD Advantage Balanced Income Portfolio 22-Jul-2009
86113 TD Advantage Balanced Portfolio 22-Jul-2009
13012 TD Balanced Growth Fund 1-Sep-1987
35928 TD Balanced Index Fund 23-Jun-1998
97530 TD Canadian Aggregate Bond Index ETF 1-Mar-2016
87389 TD Canadian Blue Chip Dividend Fund 15-Apr-2010
13017 TD Canadian Bond Fund 9-Feb-1988
31965 TD Canadian Bond Index Fund 5-Jun-1997
81621 TD Canadian Core Plus Bond Fund 24-Jul-2007
34144 TD Canadian Corporate Bond Fund 9-Feb-1998
27666 TD Canadian Diversified Yield Fund 19-Jan-1996
87988 TD Canadian Equity Class 23-Jul-2010
13018 TD Canadian Equity Fund 9-Feb-1988
97535 TD Canadian Equity Index ETF 1-Mar-2016
95303 TD Canadian Equity Pool 28-Jul-2014
91322 TD Canadian Equity Pool Class 24-Feb-2012
8937 TD Canadian Index Fund 29-Aug-1985
27670 TD Canadian Large-Cap Equity Fund 19-Jan-1996
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
103970 TD Canadian Long Term Federal Bond ETF 4-Nov-2019
92045 TD Canadian Low Volatility Class 27-Jul-2012
94567 TD Canadian Low Volatility Fund 28-Feb-2014
92046 TD Canadian Low Volatility Pool 27-Jul-2012
13019 TD Canadian Money Market Fund 9-Feb-1988
87989 TD Canadian Small-Cap Equity Class 23-Jul-2010
12991 TD Canadian Small-Cap Equity Fund 20-Nov-1986
85462 TD Capital Trust IV 16-Jan-2009
23084 TD China Income & Growth Fund 23-Dec-1994
84342 TD Comfort Aggressive Growth Portfolio 25-Jul-2008
84340 TD Comfort Balanced Growth Portfolio 25-Jul-2008
84341 TD Comfort Balanced Income Portfolio 25-Jul-2008
84344 TD Comfort Balanced Portfolio 25-Jul-2008
90282 TD Comfort Conservative Income Portfolio 28-Jul-2011
84343 TD Comfort Growth Portfolio 25-Jul-2008
79242 TD Corporate Bond Plus Fund 1-Sep-2006
9866 TD Diversified Monthly Income Fund 20-Nov-1986
87991 TD Dividend Growth Class 23-Jul-2010
13011 TD Dividend Growth Fund 1-Sep-1987
92047 TD Dividend Income Class 27-Jul-2012
25180 TD Dividend Income Fund 13-Oct-1994
35530 TD Dow Jones Industrial Average Index Fund 17-Apr-1998
17604 TD Emerald Balanced Fund 27-Mar-1992
17602 TD Emerald Canadian Bond Index Fund 28-Jun-1991
17603 TD Emerald Canadian Equity Index Fund 28-Jun-1991
17600 TD Emerald Canadian Short Term Investment Fund 28-Jun-1991
78714 TD Emerald Canadian Treasury Management - Government 26-Jun-2006
of Canada Fund
78715 TD Emerald Canadian Treasury Management Fund 26-Jun-2006
25764 TD Emerald International Equity Index Fund 23-Feb-1995
32725 TD Emerald U.S. Market Index Fund 1-Aug-1997
87992 TD Emerging Markets Class 23-Jul-2010
20118 TD Emerging Markets Fund 23-Nov-1992
93678 TD Emerging Markets Low Volatility Fund 26-Jul-2013
35531 TD European Index Fund 17-Apr-1998
91324 TD Fixed Income Pool 24-Feb-2012
36722 TD FundSmart Managed Aggressive Growth Portfolio 6-Nov-1998
36725 TD FundSmart Managed Balanced Growth Portfolio 6-Nov-1998
36719 TD FundSmart Managed Income & Moderate Growth Portfolio 6-Nov-1998
90285 TD Global Balanced Opportunities Fund 28-Jul-2011
90284 TD Global Conservative Opportunities Fund 28-Jul-2011
23081 TD Global Core Plus Bond Fund 23-Dec-1993
33749 TD Global Entertainment & Communications Fund 14-Nov-1997
101797 TD Global Equity Focused Fund 27-Jul-2018
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
95304 TD Global Equity Pool 28-Jul-2014
91325 TD Global Equity Pool Class 24-Feb-2012
106079 TD Global Healthcare Leaders Index ETF 25-Feb-2021
100256 TD Global Income Fund 28-Jul-2017
92051 TD Global Low Volatility Class 27-Jul-2012
90283 TD Global Low Volatility Fund 28-Jul-2011
97166 TD Global Risk Managed Equity Class 28-Jul-2015
97167 TD Global Risk Managed Equity Fund 28-Jul-2015
92052 TD Global Tactical Monthly Income Fund 27-Jul-2012
102883 TD Global Technology Leaders Index ETF 1-Mar-2019
100257 TD Global Unconstrained Bond Fund 28-Jul-2017
29753 TD Health Sciences Fund 3-Oct-1996
35927 TD High Yield Bond Fund 23-Jun-1998
67760 TD Income Advantage Portfolio 3-Oct-2003
103971 TD Income Builder ETF 4-Nov-2019
81620 TD Income Opportunities Pool 24-Jul-2007
97531 TD International Equity CAD Hedged Index ETF 1-Mar-2016
97532 TD International Equity Index ETF 1-Mar-2016
33985 TD International Index Currency Neutral Fund 23-Dec-1997
31968 TD International Index Fund 5-Jun-1997
87996 TD International Stock Class (formerly TD International 23-Jul-2010
Growth Class)
87392 TD International Stock Fund 15-Apr-2010
98940 TD Managed Aggressive Growth ETF Portfolio 26-Jan-2017
36726 TD Managed Aggressive Growth Portfolio 6-Nov-1998
98941 TD Managed Balanced Growth ETF Portfolio 26-Jan-2017
36734 TD Managed Balanced Growth Portfolio 6-Nov-1998
98942 TD Managed Income & Moderate Growth ETF Portfolio 26-Jan-2017
36732 TD Managed Income & Moderate Growth Portfolio 6-Nov-1998
98943 TD Managed Income ETF Portfolio 26-Jan-2017
36730 TD Managed Income Portfolio 6-Nov-1998
36736 TD Managed Index Aggressive Growth Portfolio 31-Oct-2008
36738 TD Managed Index Balanced Growth Portfolio 16-Nov-1999
36741 TD Managed Index Income & Moderate Growth Portfolio 6-Nov-1998
36743 TD Managed Index Income Portfolio 6-Nov-1998
36740 TD Managed Index Maximum Equity Growth Portfolio 6-Nov-1998
98944 TD Managed Maximum Equity Growth ETF Portfolio 26-Jan-2017
36728 TD Managed Maximum Equity Growth Portfolio 6-Nov-1998
35926 TD Monthly Income Fund 23-Jun-1998
105504 TD Morningstar ESG Canada Equity Index ETF 29-Oct-2020
105505 TD Morningstar ESG International Equity Index ETF 29-Oct-2020
105506 TD Morningstar ESG U.S. Equity Index ETF 29-Oct-2020
40187 TD Nasdaq Index Fund 18-Nov-1999
12993 TD North American Dividend Fund 9-Aug-1989
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
100258 TD North American Small-Cap Equity Fund 28-Jul-2017
105052 TD North American Sustainability Balanced Fund 30-Jul-2020
105053 TD North American Sustainability Equity Fund 30-Jul-2020
105042 TD One-Click Aggressive ETF Portfolio 10-Jul-2020
105043 TD One-Click Conservative ETF Portfolio 10-Jul-2020
105044 TD One-Click Moderate ETF Portfolio 10-Jul-2020
85290 TD Opportunities Pool 15-Jan-2009
24567 TD Precious Metals Fund 27-Jul-1994
20773 TD Premium Money Market Fund 14-Apr-1993
102884 TD Q International Low Volatility ETF 1-Mar-2019
103972 TD Q Canadian Dividend ETF 4-Nov-2019
104450 TD Q Canadian Low Volatility ETF 2-Mar-2020
103973 TD Q Global Dividend ETF 4-Nov-2019
103974 TD Q Global Multifactor ETF 4-Nov-2019
104451 TD Q U.S. Low Volatility ETF 2-Mar-2020
103975 TD Q U.S. Small-Mid-Cap Equity ETF 4-Nov-2019
24566 TD Real Return Bond Fund 27-Jul-1994
23072 TD Resource Fund 31-Dec-1993
93683 TD Retirement Balanced Portfolio 26-Jul-2013
93682 TD Retirement Conservative Portfolio 26-Jul-2013
97168 TD Risk Management Pool 28-Jul-2015
93681 TD Risk Reduction Pool 26-Jul-2013
97169 TD Risk Reduction Pool - US$ 24-Jul-2015
23074 TD Science & Technology Fund 31-Dec-1993
102306 TD Select Short Term Corporate Bond Ladder ETF 1-Nov-2018
102307 TD Select U.S. Short Term Corporate Bond Ladder ETF 1-Nov-2018
29645 TD Short Term Bond Fund 18-Sep-1996
87997 TD Short Term Investment Class 23-Jul-2010
92053 TD Tactical Monthly Income Class 27-Jul-2012
92054 TD Tactical Monthly Income Fund 27-Jul-2012
95305 TD Tactical Pool 28-Jul-2014
91326 TD Tactical Pool Class 24-Feb-2012
29787 TD U.S. Blue Chip Equity Fund 3-Oct-1996
87394 TD U.S. Corporate Bond Fund 15-Apr-2010
100259 TD U.S. Dividend Growth Fund 28-Jul-2017
97533 TD U.S. Equity CAD Hedged Index ETF 1-Mar-2016
80781 TD U.S. Equity Focused Currency Neutral Fund 17-Apr-2007
27672 TD U.S. Equity Focused Fund 19-Jan-1996
97534 TD U.S. Equity Index ETF 1-Mar-2016
72592 TD U.S. Equity Pool (formerly TD U.S. Equity Portfolio) 7-Oct-2004
33986 TD U.S. Index Currency Neutral Fund 23-Dec-1997
9650 TD U.S. Index Fund 16-Oct-1986
103976 TD U.S. Long Term Treasury Bond ETF 4-Nov-2019
93680 TD U.S. Low Volatility Fund 26-Jul-2013
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
87999 TD U.S. Mid-Cap Growth Class 23-Jul-2010
20114 TD U.S. Mid-Cap Growth Fund 2-Mar-1993
13040 TD U.S. Money Market Fund 9-Feb-1988
90286 TD U.S. Monthly Income Fund 28-Jul-2011
93679 TD U.S. Monthly Income Fund - C$ 26-Jul-2013
20688 TD U.S. Quantitative Equity Fund 1-Feb-1993
97170 TD U.S. Risk Managed Equity Class 28-Jul-2015
97171 TD U.S. Risk Managed Equity Fund 28-Jul-2015
33750 TD U.S. Small-Cap Equity Fund 14-Nov-1997
88000 TD Ultra Short Term Bond Fund 23-Jul-2010
97172 TD US$ Retirement Portfolio 28-Jul-2015
81535 TDb Split Corp. 27-Jul-2007
72670 TearLab Corporation 9-Dec-2004
5537 Teck Resources Limited 17-Nov-1986
36178 Tecsys Inc. 17-Jul-1998
22736 Tee-Comm Electronics Inc. (CT) 25-Oct-1993 16-Apr-2002
32449 Telescene Film Group Inc. (CT) 24-Jun-1997 18-Apr-2002
24068 TELUS Communications Inc. 8-Jun-1972
38436 TELUS Corporation 11-Sep-1990
106049 TELUS International (Cda) Inc. 2-Feb-2021
6000 Temple Green Apartment Project 4-Dec-1981
18196 Templeton Emerging Markets Fund 25-Sep-1991
11151 Templeton Global Bond Fund 13-Jun-1988
105251 Templeton Growth Fund 1-Sep-2020
105252 Templeton International Stock Fund II 1-Sep-2020
13858 Ten Thousand Day War (CT) 18-Oct-1979 04-Feb-1993
81426 TeraGo Inc. 20-Jun-2007
5576 Terato Resources Ltd. (CT) 8-Jan-1980 19-Feb-1993
87449 Terra Energy Corp. 17-Mar-2010
95664 Terra Firma Capital Corporation 6-Oct-2014
92671 TerraVest Capital Inc. 31-Oct-2012
102009 Tervita Corporation 19-Jul-2018
81372 Tethys Petroleum Limited 20-Jun-2007
83344 Tetra Bio-Pharma Inc. 29-Feb-2008
50376 TFI International Inc. 14-May-2008
104185 TGOD Acquisition Corporation 17-Jan-2020
102952 The Alkaline Water Company Inc. 27-Feb-2019
5389 The Bank of Nova Scotia 11-Mar-1981
104243 The Bitcoin Fund 5-May-2020
12501 The Caldwell Partners International Inc. 16-Jun-1989
31748 The Children's Educational Foundation of Canada 3-May-1991
5250 The Cross Winds Apartment Project 3-Oct-1980
34167 The Descartes Systems Group Inc. 14-Jan-1998
85158 The Empire Life Insurance Company 5-Feb-2016
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
105240 The Ether Fund 2-Dec-2020
100002 The Flowr Corporation 19-Jun-2017
99560 The Green Organic Dutchman Holdings Ltd. 29-Mar-2018
49174 The Keg Royalties Income Fund 21-May-2002
9514 The Lodge At Kananaskis Limited Partnership 23-Jun-1986
5159 The Manufacturers Life Insurance Company 24-May-1994
81888 The Medipattern Corporation 25-Jul-2007
9877 The Mountain Inn At Ribbon Creek Limited Partnership 3-Dec-1986
89163 The North West Company Inc. 1-Jan-2011
95862 The Supreme Cannabis Company, Inc. 12-Oct-2018
77917 The TDL Group Corp. 23-Mar-2006
5499 The Toronto-Dominion Bank 21-May-1981
101311 The Valens Company Inc. 3-Oct-2018
102899 The Very Good Food Company Inc. 15-May-2020
29172 The Westaim Corporation 2-Jul-1996
97412 The Western Investment Company of Canada Limited 1-Feb-2016
82260 Theralase Technologies Inc. 20-Aug-2019
22964 Theratechnologies Inc. 9-Dec-1993
16875 Thermal Control Technologies Corp. (CT) 25-Oct-1990 17-May-2002
28726 Thermax International Corp. (T) 2-Apr-1996
106458 Thinkific Labs Inc. 22-Apr-2021
19992 Third CGI Mutualization Corporation (CT) 2-Jul-1992 16-Apr-2002
7888 Thomson Reuters Corporation 10-Jun-1987
26586 ThreeD Capital Inc. 11-Apr-1995
78880 Threegold Resources Inc. 21-Jun-2006
5328 Threshold (CT) 4-Dec-1980 04-Nov-1983
101277 THUNDER RIVER ENTERPRISES INC. 9-Feb-2018
5300 Ticket To Heaven (CT) 3-Dec-1980 17-Feb-1993
96255 Tidewater Midstream and Infrastructure Ltd. 8-Apr-2015
106994 Tidewater Renewables Ltd. 12-Aug-2021
101833 Tilray, Inc. 18-Jul-2018
98371 Timbercreek Financial Corp. 30-Jun-2016
102242 Timeless Capital Corp. 16-Oct-2018
91111 Times Three Wireless Inc. 30-Nov-2011
105492 TIMIA Capital Corp. 29-Oct-2020
8330 Timminco Limited 23-Jul-1986
86166 Tinka Resources Limited 28-Mar-2018
84461 Tinkerine Studios Ltd. 31-Aug-2009
100504 Titan Mining Corporation 13-Oct-2017
96034 Titanium Transportation Group Inc. 23-Mar-2021
88309 Titus Energy Corp 9-Nov-2010
29826 TLC Vision Corporation 25-Sep-1996
92456 TMX Group Limited 14-Sep-2012
89973 Tokens.com Corp 2-May-2011
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
77977 Top 10 Split Trust 31-Jan-2006
105183 Topaz Energy Corp. 16-Oct-2020
105514 Topicus.com Inc. 18-Dec-2020
87271 Torex Gold Resources Inc. 15-Jan-2010
21742 Toromont Industries Ltd. 2-Jun-1997
8239 Toronto East (Scarborough) Hotel Development Partnership 5-Sep-1984 16-Apr-2002
(CT)
65317 Toronto Hydro Corporation 1-May-2003
7408 Torstar Corporation 1-Oct-1967
19896 Total Energy Services Inc. 28-Sep-1992
8073 Total Erickson Resources Ltd. 1-Mar-1984
42103 Touchstone Exploration Inc. 18-Apr-2000
85193 Tourmaline Oil Corp. 16-Nov-2010
103574 TPCO Holding Corp. 10-Jul-2019
105116 TR Finance LLC 7-Jul-2020
5811 Tracan Oil & Gas Ltd. (CT) 14-Jul-1981 25-Feb-1993
80572 TrackX Holdings Inc. 26-Mar-2007
21070 Tradex Bond Fund 19-Apr-1993
52600 Tradex Equity Fund Limited 28-Mar-1989
26417 Tradex Global Equity Fund 1-May-1995
107435 Trail Blazing Ventures Ltd.
21563 TransAlta Corporation 12-May-1975
93736 TransAlta Renewables Inc. 1-Aug-2013
30690 Transat A.T. Inc. 17-Jan-1997
5564 TransCanada Pipelines Limited 17-Apr-1980
95897 TransCanada Trust 15-May-2017
9552 Transcontinental Inc. 25-Jun-1986
87638 TransGlobe Apartment Real Estate Investment Trust 7-May-2010
84986 TransGlobe Energy Corporation 14-Feb-2012
7383 Trapper Resources Ltd. (CT) 17-Dec-1979 25-Feb-1993
9683 Travelbyus.com Ltd. (formerly Latingold Inc.) (CT) 15-Oct-1986 26-Apr-2002
27444 Traverse Energy Ltd. 19-Oct-1995
92555 Tree Island Steel Ltd. 1-Oct-2012
99749 Trenchant Capital Corp. 21-Apr-2017
5979 Tretheway L.P. (CT) 15-Dec-1981 02-Feb-1993
90772 Trevali Mining Corporation 1-Nov-2011
92654 Trez Capital Senior Mortgage Investment Corporation 27-Nov-2012
47650 *Tri-Media Integrated Marketing Technologies Inc. 19-Oct-2001
41755 Triangulum Corporation (T) 22-Jun-2000
30249 Trican Well Service Ltd. 22-Nov-1996
87606 Tricon Residential Inc. 14-May-2010
96664 Trilogy International Partners Inc. 17-Jun-2015
91907 Trilogy Metals Inc. 25-Apr-2012
25166 Trimark Canadian Bond Fund 21-Oct-1994
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
74985 Trimark Floating Rate Income Fund 18-Jan-2005
44775 *TriNexus Holdings Ltd. (CT) 24-Jan-2001 16-Apr-2002
104137 Triple Flag Precious Metals Corp. 19-May-2021
10255 *Trirak Industries Corporation (CT) 22-May-1987 22-Dec-1987
102277 TriSummit Utilities Inc. 18-Oct-2018
99635 Trisura Group Ltd. 15-May-2017
90690 Triumph Ventures II Corporation 22-Nov-2011
93300 Troilus Gold Corp. 26-Apr-2019
92988 True North Commercial Real Estate Investment Trust 6-Feb-2013
103017 Trulieve Cannabis Corp. 15-May-2019
77052 Tucows Inc. 11-Aug-2005
5428 Tudor Corporation Ltd. 25-Feb-1981
77734 TURNKEY E&P INC. 29-Nov-2005
28918 Turquoise Hill Resources Ltd. 14-Jun-1996
77922 Tuscany Energy Ltd. 9-Jul-2014
39289 TVA Group Inc. 26-Jul-1999
28388 TVI Pacific Inc. 26-Mar-1996
33883 TWC Enterprises Limited 24-Nov-1997
30465 Twin Butte Energy Ltd. 12-Dec-1996
6220 Twin Richfield Oils Ltd. (CT) 16-Nov-1979 25-Feb-1993
38201 U.F.X. Enterprises Inc. (CT) 24-Mar-1999 18-Apr-2002
97278 U.S. Banks Income & Growth Fund 26-Nov-2015
78498 U.S. Dollar Cash Management Fund 1-Jun-2006
86102 U.S. High Yield Bond Fund 11-Aug-2009
37720 U.S. Large Cap Index Fund 15-Jan-1999
40195 U.S. Large Company Equity Fund 8-Nov-1999
40196 U.S. Small Company Equity Fund 8-Nov-1999
80124 U3O8 Corp. 15-Dec-2006
86308 Ucore Rare Metals Inc. 23-Apr-2013
49022 UEX Corporation 2-Jul-2002
18806 Uni-Sélect Inc. 22-Dec-2010
84588 Union Agriculture Group Corp
42384 Unique Broadband Systems, Inc. 14-Jun-2000
5605 Unirom Technologies Inc. (T) 7-Apr-1981
37405 Unitec International Controls Corp. (T) 19-Nov-1998
8247 United Keno Hill Mines Limited (CT) 14-Jun-1984 18-Apr-2002
77600 Ur-Energy Inc. 18-Nov-2005
90636 Uranium Energy Corp 2-Sep-2011
75422 Uranium Participation Corporation 29-Apr-2005
102075 Uranium Royalty Corp. 22-Nov-2019
38939 Uravan Minerals Inc. 23-Apr-1999
80153 Urbana Corporation 19-Dec-2006
102363 UrbanGold Minerals Inc. 14-Dec-2018
83703 UrtheCast Corp. 9-Apr-2015
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
84451 US Equity Alpha Corporate Class 30-Jul-2008
101835 US Equity Alpha Pool 6-Sep-2018
82423 US Equity Growth Corporate Class 2-Oct-2007
41512 US Equity Growth Pool 28-Apr-2000
82424 US Equity Small Cap Corporate Class 2-Oct-2007
77508 US Equity Small Cap Pool 3-Nov-2005
82425 US Equity Value Corporate Class 2-Oct-2007
84452 US Equity Value Currency Hedged Corporate Class 30-Jul-2008
102299 US Equity Value Currency Hedged Pool 1-Nov-2018
23851 US Equity Value Pool 15-Apr-1994
74920 US Financial 15 Split Corp. 28-Jan-2005
98784 Vail Resorts, Inc. 17-Oct-2016
100487 Val-d'Or Mining Corporation (formerly Nunavik Nickel Mines 5-Oct-2017
Ltd.)
102328 VALEO PHARMA INC. 27-Dec-2018
48384 Valero Energy Corporation 29-Jun-1992
82997 Valeura Energy Inc. 14-May-2010
89389 Valhalla Resources Ltd. 27-Jun-2011
5929 Vanadiumcorp Resource Inc. 2-Mar-1984
102705 Vanguard All-Equity ETF Portfolio 16-Jan-2019
100790 Vanguard Balanced ETF Portfolio 17-Jan-2018
90644 Vanguard Canadian Aggregate Bond Index ETF 8-Nov-2011
98868 Vanguard Canadian Corporate Bond Index ETF 19-Jan-2017
98869 Vanguard Canadian Government Bond Index ETF 18-Jan-2017
98870 Vanguard Canadian Long-Term Bond Index ETF 18-Jan-2017
90645 Vanguard Canadian Short-Term Bond Index ETF 8-Nov-2011
92386 Vanguard Canadian Short-Term Corporate Bond Index ETF 16-Oct-2012
100791 Vanguard Conservative ETF Portfolio 17-Jan-2018
102706 Vanguard Conservative Income ETF Portfolio 16-Jan-2019
93699 Vanguard FTSE Canada All Cap Index ETF 25-Jul-2013
90646 Vanguard FTSE Canada Index ETF 8-Nov-2011
92387 Vanguard FTSE Canadian capped REIT Index ETF 16-Oct-2012
92388 Vanguard FTSE Canadian High Dvidend Yield Index ETF 16-Oct-2012
97157 Vanguard FTSE Developed All Cap ex North America Index 26-Aug-2015
ETF
97158 Vanguard FTSE Developed All Cap ex North America Index 26-Aug-2015
ETF (CAD-hedged)
93700 Vanguard FTSE Developed All Cap ex U.S. Index EFT 25-Jul-2013
90647 Vanguard FTSE Developed All Cap ex U.S. Index ETF 8-Nov-2011
(CAD-hedged)
95149 Vanguard FTSE Developed Asia Pacific Index ETF 18-Jun-2014
95150 Vanguard FTSE Developed Europe All Cap Index ETF 18-Jun-2014
101738 Vanguard FTSE Developed ex North America High Dividend 11-Jul-2018
Yield Index ETF
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
90648 Vanguard FTSE Emerging Markets Index ETF 8-Nov-2011
95148 Vanguard FTSE Global All Cap ex Canada Index 18-Jun-2014
104216 Vanguard Global Aggregate Bond Index ETF (CAD-hedged) 10-Jan-2020
101326 Vanguard Global Balanced Fund 4-May-2018
106981 Vanguard Global Credit Bond Fund 8-Sep-2021
101327 Vanguard Global Dividend Fund 4-May-2018
106982 Vanguard Global Equity Fund 8-Sep-2021
95160 Vanguard Global ex-U.S. Aggregate Bond Index ETF 18-Jun-2014
(CAD-hedged)
97863 Vanguard Global Minimum Volatility ETF 13-May-2016
97864 Vanguard Global Momentum Factor ETF 13-May-2016
97865 Vanguard Global Value Factor ETF 13-May-2016
100792 Vanguard Growth ETF Portfolio 17-Jan-2018
101328 Vanguard International Growth Fund 4-May-2018
13170 Vanguard Mining Exploration LP (CT) 22-Sep-1987 04-Feb-1993
105227 Vanguard Retirement Income ETF Portfolio 26-Aug-2020
92389 Vanguard S&P 500 Index ETF 16-Oct-2012
92390 Vanguard S&P 500 Index ETF (CAD-hedged) 16-Oct-2012
95161 Vanguard U.S. Aggregate Bond Index ETF (CAD-hedged) 18-Jun-2014
93703 Vanguard U.S. Dividend Appreciation Index ETF 25-Jul-2013
93704 Vanguard U.S. Dividend Appreciation Index ETF 25-Jul-2013
(CAD-hedged)
93705 Vanguard U.S. Total Market Index ETF 25-Jul-2013
90649 Vanguard U.S. Total Market Index ETF (CAD-hedged) 8-Nov-2011
10530 Vanguard Venture Corporation (CT) 22-Sep-1987 25-Feb-1993
101310 Vanguard Windsor U.S. Value Fund 4-May-2018
5369 Vantage Point II (CT) 18-Dec-1980 19-Feb-1993
8427 Vanwin Resources Corporation (CT) 13-Nov-1984 10-Feb-1993
18055 Varity Corporation (CT) 31-May-1991 16-Apr-2002
89954 VBI Vaccines Inc. 13-May-2011
77576 Vecima Networks Inc. 4-Nov-2005
29695 Velan Inc. 19-Sep-1996
12388 *Veltek Investments Ltd. (CT) 17-Jul-1989 12-Sep-1991
104284 Venator Alternative Income Fund 24-Jan-2020
107321 Ventripoint Diagnostics Ltd. (formerly Luca Capital Inc.) 14-Oct-2021
89026 VentureLink Innovation Fund Inc. 10-Sep-2010
106619 Verano Holdings Corp. (formerly Majesta Minerals Inc.) 4-Jun-2021
82568 Verde AgriTech Plc 13-Nov-2007
103841 Veritas Absolute Return Fund 1-Oct-2019
101360 Veritas Canadian Equity Fund 7-May-2018
22798 Veritas Energy Services Inc. 16-Nov-1993
107314 Veritas Next Edge Premium Yield Fund 20-Oct-2021
88425 Vermilion Energy Inc. 1-Sep-2010
93769 VersaBank 20-Aug-2013
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
95949 Vertex Resource Group Ltd. 4-Feb-2015
9620 *Vertical Software Corporation (CT) 18-Sep-1986 19-Dec-1989
106996 VerticalScope Holdings Inc. 14-Jun-2021
83732 Veta Resources Inc. 28-Nov-2008
103476 VEXT Science, Inc. 27-Oct-2020
39153 Viavi Solutions Inc. 14-Mar-1996
90720 Vibe Growth Corporation 25-Nov-2011
72652 Victoria Gold Corp 17-Aug-2010
99063 Victory Capital Corp. 26-May-2017
80670 Victory Nickel Inc. 1-Feb-2007
5902 Videodrome And Dreamworld (CT) 24-Sep-1981 14-Jun-1984
87077 Village Farms International, Inc. 31-Dec-2009
103698 Vintage Wine Estates, Inc. 9-Aug-2019
83264 VIQ Solutions Inc. 10-Jun-2021
86274 Virginia Hills Oil Corp. 29-Jun-2010
78332 Virtutone Networks Inc. 14-Mar-2006
83499 Visa Inc. 18-Mar-2008
81417 Visible Gold Mines Inc. 5-Jul-2007
102823 Vision Alternative Income Fund 7-Feb-2019
104763 Vision Market Neutral Alternative Fund 27-Apr-2020
31950 Visionwall Incorporated 26-Mar-1997
8453 Vista Gold Corp. 16-Oct-1984
9598 *Vista Mines Inc. (CT) 23-Dec-1987 10-May-1989
9052 Vitality Products Inc. 21-Nov-1985
42430 Vivendi Universal S.A. 1-Oct-1967
90885 Vivione Biosciences Inc. 25-Jan-2012
100059 VIVO Cannabis Inc. 23-Feb-2018
105697 Vizsla Resources Corp. 3-Dec-2020
106145 VM Hotel Acquisition Corp. 24-Feb-2021
82626 Volcanic Gold Mines Inc. 30-Oct-2007
72979 Voleo Trading Systems Inc. 19-Apr-2019
103990 VOTI Detection Inc. (formerly Steamsand Capital Corp.) 4-Oct-2019
105535 Vox Royalty Corp. (formerly AIM3 Ventures Inc.) 2-Oct-2020
100038 Voxtur Analytics Corp. 11-May-2017
88525 Voyager Digital Ltd. 20-Aug-2021
80894 Voyager Metals Inc. 29-May-2007
80333 Voyageur Mineral Explorers Corp. 14-Dec-2007
90923 Voyageur Pharmaceuticals Ltd. 23-Nov-2011
82244 VPI Canadian Balanced Pool 28-Sep-2007
77285 VPI Canadian Equity Pool 18-Oct-2005
104969 VPI Corporate Bond Pool 30-Jun-2020
104092 VPI Dividend Growth Pool 8-Nov-2019
77284 VPI Income Pool 18-Oct-2005
92474 VPI Mortgage Pool 2-Nov-2012
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
82243 VPI Value Pool 28-Sep-2007
102452 VSBLTY Groupe Technologies Corp. 15-Feb-2019
42879 VSM Medtech Ltd. 12-Sep-2000
86198 Vuzix Corporation 9-Dec-2009
7551 Wainoco 77 Canada (CT) 1-Sep-1977 18-Apr-2002
5634 Wainoco 80 Canada (CT) 22-Apr-1980 18-Apr-2002
89568 Wajax Corporation 1-Jan-2011
77574 Waldron Energy Corporation 31-Oct-2005
13209 *Wall Street Venture Capital Ltd. (CT) 27-May-1987 30-Aug-1991
105516 Wallbridge Mining Company Limited 29-Sep-2020
90100 Walter Energy, Inc. 1-Apr-2011
88502 Walton Big Lake Development L.P. 28-Oct-2010
90196 Walton Edgemont Devlopment Corporation 29-Jun-2011
87013 Walton Ontario Land L.P. 1 29-Jan-2010
103566 Waratah Alternative Equity Income Fund 25-Jul-2019
104878 Waratah Alternative ESG Fund 18-Jun-2020
5232 Wasabi Resources Ltd. (CT) 23-Oct-1980 17-Feb-1993
85002 Waste Connections, Inc. 1-Oct-2008
7466 Waterford House L.P. (CT) 2-Jun-1983 17-Feb-1993
85805 Wavefront Global Diversified Investment Class 28-Apr-2009
47480 WaveRider Communications Inc. 7-Nov-2001
101086 Wayland Group Corp. 29-Mar-2018
103830 Waypoint All Weather Alternative Fund 11-Oct-2019
27175 WE X.L. Holdings Corporation (CT) 1-Aug-1995 23-Apr-2002
104476 Wealthsimple Developed Markets ex North America Socially 22-Apr-2020
Responsible Index ETF
104477 Wealthsimple North America Socially Responsible Index ETF 22-Apr-2020
105666 Wealthsimple Shariah World Equity Index ETF 26-Apr-2021
103799 WeCommerce Holdings Ltd. 27-Sep-2019
8307 Wekusko Gold Resources Ltd. (CT) 16-Oct-1984 01-Nov-1985
103852 WELL Health Technologies Corp. 4-Oct-2019
104655 Wellington - IG Global Equity Hedge Pool 29-May-2020
27085 Wells Fargo Canada Corporation 1-Dec-1995
9658 Werner Dahnz Company Limited (CT) 28-Aug-1986 25-Feb-1993
72506 *Wescan Goldfields Inc. 31-Aug-2004
47437 Wesdome Gold Mines Ltd. 15-Mar-2006
5993 Wespac Mining Corp. (CT) 2-Dec-1981 23-Apr-2002
94616 West African Resources Limited 17-Jan-2014
28487 *West Central Pelleting Ltd. 21-Sep-2001
9440 West Fraser Timber Co. Ltd. 23-Apr-1986
78457 West High Yield (W.H.Y.) Resources Ltd. 16-Jun-2006
87985 West Vault Mining Inc. 9-Apr-2014
7571 Westar Mining Ltd. (CT) 14-Sep-1983 16-Apr-2002
5063 Westcoast Energy Inc. 26-Jul-1978
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
81601 *Westcore Energy Ltd. 25-Jan-2008
78864 Western Copper and Gold Corporation 3-May-2006
82588 Western Energy Services Corp. 12-Mar-2010
72838 Western Forest Products Inc. 27-Jul-2004
75247 Western Plains Petroleum Ltd. 26-May-2005
99961 Western Resources Corp. 31-Mar-2017
7847 Westhampton Court L.P. (CT) 4-Nov-1983 01-Jan-1986
106104 Westhaven Gold Corp. 1-Mar-2021
91388 Westphalia Dev. Corp. 28-Feb-2012
5968 Westport (CT) 7-Dec-1981 04-Feb-1993
36074 Westport Fuel Systems Inc. 29-Jun-1998
89250 Westshore Terminals Investment Corporation 1-Jan-2011
106577 Whatcom Capital II Corp. 31-May-2021
77942 Wheaton Precious Metals Corp. 9-Dec-2005
88566 Whistler Blackcomb Holdings Inc. 2-Nov-2010
105270 White Gold Corp. 25-Aug-2020
88181 Whitecap Resources Inc. 23-Jul-2010
79435 Whitemud Resources Inc. 16-Feb-2007
78351 WildBrain Ltd. 12-May-2006
106962 Wildpack Beverage Inc. 25-Jun-2021
97745 Willoughby Investment Pool 7-Apr-2016
103305 Willow Biosciences Inc. 13-Oct-2020
8066 Wilmington Capital Management Inc. 22-May-1986
17699 Winchester Group Inc. (CT) 17-Apr-1991 16-Apr-2002
5771 Windsor Point (CT) 26-Jun-1981 19-Feb-1993
5041 Windsor Resources Inc. (CT) 22-Jul-1980 25-Feb-1993
9636 Winpak Ltd 18-Aug-1986
103363 Wise 100 per cent Equity ETF Portfolio 28-Jun-2019
103364 Wise Balanced ETF Portfolio 28-Jun-2019
103368 Wise Conservative ETF Portfolio 28-Jun-2019
103367 Wise Fixed Income ETF Portfolio 28-Jun-2019
103366 Wise Growth ETF Portfolio 28-Jun-2019
103365 Wise Maximum Growth ETF Portfolio 28-Jun-2019
106111 Wishpond Technologies Ltd. (formerly, Antera Ventures I 1-Feb-2021
Corp.)
91746 Wolfden Resources Corporation 2-Oct-2012
102794 Wolverine Energy and Infrastructure Inc. 20-Dec-2018
7569 *Wood Lily Garden Apartments (CT) 5-Aug-1983 16-Feb-2006
92444 Woodfine Professional Centres Limited Partnership 18-Dec-2012
107271 Workplace Technology Dividend Fund 14-Oct-2021
69482 World Financial Split Corp. 28-Jan-2004
93251 WPT Industrial Real Estate Invesment Trust 19-Apr-2013
94564 WSP Global Inc. 1-Jan-2014
87561 Xebec Adsorption Inc. 12-Jun-2009
Reporting Issuers Listing
Current Date as of October 26, 2021
Issuer Name Start Date
29683 Xerox Capital LLC 9-Oct-1996
13549 Xerox Corporation 6-Feb-1990
79704 XXL Energy Corp. 1-Nov-2006
29055 Yamana Gold Inc. 12-Jun-1996
87567 Yangarra Resources Ltd. 22-Nov-2010
84088 YDX Innovation Corp. 31-Jul-2008
70155 Yellow Pages Digital & Media Solutions Limited 8-Apr-2004
93062 Yellow Pages Limited 20-Dec-2012
80388 Ynvisible Interactive Inc. 27-Dec-2017
94971 Yorkville American QVR Enhanced Protection Class 15-May-2014
94970 Yorkville Canadian QVR Enhanced Protection Class 15-May-2014
106705 Yorkville Crypto, Blockchain and FinTech Opportunities Class31-May-2021
93342 Yorkville Enhanced Protection Class 24-May-2013
93343 Yorkville Global Opportunities Class 24-May-2013
97042 Yorkville Health Care Opportunities Class 7-Apr-2015
97946 Yorkville International QVR Enhanced Protection Class 17-May-2016
93344 Yorkville Optimal Return Bond Class 24-May-2013
79590 Young Australian Mines Ltd. (formerly, Moly Mines Limited) 20-Oct-2006
7642 YRI-York Ltd. (CT) 1-Jan-1967 25-Feb-1993
102619 YTM Capital Fixed Income Alternative Fund 23-May-2019
89231 Zargon Oil & Gas Ltd. 1-Jan-2011
90839 Zedcor Inc. 1-Oct-2011
88726 ZEN Graphene Solutions Ltd 16-Dec-2010
103157 Zenabis Global Inc. 10-Apr-2019
93891 Zenith Capital Corp. 3-Jun-2013
34227 Zeox Corporation 26-Mar-1998
27794 Zone Resources Inc. 28-Oct-1998
86738 Zungui Haixi Corporation 11-Dec-2009
99870 Zymeworks Inc. 27-Apr-2017