4-1
4-1
4-1
4-1 ()
4-1 .
4-1
4-1
4-1 [1](5346)600
[1]
NASDAQ-[2]
[2] NYSEEuronext NYSE200662Euronext.
4-1
4-1
4-1
4-1 243[3]PHS30659953[3] 2007316
4-1
4-1
64 3 2
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4-1
4-1 9:003:00
4-1
3%2006.10.14 T+2210 22091 1%1001%3% 2 TT+22 11
2006/08/29 6 7.5 0.190.94 821.5
2006/05/12 LCD TVInverter816311LCD TVInverter 20%30% 20.56155 24.7156.52%2.9914.92LCD TVInverter TV Inverter100150Inverter20%30%1,200 TV Inverter26324256 Inverter 46.87321.1%45
4-1 [4][4] 32
4-1 3231200381933112004382003222720041221
4-2 Equity Security
4-2 RegisteredBearer162166
4-2 Par Value or Non-Par Value70101,00010010,000
4-2 10
4-2 Classified StocksABHG
4-2 AA
4-2 BB () BBBB20013B
4-2 HHHong Kong
4-2 GABGGGG AB
4-2
4-2
4-2
4-2 Participating
4-2 Cumulative
4-2 CallableRedeemable, PutableConvertible
4-2
4-2 Fixed Income SecurityBond
4-2 Face Value
4-2 CouponCoupon Rate
4-2 TreasuryTreasury BondT-BondTreasury BillTreasury Note
4-2
4-2 Corporate Bond
4-2
4-2 Convertible Bond
4-2 Callable BondPuttable Bond
4-2 2005
4-3 HedgeSpeculateArbitrage
4-3 QFII200310QFII
4-3 Forward Futures
4-3 Options
4-3 SwapsInterest Rate Swap, IRSIRS
4-3 IRS
4-3
4-4 Pooling of Assets
4-4
4-4 SharesUnitsredeemable trust certificates802006845
4-4 198310620068177
4-4 20068141
4-4 Broker2006898
Underwriter2006856
4-4 Dealer2006896
2006848
4-4
4-4 200682006838
4-4 200691226
4-4 200692320200685
4-4 2006922
4-4 2006913
4-4 Financial Holding Company
4-4 Merchant Bank
4-4 Primary MarketSecondary Market