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Notice All statements by the speaker represent his
opinion alone and do not necessarily representthe position of the ASME Boiler and Pressure
Vessel Code Committee. All requests for
interpretations or other inquiries relative to ASME Code and Standards should be
addressed to the Secretary, ASME Boiler and
Pressure Vessel Code Committee, ASMEInternational, Three Park Avenue, New York, NY
10016-5990.
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Industrial Revolution
Steam became a prime mover fortransportation, factories, space
heating
1905, Brockton, MA
R. B. Grover Shoe Factory
Why do we have Codes. . .
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The boiler ripped open and shot through thebuilding with the force of 300 kilos of dynamite
causing structural damage to the building. The roof collapsed and floors buckled.
Fire was fed by a broken natural gas line.
Wooden building went burned down andseveral buildings adjacent also burned.
100 escaped, 58 died and 117 were injured.
March 20, 1905, 7:30 AM
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SS Sultana built in 1863 was powered by 4 boilers
mounted side by side and interconnected with a
common header
April 21 1865 stopped in Vicksburg Miss. for a hastyrepair patch on one boiler
Released from Confederate prison camps, 2,400
Union solders bribed their way on to the ship.
With a legal capacity of 376 the SS Sultana was
severely overcrowded. All berths were full and both
decks were completely packed
SS Sultana April 27, 1865
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To overcome the river current the 4 boilerswere pushed to exceed their maximum
working pressures
2:00 A.M. April 27, 3 of her 4 boilers explodeddamaging a good portion of the ship.
Hot coals from the boilers turned the
remaining superstructure into an inferno
SS Sultana
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Brockton shoe factory explosion promptedMassachusetts to establish a Board on Boiler
Rules which published rules in 1908. Ohio
passed similar (but different rules). And the race was on.
By 1911, 10 states and 19 cities had adopted
some form of boiler rules. All were different. States were unable to compromise (OURS is
better!), so boilers built for one jurisdiction could
not be installed in others
Historical Background
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• ASME was a recognized boiler standardsdeveloper, having published the boiler PerformanceTest Code in 1884. Boiler Code Committee wasformed in 1911 to prepare a uniform code that could
be adopted by local jurisdictions for safe design,manufacture and testing of steam boilers.
• The first edition of this safety code was published in1914 (Boiler Code). 5 X 8 format, 119 pages
• The Boiler Code was expanded to include pressurevessels in 1928 (P&PV Code).
• Section IX (Welding) was added in 1941
Historical Background
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IV Rules for Construction of Heating Boilers
V Nondestructive ExaminationVI Recommended Rules for the Care and Operation of Heating
Boilers
VII Recommended Guidelines for the Care of Power Boilers
VIII Rules for Construction of Pressure Vessels
Division 1
Division 2 -- Alternative Rules
Division 3 -- Alternative Rules for Construction of
High Pressure Vessels
IX Welding and Brazing QualificationsX Fiber-Reinforced Plastic Pressure Vessels
XI Rules for Inservice Inspection of Nuclear Power Plant
Components
XII Transport Tanks
BOILER AND PRESSURE VESSEL CODE
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ASME CODES
When is an ASME Code required to be fol lowed?
1) By law. These codes were written to be adopted into lawto protect the public.
• Boiler Code is law in 49 States and all of Canada.
• Pressure Vessel Code is law in about 43 states and all
of Canada.• Section III is law by CFR and Canadian Regulations.
• Piping Codes are generally not adopted by law except
for Boiler External Piping (part of ASME Section I)
National Board (www.nationalboard.org) has a publication
listing adoptions. See:
http://www.nationalboard.org/SiteDocuments/NB-370.pdf
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All jurisdictions have provisions to allow deviation from meeting ASME requirements.
Boilers and Pressure Vessels built to BS 5500, JIS, EN 13445, etc. can be evaluated for equivalence to ASME and accepted by jurisdiction.
National Board has already prepared comparisons of other major boiler and pressure vessel standards to ASME, so getting approval of such items is not a big deal.
State Specials
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ASME CODES
When is an ASME Code required to be fol lowed?
2) By contract:
• When the code is not imposed by law, Owners
and their engineers will elect to follow the Code
and impose it on fabricators and contractors.• Most commonly occurs with piping since piping
codes are not typically adopted by law.
• Also occurs with pressure vessels when Pressure
Vessel Code is not adopted by law.
3) Just to establish industry-accepted practices (Most
commonly found with ASME Section IX. -- Due
diligence)
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Rules for Construction of Pressure Vessels
Division 1 General
Division 2 Alternative Rules
Division 3 Alternative Rules for Construction
of
High
Pressure
Vessels
ASME Section VIII
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All ASME Construction must be done by a
holder of an ASME “Certificate of Authorization” to build
specific
components
(i.e. manufacturer must have an ASME “Code Stamp”)
ASME Section VIII Conformity Assessment
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To get a Code Stamp, the manufacturer must have a Quality Control Program that has been
audited
by
ASME.
Construction
of
a
component is required as part of the audit.
Third‐party auditing by a National Board
Certified
Inspector
(“Code
Inspector”)
is
ongoing during any ASME manufacturing or construction.
ASME Section VIII Conformity Assessment
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Division 1 Division 2 Division 3
to
establish
design
requirements:∙ need for corrosion allowances,∙ definition of lethal services,∙ need for PWHT,∙ need for piping, valves, instruments,
and
fittings
if
steam
generated or water heated∙ degree of NDE
to
provide
UDS
for
each
vessel:∙ installation site∙ vessel identification∙ controlling dimensions∙ design conditions∙ operating conditions∙ design fatigue life∙ materials of
construction∙ loads and load cases∙ overpressure protection∙ additional requirements (2.2.2.2)
to
provide
UDS
for
each
vessel:∙ vessel identification,∙ vessel configuration,∙ controlling dimensions,∙ design criteria∙ operating conditions,∙ contained fluid data,∙ materials selection,∙
loadings,∙ useful operating life expected,,∙ fatigue analysis,∙ overpressure protection,∙ additional requirements,∙ installation site.
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Division 1 Division 2 Division 3
No Design Specification required, no PE required.
User Design Specification shall be certified in
accordance with Appendix 2A by a PE or Engineer
other
than
the
PE
or E who certifies the
Manufacturer’s
Design Report
User Design Specification shall be certified in
accordance with Appendix 2A by a PE or Engineer
other
than
the
PE
or E who certifies the
Manufacturer’s
Design Report
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Division 1 Division 2 Division 3
∙ design by formulae
∙ design by rule∙ design by analysis
∙ complete detailed analysis, including a fatigue
and
fracture
mechanics analysis
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Division 1 Division 2 Division 3
(a) internal or external design pressure
(P) internal or external MAWP,static head from
liquid or bulk materials
(a) internal or external pressure, at
coincident temperature
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Division 1 Division 2 Division 3
Dead weight of the vessel, contents, and appurtenances at the location of interest, including the following:• Weight of vessel including internals, supports (e.g.
skirts, lugs, saddles, and legs), and appurtenances (e.g. platforms, ladders, etc.)
• Weight of vessel contents under operating and test
conditions,
• Refractory linings, insulation• Static reactions from the weight of attached
equipment,
such
as
motors,
machinery,
other
vessels,
and piping• Cyclic loads, thermal gradients• Wind, Snow, Ice, seismic• Impact loads, deflagration
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Division 1 Division 2 Division 3
(UG‐4) It is recommended that the USER or his designated agent assure himself that materials usedfor the construction of the vessels will be suitable for the intended service with respect to
retention ofsatisfactory mechanical properties, and resistance to corrosion,
erosion,
oxidation,
and
other deterioration during the intended service life.
The Manufacturer shall ensure all requirements of thematerial specification, and all special requirements of Part 3 of this Division, that are to be fulfilled by the materials manufacturer
have been complied with. The Manufacturer shall accomplish this by obtaining CofC or MTR.
The materialsmanufacturer shall certify that all requirements of the applicable materials specification in Sec. II, allspecial requirements of Part KM which are to be fulfilled by the materials
manufacturer and allsupplementary materialrequirements specified by the User's
Design
Specification
have beencomplied with.
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Division 1 Division 2 Division 3
(UG‐84(h)(2)) Welding procedure impact tests shall be made when required by UCS‐67, UHT‐82, or UHA‐ 51.
3.11.2.10 a) For welded construction,the Welding Procedure Qualificationshall include impact tests of welds and
heat
affected
zones
when required bythe following provisions: b)
through
e)
(KT‐220) Impact tests shall be required on weld and heat affected zones for all welding procedure qualifications. When
tensile
specimens
are required by Section IX, the yieldstrength shall also be
determined,
usingthe method required for the base metal...
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Division 1 Division 2 Division 3
Sec. IX QW‐304.1 Examination. Welds made in test coupons for performancequalification may be examined by visual
and
mechanical
examinations ... or by volumetric examination for the
process
(es)
and
mode of arc transfer specified inQW‐304.
Sec. IX QW‐304.1 Examination. Welds made in test coupons for performancequalification may be examined by visual
and
mechanical
examinations ... or by volumetric examination for the
process
(es)
and
mode of arc transfer specified inQW‐304.
(KF‐215)(a) Mechanical testing isrequired for all performance qualificationtests; qualification by NDE is not
permitted....
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Division 1 Division 2 Division 3
(UG‐84(i)(2)) Vessel (production)impact test plates shall be made for all
joints for which impact tests are required
for
the
welding
procedure...
(3.11.8.4) When the base material isrequired to be impact tested,
impact tests of welds and heat affected zones shall
be
made
for
Category A and Bjoints in accordance with paragraph
3.11.8.2
for
each
qualified weldingprocedure used on each vessel.
(KT‐230)Impact tests of welds andHAZ's shall be made in accordance with
KT‐210 for each qualified weldingprocedure used on
each
vessel.
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Division 1 Division 2 Division 3
(UG‐84(i)(3)(a) For each vessel, one test plate
shall
be
made
for
each weldingprocedure used
for
joints
of
Categories A and B, unless the vessel is one of severalas defined in(b) or (c) below.
(UG‐84(i)(3)(a) For each vessel, one test plate
shall
be
made
for
each weldingprocedure used
for
joints
of
Categories A and B, unless the vessel is one of severalas defined in(b) or (c) below.
One production run test plate from one of the
heats
of
materials
used for Category A and B
weld
joints...
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ASME Requires Production Run Test Plates
when Impact testing is required
39
Category A joint
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Division 1 Division 2 Division 3
(a) Full Radiography(b) Spot Radiography(c) No Radiography
UT substitution for RT permitted
All finished welds shall besubject to nondestructive
examinationdepending on Examination Group
selected
in
paragraph 7.4.2 and the JointCategory and Weld
Type
as
defined
inparagraph 4.2.
The entire length of all Category A, B, Cand D weld joints shall be
ultrasonicallyexamined in accordance with KE‐
300.
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Division 1 Division 2 Division 3
The Manufacturer shall distribute the Manufacturer’s Data Report as indicated below.a) Furnish a copy of the Manufacturer’s Data Report to
the
user
and,
upon
request,
to
the
Inspector;b) Submit a copy of the Manufacturer’s Data Report to the appropriate enforcement authority in the jurisdiction
in
which
the
vessel
is
to
be
installed
where
required
by
law;c) Keep a copy of the Manufacturer’s Data Report on file in a safe repository for at least 3 years;
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Division 1 Division 2 Division 3
Nameplate(a) Certification Mark with U, U2, U3 Designator (b) Certified by: (name of Mfr.)
(c)
MAWP
at
coincident
max.
designmetal temperature(d) MDMT at coincident MAWP
(e)
MFG
SER(f) Year built(g) Code Edition (and Addenda)(h) Construction type: F, W, WL(i) HT or PHT(j) USER (if inspected by)
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Using
ASME
Meeting
PED
ASME Section VIII runs from pretty mundane to pretty sophisticated.
Can I build to it and export to Europe?
What
Guidance
is
available?How Expensive is Compliance?
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ASME has published several things on meeting PED. Do a search on ASME.ORG on “PED” and you get the following:
Guide for ASME Stamp Holders for Section VIII Division 1 Vessels and the Pressure Equipment Directive
ASME Section I Power Boilers ‐ PED Guide: Supplement to Guide for ASME Stamp Holders Use of Section I to Meet EC Pressure Equipment
Directive (97/23/EC)
ASME
Guides
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STP‐PT
‐007
COMPARISON OF
PRESSURE
VESSEL
CODES ASME SECTION VIII AND EN13445
Technical, Commercial, and Usage
Comparison Design
Fatigue
Life
Comparison
ASME
Assistance
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Hazard
Analysis
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Category I No intervention by the NB (Notified Body)
Category II No intervention by the NB at Design phase, but surveillance by the NB during production phase or surveillance by the NB of QA system (D1, E1)
Category III Design examination by the NB and final assessment of the equipment . Surveillance of the QA system
Category IV Increased intervention of the NoBo
Conformity
Assessment
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Welding
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Welding
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(a) All pressure equipment above the thresholds mentioned in Article 3 of the PED (i.e., classified in Hazard Category I, II, III, or IV) must comply with all these ESR. They concern the various steps of the construction: design, material selection, fabrication, inspection, and safety devices.
(b) These ESR are generally formulated in general terms of safety objectives, such as, “Pressure Equipment must be constructed in such a way to ensure its safety in reasonable foreseeable conditions.”
Essential
Safety
Requirements
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The PED does not provide the means to achieve these requirements; this is the role of the Harmonized Standards. Some quantitative
requirements are provided by PED §7 of Annex I, which “apply as a general rule.” Manufacturers can depart from these
quantitative
requirements,
but
they
must
convince the NB that “they have taken appropriate measures to achieve an
equivalent
overall
level
of
safety.”
Essential
Safety
Requirements
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(c) It is the role of CEN Harmonized Standards (harmonized to the PED), such as draft Unfired Pressure Vessel (Pr. EN 13445,), to quantify each of these requirements. As a consequence, this gives them a presumption of conformity to the PED). However, use of these Harmonized Standards
is
not
compulsory.
The
Manufacturer
may
construct
it
pressure vessel using any Code or Standard but must be able to demonstrate to the NB that the vessel complies with each of the ESR of PED Annex I. Or, the Manufacturer must
show that it has used a quantitative requirement different from the Harmonized Standards, provided an equivalent level of safety is achieved.
Essential
Safety
Requirements
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(d)
The
Manufacturer
is
free
to
use
one
of
the
following
three
options to prove that this Equipment complies with the ESR:
(1) use of the EN Harmonized Standard, which will give presumption of conformity to the ESR
(2) use of a recognized Code like ASME Boiler and Pressure Vessel Code, CODAP, etc. (supplemented by additional requirements to ensure compliance with the PED).
(3) by applying directly the ESR and providing calculation sheets, carrying out tests, etc.
In options 2 and 3, the Manufacturer will have to convince the NB of its compliance with the ESR.
Essential
Safety
Requirements
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(e) The stringency of some of these ESR depend on the Hazard Category of the Equipment, especially:
(1) approval of welding operating procedures
(Annex I‐§3.12 of the PED) (2) approval of welders (Annex I‐§3.12 of the PED)
(3) approval of nondestructive test personnel
(Annex I‐§3.13 of the PED)
(4) types of material certificate (Annex I‐§4.3 of the PED)
Essential
Safety
Requirements
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(a) Before a material can be used in Pressure
Equipment,
it
must
comply
with
the
applicable
Essential Safety Requirements (ESR) specified in PED Annex I‐§4 (also see Chapter VI, para. 2.1.4 of this Guide):
(1) The material must have appropriate properties for all foreseeable operating and test conditions.
(2)
It
must
be
sufficiently
ductile:
14%
minimum
elongation for steel.
(3) It must have sufficient notch toughness: 27 J at
20°C
(or
20
ft‐
lbs at
68°F)
for
steel.
Materials
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(4) It must be sufficiently chemically resistant to
the
fluid
contained
in
the
pressure
equipment. (5) It must not be significantly affected by aging.
(6) It must be suitable for the intended processing
procedures
during
manufacture
of
the
pressure
equipment.
(7) It must be selected to avoid undesirable effects
when
various
materials
are
joined. (8) It must be suitable for such application during
the scheduled lifetime unless replacement is
foreseen.
Materials
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(b) For selecting a material for Pressure Equipment, the Manufacturer has three options:
(1) Use material specification taken from an EN Material Harmonized Standard. Materials taken from these
Standards
are
presumed
to
conform
to
the
ESR
and
there will be no inspection from the NB.
(2) Use material covered by European Approval for Materials (EAM) as explained below. This procedure is only applicable for materials intended for repeated use.
(3) Use of material covered by a Particular Material
Approval.
This
procedure
is
applicable
for
new
Materials
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(a) The PED provides for the involvement of an NB to assess the conformity of the Equipment to the specifications of the PED.
(b) These NBs must comply with various requirements in terms of technical competence, organization, independence, etc. (See PED, Annex IV). They are
designated
by
the
official
authorities
of
each
Member
State, who notify the references of these bodies to the Commission of the European Communities. The
Commission
publishes
the
list
of
the
NB
in
the
OJEC.
Notified
Bodies
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(a) The Manufacturer may select any of the NB from this list.
(b) According to the PED, the approval of joint procedures, joint operators (particularly welders) and non destructive testing operators may, in some cases, be performed by Recognized Third‐Party Organizations (PED Article 13). These entities must comply with criteria similar to those of the NB.
Notified
Bodies
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For pressure equipment in Categories II, III and IV, qualification of welders and welding operators must meet the requirements of EN 287 and qualification of welding procedures the requirements of EN 288. (EN 287 and EN 288 are European harmonized standards). The welder, welding operator and welding procedure qualifications must be approved by a Notified Body or an approved third party organization. To carry out
these approvals, the third party must perform (or have performed) examinations and tests as set out in the approved European harmonized standards or
equivalent examinations and tests.
Welding
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Details
of
the
Document
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Details
of
the
Document
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It is possible to design and build vessels to ASME Sections I and VIII and meet PED requirements
Welding
Procedures
and
welders
have
to
be
qualified
to EN standards in the presence of an Notified Body.
Summary
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