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US Pressure Vessels Codes Walter Sperko

Jun 01, 2018

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    Notice All statements by the speaker represent his

    opinion alone and do not necessarily representthe position of the ASME Boiler and Pressure

    Vessel Code Committee. All requests for

    interpretations or other inquiries relative to ASME Code and Standards should be

    addressed to the Secretary, ASME Boiler and

    Pressure Vessel Code Committee, ASMEInternational, Three Park Avenue, New York, NY

    10016-5990.

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    Industrial Revolution

    Steam became a prime mover fortransportation, factories, space

    heating

    1905, Brockton, MA

    R. B. Grover Shoe Factory

    Why do we have Codes. . .

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    The boiler ripped open and shot through thebuilding with the force of 300 kilos of dynamite

    causing structural damage to the building. The roof collapsed and floors buckled.

    Fire was fed by a broken natural gas line.

    Wooden building went burned down andseveral buildings adjacent also burned.

    100 escaped, 58 died and 117 were injured.

    March 20, 1905, 7:30 AM

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    SS Sultana built in 1863 was powered by 4 boilers

    mounted side by side and interconnected with a

    common header 

     April 21 1865 stopped in Vicksburg Miss. for a hastyrepair patch on one boiler 

    Released from Confederate prison camps, 2,400

    Union solders bribed their way on to the ship.

    With a legal capacity of 376 the SS Sultana was

    severely overcrowded. All berths were full and both

    decks were completely packed

    SS Sultana April 27, 1865

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    To overcome the river current the 4 boilerswere pushed to exceed their maximum

    working pressures

    2:00 A.M. April 27, 3 of her 4 boilers explodeddamaging a good portion of the ship.

    Hot coals from the boilers turned the

    remaining superstructure into an inferno

    SS Sultana

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    Brockton shoe factory explosion promptedMassachusetts to establish a Board on Boiler

    Rules which published rules in 1908. Ohio

    passed similar (but different rules). And the race was on.

    By 1911, 10 states and 19 cities had adopted

    some form of boiler rules. All were different. States were unable to compromise (OURS is

    better!), so boilers built for one jurisdiction could

    not be installed in others

    Historical Background

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    •  ASME was a recognized boiler standardsdeveloper, having published the boiler PerformanceTest Code in 1884. Boiler Code Committee wasformed in 1911 to prepare a uniform code that could

    be adopted by local jurisdictions for safe design,manufacture and testing of steam boilers.

    • The first edition of this safety code was published in1914 (Boiler Code). 5 X 8 format, 119 pages

    • The Boiler Code was expanded to include pressurevessels in 1928 (P&PV Code).

    • Section IX (Welding) was added in 1941

    Historical Background

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    IV Rules for Construction of Heating Boilers

    V Nondestructive ExaminationVI Recommended Rules for the Care and Operation of Heating

    Boilers

    VII Recommended Guidelines for the Care of Power Boilers

    VIII Rules for Construction of Pressure Vessels

    Division 1

    Division 2 -- Alternative Rules

    Division 3 -- Alternative Rules for Construction of

    High Pressure Vessels

    IX Welding and Brazing QualificationsX Fiber-Reinforced Plastic Pressure Vessels

    XI Rules for Inservice Inspection of Nuclear Power Plant

    Components

    XII Transport Tanks

    BOILER AND PRESSURE VESSEL CODE

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     ASME CODES

    When is an ASME Code required to be fol lowed?

    1) By law. These codes were written to be adopted into lawto protect the public.

    • Boiler Code is law in 49 States and all of Canada.

    • Pressure Vessel Code is law in about 43 states and all

    of Canada.• Section III is law by CFR and Canadian Regulations.

    • Piping Codes are generally not adopted by law except

    for Boiler External Piping (part of ASME Section I)

     National Board (www.nationalboard.org) has a publication

    listing adoptions. See:

    http://www.nationalboard.org/SiteDocuments/NB-370.pdf 

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      All jurisdictions have provisions to allow deviation from meeting ASME requirements.

     Boilers and Pressure Vessels built to BS 5500, JIS, EN 13445, etc.  can be evaluated for  equivalence to ASME and accepted by jurisdiction.

     National Board has already prepared comparisons of other  major  boiler  and pressure vessel standards to ASME, so getting approval of such items is not a big deal.

    State Specials

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     ASME CODES

    When is an ASME Code required to be fol lowed?

    2) By contract:

    • When the code is not imposed by law, Owners

    and their engineers will elect to follow the Code

    and impose it on fabricators and contractors.• Most commonly occurs with piping since piping

    codes are not typically adopted by law.

    •  Also occurs with pressure vessels when Pressure

    Vessel Code is not adopted by law.

    3) Just to establish industry-accepted practices (Most

    commonly found with ASME Section IX. -- Due

    diligence)

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    Rules for  Construction of Pressure Vessels

     Division 1 General

     Division 2 Alternative Rules

     Division 3 Alternative Rules for  Construction 

    of 

    High 

    Pressure 

    Vessels

    ASME Section VIII

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    All ASME Construction must be done by a 

    holder  of an ASME “Certificate of Authorization” to build 

    specific 

    components 

    (i.e. manufacturer  must have an ASME “Code Stamp”)

    ASME Section VIII Conformity Assessment

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     To get a Code Stamp, the manufacturer  must have a Quality Control Program that has been 

    audited 

    by 

    ASME. 

    Construction 

    of 

    component is required as part of the audit.

     Third‐party auditing by a National Board 

    Certified 

    Inspector  

    (“Code 

    Inspector”) 

    is 

    ongoing during any ASME manufacturing or  construction.

    ASME Section VIII Conformity Assessment

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    Division 1 Division 2 Division 3

    to 

    establish 

    design 

    requirements:∙ need for  corrosion allowances,∙ definition of lethal services,∙ need for  PWHT,∙ need for  piping, valves, instruments,

    and 

    fittings 

    if 

    steam 

    generated or water  heated∙ degree of NDE

    to 

    provide 

    UDS 

    for  

    each 

    vessel:∙ installation site∙ vessel identification∙ controlling dimensions∙ design conditions∙ operating conditions∙ design fatigue life∙ materials of 

    construction∙ loads and load cases∙ overpressure protection∙ additional requirements (2.2.2.2)

    to 

    provide 

    UDS 

    for  

    each 

    vessel:∙ vessel identification,∙ vessel configuration,∙ controlling dimensions,∙ design criteria∙ operating conditions,∙ contained fluid data,∙ materials selection,∙

    loadings,∙ useful operating life expected,,∙ fatigue analysis,∙ overpressure protection,∙ additional requirements,∙ installation site.

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    Division 1 Division 2 Division 3

    No Design Specification required, no PE required.

    User  Design Specification shall be certified in 

    accordance with Appendix 2A by a PE or  Engineer  

    other  

    than 

    the 

    PE 

    or  E who certifies the 

    Manufacturer’s 

    Design Report

    User  Design Specification shall be certified in 

    accordance with Appendix 2A by a PE or  Engineer  

    other  

    than 

    the 

    PE 

    or  E who certifies the 

    Manufacturer’s 

    Design Report

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    Division 1 Division 2 Division 3

    ∙ design by formulae

    ∙ design by rule∙ design by analysis

    ∙ complete detailed analysis, including a fatigue

    and 

    fracture 

    mechanics analysis 

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    Division 1 Division 2 Division 3

    (a) internal or  external design pressure

    (P) internal or  external MAWP,static head from 

    liquid or  bulk materials

    (a) internal or  external pressure, at

    coincident temperature

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    Division 1 Division 2 Division 3

    Dead weight of the vessel, contents, and appurtenances at the location of interest, including the following:•   Weight of vessel including internals, supports (e.g. 

    skirts, lugs, saddles, and legs), and appurtenances (e.g. platforms, ladders, etc.)

    •   Weight of vessel contents under  operating and test 

    conditions, 

    •   Refractory linings, insulation•   Static reactions from the weight of attached 

    equipment, 

    such 

    as 

    motors, 

    machinery, 

    other  

    vessels, 

    and piping•   Cyclic loads, thermal gradients•   Wind, Snow, Ice, seismic•   Impact loads, deflagration

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    Division 1 Division 2 Division 3

    (UG‐4) It is recommended that the USER or  his designated agent assure himself that materials usedfor  the construction of the vessels will be suitable for  the intended service with respect to 

    retention ofsatisfactory mechanical properties, and resistance to corrosion, 

    erosion, 

    oxidation, 

    and 

    other  deterioration during the intended service life.

    The Manufacturer shall ensure all requirements of thematerial specification, and all special requirements of Part 3 of this Division, that are to be fulfilled by the materials manufacturer  

    have been complied with. The Manufacturer  shall accomplish this by obtaining CofC or  MTR.

    The materialsmanufacturer  shall certify that all requirements of the applicable materials specification in Sec. II, allspecial requirements of Part KM which are to be fulfilled by the materials 

    manufacturer  and allsupplementary materialrequirements specified by the User's

    Design 

    Specification 

    have beencomplied with.

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    Division 1 Division 2 Division 3

    (UG‐84(h)(2)) Welding procedure impact tests shall be made when required by UCS‐67, UHT‐82, or  UHA‐ 51.

    3.11.2.10 a) For  welded construction,the Welding Procedure Qualificationshall include impact tests of welds and

    heat 

    affected 

    zones 

    when required bythe following provisions: b) 

    through 

    e)

    (KT‐220) Impact tests shall be required on weld and heat affected zones for  all welding procedure qualifications. When 

    tensile 

    specimens 

    are required by Section IX, the yieldstrength shall also be 

    determined, 

    usingthe method required for  the base metal...

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    Division 1 Division 2 Division 3

    Sec. IX QW‐304.1 Examination. Welds made in test coupons for  performancequalification may be examined by visual 

    and 

    mechanical 

    examinations ... or  by volumetric examination for  the 

    process 

    (es) 

    and 

    mode of arc transfer  specified inQW‐304.

    Sec. IX QW‐304.1 Examination. Welds made in test coupons for  performancequalification may be examined by visual 

    and 

    mechanical 

    examinations ... or  by volumetric examination for  the 

    process 

    (es) 

    and 

    mode of arc transfer  specified inQW‐304.

    (KF‐215)(a) Mechanical testing isrequired for  all performance qualificationtests; qualification by NDE is not 

    permitted....

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    Division 1 Division 2 Division 3

    (UG‐84(i)(2)) Vessel (production)impact test plates shall be made for  all

    joints for  which impact tests are required

    for  

    the 

    welding 

    procedure...

    (3.11.8.4) When the base material isrequired to be impact tested, 

    impact tests of welds and heat affected zones shall 

    be 

    made 

    for  

    Category A and Bjoints in accordance with paragraph

    3.11.8.2 

    for  

    each 

    qualified weldingprocedure used on each vessel.

    (KT‐230)Impact tests of welds andHAZ's shall be made in accordance with

    KT‐210 for  each qualified weldingprocedure used on 

    each 

    vessel.

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    Division 1 Division 2 Division 3

    (UG‐84(i)(3)(a) For  each vessel, one test plate 

    shall 

    be 

    made 

    for  

    each weldingprocedure used 

    for  

    joints 

    of 

    Categories A and B, unless the vessel is one of severalas defined in(b) or  (c) below.

    (UG‐84(i)(3)(a) For  each vessel, one test plate 

    shall 

    be 

    made 

    for  

    each weldingprocedure used 

    for  

    joints 

    of 

    Categories A and B, unless the vessel is one of severalas defined in(b) or  (c) below.

    One production run test plate from one of the 

    heats 

    of 

    materials 

    used for Category A and B 

    weld 

    joints...

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     ASME Requires Production Run Test Plates

    when Impact testing is required

    39

    Category A joint

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    Division 1 Division 2 Division 3

    (a) Full Radiography(b) Spot Radiography(c) No Radiography

    UT substitution for  RT permitted

    All finished welds shall besubject to nondestructive 

    examinationdepending on Examination Group

    selected 

    in 

    paragraph 7.4.2 and the JointCategory and Weld 

    Type 

    as 

    defined 

    inparagraph 4.2.

    The entire length of all Category A, B, Cand D weld joints shall be 

    ultrasonicallyexamined in accordance with KE‐

    300.

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    Division 1 Division 2 Division 3

    The Manufacturer  shall distribute the Manufacturer’s Data Report as indicated below.a) Furnish a copy of the Manufacturer’s Data Report to 

    the 

    user  

    and, 

    upon 

    request, 

    to 

    the 

    Inspector;b) Submit a copy of the Manufacturer’s Data Report to the appropriate enforcement authority in the jurisdiction 

    in 

    which 

    the 

    vessel 

    is 

    to 

    be 

    installed 

    where 

    required 

    by 

    law;c) Keep a copy of the Manufacturer’s Data Report on file in a safe repository for  at least 3 years;

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    Division 1 Division 2 Division 3

    Nameplate(a) Certification Mark with U, U2, U3 Designator (b) Certified by: (name of Mfr.)

    (c) 

    MAWP 

    at 

    coincident 

    max. 

    designmetal temperature(d) MDMT at coincident MAWP

    (e) 

    MFG 

    SER(f) Year  built(g) Code Edition (and Addenda)(h) Construction type: F, W, WL(i) HT or  PHT(j) USER (if inspected by)

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    Using 

    ASME 

    Meeting 

    PED

    ASME Section VIII runs from pretty mundane to pretty sophisticated.

    Can I build to it and export to Europe?

    What 

    Guidance 

    is 

    available?How Expensive is Compliance?

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    ASME has published several things on meeting PED.  Do a search on ASME.ORG on “PED” and you get the following:

     Guide for  ASME Stamp Holders for  Section VIII Division 1 Vessels and the Pressure Equipment Directive

     ASME Section I Power  Boilers  ‐ PED Guide: Supplement to Guide for  ASME Stamp Holders Use of Section I to Meet EC Pressure Equipment 

    Directive (97/23/EC)

    ASME 

    Guides

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    STP‐PT

    ‐007

     

    COMPARISON OF

     PRESSURE

     VESSEL

     CODES ASME SECTION VIII AND EN13445 

    Technical, Commercial, and Usage 

    Comparison Design

     Fatigue

     Life

     

    Comparison 

    ASME 

    Assistance

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    Hazard 

    Analysis 

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      Category I No intervention by the NB (Notified Body)

     Category II No intervention by the NB at Design phase, but surveillance by the NB during production phase or  surveillance by the NB of QA system (D1, E1)

     Category III Design examination by the NB and final assessment of the equipment . Surveillance of the QA system 

     Category IV Increased intervention of the NoBo

    Conformity 

    Assessment

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    Welding

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    Welding

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    (a)   All pressure equipment above the thresholds mentioned in Article 3 of the PED (i.e., classified in Hazard Category I, II, III, or  IV) must comply with all these ESR. They concern the various steps of the construction: design, material selection, fabrication, inspection, and safety devices.

    (b)   These ESR are generally formulated in general terms of safety objectives, such as, “Pressure Equipment must be constructed in such a way to ensure its safety in reasonable foreseeable conditions.”

    Essential 

    Safety 

    Requirements

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      The PED does not provide the means to achieve these requirements; this is the role of the Harmonized Standards. Some quantitative 

    requirements are provided by PED §7 of Annex I, which “apply as a general rule.” Manufacturers can depart from these 

    quantitative 

    requirements, 

    but 

    they 

    must 

    convince the NB that “they have taken appropriate measures to achieve an 

    equivalent 

    overall 

    level 

    of 

    safety.”

    Essential 

    Safety 

    Requirements

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    (c) It is the role of CEN Harmonized Standards (harmonized to the PED), such as draft Unfired Pressure Vessel (Pr. EN 13445,), to quantify each of these requirements. As a consequence, this gives them a presumption of conformity to the PED). However, use of these Harmonized Standards 

    is 

    not 

    compulsory. 

    The 

    Manufacturer  

    may 

    construct 

    it 

    pressure vessel using any Code or  Standard but must be able to demonstrate to the NB that the vessel complies with each of the ESR of PED Annex I. Or, the Manufacturer  must 

    show that it has used a quantitative requirement different from the Harmonized Standards, provided an equivalent level of safety is achieved.

    Essential 

    Safety 

    Requirements

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    (d) 

    The 

    Manufacturer  

    is 

    free 

    to 

    use 

    one 

    of 

    the 

    following 

    three 

    options to prove that this Equipment complies with the ESR:

      (1) use of the EN Harmonized Standard, which will give presumption of conformity to the ESR

      (2) use of a recognized Code like ASME Boiler  and Pressure Vessel Code, CODAP, etc. (supplemented by additional requirements to ensure compliance with the PED).

      (3) by applying directly the ESR and providing calculation sheets, carrying out tests, etc.

    In options 2 and 3, the Manufacturer  will have to convince the NB of its compliance with the ESR.

    Essential 

    Safety 

    Requirements

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     (e)  The stringency of some of these ESR depend on the Hazard Category of the Equipment, especially:

     (1)  approval of welding operating procedures 

    (Annex I‐§3.12 of the PED) (2)  approval of welders (Annex I‐§3.12 of the PED)

     (3)  approval of nondestructive test personnel 

    (Annex I‐§3.13 of the PED)

     (4)  types of material certificate (Annex I‐§4.3 of the PED)

    Essential 

    Safety 

    Requirements

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    (a) Before a material can be used in Pressure 

    Equipment, 

    it 

    must 

    comply 

    with 

    the 

    applicable 

    Essential Safety Requirements (ESR) specified in PED Annex I‐§4 (also see Chapter  VI, para. 2.1.4 of this Guide):

      (1) The material must have appropriate properties for  all foreseeable operating and test conditions.

      (2) 

    It 

    must 

    be 

    sufficiently 

    ductile: 

    14% 

    minimum 

    elongation for  steel.

      (3) It must have sufficient notch toughness: 27 J at 

    20°C 

    (or  

    20 

    ft‐

    lbs at 

    68°F) 

    for  

    steel.

    Materials

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      (4) It must be sufficiently chemically resistant to 

    the 

    fluid 

    contained 

    in 

    the 

    pressure 

    equipment.   (5) It must not be significantly affected by aging.

      (6) It must be suitable for  the intended processing 

    procedures 

    during 

    manufacture 

    of 

    the 

    pressure 

    equipment.

      (7) It must be selected to avoid undesirable effects 

    when 

    various 

    materials 

    are 

    joined.   (8) It must be suitable for  such application during 

    the scheduled lifetime unless replacement is 

    foreseen.

    Materials

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    (b)  For  selecting a material for  Pressure Equipment, the Manufacturer  has three options:

    (1)   Use material specification taken from an  EN Material Harmonized Standard. Materials taken from these 

    Standards 

    are 

    presumed 

    to 

    conform 

    to 

    the 

    ESR 

    and 

    there will be no inspection from the NB.

    (2)   Use material covered by  European Approval for  Materials (EAM) as explained below. This procedure is only applicable for  materials intended for  repeated use.

    (3)   Use of material covered by a  Particular  Material 

    Approval. 

    This 

    procedure 

    is 

    applicable 

    for  

    new 

    Materials

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    (a) The PED provides for  the involvement of an NB to assess the conformity of the Equipment to the specifications of the PED.

    (b) These NBs must comply with various requirements in terms of technical competence, organization, independence, etc. (See PED, Annex IV).  They are 

    designated 

    by 

    the 

    official 

    authorities 

    of 

    each 

    Member  

    State, who notify the references of these bodies to the Commission of the European Communities. The 

    Commission 

    publishes 

    the 

    list 

    of 

    the 

    NB 

    in 

    the 

    OJEC.

    Notified 

    Bodies

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    (a) The Manufacturer  may select any of the NB from this list.

    (b) According to the PED, the approval of joint procedures, joint operators (particularly welders) and non destructive testing operators may, in some cases, be performed by Recognized Third‐Party Organizations (PED Article 13).  These entities must comply with criteria similar  to those of the NB.

    Notified 

    Bodies

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     For  pressure equipment in Categories II, III and IV, qualification of welders and welding operators must meet the requirements of EN 287 and qualification of welding procedures the requirements of EN 288. (EN 287 and EN 288 are European harmonized standards). The welder, welding operator  and welding procedure qualifications must be approved by a Notified Body or  an approved third party organization. To carry out 

    these approvals, the third party must perform (or  have performed) examinations and tests as set out in the approved European harmonized standards or  

    equivalent examinations and tests.

    Welding

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    Details 

    of 

    the 

    Document

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    Details 

    of 

    the 

    Document

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      It is possible to design and build vessels to ASME Sections I and VIII and meet PED requirements

      Welding 

    Procedures 

    and 

    welders 

    have 

    to 

    be 

    qualified 

    to EN standards in the presence of an Notified Body.

    Summary

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