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Poincaré asymptotic expansions and Mahler measures The method of asymptotic expansions of Poincaré and Mahler measures of univariate polynomials in the Conjecture of Lehmer Jean-Louis Verger-Gaugry CNRS LAMA, Université Savoie Mont Blanc, Institut Fourier, Université Grenoble Alpes, France BIRS The Geometry, Algebra and Analysis of Algebraic Numbers Oct 4 - Oct 9, 2015
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The method of asymptotic expansions of Poincaré and Mahler ...

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Page 1: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

The method of asymptotic expansions ofPoincaré and Mahler measures of univariate

polynomials in the Conjecture of Lehmer

Jean-Louis Verger-Gaugry

CNRSLAMA, Université Savoie Mont Blanc,

Institut Fourier, Université Grenoble Alpes,France

BIRSThe Geometry, Algebra and Analysis of Algebraic Numbers

Oct 4 - Oct 9, 2015

Page 2: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

N - bodies ≡ N zeroes

Contents

1 N - bodies ≡ N zeroes

2 Degree ? Analog of time ?

3 Trinomals

Page 3: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

N - bodies ≡ N zeroes

Page 4: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

N - bodies ≡ N zeroes

N bodies in space (“N-body problem")

1895 Equation(Poincaré) (Newton)

Page 5: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

N - bodies ≡ N zeroes

N bodies in space (“N-body problem")

1895 Equation(Poincaré) (Newton)

Page 6: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

N - bodies ≡ N zeroes

N bodies in space (“N-body problem")

1895 Equation(Poincaré) (Newton)

Page 7: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

N - bodies ≡ N zeroes

N bodies in space (“N-body problem")

1895 Equation(Poincaré) (Newton)

Page 8: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

N - bodies ≡ N zeroes

1895 : Henri Poincaré, Leçons de Mécanique Céleste,Paris Gauthier-Villars,

t. I (1905), Théorie générale des perturbations planétaires,t. II-1 (1907), Développement de la fonction perturbatrice,t. II-2 (1909), Théorie de la Lune,t. III (1910), Théorie des marées.

gives courses at the Sorbonne, Paris.

Page 9: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

N - bodies ≡ N zeroes

Theory of Asymptotic expansions (Copson, Erdelyi, Dingle...)

Divergent series (Hardy),

Divergent sums of functions of time

-> relative position of EACH planet at time t + δt , once given attime t : as an asymptotic expansion of time t .

Page 10: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

N - bodies ≡ N zeroes

Theory of Asymptotic expansions (Copson, Erdelyi, Dingle...)

Divergent series (Hardy),

Divergent sums of functions of time

-> relative position of EACH planet at time t + δt , once given attime t : as an asymptotic expansion of time t .

Page 11: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

N - bodies ≡ N zeroes

-1 -0.5 0.5 1

-1

-0.5

0.5

1

Page 12: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

N - bodies ≡ N zeroes

N zeroes zi in C (“close to |z| = 1")

Cj Lehmer Equationsmall Mahler measure (polynomial eq., rec. monic)< 1.32 . . . (having the zis as zeroes)

Page 13: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

N - bodies ≡ N zeroes

N zeroes zi in C (“close to |z| = 1")

Cj Lehmer Equationsmall Mahler measure (polynomial eq., rec. monic)< 1.32 . . . (having the zis as zeroes)

Page 14: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

N - bodies ≡ N zeroes

N zeroes zi in C (“close to |z| = 1")

Cj Lehmer Equationsmall Mahler measure (polynomial eq., rec. monic)< 1.32 . . . (having the zis as zeroes)

Page 15: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

N - bodies ≡ N zeroes

N zeroes zi in C (“close to |z| = 1")

Cj Lehmer Equationsmall Mahler measure (polynomial eq., rec. monic)< 1.32 . . . (having the zis as zeroes)

Page 16: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

N - bodies ≡ N zeroes

Is the method of asymptotic expansions of H. Poincaréapplicable in this numbertheoretic context ?

how ? : trinomials −1 + X + X n, n ≥ 2 (VG 2015)

Each zi becomes a function of ? analog of time t ?The Mahler measure

∏|zi |≥1 |zi | also.

M(α) =r−1∑q=0

aqϕq(n?) + O (ϕr (n?)) n?→ +∞.

Page 17: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

N - bodies ≡ N zeroes

Is the method of asymptotic expansions of H. Poincaréapplicable in this numbertheoretic context ?

how ? : trinomials −1 + X + X n, n ≥ 2 (VG 2015)

Each zi becomes a function of ? analog of time t ?The Mahler measure

∏|zi |≥1 |zi | also.

M(α) =r−1∑q=0

aqϕq(n?) + O (ϕr (n?)) n?→ +∞.

Page 18: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

N - bodies ≡ N zeroes

Is the method of asymptotic expansions of H. Poincaréapplicable in this numbertheoretic context ?

how ? : trinomials −1 + X + X n, n ≥ 2 (VG 2015)

Each zi becomes a function of ? analog of time t ?The Mahler measure

∏|zi |≥1 |zi | also.

M(α) =r−1∑q=0

aqϕq(n?) + O (ϕr (n?)) n?→ +∞.

Page 19: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Degree ? Analog of time ?

Contents

1 N - bodies ≡ N zeroes

2 Degree ? Analog of time ?

3 Trinomals

Page 20: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Degree ? Analog of time ?

Degree

?

Page 21: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Degree ? Analog of time ?

Conjecture of Lehmer (1933) : in the search of big primenumbers, Lehmer asked the following problem : if ε is a positivequantity, to find a polynomial of the form

f (x) = x r + a1x r−1 + . . .+ ar

where the a’s are integers, such that the absolute value of the productof those roots of f which lie outside the unit circle, lies between 1 and1 + ε... Whether or not the problem has a solution for ε < 0.176 we donot know.

Conjecture of Schinzel-Zassenhaus (1965) : α 6= 0 anyalgebraic integer of degree n, not being a root of unity,

α ≥ 1 +c1

n

for a constant c1 > 0 (i.e. independent of n).

Page 22: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Degree ? Analog of time ?

Conjecture of Lehmer (1933) : in the search of big primenumbers, Lehmer asked the following problem : if ε is a positivequantity, to find a polynomial of the form

f (x) = x r + a1x r−1 + . . .+ ar

where the a’s are integers, such that the absolute value of the productof those roots of f which lie outside the unit circle, lies between 1 and1 + ε... Whether or not the problem has a solution for ε < 0.176 we donot know.

Conjecture of Schinzel-Zassenhaus (1965) : α 6= 0 anyalgebraic integer of degree n, not being a root of unity,

α ≥ 1 +c1

n

for a constant c1 > 0 (i.e. independent of n).

Page 23: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Degree ? Analog of time ?

Dobrowolski (1979) :

M(α) > 1 + (1− ε)(

Log Log nLog n

)3

, n > n1(ε).

for any nonzero algebraic number α of degree n [Effective :replace 1− ε by 1/1200].

Voutier (1996) : same minoration with the constant

1/4

and all n ≥ 2.

Page 24: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Degree ? Analog of time ?

Dobrowolski (1979) :

M(α) > 1 + (1− ε)(

Log Log nLog n

)3

, n > n1(ε).

for any nonzero algebraic number α of degree n [Effective :replace 1− ε by 1/1200].

Voutier (1996) : same minoration with the constant

1/4

and all n ≥ 2.

Page 25: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Degree ? Analog of time ?

Kronecker (1857) : α an algebraic integer,

α = 1 if and only if α is a root of unity.

The sufficient condition was weakened by Blansky andMontgomery (1971) who showed that α, with degα = n, is aroot of unity provided

α ≤ 1 +1

30n2 Log (6n).

Dobrowolsky (1978) sharpened this condition by : if

α < 1 +Log n6n2 ,

then α is a root of unity.

Page 26: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Degree ? Analog of time ?

Kronecker (1857) : α an algebraic integer,

α = 1 if and only if α is a root of unity.

The sufficient condition was weakened by Blansky andMontgomery (1971) who showed that α, with degα = n, is aroot of unity provided

α ≤ 1 +1

30n2 Log (6n).

Dobrowolsky (1978) sharpened this condition by : if

α < 1 +Log n6n2 ,

then α is a root of unity.

Page 27: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Degree ? Analog of time ?

Kronecker (1857) : α an algebraic integer,

α = 1 if and only if α is a root of unity.

The sufficient condition was weakened by Blansky andMontgomery (1971) who showed that α, with degα = n, is aroot of unity provided

α ≤ 1 +1

30n2 Log (6n).

Dobrowolsky (1978) sharpened this condition by : if

α < 1 +Log n6n2 ,

then α is a root of unity.

Page 28: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Degree ? Analog of time ?

Laurent (1983) : techniques of transcendance theory. -> Ellipticcurves, Abelian analog of Lehmer problem (Conjecture ofHindry (1997) for abelian varieties over a number field).

Interpolation determinants : Waldschmidt quoting : That n isclosely related to the degree, but different in some cases, iscommon : quoting Waldschmidt (2000), “we insist that n is onlyan upper bound for the degree of α, and not the actual degree".

Page 29: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Degree ? Analog of time ?

Perturbing polynomials :...G.A. Ray (1994)M.J. Mossinghoff, C.G Pinner and J.D. Vaaler (1998)E. Hironaka (2005)...

Page 30: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Trinomals

Contents

1 N - bodies ≡ N zeroes

2 Degree ? Analog of time ?

3 Trinomals

Page 31: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Trinomals

n zeroes zi in C (of the polynomial “−1 + X + X n")

Equation−1 + z + zy

(y real variable, y ≥ 2)

Page 32: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Trinomals

n zeroes zi in C (of the polynomial “−1 + X + X n")

Equation−1 + z + zy

(y real variable, y ≥ 2)

Page 33: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Trinomals

n zeroes zi in C (of the polynomial “−1 + X + X n")

Equation−1 + z + zy

(y real variable, y ≥ 2)

Page 34: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Trinomals

Gn(X ) := −1 + X + X n

G∗n(X ) = X nGn(1/X )

θn := unique root of Gn in (0,1)θ−1

n := dominant root of G∗n(X ).with (Selmer) :

θ−1n > 1, is a Perron number,

limn→+∞ θn = limn→+∞ θ−1n = 1

For the family {θ−1n } :

Solve : Conjectures of Lehmer, of Schinzel-Zassenhausimprove : Voutier’s minoration.

(M(Gn) = M(G∗n) = M(θ−1n ) = M(θn))

Page 35: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Trinomals

Gn(X ) := −1 + X + X n

G∗n(X ) = X nGn(1/X )

θn := unique root of Gn in (0,1)θ−1

n := dominant root of G∗n(X ).with (Selmer) :

θ−1n > 1, is a Perron number,

limn→+∞ θn = limn→+∞ θ−1n = 1

For the family {θ−1n } :

Solve : Conjectures of Lehmer, of Schinzel-Zassenhausimprove : Voutier’s minoration.

(M(Gn) = M(G∗n) = M(θ−1n ) = M(θn))

Page 36: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Trinomals

Gn(X ) := −1 + X + X n

G∗n(X ) = X nGn(1/X )

θn := unique root of Gn in (0,1)θ−1

n := dominant root of G∗n(X ).with (Selmer) :

θ−1n > 1, is a Perron number,

limn→+∞ θn = limn→+∞ θ−1n = 1

For the family {θ−1n } :

Solve : Conjectures of Lehmer, of Schinzel-Zassenhausimprove : Voutier’s minoration.

(M(Gn) = M(G∗n) = M(θ−1n ) = M(θn))

Page 37: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Trinomals

Gn(X ) := −1 + X + X n

G∗n(X ) = X nGn(1/X )

θn := unique root of Gn in (0,1)θ−1

n := dominant root of G∗n(X ).with (Selmer) :

θ−1n > 1, is a Perron number,

limn→+∞ θn = limn→+∞ θ−1n = 1

For the family {θ−1n } :

Solve : Conjectures of Lehmer, of Schinzel-Zassenhausimprove : Voutier’s minoration.

(M(Gn) = M(G∗n) = M(θ−1n ) = M(θn))

Page 38: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Trinomals

-1 -0.5 0.5 1

-1

-0.5

0.5

1

Page 39: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Trinomals

Theorem (Smyth)

Let χ3 be the uniquely specified odd character of conductor 3(χ3(m) = 0,1 or −1 according to whether m ≡ 0, 1 or2 (mod 3), equivalently χ3(m) =

(m3

)the Jacobi symbol), and

denote L(s, χ3) =∑

m≥1χ3(m)

ms the Dirichlet L-series for thecharacter χ3. Then

limn→+∞

M(Gn) = exp(3√

34π

L(2, χ3))

= exp

(−1π

∫ π/3

0Log

(2 sin

(x2))

dx

)= 1.38135 . . . =: Λ.

Page 40: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Trinomals

Theorem

Let n0 be an integer such that π3 > 2π Log n0n0

, and let n ≥ n0.Then,

M(Gn) =

(lim

m→+∞M(Gm)

)(1 + r(n)

1Log n

+ O(

Log Log nLog n

)2)with the constant 1/6 involved in the Big O, and with r(n) real,|r(n)| ≤ 1/6.

n = deg θ−1n if n 6≡ 5 (mod 6), and n = deg θ−1

n + 2 ifn ≡ 5 (mod 6).

Page 41: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Trinomals

Corollary

M(θ−1n ) > Λ− Λ

6

(1

Log n

), n ≥ n1 = 2.

Page 42: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Trinomals

Theorem

For all n ≥ 2,θ−1

n = θ−1n ≥ 1 +

cn,

with c = 2(θ−12 − 1) = 1.2360 . . . reached only for n = 2, and,

θ−1n = θ−1

n > 1 +(Log n)

(1− Log Log n

Log n

)n

.

off extremality (Rhin, Wu). Here :n = deg θ−1

n if n 6≡ 5 (mod 6), and n = deg θ−1n + 2 if

n ≡ 5 (mod 6).

Page 43: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Trinomals

Extremality

Denote by m(n) the minimum of the houses of the algebraicintegers of degree n which are not a root of unity. An algebraicinteger α, of degree n, is said extremal if α = m(n). Anextremal algebraic integer is not necessarily a Perron number.

Conjecture (Lind - Boyd)

The smallest Perron number of degree n ≥ 2 has minimalpolynomial

X n − X − 1 if n 6≡ 3,5 mod 6,(X n+2 − X 4 − 1)/(X 2 − X + 1) if n ≡ 3 mod 6,(X n+2 − X 2 − 1)/(X 2 − X + 1) if n ≡ 5 mod 6.

Page 44: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Trinomals

Conjecture (Boyd)

(i) If α is extremal, then it is always nonreciprocal,(ii) if n = 3k, then the extremal α has minimal polynomial

X 3k + X 2k − 1, or X 3k − X 2k − 1,

(iii) the extremal α of degree n has asymptotically a number ofconjugates α(i) outside the closed unit disc equal to

∼=23

n, n→∞.

Page 45: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Trinomals

Conjecture (Smyth)

For all integers n ≥ 4, k ≥ 1 such that gcd(n, k) = 1, k < n/2,M(zn + zk + 1) < Λ if and only if 3 divides n + k,M(zn − zk + 1) < Λ with n odd if and only if 3 does notdivide n + k,M(zn − zk − 1) < Λ with n even if and only if 3 does notdivide n + k.

Smyth’s conjecture was recently proved by Flammang (2014)for large n.

Comparison : asymptotic expansions vs Smyth/Boyd/Duke’smethod :

Page 46: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Trinomals

Theorem

Let n ≥ 2 be an integer. Then,

M(−1 + X + X n) =

(lim

m→+∞M(Gm)

)(1 +

s(n)

n2 + O(n−3))

with, for n odd :

s(n) =

{ √3π/18 = +0.3023 . . . if n ≡ 1 or 3 (mod 6),

−√

3π/6 = −0.9069 . . . if n ≡ 5 (mod 6),

for n even :

s(n) =

{−√

3π/36 = −0.1511 . . . if n ≡ 0 or 4 (mod 6),

+√

3π/12 = +0.4534 . . . if n ≡ 2 (mod 6).

Page 47: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Trinomals

Other trinomials

Conjecture :

M(X n + aX k + b) > c0 − c2/Log n

n ? - Strankov (2014), Flammang (2015).

VG : On the Conjecture of Lehmer, limit Mahler measure oftrinomials and asymptotic expansions, UDT J. (2015).

Page 48: The method of asymptotic expansions of Poincaré and Mahler ...

Poincaré asymptotic expansions and Mahler measures

Trinomals

Other trinomials

Conjecture :

M(X n + aX k + b) > c0 − c2/Log n

n ? - Strankov (2014), Flammang (2015).

VG : On the Conjecture of Lehmer, limit Mahler measure oftrinomials and asymptotic expansions, UDT J. (2015).