Sloviter, Dolores - Judicial Watch...Sloviter, Dolores K. Appeals for the Third 05/15/2010 i. Title f:\1t1dt Ill JUd-s in.i1cate acrn c or L·n11)f 3tHtis. 5a. R'port Type (check apprniniate

$Page 1: Sloviter, Dolores - Judicial Watch...Sloviter, Dolores K. Appeals for the Third 05/15/2010 i. Title f:\1t1dt Ill JUd-s in.i1cate acrn c or L·n11)f 3tHtis. 5a. R'port Type (check apprniniate$
Cir.

Courthouse

- -

PARTIES

r:

Trustee Trust II 1

2

4

.40 IO Rev. !12010

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009

Rq>orl !lequircd hy iii<' E1hic.1· in GO\·crnmcm .Act o( J97ti (5 u.s.c. app. §§ 10-I-l l IJ

I. Person Reporting (last name. first, miJdk ini11;il) 2. Court or Or aniz3tion J. Date of Rrport

United States Court of

Sloviter, Dolores K. Appeals for the Third 05/15/2010

.i. Title f:\1t1dt Ill JUd ;;-s in.i1cate acrn c or L·n11)f 3tHtis. 5a. RC'port Type (check apprniniate type} 6. Reporting Period m;1g1strate_1uJges indicate full- 1Jr pan-time) 01/01/2009

United States Circuit Judge - D l111lltld!Wn. llat< IO

Active c fnHiJJ KJ ;\nnu;,I D ftn;ll 12/31/2009 Sh. CJ Amended Report

7. Chamhen or Office Address S. Ou tbe ha:o:is of the information contained in this llt·port anti any

18614 United States modificatio1ls pertaining thrreto, ii is, in my opinion in compli:mrl"

601 Market Street with appliuhlc law and rcgulatiflns.

Philadelphia, PA 19106 Htvic"'iug Officer ___

---·-·---·- lhlc_

·-·-

/1lf PORTAiVT NOTES: The instructions accompa11ying this form must be follott•e<I. Complete all par/.,·, checking l/u NONE box for euch part where you have no reportable information. Sign on last page.

I. f>QSI'fl 0 NS. (Reporting indi1.·iduul only; supp. 9-11 ojjiling insrructimu.)

D NONE (Nu repor1ab/e posiliorzs.)

POSITION NAME OF OKGANIZATION/ENTITY

II. AG H.EEMENTS. (R<p<>rting ;,.Jividuol only;'" l'I'· /J-16 ofjWng inmuctfons.)

NONE (Nu reporlab/e agreements.)

AND TERMS

, .

=-- ' ' -r···.

Sloviter, Dolores K.

DA JTEI\.1$ PROVIDED

/20/2009 . .._ T._,a.,,..x_,_,,1,,__,· s"----

r..- \llh' or l'l'rli{ln l<l'portin IJatc uf Rcporl FINANCIAL DISCLOSURE, REPORT

Page 2 of6 Sloviter, Dolores K. 05/15/2010

II I. N 0 N-INVEST !\JENT IN CO J\-1 E. (Reporting inJi.-id11al and spuu>e; see f'f'· 17-U ofjilini; instruction<.)

A. Filer's Non-Investment Income

[l NONE (No reponahle no11-im·cs1me11t inc·ome)

DATE SOURCE AND TYPF INCOME Annual --saTary

2009 Temple University, Phila., PA

2

3.

(yours, ot spouse's)

$10,392.00

B. Spouse's Non-lD'VCStn1cnt Income - If yott. ·ae married Juring a11yp,>rrio1111fthe rcportin1; }·c·ar, c1J1np/ele 1'1is suliotL

{ Dol!,1r ummml not required e.tct?pt fur h01:u1 .'.lrt.1)

[iJ NONE (No reportable non-investment income)

SOl!RCE AND TYPE

I\'. RE IM BURSEIVI ENTS - lranrpl'rlo/fon, lmlging.food, '"'"'"'""'"''-

(lncfodt'. rhosl· tv J_VtHiSe and dcpe..·ndc:lll children: see pp lJ-:7 offil111g 1m1ruuwn.\)

D NONE (iVo reportable r.:imhursements)

SOURl:E TFS LO(" ATION PURl'OSE PAID OR The Dickinson School

tof Law - The Pennsylvania State Univ.

2.

4

University Park, Dickinson Sehl. 11 PA of Law Mt. Ct. Airfar

Competition

5.

4

CREDITOR

4

VAUIE CODE

FINANCIAL DlSCLOSlJRE REPORT

Page 3 of 6

Nam of f'rrson Repo.-tin

Sloviter, Dolores K. 05/15/2010

V. G J F,.rS. (lnc/udt?s 1lrose to sp1Juu and depr-ntlt:nt dlildren; see pp. 18-31 uffiling instruc:tion.!>.)

Jg NONE (No reportable gijis.)

SOURCE DESCRIPTION

VI. LIABILITIES. (/ndudes /hose <if spa use and rlepend,•n/ children; ue pp. 31-33 of{Wng innructions.J

[Jg NONE (No reportahli: liabilities.)

DESCRIPTION

c D

__

t:n•u_ pcnod

---

--

--··· -

1-10 2

}.

4

6.

9

Val·J<M..-.1h,).;lc,) ... frS

----- · -- --- ---- ---

I I !

(J.Pj

!\:a me or Person Rrpo1·1iog FINANCIAL DISCLOSURE REPORT

Page 4of6 Sloviter, Dolores K. 05/15/2010

VJ I. INVESTl\1ENTS and TR lJSTS -- income, l'Q/ue, tra11.1wtiom (lnclukr 1ho.reof.•pou.rr and d"['endmt d1ildn•n; see PI'· Ji-60 of filing in<lructinn.<.)

D NONE (No reportable income, assets. or transactions.)

A B. i Dcscnpuon of Assets Jnu_-;m dunng Gros:> ''a.Jui; i1f I ransa\:tnm.; during repvrting period

\indud1ng tru=--t ll.:iScts} r..:-µ;inmr penod of reponm_ · -

-- '. I I I) i (21 (I) ("I I (I J (,,---·:--·,-:;;--- 1:i;T ___ (Si -· ·----1 Pl.ice "(Xf' after cad1 a cl i An1ount ! Type (e g. V:.lu\!- Value ! Tyµe( g. [)31 \' J!uc . Gil in ld nt1ty \:f

exempt fh)m rrior d1:;dosu1 e ! div. rent. kth<)d btoy, sell. , crnn:'dJ:Y-y I C1:hk 2 Cvd l '. buyc1!s lkrf Code I

J_ ___::nr) redcmptic·n) (}\-l!i (1fpnva<eI IA·H) (G-J J 10-W) tiJtISai.:cion) _ _ _ _j

l. SEE ATTACHED PAGES-

5.

7.

8.

10

11

12.

J 3.

14.

15.

16

17

I. In\:omc Gain CoJt'. . A .-sJ.O:JOor los B -·s1.001 -si_soo (S e Columns Bl and D-1) F ...S 0.001 - SIC'0.000 (j • SJD0.001-Sl.OOO,O<JIJ

2 \'3f:..1c C.odi:s J zSl5.00i.) or less K -SI l 001 • Sl·l.000

(Ste Columns Cl and OJ) N ·1210.0<ll • SI00,000 O=SS00,(1(11-!1,000,000

P3 =Sl:'i.000,001 -SSO,OIJ.i.l.DOr•J Q -Appra1ul R =Co:>\ (Real f.:t.Jtc Only)

{Sec Colu:im C::2} U 000J... \'J.hic \' Ot!1er

· ·-C" Sl, 'iaJ - SS.000 D =S11.0t11- i15,0L>t) E =$15,001 • S50.000- ---- H2 =l\'hrr than $5,00\1.000 HI =Sl.(.>i>0,001-SS,Wn,ooo -I. =S'O.ll<J! • $100.00<) M =Sl(IO.OOI - $250,000 Pl =Sl,000,001 • Sl.000,000 P2 =Si.flil\l,MI. ns.000,000 P4 =-J\fo1e than S50.000,000 S""Asse5.:r.me1Jt T-Cas.t.t..Lirltci \\.' =l:::st1rna1cd

cxemut

I Dolores K. Sloviter -

VII. INVESTMENTS AND TRUSTS -- income, value, transactions

A. B. c. D.

Description of Assets

Income during period

Gross Value at end of period

Transactions during period

Place "(X)" after each asset exempt

prior dis-closure

Amt. Codc1 (A-H)

Type (e.g., div.)

Value Codc2 (J-P)

Value Method Code3 (Q-W)

'J'ype (e.g.,

sold)

If not from disclosure Date: Month-Day

Value Codc2 (J-P)

Gain Code1 (A-H)

Iden-tity from buyeri se lier

AT&T - com. stock D Div. M T

Beneficial Mutual Bancorp - com. stock

A Div . J T

Exelon - com. stock

c Div. M T

GE - com. stock c Div. K T

IT&T Industries -com. stock

A Div. J T

HanesBrand, Inc. None J T-

com. stock

1. Income/Gain Codes: A= $1,000 or less 13 = $1,001 to $2,500

C = $2,50 I to $5,000 D = $5,00 I to $15,000 E = $15,001 to $50,000

F = $50,001 to $100,(JOO G = $100,001 to $1 million H =over $1,000,000

2. Value Codes: J = $15.000 or less K = $15.001 to $50,000

L = $50,00 I to $ I 00,000 M = SI 00,001 to $250,000 N = $250,001 to $500,000 0 = $500,001 to $1,000,000 P =over $1,000,000

=3. Value Method Codes: Q =Appraisal R Cost (real estate only) S = Assessment T = Cash/market U =Book value V = Other W = Estimated

cxcm12t

Dolores K. Sloviter - 2

'VII. INVESTMENTS AND TRUSTS -- income, value, transactions

A. B. c. D.

Description Income Gross Value Transactions during

of Assets during at end of per iod

period period

lf not from d isclosure

Place "(X)" after Amt. Type Value Val ue Type Date: Value Gain Iden-

each asset exempt Code1 (e.g., Code" Method (e.g., Month- Code2 Code1 tity from

prior dis- (A-H) div.) (J-P) Codc3 sold) Day (J-P) (A-I I) buyer/ closure (Q-W) seller

Hartford Fin. A Div. L T Services -com. stock

PSEG A Div. K T

Rayonier - com. A Div. J T stock

Sara Lee - com. A Div. J T stock

Vanguard Mun. Loss J)iv. P T sec VIII Bond Funds & cap.

loss

1. Income/Gain Codes: A= $1,000 or less B $1.001 to $2,500 =

C $2,501 to $5,000 D $5,001 to $15,000 E $15,001 to $50,000 = = =

F= $50,001 to $100,000 G $100,001 to $1 million H = over $1,000,000 =

2. Value Codes: J $15,000 or less K $15,001 to $50,000= =

L $50,001 to $100,000 M $100,001 to $250,000 N $250,001 to $500,000= = =

0 $500,001 to $1,000,000 P =over $1,000,000=

3. Value Method Codes: Q =Appraisal R =Cost (real estate only) S = Assessment T Cash/market U =Book value V = Other =

W Estimated=

exemnt

Dolores K. S lovitcr - 3

VII. INVESTMENTS ANDTRUSTS -- income, value, transactions

A. B. c. D.


of Assets during at end of period period period

If not from disclosure

Place "(X)" atler /\mt. Type Value Value Type Date: Value Gain Iden

each asset exempt Coclc1 (e.g., Code2 Method (e.g., Month- Code2 Code1 tity from

prior dis- (A-H) div.) (J-P) Code3 sold) Day (J-P) (A-H) huyer/

closure (Q-\V) seller

Vanguard Wind D Div. () T sec VIII sor II

Vanguard Star Fund c Div. K T

& cap. gain

Vanguard 500 C Div. M T

Index Fund

Allegheny Higher Ed. A Div. J T

4.5%, '22

Bucks County W & A Int. J T

S, 5%, '22

I. Income/Gain Codes: A ,-,- $1,000 or less B ·-$1,00 I to $2,500 C=$2,501 to$5,000 D=$5,001 to$15,000 E=$15,00I to$50,000 F = $50,001 to $100,000 G = $100,001 to $1 million JI= over $1,000,000

2. Value Codes: J = $15,000 or less K = $15,001 to $50,000 L =$50,001 to $100,000 M = $100,001 to $250,000 N = $250,001 to$500,000 0 = $500,001 to$1,000,000 P =over $1,000,000

3. Value Method Codes: Q =Appraisal R =Cost (real estate only) S = Assessment T = Cash/market U = Book value V Other=

W Estimated=

cxemnt

Dolores K. Slovitcr 4-


A. 13. c. D.

Description Income Gross Value Transactions during of Assets during at end of period

period period


Place "(X)" after each asset exempt prior dis-closure

Amt. Codc1 (A-II)

Type (e.g., div.)

Value Code2 (J-P)

Value

Method Code3 (Q-W)

Type (e.g., sold)

Date: Month-Day

Value Cocle1

(J-P)

Gain Cock1

(A-H)

Tdcn-tity from buyer/ seller

Chambersburg S.D., 4.6%, '25

I3 Int. K T

Dauphin Cty., 4.4%, '19

A Int. J T

Dauphin Cty., 4.5%, '26

A Int. J T

Dauphin Cty., 4%, '26

None K T Purch. 10/8 K

Del. Port Auth. - N.J. Port Auth., 5.2%, '25

B Int. K T

l. lncome/Gain Codes: A = $1,000 or less B = $1,001 to $2,500

C=$2,501 to$5,000 D=$5.001 to$15,000 E=$15,001 to$50,000

F = $50,001 to$100,000 G = $100,001 to $1 million H =over $1,000,000

2. Value Codes: J = $15,000 or less K = $15,001 to $50,000

L =$50,001 to $I 00,000 M = $100,00 l to $250,000 N = $250,00 l to $500,000

0 = $500,001 to $1,000,000 P =over $1,000,000

3. Value Method Codes: Q = Appra is al S = Assessment T = Cash/market W = Estimated

R =Cost (real estate only) U = Book value V = Other

excmnt

'39

'


VII. INVESTMENTS AND TRUSTS -- income. value, transactions

A. B. C. D.



If not from

P lace "(X)" at1er each asset exempt prior dis-closure

Amt. Codc1 (A-II)

Type (e .g., div.)

Value Code2 (J-P)

Value Method Codc3

(Q-W)

Type (e.g., sold)

disc losure Date: Month-Day

Value Code2 (J-P)

Gain Code1

(A-II)

Iden-tity from buyer/ seller

Greater Johns-town, 5%, '19

A l nt. J T

Lower Merion S.IJ., 4.8%, '25

A Int. K T

Muhlenberg, PA, 5%, '23

A Int. K T

Northampton, 5%, A Int. K T Purch. 3/9 K

Northeastern York, B Int. K T 4.5%, '26

1. Income/Gain Codes: A = $1,000 or less 13 = $1,001 to $2,500 C $2,501 to $5,000 D = $5,001 to $15,000 E $15.001 to $50,000 = =

F $50,001 to $100,000 G $100,00 I to $1 million H over $1,000,000== _cc

2. Value Codes: J = $15,000 or less K = $15,001 to $50,000 L = $50,001 to $100,000 M $100,001 to $250,000 N = $250,001 to $500,000=

0 $500,001 to $1,000,000 P =over $1,000,000

3. Value Method Codes: Q =Appraisal R = Cost (real estate only) S Assessment T Cash/market U Book value V Other= = = =

W Estimated=

excm12t

(J-P)

Dolores K. Slovitcr - 6


A. B. C. D.

Description Income Gross Value Trnnsnctions during

of Assets during at end of period

period period

---·----


Place "(X)" after Amt. 'l'ypc Value Value Type Date: Value Gain Jden-each asset exempt Code' (e.g., Code2 Method (ea Month- Co<le2 Code ' tity from·c·'

prior dis- (A-H) div.) Code3 sold) Day (J-P) (A-H) buyer/ closure (Q-W) seller

Pa. St. Higher A Int. J T

Ed. Fae. Auth., 5.25%, '10

Penna. Inter- A Int. J T govt' I. 5 l/4%i,

'17

Penna., 5 3/4%, B Int. & T Sold 10/l K A '18 cap. gam

Pa. Higher Ed., A Int. J T 6 1/8%, ' 10

Pa. Turnpike, 5% A Int. .T T '23

1. Income/Gain Codes: J\ = $1 ,000 or less B = $1,001 to $2,500

C = $2,501 to $5,000 D = $5,001 to $15,000 E = $15,001 to $50,000

F $50,001 to $100,000 G = $100,001 to $1 million 11 =over $1,000,000=

= =2. Value Codes: J $15,000 or Jess K $15,001 to $50,000

L $50,00 I to $100,000 M =$I 00,001 to S250,000 N = $250,00 I to $500.000=

0 = $500,001 to $1,000,000 P over $1,000,000=

3. Value Method Codes: Q =Appraisal R =Cost (real estate only) S =Assessment T Cash/market lJ = Book value V = Other=

W Estimated=

--

exem12t

Dolores K. Slovitcr 7-

VII. INVESTMENTS AND TRUSTS income, value, transactions

A. B. C. D.


of Assets dur ing at end of period

period period

Place "(X)" aflcr each asset exempt

prior dis-closure

Amt. Code 1 (A-1-1)

Type (e.g., div.)

Value Code2

(J-P)

Value Method Coclc3

(Q-W)

Type (e.g.,

sold)

If not from

disclosure Date : Month-Day

Value . Gain Codc2 Code'

(J-P) (A-H)


Pa. Turnpike, 5 · , '23

A Int. J T

Pa. 4th Series, 4.5%, '24

A lnt. K T

Pa. Turnpike, 4.75%, '27

A Int. ] T

Pa. First Series B,

4.375%, '27 B Int K T

Pa. St. Pub. Sch. Bldg.,

4.3%, '27 A Int. J T

= =1. Income/Gain Codes: A $1,000 or less B $1,00 I to $2,500 C $2,501 to $5,000 D $5,001 to $15,000 E $15,001 to $50,000= = =

F $50,001 to $100,000 G $100,001 to $1 million H =over $1,000,000= =

2. Value Codes: J = $15,000 or less K $15,001 to $50,000 =

L $50,001 to $100,000 M = $100,001 to $250,000 N = $250,001 to $500,000 =

0 $500,001 to $1,000,000 P =over $1,000,000 =

3. Value Method Codes: Q =Appraisal R =Cost (real estate only) S Assessment T Cash/market U =Book value V =Other = =

W Estimated=

exem12t

(Q-W)

Dolores K. S lovitcr - 8


A. B. C. D.


period period


Place "(X)" after Amt. Type Value Value Type Date: Value Gain Iden-each asset exempt Codc1 (e.g., Co<le2 Method (e.g., Month- Codc2 Code1 tity from prior dis- (A-H) div.) (J-P) Codc3 sold) Day (J-P) (A-II) buyer/ closure seller

Pa. First Series B/E, 4.375, '28

B Int. K T

Pa. Turnpike, 5%,

'39 A Int. J T Purch. 3/9 J

Phila. Parking, 5.125%, '24

A Int. J T

Reading, 4.45% ' 27

B Int. K T

Reading S.D. , 4.75%,

'38 B Int. K T

1. Income/Gain Codes: A=$1,000 or less B = $1,001 to $2,500

C $2,501 to $5,000 D $5,001 to $15,000 E $15,001 to $50,000= = =

F $50,001 to $100,000 G = $100,001 to $1 million H=over $1,000,000=

2. Value Codes: J=$15,000 or less K $15,001 to $50,000=

= = =L $50,001 to $100,000 M $100,001 to $250,000 N $250,001 to $500,000

0 $500,00 I to $1,000,000 P =over $1,000,000=

3. Value Method Codes: Q =Appraisal R = Cost (real estate only) S =Assessment T = Cash/market U =Book value V = Other W = Estimated

exempt _disclosure

B.

Dolores K. Slovitcr - 9

Vil. INVESTMENTS AND TRUSTS -- income, value, transactions

A. c. D.


period period

If not from

Place "(X)" after each asset exempt pr ior d is-

closure

Amt. Code' (A-H)

Type

(e.g.,

div.)

Value

Codc2

(J-P)

Value

Method

Codc3 (Q-W)

Type (e.g.,

sold)

Date :

Month-Day

Value Codc2

(J-P)

Gain Codc 1 (A-11)

Iden-

tity from buyer/ sc IIer

Somerset S.D., 4.2%, '22

A Int. K T

Southeast Delco S.D. , A Int. K T 4.30%, '26

Springfield, A Int. T Sold 5115 J /\ 5.2%, '17

Susquehanna Twp. A Int. J T Auth. Pa., 6%, '13

Wachovia Accts. /\ Int. K T

Temple University Charitable Gift Annuity A Int. K T

1. Income/Gain Codes: A= $1,000 or less B $1,001 to $2,500 =

C $2,501 to $5,000 D = $5,001 to $15,000 E = $15,001 to $50,000 =

F = $50,001 to $100,000 G = $100,001 to $1 million II= over $1,000,000

2. Value Codes: J = $15,000 or less K = $15,001 to $50,000 L $50,001 to $100,000 M $100,00 l to $250,000 N $250,001 to $500,000= = =

0 $500,001 to $1,000,000 P =over $1,000,000 =

3. Value Method Codes: Q =Appraisal R =Cost (real estate only) S = Assessment T = Cash/market U = Book value V Other=

W Estimated=

exempt

B.

VII.


INVESTMENTS AND TRUSTS -- income, value, transactions

A. c.

Gross Value

D.

Transactions duringDescription Income


If not from

p is closure

Place "(X)" after each asset exempt prior dis-

closure

Amt. Code 1

(A-H)

Type (e.g., div.)

Value Code2 (J-P)

Value Method Codc3

(Q-W)

Type (e.g., sold)

Date: Month-Day

Value Code2

(J-P)

Gain Code1

(A-H)


Univ. of Pennsylvania Charitable Gift Annuity

A Int. K T

I. Income/Gain Codes: A= $1,000 or less B =$I ,00 I to $2,500

C = $2,501 to $5,000 D = $5,001 to $15,000 E = $15,00 I to $50,000

F = $50,001 to $100,000 G = $100,00 I to $1 million H =over$ 1 ,000,000

2. ValueCodes: J=$15,000orless K=$15,001to$50,000

L =$50,001 to $100,000 M = $100,001 to $250,000 N =$250,001 to $500,000

0 $500,001 to $1,000,000 P =over $1,000,000=

3. Value Method Codes: Q =Appraisal R =Cost (real estate only) S Assessment T = Cash/market lJ =Book value V = Other =

W = Estimated

FINANCIAL DISCLOSURE REPORT

Page 5of6

Name of Person Rc1mrting


Date of Report

05/15/2010

VIII. ADDITIONAL 11\"FORMA TJON OR EXPLANATIONS. (/ndiwepdfla[Repart.)

The Vanguard Municipal Bond Funds in VII have checking account features and were used for various transactions throughout the year.

flNANCIAL DISCLOSURE REPORT

Page 6of6

Name nf Person Reporting


Oate of Report

05/15/2010

IX. CERTIFICATION.

I certify that all information gh·rn abo\·r (inrludiug information pcrlaining to my spouse and minor or depend ent children1 if any) is accurate, true, and complete t() the best or my knowledge and belier. and thal any information not reported was withhelll herau.<e it met applicable stalulor · provi<ion< permitting non-disclosure.

I forth.r crrtiry that earned income from outside employmeut and honorari:i and the arrtptance of gifts which h:we been reported are in compli;rnce with thr pro,isions ofS U.S.C. app. § 501 el. seq., S l'.S.C. § 7353, mid Judicial Conference regulations.

Signature__

NOTE: /\NY INDIVIDUAL WHO KNOWINGLY AND WILFl!LL\" F/\LSIFlES OR FAILS TO FILE TlllS REPOHT J\IAY lH: SUBJECT TO CJ\"IL AND CRIMINAL SANCrIONS (5 ll.S.C. app. § 10 )

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the: United States Courts

Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Sloviter, Dolores - Judicial Watch...Sloviter, Dolores K. Appeals for the Third 05/15/2010 i. Title f:\1t1dt Ill JUd-s in.i1cate acrn c or L·n11)f 3tHtis. 5a. R'port Type (check apprniniate

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