Regulation a how much money can you raise

www.TheSecuritiesAttorneys.com

Reg A – How Much Money Can

You Raise?

Disclaimer

This is not legal or investment advice of any kind

Seek competent advice from qualified attorneys and investment bankers

Your situation may vary

The more you know about finance and business, the more you can profit


The new Regulation A has

two tiers with different

requirements

Tier 1 allows you to raise up to $20 million

You do not need

audited financial

statements

But you do have

to comply with state securities

laws and regulations

Tier 2 allows you to raise up to $50 million

You need audited

financial statements for

the last two full years

The audit must be to AICPA or PCAOB (Public Company

Accounting Oversight Board)

standards

Tier 2 issuers are required to file

annual, semiannual, and current reports

with the SEC

Except for securities to

be listed on a national securities exchange, Tier 2 investors must either be accredited

investors or be subject to certain

limitations on their investment

Tier 1: annual offering limit of

$20 million, including no more than $6 million on behalf of selling security holders

that are affiliates of the issuer.

Tier 2: annual offering limit of

$50 million, including no more

than $15 million on behalf of selling security holders

that are affiliates of the issuer

Tier 2 unaccredited investors can

purchase no more than 10% of the

their income or net worth or 10% of

the greater of annual revenue or net assets at fiscal

year end for entities


Want to know more? – email me at John.Lux@ Securities-Law.info

(240) 200-4529

John E. Lux was in

the top 5% of authors on

Slideshare in 2014 and has

been quoted by Bloomberg as an expert on reverse

mergers


To learn more, go to

Www. TheSecuritiesAttorneys.com

and get a free copy of our book

“How to Go Public”

Regulation a how much money can you raise

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