PLEASE READ THIS DOCUMENT CAREFULLY BEFORE AGREEING … · 10. In case of Merchant Navy NRl‘s, Mariners declaration or certiﬁed copy of CDC (Continuous Discharge Certiﬁcate)

PLEASEREADTHISDOCUMENTCAREFULLYBEFOREAGREEINGTOITSCONTENTSANDENSUREALLTHEDETAILSPROVIDEDARECORRECT.

LoginID CRN

DepositoryService CDSL NSDL

1 2083300

ForAccountOpeningTeamPurpose

ProcessEmployeeCode&NameProcessEmployeeCode&Name

Pre-AuditMaker DateEntryMaker

Pre-AuditChecker DateEntryChecker

NSDL-ClientID

CDSL-ClientID IN304158

Documentdetailingtherate/amountofbrokerageandotherchargesleviedontheclientfortradinganddemataccount.

PartII-Documentcapturestheadditionalinformationabouttheconstituent.

SR.NO. NAMEOFTHEDOCUMENT BRIEFSIGNIFICANCEOFTHEDOCUMENT PAGENOS.

SECTION-A-MANDATORYDOCUMENTSASPRESCRIBEDBYSEBIANDEXCHANGES

5-9

INDEX OF DOCUMENTS

PartI-KYCform-Documentcapturesthebasicinformationabouttheconstituentandtheinstructionandguidelines.

11-13

Declaration/Consent

Tariffsheet

15-16

17

19

RiskProfilingoftheclient

ClientDeclaration/Consent

IncludedinClientCopy

DocumentstatingtheRights&Obligationsofstockbroker/tradingmember,sub-brokerandclientfortradingonexchanges(includingadditional rights & obligations in case of internet / wirelesstechnologybasedtrading).

Rights and Obligations of Beneficial Owner and DepositoryParticipantasprescribedbySEBIandDepositories.

AccountOpeningForm

RiskProfiler

RiskDisclosureDocument(RDD)

Guidancenote

PoliciesandProcedures

Rights&ObligationsofStockBrokers,Sub-Broker&Clients

Rights&ObligationsofBeneficialOwner&DepositoryParticipant

Documentdetailingdo’sanddon’tsfortradingonexchange,fortheeducationoftheinvestors.

1.

2.

3.

5.

6.

7.

8.

9.

Documentdetailingrisksassociatedwithdealing in thesecuritiesmarket.

SECTION-B - VOLUNTARY DOCUMENTS - AS PROVIDED BY STOCK BROKER/ DEPOSITORY PARTICIPANT / DISTRIBUTOR

1. PowerofAttorney

2. AuthorisationLetter/StandingInstructions

3. Terms&ConditionsForDistributionofSecurities

A.AvailingMutualFundServiceSystem(MFSS) facility/BSEStAR MUTUAL FUND (hereinafter jointly referred to “Mutual FundTransactionFacilities”)B.AuthorizationforSystematicInvestmentinMutual Fund /Securities C.Running Account AuthorisationD.AuthorisationforReceiptofContractNotesandOtherdocumentsin Digital Mode E.Authorisation for Online Trading SoftwarePassword.

Terms&ConditionsforDistributionofSecurities

VoluntaryandLimitedpurposePOAforoperationalrequirements.

4. Formats Formatsofboardresolution,partnershipdeclaration,declarationofbeneficialowners&hufdeclearation

5. Acknowledgement

ClientAcknowledgementCopy

30-33

37-39

34-36

40-42

44

1

FATCA,CRSandUBO 20-28FATCA,CRSandUBO&SupplementryKYCinformation

4.

10. Documents describing significant policies and procedures of IIFLWealthManagementLimited(IIFLW)relatedtoTradingAccountoftheclient.

For any grievance/dispute please contact stock broker IIFL Wealth Management Limited at the above address or email [email protected] and Phone no. 91-22 39585600. In case not satisfied with the response, please contact the concerned exchange(s) [email protected]/[email protected]/02261363100.

2

1. SelfattestedcopyofPANcardismandatoryforallclients,includingPromoters/Partners/Karta/Trusteesandwholetimedirectorsandpersonsauthorizedtodealinsecuritiesonbehalfofcompany/firm/others.

2. KYCnumberofapplicantismandatoryforupdate/changeofKYCdetails.3. Forparticularsectionupdate,pleasetick(P)intheboxavailablebeforethesectionnumberandstrikeoffthesectionsnotrequiredtobe

updated.4. Copiesofalldocuments thataresubmittedneed tobecompulsorilyself-attestedby theapplicantandaccompaniedbyoriginals for

verification.Incasetheoriginalofanydocumentisnotproducedforverification,thenthecopiesshouldbeproperlyattestedbyentitiesauthorizedforattestingthedocuments,asperthelistmentionedunder[I].

5. Ifanyproofofidentityoraddressisinaforeignlanguage,thentranslationintoEnglishisrequired.6. Name&addressoftheapplicantmentionedontheK)/Cform,shouldmatchwiththedocumentaryproofsubmitted.7. Ifcorrespondence&permanentaddressesaredifferent,thenproofsforbothhavetobesubmitted.8. Soleproprietormustmaketheapplicationinhisindividualname&capacity.9. Fornon-residentsandforeignnationals,(allowedtotradesubjecttoRBIandFEMAguidelines),copyofpassport/PlOCard/OClCardand

overseasaddressproofismandatory.10. IncaseofMerchantNavyNRl‘s,MarinersdeclarationorcertifiedcopyofCDC(ContinuousDischargeCertificate)istobesubmitted.11. ForopeninganaccountwithDepositoryparticipantorMutualFund,foraminor,photocopyoftheSchoolLeavingCertificate/Marksheet

issuedbyHigherSecondaryBoard/PassportofMinor/BirthCertificatemustbeprovided.12. Forforeignentities,CINisoptional;andintheabsenceofDINno.forthedirectors,theirpassportcopyshouldbegiven.B. Clarification/Guidelinesonfilling‘IdentityDetails’section 1. Name:PleasestatethenamewithPrefix(Mr/Mrs/Ms/Dr/etc.).ThenameshouldmatchthenameasmentionedintheProofofIdentity

submittedfailingwhichtheapplicationisliabletoberejected. 2. Eitherfather'snameorspouse‘snameistobemandatorilyfurnished.IncasePANisnotavailablefather’snameismandatory.C. Clarification/Guidelinesonfillingdetailsifapplicantresidencefortaxpurposesinjurisdiction(s)outsideIndia 1. TaxidentificationNumber(TIN):TINneednotbereportedifithasnotbeenissuedbythejurisdiction,However,ifthesaidjurisdictionhas

issuedahighintegritynumberwithanequivalentlevelofidentification(a“Functionalequivalent"),thesamemaybereported.Examplesofthattypeofnumberforindividualinclude,asocialsecurity/insurancenumber,citizen/personalidentification/senricescode/number,andresidentregistrationnumber)

D. ClarificationIGuidelinesonfilling‘ProofofIdentity[Pol]’section.ifPANCardcopyisnotenclosed/ForPANexemptInvestors 1. Ifdrivinglicensenumberorpassportisprovidedasproofofidentitythenexpirydateistobemandatorilyfurnished. 2. Mentionidentification/referencenumberif‘Z—Others(anydocumentnotifiedbythecentralgovernment)’isticked. 3. Othersincludes—Utilitybillwhichisnotmorethantwomonthsoldofanysen/iceprovider(electricity,telephone,post-paidmobile

phone, piped gas, water bill); Bank account or Post Office savings bank account statement; Documents issued by GovernmentdepartmentsofforeignjurisdictionsandletterissuedbyForeignEmbassyorMissioninIndia;Identitycardwithapplicant'sphotographandaddressissuedbyanyofthefollowing:CentrallStateGovernmentDepartments,Statutory/RegulatoryAuthorities,PublicSectorUndertakings,ScheduledCommercialBanks,PublicFinancialInstitutions,CollegesaffiliatedtoUniversities,ProfessionalBodiessuchasICAI,ICWAI,ICSI,BarCouncil,etc.,totheirMembers;andCreditcards/DebitcardsissuedbyBanks.

4.Proofofaddress issuedbyanyof the following:BankManagersofScheduledCommercialBanks/ScheduledCo-OperativeBank/MultinationalForeignBanks/GazettedOfficer/Notarypublic/ElectedrepresentativestotheLegislativeAssembly/Parliament/DocumentsissuedbyanyGovt.orStatutoryAuthority.

5.ForFPI,PowerofAttorneygivenbyFPItotheCustodians(whicharedulynotarizedand/orapostiledorconsularised)thatgivestheregisteredaddressshouldbetaken.

6.Theproofofaddressinthenameofthespousemaybeaccepted. 7. POA for Resident Individual Constituent opting for only Equity Segment under Saral KYC Form would be obtained vide SEBI

CIR/MIRSD/1/2015datedMarch04,2015.E. Clarification/Guidelinesonfilling‘ProofofAddress[PoA]section 1. PoAtobesubmittedonlyifthesubmittedPoldoesnothaveanaddressoraddressasperPolisinvalidornotinforce. 2. State/U.TCodeandPin/PostCodewillnotbemandatoryforOverseasaddresses. 3. Othersincludes—Utilitybillwhichisnotmorethantwomonthsoldofanysen/iceprovider(electricity,telephone,post-paidmobile

phone, piped gas, water bill); Bank account or Post Office savings bank account statement; Documents issued by GovernmentdepartmentsofforeignjurisdictionsandletterissuedbyForeignEmbassyorMissioninIndia;Identitycardwithapplicant'sphotographandaddressissuedbyanyofthefollowing:CentrallStateGovernmentDepartments,Statutory/RegulatoryAuthorities,PublicSectorUndertakings,ScheduledCommercialBanks,PublicFinancialInstitutions,CollegesaffiliatedtoUniversities,ProfessionalBodiessuchasICAI,ICWAI,ICSI,BarCouncil,etc.,totheirMembers;andCreditcards/DebitcardsissuedbyBanks.

4.Proofofaddress issuedbyanyof the following:BankManagersofScheduledCommercialBanks/ScheduledCo-OperativeBank/MultinationalForeignBanks/GazettedOfficer/Notarypublic/ElectedrepresentativestotheLegislativeAssembly/Parliament/DocumentsissuedbyanyGovt.orStatutoryAuthority.

5.ForFPI,PowerofAttorneygivenbyFPItotheCustodians(whicharedulynotarizedand/orapostiledorconsularised)thatgivestheregisteredaddressshouldbetaken.

6.Theproofofaddressinthenameofthespousemaybeaccepted. 7. POA for Resident Individual Constituent opting for only Equity Segment under Saral KYC Form would be obtained vide SEBI

CIR/MIRSD/1/2015datedMarch04,2015.

Instructions/Guidelines for filling KYC Application Form

A. General Instructions:

3

1. Additionaldocumentsincaseoftradinginderivativessegments-illustrativelist:(anyoneofbelow)

CopyofAnnualAccounts

Networthcertifcate

Bankaccountstatementforlast6months

Selfdeclarationwithrelevantsupportingdocuments.

CopyofITRAcknowledgement

Incaseofsalaryincome-SalarySlip,

CopyofForm16

Copyofdemataccountholdingstatement.

Anyotherrelevantdocumentssubstantiating

ownershipofassets.

*Inrespectofotherclients,documentsasperriskmanagementpolicyofthestockbrokerneedtobeprovidedbytheclientfromtimetotime.2. Copyofcancelledchequeleaf/passbook/bankstatementspecifyingnameoftheconstituent,MICRCodeor/andIFSCCodeofthebank

shouldbesubmitted.

3. DematmasterorrecentholdingstatementissuedbyDPbearingnameoftheclient.

4. Allcommunicationshallbesentatthecorrespondenceaddress/mobilenumber/e-mailIDoftheSole/FirstHolderonly.

5. ThumbimpressionsandsignatureotherthanEnglishorHindioranyof theother languagenotcontain inthe8thScheduleof theConstitutionofIndiamustbeattestedbyaMagistrateoraNotaryPublicoraSpecialExecutiveMagistrate.

6. Tradinga/ccannotbeopenedinjointnames.

7. Allcorrectionsontheformshouldbecountersignedwithfullsignature.Whiteinkisnotallowedeitherinformorauthorization

NOTES :

Pleasenotethatthemodeofpaymentshouldbeonlybywayofaccountpayeecrossedcheques/Demanddraftinfavourof“IIFLWealthManagementLtd.-(Client’sLoginid)”.Nocashreceiptspaymentswillbeentertainedforanytransactionsmadebytheclient.IIFLWwillnotberesponsibleforanykindofclaimsraisedbytheclientsregardingpaymentmadeincash.MobilenumberiscompulsoryforopeningofDemat/TradingaccountwithIIFLW.Incaseofchangeinmobilenumberanytimeafteropeningofthisaccount,forpostpaidconnectionitismandatorytosubmitthephotocopyofthelatest/last2monthsmobilebillandforprepaidconnectionclientmustpersonallyvisitthebranch/FAN’salongwiththeirIDproof(eg.PANCard/DrivingLicence/Passport/ElectionVoterID)andgetthesameverified.

1.HDFCBANK 2.ICICIBANK

4.CITIBANKN.A 6.YESBANK

LISTOFDESIGNATEDDEPOSITORYPARTICIPANTS

LISTOFDESIGNATEDBANKS

3.AXISBANK

5.BANKOFBARODA

1.IIFLWealthManagementLtd.

NOTE:IIFLWreservestherighttomakeanymodifcations

intheabovelists.

We refer to circular no. SEBI / MRD / SE / Cir.42 / 2003 dated19/11/2003 issued by Securities and ExchangeBoard of India inconnection with the above and in terms of the said circular wedisclosethatwehaveundertakenproprietarytrading,arbitrageaswell as investment business on our account in addition to Clientbasedbusiness.

TOCLIENT:

DISCLOSUREOFPROPRIETARYTRADINGBYBROKER

OTHER INFORMATION ABOUT IIFLW

F. ClarificationIGuidelinesonfilling‘Contactdetails’section 1. Please mention two- digi t country code and 10 dlgi t mobi le number (e .g . for Indian mobi le number

mention91-9999999999). 2. Donotadd‘O’inthebeginningofMobilenumber.G. ClarificationIGuidelinesonfilling‘RelatedPersondetails-ProofofIdentity[Pol]ofRelatedPerson’section 1. Mentionidentification/referencenumberif‘Z-Others(anydocumentnotifiedbythecentralgovernment)‘isticked.H. ForreceivingstatementofaccountinelectronicForm: I. ClientmustensuretheconfidentialityofthepasswordoftheEmailaccount/Mobile. II. ClientmustpromptlyinformIIFLWealthManagementLtd.(IIFLW)iftheemailaddresshaschanged. III.Clientmayopttoterminatethisfacilitybygiving10dayspriornotice.SimilarlyIIFLWealthManagementLtd.mayalsoterminatethis

facilitybygiving7dayspriornoticeI. Strikeofwhicheverisnotapplicable.

4

TYPESOFENTITY DOCUMENTARYREQUIREMENTS

Corporate

Partnershipfrm/LLP

Trust

HUF

Unincorporated

associationora

bodyofindividuals

Banks/Institutional

ForeignInstitutional

Investors(FII)

Army/Government

Bodies

RegisteredSociety

ADDITIONAL DOCUMENTS TO BE OBTAINED OVER & ABOVE THE POI & POA, AS MENTIONED BELOW:

•Copyofthebalancesheetsforthelast2financialyears(tobesubmittedeveryyear).

• Copy of latest share holding pattern including list of all those holding control, either directly or indirectly, in the company in terms of SEBI takeover Regulations, duly certified by the companysecretary/Wholetimedirector/MD(tobesubmittedeveryyear).

•Photograph,POI,POA,PANandDINnumbersofwholetimedirectors/twodirectorsinchargeofdaytodayoperations

•Photograph,POI,POA,PANofindividualpromotersholdingcontrol-eitherdirectlyorindirectly.

• POI and POA of the natural person as per declaration submitted for identification of beneficial owner. (Not applicable in case client or controlling owner is a listed company or is a majorityownedsubsidiaryoflistedcompany)

•CopiesoftheMemorandumandArticlesofAssociationandcertificateofincorporation.

•CopyoftheBoardResolutionforinvestmentinsecuritiesmarket.

•Authorisedsignatorieslistwithspecimensignatures.


•Certificateofregistration(forregisteredpartnershipfirmsonly).

•Copyofpartnershipdeed.•Authorisedsignatorieslistwithspecimensignatures.

•Photograph,POI,POA,PANofPartners.

•POIandPOAofthenaturalpersonasperdeclarationsubmittedforidentificationofbeneficialowner.


•Certificateofregistration(forregisteredtrustonly).•CopyofTrustdeed.

•Listoftrusteescertifiedbymanagingtrustees/CA.


•PANofHUF.•DeedofdeclarationofHUF/Listofcoparceners.

•Bankpass-book/bankstatementinthenameofHUF.•Photograph,POI,POA,PAN.

•ProofofExistence/Constitutiondocument.POA,PANofKarta.

•Resolutionofthemanagingbody&PowerofAttorneygrantedtotransactbusinessonitsbehalf.

•Authorizedsignatorieslistwithspecimensignatures.


•Copyoftheconstitution/registrationorannualreport/balancesheetforthelast2Investorsfinancialyears.


•CopyofSEBIregistrationcertificate.


•Self-certificationonletterhead.


•CopyofRegistrationCertificateunderSocietiesRegistrationAct.

•ListofManagingCommitteemembers.

•Committeeresolutionforpersonsauthorisedtoactasauthorisedsignatorieswithspecimensignatures.

•TruecopyofSocietyRulesandByeLawscertifiedbytheChairman/Secretary.

5

PART - I - KYC AND ACCOUNT OPENING FORM - FOR NON - INDIVIDUAL

3. TYPE OF ACCOUNT (FOR DEMAT)

BodyCorporate FI/FPI CMTrust

Others(Pleasespecify)

MutualFund HUF AOP Bank

1 IDENTITY DETAILS

PAN (MANDATORY)

NameofApplicant(PleasewritecompletenameasperCertifcateofIncorporation/Registration;leavingoneboxblankbetween2words.PleasedonotabbreviatetheName).

DateofIncorporation Placeofincorporation

RegistrationNo.(e.g.CIN) DateofCommencementofBusiness

Bank GovernmentBody Non-GovernmentOrginazation DefenseEstablishment

PrivateLimitedCompany PublicLimitedCompany BodyCorporate PartnershipStatus

Trust/Charities/NGO FPI__________________ HUF AOPPleasetick(anyone)

BOI Society LLP Other (pleasespecify)

4. GST Registered (Goods and Services Tax) Yes No

GSTINNo.IfGSTRegistered) Note:ProofofGSTregistrationisrequiredifselectedYES

TheGoodsandServiceTaxNumber(GSTN)iscorrectandIIFLAMCwillnotberesponsibleforveri�icationofGSTNIftheGSTNnotprovided,itwillbeconsideredasunregisteredandwillbeunabletoclaimtheinputtaxcreditonthefeesandchargespaid.

FaxNo.

Tel(Off)

Email

5. CONTACT DETAILS

Mobile

Tel(Res)

RegisteredAddress

(Ifdifferentfromabove)

City/Town PINCode

ProofofaddresstobeprovidedbyApplicant.(PleasesubmitselfcertifiedcopyofANYONEofthefollowingvaliddocuments)

DocumentNo. DateofIssue PlaceofIssue

IssuingAuthority Validity/Expirydateofproofofaddresssubmitted

CorrespondenceAddress

City/Town PINCode

State Country

State Country

Anyotherproofofaddressdocument(aslistedinaddtionaldocumentspage) (Notmorethan3Monthsold.)

LatestTelephoneBill(onlyLandLine) LatestElectricityBill LatestBankA/cStatement/Passbook RegisteredLease/SaleAgreementofOffcePremises

2. ADDRESS DETAILS

(Aadhar card is mandatory for all the Authorised Signatories/Partners/Designated Partners/Trustees/Members of theentityholdingaccountwithus)

6

124

stSignature/ThumbImpressionof1 Applicant

[Signature/ThumbImpression]Date

Place

a)IncomeRangeperannum:

b)NetworthRs.____________ason(Networthshouldnotbeolderthanoneyear)

BelowRs.1,00,000

Rs.1,00,001toRs.5,00,000 Rs.5,00,001toRs.10,00,000

D DM M Y Y Y Y

Rs.10,00,001toRs.25,00,000MorethanRs.25,00,001OR

6. GROSS ANNUAL INCOME

Business-NatureofBusiness_________________________________ Others(plsspecify)______________________________

Whetheryouwishtoavailtheinternettradingfacility(pleasespecify)_________________________________

Pleasetick,ifapplicable,foranyofyourauthorizedsignatories/Promoters/Partners/Karta/Trustees/wholetimedirectors:

PoliticallyExposedPerson(PEP) RelatedtoaPoliticallyExposedPerson(PEP)NA

7. OCCUPATION DETAILS

a)DINofwholetimedirectors:(PleaseusetheAnnexuretofillinthedetails)b)AadhaarnumberofPromoters/Partners/Karta:(PleaseusetheAnnexuretofillinthedetails)

2.

Name,PAN,DIN/UID,residentialaddressandphotographsofPromoters/Partners/Karta/Trustees/wholetimedirectors(PleaseusetheAnnexuretofillinthedetails)

1.

8. OTHER DETAILS (Please see guidelines)

IherebydeclarethatthedetailsfurnishedabovearetrueandcorrecttothebestofmyknowledgeandbeliefandIundertaketoinformyouofanychangestherein,immediately.Incaseanyoftheaboveinformationisfoundtobefalseoruntrueormisleadingormisrepresenting,Iamawarethat Imaybeheld liable for it. Iherebydeclare that Iamnotmaking thisapplication for thepurposeofcontraventionofanyAct.Rules,Regulationsoranystatuteoflegislationoranynotifications/directionsissuedbyanygovernmentalorstatutoryauthorityfromtimetotime.I/Weherebyauthoriseyoutokindlyupdate/modifyKRA/CKYCbasisthedocumentssubmittedandalsotoupdatetheaccountdetailsbasisanychangesdoneonKRA/CKYC.I/Weherebyprovidemy/ourconsentinaccordancewithAadhaarAct,2016andregulationsmadethereunder,for(i)collecting,storingandusage(ii)validating/authenticatingand(ii)updatingmy/ourAadhaarnumber(s)inaccordancewiththeAadhaarAct,2016(andregulationsmadethereunder)andPMLA.

IherebyconsenttoreceivinginformationfromCentralKYCRegistrythroughSMS/Emalontheaboveregisterednumber/emailaddress.

9. APPLICANT DECLARATION

7

PART- I - KYC AND ACCOUNT OPENING FORM - GUARDIAN (IN CASE SOLE HOLDER OF DEMAT ACCOUNT IS MINOR)PART- I - KYC AND ACCOUNT OPENING FORM - GUARDIAN (IN CASE HOLDER IS MINOR)

CKYCNumberPANNumber(mandatory)

AadhaarCard(mandatory)

PassportExpiryDatePassportNumber

(SelfCertifiedcopyofanyoneoftheabovementionedneedstobesubmittedtwowordsIdentity&Addressproofseparately)

PROOFS SUBMITTED FOR IDENTITY & ADDRESS3.

1. PERSONAL DETAILS

Name(sameasIDproof)

Maiden Name(Ifany)

Father/SpouseName

MotherName

MiddleName LastNameFirstNamePrefix

Married Unmarried OthersMaritalS tatus

Male Female TransgenderDateofBirth Gender

IN-Indian Others-Country_______________CountryCodeCitizenship

ForeignNational PersonofIndianOriginResidentResidentialStatus NonResident

OccupationType Service PrivateSector PublicSector ProfessionalGovernmentSector Others

SelfEmployed Retired Housewife Student Business NotCategorised

Whetheryouwishtoavailtheinternettradingfacility Yes No

Pleasetick,ifapplicable PoliticallyExposedPerson(PEP) NARelatedtoaPoliticallyExposedPerson(PEP)

13

PleaseaffixtherecentpassportsizePhotographand

signacrossit

2. ADDRESS DETAILS

2.1 CURRENT / PERMANENT / OVERSEAS ADDRESS DETAILS

Line1

Line2

City/Town/VillageLine3

State/UTCodeZip/PostCode asperIndianMotorVehicleAct,1988District

Country CountryCode asperISO3166State/UT

AddressType Residential/Business Residential Business RegisteredOffice Unspecified

2.2 CORRESPONDENCE / LOCAL ADDRESS DETAILS

Line1

Line2


State/UTCodeZip/PostCode asperIndianMotorVehicleAct,1988District

Country CountryCode asperISO3166State/UT

AddressType Residential/Business Residential Business RegisteredOffice Unspecified

8

23

stSignature/ThumbImpressionof1 Applicant

[Signature/ThumbImpression]Date

Place

a)IncomeRangeperannum BelowRs.1,00,000

Rs.1,00,001toRs.5,00,000 Rs.5,00,001toRs.10,00,000

b)NetworthRs.____________ason(Networthshouldnotbeolderthanoneyear)D DMMY Y Y Y

Rs.10,00,001toRs.25,00,000MorethanRs.25,00,001OR

5. GROSS ANNUAL INCOME

7. APPLICANT DECLARATION

I/Weacknowledgeandconfirmthattheinformationprovidedaboveistrueandcorrecttothebestofmy/ourknowledgeandbelief.Incaseanyoftheabovespecifiedinformationisfoundtobefalseoruntrueormisleadingormisrepresenting,I/Weam/areawarethatI/Wemaybeliableforit I/Weherebyauthorize IIFLWealthManagementLimitedtodisclose,share,remitinanyform,modeormanner,all/anyoftheinformationprovidedbyme/us,includingallchanges,updatestosuchinformationasandwhenprovidedbyme/ustoassociatesofIIFLGroup,issuers, brokers, banks andother relevantparties ('theAuthorizedParties') or any Indianor foreign governmental or statutoryor judicialauthorities/agenciesincludingbutnotlimitedtotheFinancialIntelligenceUnit-India(FIU-IND),thetax/revenueauthoritiesinIndiaoroutsideIndiawhereveritislegallyrequiredandotherinvestigationagencieswithoutanyobligationofadvisingme/usofthesame,Further,I/WeauthorizetosharethegiveninformationtootherAuthorisedPartiestofacilitatesinglesubmission/updation&forotherrelevantpurposes,I/Wealsoundertaketokeepyouinformedinwritingaboutanychanges/modificationtotheaboveinformationinfuturepromptly,i.e.,within30daysandalsoundertaketoprovideanyotheradditionalinformationasmayberequiredatyourend,Asmayberequiredbydomesticoroverseasregulators/taxauthorities,I/WeauthorizetheAuthorisedPartiestowithholdandpayoutanysumsfromyouraccountorcloseorsuspendyouraccount(s)withoutanyobligationofadvisingmeofthesame.I/Weherebyauthoriseyoutokindlyupdate/modifyKRA/CKYCbasisthedocumentssubmitted

IherebydeclarethatthedetailsfurnishedabovearetrueandcorrecttothebestofmyknowledgeandbeliefandIundertaketoinformyouofanychangestherein,immediately.Incaseanyoftheaboveinformationisfoundtobefalseoruntrueormisleadingormisrepresenting,IamawarethatImaybeheldliableforit.IherebydeclarethatIamnotmakingthisapplicationforthepurposeofcontraventionofanyAct.Rules,Regulationsoranystatuteoflegislationoranynotifications/directionsissuedbyanygovernmentalorstatutoryauthorityfromtimetotime.

I/Weherebydeclarethati/weareFit&Properpersonasperregulation20ofSECCregulation2012forexecutingtransactionsinthesecuritiesofthelistedexchanges.I/Weherebyprovidemy/ourconsentinaccordancewithAadhaarAct,2016andregulationsmadethereunder,for(i)collecting,storingandusage(ii)validating/authenticatingand(ii)updatingmy/ourAadhaarnumber(s)inaccordancewiththeAadhaarAct,2016(andregulationsmadethereunder)andPMLA.

IherebyconsenttoreceivinginformationfromCentralKYCRegistrythroughSMS/Emailontheaboveregisterednumber/emailaddress.

4. CONTACT DETAILS

FaxNo.

Mobile

Tel(Off) Tel(Res)

Email

AddressinthejurisdictionwhereapplicantisresidentoutsideIndiaforTaxpurpose

CountryofJurisdictionofResidence CountryCodeofJurisdictionofResidence asperISO3166

TaxIdentificationNumberorequivalent(Ifissuedbyjurisdiction)

CountryofBirthPlace/CityofBirth CountryCode asperISO3166

State/UT Country CountryCode asperISO3166

Line1

Line2


Zip/PostCodeDistrict State/UTCode asperIndianMotorVehicleAct,1988

6. FATCA/CRS INFORMATION (tick If Applicable) A. Residence for Tax Purposes in Jurisdiction(s) outside India B. Not Applicable

AdditionalDetailsRequired(mandatoryonlyifaboveoption(A)isticked)

9

DETA

ILS

OF P

RO

MO

TER

S/PA

TN

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S/K

ARTA

/TR

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WH

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OR

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FO

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NO

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KY

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NO

N-I

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IVID

UA

L -

AN

NEXU

RE

Nam

e

PAN

Resi./

Reg

d.A

ddress

DIN

(Fo

rDirectors)

DIN

(Fo

rDirectors)

DIN

(Fo

rDirectors)

DIN

(Fo

rDirectors)

DIN

(Fo

rDirectors)

Photograp

h

UID(Fo

rOthers)

UID(Fo

rOthers)

UID(Fo

rOthers)

UID(Fo

rOthers)

UID(Fo

rOthers)

Whether

Politica

lly

Exp

osed

Relationsh

ip

withapplica

nt

(i.e.P

romoters,

Ben

efciary/

Wholetim

e

Directors,etc.)

PEP

RPEP

N.A.

PEP

RPEP

N.A.

PEP

RPEP

N.A.

PEP

RPEP

N.A.

PEP

RPEP

N.A.

Nam

eofA

pplica

nt

PANoftheApplica

nt

Nam

e&SignatureoftheAuthor

ised

Signator

y(ies)

PEP:P

olitica

llyExp

osedPerso

nRPEP:R

elated

toPolitica

llyExp

osedPerso

n

224

Sr.

No.

1.

2.

3.

4.

5.

Date:

DIN

ofwholetim

e

directors/A

adhaar

numberof

Pro

moters/P

artners

/Karta

Pleasesign

across

thePhotog

raph

Pleaseaffix

therecentpassport

sizePhotograp

hand

sign

acrossit

DDM

MY

YY

Y

Pleasesign

across

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INTENTIONALLYLEFTBLANK

11

PART II - ACCOUNT OPENING FORM

1. APPLICANT NAME

PANFirstSignatory

SecondSignatory PAN

ThirdSignatory PAN

5. DEPOSITORY SERVICE

For HUF, Association of persons (AOP), Partnership Firm, Unregistered Trust, etc, although the account is opened in the name ofthenaturalpersons,thenameandPANoftheHUF,AOP,PartnershipFirm,UnregisteredTrustetc.shouldbeasmentionedabove

Name PAN

I/WewishtoopenDepositoryAccountwith CDSL:12083300NSDL:IN304158

DPName

CDSLNSDL

DPID:IN BeneficiaryAccountNo.

DPName

BeneficiaryAccountNo.

2. EXISTING DEPOSITORY ACCOUNT DETAILS

BankA/cNo. IFSCCode

TypeofA/c

BankNameAddress

SavingsCurrentNRENROOthersMICRCode

4. EXISTING / EXTERNAL BANK ACCOUNT DETAILS

Yes No

b.I/Weauthoriseyoutoreceivecreditsautomaticalyintomy/ouraccount Yes No

a.AccounttobeoperatedthroughPowerofAttorney(PoA)

c.I/Wewishtoreceivedividend/interestdirectlytomy/ourbankaccountgivenhereinthroughECS Yes No

d.AccountStatementRequirement Daily Weekly Fortnightly Monthly(Defaultoptionismonthly)

I/WedonotrequiretheDeliveryInstructionSlip(DIS)forthetimebeing,sinceI/WehaveissuedPowerofAttorneyinfavourof IIFLWealthManagementLtd. (IIFLW) forexecutingdelivery instructions for settling transactionsexecutedthrough(IIFLW)However,theDISbookletshouldbeissuedtome/usimmediatelyonmy/ourrequestatanylaterdate. Yes No

6. STANDING INSTRUCTIONS (FOR DEMAT ACCOUNT)

Ifinfuture,youwanttotradeonanynewsegment/newexchange,seperateauthorisation/lettershouldbesubmittedtoIIFLW.

NSE BSE

CapitalMarketSegment

NameoftheExchangeNameoftheSegment

324

424

Futures&Options

CurrencyDerivatives

Debt

MFSS/BSEStAR

524

624

724

824

924

1024

1124

1224

STOCKEXCHANGE(S)&SEGMENTONWHICHYOUWISHTOTRADE:(Pleasesignintherelevantboxeswhereyouwishtotrade.TheSegmentnotchosenshouldbestruckoffbyyou.)

7. TRADING PREFERENCE

BankA/cNo. IFSCCode

TypeofA/c

BankNameAddress

Savings Current NRE NRO OthersMICRCode

3. POA BANK ACCOUNT DETAILS

12

CopyofITRacknowledgement Copyofannualaccounts CopyofForm16 Networthcertifcate

Bankaccountstatementforlast6months Copyofdemataccountholdingstatement

Anyotherrelevantdocumentssubstantiatingownershipofassets.

PROOF OF FINANCIAL DETAILS (MANDATORY IN CASE OF DERIVATIVES/ CURRENCY) ANY ONE10.

AuthorisedSignatory

SIGNATURE 1324

IwouldliketoreceivethebelowdocumentsthroughPhysicalElectronicMode

1.RightsandObligations2.UniformRiskDisclosuredocuments3.Do’sandDon't’s4.Allothercommunications

11. COMMUNICATION MODE

Mobile3 Onetimeveri�icationcall

Mobile1 Dayendtransactioncon�irmation Transactionauthorisation(forPOAcasesonly)

Mobile2 Dayendtransactioncon�irmation Transactionauthorisation(forPOAcasesonly)

Transactionauthorisation(forPOAcasesonly)Dayendtransactioncon�irmation

Transactionauthorisation(forPOAcasesonly)Dayendtransactioncon�irmation

E-mail1 :

E-mail2 :

E-mail3 :

Dayendtransactioncon�irmation Transactionauthorisation(forPOAcasesonly)

NameofPersonforveri�icationcall_______________________________________________________________________________________________________________________

12. CONTACT DETAILS

Whetherdealingwithanyotherstockbroker/sub-broker(ifcasedealingwithmultiplestockbrokers/sub-brokers,providedetailsofall)

8. DEALINGS THROUGH STOCK BROKERS AND OTHER SUB-BROKERS

Ifclientisdealingthroughthesub-broker,providethefollowingdetails

Stockbroker’sName&Code

Registeredofficeaddress

Website

Tel.SEBIRegistrationnumber Fax

Detailsofdisputes/duespendingfrom/tosuchstockbroker/sub-broker______________________________________

Stockbroker’sName&Code

Registeredofficeaddress

Website

Tel.SEBIRegistrationnumber Fax

9. ADDITIONAL DETAILS (PAST ACTIONS IF ANY )

Detailsofanyaction/proceedingsinitiated/pending/takenbySEBI/Stockexchange/anyotherauthorityagainsttheapplicant/constituentoritsPartners/promoters/wholetimedirectors/authorizedpersonsinchargeofdealinginsecuritiesduringthelast3years:

Particulars NameofAuthority Month&YearofAction

13

StatusofIntroducer Sub-Broker AuthorisedPerson Remisier ExistingAccountHolder BankOfficial

IIFLEmployee AnyOtherPerson

13. INTRODUCER’S DETAILS

OrganizationName For existing client only

Introducer’sName

Address

City Country

State Tel.PINCode

Occupation COMPULSORYPAN

Signature

ForIIFLWealthManagementLtd.

14

(i.e., Owner/ Promoter in case of Non-individual entity and family head incase of an individual)TOUCH POINT DETAILS 14.

1

Prefix

Name

Address

City

Email

MobileNo.

Organization

Designation

Industry

DateofBirth

NameofSpouse

DOBofSpouse

Dr. Mr. Mrs. Ms. Other Gender Male Female

PinCode

Tel(Off)

MaritalStatusD D M M Y Y Y Y

Relationshipwithheadoffamily

SubIndustry

Country

D D M M Y Y Y Y AnniversaryDate D D M M Y Y Y Y

2

Prefix

Name

Address

City

Email

MobileNo.

Organization

Designation

Industry

DateofBirth

NameofSpouse

DOBofSpouse


PinCode

Tel(Off)



SubIndustry

Country


3

Prefix

Name

Address

City

Email

MobileNo.

Organization

Designation

Industry

DateofBirth

NameofSpouse

DOBofSpouse


PinCode

Tel(Off)



SubIndustry

Country


15

ThisquestionnaireendeavourstobringoutyourcurrentattitudetowardsRisk,orthe“ChanceofLoss”andyourviewofhowaninvestmentshouldperformoverthenextdecade.Itwillsuggestwhattypeofstrategyyoushouldadopttowardsyourinvestments.Sincetheseanswerswillbeusedasinputsinyourlong-termassetallocation,weurgeyoutoinvestsometimeinunderstandingandansweringeachquestion.

RISK PROFILER

(Pleasetickany1optionamongthosepresented)

WerecommendthatyouanswerthequestionnairewithoutanyinputsfromyourIIFLWWealthRepresentative

RISKASSESSMENT:

1. NoofYearsinBusiness

5.

“Beatinginflationoverthelongtermismoreimportanttomethanpossibleshorttermlosses”

2. Yourcurrentandfutureincomesources(example:Salary,BusinessIncome,InvestmentIncome,etc)are:

6.

Imaginethemarketgoesdown25%inamatterof3Months,whatwouldbeyourresponse?

4. Which of the following statements would be

representativeofyourriskappetite?

8. As a percentage of your overall financial portfolio,whatwouldbetheextentofyourcurrentborrowings:

A I do not want my investment to lose any

value, even if thismeans it takes longer to

achievemyinvestmentgoals

A 0%

B Upto5%

C Greaterthan5%andupto10%

B I can tolerate small fluctuations in my

portfolio value in order to achieve my

investmentgoals

D Greaterthan10%andupto20%

E Greaterthan20%

C I can tolerate moderate fluctuations in my


investmentgoals

D I can tolerate large fluctuations in my


investmentgoals

E I can tolerate extreme fluctuations in my


investmentgoals

Veryunstable

Unstable

Somewhatstable

Stable

Verystable

A

B

C

D

E

StronglyDisagree

Disagree

Neutral

Agree

StronglyAgree

AB

C

D

E

A Notatallinterested B SlightlyInterested

C Interested D VeryInterested.

E ExtremelyInterested.

7. ThegoalofLeveraging istoprovideahigherreturnoninvested equity by building in fixed cost of interest.Howeverthisstrategycanoftenleadtosteeperlossesifthereturnoninvestmentsislessthaninterestcost.Howinterestedwouldyoubeinleveraging?

AB

C

D

E

Above10-20Years

Above5-10Years

Firstyear

Above2-5Years

Above20Years

A

B

C

D

E

ExitmyinvestmentscompletelyExitmyriskierassetsevenatalossandputthemoneyinto

saferassetsHoldallmyinvestmentsandselltheriskierassetsoncethey

reachparvalueHold all my investments and sell nothing, waiting for

conditionstoimproveInvestmorecapitalandlowermyaveragepurchaseprice

3. How would you describe your investment

experiencetilldate?

A

Primarilyfixedincomeinvestments/

currentlydeployedinBankFixedDeposits.

B

MixofFixed Income andEquitieswithhigher

allocationinEquities.

C Primarilyequityinvestments

E Primarilyrealestateinvestments

D MixoffixedIncome,equitiesandrealestate

withhigherallocationinReal

investments

Estate/alternative

16

RISK PROFILER

Signature

ForIIFLWealthManagementLtd.

INVESTMENTOBJECTIVES: 9. While making an investment decision, which is

mostimportanttoyou? A CapitalPreservation

B RegularIncome/CashFlows

C StableInflationBeatingReturns

D LongTermCapitalGrowth

E SignificantCapitalAppreciation 10. What is your investmenthorizon?How long can

youkeepyourmoneyinvestedinsecuritiesbeforeneedingaccesstoit?

Disclaimer:

This assessment is built on the theoretical correlation between

risk tolerance, investment term, liquidity needs and attitude

towards risk. Should the client not feel comfortable with the

outcome of this assessment, his/her specific requirements will

takeprecedence.

A LessthanaYears

B 1-3Years

C Above3years-Lessthan5years

D Above5years-Lessthan10years

E Above10years 11. If you are planning significant expenditure, how

many years do you estimate you can let your

investment grow before you may need to tap into

them? A Lessthan1year(VeryShortterm)

B 1-3years(Shortterm)

C Above3years-Lessthan5years(Mediumterm)

D Above5years-Lessthan10years(Longterm)

E Above10years(Verylongterm)

12. Althoughitisdifficulttoplanfortheunexpected,incaseof any special circumstances (College, Retirement,Medical,etc)outsideyourusualneedswhatproportionofyourportfoliowould require immediate liquidationoverthenext3-5years?

ClientDeclaration I/wehereby confirm that I/wehave read, reviewed andunderstood

theabovementionedriskassessmentquestionnaireandagreetomy

categorization,basedon investmentobjectivesandriskassessment.

A FullPortfoliocouldbeliquidated

B MajorLiquidations

C Halfoftheportfoliocouldbeliquidate

D Somesmallliquidations

E NoLiquidations

SignedanddeliveredonbehalfoftheClientbythehandof

No.ofA X1=

No.ofB X2=

No.ofC X3=

No.ofD X4=

No.ofE X5=

Total

Conservative (score0-20)

Moderate(score21-40)

Aggressive (score41-60)

AuthorisedSignatory

SIGNATURE 1424

Clientcategorizationbasedonriskassessmentand

objectivesquestionnaire:

investment

SCHEDULE OF BROKERAGE AND OTHER CHARGES

TARIFF SHEET

RemarkNOTESDelayedPaymentCharges-Anyamountwhichareoverduefromtheclient towards tradingeither incashorderivativesegmentsoronaccount of any other reason, the Client will be charged delayedpaymentchargesattherateof2%permonthorsuchotherrateasmaybedeterminedbytheStockBroker.1. Physicalprintcopyofdigitalcontractnotecanbeavailedfromthebranches.2. DocumenthandlingchargeofRs.30/-shallbeapplicable: • Customerwhohasoptedforreceivingdocumentsbyelectronic

mode:Incasesuchcustomeralsointendstoreceivedocuments(contract notes and other related documents) by physicalmode.

• Customerwhohasoptedforreceivingdocumentsbyphysicalmode: In case such customer intends to receiveadditional/duplicatecopiesofdocuments(contractnotesandotherrelateddocuments)byphysicalmode.

Thischargemaybepartly/fullywaivedoffforhighnetworth/largecustomeratthediscretionofIIFLW.

3. The above charges are exclusive of Service tax, SecuritiesTransactionTax,otherchargesandstampduty.ThesameshallbechargedtotheClient’saccountonactualbasis.

4. Inter/settlement/Beneficiarytopooltransferwouldbecharged0.04%(MinimumRs.25)perscripplusservicetax.

5. Charges/servicestandardsaresubjecttorevisionatsolediscretionof IIFL Wealth Management Ltd. and as informed bycommunicationavailableonwebsiteorsentbyordinarypost/E-mail.

6. ValueofthetransactionwillbeinaccordancewithratesprovidedbyDepository.

7. Statutory and other levies being charges related to the executionand/orsettlementoftransactionsshallbeseparatelychargeableasinforcefromtimetotime.

8. Charges quoted above are for the services listed. Any service notquotedabovewillbechargedseparately.

9. CustomerisrequiredtomaintainaminimumbalanceofRs.1000/-inhis/herledgeraccount.

10.Norefundofaccountopeningchargeswouldbegiveniftheaccountcouldnotbeopenedduetononsubmissionofcompletedocumentsbytheclientorduetolackofdesiredco-operationfromtheclient.

11.Managementreservestherighttofreeze,discontinueorsuspendanyaccountifrequired.

12. Incaseofexpiryoffuturecontractsandexerciseandassignmentofoption,DerivativesSettlementChargesmaybelevied.

13. Incaseofbuy/sellofsamesecurityduringtheday,thebrokeragewillbeleviedonhighersideofthetransactionamount/priceforbothintra-dayanddeliverytransactions.

14.CallcenterservicechargesofRs20percallfornoofcallsexceeding20inanymonth.

15.TheminimumaggregatebrokeragewillbeRs.25perscripperdayfordeliverytradesincashsegment,subjecttoregulatorycaps,asapplicable.

16. Brokerageisalso applicableonExpiry/Exercise/Assignmentof OptionsContract

17.Dematchargesshallbeapplicableformutualfundtransactions.

Depository Charges

CreditCharges NIL

DebitCharges 0.04%(MinimumRs.25perdebittransaction)

A/cMaintenanceCharges* YearlyRs.400/-+ServiceTax

BROKERAGE(CASH) STANDARD QUOTEDRATE RATE

BrokingServices

Brokerage(Futures)

Brokerage(Options)

Intra-day

Delivery:(Normal)settlementExchangeTradeforTradeandZgroupscrip

Brokerage(Futures)

Brokerage(Options)Minimum

MinimumBrokerage

AuctionChargesLiquidBees

Currency

Currency

EquityFundsandBalancedFunds

DebtFunds/MIP/ArbitrageFunds/GoldETFShortTermFunds/UltraShortTermFunds/LiquidFundsStructuredProductsThirdPartyAIF/PMSBonds(>3yearmaturity)Bonds(<3yearmaturityTaxFreeBonds

0.05%

0.50%0.75%

0.05%

1%ofPremiumorRs.100/-perlotwhichever

ishigher

0.05pershareor0.05%whichever

ishigher

1.00%

Rs.25perlot

Rs.10perlot0.50%0.10%

Nil0.05%0.25%0.10%0.05%0.01%

OtherCharges

Standardcharges

Rejection/Failureperentry

ReconversionofMFunitsintoSOAorRedemption/RestatmentisationPerSOA

Pledgecreation

Pledgeclosure

DEMAT-Percertificate

REMAT-PercertificateORPer100Units/shares(Whicheverishigher)

ConversionofMFunits/Destatmentisation

PerSOA

PostalChargesperrequestshallbechargedseparately

--

Rs.50

Rs.15

Rs.15

Rs.15

Nil

Rs.15

--

*The charges will be pro-rated monthly from the month in which the account isopenedtilltheendofthefinancialyear.Forsubsequentfinancialyears,thesameispayable at the beginning of the financial year **AMC and other charges will bedebitedtoyourledgeronyearlyandmonthlybasisrespectively

I/WehaveunderstoodandacceptedtheScheduleofChargesasstatedhereinabove.

17

SIGNATURE 1524

Sole/FirstAuthorisedSignatory’s SecondAuthorisedSignatory’s ThirdAuthorisedSignatory’s

13

13

18

5.

RM NOTE AND CONFIRMATION

2. CLIENT RISK CATEGORISATION UNDER PMLA Low Medium High

1. PERSONAL DETAILS

ClientName

FamilyDetails

FamilyName FRN:

NewExisting*(*IfExisting,pleaseconfirmthefollowing)

DowemapthisclientastheHeadoffamily?

3. WHERE DID YOU GET THE REFERENCE OF THIS CLIENT?:

Self-AcquiredExistingClient(ifapplicablepleasehelpwiththenameoftheexistingclientaswell)

AcquisitionLeadAnyothersourceotherthantheabove;PleaseSpecify:

4. CLIENT BACKGROUND(Please provide a brief about the client in 2-3 lines)

OTHER DETAILS

ExpectedAUM_____________________(Rs.inCrs)

ProductofHighInterestDirectEquityMutualFundsStructuredProductsBonds&OtherDebts

ManagedAccounts(DiscretionaryPMS)Commodities

YesNo

Clientspreferences(selectfrombelow:)

ResearchReport

ProductUpdate/Launches

RegulatoryCommunication

CorporateCommunication

Gift

GreetingsYesNo

CompleteDocumentationreceivedasmentionedinadditionaldocumentspage: Yes No

6. SUBMISSION CHECKLIST

7. “VERIFIED WITH ORIGINAL” STAMP AFFIXED ON PROOFS Yes No

8. SOURCE RM (PRIMARY RM)

Name Emp.Code

9. RM 2 (EQUITY RM/SUPPORTING RM)

10. SERVICE RM

Name Emp.Code

Name Emp.Code

I/Weundertakethatwehavemadetheclientawareof‘PolicyandProcedures’,tariffsheetandallthenon-mandatorydocuments.I/Wehavealsomadetheclientawareof‘RightsandObligations’document(s),RiskDisclosureDocumentandGuidanceNote.I/Wehavegiven/senthimacopyofalltheKYCdocuments.I/Weundertakethatanychangeinthe‘PolicyandProcedures’,tariffsheetandallthenon-mandatorydocumentswouldbedulyintimatedtotheclients.I/Wealsoundertakethatanychangeinthe‘RightsandObligations’andRDDwouldbemadeavailableonourwebsite,ifany,fortheinformationoftheclients.IhavereadandunderstoodthatifanyoftherequirementsisnotfulfilledthenapenaltywouldbechargedtomeoranyotheractionmaybetakenasdeemedfitbytheManagementfornoncompliancefrommyend.

11. DECLARATION

NameoftheEmployeeofIIFLW EmployeeCode

EmployeeSignature&Stamp Date

YesNo

YesNo

YesNo

YesNo

YesNo Wouldyouliketomapheldawayassetsaswell? YesNo

DocumentsverifiedwithOriginals ClientInterviewedByIn-PersonVerificationdoneby

NameoftheEmployee

EmployeeCode

Designationoftheemployee

Signature

Date D D M M Y Y Y Y

1. I/Weherebydeclarethatthedetailsfurnishedabovearetrueandcorrecttothebestofmy/ourknowledgeandbeliefandI/We undertake to inform you of any changes therein,immediately.Incaseanyoftheaboveinformationisfoundtobefalseoruntrueormisleadingormisrepresenting,Iam/weareawarethatI/Wemaybeheldliableforit.

2. I/We confirm having read/been explained and understoodthecontentsofthedocumentonpolicyandproceduresofthestockbrokerandthetariffsheet.

3. I/We confirmhaving received ahard copyof the followingdocumentsandfurtherconfirmhavingreadandunderstoodthecontentsofthesedocuments:-

• RightsandObligationsofStockRightsandObligationsofStockBrokers,Sub-BrokersandClientsasprescribedbySEBIandStockExchanges

• RightsandObligationsofBeneficialOwnerandDepositoryParticipantasprescribedbySEBIandDepositories

• Risk disclosure Document for Capital and Derivatives Segment

• Guidance Note-Do’s and Don’ts for Trading on theExchange(s)forInvestors

• PoliciesandProceduresapplicabletoclients.

I/We do hereby agree to be bound by such provisions asoutlinedinthesedocuments.I/Wehavealsobeeninformedthat the standard set of documentshasbeendisplayed forInformationonstockbroker’sdesignatedwebsite,ifany.

I/We further understand that any change in the saiddocuments including the “Policies andProcedures” shall bemadeavailableonthewebsiteofIIFLWandalsointimatedtome through circulars in internet trading platform/e-mails.I/Weshallkeepmyselfupdatedofthesame.

4. Therulesandregulationsof theDepositoryandDepositoryParticipantspertainingtoanaccountwhichareinforcenowhavebeenreadbyme/usandI/WehaveunderstoodthesameandI/Weagreetoabidebyandtobeboundbytherulesasarein force from time to time for such account. I/We herebydeclarethatthedetailsfurnishedaretrueandcorrecttothebestofmy/ourknowledgeandbeliefandI/Weundertaketoinformyouofanychangestherein,immediately.Incaseanyofthe above information is found to be false or untrue ormisleadingormisrepresenting,I/Weam/areawarethatI/Wemaybeheldliableforit.Incasenonresidentaccount,I/Wealso declare that I/We have complied and will continue tocomplywithFEMAregulation.

5. I/WeherebyagreethatIIFLWmayassign/transferentireorpartofitsbroking,depositoryparticipantand/ordistributionservices,toitsassociateorgroupcompanies,withoutmy/ourpriorconsent

6. The instruction/authorization received from the any ofauthorizedrepresentativeasperBoardResolutionprovidedshallbeexecutedbytheattorney.

19

MODEOFOPERATION(Incaseofjointholdings,alltheholders/AuthorisedSignatoriesmustsign)

ANYONESINGLY ASPERRESOLUTION

JOINTLYBY OTHERS(PLEASESPECIFY)

DECLARATION / CONSENT

33

AuthorisedSignatories(EncloseaBoardResolutionforAuthorisedSignatories)

Signature(s)Name

1624

Sole/FirstHolder

FirstSignatory

SecondSignatory

ThirdSignatory

SecondHolder

ThirdHolder

OtherHolders

23

23

Guardian

(incasesoleholderofdemataccountisminor)

FATCA/CRS & UBO Declaration

1) IncasecustomerhasthefollowingIndiciapertainingtoaforeigncountryandyetdeclaresselftobenon-taxresidentintherespectivecountry,customertoproviderelevantCuringDocumentsasmentionedbelow:

Listofacceptabledocumentaryevidenceneededtoestablishtheresidence(s)fortaxpurposes:1.Certificateofresidenceissuedbyanauthorizedgovernmentbody*2.Valididentificationissuedbyanauthorizedgovernmentbody*(e.g.Passport,NationalIdentitycard,etc.)

*Governmentoragencythereoforamunicipality

IfTIN/FunctionalEquivalentavailable AnydocumentevidencingTINissuedbyanauthorisedgovernmentbody

Anexplanationandattachittotheform.NoTINisyetavailable

2) It is mandatory to supply a TIN or functional equivalent if the country in which you are tax resident issues such dentifiers.

20

FATCA/CRSIndiciaobserved(ticked)

IfcustomerdoesnotagreetobeSpecifiedU.S.person/reportablepersonstatus

DocumentationrequiredforCureofFATCA/CRSindicia

1U.S.placeofbirth

2Residence/mailingaddressinacountryotherthanIndia

1.Self-certification(inattachedformat)thattheaccountholderisneitheracitizenofUnitedStatesofAmericanoraresidentfortaxpurposes;and2.Documentaryevidence(referlistbelow)

3TelephonenumberinacountryotherthanIndia(andnotelephonenumberinIndiaprovided)

1.Self-certification (in attached format) that the account holder is neitheracitizenofUnitedStatesofAmericanoraresidentfortaxpurposes;and2.Documentaryevidence(referlistbelow)

1. Self-certification (in attached format) that the account holder is neitheracitizenofUnitedStatesofAmericanoraresidentfortaxpurposes;and2.Documentaryevidence(referlistbelow)

4Standinginstructionstotransferfundstoanaccountmaintainedinacountryotherthanindia

1.Self-certification(inattachedformat)thattheaccountholderisneitheracitizenofUnitedStatesofAmericanoraresidentfortaxpurposes;

2.Non-USpassportoranynon-USgovernmentissueddocumentevidencingnationalityorcitizenship(referlistbelow);AND

3.Anyoneofthefollowingdocuments:a.CertifiedCopyof“CertificateofLossofNationalityor.b.ReasonableexplanationofwhythecustomerdoesnothavesuchacertificatedespiterenouncingUScitizenship;orReasonthecustomerdidnotobtainU.S.citizenshipatbirth

21

FATCA-CRS Declaration & Supplementary KYC Information - Declaration Form for Non-IndividualPlease seek appropriate advice from your professional tax professional on your tax residency and related FATCA & CRS guidance

Name

AddressType[forKYCaddress]

PlaceforIncorporation

Istheentityinvolvedin/providinganyofthefollowingservices:

GrossAnnualIncomeDetailsinINR

Residential Business Residential/Business RegisteredOf�ices

CountryforIncorporation

Below1Lakh1-5Lacs

5-10Lacs10-25Lacs

25Lacs1cr>1Crore

Networthin

INRinLacs

Networthasof dd/mm/yyyy

[Pleasespecify]

[ifapplicable]

Anyotherinformation

ForeignExchange/MoneyChangerServicesGaming/Gambling/LotteryServices[e.g.casinos,bettingsyndicates]MoneyLaundering/Pawning

IsyourlEntity]CountryofTaxResidencyotherthanIndia-YesNo

If‘Yes’pleasespecifythedetailsofallcountrieswhereyou[Entity]holdtaxResidencyanditsTaxIdenti�icationNumber&type

Sr.No. CountryofTaxResidency

123

Identi�icationType

[TINorotherpleasespecify]

IncasetheEntity’sCountryofIncorporation/TaxResidenceisUSbutEntityisnotaSpeci�iedUSPerson,mentionEntity’sexemptioncodehere______________________(ReferInstructions)

[to be filled By Financial Instructions or Direct Reporting NFFEs]

GIIN(GlobalIntermediaryIdenti�icationNumber):

Nameofthesponsoringentity

GIINnotavailable[tickanyone]:AppliedForNotrequiredtoapplyfor-specifysub-categorycode[referinstructionsc]

Notobtained-Non-participatingFFI

Wearea

FinancialInstitution/FFI[referinstructionsa.]

DirectReportingNFFE[referinstructionsb.]

[Fill any one as applicable - to be filled by NFEs other than Direct Reporting NFFEs]

1

2

3

4

Istheentityisalistedcompany[whosesharesareregularlytradedonarecognizedstockexchange[referinstructionsd.]

Istheentitya‘RelatedEntity’ofalistedcompany[whosesharesareregularlytradeonarecognizedstockexchange][referinstructionse.]

IstheentityanActiveNFE?

IstheentityaPassiveNFE:[referinstructionsh.]

Yes(PleasespecifythenameoftheStockExchange(s)whereitistradedregularly)

1.____________________________________________________________

2.____________________________________________________________

Yes(Pleasespecifythenameofthelistedcompany,nameoftheStockExchange(s)whereitistradedregularly)Nameofthelistedcompany:_____________________________________________

NameoftheStockExchange:_____________________________________________

YesNatureofbusiness_________________________________________________

Pleasespecifysub-categoryofActiveNFE:[referinstructionsg.]

YesNatureofbusiness_________________________________________________

AlsosubmitUBOForm[providedseparately]

TaxPayerIdenti�icationNumber/FunctionalEquivalent/CompanyIdenti�icationNumber

orGlobalEntityIdenti�icationNumber

PAN

PAN

I/Weacknowledgeandconfirmthattheinformationprovidedaboveistrueandcorrecttothebestofmy/ourknowledgeandbelief.Incaseanyoftheabovespecifiedinformationisfoundtobefalseoruntrueormisleadingormisrepresenting,I/Weam/areawarethatI/Wemaybeliableforit.I/WeherebyauthorizeIIFLWealthManagementLimitedtodisclose,share,remitinanyform,modeormanner,all/anyoftheinformationprovidedbyme/us,includingallchanges,updatestosuchinformationasandwhenprovidedbyme/ustoassociatesofIIFLGroup,issuers,brokers,banksandotherrelevantparties(‘theAuthorizedParties’)oranyIndianorforeigngovernmentalorstatutoryorjudicialauthorities/agenciesincludingbutnotlimitedtotheFinancialIntelligenceUnit-India(FIU-IND),thetax/revenueauthoritiesinIndiaoroutsideIndiawhereveritislegallyrequiredandotherinvestigationagencieswithoutanyobligationofadvisingme/usofthesame.Further,I/WeauthorizetosharethegiveninformationtootherAuthorisedPartiestofacilitatesinglesubmission/updation&forotherrelevantpurposes.I/Wealsoundertaketokeepyouinformedinwritingaboutanychanges/modificationtotheaboveinformationinfuturepromptly,i.e.,within30daysandalsoundertaketoprovideanyotheradditionalinformationasmayberequiredatyourend.Asmayberequiredbydomesticoroverseasregulators/taxauthorities,I/WeauthorizetheAuthorisedPartiestowithholdandpayoutanysumsfromyouraccountorcloseorsuspendyouraccount(s)withoutanyobligationofadvisingmeofthesame.

Declaration:

22

Signaturewithrelevantseal:

Date:

Place:

AuthorisedSignatory

SIGNATURE 1724

23

Instruction for FATCA & CRS Declaration

GovernmentalEntity,InternationalOrganizationorCentralBank

TreatyQuali�iedRetirementFund;aBroadParticipationRetirementFund;aNarrowParticipationRetirementFund;oraPensionFundofaGovernmentalEntity,InternationalOrganizationorCentralBank

Code

01

02

04

05

06

07

08

09

10

11

12

13

14

Sub-category

Non-publicfundofthearmedforces,anemployees'stateinsurancefund,agratuityfundoraprovidentfund

EntityisanIndianFIsolelybecauseitisaninvestmententity

Quali�iedcreditcardissuer

InvestmentAdvisorsandInvestmentManagers

Exemptcollectiveinvestmentvehicle

TrusteeofanIndianTrust

FIwithalocalclientbase

Non-registeringlocalbanks

FFIwithonlyLow-ValueAccounts

Sponsoredinvestmententityandcontrolledforeigncorporation

Sponsored,CloselyHeldInvestmentVehicle

OwnerDocumentedFFI

01

02

03

04

05

06

07

a.FinancialInstitution/ForeignFinancialInstitution[FFI]–Meansanynon-US�inancialinstitutionsthatisa–(1)Depositoryinstitution–acceptsdepositsintheordinarycourseofbankingorsimilarbusiness;(2)Custodianinstitution-asasubstantialportionofitsbusiness,hold�inancialassetsfortheaccountsofothers;(3)Investmententity–conductsabusinessoroperatesfororonbehalfofacustomerforanyoftheactivitiesliketrading inmoneymarket instruments, foreignexchange, foreigncurrency,etc.or individualorcollectiveportfoliomanagementor investing,administeringormanagingfunds,moneyor�inancialassetsonbehalfofotherpersons;oranentitymanagedbythistypeofentity;or(4)Insurancecompany–entityissuinginsuranceproductsi.e.lifeinsurance;(5)HoldingorTreasurycompany–entitythatispartofanexpandedaf�iliategroupthatincludesadepository,custodian,speci�iedinsurancecompanyorinvestmententity

b.DirectReportingNFFE–aNFFEthatelectstoreportinformationaboutitsdirectorindirectsubstantialU.S.ownerstotheIRS

c.GIINnotrequiredcategory:

d.ListedCompany-Acompanyispubliclytradedifitsstockareregularlytradedononeormoreestablishedsecuritiesmarkets(Establishedsecuritiesmarketmeansanexchangethatisof�iciallyrecognizedandsupervisedbyagovernmentalauthorityinwhichthesecuritiesmarketislocatedandthathasameaningfulannualvalueofsharestradedontheexchange)

e.RelatedEntity-anentityisa“RelatedEntity”ofanotherentityifonecontrolstheother,orthetwoentitiesareundercommoncontrol(wherecontrolmeansdirectorindirectownershipofmorethan50%ofthevoteorvalueinanentity)

f.Non-�inancialforeignentity[NFFE]–Non-USentitythatisnota�inancialinstitution[includingaterritoryNFFE].

FollowingNFFEsareexcludedfromFATCAreporting–(a)Publiclytradedcorporation/listedcompanies;(b)RelatedEntityofalistedcompany;and(c)ActiveNFFE

g.ActiveNFFE–Anyoneofthefollowing–

Lessthan50%oftheNFE’sgrossincomefortheprecedingcalendaryearorotherappropriatereportingperiodispassiveincomeand<50%oftheassetsheldbyNFEareassetsthatproduceorareheldfortheproductionofpassiveincome

TheNFEisaGovernmentalEntity,anInternationalOrganization,aCentralBank,oranentitywhollyownedbyoneormoreoftheforegoing;

SubstantiallyalloftheactivitiesoftheNFEconsistofholding(inwholeorinpart)theoutstandingstockof,orproviding�inancingandservicesto,oneormoresubsidiariesthatengageintradesorbusinessesotherthanthebusinessofaFinancialInstitution,exceptthatanentityshallnotqualifyforNFEstatusiftheentityfunctions(orholdsitselfout)asaninvestmentfund,suchasaprivateequityfund,venturecapitalfund,leveragedbuyoutfund,oranyinvestmentvehiclewhosepurposeistoacquireorfundcompaniesandthenholdinterestsinthosecompaniesascapitalassetsforinvestmentpurposes;

TheNFEisnotyetoperatingabusinessandhasnoprioroperatinghistory,butisinvestingcapitalintoassetswiththeintenttooperateabusinessotherthanthatofaFinancialInstitution,providedthattheNFEshallnotqualifyforthisexceptionafterthedatethatis24monthsafterthedateoftheinitialorganizationoftheNFE;

TheNFEwasnotaFinancialInstitutioninthepast�iveyears,andisintheprocessofliquidatingitsassetsorisreorganizingwiththeintenttocontinueorrecommenceoperationsinabusinessotherthanthatofaFinancialInstitution;

TheNFEprimarilyengagesin�inancingandhedgingtransactionswith,orfor,RelatedEntitiesthatarenotFinancialInstitutions,anddoesnotprovide�inancingorhedgingservicestoanyEntitythatisnotaRelatedEntity,providedthatthegroupofanysuchRelatedEntitiesisprimarilyengagedinabusinessotherthanthatofaFinancialInstitution;

AnyNFEisa'nonforpro�it'organizationwhichmeetsallofthefollowingrequirements:Ÿ Itisestablishedandoperatedinitsjurisdictionofresidenceexclusivelyforreligious,charitable,scienti�ic,artistic,cultural,athletic,or

educationalpurposes;oritisestablishedandoperatedinitsjurisdictionofresidenceanditisaprofessionalorganization,businessleague,chamberofcommerce,labourorganization,agriculturalorhorticulturalorganization,civicleagueoranorganizationoperatedexclusivelyforthepromotionofsocialwelfare;

Ÿ ItisexemptfromincometaxinIndia;Ÿ Ithasnoshareholdersormemberswhohaveaproprietaryorbene�icialinterestinitsincomeorassets;

Code Sub-Category

03

24

Ÿ TheapplicablelawsoftheNFE'sjurisdictionofresidenceortheNFE'sformationdocumentsdonotpermitanyincomeorassetsoftheNFEtobedistributedto,orappliedforthebene�itof,aprivatepersonornon-charitableEntityotherthanpursuanttotheconductoftheNFE'scharitableactivities,oraspaymentofreasonablecompensationforservicesrendered,oraspaymentrepresentingthefairmarketvalueofpropertywhichtheNFEhaspurchased;and

Ÿ TheapplicablelawsoftheNFE'sjurisdictionofresidenceortheNFE'sformationdocumentsrequirethat,upontheNFE'sliquidationordissolution,allofitsassetsbedistributedtoagovernmentalentityorothernon-pro�itorganization,orescheattothegovernmentoftheNFE'sjurisdictionofresidenceoranypoliticalsubdivisionthereof.

h.PassiveNFE-meansanyNFEthatisnot(i)anActiveNFFEorlisted/publiclytradedentityorentityrelatedtothelisted/publiclytradedentity,or

(ii)awithholdingforeignpartnershiporwithholdingforeigntrustpursuanttorelevantU.S.TreasuryRegulationsor(iii)thegrossincomeof

which isprimarilyattributable to investing, reinvesting,or trading in �inancialassets, if theentity ismanagedbyanotherentity that isa

depositoryinstitution,acustodialinstitution,aspeci�iedinsurancecompany,oraninvestmententity-(Note:Foreignpersonshavingcontrolling

interestinapassiveNFEareliabletobereportedfortaxinformationcompliancepurposes)i. PassiveIncome–portionofgrossincomethatconsistsofdividends,interest,rentsandloyalties(otherthanrentsandloyaltiesderivedinthe

activeconductofatradeorbusinessconducted,atleastinpart,byemployeesoftheNFFE),incomeequivalenttointerest/amountreceivedfrom

poolofinsurancecontracts,annuities,excessofgainsoverlossesfromthesaleorexchangeofproperty/fromtransactions(includingfutures,

forwardsorsimilartransactions)inanycommoditiesbutnotincluding(i)anycommodityhedgingtransaction,determinedbytreatingtheentity

asacontrolledforeigncorporationor(ii)activebusinessgainsorlossesfromthesaleofcommoditiesbutonlyifsubstantiallyalltheforeign

entity’scommoditiesareproperty,excessofforeigncurrencygainsoverlosses,netincomefromnotionalprincipalcontracts,amountsreceived

under cash value insurance contracts, amounts earned by insurance company in connectionwith its reserves for insurance and annuity

contractsj.ControllingPersonsmeansthenaturalpersonswhoexercisecontroloveranentity.Inthecaseofatrust,suchtermmeansthesettlor,thetrustees,

theprotector(ifany),thebene�iciariesorclassofbene�iciaries,andanyothernaturalpersonexercisingultimateeffectivecontroloverthetrust,

andinthecaseofalegalarrangementotherthanatrust,suchtermmeanspersonsinequivalentorsimilarpositions.Theterm“Controlling

Persons”shallbeinterpretedinamannerconsistentwiththeFinancialActionTaskForceRecommendations.k.Non-ParticipatingFFIs[NPFFIs]–anFFIotherthanparticipatingFFI,adeemed-complaintFFI,oranexemptbene�icialownerl. Speci�iedUSPersons–AnyUSPersonotherthanI).Apubliclytradedcorporation;ii).Acorporationthatisamemberofthesameexpanded

af�iliategroup;iii).Ataxexemptorganization;iv).anindividualretirementplan;v).theUnitedStatesoranagencyorinstrumentalityofthe

UnitedStates;vi).Anystate[includingDistrictofColumbiaandUnitedStatespossession]orStateAuthorities;vii).Abank,viii).Arealestate

investmenttrust;ix).Aregulatedinvestmentcompany;x).anentityregisteredwiththeSECundertheInvestmentCompanyActof1940;xi).A

commontrustfund;xii).Ataxexempttrust;xiii).Aregistereddealer;xiv).Aregisteredbrokerm.Expandedaf�iliatedgroup–Oneormorechainsofmembersconnectedthroughownership(50%ormore,byvoteorvalue)byacommonparent

entityifthecommonparententityownsstockorotherequityinterestsmeetingtherequirementsinatleastoneoftheothermembersn. OwnerdocumentedFFI–ANFFImeetingthefollowingrequirements–(a)FFIisanFFIsolelybecauseitisaninvestmententity;(b)FFIisnot

ownedbyorrelatedtoanyFFIthatisadepositoryinstitution,custodialinstitution,orspeci�iedinsurancecompany;(c)FFIdoesnotmaintaina

�inancialaccountforanynon-participatingFFI;(d)FFIprovidesthedesignatedwithholdingagentwithallofthedocumentationandagreesto

notifythewithholdingagentifthereisachangeinthecircumstances,and(e)ThedesignatedwithholdingagentagreestoreporttotheIRS(or,in

caseofareportingModel1IGA,totherelevantforeigngovernmentoragencythereof)alloftheinformationdescribedinor(asappropriate)with

respecttoanyUSspeci�iedpersonsand(2)Notwithstandingtheprevioussentence,thedesignatedwithholdingagentisnotrequiredtoreport

informationwithrespecttoanindirectowneroftheFFIthatholdsitsinterestthroughaparticipatingFFI,adeemed-compliantFFI(otherthanan

owner-documentedFFI),anentitythatisaUSperson,anexemptbene�icialowner,oranexemptedNFE

Code

A

B

C

D

E

Sub-category

Adealerinsecurities,commodities,orderivative�inancialinstruments(includingnotionalprincipalcontracts,futures,forwards,andoptions)thatisregisteredassuchunderthelawsoftheUnitedStatesoranystate

Aregulatedinvestmentcompanyasde�inedinsection851oranentityregisteredatalltimesduringthetaxyearundertheInvestmentCompanyActof1940

F

G

H

I

J

K

L

M

Abankasde�inedinsection581

Abroker

Atrustexemptfromtaxundersection664ordescribedinsection4947(a)(1)

Ataxexempttrustunderasection403(b)planorsection457(g)plan

Anorganizationexemptfromtaxundersection501(a)oranyindividualretirementplanasde�inedinsection7701(a)(37)

TheUnitedStatesoranyofitsagenciesorinstrumentalities

Astate,theDistrictofColumbia,apossessionoftheUnitedStates,oranyoftheirpoliticalsubdivisionsorinstrumentalities

Acorporationthestockofwhichisregularlytradedononeormoreestablishedsecuritiesmarkets,asdescribedinReg.section1.1472-1(c)(1)(i)

Acorporationthatisamemberofthesameexpandedaf�iliatedgroupasacorporationdescribedinReg.section1.1472-1(c)(1)(i)

Arealestateinvestmenttrust

Acommontrustfundasde�inedinsection584(a)

Decla

rati

on F

orm

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cia

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II:Category

Ourcompan

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PartnershipFirm/LLP

Unlisted

Compan

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PrivateTrust

Unincorporatedassociation/bodyofindividuals

PublicCharitab

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ReligiousTrust

Trustcreated

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UBO/ControllingPerson(s)details

PAN

25

FAT

CA

, C

RS &

UBO

Decla

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Declaration

Place___________________

Date____/______/_______

I/Weacknowledgeandconfirm

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SIGNATURE

18

24

26

AsperSEBIMasterCircularNo.CIR/ISD/AML/3/2010datedDecember31,2010regardingClientDueDiligencepolicy,relatedcircularsonanti-moneylaunderingandSEBIcircularNo.CIR/MIRSD/2/2013datedJanuary24,2013,non-individualsandtrustsarerequiredtoprovidedetailsofcontrollingpersons[CP]/ultimatebene�iciaryowner[UBO]andsubmitappropriateproofofidentityofsuchCPs/UBOs.Thebene�icialownerhasbeende�inedinthecircularasthenaturalpersonorpersons,whoultimatelyown,controlorin�luenceaclientand/orpersonsonwhosebehalfatransactionisbeingconducted,andincludesapersonwhoexercisesultimateeffectivecontroloveralegalpersonorarrangement.

A.ForInvestorsotherthanindividualsortrusts:

(i)The identityofthenaturalperson,who,whetheractingaloneortogether,orthroughoneormorejuridicalperson,exercisescontrolthroughownershiporwhoultimatelyhasacontrollingownershipinterest.Controllingownershipinterestmeansownershipof/entitlementto:-morethan25%ofsharesorcapitalorpro�itsofthejuridicalperson,wherethejuridicalpersonisacompany;-morethan15%ofthecapitalorpro�itsofthejuridicalperson,wherethejuridicalpersonisapartnership;-morethan15%ofthepropertyorcapitalorpro�itsofthejuridicalperson,wherethejuridicalpersonisanunincorporatedassociationor

bodyofindividuals.

(ii) Incaseswherethereexistsdoubtunderclause(i)aboveastowhetherthepersonwiththecontrollingownershipinterestisthebene�icialownerorwherenonaturalpersonexertscontrolthroughownershipinterests,theidentityofthenaturalpersonexercisingcontroloverthejuridicalpersonthroughothermeanslikethroughvotingrights,agreement,arrangementsorinanyothermanner.

(iii)Wherenonaturalpersonisidenti�iedunderclauses(i)or(ii)above,theidentityoftherelevantnaturalpersonwhoholdsthepositionofseniormanagingof�icial.

B.ForInvestorswhichisatrust:Theidentityofthesettlerofthetrust,thetrustee,theprotector,thebene�iciarieswith15%ormoreinterestinthetrustandanyothernatural

personexercisingultimateeffectivecontroloverthetrustthroughachainofcontrolorownership.

C.Exemptionincaseoflistedcompanies/foreigninvestorsTheclientortheownerofthecontrollinginterestisacompanylistedonastockexchange,orisamajority-ownedsubsidiaryofsuchacompany,

itisnotnecessarytoidentifyandverifytheidentityofanyshareholderorbene�icialownerofsuchcompanies.Intermediariesdealingwithforeigninvestors'viz.,ForeignInstitutionalInvestors,SubAccountsandQuali�iedForeignInvestors,maybeguidedbytheclari�icationsissuedvideSEBIcircularCIR/MIRSD/11/2012datedSeptember5,2012,forthepurposeofidenti�icationofbene�icialownershipoftheclient

D.KYCrequirementsBene�icialOwner(s)is/arerequiredtocomplywiththeprescribedKYCprocessasstipulatedbySEBIfromtimetotimewithanyoneoftheKRA&submitthesametoAMC.KYCacknowledgementproofistobesubmittedforallthelistedBene�icialOwner(s).

E.ControllingPersonType[CP/UBO]Codes:

CP/UBO CodeDescriptionCP/UBO CodeDescription

C01 C08

C02 C09

C03 C10

C04 C11

C05 C12

C06 C13

C07 C14

CPoflegalperson-ownership

CPoflegalperson-othermeans

CPoflegalperson-seniormanagingof�icial

CPoflegalarrangement-trust-settlor

CPoflegalarrangement-trust-trustee

CPoflegalarrangement-trust-protector

CPoflegalarrangement-trust-bene�iciary

CPoflegalarrangement-trust-other

CPoflegalarrangement-trust-other-settlorequivalent

CPoflegalarrangement-trust-other-trustee-equivalent

CPoflegalarrangement-trust-other-protectorequivalent

CPoflegalarrangement-trust-other-bene�iciary-equivalent

CPoflegalarrangement-trust-other-other-equivalent

Unknown

InstructionsonControllingPerson/UltimateBene�icialOwner

27

IntentionallyLeftBlank

29

ThisPowerofAttorney(POA)ismadebythepersonsmentionedintheSchedule 1 in favour of “IIFLWealthManagement Ltd.”, a companyincorporatedundertheprovisionsoftheCompaniesAct,1956inIndiaandhavingitsregisteredofficeatIIFLHouse,SunInfotechPark,RoadNo.16V,PlotNo.B-23,ThaneIndustrialArea,WagleEstate,Thane-400604and(hereinafterreferredtoas'IIFLW',anexpressiondeemedtomeanandincludeitssuccessorsandassigns)WHEREASIIFLW isinteraliaregisteredwithSEBIasaStockBrokerbearingSEBIregistrationnos.INZ000011437andisamemberoftheNational Stock Exchange of India Limited (“NSE”) and BSE Limited(“BSE”) on the Capital Market Segment, Wholesale Debt Segment,Futures&OptionsSegmentandCurrencyDerivativesSegment.ANDWHEREAS IIFLW is also registeredwith SEBI as a DepositoryParticipant, bearing SEBI registration number IN-DP-271-2016 andregisteredwith theNationalSecuritiesDepositoryLimited(“NSDL”)andwithCentralDepositoryServices(India)Limited(“CDSL”).ANDWHEREASIIFLWisregisteredwithAssociationofMutualFundsinIndia(“AMFI”)asMutualFundDistributorhavingRegistrationno.ARN-59563;AND WHEREAS IIFLW as a part of / incidental to the aboveemblements, offers distribution of Initial Public Offers/Follow onPublicOffers,OfferforSale,MutualFunds,AlternateInvestmentFunds,Bonds/Debts,NationalPensionSchemeandotherfinancialproducts;ANDWHEREASI/WewishtoavailtheservicesofferedbyIIFLWandhasenteredintonecessarydocumentswithIIFLWforavailingvariousservicesfortransactingand/orinvestinginsecuritiesorotherfinancialproducts with/without Online trading/E-broking & web basedfacilities and/or services through itswebsitewww.iiflw.com or anyotherwebsiteusedforofferingsaidServicesordirectlyinourtrading,depository, distribution, bank account (collectively referred to as'clientaccounts')andwhereinthedetailsofourTradingandDemataccountandbankaccountdetailsareprovidedinSchedule2hereunderand WHEREAS for facilitating smooth investments redemption/operationsoftheservicesasmentionedhereunderbeingavailedfromIIFLW byme/us, I/We am/are desirous of appointing IIFLW as anattorneyandconferuponitpowershereinafterstated.NOWTHESEPRESENTSWITNESS that I/We, dohereby, jointly andseverallynominate,constituteandappoint“IIFLWealthManagementLtd.”(IIFLW) being a Stock Broker and Depository ParticipantregisteredwithSecuritiesandExchangeBoardofIndia(“SEBI”)andAMFIregistereddistributorofMutualFundsandasdistributorofvariousfinancialproducts,actingthroughanyofitsofficersand/oragents,asmy/ourtrueandlawfulConstitutedAttorney(hereinafterreferredtoasthesaidAttorney)for

POWER OF ATTORNEY (POA) IN FAVOUR OF IIFL Wealth MANAGEMENT LTD.

Voluntary and Limited purpose Power of Attorney (POA) in favour of IIFLW for operational requirements as per client authorization/ instruction.

me/us,inournameandonmy/ourbehalfand at our sole risk and costs to do,exercise and perform all or any of thefollowingacts,deedsandthings:1. To i n s t r u c t t h e D epo s i t o r y

Participant, being IIFLW to transfersecurities held in our beneficialowner/demataccountasprovidedinSchedule 2 or such other demataccount as may be intimated byme/us to IIFLW from time to time(“clientdesignateddemataccounts”)to such demat account of IIFLW asprovided in Schedule 2 and/ordesignatedbyIIFLWandintimatedtome from time to time (“IIFLWdesignateddemataccount”)towardss t o c k e x c h a n g e r e l a t e d margin/delivery obligations andother transactions arising out oftrades executed by me/us throughIIFLWinanysegmentincludingcash,derivativesandcurrencyderivativessegment.

2. TooperatetheBankAccountonourbehalf in connection with theTrading/Distribution Account andperformthefollowingfunctions:

i. TowithdrawortransferanysumsfromtheBankAccount towardsany transactions/obligations tothe Stock Exchanges/IIFLW,irrespective of debit or creditbalance inour ledgerstatementof trading / distribution /distributionaccount;

ii. Toset-offanysumofmoniesfromthe Bank Account against anyoutstanding amount payable byme/ustoIIFLW;

iii. Topreparesignandsubmitallthef o r m s , s t a t e m e n t s a n d declarationsasmayberequiredin respect of the Bank Account

AuthorisedSignatory

SIGNATURE 1924

30

and collect cheque books/leaves/bank statement from thebank in respect of theBankAccount opened in connectionwiththetrading/distributionservicesaccountopenedwithIIFLW.

3. Pursuanttoourinstructions,to make investments in variousfinancialproductsi.e.MutualFunds,AlternateInvestmentFunds,Bonds/Debts, National Pension Scheme and other financialproductsfromthecreditbalanceavailableinledgerstatementoftrading/depository/distributionaccount and/orredeemtheinvestments from the above towards meet ing our obl igat ions/ledger debi ts towards fac i l i tat ing our investments/disinvestments and in this regard IIFLW isauthorized:

i. To enable/execute the transactions throughourdesignatedBrokingaccount/Demataccount/Bankaccount/IIFLWledgeraccount/IPO, Bonds & Debts Account/Direct Investmentaccountfromtimetotime.

ii. Tosign/execute/submitnecessaryapplication/instructions/forms/intimationasmayberequiredbytherespectiveFundHouses/Institutions/Banks/

Issuers/Companies or other entities for purchase, sell,redemptionortransferofSecuritiesetc.throughphysicalorelectronicorinternetplatformsfromtimetotime.

4. To make application and/or issue instruction for creation/invocation/closureofpledgeonthesecurities/unitsheld inourclientdesignateddemataccountsinfavourofIIFLWforthelimitedpurposeofmeetingthemarginrequirementsinconnectionwiththe trades executed by me/us through IIFLW on any StockExchange and / or any other transactions arising out of tradesexecutedbyme/usthroughIIFLWinanysegmentincludingcash,derivativesandcurrencyderivativessegment.

5. Generallytodoallsuchacts,deeds,mattersandthingsasmaybenecessaryfororincidentaltoensuringthatallpaymentsforanddelivery of securities arising out of transactions undertakenbyme/usthroughIIFLWaredulyandproperlycompleted.

6.Pursuanttoourinstruction,tomakenecessaryapplicationsonourbehalf to any officials or authorities in India, including but notlimitedto,theCentralGovernment,and/ortheReserveBankOfIndia, Income Tax Authority, Stock Exchanges, Securities andExchangeBoardofIndiainconnectionwithourpurchase/sale/transferofthesecurities,andtorepresentmeinallrespectsbeforesuch authority/ies and establish without encumbrance theownershipofsecuritiesinourname;

7. Theterm“Securities”shall includeshares,scrips,stocks,bonds,warrants, options, futures, derivatives, convertible debentures,non-convertibledebentures, securitizeddebt instruments, fixedreturninvestment,equitylinkedinstrumentsorothermarketableSecuritiesofalikenatureinorofanyincorporatedcompanyorother body corporate, negotiable instruments, usuance Bills ofExchange, deposits or other money market instruments,commercialpaper,certificateofdeposit,unitsissuedbyUnitTrustof Indiaandunits issuedbyMutualFunds,mortgagebackedorother asset backedSecurities issuedby any institutionorbodycorporatecumulativeconvertiblepreferencesharesissuedbyanyincorporatedcompanyandSecuritiesissuedbyanyincorporatedcompanyandSecurities issuedby theCentralGovernmentoraStateGovernmentforthepurposeofraisingpublicloanandhavingoneoftheformsspecifiedinClause(2)ofSection2ofthePublicDebtAct,1944,anyothernewformofcapitalormoneymarketinstrumentsthatmaybeissuedinthefuturebyanyincorporatedcompany/firm/institutionorGovernment.

8. Pursuanttoourinstruction(generalorspecific)orinstructionofourAuthorisedRepresentative,toapplyforvariousproductsandsecuritiesincludingMutualFunds,AlternativeInvestmentFunds,StructuredProducts,Publicissuesofsecuritiesincludingshares,

debentures,rights,offerforsale,tenderingsharesinopenoffersetc.

9. Pursuant to our instruction or instruction of our AuthorisedRepresentative, to acquire by subscribing to or by purchase ofsecuritiesoranyotherinvestmentproductsandtosell,transferandendorsethesameorredeemthesameorotherwisedealinthesecuritiesand/oranyotherinvestmentproductsincludingbutnotlimited to Initial PublicOfferings, FurtherPublicOfferings,BuyBack Offers, Right Issues either through internet usingidentificationnumberissuedbyanyAuthorityfromtimetotimeorotherwise, and/or to sign and to execute all transfer deedswhetherastransferorortransfereeandsuchotherinstruments,applications and papers as may be necessary for acquiring ortransferring/redeeming the same,markingpledge/lienon suchsecuritiesand/orfortransferringtheinvestmentsintheunitsofMutual Funds from one scheme to another or betweenMutualFunds and/or otherwise as may be required to deal in thesecuritiesorotherinvestmentproducts.

10. Pursuant to our instruction or instruction of our AuthorisedRepresentative,tomakeapplicationsforortorenounceandsignrenunciationformsinrespectofbonds/debentures,rightsharesand additional shares of any Company/Body/Authority and toreceive and hold such rights or additional shares bonds ordebentures.

11.Toissueordersandinstructionsforacquisitionsanddisposal ofinvestmentsforandonbehalfofmyself/ourselvesandto purchase or otherwise acquire, invest and sell or otherwisedisposeoffsecurities.

12 Tosignthenecessaryformsandotherdocumentsifanyandtofilethesamewiththecompany/iesand/orMutualFundconcernedorany other entity for purchase, sell, redemption or otherwisetransferofsuchsecurities/unitsofMutualFundsandtransferringitinourname.

13. Toforwardallsuchapplicationsplacedthroughthewebsitetotheonline-IPOmoduleoftheconcernedExchangeorowner/issuerofInvestmentProduct.

14.Toreceivestatementsandotherdocumentspertainingtotheaboveunits/securitiesandtoacknowledgereceiptofthesame.

15.Todoall suchactsand thingsasmaybenecessary toeffect thesubscription/purchase/redemption or any other transaction inanysecuritiesand/orInvestmentProductforwhichservicesareavailedfromIIFLW.

16. To debit the purchase price of such securities or any otherfees/chargesetc.duetoIIFLWandtodischargeallobligationinthisregardonourbehalftoIIFLW,inouraccountwithIIFLWealthManagementLtd.

17. Tooperate and to givedelivery/receive instructions, borrowingand lending instructions, pledge instructions, pledge closureinstructionsandtodoallsuchotherthingsthatmaybenecessaryinthecourseofbusinessrelatingtooperationofclientdesignateddemataccount(s)ortowardstheobligationfortransactionsdonethrough IIFLW, including transactions on NSE, BSE and otherExchange,underourinstructions.

18. Toexecutethesharetransferrequestsgivenbyme/usthroughthewebsite or any other medium and process the documentsauthenticatedbyauthorizedsignatoriesempoweredtodoso inthisregard.

19. Tosquareoffatitsdiscretionourpositionoftransactionsthatarenotdeliverymarkedduringtheday.

20. To demand, receive and give good and effectual receipt(s) anddischarge(s)foralloranydividends,interest,bonusesoranyothersum(s)and/orincomearisingfromtheshares,debentures,unitsand other investments and to sign and endorse pay orders,dividend/interestwarrantsorcertificates,receivealldebts,sumsofmoney,principal,interest,dividendorotherduesofwhatever

AuthorisedSignatory

SIGNATURE 2024

31

natureoraccountwhicharenoworatanytimedueandpayableandbelongtome/us.

21.Forthepurposeoftheaforesaidtosigncontracts,agreements,transfers, acceptances, receipts, or other instruments,documents and forms, to accept and carry out correspondencewithsuchperson(s)orauthority/authoritiesordepartment(s)andtodoallsuchlawfulactsrequisiteforeffectingthesame.

22. To correspondwith and givenotice to the correspondingAssetManagement Company/Body Corporate/Registrar & TransferAgentofsecuritiesincludingbutnotlimitedtogivinginstructionswithregardtonomination/changeininvestmentplans/anyotherchangesthatmaybenecessitated/instructedbyme/us.

23. Tocomplyand/orcausetobecompliedwithallstatutoryandotherrequirementsattachedtoorarisingoutofthesepremisesandforthesepurposetotakesuchstepsandactionsnecessaryorproper,including signing of affidavits, indemnity, declarations, legaldocuments,deedsandwritingsrequired.

24. To send consolidated summary of our scrip wise buy and sellpositionstakenwithaverageratesbywayofSMS/e-mailatourregisteredmobile no./email id as provided byme/ us throughcontract note or any other intimation, on a daily basis,notwithstanding any other document to be disseminated asspecifiedbySEBIfromtimetotime.

25. Toarrangetoreturntome/usthesecuritiesthatmayhavebeenreceivedbyIIFLWerroneouslyorthosesecuritiesthatIIFLWisnotentitledtoreceivefromme/us.

26. Foralloranyofthepurposeaforesaidtoappointfromtimetotimearepresentativeandtorevokesuchrepresentationbutsothattheappointment of any such representative shall not affect orprejudicetherightsorpowersoftheAttorneytoacthereunderandthe Attorney may continue to do so notwithstanding suchappointments.

27. To temporarily invest, without our consent, the credit balancewhichislyingidleinourledgerand/orbankstatementoftrading/depository/distributionaccount,inliquidassetsincludingunitsofliquid,moneymarketandultra-shorttermschemesofmutualfundsandalsoredeem/sellthesaidtemporaryinvestment(s);

28. To instruct the bank to transfer the funds and debit our bankaccount(s) mentioned hereunder to meet with the followingrequirement;

i. Towards meeting the settlement obligations / marginrequirements in connection with the trades executed byme/us in connection with the trades executed by me/usthrough IIFLW on any Stock Exchange and / or any othertransactionsarisingoutoftradesexecutedbyme/usthroughIIFLW,

ii. To recover any outstanding amount due/debit balance asreflectinginmyledgerstatementarisinginconnectionwiththe trades executed byme/us through IIFLWon any StockExchangeand/oranyothertransactionsarisingoutoftradesexecutedbyme/usthroughIIFLW.

iii. Towards the payment for subscription of financialproducts/facilities/servicesthroughIIFLWlikeMutualFunds,PublicIssues(sharesaswellasdebentures),rights,offerofsharesetc.

iv. Topayanyothermonies/fees/charges/costexpensesetc.duepayab le to I I FLW for ava i l i ng/subscr ib ing to facilities/servicesavailedbyme/us.

v. ToinvestavailablecreditbalanceinanyoffinancialproductsasperourinstructiontoIIFLW.

29. Toprepare,complete,signandsubmitallforms,statementsanddeclarationsasmayberequiredinrespectofoperatingofthebankaccount(s).

30. Tomake,draw,sign,endorse,negotiate,acceptandreleaseasthecase may be cheques, drafts, pay orders, telegraphic

transfers/directtransfersontheinternetorothersecuritiesforpaymentofmoneywhetherdebitorcreditinouraccount(s)withtheIIFLW.

31.Tomake,signandexecuteallformsanddocumentsasrequiredtooperate depository account with depository participant and toissueinstructionsrelatingtodematerializationorrematerialisingof securities, freezing of accounts, to block and/or debit theaccount,togivedelivery/receiptinstructions,pledgeinstruction,pledgeclosureinstructions,lendingandborrowinginstructions,andtodoallsuchotherthingsthatmayberequiredinthecourseofbusinessrelatingtothedepositoryaccountopenedonourbehalfincludingclosureoftheaccountifdeemednecessaryorexpedient.

courseofbusinessrelatingtothedepositoryaccountopenedonourbehalfincludingclosureoftheaccountifdeemednecessaryorexpedient.

32. Subject to Exchange Control Regulations in India to demand,receiveandgivegoodandeffectualreceipt(s)anddischarge(s)foralloranydividends,interest,bonusesoranyothersum(s)and/orincomefromtheshares,debentures,unitsandotherinvestmentsand to sign and endorse pay orders, dividend or other dues ofwhatevernatureoraccountwhicharenoworatanytimemaybedueandpayableandbelongtome/orusonanyaccount(s).

33. Toenterintoandexecutesuchdeeds,documentsandwritingsasmayberequired for thepurposesofopening,operatingand/orclosingofanybankaccountwithanyBankinIndiainournameandonourbehalf,inconnectionwiththesaidcreditfacilities.

34. Toprepare,complete,signandsubmitallforms,statementsanddeclarations as may be required in respect of the opening,operatingandclosingthebankaccount(s).

35. To receive and deposit the monies realized from sale of thesecurities or any other financial products and all interest/dividendsinourbehalfinourbankaccount;

36. Further to standing authority to invest in liquid assets, asmentionedinpointnumber27ofthispowerofattorney, IIFLWmay invest/redeem the available credit balance in our ledgeraccount/demataccount/bankaccountininsuchothersecuritiesandfinancialproducts,asinstructedbyme/us;

37.Todooromit todoallsuchactsandthingsas IIFLWmay in itsdiscretion consider to be necessary or desirable in order toexerciseitspowershereunderortocomplywithanylaws,orders,rules,regulationsordirectionsofanygovernmentorregulatoryorotherauthorities.

38.OurAttorneyIIFLWshallnotbeliableforanylossthatmayresultfromfailure/inabilityofelectronicconnectivityorrejectionofourapplicationforanyreasonwhatsoever.

39.Our Attorney IIFLW shall not be liable for anytransactionprocessedonthebasisof informationprovidedbyIIFLWtotheissuers/owners of securities or investment products in theapplicationsorotherwisebasedontheinformationprovidedbyme/us.

40. Toattend,voteandotherwiseactasattorneyorproxyatmeetingsofthemembers,creditors,debenturesholdersofanycompanyinwhichSecuritiesareacquiredorheldpursuanttothisauthorityforandonourbehalfand/orperourinstructions.

41. To buy/sell foreign exchange on our behalf and to sign alldocumentsrelatedtorepatriatingthefundfromouraccount.

42. ItisherebyclarifiedanddeclaredthattheAttorneybeingabodycorporate,thepowerhereinabovegrantedmaybeexercisedbyanyofitsagentsoremployeestowhomtheAttorneymaydelegateany of the powers aforesaid and accordingly the Attorneymayappointandremoveanysub-agentorAttorneyfromtimetotimeasitmayconsiderappropriate.

43. TheAttorneyshallhavethesoleauthorityandpowertooperatethe said Account with the Bank and I/we hereby declare andundertakenottooperatesuchAccountduringthecurrencyofthis

AuthorisedSignatory

SIGNATURE 2124

PowerofAttorneyinanymannerwhatsoeverOurAttorneyIIFLWshallnotbeliableforanylossthatmayresultfromfailure/inabilityofelectronicconnectivityorrejectionof ourapplicationforanyreasonwhatsoever.

44. I/Weherebyagreethatallsuchactsdonebyourabovementionedattorney shall be deemed to be acts done by me/ us and ifnecessaryshallberatifiedbyme/usontheinstructionsofthesaidattorney.

AND I/Wehereby agree that IIFLW shall exercise such powers andauthoritiesconferredundertheabovePowerOur “Authorised Representative” for the purpose of this Power ofAttorneyshallmeanMr./Ms.__________________orsuchotherpersonappointedbyme/usandintimatedbyme/usinwritingtotheAttorneyfromtimetotime.ANDI/Weherebyagreethatallsuchactsdonebyourabovementionedattorneyshallbedeemedtobeactsdonebyme/usandifnecessaryshallberatifiedbyme/usontheinstructionsofthesaidattorney.ANDI/WEDOHEREBYCONFIRMANDDECLARETHATthisPowerof

Attorneyshallbevalid,effectiveandoperativeonlyaftertheexecutionbybothpartiesandacceptancebyIIFLWandshallremaininforcetillouraccountisintheoperationandactive.I/WemayrevokethisPowerofAttorneyatanytimebygivinganoticetoIIFLWinwritingandthecessationofthisauthorityshallnotaffectorimpairanyacttheretodoneinexerciseofthesepresents.Suchnoticeshallbedulysignedbyme/usandshouldbereceivedat5thFloor,IIFLCentre,KamalaCity,SenapatiBapatMarg,LowerParel(W),Mumbai-400013.I/Weherebyundertaketoensurethatpriortotherevocation of this power of attorney all amounts of debit balancesincluding penalties and other charges & expenses till the date ofrevocationduetotheAttorneyasperitsrecordsarepaid/clearedinfull.Therevocationofthispowerofattorneyshallbecomeoperativeonlyafterallamountsofdebitbalancesincludingpenaltiesandotherchargesandexpensesthatarepayablebymearepaidinfull.This document shall be subject to the jurisdiction of the Courts

in_____________________. MADE and executed at _________________ on

this_____________dayof_________________20_________.

SignedandDeliveredby

INWITNESSWHEREOFI/Wehavehereuntosetandsubscribedmy/ourrespectivehandstothesepresentsthedayandtheyearhereinabovewritten

SCHEDULE1

Name Age Address

AuthorisedSignatory

(TradingAccountClient)

AuthorisedSignatory

AuthorisedSignatory

TradingAccountNo./ClientID

DematAccountNo.

SCHEDULE2

ClientDesignatedDematAccountNos.:

IIFLWDesignatedDematAccountNos:

DPName:IIFLWEALTHMANGEMENTLTD.

DPID:IN304158(NSDL)DPID:12083300(CDSL)

NSE-12083300-00000042BSE-12083300-00000023

NSE-10000012BSE-10000004

32

AuthorisedSignatory

SIGNATURE 2224

BankAccountNo.

AnnexureEnclosed-AnnexuretoSchedule2

Weherebyagreetoexercisethepowersconferreduponusintermsoftheclausesmentionedhereinabove.

For IIFL Wealth Management Ltd.

AuthorisedSignatory Date:__________________________

CLIENT’SWITNESSFORPOWEROFATTORNEY(forandonbehalfoftheClient)

Witness2

Name

Address

Witness1

Name

Address

Signature Signature

33

SrNo Category DPName DPID Client/BOId

1 CMPOOL IIFLWealthManagementLtd. 12083300 00000042


3 CMPrincipal IIFLWealthManagementLtd. 12083300 00000023


SrNo Category DP Name DP ID Client/BOId

1 CMPOOL IIFLWealthManagementLtd. IN304158 10000012

2 CMPOOL IIFLWealthManagementLtd. IN304158 10000004

3 ClientMarginAccount IIFLWealthManagementLtd. IN304158 10000037

4 ClientMarginAccount IIFLWealthManagementLtd. 12083300 00000057

5 ClientMarginAccount IIFLWealthManagementLtd. IN304158 10024902

6 ClientAccount IIFLWealthManagementLtd.-ClientAccount 12083300 00000061

7 ClientAccount IIFLWealthManagementLtd.-ClientAccount IN304158 10022343NSDL

Annexure to Schedule - 2 IIFLW Designated Demat A/c with IIFL Wealth Management Ltd

NSDL

NSDL

NSDL

CDSL

NSDL

CDSL

Depository

CDSL

CDSL

CDSL

CDSL

Depository

AUTHORIZATION LETTER

To, Date:_____/_____/________

IIFLWealthManagementLtd.IIFLHouse,SunInfotechPark,RoadNo.16V,PlotNo.B-23,ThaneIndustrialArea,WagleEstate,Thane-400604.

Sir,

A. AvailingMutualFundServiceSystem(MFSS)facility/BSEStARMUTUALFUND(hereinafterjointlyreferredto“MutualFundTransactionFacilities”)YesNo

I/Weam/areinterestedinavailingthetradingfacilityoftheExchangesforthepurposeoftransactingintheunitsofMutualFundsSchemespermittedtobedealtwithontheMFSSandBSEStARMUTUALFUNDofNSEandBSErespectively.

I/Wethereforerequestyoutoregisterme/usasyourclientforparticipatingintheMutualfundtransactionfacilities(MFSSandBSEStARMUTUALFUND).

I/WearewillingtoabidebythetermsandconditionsasmentionedintheNSECirculardated24/11/09,BSECirculardated02/12/2009andfurthercircularsasmaybespecifiedbytheExchangesfromtimetotimeinthisregard.

I/WeshallalsoensurecompliancewiththerequirementsasmaybespecifiedfromtimetotimebySecuritiesandExchangeBoardofIndiaandAssociationofMutualFundsofIndia(AMFI).Forthesaidpurposeofavailingthesefacilities,I/WestatethatKnowYourClientdetailsassubmittedbyme/usforthestockbrokingmaybeconsideredforthepurposeofMutualfundtransactionfacilitiesandI/Wefurtherconfirmthatthedetailscontainedinsameremainunchangedasondate.

I/WeshallreadandunderstandthecontentsoftheSchemeInformationDocumentandKeyInformationMemorandum,addendaissuedregardingeachMutualFundSchemeswithrespecttowhichI/Wechoosetosubscribe/redeem.I/Wefurtheragreetoabidebythetermsandconditions,rulesandregulationsoftheMutualFundSchemes.

WithreferencetomyapplicationforregisteringasaclientforMutualFundTransactionfacilitiesofferedbyNSEandBSE,I/WeherebyundertaketoprovidefundstotheParticipantequivalenttothesubscriptionamountandapplicablebrokerage/fees/chargesbeforeapplyingformutualfundunitsthroughtheParticipant.

Forthispurpose,I/WeherebyauthorizeIIFLWealthManagementLtd.toutilizethesurplusfundsinmy/ourBrokingaccountheldwithIIFLWealthManagementLtd. initscapacityasaStockBrokerandtransferfundstotheextentofsubscriptionamountand/orapplicablebrokerage,fees,chargesandotherstatutorylevies(incaseofbothsubscriptionandredemption)and/oranyotherobligationtomeetthedebitinmy/ourMutualfundtransactionaccount.

My/ourexposurelimitsinmytradingaccountshallbereducedtotheextentoftheamountutilizedfortransactinginthemutualfundunitsaspermyinstruction.Incaseofsubscriptionrequest,I/Weherebyunderstandandagreethatbasedonmyinstruction,theamountwillbedebited inmyMutual fund transactionaccountandsurplus fundsshallbe transferred frommyBrokingaccount tomymutual fundtransactionaccountasperthisauthorityletter.I/WefurtheragreeandunderstandthatsuchfundswillbeusedbytheParticipantforapplyingformutualfundunitsafterdeductingtheapplicablebrokerage,fees,chargesandotherstatutorylevies.I/WeagreeandundertaketomakegoodsuchshortfallimmediatelyasmaybeinformedbyIIFLWealthManagementLtd.fromtimetotime.

Incaseofaredemptionrequest,I/WeagreeandauthoriseIIFLWealthManagementLtd.todebitmymutualfundtransactionaccounttotheextentofapplicablebrokerage,fees,chargesandotherstatutoryleviesandfurtherauthorizetoutilizethesurplusfundsinmy/ourBrokingaccountheldwithIIFLWealthManagementLtd.initscapacityasaStockBrokerandtransferfundstotheextentofapplicablebrokerage,fees,chargesandotherstatutorylevies(incaseofbothsubscriptionandredemption)and/oranyotherobligationtomeetthedebitinmy/ourMutualfundtransactionaccount.

B. AuthorizationforSystematicInvestmentinMutualFund/SecuritiesYesNo

I/WeherebyauthorizeIIFLWtoexecuteanorderinmy/ouraccountheldwithIIFLWforpurchaseofthesecuritiesand/ormutualfundunitsundersystematicinvestmentplanonmy/ourbehalfaspermy/ourinstructions.

I/Wefurtheragreeandunderstandthatallthetermsandconditionsofthetradingagreement/termsandconditionenteredinto/agreedwithIIFLWshallbealsoapplicabletotheinstructionsforsystematicinvestmentinmutualfundunits/securitiesandI/Weherebyagreetoabidebythesameatalltimes.

I/WeunderstandthattheinstructionsforsystematicinvestmentcanbegivenbymeinwritingorthroughtheonlinefacilityprovidedbyIIFLWoroverrecordedtelephoneline.I/Weherebyagreeandunderstandthatthesaidinstructionsshallbevalidandbindinguponme/usuntilmodifiedand/orcancelledbyme/usbygivingvalidinstructiontoIIFLWeitherinwritingorthroughtheonlinefacilityprovidedbyIIFLW.

I/WeherebyundertaketogiveanECSmandate/standinginstructioninfavorofIIFLWtowardsmy/ourtradeobligationsarisingoutofthisauthorizationorI/weherebyauthorizeIIFLWtoexecuteorderunderSIPonthebasisofclearfundavailableinmyledgeraccountandasperriskmanagementpolicy.

I/WeherebyauthorizeIIFLWtodebitmy/ourtradingaccountheldwithIIFLWtowardsmy/ourtradeobligationsandallthefees,charges,taxes,brokerageetcdueandpayablebyme/us.

I/Weunderstandthatthisauthorizationcanberevokedbyme/usatanytimebygivingawrittennoticeatleast30daysinadvancetoIIFLW.I/WeunderstandthatsuchrevocationshallbeeffectivefromthedateofreceiptofconfirmationofthesamefromIIFLW.I/Weagreeandundertaketofulfillallmy/ourobligationsaspertheinstructionsforsystematicinvestmentarisinginmy/ouraccountbeforetheeffectivedateofsuchrevocation.

I/We agree to abide by the Terms and Conditions applicable for Systematic Investment inMutual Fund and/or Securities and anyamendmentstheretoatalltimes.

I/WeundertaketoindemnifyandkeepindemnifiedIIFLWanditsdirectors/officersforalltradesexecutedonmy/ourbehalfaspertheinstructionsgivenbyme/us.

C. RUNNINGACCOUNTAUTHORISATIONYesNo AuthorisationtoIIFLWealthManagementLtd.a) Iwould like tokeep securitiespurchasedbymewithyouas collateral for givingmeexposure limits inmy tradingaccount/margin

obligation. I authorizeyounot to transfer shares/securitiespurchasedbyme tomydematbeneficiaryaccountandkeep themwithyourselves.Ialsoauthoriseyoutopledgetheseshares/securitieswiththeClearingMember/Exchange/Custodian,atyourdiscretion.Incaseanyoftheshares/securitiesaresoldinsubsequentsettlements,youmaytakethisasastandinginstructiontoadjustagainstmy

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previouspurchasepositionsinanyofExchanges.b) WheneverIrequiredeliveryofanyshares/securities,Ishallsendyouawrittenrequest.Iunderstandthatsuchpayoutofsecuritieswillbe

madesubjecttoyourriskmanagementpolicies.c) Incasethereisadebitbalanceinmyaccount,youareauthorizedtosellatanypointoftimetheshares/securitiesheldbyme/heldonmy

behalf,atyoursolediscretion.Anyprofitorlossmadeonsuchtransactionswillbetomyaccountasitwouldhaveoccurredonnormalpurchase/salemadebyme.Ialsoagreetopaythebalanceamount,ifanyafterdeductingcreditofsaleofshares.

d) Ialsorequestyounottoissuecheques/makepaymentssettlementwiseunlessspecificallydemandedbyme,aspayinandpayoutareverycloseandthereforeexchangeofchequebecomesunnecessarypaperwork.

e) I/Weunderstandandagreethatnointerestwillbepayabletome/usontheamountsorsecuritiessoretainedwithyou.f) Ifurtherauthoriseyoutosetoff/adjustanyofmydebits/duesinanysegmentofanyExchangewithcreditsofanyothersegment(s)ofany

Exchange(s)inmyaccountwithintheperiodofsettlementofmyaccount(SecuritiesandFunds)asoptedbyme.g) TheSecuritieslyinginclientbeneficiaryaccountonmy/ourbehalfand/orcreditbalanceslyinginmy/ourledgeraccountofanysegments

ofanyExchangescanbeconsideredasmarginfortheanysegmentsofanyExchanges.h) I/Weunderstandthatthisauthorizationshallremainvaliduntilrevokedbyme/us.I/weundertaketoclearallmyduesarisingduringthe

validityofthisauthorizationelsethemembershallrecoverallmy/ourduesinmy/ourledgertilldate.Ialsoundertaketoclearallmyduestoyoubeforeservingrevocationofthisauthorisationelsethememberwillrecoverallmyduesinmyledgertilldateandtheneffecttherevocation.

I) I/Wefurtherwishtohavesettlementofmyaccount(fundsandsecurities):-(Tickanyoneoption):- OnceinQuarterOnceinMonth I/Weunderstandthatsettlementamountshallbesubjecttoretentionofrequisitesecurities/fundstowardsoutstandingobligationsand

marginsinmyaccountcalculatedinthemannerspecifiedbySEBI/Exchangeanddetailsmentionedinthe“StatementofAccount”atthetimeofsettlement.I/Weauthoriseyoutosendthestatementofaccountonfundsandsecuritiesasonthedateofsettlementtomyinternettradingaccountore-mailidregisteredwithyou.I/WeunderstandthatI/WecanobtainacopyofthesamefromanyofyourBranchoffices.

I/WeunderstandandauthorizethatyouwillnotreleasethepayoutincasethebalanceafternecessaryretentionisuptoRs.10000/-inanyofthequarters,tillmyrevocationinwritingasI/Wewillbedoingregularlytradingwithyou.

IalsoundertaketobringanydisputearisingfromStatementofaccountsorsettlementsomadetoyournoticewithinsevenworkingdaysfromthedateofreceiptoffunds/securitiesorStatementasthecasemaybe.

Sokindlymaintainmyaccountasarunningaccountbasisforfundsandsecurities.

D. AUTHORISATIONFORRECEIPTOFCONTRACTNOTESANDOTHERDOCUMENTSINDIGITALMODEYesNo

I/WeherebyconsenttoreceivefromIIFLWealthManagementLtd.thedigitalcontractnotes,bills,ledgers,transactionstatements,dematstatementofaccounts/holdingstatement(s)/bills/otherstatements,notices, circulars,amendmentsandsuchothercorrespondencedocuments,recordsbywhatevernamecalledinelectronicformdulyauthenticatedbymeansofadigitalsignatureasspecifiedintheInformation Technology Act 2000 and the rules made thereunder to my below mentioned email id (said email id). E-mail Id :_________________________________I/WefurtherherebyagreethattheIIFLWealthManagementLtd.shallfulfillthelegalobligation,iftheabovedocumentsaresentelectronicallytothesaide-mailidandI/Weam/areawarethatI/wewillnotreceivethestatements/documentsinpaperform.Inthisregard,I/wefurtherconfirmandagreethat:

(i) Theaboveismy/ourpersonalE-mailid.I/Weshalltakeallnecessarystepstoensureconfidentialityandthesecrecyoftheloginandpasswordoftheabovementionede-mailaccount.IIFLWshallnotbeliabletoorresponsibleforanybreachofsecrecy.I/Weam/areawarethatthestatements/documentsmaybeaccessedbyotherentitiesincasetheconfidentiality/secrecyoftheloginnameandpasswordiscompromised.I/Wewillbesolelyresponsibleforthesecurityoftheinformationprovidedonmy/ouraforesaide-mailid.

(ii) E-mailssenttoanyoftheabovementionede-mailaccountshallbedeemedtobedulydeliveredtotheme/us.However,emailsbouncedbackonaccountoferrors/systemsissueattributabletoanyactofIIFLWwillnotbeconsiderdasdulydelivered.

(iii) IIFLWshallnottakecognizanceofout-of-office/outofstationautorepliesandI/Weshallbedeemedtohavereceivedsuchelectronicmails.

(iv) SuchStatementsshallbedeemedtohavebeendeliveredonthedaywhenthee-mailissentbyIIFLW.

(v) I/WefurtheragreethatIIFLWmayatitssolediscretionalsoprovide/discontinuesuchstatementsinphysicalform.

(vi) IIFLWshallnotbeliableorresponsibleforanyStatementreceivedfromfraudsorimpostorsoranyconsequencesthereof.

(vii) IIFLWshallnotbeliableforanyproblem,whicharisesatmy/ourcomputernetworkbecauseofmy/ourreceivinganyStatementfromIIFLW.

(viii) I/WeshallinformIIFLWbywayofaletterinwritingdulysignedbymeorinformthroughinternetplatformifthereisanychangeintheEmailgivenabove.

(ix) I/WeundertaketochecktheStatementandbringthediscrepanciestoyournoticewithinthetimeperiodasspecifiedundertherelevantagreementsenteredintowithIIFLW.My/Ournon-verificationornotaccessingtheStatementonregularbasisshallnotbeareasonfordisputingthesameatanytime.

(x) I/WeshallinforminwritinginprescribedformattoIIFLWtodiscontinuethesaidfacilities.I/WeandIIFLWshallhavetherighttoterminatesuchserviceprovidedawrittennoticeisgivenatleast10daysinadvancetotheotherparty.

I/WeshallimmediatelyinformIIFLWaboutchangeinemailaddress,ifany.I/WefurtheragreethatIIFLWwillnotberesponsiblefornonreceiptofdocumentssentviaelectronicdeliveryduetochangein/incorrectemailaddress/correspondenceaddressasmentionedoranyotherreasonwhichinteraliaincludetechnicalreasonsormalfunctionofmy/ourcomputersystem/server/internetconnectionetc.FurtherI/WeagreeandundertaketoindemnifyIIFLWanditsgroupcompanies,thattheywillnotbeheldliable/responsibleforanylosses,claimsdamages,costandliabilitiesetc.causedtome/usduetomisuseofthisinformationorpursuanttoanylitigationcases,complaints,actions,etcthatmayariseinfutureonaccountofmy/ouraboveauthorizationrequest.

E. AUTHORISATIONFORONLINETRADINGSOFTWAREPASSWORDYesNo

IwishtouseonlineTradingSoftwareinthisregardsFollowing:-

I. Pleasesendmysystem-generated,internetaccountfirsttimeaswellassubsequent,passwordontheregisteredmobilenumbers.Also,ifIeverneedtoresetthePasswordlater,thesameshouldalsobesentbySMSontheabovegivenmobilenumber.AssoonasIreceivethesystemgeneratedPassword,Ishallloginandchangeitforsecurityreasons.Iamawarethatsystem-generatedPasswordwillautomaticallyexpirein72hoursfromthetimeofsending.

II. IntheeventthatIdonotreceivethePasswordonSMSwithin24hoursofopeningofaccountorrequestforresetofPassword,IshallcontacttheCustomerServiceDepartmentoftheIIFLWimmediatelyandrequestforre-settingofmyPassword.

36

III. IhavebeenexplainedthatIshallsetmynewPasswordasmaybeeasytorememberforme,butshouldnotbeeasytodecipherforanybodyelseandshouldbepreferablyalpha-numericandnotmyoranyfamilymember'sname/surname.

IV. Iamfullyawareoftheriskofelectronicloss/theftandagreetobesolelyliableandresponsibleforthesameaswellasforanyunauthorizeduse/misuseofthePassword.IunderstandIIFLWwillnotberesponsibleorliableinanymannerwhatsoeverforthesame.

F. AvailingIIFLWDistributionServicesYesNo

I/Weunderstandthat:

(a)IIFLWealthManagementLtd.(hereinafterreferredasIIFLW),itsassociatesandsubsidiariesofIIFLHoldingsLtd.(IIFLGroup)areengaged inprovidingvarious financialservices includingdistributionandexecutionservicesofvarioussecuritiesand financialproducts.Accordingly,forprovidingsaidservicesIIFLGroupmayearnfees(includingarrangerfees)orcommissionfromissuersofmutualfunds,alternativeinvestmentfunds,venturecapitalfunds,debtinstrumentsetc.

(b)Apartfromabove,securities/productsdistributedmaybeofIIFLGroupandaccordinglyinvestmenttransactionmayincludetransactionwith IIFLGroupascounterpartiesand IIFLGroupmayreceivevarious formof remuneration linked todistributionservicesofferedtotheClient.

I/Weherebyagreetoavailserviceslikedistributionofsecurities/financialproductsincludingbutnotlimitedtofollowingofferedbyIIFLWDistributionServices.

• InitialPublicOffer/FollowonPublicOffer/Offerforsale

• MutualFunds/AlternativeInvestmentFunds

• Bonds,Debentures

• NPS

• Otherfinancialproducts 1. Theinstruction/authorizationreceivedfromtheanyofauthorizedrepresentativeasperBoardResolutionprovidedshallbeexecuted

bytheattorney. 2. I/WeherebyauthorizeIIFLWanditsassociatestodisclose,share,remitinanyform,modeormanner,all/anyoftheinformation

providedbyme/us,includingallchanges,updatestosuchinformationasandwhenprovidedbyme/ustoassociatesofIIFLWGroup,issuers, brokers, Mutual Funds, AIFs, banks and other relevant parties ('the Authorized Parties') or any Indian or foreigngovernmentalorstatutoryorjudicialauthorities/agenciesincludingbutnotlimitedtotheFinancialIntelligenceUnit-India(FIU-IND),thetax/revenueauthoritiesinIndiaoroutsideIndiawhereveritislegallyrequiredandotheragencieswithoutanyobligationofadvisingme/usofthesame.

3. I/Weherebydeclarethatthereisnoactionpendingagainstme/usbyanyregulatoryauthorityforviolationofanylaw.Therearenounpaidfines/penaltiesleviedonme/us.I/Wehavenotviolatedanylawapplicabletousorcircular/regulationsissuedunderanylawasondate.I/Wehavenolegalorregulatoryproceedingspendingagainstme/usforanyfinancialcrimesorviolationofSecuritieslawsinitiatedbeSEBI/RBI/Banksoranyotherfinancialinstitution.

DECLARATION i. Iamawarethatthemobilenumbershallbeupdatedinallyourrecordsanddatabasesincludingtradinganddemataccount. ii. Ideclarethattheregisterednumberismypersonalmobilenumberandisalwaysinmysafecustody.IshallkeepIIFLWinformedofany

changeinmymobilenumberimmediatelyforupdatingthesameindatabases.Iamawarethatwithoutintimationforchangeinmobilenumber,IIFLWwouldnotbeabletosendmyPasswordovernewmobilenumberandalsowouldnotbeabletoupdateinrecordsanddatabases.

iii. Iamawarethatincaseofchangeinmymobilenumberanytimeafteropeningofthisaccount,itismandatoryformetosubmitthephotocopyofalatest/lasttwomonthsMobilebillforpostpaidconnection.IfIhaveprepaidconnectionthenIhavetovisitpersonallytotheBranch/FANsalongwithmyIDproofs(E.g.:PanCardorDrivingLicense)andgetthedocumentsverifiedbythebranchofficials.

iv. Iwillbesolelyresponsibleforthesecurityoftheinformationprovidedonmyaforesaidmobilenumber.Further,

v. IagreeandundertaketoindemnifyIIFLWanditsgroupcompanies,thattheywillnotbeheldliable/responsibleforanylosses,claims,damages,costandliabilitiesetc.causedtomeduetomisuseofthisinformationorpursuanttoanylitigations,non-litigationcases,complaints,actions,etc.thatmayariseinfutureonaccountofmyaboveauthorizationrequest.

vi. SMSAlertsFacilitybydepository:I/WeconsenttoCDSL/NSDLprovidingtotheserviceprovidersuchinformationpertainingtoaccount/transactionsinmy/ouraccountasisnecessaryforthepurposesofgeneratingSMSAlertsbyserviceprovider,tobesenttothesaidmobilenumber.I/Wehavereadandunderstoodthetermsandconditionsmentionedaboveandagreetoabidebythemandanyamendmentstheretomadebythedepositoryfromtimetotime.I/Wefurtherundertaketopayfee/chargesasmaybeleviedbythedepositoryfromtimetotime.I/WefurtherunderstandthattheSMSalertswouldbesentforamaximumfourISINsatatime.Ifmorethanfourdebitstakeplace,theBOswouldberequiredtotakeupthematterwiththeirDP.

vii. I/Weconfirmhavingreceivedahardcopyofthefollowingdocumentsandfurtherconfirmhavingreadandunderstoodthecontentsofthesedocuments.

• Terms&ConditionsForDistributionofSecurities.

• Terms and Conditions for availing Mutual Fund Service System (MFSS) facility and BSE StAR Mutual fund offeredbyNSEandBSErespectively.

• TermsandConditionforavailingsystematicinvestmentinMutualfund/Securities.

AuthorisedSignatory

SIGNATURE 2224

IIFL Wealth Management Ltd. being the stock broker is in thebusiness of providing Trading cumDemat Services to its clients. Inadditions, IIFLW is also engaged in marketing and distribution ofmutual funds, registered with the Association of Mutual Funds inIndia (AMFI) as a Mutual Fund Distributor and involved indistribution of various other securities and financial productsincludingproductsofferedbyitsaffiliatesorgroupcompanies.IIFLWprovides online/offline facility to apply/purchase/redeem/sale/buybackorotherwisedealintheunitsofMutualFundsandothersecuritiesincludingtransactionservicesoptedinAccountOpeningForm(hereinafterreferredtoas'transactions').TheClientwishestoavailofthefacilities/servicesthroughIIFLWonthefollowingtermsandconditionssetforthhereinbelow.ThetermsandconditionscontainedhereinarebindingontheClient.TheClienthas agreed to obtain facilities/services from the IIFLW after fullyunderstanding the entire terms and conditions. The terms andconditionsshallbesubjecttoamendment,ifanyfromtimetotimeatthesolediscretionofIIFLWandsuchamendmentsshallbindontheclient.ForthepurposeofthepresentTermsandConditions,NationalStock Exchange of India Limited and the Bombay Stock ExchangeLimitedshallbeknownastheStockExchanges.1) TheClienthasoptiontoauthorizeIIFLWbyexecutingaPowerof

AttorneyinfavouroftheIIFLWtoexecuteinstructionsoftheClientor itsauthorizedrepresentativewithregard to the transactionsincluding but not limited to acquire by subscribing to or bypurchaseofsecuritiesandtosell,transfer,endorsethesecurities(including but not limited to Initial Public Offerings, Buy backoffers,rightissuesetc.)orredeemthesameeitherthroughOnline(usingtheidentificationnumberissuedbyanyMutualFundfromtimetotime)orotherwiseand/ortosignandexecutealltransferdeeds whether as transferor or transferee and such otherinstruments,applicationandpapersasmaybenecessaryforthepurposeofacquiring,transferring/redeemingthesame,markingpledge/lien on such securities and/or for transferring theinvestments in the units of Mutual Fund from one scheme toanotherorbetweenmutualFunds,tomakeapplicationfor,ortorenounce and sign renounciation forms in respect ofbonds/debentures, right shares and additional shares of anycompany/Body/Authorityandtoreceiveandholdsuchrightsoradditionalshares,bondsordebentures.

2) AllinstructionsgivenbytheClient/itsauthorizedrepresentativeshallbebindingontheClientandIIFLWmayfurnishacertifiedcopyofthePowerofAttorneyandotherdocumentsonbehalfoftheClient to theCompany/Registrar/MutualFundoranythirdparty.

3) The Client agrees that the instructions with regard to thetransactionsshallbeintheClient'ssolenameorinthenameoftheClientjointlywithotherpersonsasintimatedbytheClient.

4) The instructions with regard to the transactions may be giventhroughbysendingemailfromregisteredemailIDorbymakingthecallfromregisteredtelephonenumber/mobilenumberoranyotherreasonablemodeaspermittedbyIIFLW.

5) IIFLWmayrefusetoactonanyinstructionsunlesstheyaregiveninthemannerandformacceptabletoIIFLW.However,IIFLWshallhave no responsibility to determine the authenticity of anyinstructionsgivenorpurportedtobegivenbytheClient.TheClientshallnotholdIIFLWliableonaccountofIIFLWactingingoodfaithoninstructionsgivenbytheClientoritsauthorizedrepresentative.

6) IIFLW at its own discretion may not carry out the Client’sinstruction, where the IIFLW has reasons to believe (whichdiscretionofIIFLWtheClientshallnotquestionordispute)thatthe instructions are not genuine or are otherwiseimproper/unclear/raiseadoubt.IIFLWshallnotbeliableifanyinstructions are not carried/ partly carried out for any reason,whatsoever. All transactions are subject to the applicableregulatorynormsand/orIIFLW’sinternalpolicyrequirements.

7) The Client understands and agrees that the mutual

fund/RTA/IssuerCompany/stockexchanges/maycancel,closeorrejectanycontractsuo-motowithoutgivinganyreasonthereof.Intheeventofsuchcancellation,closureorrejection,IIFLWshallbeentitledtocancelrelativecontract(s)withtheClientandtheClientshall not raise any objection and for it and hold IIFLWliable/responsibleforit.

8) IncaseofMutualFunds,theClientagreesandacknowledgesthatIIFLWshallprovide the facilitiesasagreedbetween thepartiesonlyinrespectoftheselectedMutualFunds,withwhomIIFLWhasenteredintoaseparatearrangement/agreement.

9)TheClientundertakestoreadalltherelevantOfferDocumentsandaddendumstheretoandtermsandconditionsofallschemesofallmutual funds and other issues of securities including but notlimitedtoInitialPublicOfferings/PublicOffers,RightsissueandBuyBackoffers,;beforeenteringintoanytransactionstheClientagreestoabidebytheterms,conditions,rulesandregulationsasapplicablefromtimetotime.

10)TheClientshallensure that the transactions through IIFLWareexecuted inaccordancewith theapplicable laws,byelaws,rulesandregulationsgoverningthespecificinvestmentproduct.IIFLWmay,fromtimetotime,imposeandvarylimitsontheorderswhichtheClientmayplace,includingbutnotlimitedtoexposurelimits,turnoverlimitsandlimitsastonumbers.TheClientagreesthatIIFLWshallnotberesponsibleforanyvariationorreductionthatmaybedeemednecessarybyIIFLWbasedonitsriskperceptionandotherrelevantfactors.

The Client understands that direct investments inbonds/debentures/equity/equity related instruments/ mutualfund/venture capital fundmay carry significant liquidity, creditand default risk, pricing risk. including the possible loss ofprincipal amount invested. Past results are not a guarantee offutureperformance;yieldorperformancefluctuatesandmaynotbea reflectionofpast results.TheClient shall investmentaftercarefullyunderstandingtheInvestmentproducts.IIFLWshallnotbeliableorheldliableforanyconsequencesthereof.

11)TheClientexpresslyagreeandacknowledgethatanyinformationcontained in the IIFLW’s Brochures or other materials orotherwise communicated by IIFLW shall not be constructed asinvestment advice and that all decisions to purchase or sellunits/securitiesmadebytheClientandshallbeonthebasisofownpersonaljudgmentarrivedatafterdueconsideration.IIFLWnotassure or promise any bonus, interest, dividend, guaranteedreturnsandprofit.

12) IIFLWshallnotbeunderanydutytoverifycompliancewithanyrestrictionontheClient’sinvestmentpowers.

13)TheClientisresponsibleforthepersonalandbankrelateddetailsprovided by the Client. Neither IIFLW nor any of the MutualFunds/Issuers or their respective Registrars shall accept anyliability which may arise as a consequence of the erroneousinformationprovidedbytheClient.

14) The Client authorizes the IIFLW to disclose/share, all suchinformation pertaining to the Client with the companies/entities/subsidiaries/affiliates of IIFLW or their agents’Banks/FinancialInstitutions/StatutoryBodiesasmayberequiredfromtimetotime,fortheClienttobeabletoavailofanyoralloftheservicesprovidedbyIIFLWunderthisarrangementoranyotherservices. The Client shall undertake not to hold IIFLW and/orcompanies/entities/subsidiaries/affiliatesofIIFLWand/ortheiragentsliableorresponsibleforuseoftheaforesaidinformation.

15) IncaseofchangeofaddressandpersonaldetailsoftheClient,theClienttshallintimatetesameviawrittenletter/emailtoIIFLWofsuchchange.

16)TheClientagreesandunderstands that the folionumberof theClientinrespectoftheMutualFundschemesshallbereceivedbyIIFLWfromtheAssetManagementCompany.

17) Further,anychangeinthedetailsoftheClientincludingbutnotlimitedtotheDemataccount,BankAccount,Address,registered

TERMS AND CONDITIONS FOR AVAILING THE SERVICES OF DISTRIBUTION OF SECURITIES/ FINANCIAL PRODUCTSAND DIRECT INVESTMENT PRODUCTS OFFERED BY IIFLW

37

contactnumber,emailIDshallbefirstintimatedtotheIIFLWwhomayinturnliaisewiththeIssuerCompany/MutualFund/AssetManagementCompanyoritsrespectiveRegistrarstoupdatesuchchanges.TheIssuerCompany/MutualFund/AssetManagementCompanyoritsrespectiveRegistrarsmayrejectsuchrequestsandinsuchaneventIIFLWshallnotbeliableforanysuchrejection.

18)TheClientfurtheragreesthattheClientshallnotclose/changethedetailsoftheBankaccountwithoutpriornotificationtoIIFLWandtheClient agrees that IIFLWmay instructBankof theClient torejectanysuchrequestreceivedfromtheClient.

19)The Client shall provide IIFLW with its Permanent AccountNumber (PAN). In the event the Client has mentioned “NotApplicable” against PAN in the Application Form, the ClientconfirmsthattheClientisexemptedfromobtainingaPANundertheprovisionsoftheIncomeTaxAct,1961.However,intheeventtheClientid/applicationisforRs.50,000ormoreandPANisnotprovided,theClientshallberequiredtosubmitForm60orForm61as the casemaybe togetherwithpermissibledocumentsasproofofaddress.

20)The Client acknowledges that the purchase/applicationinstructionsshallbeprocessedbyIIFLWonlyaftersufficientfundsto cover the purchase/application price and other costs andchargesarereceivedbyIIFLW.

21) IfafterexecutionofanytransactionitisforanyreasonfoundthatIIFLWhasnotbeenprovidedwithsufficientfundsbytheClient,theClient shall pay the deficient amount to IIFLW forthwith ondemand, failing which IIFLWmay (but shall not be bound to)squareupthetransactionatanytimeattheClient’ssoleriskandcost.Anylossarisingonsuchsquaringupwillbebornesolelybythe Client and the Client shall pay to the IIFLW the additionalamount thatmaybepayableby theClient, the IIFLW’sdemandbeingconclusive.

22)TheClientdeclaresandconfirmsthattheamountbeinginvestedby the Client either directly or through its Power of Attorneyholders, in any schemes of allmutual funds or other securitiesincludingbutnotlimitedtoInitialPublicOfferings/PublicOffers,Rights issueandBuyBackoffers isobtainedthrough legitimatesourcesandisnotheldor

designedforthepurposeofcontraventionoftheprovisionsofanyAct,RulesandRegulationsoranystatueorlegislationoranyotherapplicable Laws or any Notifications, directions issued by anyGovernmentalorStatutoryAuthorityfromtimetotime.

23) IncasetheClientisaNon-residentIndian,theClientconfirmsthatthe funds remitted from abroad are through approved bankingchannelsorfromtheNRE/NRO/FCNRaccount.

24) Ifforanyreasons,IIFLWisunabletocarryoutthetransactionsasinstructedbytheClient/Client’sauthorizedrepresentativetotheextent of full quantity of units/securities, the IIFLW shall beentitled at its discretion and the Client hereby irrevocablyauthorizestheIIFLWtocarryoutatransactionofalesserquantityof units/securities. IIFLW shall not be responsible for the non-executionoftheClient’sinstructionsfortheentirequantityortheremainingquantity.

25)TheClientagreesandacknowledgesthatanyinstructiongivenorpurportedtobegivenbytheClient/itsauthorizedrepresentativebeforethecutofftimeasmaybeintimatedbytheIIFLWtotheClientfromtimetotime,willbeprocessedonthesameday.Anyinstructionreceivedafterthecutofftimewillbeprocessedonthenextworkingday,ifapplicable.

26) IncaseofMutualFund,applicableNetAssetValue(NAV)shallbeaspertheOfferDocumentandSEBIRulesandRegulations.Theunitsofschemeshallbeallotted,redeemedorswitched,asthecasemaybe, at the NAV prevalent on the date of the application, if theapplicationforpurchase,redemptionorswitchisreceivedbytheFund before the cut-off time as specified on the website andconsistentwiththetermsofthescheme.Anyrequestfallingdueonholiday would be processed on the next business day andrespective NAVwould be applicable as perMutual Funds offerdocuments.

27) Incaseofothersecurities,theorderforpurchase,sell,offerunder

BuyBacketc.shallbeacceptedbyIIFLWonlyifthesameisreceivedbythecutoffdateasindicatedonthewebsiteandconsistentwiththetermsoftheoffer.

28)TheClientagreesandacknowledgesthatafterthefirstpurchasetransactioninanyMutualFund,theClientmaynotbepermittedtotransacttillthefolionumberisallotted.IIFLWdoesnotacceptanyliability for delay in processing time at the Mutual Fund’s orRegistrar’send.

29) IIFLWshallcredittheproceedsofthesale/redemptionetc.,foranyoftheInvestmentProductsonlyafterIIFLWhasreceivedthesameunlessspecificallyagreedotherwise.

30)TheClientacknowledgesthatIIFLWoritsrepresentativesshallnotbe under any obligation to provide him with any tax, legal,accounting,investmentadviceoradviceregardingthesuitabilityorprofitabilityof investmentofanykind,nordoesIIFLWor itsrepresentativesgiveanyadviceorofferanyopinionwithrespecttothe nature, potential value or suitability of any particulartransactionorinvestmentstrategy.

31) ItisexplicitlystatedhereinthattheMutualFundSchemes/OfferDocuments/otherschemesofferedbyIIFLW,havenotbeen/shallnotbeunderstoodasrecommendedbytheIIFLW.

32)The Client can view his/her/its transactions on thewebsite. Aphysical copy of the transactions statement or the accountstatementshallbesentbyIIFLWonlyonawrittenrequestfromtheClient.

33) In case an application is made for Initial Public Offer/PublicOffer/UnitsofMutualFundthroughIIFLW,theClientauthorizesIIFLWtocollectonClient’sbehalf,therefundamount,ifany,fromthe I ssuer Company/Reg is t rar/Asset Management Company/Mutual Fund and subsequently credit the same toClient’sBankaccount,afterset-off/adjustmentofduespayablebytheClientonaccountofobligationsincurredinconnectionwiththeapplication.

34)TheClientfurtheragreesthatIIFLWshallnotbeheldresponsiblefornon-allotmentofsecuritieseitherfullyorpartlytoClient,foranyreasonwhatsoever.IIFLWshallnotbeheldresponsibleincaseduetosomereasonthebid/application/revisioninstructionssentbyClientisnotreceivedbyit,orifthebid/application/revisioncouldnotbeuploadedtotheStockExchange,orcouldnotbesenttotheBankers/Registrartotheissue.

35) IIFLW shall not be held responsible for non-receipt/delayin/incorrectreceiptoffund,ifany,fromtheRegistrar/Company.IIFLWshallnotbeheldresponsibleforincorrectTaxDeductionatSource (TDS) by the Registrar/company, if applicable, or fornonreceiptordelayin/incorrectreceiptofTDSCertificate,ifanyfromtheRegistrar/Company/MutualFund.

36) IIFLWshallnotbeliableforanylossordamagecausedbyreasonoffailureordelayofthemutualfundtodeliveranyunitspurchasedeventhoughpaymenthasbeenmade for thesameor failureordelayinmakingpaymentinrespectofanysoldthoughtheymayhavebeendelivered.

37)TheClientunderstandsthatthecorporateactions includingbutnotlimitedtoDividends,declaredbytheIssuerCompany/MutualFundshallbedirectlypaidbytheIssuerCompany/MutualFundtotheClient’sbankaccountasdetailprovidedbytheClient.

38) IIFLWshallalsonotbeliabletotheClientforanydelay,failureorrefusaloftheMutualFund/anyIssuerCompany/CorporationorotherbodyinregisteringortransferringunitstothenamesoftheClientsof for any interest, dividendorother loss caused to theClientarisingtherefrom.

39)The Client agrees to provide IIFLW with any confirmation/declaration or any other document that the concernedIssuer/AssetManagementCompanyoranyotherentitymayfromtimetotimerequireIIFLWtocollectfromtheClientinrespectoftheservicesofferedunderthisagreement.

40) IIFLWshallnotberesponsibleforanychangesinthedataofanyscheme as carried out in the Offer document or any otherdocuments/mater ia l i ssued by Asset Management company/IssuerCompany/MutualFund.

41) IIFLWdoesnotacceptanyliabilityfordelayinprocessingtimeat

38

39

theMutualFund’s/IssuerorRegistrar’send.TheClientagreesthatIIFLWshallnotbeliableorresponsiblefornonexecutionofanytransactionsforanyreason,whatsoever.

42)NeitherIIFLW,noranyoftheMutualFunds/northeissuershallbeliableforanyfailuretoperformitsobligations,totheextentthatsuch performance had been delayed, hindered or prevented bysystemsfailuresnetworkerrors,delayorlossofdataduetotheaforesaid,actsofGod,floods,epidemics,quarantine,riotorcivilcommotionandwar.

43)TheClientagreesandunderstandsthattheapplicationinMutualFund/InitialPublicOfferingshallbesubjecttotheapplicableActs,Rules, Regulations, guidelines, circulars, notifications, anddirectives issued by the Regulatory Authorities and OfferDocumentissuedbytherespectiveMutualFund/Issuer.

44)TheClientfurtherunderstandsandagreesthathe/sheshallnotplacetradesatunrealisticpricesfromcurrentmarketpriceofthesecurity or trade in illiquid securities which create artificiall iquidity or amounts to manipulation of prices orcross/synchronizedtrades.

45) IIFLWshallprovideitsservicesonabesteffortsbasis.HoweverIIFLWshallnotbeliableforanyfailureorforanyloss,damageorothercostsarisinginanywayoutof:

a) System failure including failure of ancillary or associatedsystems, or fluctuationofpower, orother actsofGod/forcemajeure;

b) Accident,transportation,neglect,misuse,errors,fraudsonthepartoftheClientoranyagentoftheClientoragentsoranythirdparty,or

c) AnyfaultinanyattachmentsorassociatedequipmentsoftheClient

d) Any incidental, special or consequential damages includingwithoutlimitationoflossofprofit.

46) Intheeventofdisputes,differences,claimsandquestionsbetweenthePartiesarisingoutoftheseTermsandConditionsorinanyway

relatingheretoortoanyprovisionhereofortheconstructionorinterpretationthereof,thePartiesshallfirstendeavortosettlethesamebyfriendlyconsultationand, failingsuchsettlement,Boththepartiesagreetoreferanyclaimsand/ordisputestoarbitrationas per the Rules, Byelaws and Regulations of the Exchange/regulatorsandcircularsissuedthereunderinaccordancewiththeprovisionsof the IndianArbitrationandConciliationAct,1996.The language of Arbitration shall be English.The award of thearbitratorshallbefinalandbinding.

47)TheClientunderstandthatalldisputesanddifferencesarisingoutof, under or in connectionwith these terms and conditions oranythingdonehereundershallbewithintheexclusivejurisdictiononlytothecourtsofMumbai.FurtherthesetermsandconditionsaresubjecttoandshallbeconstruedinaccordancewiththelawsprevalentinIndia.

48)TheClientunderstandsthatincasesofgrossnegligence,orwillfuldefaultofClient,IIFLWshallbeindemnifiedbytheClientsfor,anyandallcosts,charges,expenses,claims,lossesorliabilitiesofanynature (direct or indirect) including reasonable legal fees andexpensesincurredand/orsufferedbyIIFLWresultingfromanyactofomission/commission(oranydelay)beingcommittedbytheClient.

49. The Client confirms that he/she has read and understood disclosuresrelatingtocommissionsonmutualfunddistributionactivities, which are made are available on our websitewww.iiflw.com. He/She is also aware that IIFL Mutual Fund issponsoredbyIIFLW&subsidiaryofIIFLWmanagesAIF'sandVCfundlaunchedbyIIFLgroup.

50)TheClientconfirmsthat thesaiddistributionarrangement isapurely executionary arrangement, without any productrecommendationoradvice.ForanyproductrecommendationoradvicetheClientmayseekservicesoftheCompany’sAdvisoryUnitwhichisdistinctandsegregated.

SecondAuthorisedSignatory ThirdAuthorisedSignatoryFirstAuthorisedSignatory

SIGNATURE 2424

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33

40

(SPECIMEN COPY OF THE BOARD RESOLUTION) (To be provided by the Corporate clients on the letterhead)

FORM

AT

CERTIFIED TRUE COPY OF A RESOLUTION PASSED BY THE BOARD OF DIRECTORS OF THE COMPANY AT THEIR MEETING HELD ON________________________________________________________________________________________,2_______________ATTHEREGISTEREDOFFICEOFTHECOMPANY

“RESOLVEDTHATtheCompanybeandisherebyauthorisedtoopenaBroking,Demat&DistributionaccountwithIIFLWEALTHMANGEMENTLTD.(“IIFLW”),MemberofBombayStockExchangeLimited(BSE),NationalStockExchangeofIndiaLimited(NSE),andDepositoryParticipantofNationalSecuritiesDepositoryLimited(NSDL)andCentralDepositoryServices(India)Limited(CDSL)forpurposeofdealinginSecuritiesinCapital/Cash,Derivatives/F&O,Debt&CurrencyDerivativesegmentandthesaidMemberbeandisherebyauthorizedtohonorinstructionsoralorwritten,givenonbehalfoftheCompanybyanyofthefollowingauthorizedsignatories:

RESOLVEDFURTHERTHATtheabovementionedofficialsareauthorizedtosell,purchase,transfer,endorse,negotiateand/orotherwisedealinsecuritiesthroughIIFLWealthManagementLtd.onbehalfoftheCompany.

RESOLVEDFURTHERTHATtheabovementionedofficialsbeandareherebyauthorizedtojointly/severallysign,executeandsubmitsuchapplicationsundertaking,agreementsDPinstructionsandotherrequisitedocuments,writingsanddeedsasmaybedeemednecessaryorexpedienttoopenandaccountandgiveeffecttothisresolution.”

RESOLVEDFURTHERTHATalltheabovementionedofficialswouldhaveauthoritytoactonbehalfoftheCompanyandtheiractionswillbebindingontheCompany.”

RESOLVEDFURTHERTHATtheSealoftheCompanybeaffixed,wherevernecessaryaspertheapplicableprovisionsoftheArticlesofAssociationoftheCompany,inthepresenceofanyoftheDirectorsoftheCompanywhoshallsignthesameintokenoftheirpresence,”

For_____________________________________________________

ManagingDirector/CompanySecretary

To,IIFLWealthManagementLtd..IIFLHouse,SunInfotechPark,RoadNo.16V,PlotNo.B-23,ThaneIndustrialArea,WagleEstate,Thane-400604.DearSir/Madam,1.I/We,havesubmittedanapplicationforopeningasingle/jointaccountforopeningaBeneficialOwner[BO]accountinthecategory

“individual’forholdingandcarryingouttransactionsinrespectofsecuritiesbelongingtoourfirm,sinceaspertheclarificationissuedbytheDepartmentofCompanyAffairsvideitsCircularNo.5/75(8/18/75-CL-V)datedMarch31,1975,PartnershipFirmisnotcapableofbeingamemberwithinthemeaningofSection41ofTheCompaniesAct,1956.

2.I/werepresentthefirm.3.InconsiderationofyouhavingagreedtoacceptthePermanentAccountNumber[PAN]issuedbytheIncomeTaxDepartment[ITD]tothefirm

alongwithourindividualidentitydocuments,I/Weacknowledgeandundertakeasunder:- a)TheacceptanceofthePANnumberofourfirmdoesnotamounttoyouhavingtakennoticeoftrustorrecognizeourfirm. b)I/WeshallcontinuetoberesponsibleforcomplyingwiththerelevantprovisionsofTheCompaniesAct,1956andtheRulesmade

thereunderandotherapplicableLawsfailingwhichI/weshallberesponsiblefortheconsequencesthereof.

Signedinmypresenceandattested(NameofBranchManager)SignatureofBranchManager(Signunderbankstamp)MICRcodeofBranch

AuthorisedSignatory

To,IIFLWealthManagementLtd..Mumbai.DearSir,Thisistocertifythat_________________________________________________________(nameoftheclient)residentof_________________________________________________________________________________________________________(fulladdress),isholdingasavings/currentbankaccountno_____________________________________withour______________________________branchsince__________________Thesignatureandphotographoftheaccountholderasperthespecimenrecordedwithusisbeingattestedbelow.

FORMAT FOR BANK VERIFICATION LETTER

FORMAT OF DECLARATION TO BE GIVEN BY PARTNERS ON LETTERHEAD OF THE FIRM

NAMEOFPARTNERS*(INBLOCKLETTERS) SIGNATURES*

*(tobesignedbyallthepartnersofthefirmunderstampofthefirm)

Sr.No. Name Designation SpecimenSignature

1.

2.

3.

PutBankstampacrossphotograph

41

FORM

AT

FORMAT OF DECLARATION OF BENEFICIAL OWNERS(REQUIRED AS PER SEBI CIRCULAR NO. CIR/MIRSD/2/2013 DATED JANUARY 24, 2013) (TO BE PRINTED ON LETTER HEAD)

I.ForclientsotherthanIndividualandtrust

B-Controloverthejuridicalpersonthroughothermeans(ReferNote2)(ApplicablewherenonaturalpersonexertscontrolasperAabove

C-NameofthenaturalpersonholdingpositionofSeniorManagingOffcial(ApplicablewherenonaturalpersonisidendifedinA&Babove)

II.ForclientswhichisTrust

%ofOwnership

1.

2.

3.

4.

5.

Sr.No.Nameofthenaturalperson Detailsofcontrolthroughvoting rights,agreement,arrangementsorinanyothermanner

1.

2.

3.

4.

5.

Sr.No.Nameofthenaturalperson

Position/designationofSeniorManagingoffcial

1.

2.

3.

4.

5.

NameofTrustTrustee

Protector

Thebenefciarieswith15%ormoreinterestinthetrust

Name(s)ofanyothernaturalpersonexercisingultimateeffectivecontroloverthetrustthroughachainofcontrolorownership

1.

1.

1.

1.

2.

2.

2.

2.

3.

3.

3.

3.

For (Nameoftheclient)

Name Designation

Date:

Place:

NOTES:

1) Controllingownershipinterestthroughcapital&profts:Listofthenaturalperson,who,whetheractingaloneortogether,orthroughoneormorejuridicalperson,exercisescontrolthroughownershiporwhoultimatelyhasacontrollingownershipinterest.

2)Controloverthejuridicalpersonthroughothermeans:wherethereexistsdoubtunderclauseIAaboveastowhetherthepersonwiththecontrolling ownership interest is the benefcial owner or where no natural person exerts control through ownership, provide list ofnaturalpersonexercisingcontrolthroughothermeansi.e.throughvotingrights,agreement,arrangementsorinanyothermanner.

Note:Kindlysubmitshareholding/ownershipdetailsincase25%/15%asmentionedaboveisheldbyJuridicalpersontillbenefcialownerissatisfactorilyidentifed

SIGNATURE

Sr.No. Wherethejuridicalpersonis Ownershipof/entitlementto

1 Acompany Morethan25%sharesorcapitalorprofts

2 Apartnership Morethan15%capitalorprofts

3 Anunincorporatedassociationorbodyofindividuals Morethan15%ofthepropertyorcapitalorprofts

A-Controllingownershipinterestthroughcapital&profts(ReferNote1)

NO OBJECTION CERTIFICATE/POWER OF ATTORNEY[HUF DEMAT/ TRADING ACCOUNT]

NameoftheKarta

Signature&StampofKartaalongwithstampofHUF:

Place:

Date:

To,IIFLWealthManagementLtd.Mumbai

DearSir/Madam,

Sub:DeclarationofCoparcener(s)

I/WeherebydeclarethatI/wearecoparcenarsoftheHUF_____________________________________with_____________________________________________as“Karta”.I/WehaveopenedTrading,Demataccount&DistributionaccountwithyouunderHUFcategory.I/WeherebydeclarethatI/Weam/are

authorizingthesaidKartatoexecutethetransactionsandtodoallsuchneedfulacts/deeds inourDemat/Tradingaccount. I/Wefurther

authorizetheKartatoappointanyotherattorneyandauthorizehim/her/ittoactonbehalfoftheHUFandCoparcener(s)withregardtothe

operationsofthesaidDemat/Tradingaccount.Thedetailsofouraccountaregivenbelow:

I/Weherebystatethatthedetailsmentionedasabovearetrueandanychangeinthemwouldbeintimatedtoyouinwriting.

BOACCOUNTDETAILS:

DPID: ClientID: LoginID:

LISTOFCO-PARCENERS:

CDSLDPID:

Sr.No.

Name Sex[M/F] Signature

1.

2.

3.

4.

5.

6.

RelationshipwithKarta

DateofBirth PANNo.

42

IntentionallyLeftBlank

44

ReceivedtheapplicationfromM/s_____________________________________________asthesole/firstholderalongwith_____________________________and

_______________________________asthesecondandthirdholdersrespectivelyforopeningofatrading,depository&distributionaccount.Please

quotetheDPID&ClientIDallottedtoyou(CM-BP-IDincaseofClearingMembers)inallyourfuturecorrespondence.

ParticipantStamp&SignatureDate D D M M Y Y Y Y

IIFLWealthManagementLtd.IIFLHouse,SunInfotechPark,RoadNo.16V,PlotNo.B-23,ThaneIndustrialArea,WagleEstate,Thane-400604.

DPId:12083300/IN304158

Acknowledgement

REGD.OFF.:IIFLHouse,SunInfotechPark,RoadNo.16V,

PlotNo.B-23,ThaneIndustrialArea,WagleEstate,

Thane-400604.

TEL.:(+91-22)39294000/41035000

CEO:KaranBhagat

Email:[email protected]

TEL.:(+91-22)39585600

Compliance:DineshTanwar

Officer

Email:[email protected]

CORP.OFF.:7thFloor,IIFLCentre,WingB,KamalaMillsCompound,

SenapatiBapatMarg,LowerParel(W),Mumbai-400013,

India.

TEL.:(+91-22)39585600

EMAIL:[email protected]

[email protected]

WEBSITE:www.iiflw.com

MemberoftheNationalStockExchangeofIndiaLimited(“NSE”)andBSELimited(“BSE”)ontheCash,F&O,CDS,WDM

SEBIReg.No.INZ000011437

Depository-NSDL&CDSL-SEBIReg.No.IN-DP-271-2016,AMFIasMutualFundDistributorhavingReg.No.ARN-59563.

U74140MH2008PLC177884