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Learning Objectives Participants will be able to: Identify the key components of community supervision, and Explain how to apply these components to sex offenders. CSOM Long Version: Section 3 1
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Participants will be able to - CSOM · Participants will be able to: ... Family of Offender and Victim Victim ... Score Size Percentage Percentage Follow-up Follow-up

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Page 1: Participants will be able to - CSOM · Participants will be able to: ... Family of Offender and Victim Victim ... Score Size Percentage Percentage Follow-up Follow-up

Learning Objectives

Participants will be able to: � Identify the key components of community

supervision, and

� Explain how to apply these components to sex offenders.

CSOM Long Version: Section 3 1

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Components of Supervision � Caseload

Organization � The PSI � Assessment � Classification � Pre-sentence

Recommendations � Conditions of

SupervisionCSOM Long Version: Section 3

� The Case Plan � Maintaining the Case

File � Surveillance � Statutory

Requirements � Lengthening Periods

of Supervision 2

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Relapse Prevention � Offending behavior does not just

“happen.” � Offenders make a series of choices. � Intervention:

� Offenders learn about their offense cycles. � Offenders learn to identify risk factors. � Offenders learn to respond appropriately.

CSOM Long Version: Section 3 3

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Officers Can Support Relapse Prevention by:

� Helping offender learn his cycle, triggers

� Correcting offender’s thinking errors

� Promoting use of coping skills

� Supporting development of internal control

CSOM Long Version: Section 3 4

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CSOM Long Version: Section 3 5

Trigger

Setting Up OffenseFantasy/Planning

MCRs &Continued Lapses

Defenses: Minimize,

Deny, Justify,

Rationalize, Blame

FalseRemorse

False Resolve(Promise toStop) Suppress

Problems

SUDs

HRFs &

MCRs

LapsesAVE

Reward/Release(Payoff for Acting Out)

Build-UpPhasePre-

Act Out

Phase

Act OutPhase

JustificationPhase

(Downward Spiral)

Pretends to beNormal Phase

Despa

irFe

ar, G

uilt,

Sham

e

Fears

Power-

Respo

nses

Avoids

Responsibility

DrugsPrecursors

Relapse Prevention Cycle

Giving upControl

Freeman-LongoNew Hope Treatment Centers225 Midland ParkwaySummerville , SC 29485

*This diagram represents an “average” offender’s cycle and its variousphases. The particular parts and their order within each phase may vary

among offenders and some may not experience all parts shown

Relapse/Prevention

Abstinence(sense of control, continued success expected)

Seemingly Unimportant Decision?Yes

High-Risk Situation(Sense of control threatened)

Adequate Coping ResponseNo

LapseAbstinence Violation Effect (giving up)

Adequate Coping Response?No

Relapse (Reoffense)

No:Prevention

Yes:Prevention

Yes:Prevention

On

Go

ing

Life P

rob

lems

False Promises

Rel

apseSelf-P

rotection

Relapse Process

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Specialized Skills for Sex Offender Supervision � Risk and needs assessment� Strategies for high risk situations

� Treatment and monitoring tools

� Legal liability issues

� Legislative mandates (notification, DNA)� Victim issues

� Restorative justice

CSOM Long Version: Section 3 6

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The PSI Provides Information Regarding

� The offender

� The supervision environment

� Victim impact

� Resources available

CSOM Long Version: Section 3 7

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Pre-sentence Investigation Recommendations

� Risk Assessment: � To community � To victim(s)

� Amenability to Treatment� Special Conditions

CSOM Long Version: Section 3 8

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Assessing/Evaluating the Sex Offender to Support Safe Management in the Community

CS n: Section 3

Why?

Sentencing

Suitability for Community Supervision

Level of Supervision

Case Plan

Set Special Conditions

Treatment Plan

Change/Adapt Supervision

Intervene to Reduce Imminent Risk

Assessing what?

Likelihood of Reoffense

Dangerousness

Deviant Sexual Arousal

Severity/Type of Offense/Reoffense

Amenability to Treatment

Progress in Treatment

Treatment Needs

Capacity of System to Manage Offender Safely

Progress in Treatment

Sources of Information

Offender

Official Records

Family of Offender and Victim

Victim

Offender’s Employer

Law Enforcement

Other Professionals

How/Tools?

Actuarial Risk Assessment Tools

Psychometric Scales

Physiological Tests -polygraph -plethysmograph -Abel Screen

Observation

Interview

PSI

Who?

Prosecutor

Probation/ Parole Officer

Judge

Treatment Provider

Polygraph Examiner

Victim Advocate

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Assessment Supports Many Aspects of Supervision

CSOM Long Version: Section 3 10

Imposing Sanctions

Collaboration Strategy w/ Polygraph

Examiner

Evaluating Lapses/Violations

Adjusting Supervision

Approach

Adjusting Conditions

Collaboration Strategy w/ Treatment

Provider

Setting Conditions

Safety Plan for Victims

Developing Case Plan

Flags to Look for

Home/Field Visit Strategies

Determining Reporting

Expectations

Assessment/ Evaluation Supports:

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Identification of Static Risk Factors

� Deviant sexual interest, esp. children

� Prior offenses, esp. sexual offenses

� Not completing treatment� Sadistic arousal/high level of psychopathy

� Young, never married

� Unrelated or male child victims

� Genital to genital contact w/ children

(Hanson and Bussiere, 1998) CSOM Long Version: Section 3 11

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Identification of Dynamic Risk Factors

� Acute � Substance abuse, negative mood, anger/hostility,

victim access

� Stable � Intimacy deficits � Negative social influences � Attitudes � Sexual/emotional self-regulation � General self-regulation

(Hanson & Harris, 2000) CSOM Long Version: Section 3 12

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Assessing the Probability of Re-offense

� Actuarial tools are most effective. � Generic actuarial tools are not effective

with sex offenders. � Tools specifically designed for sex

offenses are most effective.

CSOM Long Version: Section 3 13

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Risk Assessment Methods and Instruments

Method/Instrument

CLINICAL

PAST SEX OFFENSE

RRASOR – Rapid Risk Assessment for Sexual Offense Recidivism

STATIC-99

MnSOST-R Minnesota Sex Offender Screening Tool – Revised

VRAG Violence Risk Appraisal Guide

PCL-R Psychopathy Checklist-Revised

LSI-R Level of Service Inventory - Revised

Type of Recidivism

Sex violence any

.10 .06 .14

.19 .02 .12

.27

.33 .32

.45

.20 .44

.18 .27 .27

.26 .35

CSOM Long Version: Section 3 14

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Example Instrument: The RRASOR

Rapid Risk Assessment for Sex Offense Recidivism (RRASOR)

1. Prior Sex Offenses (not including index offense) none

1 conviction or 1-2 charges 2-3 convictions or 3-5 charges 4+ convictions or 6+ charges

2. Age at Release (current age) more than 25 less than 25

3. Victim Gender only females any males

4. Relationship to Victim only related any non-related

0 1 2 3

0 1

0 1

0 1

Total ---------------------

Hanson, R.K. (1997). The development of a brief actuarial scale for sexual offense recidivism. (user Report No. 1997-04.) Ottawa:

Solicitor General of Canada CSOM Long Version: Section 3 15

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Re-offense Rates on the RRASOR

Estimated Sex Offense Recidivism Rates

RRASOR Sample Cumulative 5-Year 10-Year Score Size Percentage Percentage Follow-up Follow-up

0 527 20 20 4.4 6.5

1 806 31 51 7.6 11.2

2 742 29 80 14.2 21.1

3 326 13 93 24.8 36.9

4 139 5 98 32.7 48.6

5 52 2 100 49.8 73.1

Total 2592 100 100 13.2 19.5

1 Hanson, R.K. (1997). The Development of a brief actuarial scale for sexual offense recidivism. (user Report No. 1997-04.) Ottawa: Solicitor General of Canada.

CSOM Long Version: Section 3 16

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Conditions of Supervision for Sex Offenders

� Treatment � Victim Contact � Driving and Travel� Daily Living � Social/Sexual

Behavior

� Work � Alcohol and drugs

� Disclosure � Polygraph,

Plethysmograph, other tests

CSOM Long Version: Section 3 17

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Indications for Increased Monitoring

� Stress or crisis

� Visits with victims or potential victims

� Increased denial

CSOM Long Version: Section 3 18

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Red Flags for Supervising Officers

� Disengagement � “No showing” � Manipulation

(Hanson, Harris and Associates, 1997)

CSOM Long Version: Section 3 19

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Disengagement

� Offender going through motions

� Not open to talking about treatment� Not invested in treatment� General non-cooperation with treatment� Silent / non-disclosing

(Hanson, Harris, and Associates, 1997)

CSOM Long Version: Section 3 20

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Disengagement (cont.)

� Keeps secrets from you � Any feeling client is being “phony” � Feeling you don’t know what’s going on

with offender in general � Feeling offender is working against you

(Hanson, Harris and Associates, 1997)

CSOM Long Version: Section 3 21

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“No-Showing”

� Frequently late

� Misses appointments with you/others

� Frequently wants to reschedule

� Tries to limit meeting time

� “Working against you”

� Violates conditions

(Hanson, Harris and Associates, 1997)

CSOM Long Version: Section 3 22

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Manipulation

� Makes inappropriate requests � Inconsistencies between what offender

and treatment team tell you � Catching offender in lies / contradictions

� Curt / rude / threatening with you � Any feeling offender is being “phony”

(Hanson, Harris and Associates, 1997)

CSOM Long Version: Section 3 23

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Manipulation (cont.)

� Tries to “play the system” � Tries to take control of interview � Tries to be “buddy-buddy” with you � Attempts to focus interview on irrelevant

issues � Takes inordinate amount of your time

(Hanson, Harris and Associates, 1997)

CSOM Long Version: Section 3 24

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Situations Requiring Immediate Removal of Offender

� Possession of dangerous weapon � Contact with children initiated by offender

and not reported � Substance use that is part of offense cycle

� Offender physically harms another person

CSOM Long Version: Section 3 25

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Responses to Limit Risk

� Limiting access to victims

� Electronic monitoring or curfews

� No contact orders

� Restrictions on movement� Increased monitoring, contact, treatment� Pre-revocation contracts

� Admissions to violations

CSOM Long Version: Section 3 26

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Amending Conditions of Supervision

� When new information becomes available

� To provide more control over offender

� To reward positive compliance

CSOM Long Version: Section 3 27

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Developing a Case Plan

� Forms basis for supervision

� Involvement of offender is key

� All changes and updates should be carefully documented

CSOM Long Version: Section 3 28

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The Case Plan:Two Major Elements

� Controlling the offender’s environment

� Assuring participation in sex offender-specific treatment

CSOM Long Version: Section 3 29

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An Appropriate Treatment Referral--Issues to Consider

� Substance abuse? � Pharmacological intervention? � Family reunification? � New information from a polygraph?

CSOM Long Version: Section 3 30

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Maintaining the Case File

� Combats deception / tracks patterns � Clarifies expectations � Makes new information easily available

(e.g., evaluations, polygraph results, etc.) � Documentation for revocation � Enables continuity if personnel changes

CSOM Long Version: Section 3 31

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Increasing Requirementson Probation and Parole

� Community Notification

� Registration

� DNA testing

CSOM Long Version: Section 3 32

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Lengthening Periods of Supervision

� Currently in Arizona, Colorado, and Iowa

� Pro-active risk management � Acknowledges long-term nature of

problem � Provides great flexibility

CSOM Long Version: Section 3 33

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Surveillance as a Tool forSex Offender Supervision

� Allows greater control and monitoring--24/7

� Monitors compliance with conditions � Supplements resources of the

probation/parole officer

CSOM Long Version: Section 3 34

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Review of the Research(cont.)

� Recidivism rates of untreated offenders are approximately 60%.

� Recidivism rates of offenders completing specialized treatment are between 15% and 20%.

(U.S. Department of Justice, 1991)

CSOM Long Version: Section 3 35

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Review of the Research(cont.)

� Grossman et al (1999): reduction in recidivism of 30% over seven years

� Gallagher et al (1999): cognitive-behavioral approaches appear particularly promising

� Polizzi et al (1999): prison and non-prison based programs show effective or promising results

CSOM Long Version: Section 3 36

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Review of theResearch(cont.)

� 1995 meta-analysis found (Hall, 1995)� small but significant treatment effect � 12 studies--all with control groups � 8 percent reduction in recidivism in the

treatment group

CSOM Long Version: Section 3 37

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Summary of Research onTreatment Effectiveness

� Many studies, many poorly designed. � Well-designed studies associate treatment

with lower recidivism--some very significantly

� Outcomes differ by type of offender � Greater reductions found in more recent

studies � Treatment and/or evaluation methods are

improving CSOM Long Version: Section 3 38

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Summary of Research on Treatment Effectiveness (cont.)

� Analytic or insight oriented therapies are not effective (Quinsey, 1990, 1994; Salter, 1988; Lanyon, 1986)

� A combination of educational, cognitive-behavioral, and family system interventions is effective (Knopp and Stevenson, 1988, 1992)

� When reviewing all studies; conclude that treatment reduces recidivism by 10%

CSOM Long Version: Section 3 39

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Effectiveness of Treatment Plus Supervision

� Only a few studies done--they support effectiveness of combined treatment and supervision (some with the polygraph). (Romero and Williams, 1985 , 1991)

� Current study of Maricopa County program is revealing low rates of recidivism. (Maricopa County Adult Probation Department, 1999)

CSOM Long Version: Section 3 40

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Traditional vs. Sex Offender Treatment

Traditional

� Offender-focused � Targets reduction in

anxiety/inadequacy � Individual counseling� Usually voluntary

Sex Offender Specific

� Victim/community safety focused

� Targets accountabilityand thinking errors

� Primarily group setting � Often mandated

CSOM Long Version: Section 3 41

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Traditional vs. Sex Offender Treatment (cont.)

Traditional

� Client/patient confidentiality

� Provider works as an individual practitioner

� Generalist” training for a variety of client types

Sex Offender Specific

Waivers of confidentiality Provider is part ofmanagement team

Specialized training/experience essential

CSOM Long Version: Section 3 42

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Primary Goal of Treatment --Reduce Future VictimizationThe following are means to that end: � Reducing cognitive distortions � Accepting responsibility � Developing victim empathy � Controlling sexual arousal � Improving social competence � Developing relapse prevention skills � Establishing supervision conditions and

networks CSOM Long Version: Section 3 43

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Treatment Providers Must be Willing to...

� Work as part of a team

� Share information

� Protect the community as a primary

responsibility

� Evaluate their work by these standards

CSOM Long Version: Section 3 44