The Ontario Securities Commission OSC Bulletin Cumulative Index 2006 Index for Volume 29 (2006), 29 OSCB December 22, 2006 The Ontario Securities Commission Administers the Securities Act of Ontario (R.S.O. 1990, c. S.5) and the Commodity Futures Act of Ontario (R.S.O. 1990, c. C.20) The Ontario Securities Commission Published under the authority of the Commission by: Cadillac Fairview Tower Carswell Suite 1903, Box 55 One Corporate Plaza 20 Queen Street West 2075 Kennedy Road Toronto, Ontario Toronto, Ontario M5H 3S8 M1T 3V4 416-593-8314 or Toll Free 1-877-785-1555 416-609-3800 or 1-800-387-5164 Contact Centre - Inquiries, Complaints: Fax: 416-593-8122 Capital Markets Branch: Fax: 416-593-3651 - Registration: Fax: 416-593-8283 Corporate Finance Branch: - Team 1: Fax: 416-593-8244 - Team 2: Fax: 416-593-3683 - Team 3: Fax: 416-593-8252 - Insider Reporting Fax: 416-593-3666 - Take-Over Bids: Fax: 416-593-8177 Enforcement Branch: Fax: 416-593-8321 Executive Offices: Fax: 416-593-8241 General Counsel’s Office: Fax: 416-593-3681 Office of the Secretary: Fax: 416-593-2318
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OSC Bulletin - Cumulative Index 2006 - Index for Volume 29 ... · (2006), 29 OSCB Cumulative Index (2006) 1 Ontario Securities Commission Bulletin Annual Cumulative Index, 2006 1209762
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The Ontario Securities Commission
OSC Bulletin
Cumulative Index 2006
Index for Volume 29
(2006), 29 OSCB
December 22, 2006
The Ontario Securities Commission Administers the Securities Act of Ontario (R.S.O. 1990, c. S.5) and the
Commodity Futures Act of Ontario (R.S.O. 1990, c. C.20)
The Ontario Securities Commission Published under the authority of the Commission by:Cadillac Fairview Tower CarswellSuite 1903, Box 55 One Corporate Plaza 20 Queen Street West 2075 Kennedy Road Toronto, Ontario Toronto, Ontario M5H 3S8 M1T 3V4
416-593-8314 or Toll Free 1-877-785-1555 416-609-3800 or 1-800-387-5164
Contact Centre - Inquiries, Complaints: Fax: 416-593-8122 Capital Markets Branch: Fax: 416-593-3651
- Team 1: Fax: 416-593-8244 - Team 2: Fax: 416-593-3683 - Team 3: Fax: 416-593-8252 - Insider Reporting Fax: 416-593-3666 - Take-Over Bids: Fax: 416-593-8177
Enforcement Branch: Fax: 416-593-8321 Executive Offices: Fax: 416-593-8241 General Counsel’s Office: Fax: 416-593-3681 Office of the Secretary: Fax: 416-593-2318
The OSC Bulletin is published weekly by Carswell, under the authority of the Ontario Securities Commission.
Subscriptions are available from Carswell at the price of $549 per year.
Subscription prices include first class postage to Canadian addresses. Outside Canada, these airmail postage charges apply on acurrent subscription:
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Carswell also offers every issue of the Bulletin, from 1994 onwards, fully searchable on SecuritiesSource™, Canada’s pre-eminent web-based securities resource. SecuritiesSource™ also features comprehensive securities legislation, expert analysis, precedents and a weekly Newsletter. For more information on SecuritiesSource™, as well as ordering information, please go to:
or call Carswell Customer Relations at 1-800-387-5164(416-609-3800 Toronto & Outside of Canada)
Claims from bona fide subscribers for missing issues will be honoured by Carswell up to one month from publication date.
Space is available in the Ontario Securities Commission Bulletin for advertisements. The publisher will accept advertising aimed at the securities industry or financial community in Canada. Advertisements are limited to tombstone announcements and professionalbusiness card announcements by members of, and suppliers to, the financial services industry.
All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, recording, or otherwise without the prior written permission of the publisher.
The publisher is not engaged in rendering legal, accounting or other professional advice. If legal advice or other expert assistance is required, the services of a competent professional should be sought.
This index is a cumulative index of material published in the OSC Bulletin (Volume 29) for the period January - December 2006, inclusive.
The index includes material found in Chapters 1, 2, 3, 4, 5, 6, 9, 13 and 25. Chapters 7, 8 and 11 are not indexed.
Indexed material includes documents published in Chapter 1, 2, 3, 5, 6, 9, 13 and 25, in sufficient depth that all corporate and personal names that appear in the bold titles of each document are indexed. The tables found in Chapters 4 and 12 are indexed by corporate name only. Where tables appear in Chapter 25, they are indexed by corporate name only.
Index entries are arranged alphabetically. Each index entry includes an action of concern, a statutory instrument cited (if applicable) and finding information consisting of the issue number, issue date and page number.
1209762 Ontario Inc. Decision - ss. 5.5(2), 5.8(1)(a) of
NI 81-102 Mutual Funds .................... #06 (Feb. 10) 1221
1248136 Ontario Limited Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2914 Order - s. 127........................................ #14 (Apr. 7) 2966
Notice from the Office of the Secretary....................................#22 (June 2) 4520 Order - s. 127.......................................#22 (June 2) 4563
Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9500 Order.................................................... #49 (Dec. 8) 9530
1464210 Ontario Inc. OSC Decisions, Orders
and Rulings ......................................... #15 (Apr. 14) 3188 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3338
Notice from the Office of the Secretary................................... #16 (Apr. 21) 3339 Order - s. 127...................................... #16 (Apr. 21) 3361
Notice from the Office of the Secretary...................................#19 (May 12) 3885 OSC Decisions, Orders and Rulings .........................................#19 (May 12) 3929 News Release....................................#26 (June 30) 5347 Notice from the Office of the Secretary................................... #29 (July 21) 5871 OSC Decisions, Orders and Rulings ......................................... #29 (July 21) 5917
ABN AMRO Development Capital (Guernsey) Limited Suspended – Voluntary Non Renewal #06 (Feb. 10) 1407
Abria Alternative Investments Inc. Order ....................................................#31 (Aug. 4) 6328
Order ...................................................#43 (Oct. 27) 8433 Order ....................................................#44 (Nov. 3) 8635
of the Secretary ....................................#31 (Aug. 4) 6297 OSC Decisions, Orders and Rulings ..........................................#31 (Aug. 4) 6341
Agrium Inc. MRRS Decision .................................#37 (Sept. 15) 7387
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 3
Agtech Income Fund Cease Trading Order .......................... #36 (Sept. 8) 7231Cease Trading Order ........................ #37 (Sept. 15) 7423Cease Trading Order ........................ #38 (Sept. 22) 7591
AIC American Focused Fund MRRS Decision.................................. #50 (Dec. 15) 9718
AIC American Focused Plus Fund MRRS Decision.................................. #50 (Dec. 15) 9718
AIC Investment Services Inc. MRRS Decision.................................. #50 (Dec. 15) 9718
AIC Limited Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
AIC Private Portfolio Group Inc. Suspended...........................................#22 (June 2) 4665 Voluntary Surrender of Registration... #47 (Nov. 24) 9277
Aikawa Iron Works Co., Ltd. MRRS Decision.....................................#18 (May 5) 3714
AIM Funds Management Inc. MRRS Decision................................... #29 (July 21) 5875 Decision - s. 6.1 of Rule 13-502 Fees ............................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
Airesurf Networks Holdings Inc. Cease Trading Order ............................#18 (May 5) 3775
Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ..........................#20 (May 19) 4175
Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Orders .......................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5219 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595
AirSource Power Fund I LP Decision - s. 83 ................................... #35 (Sept. 1) 7039
Alberta Focused Income & Growth Fund MRRS Decision.....................................#18 (May 5) 3699
Allegiance Investment Management, LLC New Registration ................................#34 (Aug. 25) 6983
Allen, Joseph Edward Notice from the Office
of the Secretary .................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary .................................. #19 (May 12) 3887 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3944
Ruling. - s. 74(1) ................................ #07 (Feb. 17) 1475
Ameritrade Services Company, Inc. MRRS Decision.................................. #07 (Feb. 17) 1434
Ruling. - s. 74(1) ................................ #07 (Feb. 17) 1475
AmerUs Capital Management Group, Inc. Name Change...................................... #48 (Dec. 1) 9449
AmerUs Capital Management Group Inc. Decision - s. 6.1(1) of MI-31-102 National Registration
Database and s. 6.1 of Rule 13-502 Fees#25 (June 23) 5145 New Registration................................. #28 (July 14) 5851
Ampal-American Israel Corporation Order - s. 144.....................................#25 (June 23) 5187Cease Trading Order ......................... #47 (Nov. 24) 9177 Cease Trading Order ........................... #49 (Dec. 8) 9555
Anglo American plc MRRS Decision....................................#23 (June 9) 4743
Anitech Enterprises Inc. Order - s. 144 ..........................................#07 (Feb. 17) 1471 Order - s. 144 ............................................ #14 (Apr. 7) 2961
Anzelmo, Michael Peter Notice of Hearing - ss. 127, 127.1 ......#34 (Aug. 25) 6744
Notice from the Office of the Secretary ..................................#34 (Aug. 25) 6749
Application to Vary the Recognition and Designation Order of CDS Ltd., Notice of Approval
SRO Notices and Disciplinary Proceedings .....................#43 (Oct. 27) 8556
APT Capital Advisors Inc. Change of Name ................................ #06 (Feb. 10) 1407
Arbec Forest Products Inc. MRRS Decision .....................................#27 (July 7) 5575
Arbour Energy Inc. Cease Trading Order.......................... #19 (May 12) 3953Cease Trading Order.......................... #21 (May 26) 4361
Archipelago Brokerage Services, LLC Order - s. 211 of the Regulation ........... #02 (Jan. 13) 296
New Registration ................................ #07 (Feb. 17) 1607 Change of Name ................................ #12 (Mar. 24) 2717
Arctic Glacier Income Fund MRRS Decision ...................................#35 (Sept. 1) 7041
Arden Asset Management Inc. Decision - s. 6.1(1) of MI 31-102 National
Registration Database and s. 6.1 of OSC Rule 13-502 Fees ........ #07 (Feb. 17) 1465 New Registration ................................ #13 (Mar. 31) 2895 Suspended based on the firm’s consent to suspension under Rule 33-501 – Surrender of Registration ..................#14 (Apr. 7) 3127
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 5
Argus Corporation Limited Cease Trading Order ................................#01 (Jan. 6) 73Cease Trading Order ............................#02 (Jan. 13) 319
Cease Trading Order ............................#03 (Jan. 20) 595 Cease Trading Order ............................#04 (Jan. 27) 857 Cease Trading Order ........................... #05 (Feb. 3) 1041 Cease Trading Order ......................... #06 (Feb. 10) 1273 Cease Trading Order ......................... #07 (Feb. 17) 1479 Cease Trading Order ......................... #08 (Feb. 24) 1667 Cease Trading Order ........................... #09 (Mar. 3) 1827 Cease Trading Order ......................... #10 (Mar. 10) 2109 Cease Trading Order ......................... #11 (Mar. 17) 2331 Cease Trading Order ......................... #12 (Mar. 24) 2601 Cease Trading Order ......................... #13 (Mar. 31) 2767 Cease Trading Order ............................ #14 (Apr. 7) 2975 Cease Trading Order .......................... #15 (Apr. 14) 3191 Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Orders ........................ #17 (Apr. 28) 3531 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953
Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Orders .......................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5219 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729
Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order .......................... #30 (July 28) 6163 Cease Trading Order ........................... #31 (Aug. 4) 6345
Cease Trading Order ......................... #32 (Aug. 11) 6487Cease Trading Order ......................... #33 (Aug. 18) 6631Cease Trading Order ......................... #34 (Aug. 25) 6799Cease Trading Order .......................... #35 (Sept. 1) 7083Cease Trading Order .......................... #36 (Sept. 8) 7231Cease Trading Order ........................ #37 (Sept. 15) 7423Cease Trading Order ........................ #38 (Sept. 22) 7591Cease Trading Order ........................ #39 (Sept. 29) 7735Cease Trading Order ............................ #40 (Oct. 6) 7893Cease Trading Order .......................... #41 (Oct. 13) 8065Cease Trading Order .......................... #42 (Oct. 20) 8259Cease Trading Order .......................... #43 (Oct. 27) 8439Cease Trading Order ........................... #44 (Nov. 3) 8643Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #46 (Nov. 17) 9017Cease Trading Order ......................... #47 (Nov. 24) 9177 Cease Trading Order ........................... #48 (Dec. 1) 9337 Cease Trading Order ........................... #49 (Dec. 8) 9555 Cease Trading Order ......................... #50 (Dec. 15) 9729 Cease Trading Order ....................... #51 (Dec. 22) 10009
Arrow Epic Capital Fund MRRS Decision.....................................#14 (Apr. 7) 2937
Arrow Epic North American Diversified Fund MRRS Decision.....................................#14 (Apr. 7) 2937
Arrow Hedge Partners Inc. MRRS Decision.....................................#14 (Apr. 7) 2937
Ascenta Finance Corp. New Registration ...............................#38 (Sept. 22) 7679
Asia Pacific Holdings Ltd. MRRS Decision .....................................#40 (Oct. 6) 7854
Asia Pacific Resources Ltd. Decision - s. 83..................................#37 (Sept. 15) 7391
Asia Strategic Investment Management Limited Suspended – Voluntary Non Renewal #06 (Feb. 10) 1407
Assignment of Certain Powers and Duties of the OSC - s. 6(3)
Notice of Hearing - s. 127....................#41 (Oct. 13) 8045 Notice of Hearing - s. 127....................#41 (Oct. 13) 8046 Notice from the Office of the Secretary ...................................#41 (Oct. 13) 8053 Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8228 Decision - s. 83...................................#46 (Nov. 17) 8998
Atlas Cromwell Ltd. Consent - s. 4(b) of the Regulation....... #18 (May 5) 3870
Aton Securities, Inc. Decision - s. 6.1(1) of MI 31-102
National Registration Database and s. 6.1 of Rule 13-502 Fees ..................#29 (July 21) 5894 Order -s. 218 of the Regulation ...........#29 (July 21) 5906
New Registration .................................#42 (Oct. 20) 8343
Au Martinique Silver Inc. Order - s. 4(b) of the Regularion..........#28 (July 14) 5721
Aura Gold Inc. Consent - ss. 4(b) of the Regulation..... #18 (May 5) 3869
Aurado Energy Inc. Cease Trading Order...........................#15 (Apr. 14) 3191
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
6 (2006), 29 OSCB Cumulative Index (2006)
Aurion Capital Management Inc. Change in Category ..............................#02 (Jan. 13) 417
Authorization Order Order - s. 3.5(3) ................................ #38 (Sept. 22) 7573 Order - s. 3.5(3) ................................... #49 (Dec. 8) 9533
Avenir Diversified Income Trust MRRS Decision...................................#21 (May 26) 4304
Avion Group HF MRRS Decision................................... #43 (Oct. 27) 8398
Aviva Capital Management, Inc. Name Change...................................... #48 (Dec. 1) 9449
AXA S.A. MRRS Decision..................................... #40 (Oct. 6) 7833
Axis Corporation Decision - ss. 5.5(2), 5.8(1)(a) of NI 81-102 Mutual Funds .................... #06 (Feb. 10) 1221
Barnard, Paul Notice of Hearing................................. #23 (June 9) 4708
Notice from the Office of the Secretary ................................... #23 (June 9) 4715 Notice from the Office of the Secretary ................................... #23 (June 9) 4716 Order - s. 127 ...................................... #23 (June 9) 4767
Barometer Capital Inc. Name Change ......................................#49 (Dec. 8) 9667
Barometer Capital Management Corp. Order - s. 213(3)(b) of the LTCA ........#45 (Nov. 10) 8800
Barrick Gold Corporation Exemption - s. 4.5 of MI 52-109 and
s. 6.1 of the Fee Rule ..........................#15 (Apr. 14) 3325 MRRS Decision ...................................#16 (Apr. 21) 3348 Consent - s. 4(b) of the Regulation....... #18 (May 5) 3871 Decision - s. 100(6) of the SA..............#41 (Oct. 13) 8057
Barrington Capital Corp. New Registration .................................. #04 (Jan. 27) 955
BCE Inc. MRRS Decision .................................... #18 (May 5) 3734
Beacon Hill Financial Corporation New Registration ................................. #23 (June 9) 4879
Bell Nordiq Group Decision - s. 83 .................................... #31 (Aug. 4) 6315
Bema Gold Corporation Order - s. 74........................................ #35 (Sept. 1) 7049
Bennett Enviromental Inc. Cease Trading Order .......................... #15 (Apr. 14) 3191
Notice of Hearing ................................ #16 (Apr. 21) 3335 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3337 Order - ss. 127(1)2, 127(5) ................ #16 (Apr. 21) 3359.
Cease Trading Order .......................... #16 (Apr. 21) 3373 Notice from the Office of the Secretary................................... #17 (Apr. 28) 3488 Order - paras. 127(1)2 and 2.1 ........... #17 (Apr. 28) 3528 Cease Trading Orders ........................ #17 (Apr. 28) 3531 Cease Trading Orders ........................ #17 (Apr. 28) 3531
Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953
Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Notice of Hearing .................................#23 (June 9) 4708 Notice of Hearing .................................#23 (June 9) 4709 Notice from the Office of the Secretary....................................#23 (June 9) 4716 Cease Trading Orders .......................#24 (June 16) 4955 Notice from the Office of the Secretary..................................#25 (June 23) 5142 Order - ss. 127, 127.1 ........................#25 (June 23) 5192 Order - ss. 127, 127.1 ........................#25 (June 23) 5199 Cease Trading Order .........................#25 (June 23) 5219 OSC Decisions, Orders and Rulings ......................................... #28 (July 14) 5725 OSC Decisions, Orders and Rulings ......................................... #28 (July 14) 5727
Notice of Hearing - s. 127 .................. #47 (Nov. 24) 9149 Notice of Hearing - s. 127 .................. #47 (Nov. 24) 9150 Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9150
Notice from the Office of the Secretary ..................................#47 (Nov. 24) 9151
Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9498 Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9499 Order - s. 127 .......................................#49 (Dec. 8) 9527 Order - s. 127 .......................................#49 (Dec. 8) 9529 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9537 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9545 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9553
OSC Decisions, Orders and Rulings ........................................#50 (Dec. 15) 9725
Bennett, John Notice of Hearing................................. #23 (June 9) 4708
Notice of Hearing................................. #23 (June 9) 4709 Notice from the Office of the Secretary ................................... #23 (June 9) 4716 Notice from the Office of the Secretary ................................. #25 (June 23) 5142 Order - ss. 127, 127.1 ....................... #25 (June 23) 5192 Order - ss. 127, 127.1 ....................... #25 (June 23) 5199 OSC Decisions, Orders and Rulings .........................................#28 (July 14) 5725 OSC Decisions, Orders and Rulings .........................................#28 (July 14) 5727
Notice of Hearing - s. 127...................#47 (Nov. 24) 9149 Notice of Hearing - s. 127...................#47 (Nov. 24) 9150 Notice from the Office of the Secretary ..................................#47 (Nov. 24) 9150 Notice from the Office of the Secretary ..................................#47 (Nov. 24) 9151
Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9498 Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9499 Order - s. 127 .......................................#49 (Dec. 8) 9527 Order - s. 127 .......................................#49 (Dec. 8) 9529 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9537 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9545 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9553
OSC Decisions, Orders and Rulings ........................................#50 (Dec. 15) 9725
Benquesus, Jacques Notice from the Office
of the Secretary .................................... #02 (Jan. 13) 264 Order -s 127 ......................................... #02 (Jan. 13) 300
BetaPro Management Inc. Decision - s. 6.1 of Rule 13-502 Fees .#42 (Oct. 20) 8236 MRRS Decision ...................................#42 (Oct. 20) 8237
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
8 (2006), 29 OSCB Cumulative Index (2006)
BF Minerals Ltd. Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ..........................#21 (May 26) 4361
Cease Trading Order ...........................#22 (June 2) 4569
BFI Canada Income Fund MRRS Decision.................................. #33 (Aug. 18) 6595MRRS Decision.................................. #34 (Aug. 25) 6757
BFS Entertainment & Multimedia Limited Cease Trading Order ................................#01 (Jan. 6) 73Cease Trading Order ............................#02 (Jan. 13) 319
Cease Trading Order ............................#03 (Jan. 20) 595 Cease Trading Order ............................#04 (Jan. 27) 857 Cease Trading Order ........................... #05 (Feb. 3) 1041 Cease Trading Order ......................... #06 (Feb. 10) 1273 Cease Trading Order ......................... #07 (Feb. 17) 1479 Cease Trading Order ......................... #08 (Feb. 24) 1667
BG Funds Management Limited Order - s. 213(3)(b) of the Loan and Trust Corporations
Bloomberg Tradebook LLC Decision - s. 6.1 of OSC Rule
91-502 ................................................ #19 (May 12) 3904 Order - s. 218 of the Regulation ......... #19 (May 12) 3921 Change in Registration Category ........#28 (July 14) 5851
Blue Mountain Energy Ltd. MRRS Decision ..................................#51 (Dec. 22) 9987
Blue Note Mining Inc. Order - s. 83.1(1)................................#46 (Nov. 17) 9009
Bluestone Financial Corporation Suspended as a Result of
Resigning from Membership in the Mutual Fund Dealers Association of Canada......................#51 (Dec. 22) 10151
BluMont Man Alternative Yield Fund MRRS Decision .................................. #10 (Mar. 10) 2029
BMO Capital Markets Corp. Name Change ......................................#49 (Dec. 8) 9667
BMO Capital Markets Order - s. 74 .........................................#31 (Aug. 4) 6332Order - s. 74 ........................................#35 (Sept. 1) 7051Order - s. 74 .......................................#45 (Nov. 10) 8798
BMO Global High Yield Bond Fund MRRS Decision .................................#32 (Aug. 11) 6473
BMO Harris Income Opportunity Bond Portfolio MRRS Decision .................................. #06 (Feb. 10) 1249
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
BMO Nesbitt Burns Inc. Order - s. 74.......................................#26 (June 30) 5387 Order - s. 74........................................ #29 (July 21) 5908 Order - s. 74......................................... #31 (Aug. 4) 6334
Order - s. 74....................................... #34 (Aug. 25) 6775Order - s. 74....................................... #34 (Aug. 25) 6777Order - s. 74........................................ #35 (Sept. 1) 7049
Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237 Order - s. 74........................................ #42 (Oct. 20) 8256
Bombardier Capital Ltd. Decision - s. 83...................................#34 (Aug. 25) 6769
Bostonia Global Securities LLC New Registration ..............................#51 (Dec. 22) 10151
Boughton, Marvin Notice from the Office
of the Secretary ...................................... #05 (Feb. 3) 996 Order - ss. 127(1), 127.1 ...................... #05 (Feb. 3) 1029 Notice of Hearing................................ #07 (Feb. 17) 1425 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1427 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2022 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2024 Order .................................................. #10 (Mar. 10) 2063 Order .................................................. #10 (Mar. 10) 2064 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2073 Notice from the Office of the Secretary .................................. #19 (May 12) 3886 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3941
Boulder Mining Corporation Consent - s. 4(b) of the Regulation.......#49 (Dec. 8) 9682
Boultbee, John A. Notice from the Office
of the Secretary .................................... #04 (Jan. 27) 810 OSC Decisions, Orders and Rulings .......................................... #04 (Jan. 27) 847
Boyle, James Patrick Notice from the Office
of the Secretary .......................................... #01 (Jan. 6) 6 Order - ss. 127 and 127.1......................... #01 (Jan. 6) 58 Notice from the Office of the Secretary .................................. #06 (Feb. 10) 1220 Order - ss. 127, 127.1 ........................ #06 (Feb. 10) 1270 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1427 Order .................................................. #07 (Feb. 17) 1474 Notice from the Office of the Secretary ...................................#16 (Apr. 21) 3339 OSC Decisions, Orders and Rulings .........................................#16 (Apr. 21) 3365
Bradford Bachinski Limited New Registration .................................#43 (Oct. 27) 8525
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
10 (2006), 29 OSCB Cumulative Index (2006)
Brainhunter Inc. Cease Trading Order ................................#01 (Jan. 6) 73Cease Trading Order ............................#02 (Jan. 13) 319
Cease Trading Order ............................#03 (Jan. 20) 595 Cease Trading Order ............................#04 (Jan. 27) 857 Cease Trading Order ........................... #05 (Feb. 3) 1041 Cease Trading Order ......................... #06 (Feb. 10) 1273 Cease Trading Order ......................... #07 (Feb. 17) 1479 Cease Trading Order ......................... #08 (Feb. 24) 1667 Cease Trading Order ........................... #09 (Mar. 3) 1827 Cease Trading Order ......................... #10 (Mar. 10) 2109
Change of Category.............................. #14 (Apr. 7) 3127
Brandywine Asset Management, LLC Change in Name .................................#19 (May 12) 4081
Brandywine Global Investment Management, LLC Change in Name .................................#19 (May 12) 4081
Brascan Asset Management Inc. New Registration................................#24 (June 16) 5123
Change of Name................................... #27 (July 7) 5683
Brazilian Resources Inc. Order - s. 144........................................#03 (Jan. 20) 592Cease Trading Order ............................#03 (Jan. 20) 595
Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ..........................#21 (May 26) 4361
Brean Murray & Co., Inc. Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Brickburn Asset Management Inc. Change in Registration Category ........ #28 (July 14) 5851
Bridges Transitions Inc. Decision - s. 83 ................................... #36 (Sept. 8) 7207
Broadband Learning Corporation Cease Trading Order ..........................#19 (May 12) 3953
Brockhouse & Cooper Inc. New Registration................................#24 (June 16) 5123
Brockhouse Cooper Gestion D’Actifs Inc. / Brockhouse Cooper Asset Management Inc.
New Registration................................ #34 (Aug. 25) 6983
BrokerTec USA, LLC Change of Name................................ #06 (Feb. 10) 1407
Brompton Advantaged Tracker Fund MRRS Decision.................................. #10 (Mar. 10) 2039
Brompton Funds Management Limited Approval - s. 213(3)(b).........................#17 (Apr. 28) 3683Order - s. 213(3)(b) of the Loan
and Trust Corporations Act................#39 (Sept. 29) 7731
Brompton Top 50 Compound Growth Fund MRRS Decision .................................... #18 (May 5) 3710
Brookfield Investment Funds Management Inc. Change of Name ...................................#27 (July 7) 5683
Brooks, John Suspended – Voluntary
Non Renewal...................................... #06 (Feb. 10) 1407
Brown , Marcia Lewis New Registration ...............................#38 (Sept. 22) 7679
Brown, Roy Order - s. 127 ..................................... #11 (Mar. 17) 2309
Notice of Hearing................................ #12 (Mar. 24) 2551 Notice from the Office of the Secretary .................................. #12 (Mar. 24) 2556 Notice from the Office of the Secretary .................................. #13 (Mar. 31) 2733 Order - s. 127(7)................................. #13 (Mar. 31) 2758 Notice from the Office of the Secretary .................................. #20 (May 19) 4132 Order - s. 127(7)................................. #20 (May 19) 4162 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s. 127(7)................................... #22 (June 2) 4558 Notice from the Office of the Secretary .................................#39 (Sept. 29) 7694 Order - s. 127(7)................................#39 (Sept. 29) 7730
Notice from the Office of the Secretary ..................................#45 (Nov. 10) 8750 Order - ss. 127(7) ...............................#45 (Nov. 10) 8802
Brown-Rodrigues, Roy Notice from the Office
of the Secretary ................................... #22 (June 2) 4518 Order -s. 127(7)................................... #22 (June 2) 4558
Builders Energy Services Trust Order - s. 74 ........................................#35 (Sept. 1) 7047
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 11
Bulckaert, Allan Notice of Hearing .................................#23 (June 9) 4708
Notice of Hearing .................................#23 (June 9) 4709 Notice from the Office of the Secretary....................................#23 (June 9) 4716 Notice from the Office of the Secretary..................................#25 (June 23) 5142 Order - ss. 127, 127.1 ........................#25 (June 23) 5192 Order - ss. 127, 127.1 ........................#25 (June 23) 5199 OSC Decisions, Orders and Rulings ......................................... #28 (July 14) 5725 OSC Decisions, Orders and Rulings ......................................... #28 (July 14) 5727 Notice of Hearing - s. 127 .................. #47 (Nov. 24) 9149 Notice of Hearing - s. 127 .................. #47 (Nov. 24) 9150 Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9150 Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9151
Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9498 Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9499 Order - s. 127....................................... #49 (Dec. 8) 9527 Order - s. 127....................................... #49 (Dec. 8) 9529 OSC Decisions, Orders and Rulings .......................................... #49 (Dec. 8) 9537 OSC Decisions, Orders and Rulings .......................................... #49 (Dec. 8) 9545 OSC Decisions, Orders and Rulings .......................................... #49 (Dec. 8) 9553 OSC Decisions, Orders and Rulings ........................................ #50 (Dec. 15) 9725
Bullion Marketing Services Inc. New Registration............................... #39 (Sept. 29) 7813
Notice from the Office of the Secretary ..................................#50 (Dec. 15) 9700 Order - ss. 127(1) and (5)...................#50 (Dec. 15) 9722
Notice from the Office of the Secretary ..................................#51 (Dec. 22) 9954 Order ................................................#51 (Dec. 22) 10007
Notice from the Office of the Secretary ..................................#50 (Dec. 15) 9700 Order - ss. 127(1) and (5)...................#50 (Dec. 15) 9722
Notice from the Office of the Secretary ..................................#51 (Dec. 22) 9954 Order ................................................#51 (Dec. 22) 10007
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
12 (2006), 29 OSCB Cumulative Index (2006)
Campbell & Partners Capital Inc. Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Non Renewal ..................................... #06 (Feb. 10) 1407
Campbell, David C. Notice of Hearing ................................ #15 (Apr. 14) 3147
Notice from the Office of the Secretary................................... #15 (Apr. 14) 3153 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3340 Order - ss. 127(1), 127(5) ................... #16 (Apr. 21) 3362 Notice of Hearing - ss. 127, 127(1) .......#18 (May 5) 3689 Notice from the Office of the Secretary.....................................#18 (May 5) 3694 Order - ss. 127(1), 127(5) .....................#18 (May 5) 3759 Notice from the Office of the Secretary................................. #37 (Sept. 15) 7370 Order - ss. 127(1), 127(5) ................. #37 (Sept. 15) 7399 Order - ss. 127(1), 127(7) ................. #37 (Sept. 15) 7401
Notice from the Office of the Secretary.................................... #44 (Nov. 3) 8590
Order - ss. 127(1), 127(7) .................... #44 (Nov. 3) 8641
Canaccord Adams Inc. New Registration................................. #16 (Apr. 21) 3473
Canaccord Capital Corporation Order - s. 74.......................................#26 (June 30) 5382
Order - s. 74........................................ #29 (July 21) 5908 Order - s. 74......................................... #31 (Aug. 4) 6332 Order - s. 74......................................... #31 (Aug. 4) 6334
Order - s. 74....................................... #34 (Aug. 25) 6775Order - s. 74........................................ #35 (Sept. 1) 7047
Order - s. 74........................................ #35 (Sept. 1) 7049 Order - s. 74........................................ #35 (Sept. 1) 7054
Order - s. 74....................................... #45 (Nov. 10) 8798
Canada Dominion Resources 2006 II Limited Partnership
Exemption - Part 15 of OSC Rule 41-501 General Prospectus Requirements.................................... #37 (Sept. 15) 7549
Canadex Resources Limited Cease Trading Order ................................#01 (Jan. 6) 73
Canadian Arctic Gas Ltd. Decision - s. 83 .................................. #46 (Nov. 17) 8991
Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Order – ss. 21.2(1) and s. 144 of the Act and Part VI of the OBCA........................................ #43 (Oct. 27) 8417
Canadian Depository for Securities Ltd. and CDS Clearing and Depository Services Inc. – Amendment to Recognition and Designation Order – ss. 21.2(1) and s. 144 of the Act and Part VI of the OBCA
SRO Notices and Disciplinary Proceedings .....................#36 (Sept. 8) 7331
Canadian Financial Dividend & Income Fund MRRS Decision ..................................#50 (Dec. 15) 9702MRRS Decision ..................................#50 (Dec. 15) 9712
Canadian Financial Income Fund MRRS Decision ..................................#50 (Dec. 15) 9702MRRS Decision ..................................#50 (Dec. 15) 9712
Canadian Financial Services NT Corp. Decision - s. 83................................... #11 (Mar. 17) 2273
Order - s. 1(6) of the OBCA................ #11 (Mar. 17) 2308
Canadian Fundamental 100 Income Fund MRRS Decision ..................................#50 (Dec. 15) 9702MRRS Decision ..................................#50 (Dec. 15) 9712
Canadian Imperial Bank of Commerce MRRS Decision .....................................#14 (Apr. 7) 2931 MRRS Decision .................................. #21 (May 26) 4324 Decision - s. 6.1 of Rule 13-502 Fees .#42 (Oct. 20) 8236 MRRS Decision ...................................#43 (Oct. 27) 8408 MRRS Decision ...................................#42 (Oct. 20) 8237
Canadian Medical Discoveries Fund Inc. MRRS Decision .................................. #07 (Feb. 17) 1438MRRS Decision ..................................#50 (Dec. 15) 9707
Canadian Oil Sands Limited Exemption - s. 6.1 of Rule 13-502 ........ #02 (Jan. 13) 497
Canadian Oil Sands Trust Exemption - s. 6.1 of Rule 13-502 ........ #02 (Jan. 13) 497
Canadian Regulators Propose Harmonized Prospectus Rule for Market Participants
Carbiz Inc. MRRS Decision ...................................#17 (Apr. 28) 3517
Carmichael, Harry J. Notice of Hearing - ss. 127, 127.1 ........#31 (Aug. 4) 6279
Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6295 Notice from the Office of the Secretary .................................#38 (Sept. 22) 7561 Order .................................................#38 (Sept. 22) 7588
Notice from the Office of the Secretary .....................................#40 (Oct. 6) 7825 Reasons ................................................#40 (Oct. 6) 7875
Carpus Capital Inc. New Registration .................................. #02 (Jan. 13) 417
Change of Name .................................. #05 (Feb. 3) 1049
Cartier Capital Group Inc. Suspended – Voluntary Non Renewal #06 (Feb. 10) 1407
Cassidy, Diana Notice of Hearing.................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1426 Order - s. 127(7)................................. #07 (Feb. 17) 1468 Notice from the Office of the Secretary .................................... #09 (Mar. 3) 1810 Order - s. 127(7)................................... #09 (Mar. 3) 1822 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s . 127(7).................................. #22 (June 2) 4555 Order -s . 127(7).................................. #22 (June 2) 4559 Notice from the Office of the Secretary .....................................#27 (July 7) 5559 Order - s. 127(7)....................................#27 (July 7) 5589
Order - s. 127(7)....................................#40 (Oct. 6) 7872
Cassis Capital Corporation New Registration ................................ #21 (May 26) 4465
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
14 (2006), 29 OSCB Cumulative Index (2006)
Castaneda, Jose L. News Release.............................................#01 (Jan. 6) 5Notice from the Office
of the Secretary.....................................#02 (Jan. 13) 266 Order - s. 127........................................#02 (Jan. 13) 302
Notice....................................................#02 (Jan. 13) 256 News Release...................................... #09 (Mar. 3) 1808 Notice from the Office of the Secretary.................................... #09 (Mar. 3) 1809 Order - s. 127....................................... #09 (Mar. 3) 1820 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3338 Order - s. 127...................................... #16 (Apr. 21) 3360 Notice from the Office of the Secretary....................................#22 (June 2) 4519 Order - s. 127.......................................#22 (June 2) 4561 Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6294 Order - s. 127....................................... #31 (Aug. 4) 6324
Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9499 Order - s. 127....................................... #49 (Dec. 8) 9528
Caterpillar Financial Services Limited Consent - s. 4(b) of the Regulation .... #11 (Mar. 17) 2543
Catone, Ron Notice of Hearing ................................... #05 (Feb. 3) 989 Notice from the Office of the Secretary...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1426 Order - s. 127(7) ................................ #07 (Feb. 17) 1468 Notice from the Office of the Secretary.................................... #09 (Mar. 3) 1810 Order - s. 127(7) .................................. #09 (Mar. 3) 1822 Notice from the Office of the Secretary....................................#22 (June 2) 4517 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s . 127(7) ..................................#22 (June 2) 4555 Order -s . 127(7) ..................................#22 (June 2) 4559 Notice from the Office of the Secretary..................................... #27 (July 7) 5559 Order - s. 127(7) ................................... #27 (July 7) 5589
Order - s. 127(7) ................................... #40 (Oct. 6) 7872
CDS Rules Relating to Strip Bond Monthly Reports Service, Technical Amendments to
SRO Notices and Disciplinary Proceedings.................. #51 (Dec. 22) 10154
CDS Rules, Material Amendments to - Delivery Services - Request for Comments
SRO Notices and Disciplinary Proceedings..................... #29 (July 21) 6103
CDS U.S. Deposit and Withdrawal Procedures, Technical Amendments to – Notice of Effective Date SRO Notices and Disciplinary Proceedings.................... #07 (Feb. 17) 1611
CDS’ Recognition Order, Application to Vary Notice....................................................#04 (Jan. 27) 806
CI Money Market Fund MRRS Decision ................................. #26 (June 30) 5377
CI Mortgage Fund MRRS Decision ................................. #26 (June 30) 5377
CI Pacific Corporate Class MRRS Decision ................................. #26 (June 30) 5377
CI Pacific Fund MRRS Decision ................................. #26 (June 30) 5377
CI Short-Term Bond Fund MRRS Decision ................................. #26 (June 30) 5377
CI Short-Term Corporate Class MRRS Decision ................................. #26 (June 30) 5377
CI Short-Term US$ Corporate Class MRRS Decision ................................. #26 (June 30) 5377
CI US Money Market Fund MRRS Decision ................................. #26 (June 30) 5377
CI Value Trust Corporate Class MRRS Decision ................................. #26 (June 30) 5377
Ciavarella, Michael Notice from the Office
of the Secretary ...................................... #05 (Feb. 3) 995 Order - s. 127 ....................................... #05 (Feb. 3) 1028
Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6296 Order - s. 127 .......................................#31 (Aug. 4) 6331
Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8228 Temporary Order - s. 127....................#42 (Oct. 20) 8253
CIBC Asia Pacific Index Fund MRRS Decision ..................................#34 (Aug. 25) 6770
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 19
CIBC Asset Management Inc. MRRS Decision.........................................#01 (Jan. 6) 36
CIBC Money Market Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Monthly Income Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Mortgage and Short-Term Income Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Nasdaq Index Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Nasdaq Index RRSP Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC North American Demographics Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Precious Metals Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Premium Canadian T-Bill Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC U.S. Dollar Money Market Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC U.S. Equity Index Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC U.S. Index RRSP Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC U.S. Small Companies Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC World Markets Inc. MRRS Decision .................................... #18 (May 5) 3708
Order - s. 74 ...................................... #26 (June 30) 5382 Order - s. 74 ...................................... #26 (June 30) 5386 Order - s. 74 ........................................#29 (July 21) 5904 Order - s. 74 ........................................#29 (July 21) 5908 Order - s. 74 .........................................#31 (Aug. 4) 6332 MRRS Decision ...................................#35 (Sept. 1) 7021 Order - s. 74 ........................................#35 (Sept. 1) 7047 Order - s. 74 .......................................#34 (Aug. 25) 6775
Order - s. 74 ........................................#35 (Sept. 1) 7054Order - s. 74 ........................................#42 (Oct. 20) 8256MRRS Decision ...................................#43 (Oct. 27) 8408Order - s. 74 .......................................#45 (Nov. 10) 8798 MRRS Decision ....................................#49 (Dec. 8) 9506 MRRS Decision ..................................#51 (Dec. 22) 9995
Cinram International Inc. MRRS Decision ................................. #24 (June 16) 4943
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
22 (2006), 29 OSCB Cumulative Index (2006)
Coleman, Matthew Noah Notice from the Office
of the Secretary................................. #39 (Sept. 29) 7695Notice of Withdrawal ............................. #40 (Oct. 6) 7823
Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7826 Notice from the Office of the Secretary.................................... #44 (Nov. 3) 8591
Notice from the Office of the Secretary.................................. #45 (Nov. 10) 8749 Order.................................................. #45 (Nov. 10) 8797
CSA Notice 24-303 – CSA SRO Oversight Project – Review of Oversight of Self-Regulatory Organizations and Market Infrastructure Entities – December 2006 Report of the CSA SRO Oversight Project Committee
CSA Notice 52-313 - Status of Proposed MI 52-111 Reporting on Internal Control over Financial Reporting and Proposed Amended and Restated MI 52-109 Certification of Disclosure in Issuers' Annual and Interim Findings
CSA Notice and Request for Comments - Proposed Rescission of National Policy 48 Future-Oriented Financial Information - Proposed Amendments to NI 51-102 Continuous Disclosure Obligations - Related Consequential Amendments
Request for Comments.........................#48 (Dec. 1) 9339
CSA Policy 62-201 Bids Made Only in Certain Jurisdictions
Request for Comments........................#17 (Apr. 28) 3533
CSA Staff Notice 51-321 - Questions and Answers Concerning Resources and Possible Reserves - NI 51-101 Standards of Disclosure for Oil and Gas Activities
D2M Inc. Change of Name ............................... #26 (June 30) 5525
Da Silva, Abel Notice from the Office
of the Secretary .................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary .................................. #19 (May 12) 3887 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3944
Da Silva, Carlos A. Notice of Hearing.................................#15 (Apr. 14) 3147
Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3153 Notice from the Office of the Secretary ...................................#16 (Apr. 21) 3340 Order - ss. 127(1), 127(5)....................#16 (Apr. 21) 3362 Notice of Hearing - ss. 127, 127(1)....... #18 (May 5) 3689 Notice from the Office of the Secretary .................................... #18 (May 5) 3694 Order - ss. 127(1), 127(5)..................... #18 (May 5) 3759 Notice from the Office of the Secretary .................................#37 (Sept. 15) 7370 Order - ss. 127(1), 127(5)..................#37 (Sept. 15) 7399 Order - ss. 127(1), 127(7)..................#37 (Sept. 15) 7401
Notice from the Office of the Secretary ....................................#44 (Nov. 3) 8590
Order - ss. 127(1), 127(7).....................#44 (Nov. 3) 8641
Dacks Money Management Inc. Change of Name ............................... #26 (June 30) 5525
Daniels, Joseph Notice of Hearing - ss. 127, 127(1)....... #18 (May 5) 3689
Notice from the Office of the Secretary .................................... #18 (May 5) 3694 Order - ss. 127(1), 127(5)..................... #18 (May 5) 3759 Notice from the Office of the Secretary .................................#37 (Sept. 15) 7370 Order - ss. 127(1), 127(5)..................#37 (Sept. 15) 7399 Order - ss. 127(1), 127(7)..................#37 (Sept. 15) 7401 Notice from the Office of the Secretary ....................................#44 (Nov. 3) 8590
Order - ss. 127(1), 127(7).....................#44 (Nov. 3) 8641
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
26 (2006), 29 OSCB Cumulative Index (2006)
Danzig, Daniel David Notice from the Office
of the Secretary................................. #39 (Sept. 29) 7695Notice of Withdrawal ............................. #40 (Oct. 6) 7823
Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7826 Notice from the Office of the Secretary.................................... #44 (Nov. 3) 8591
Notice from the Office of the Secretary.................................. #45 (Nov. 10) 8749 Order.................................................. #45 (Nov. 10) 8797
Darius Capital Limited Order - s. 104(2)(c) ............................ #46 (Nov. 17) 9015
Data Group Income Fund MRRS Decision................................... #36 (Sept. 8) 7198
DataMirror Corporation Cease Trading Order ............................#18 (May 5) 3775
Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ..........................#20 (May 19) 4175
Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Order .........................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5219 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729 Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order .......................... #30 (July 28) 6163 Cease Trading Order ........................... #31 (Aug. 4) 6345
Cease Trading Order ......................... #32 (Aug. 11) 6487Cease Trading Order ......................... #33 (Aug. 18) 6631Cease Trading Order ......................... #34 (Aug. 25) 6799Cease Trading Order .......................... #35 (Sept. 1) 7083Cease Trading Order .......................... #36 (Sept. 8) 7231
Datec Group Ltd. Cease Trading Order ...........................#23 (June 9) 4777
Cease Trading Order .........................#25 (June 23) 5219
Daubney, John Notice of Hearing ................................ #29 (July 21) 5865
Notice from the Office of the Secretary................................... #29 (July 21) 5871 Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6278 Order.................................................... #31 (Aug. 4) 6334
Davis + Henderson Income Fund MRRS Decision................................... #35 (Sept. 1) 7019
Daylight Energy Ltd. Decision - s. 83 .................................. #47 (Nov. 24) 9170
Daylight Energy Trust Decision - s. 83 .................................. #47 (Nov. 24) 9167
Notice from the Office of the Secretary ..................................#50 (Dec. 15) 9700 Order - ss. 127(1) and (5)...................#50 (Dec. 15) 9722
Notice from the Office of the Secretary ..................................#51 (Dec. 22) 9954 Order ................................................#51 (Dec. 22) 10007 Demeter Management Corporation
Order - s. 80 of the CFA ....................... #05 (Feb. 3) 1032
Dixon Mitchell Investment Counsel Inc. Change in Name .................................. #18 (May 5) 3861
Dixon Mitchell Rae Investment Counsel Inc. Change in Name .................................. #18 (May 5) 3861
Djordjevic, Ivan Notice from the Office
of the Secretary .................................#39 (Sept. 29) 7695Notice of Withdrawal .............................#40 (Oct. 6) 7823
Notice from the Office of the Secretary .....................................#40 (Oct. 6) 7826 Notice from the Office of the Secretary ....................................#44 (Nov. 3) 8591
Notice from the Office of the Secretary ..................................#45 (Nov. 10) 8749 Order ..................................................#45 (Nov. 10) 8797
Dynamic Technology Fund MRRS Decision ...................................#29 (July 21) 5873
Dziadecki, Leszek Notice of Hearing................................ #08 (Feb. 24) 1628
Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1633 Notices of Hearing - ss. 127, 127.1 .... #10 (Mar. 10) 2015 Notices from the Office of the Secretary .................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2026 Order - s. 127 ..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Order - s. 127 ......................................#15 (Apr. 14) 3172
E*TRADE Capital Markets, LLC New Registration ................................ #10 (Mar. 10) 2245
ESI Entertainment Systems Inc. Cease Trading Order...........................#42 (Oct. 20) 8259Cease Trading Order...........................#43 (Oct. 27) 8439Cease Trading Order............................#44 (Nov. 3) 8643Cease Trading Order..........................#45 (Nov. 10) 8805Cease Trading Order..........................#46 (Nov. 17) 9017Cease Trading Order..........................#47 (Nov. 24) 9177
Esprit Energy Trust Decision - s. 83...................................#46 (Nov. 17) 8990
Esprit Exploration Ltd. Decision - s. 83...................................#47 (Nov. 24) 9168
Euroglobal Capital Partners Inc. New Registration ................................. #23 (June 9) 4879
EuroZinc Mining Corporation Decision - s. 83...................................#47 (Nov. 24) 9153
Euston Capital Corp. Notice of Hearing................................ #19 (May 12) 3881
Notice from the Office of the Secretary .................................. #19 (May 12) 3885 Notice from the Office of the Secretary .................................. #19 (May 12) 3886 Order - ss. 127(1), 125(5)................... #19 (May 12) 3920 Notice from the Office of the Secretary .................................. #20 (May 19) 4132 Order - s. 127(7)................................. #20 (May 19) 4163 Notice from the Office of the Secretary ................................. #24 (June 16) 4915 Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8229 Order - s. 127(7)..................................#42 (Oct. 20) 8255
Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9501 Order - s. 127(7)...................................#49 (Dec. 8) 9534
Everest Canadian Properties Company Order - s. 144 ......................................#41 (Oct. 13) 8059
Evergreen Capital Partners Inc. New Registration .................................#30 (July 28) 6257
Excapsa Software, Inc. MRRS Decision .................................... #02 (Jan. 13) 285
Excel Funds Management Inc. Decision - s. 6.1 of Rule 13-502 Fees .#42 (Oct. 20) 8236 MRRS Decision ...................................#42 (Oct. 20) 8237
33-501 – Surrender of Registration) .....................................#51 (Dec. 22) 10151
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 31
Fédération des caisses Desjardins du Québec Decision - s. 6.1 of Rule 13-502 Fees.................................................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
Felderhof, John Bernard News Release.................................... #07 (Feb. 17) 1425
Ferris, Baker Watts, Incorporated Decision - s. 6.1(1) of MI-31-102
National Registration Database and s. 6.1 of Rule 13-502 Fees.................#25 (June 23) 5162 Decision - s. 6.1(1) of MI-31-102 National Registration Database and s. 6.1 of Rule 13-502 Fees.................#25 (June 23) 5167 New Registration................................. #30 (July 28) 6257
FET Resources Ltd. MRRS Decision....................................#22 (June 2) 4541
Fidelity Asia Star Fund MRRS Decision.................................... #44 (Nov. 3) 8620
Fidelity Canadian Bond Core Plus Trust Order - s. 113.................................... #38 (Sept. 22) 7578
Fidelity China Fund MRRS Decision.................................... #44 (Nov. 3) 8620
Fidelity Currency Hedged Emerging Markets Debt Trust Order - s. 113.................................... #38 (Sept. 22) 7578
Fidelity Currency Hedged Global Bond Trust Order - s. 113.................................... #38 (Sept. 22) 7578
Firestar Capital Management Corp. Notice from the Office
of the Secretary ...................................... #05 (Feb. 3) 995 Order - s. 127 ....................................... #05 (Feb. 3) 1028 Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6296 Order - s. 127 .......................................#31 (Aug. 4) 6331 Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8228 Temporary Order - s. 127....................#42 (Oct. 20) 8253
Firestar Investment Management Group Notice from the Office
of the Secretary ...................................... #05 (Feb. 3) 995 Order - s. 127 ....................................... #05 (Feb. 3) 1028 Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6296 Order - s. 127 .......................................#31 (Aug. 4) 6331 Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8228 Temporary Order - s. 127....................#42 (Oct. 20) 8253
First Asset Advisory Services Inc. MRRS Decision .................................. #06 (Feb. 10) 1223 Consent to Suspension (Rule
3-501 – Surrender of Registration) ...#51 (Dec. 22) 10151
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
32 (2006), 29 OSCB Cumulative Index (2006)
First Asset Equal Weight Reit Income Fund MRRS Decision..................................... #40 (Oct. 6) 7841
First Asset Equal Weight Small-Cap Income Fund MRRS Decision..................................... #40 (Oct. 6) 7841
First Asset Investment Management Inc. MRRS Decision..................................... #40 (Oct. 6) 7841
First Energy Capital Corp. Order - s. 74.......................................#26 (June 30) 5382
First Global Ventures, S.A. Notice from the Office
of the Secretary....................................#22 (June 2) 4519 Order - ss. 127(1), 127(5) ....................#22 (June 2) 4560 Notice from the Office of the Secretary..................................#24 (June 16) 4915 Order - s. 127(7) ................................#24 (June 16) 4953 Notice from the Office of the Secretary..................................... #27 (July 7) 5559 Order - s. 127(7) ................................... #27 (July 7) 5588 Notice of Hearing - ss. 127, 127(1) ..... #29 (July 21) 5867 Notice from the Office of the Secretary................................... #29 (July 21) 5872 Order - s. 127(7) ................................. #29 (July 21) 5903
Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9151
Fortress Capital Corp Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Forum Capital Securities LLC Decision - s. 6.1(1) of MI 31-102 National
Registration Database and s. 6.1 of Rule 13-502 Fees.................. #16 (Apr. 21) 3347
Foundation Markets Inc. New Registration................................ #12 (Mar. 24) 2717
Fovere Investments Inc. New Registration.................................. #31 (Aug. 4) 6441
Fracassi, Allen Notice from the Office
of the Secretary...................................... #05 (Feb. 3) 996 Order - ss. 127(1), 127.1...................... #05 (Feb. 3) 1029 Notice of Hearing ............................... #07 (Feb. 17) 1425 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1427 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2022 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2024 Order.................................................. #10 (Mar. 10) 2063 Order.................................................. #10 (Mar. 10) 2064 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2073 Notice from the Office of the Secretary...................................#19 (May 12) 3886 OSC Decisions, Orders and Rulings .........................................#19 (May 12) 3941
Fracassi, Philip Notice from the Office
of the Secretary ...................................... #05 (Feb. 3) 996 Order - ss. 127(1), 127.1 ...................... #05 (Feb. 3) 1029 Notice of Hearing................................ #07 (Feb. 17) 1425 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1427 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2022 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2024 Order .................................................. #10 (Mar. 10) 2063 Order .................................................. #10 (Mar. 10) 2064 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2073 Notice from the Office of the Secretary .................................. #19 (May 12) 3886 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3941
Frank Russell Canada Limited Change in Name ................................ #19 (May 12) 4081
Frank Russell Company MRRS Decision .................................... #02 (Jan. 13) 267
Suspended Due to Voluntary Non-Renewal........................................ #04 (Jan. 27) 955 MRRS Decision ................................. #26 (June 30) 5353
Frank Russell Securities Inc. MRRS Decision ................................. #26 (June 30) 5353
Change of Name ................................#32 (Aug. 11) 6573
Franklin Advisory Services, LLC New Registration ................................#32 (Aug. 11) 6573
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
34 (2006), 29 OSCB Cumulative Index (2006)
Franklin Templeton Capital Preservation Pooled Portfolio MRRS Decision.....................................#18 (May 5) 3752
Franklin Templeton Investments Corp. MRRS Decision.....................................#18 (May 5) 3752 Decision - s. 6.1 of Rule 13-502 Fees.................................................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
Freeman, Christopher Notice from the Office
of the Secretary.................................. #10 (Mar. 10) 2024 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2025 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2064 Order - s. 127.1.................................. #10 (Mar. 10) 2067 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2091
Friedberg Global-Macro Hedge Fund MRRS Decision................................... #35 (Sept. 1) 7023
Friedberg Mercantile Group Ltd. MRRS Decision................................... #35 (Sept. 1) 7023
FRM Americas LLC Decision - s. 7.1(1) of MI 33-109........ #45 (Nov. 10) 8788
Front Street Alternative Asset Fund Inc. MRRS Decision.....................................#02 (Jan. 13) 288Approval - s. 5.5....................................#02 (Jan. 13) 500MRRS Decision.....................................#02 (Jan. 13) 278
Front Street Capital MRRS Decision.....................................#14 (Apr. 7) 2955
Front Street Flow-Through 2005-I Limited Partnership MRRS Decision..................................#25 (June 23) 5165
Front Street Flow-Through 2006-I Limited Partnership MRRS Decision..................................#25 (June 23) 5165
Front Street Long/Short Income Fund II Decision - s. 83 .................................. #34 (Aug. 25) 6753
Front Street Small Cap Canadian Fund MRRS Decision.....................................#14 (Apr. 7) 2955
Front Street Special Opportunities Canadian Fund Ltd. MRRS Decision.....................................#14 (Apr. 7) 2955
frontierAlt All Terrain Bond Fund MRRS Decision.................................. #08 (Feb. 24) 1649
frontierAlt All Terrain Canada Fund MRRS Decision.................................. #08 (Feb. 24) 1649
frontierAlt All Terrain World Fund MRRS Decision.................................. #08 (Feb. 24) 1649
Fulcrum Financial Group Inc. Notice of Hearing................................ #08 (Feb. 24) 1628
Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1632 Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1633 Order .................................................. #08 (Feb. 24) 1657 Notices of Hearing - ss. 127, 127.1 .... #10 (Mar. 10) 2015 Notices from the Office of the Secretary .................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2026 Order - s. 127 ..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3152 Order - s. 127 ......................................#15 (Apr. 14) 3172
Fun Technologies plc Decision - s. 83..................................... #18 (May 5) 3728
FundEx Investments Inc. MRRS Decision ...................................#35 (Sept. 1) 7037
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 35
Funt, Alexander Notice of Hearing .................................. #14 (Apr. 7) 2912
Notice of Hearing .................................. #14 (Apr. 7) 2913 Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2914 Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2915 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3150 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3151 Order................................................... #15 (Apr. 14) 3167 Order................................................... #15 (Apr. 14) 3168 Order................................................... #15 (Apr. 14) 3169 OSC Decisions, Orders and Rulings ......................................... #15 (Apr. 14) 3179 OSC Decisions, Orders and Rulings ......................................... #15 (Apr. 14) 3184 Notice from the Office of the Secretary................................. #37 (Sept. 15) 7369 OSC Decisions, Orders and Rulings ....................................... #37 (Sept. 15) 7408
Cease Trading Order ......................... #11 (Mar. 17) 2331
Fusion Capital Partners Inc. Consent to Suspension (Rule 33-501
– Surrender of Registration)............. #37 (Sept. 15) 7527
FX Capital Ltd. Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Galileo Absolute Return Fund MRRS Decision.................................. #47 (Nov. 24) 9163
Galileo Canadian Active/Passive Fund MRRS Decision.................................. #47 (Nov. 24) 9163
Galileo Fund MRRS Decision.................................. #47 (Nov. 24) 9163
Galileo Funds Inc. MRRS Decision.................................. #47 (Nov. 24) 9163
Galileo Global Active/Passive Fund MRRS Decision.................................. #47 (Nov. 24) 9163
Galileo Small/Mid Cap Fund MRRS Decision.................................. #47 (Nov. 24) 9163
Gallery Resources Limited Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #46 (Nov. 17) 9017
Garner, Ron Notice of Hearing.................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1426 Order - s. 127(7)................................. #07 (Feb. 17) 1468 Notice from the Office of the Secretary .................................... #09 (Mar. 3) 1810 Order - s. 127(7)................................... #09 (Mar. 3) 1822 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s . 127(7).................................. #22 (June 2) 4555 Order -s . 127(7).................................. #22 (June 2) 4559
Notice from the Office of the Secretary .....................................#27 (July 7) 5559 Order - s. 127(7)....................................#27 (July 7) 5589
Order - s. 127(7)....................................#40 (Oct. 6) 7872
Generation Capital Inc. New Registration ............................... #25 (June 23) 5327
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
36 (2006), 29 OSCB Cumulative Index (2006)
Genesis Land Development Corp. Cease Trading Order .......................... #15 (Apr. 14) 3191
Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Order .......................... #17 (Apr. 28) 3531 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953
Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Order .........................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5220 Cease Trading Order .........................#26 (June 30) 5397
Genova Private Management Inc. New Registration................................. #41 (Oct. 13) 8179
Genuity Capital Markets Order - s. 74......................................... #31 (Aug. 4) 6334Order - s. 74........................................ #35 (Sept. 1) 7049
Genus Capital Management Inc. Reinstatement of Registration............ #08 (Feb. 24) 1791
George Schwartz Notice from the Office
of the Secretary.................................... #49 (Dec. 8) 9501 Order - s. 127(7) .................................. #49 (Dec. 8) 9534
Gerdau Ameristeel Corporation Consent - s. 4(b) of the Regulation .......#18 (May 5) 3873
Gestion De Placements Innocap Inc./Innocap Investment Management Inc.
New Registration.................................. #48 (Dec. 1) 9449
Non-Renewal........................................ #04 (Jan. 27) 955 Order - s. 74 ...................................... #26 (June 30) 5382 Order - s. 74 ...................................... #26 (June 30) 5386 Order - s. 74 ...................................... #26 (June 30) 5387 Order - s. 74 .......................................#33 (Aug. 18) 6617 Order - s. 74 .......................................#33 (Aug. 18) 6621
Order - s. 74 .......................................#34 (Aug. 25) 6777Order - s. 74 .......................................#34 (Aug. 25) 6780
Order - s. 74 ........................................#35 (Sept. 1) 7049
and Rulings .........................................#21 (May 26) 4349 Order - s. 80 of the CFA...................... #28 (July 14) 5722
Goldman Sachs Execution & Clearing L.P. Decision - s. 7.1(1) of MI 33-109
Registration Information....................... #05 (Feb. 3) 1000 Order - s. 218 of the Regulation........... #05 (Feb. 3) 1025 Change in Category ........................... #11 (Mar. 17) 2523
Goldnev Resources Inc. Cease Trading Order ......................... #32 (Aug. 11) 6487Cease Trading Order ......................... #34 (Aug. 25) 6799
Goldstein Financial Investments Inc. Change of Name................................. #35 (Sept. 1) 7177
Goldstein Snider Investments Inc. Change of Name................................. #35 (Sept. 1) 7177
GOODHOPE MANAGEMENT LTD./GESTION GOODHOPE LTEE
Suspended Due to Voluntary Non-Renewal ........................................#04 (Jan. 27) 955
Gouveia, Patrick Notice of Discontinuance.....................#35 (Sept. 1) 7002
Notice from the Office of the Secretary ...................................#35 (Sept. 1) 7004 Order ...................................................#35 (Sept. 1) 7056
Notice of Hearing - ss. 127, 127(1).....#34 (Aug. 25) 6748 Notice from the Office of the Secretary ..................................#34 (Aug. 25) 6750
Notice of Hearing...............................#37 (Sept. 15) 7368 Notice from the Office of the Secretary .................................#37 (Sept. 15) 7371 Notice from the Office of the Secretary .................................#38 (Sept. 22) 7560 Order .................................................#38 (Sept. 22) 7581
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
38 (2006), 29 OSCB Cumulative Index (2006)
Griffiths, RobertNotice of Hearing .................................#23 (June 9) 4708
Notice of Hearing .................................#23 (June 9) 4709 Notice from the Office of the Secretary....................................#23 (June 9) 4716 Notice from the Office of the Secretary..................................#25 (June 23) 5142 Order - ss. 127, 127.1 ........................#25 (June 23) 5192 Order - ss. 127, 127.1 ........................#25 (June 23) 5199 OSC Decisions, Orders and Rulings ......................................... #28 (July 14) 5725 OSC Decisions, Orders and Rulings ......................................... #28 (July 14) 5727
Notice of Hearing - s. 127 .................. #47 (Nov. 24) 9149 Notice of Hearing - s. 127 .................. #47 (Nov. 24) 9150 Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9150 Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9151
Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9498 Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9499 Order - s. 127....................................... #49 (Dec. 8) 9527 Order - s. 127....................................... #49 (Dec. 8) 9529 OSC Decisions, Orders and Rulings .......................................... #49 (Dec. 8) 9537 OSC Decisions, Orders and Rulings .......................................... #49 (Dec. 8) 9545 OSC Decisions, Orders and Rulings .......................................... #49 (Dec. 8) 9553
OSC Decisions, Orders and Rulings ........................................ #50 (Dec. 15) 9725
GRN Capital Inc. New Registration................................ #06 (Feb. 10) 1407
Grossman, Abraham Herbert News Release......................................#23 (June 9) 4714
Grossman, Allen Notice of Hearing.................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1426 Order - s. 127(7)................................. #07 (Feb. 17) 1468 Notice from the Office of the Secretary .................................... #09 (Mar. 3) 1810 Order - s. 127(7)................................... #09 (Mar. 3) 1822 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Notice from the Office of the Secretary ................................... #22 (June 2) 4519 Order -s . 127(7).................................. #22 (June 2) 4555 Order -s . 127(7).................................. #22 (June 2) 4559 Order - ss. 127(1), 127(5).................... #22 (June 2) 4560 Notice from the Office of the Secretary ................................. #24 (June 16) 4915 Order - s. 127(7)................................ #24 (June 16) 4953 Notice from the Office of the Secretary .....................................#27 (July 7) 5559 Order - s. 127(7)....................................#27 (July 7) 5588 Order - s. 127(7)....................................#27 (July 7) 5589 Notice of Hearing - ss. 127, 127(1)......#29 (July 21) 5867 Notice from the Office of the Secretary ...................................#29 (July 21) 5872 Order - s. 127(7)..................................#29 (July 21) 5903
Order - s. 127(7)....................................#40 (Oct. 6) 7872Notice from the Office
of the Secretary ..................................#47 (Nov. 24) 9151Order ..................................................#47 (Nov. 24) 9171
Order ..................................................#47 (Nov. 24) 9172
Harvest Energy Trust Order - s. 74 .......................................#34 (Aug. 25) 6775
Haver, W. Jeffrey Notice of Hearing - ss. 127, 127.1 ......#50 (Dec. 15) 9696
Notice from the Office of the Secretary ..................................#50 (Dec. 15) 9700 Order - ss. 127(1) and (5)...................#50 (Dec. 15) 9722
Notice from the Office of the Secretary ..................................#51 (Dec. 22) 9954 Order ................................................#51 (Dec. 22) 10007
Hawk Energy Corp. Decision - s. 83.................................. #26 (June 30) 5349
Hawkeye Capital Management, LLC Order - ss. 104(1), 127 ...................... #25 (June 23) 5207
Order - ss. 104(1), 127 ...................... #25 (June 23) 5210 Order ...................................................#30 (July 28) 6145 Order ...................................................#30 (July 28) 6147 Notice from the Office of the Secretary ...................................#35 (Sept. 1) 7004 Order - s. 9(2)......................................#35 (Sept. 1) 7062
Haywood Securities Inc. Order - s. 74 ...................................... #26 (June 30) 5387
Order - s. 74 ........................................#35 (Sept. 1) 7049 Order - s. 74 ........................................#35 (Sept. 1) 7051
Hillsdale Canadian Long/Short Equity Fund MRRS Decision.................................... #49 (Dec. 8) 9504
Hillsdale Canadian Market Neutral Equity Fund MRRS Decision.................................... #49 (Dec. 8) 9504
Hillsdale Canadian Performance Equity Fund MRRS Decision.................................... #49 (Dec. 8) 9504
Hillsdale US Long/Short Equity Fund MRRS Decision.................................... #49 (Dec. 8) 9504
Hillsdale US Performance Equity Fund MRRS Decision.................................... #49 (Dec. 8) 9504
Hinke, Thomas Notice of Hearing ............................... #10 (Mar. 10) 2016
Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2028 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3337 Notice from the Office of the Secretary.....................................#18 (May 5) 3695 Order.....................................................#18 (May 5) 3765 OSC Decisions, Orders and Rulings ...........................................#18 (May 5) 3769 OSC Decisions, Orders and Rulings .........................................#20 (May 19) 4171 Notice of Hearing - ss. 127, 127.1...... #46 (Nov. 17) 8971 Notice from the Office of the Secretary.................................. #46 (Nov. 17) 8982
Notice from the Office of the Secretary.................................. #51 (Dec. 22) 9953 Order................................................ #51 (Dec. 22) 10001
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 41
HMZ Metals Inc. Cease Trading Order ............................ #14 (Apr. 7) 2975
Cease Trading Order .......................... #15 (Apr. 14) 3191 Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Order .......................... #17 (Apr. 28) 3531 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953
Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Order .........................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5220 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729 Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order .......................... #30 (July 28) 6163 Cease Trading Order ........................... #31 (Aug. 4) 6345
Cease Trading Order ......................... #32 (Aug. 11) 6487Cease Trading Order ......................... #33 (Aug. 18) 6631Cease Trading Order ......................... #34 (Aug. 25) 6799Cease Trading Order .......................... #35 (Sept. 1) 7083Cease Trading Order .......................... #36 (Sept. 8) 7231Cease Trading Order ........................ #37 (Sept. 15) 7423Cease Trading Order ........................ #38 (Sept. 22) 7591Cease Trading Order ........................ #39 (Sept. 29) 7735Cease Trading Order ............................ #40 (Oct. 6) 7893Cease Trading Order .......................... #41 (Oct. 13) 8065Cease Trading Order .......................... #42 (Oct. 20) 8259Cease Trading Order .......................... #43 (Oct. 27) 8439Cease Trading Order ........................... #44 (Nov. 3) 8643Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #46 (Nov. 17) 9017Cease Trading Order ......................... #47 (Nov. 24) 9177 Cease Trading Order ........................... #48 (Dec. 1) 9337 Cease Trading Order ........................... #49 (Dec. 8) 9555 Cease Trading Order ......................... #50 (Dec. 15) 9729 Cease Trading Order ....................... #51 (Dec. 22) 10009
Hoey, Graham Notice from the Office
of the Secretary...................................... #05 (Feb. 3) 996 Order - ss. 127(1), 127.1...................... #05 (Feb. 3) 1029 Notice of Hearing ............................... #07 (Feb. 17) 1425 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1427 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2022 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2024 Order.................................................. #10 (Mar. 10) 2063 Order.................................................. #10 (Mar. 10) 2064 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2073 Notice from the Office of the Secretary...................................#19 (May 12) 3886 OSC Decisions, Orders and Rulings .........................................#19 (May 12) 3941
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
42 (2006), 29 OSCB Cumulative Index (2006)
Hollinger Inc. Cease Trading Order ................................#01 (Jan. 6) 73Cease Trading Order ............................#02 (Jan. 13) 319
Cease Trading Order ............................#03 (Jan. 20) 595 Notice from the Office of the Secretary.....................................#04 (Jan. 27) 810 OSC Decisions, Orders and Rulings ...........................................#04 (Jan. 27) 847 Cease Trading Order ............................#04 (Jan. 27) 857 Cease Trading Order ........................... #05 (Feb. 3) 1041 Notice of Correction ........................... #06 (Feb. 10) 1192 Cease Trading Order ......................... #06 (Feb. 10) 1273 Cease Trading Order ......................... #07 (Feb. 17) 1479 Cease Trading Order ......................... #08 (Feb. 24) 1667 Cease Trading Order ........................... #09 (Mar. 3) 1827 Cease Trading Order ......................... #10 (Mar. 10) 2109 Cease Trading Order ......................... #11 (Mar. 17) 2331 Cease Trading Order ......................... #12 (Mar. 24) 2601 Cease Trading Order ......................... #13 (Mar. 31) 2767 Cease Trading Order ............................ #14 (Apr. 7) 2975 Cease Trading Order .......................... #15 (Apr. 14) 3191 Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Orders ........................ #17 (Apr. 28) 3531 Order - ss. 127(1)(2), 144 .....................#18 (May 5) 3763 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953
Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Orders .......................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5220 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729 Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order .......................... #30 (July 28) 6163 Cease Trading Order ........................... #31 (Aug. 4) 6345
Cease Trading Order ......................... #32 (Aug. 11) 6487Cease Trading Order ......................... #33 (Aug. 18) 6631Cease Trading Order ......................... #34 (Aug. 25) 6799Notice from the Office
of the Secretary................................... #35 (Sept. 1) 7005 OSC Decisions, Order and Rulings..... #35 (Sept. 1) 7071 Cease Trading Order .......................... #35 (Sept. 1) 7083
Cease Trading Order .......................... #36 (Sept. 8) 7231Cease Trading Order ........................ #37 (Sept. 15) 7423Cease Trading Order ........................ #38 (Sept. 22) 7591Cease Trading Order ........................ #39 (Sept. 29) 7735Cease Trading Order ............................ #40 (Oct. 6) 7893Cease Trading Order .......................... #41 (Oct. 13) 8065Cease Trading Order .......................... #42 (Oct. 20) 8259Cease Trading Order .......................... #43 (Oct. 27) 8439Cease Trading Order ........................... #44 (Nov. 3) 8643Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #46 (Nov. 17) 9017Cease Trading Order ......................... #47 (Nov. 24) 9177 Cease Trading Order ........................... #48 (Dec. 1) 9337 Cease Trading Order ........................... #49 (Dec. 8) 9555 Cease Trading Order ......................... #50 (Dec. 15) 9729 MRRS Decision.................................. #51 (Dec. 22) 9957Cease Trading Order ....................... #51 (Dec. 22) 10009
Hollinger International Cease Trading Order................................ #01 (Jan. 6) 73
Decision - s. 83 .................................... #44 (Nov. 3) 8629
Humpty Dumpty Snack Foods Inc. Decision - s. 83 .................................... #31 (Aug. 4) 6313
Huntington Rhodes Inc. Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ..........................#20 (May 19) 4175
Hyacinthe, Marianne Notice of Hearing ................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1426 Order - s. 127(7) ................................ #07 (Feb. 17) 1468 Notice from the Office of the Secretary.................................... #09 (Mar. 3) 1810 Order - s. 127(7) .................................. #09 (Mar. 3) 1822 Notice from the Office of the Secretary....................................#22 (June 2) 4517 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s . 127(7) ..................................#22 (June 2) 4555 Order -s . 127(7) ..................................#22 (June 2) 4559 Notice from the Office of the Secretary..................................... #27 (July 7) 5559 Order - s. 127(7) ................................... #27 (July 7) 5589
Order - s. 127(7) ................................... #40 (Oct. 6) 7872
IDA Policy 6 Part I Regarding Proficiency Requirements for Futures Contract Portfolio Managers and Associate Futures Contract Portfolio Managers, Amendments to,
IDA Regulation 100.2(f)(i) Margin Treatment of CNQ Exchange Traded Securities
SRO Notices and Disciplinary Proceedings ...................... #02 (Jan. 13) 419
IDA Regulations 100.4A, 100.4B, 100.4C, 100.4D, 100.4E and 100.4K – Extending Debt Offsets to Customer Positions
SRO Notices and Disciplinary Proceedings .....................#41 (Oct. 13) 8203
IDA Regulations 100.9 and 100.10 - Amendments to Recognize Three Complex Option Offset Strategies and to Expand the List of Available Option Spreads Involving Individual Equities
SRO Notices and Disciplinary Proceedings .....................#41 (Oct. 13) 8190
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 45
IDA Regulation 100.12 – Optional Use of Value at Risk Modeling, Amendments to
Inco Limited Notice of Hearing.................................#29 (July 21) 5864
Notice from the Office of the Secretary ...................................#29 (July 21) 5870 Notice from the Office of the Secretary ...................................#30 (July 28) 6127 Order - s. 127 ......................................#30 (July 28) 6154 Notice from the Office of the Secretary ...................................#35 (Sept. 1) 7006 OSC Decisions, Order and Rulings .....#35 (Sept. 1) 7078
Institutional Managed Canadian Equity Pool MRRS Decision..................................... #27 (July 7) 5566
Institutional Managed Income Pool MRRS Decision..................................... #27 (July 7) 5566
Institutional Managed International Equity Pool MRRS Decision..................................... #27 (July 7) 5566
Institutional Managed US Equity Pool MRRS Decision..................................... #27 (July 7) 5566
Integra Bond Fund MRRS Decision.................................. #45 (Nov. 10) 8784
Integra Capital Limited Change in Category ..............................#03 (Jan. 20) 795 Order - s. 80.......................................... #14 (Apr. 7) 2964
Integra Equity Fund MRRS Decision.................................. #45 (Nov. 10) 8784
Integra Short Term Investment Fund MRRS Decision.................................. #45 (Nov. 10) 8784
Integrated Paving Concepts Inc. Decision - s. 83 ................................. #38 (Sept. 22) 7567
Notice from the Office of the Secretary ..................................#50 (Dec. 15) 9700 Order - ss. 127(1) and (5)...................#50 (Dec. 15) 9722
Notice from the Office of the Secretary ..................................#51 (Dec. 22) 9954 Order ................................................#51 (Dec. 22) 10007
iShares CDN S&P/TSX Capped Gold Index Fund MRRS Decision ....................................#48 (Dec. 1) 9326
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 47
iShares CDN S&P/TSX 60 Index Fund MRRS Decision.................................... #48 (Dec. 1) 9326
iShares CDN S&P/TSX Capped Composite Index Fund MRRS Decision.................................... #48 (Dec. 1) 9326
iShares CDN S&P/TSX Capped Energy Index Fund MRRS Decision.................................... #48 (Dec. 1) 9326
iShares CDN S&P/TSX Capped Financials Index Fund MRRS Decision.................................... #48 (Dec. 1) 9326
iShares CDN S&P/TSX Capped Information Technology Index Fund
Jove Investment Management Inc. Order - s. 80 of the CFA ......................#43 (Oct. 27) 8434
JovFunds Inc. Name Change ....................................#45 (Nov. 10) 8965
Julius Baer Investment Management LLC Order - s. 218 of the Regulation ......... #11 (Mar. 17) 2312
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
48 (2006), 29 OSCB Cumulative Index (2006)
Juniper Equity Growth Fund News Release.................................... #11 (Mar. 17) 2269
Order - s. 127..................................... #11 (Mar. 17) 2309 Notice from the Office of the Secretary.................................. #13 (Mar. 31) 2733 Order - s. 127(7) ................................ #13 (Mar. 31) 2758 Notice of Hearing ............................... #12 (Mar. 24) 2551 Notice from the Office of the Secretary.................................. #12 (Mar. 24) 2556 Notice from the Office of the Secretary...................................#20 (May 19) 4132 Order - s. 127(7) .................................#20 (May 19) 4162 News Release.....................................#21 (May 26) 4300 Court Decisions, Orders and Rulings..#21 (May 26) 4351 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s. 127(7) ...................................#22 (June 2) 4558
Notice from the Office of the Secretary................................. #39 (Sept. 29) 7694 Order - s. 127(7) ............................... #39 (Sept. 29) 7730
Notice from the Office of the Secretary.................................. #45 (Nov. 10) 8750 Order - ss. 127(7)............................... #45 (Nov. 10) 8802
Juniper Fund Management Corporation Order - s. 127..................................... #11 (Mar. 17) 2309
Notice of Hearing ............................... #12 (Mar. 24) 2551 Notice from the Office of the Secretary.................................. #12 (Mar. 24) 2556 Notice from the Office of the Secretary.................................. #13 (Mar. 31) 2733 Order - s. 127(7) ................................ #13 (Mar. 31) 2758 Notice from the Office of the Secretary...................................#20 (May 19) 4132 Order - s. 127(7) .................................#20 (May 19) 4162 News Release.....................................#21 (May 26) 4300 Court Decisions, Orders and Rulings..#21 (May 26) 4351 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s. 127(7) ...................................#22 (June 2) 4558 Notice from the Office of the Secretary................................. #39 (Sept. 29) 7694 Order - s. 127(7) ............................... #39 (Sept. 29) 7730
Notice from the Office of the Secretary.................................. #45 (Nov. 10) 8750 Order - ss. 127(7)............................... #45 (Nov. 10) 8802
Juniper Income Fund News Release .................................... #11 (Mar. 17) 2269
Order - s. 127 ..................................... #11 (Mar. 17) 2309 Notice of Hearing................................ #12 (Mar. 24) 2551 Notice from the Office of the Secretary .................................. #12 (Mar. 24) 2556 Notice from the Office of the Secretary .................................. #13 (Mar. 31) 2733 Order - s. 127(7)................................. #13 (Mar. 31) 2758 Notice from the Office of the Secretary .................................. #20 (May 19) 4132 Order - s. 127(7)................................. #20 (May 19) 4162 News Release .................................... #21 (May 26) 4300 Court Decisions, Orders and Rulings . #21 (May 26) 4351 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s. 127(7)................................... #22 (June 2) 4558
Notice from the Office of the Secretary .................................#39 (Sept. 29) 7694 Order - s. 127(7)................................#39 (Sept. 29) 7730
Notice from the Office of the Secretary ..................................#45 (Nov. 10) 8750 Order - ss. 127(7) ...............................#45 (Nov. 10) 8802
of the Secretary .................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary .................................. #19 (May 12) 3887 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3944
Notice from the Office of the Secretary .................................. #19 (May 12) 3887 Notice of Correction............................ #20 (May 19) 4129 OSC Decisions, Orders and Rulings ......................................... #22 (June 2) 4565
Kamen Capital Management Inc. Suspended Due to Voluntary
of the Secretary ...................................... #05 (Feb. 3) 995 Order - s. 127 ....................................... #05 (Feb. 3) 1028 Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6296 Order - s. 127 .......................................#31 (Aug. 4) 6331
Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8228 Temporary Order - s. 127....................#42 (Oct. 20) 8253
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 49
KBSH Capital Management Inc. MRRS Decision..................................... #27 (July 7) 5561
Keaveney, Patrick Notice of Hearing - ss. 127, 127.1...... #50 (Dec. 15) 9696
Notice from the Office of the Secretary.................................. #50 (Dec. 15) 9700 Order - ss. 127(1) and (5) .................. #50 (Dec. 15) 9722
Notice from the Office of the Secretary.................................. #51 (Dec. 22) 9954 Order................................................ #51 (Dec. 22) 10007
Kefalas, Peter Notice of Hearing - ss. 127, 127.1....... #41 (Oct. 13) 8047
Notice from the Office of the Secretary................................... #41 (Oct. 13) 8054
Kellogg Canada Inc. MRRS Decision................................... #16 (Apr. 21) 3341
Kelly, Kevin News Release.................................... #50 (Dec. 15) 9698
Kenmar IA Corp. Change of Name................................ #08 (Feb. 24) 1791
Order - ss. 104(1), 127 ...................... #25 (June 23) 5210 Order ...................................................#30 (July 28) 6145 Order ...................................................#30 (July 28) 6147
Notice from the Office of the Secretary ...................................#35 (Sept. 1) 7004 Order - s. 9(2)......................................#35 (Sept. 1) 7062
Koda Resources Ltd. Order - s. 83.1.(1)..............................#38 (Sept. 22) 7575
L & A Financial Inc. Change in Registration Category ...... #24 (June 16) 5123
La Jolla Cove Limited Partnership Decision - s. 83................................... #10 (Mar. 10) 2039
Labanowich, Michael Notice from the Office
of the Secretary .................................... #03 (Jan. 20) 518 Notice from the Office of the Secretary .................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary ................................. #25 (June 23) 5143 Order - ss. 127, 127.1 ....................... #25 (June 23) 5213
Lafarge Canada Inc. Decision - s. 83...................................#34 (Aug. 25) 6772
Lafarge North America Inc. MRRS Decision ................................. #25 (June 23) 5164
Lake Louise Limited Partnership Cease Trading Order............................#31 (Aug. 4) 6345Cease Trading Order..........................#32 (Aug. 11) 6487
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
50 (2006), 29 OSCB Cumulative Index (2006)
Lakefield Marketing Corporation Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ..........................#20 (May 19) 4175
Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Order .........................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5220 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729 Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order ........................... #31 (Aug. 4) 6345
Landen, Barry News Release.......................................#02 (Jan. 13) 264
Lanys, Steven Notice of Hearing ................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1426 Order - s. 127(7) ................................ #07 (Feb. 17) 1468 Notice from the Office of the Secretary.................................... #09 (Mar. 3) 1810 Order - s. 127(7) .................................. #09 (Mar. 3) 1822 Notice from the Office of the Secretary....................................#22 (June 2) 4517 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s . 127(7) ..................................#22 (June 2) 4555 Order -s . 127(7) ..................................#22 (June 2) 4559 Notice from the Office of the Secretary..................................... #27 (July 7) 5559 Order - s. 127(7) ................................... #27 (July 7) 5589
Order - s. 127(7) ................................... #40 (Oct. 6) 7872
Laurence Capital Corp. Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Lawrence Asset Management Inc. MRRS Decision.....................................#03 (Jan. 20) 549
Change in Registration Category ........ #17 (Apr. 28) 3681
Lawrence Conservative Payout Ratio Trust MRRS Decision.....................................#03 (Jan. 20) 549
Lawrence Payout Ratio Trust II MRRS Decision.....................................#03 (Jan. 20) 549
Lawrence Payout Ratio Trust MRRS Decision.....................................#03 (Jan. 20) 549
Lazard Canada Corporation Change of Category............................. #49 (Dec. 8) 9667
Leader Energy Services Ltd. Order - s. 74 ...................................... #26 (June 30) 5384
Lease-Rite Corporation Inc. Cease Trading Order.......................... #20 (May 19) 4175
Legg Mason Canada Income Plus Pool Ruling ..................................................#15 (Apr. 14) 3173
Legg Mason Canada Liquidity Plus Pool Ruling ..................................................#15 (Apr. 14) 3173
Legg Mason Canada Treasury Plus Pool Ruling ..................................................#15 (Apr. 14) 3173
Legg Mason Canadian Active Bond Fund MRRS Decision ..................................#47 (Nov. 24) 9156 MRRS Decision ..................................#50 (Dec. 15) 9710
Legg Mason Canadian Core Equity Fund MRRS Decision ..................................#47 (Nov. 24) 9156 MRRS Decision ..................................#50 (Dec. 15) 9710
Legg Mason Canadian Equity Alpha Pool Ruling ..................................................#15 (Apr. 14) 3173
Legg Mason Canadian Index Plus Bond Fund MRRS Decision ..................................#47 (Nov. 24) 9156 MRRS Decision ..................................#50 (Dec. 15) 9710
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 51
Legg Mason Canadian Small Cap Fund MRRS Decision.................................. #47 (Nov. 24) 9156 MRRS Decision.................................. #50 (Dec. 15) 9710
Lime Brokerage LLC Order - s. 218 of the Regulation..........#20 (May 19) 4166
Exemption - s. 6.1 of Rule 91-502.......#20 (May 19) 4289
Limelight Entertainment Inc. Notice of Hearing.................................#15 (Apr. 14) 3147
Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3153 Notice from the Office of the Secretary ...................................#16 (Apr. 21) 3340 Order - ss. 127(1), 127(5)....................#16 (Apr. 21) 3362 Notice of Hearing - ss. 127, 127(1)....... #18 (May 5) 3689 Notice from the Office of the Secretary .................................... #18 (May 5) 3694 Order - ss. 127(1), 127(5)..................... #18 (May 5) 3759 Notice from the Office of the Secretary .................................#37 (Sept. 15) 7370 Order - ss. 127(1), 127(5)..................#37 (Sept. 15) 7399 Order - ss. 127(1), 127(7)..................#37 (Sept. 15) 7401 Notice from the Office of the Secretary ....................................#44 (Nov. 3) 8590
Order - ss. 127(1), 127(7).....................#44 (Nov. 3) 8641
Linear Capital Group Inc. Suspended – Non Renewal................ #06 (Feb. 10) 1407
Littler, Cheryl Notice of Hearing.................................#29 (July 21) 5865
Notice from the Office of the Secretary ...................................#29 (July 21) 5871 Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6278 Order ....................................................#31 (Aug. 4) 6334
Live Reel Media Corporation Consent - s. 4(b) of the Regulation.......#44 (Nov. 3) 8740
Lloyd, Andrew Notice of Hearing - ss. 127, 127.1 ......#50 (Dec. 15) 9696
Notice from the Office of the Secretary ..................................#50 (Dec. 15) 9700 Order - ss. 127(1) and (5)...................#50 (Dec. 15) 9722
Notice from the Office of the Secretary ..................................#51 (Dec. 22) 9954 Order ................................................#51 (Dec. 22) 10007
Macquarie Infrastructure Group MRRS Decision ...................................#28 (July 14) 5703
Maitland Capital Ltd. Notice of Hearing.................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1426 Order - s. 127(7)................................. #07 (Feb. 17) 1468 Notice from the Office of the Secretary .................................... #09 (Mar. 3) 1810 Order - s. 127(7)................................... #09 (Mar. 3) 1822 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s . 127(7).................................. #22 (June 2) 4555 Order -s . 127(7).................................. #22 (June 2) 4559 News Release ..................................... #23 (June 9) 4714 Notice from the Office of the Secretary .....................................#27 (July 7) 5559 Order - s. 127(7)....................................#27 (July 7) 5589
Order - s. 127(7)....................................#40 (Oct. 6) 7872
Majorica Asset Management Corporation Order ................................................. #25 (June 23) 5206
Notice from the Office of the Secretary ..................................#34 (Aug. 25) 6749
Mak, Allen & Day Capital Partners Inc. Change of Category ............................#36 (Sept. 8) 7317
Mallory Capital Group, LLC Order - s. 218 of the Regulation .........#33 (Aug. 18) 6619
New Registration .................................#41 (Oct. 13) 8179
Malone, John Michael Notice from the Office
of the Secretary .......................................... #01 (Jan. 6) 6 Order - ss. 127 and 127.1......................... #01 (Jan. 6) 58 Notice from the Office of the Secretary .................................. #06 (Feb. 10) 1220 Order - ss. 127, 127.1 ........................ #06 (Feb. 10) 1270 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1427 Order .................................................. #07 (Feb. 17) 1474 Notice from the Office of the Secretary ...................................#16 (Apr. 21) 3339 OSC Decisions, Orders and Rulings .........................................#16 (Apr. 21) 3365
Man Alternative Investments Canada Corp. New Registration ............................... #26 (June 30) 5525
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 53
Man Alternative Investments Canada Change of Name................................. #28 (July 14) 5851
Man Capital Markets AG Order - s. 218 of the Regulation........... #05 (Feb. 3) 1023
New Registration.................................. #05 (Feb. 3) 1149 Consent to Suspension (Rule 33-501 – Surrender of Registration).. #37 (Sept. 15) 7527
Man Financial Canada Co./La Financiere Man Canada Cie.
Change of Name................................ #06 (Feb. 10) 1407
Man Investments Canada Corp. Change of Name................................. #28 (July 14) 5851
Mandell, Jeffrey David Notice of Hearing - ss. 127, 127.1...... #34 (Aug. 25) 6744
Notice from the Office of the Secretary.................................. #34 (Aug. 25) 6749
Manitoba Telecom Services Inc. MRRS Decision....................................#23 (June 9) 4756
Manor, Boaz Notice from the Office
of the Secretary.....................................#03 (Jan. 20) 518 Notice from the Office of the Secretary.................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary..................................#25 (June 23) 5143 Order - ss. 127, 127.1 ........................#25 (June 23) 5213
Marlow Group Private Portfolio Management Inc. Notice of Hearing ................................ #15 (Apr. 14) 3144
Notice from the Office of the Secretary................................... #15 (Apr. 14) 3151 Notice from the Office of the Secretary.....................................#18 (May 5) 3693 Order- s. 127.........................................#18 (May 5) 3758 Notice from the Office of the Secretary...................................#21 (May 26) 4301 Notice from the Office of the Secretary....................................#22 (June 2) 4517 Order - s. 127.......................................#22 (June 2) 4550 OSC Decisions, Orders and Rulings ........................................#25 (June 23) 5217
Marlow Group Securities Inc. Notice of Hearing.................................#15 (Apr. 14) 3144
Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3151 Notice from the Office of the Secretary .................................... #18 (May 5) 3693 Order- s. 127 ........................................ #18 (May 5) 3758 Notice of Hearing - s. 127................... #21 (May 26) 4299 Notice from the Office of the Secretary .................................. #21 (May 26) 4301 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Order - s. 127 ...................................... #22 (June 2) 4550 OSC Decisions, Orders and Rulings ....................................... #25 (June 23) 5217
Marlow, Terrence William Notice of Hearing.................................#15 (Apr. 14) 3144
Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3151 Notice from the Office of the Secretary .................................... #18 (May 5) 3693 Order- s. 127 ........................................ #18 (May 5) 3758 Notice from the Office of the Secretary .................................. #21 (May 26) 4301 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Order - s. 127 ...................................... #22 (June 2) 4550 OSC Decisions, Orders and Rulings ....................................... #25 (June 23) 5217
Matador Exploration Inc. Decision - s. 83..................................... #04 (Jan. 27) 815
Matterhorn Capital Corp. Notice of Hearing................................. #23 (June 9) 4708
Notice from the Office of the Secretary ................................... #23 (June 9) 4715 Notice from the Office of the Secretary ................................... #23 (June 9) 4716 Order - s. 127 ...................................... #23 (June 9) 4767
MBS Consultants Inc. New Registration................................... #40 (Oct. 6) 7989
McKay Financial Management Limited Consent to Suspension (Rule
33-501 – Surrender of Registration)...... #40 (Oct. 6) 7989
Mckenney, G. Michael Notice of Hearing - ss. 127, 127.1........ #31 (Aug. 4) 6279
Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6295 Notice from the Office of the Secretary................................. #38 (Sept. 22) 7561 Order................................................. #38 (Sept. 22) 7588
Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7825 Reasons................................................ #40 (Oct. 6) 7875
Mckenzie, Roger Notice of Hearing ................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary.................................... #09 (Mar. 3) 1810 Order - s. 127(7) .................................. #09 (Mar. 3) 1822 Notice from the Office of the Secretary....................................#22 (June 2) 4517 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s . 127(7) ..................................#22 (June 2) 4555 Order -s . 127(7) ..................................#22 (June 2) 4559 Notice from the Office of the Secretary..................................... #27 (July 7) 5559 Order - s. 127(7) ................................... #27 (July 7) 5589
Order - s. 127(7) ................................... #40 (Oct. 6) 7872
McWatters Mining Inc. Order - s. 144........................................#02 (Jan. 13) 297
Meadowbank Asset Management Inc. New Registration................................. #42 (Oct. 20) 8343
Medallion Capital Corp. Suspended Due to Voluntary
of the Secretary .....................................#14 (Apr. 7) 2914 Order - s. 127 ........................................#14 (Apr. 7) 2966 Notice from the Office of the Secretary ................................... #22 (June 2) 4520 Order - s. 127 ...................................... #22 (June 2) 4563
Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9500 Order ....................................................#49 (Dec. 8) 9530
Megawheels Technologies Inc. Order - s. 104(2)(c)............................... #04 (Jan. 27) 840
Meif II Energie Beteiligungen GmbH & Co. KG MRRS Decision ....................................#48 (Dec. 1) 9289
Mellon Financial Markets, LLC Decision - s. 7.1(1) of MI 33-109
Registration Information .....................#50 (Dec. 15) 9702Order - s. 218 of the Regulation .........#50 (Dec. 15) 9720
Mellon, Richard Notice of Hearing - s. 127.....................#49 (Dec. 8) 9496
Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9500
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 55
Melnick, Lawrence Notice from the Office
of the Secretary...........................................#01 (Jan. 6) 6 Order - ss. 127 and 127.1 .........................#01 (Jan. 6) 58 Notice from the Office of the Secretary.................................. #06 (Feb. 10) 1220 Order - ss. 127, 127.1 ........................ #06 (Feb. 10) 1270 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1427 Order.................................................. #07 (Feb. 17) 1474 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3339 OSC Decisions, Orders and Rulings ......................................... #16 (Apr. 21) 3365
Melnyk, Eugene N. Notice of Hearing - ss. 127, 127.1........ #31 (Aug. 4) 6279
Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6295 Notice from the Office of the Secretary................................. #38 (Sept. 22) 7561 Order................................................. #38 (Sept. 22) 7588
Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7825 Reasons................................................ #40 (Oct. 6) 7875
Mendelson, Michael Notice from the Office
of the Secretary.....................................#03 (Jan. 20) 518 Notice from the Office of the Secretary.................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary..................................#25 (June 23) 5143 Order - ss. 127, 127.1 ........................#25 (June 23) 5213
Mexgold Resources Inc. Decision - s. 83......................................#40 (Oct. 6) 7827
Mezinski, Tom Notice of Hearing.................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1426 Order - s. 127(7)................................. #07 (Feb. 17) 1468 Notice from the Office of the Secretary .................................... #09 (Mar. 3) 1810 Order - s. 127(7)................................... #09 (Mar. 3) 1822 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s . 127(7).................................. #22 (June 2) 4555 Order -s . 127(7).................................. #22 (June 2) 4559 Notice from the Office of the Secretary .....................................#27 (July 7) 5559 Order - s. 127(7)....................................#27 (July 7) 5589
Order - s. 127(7)....................................#40 (Oct. 6) 7872
MFC Global Investment Management (Canada), a Division of Elliott & Page Limited
MFDA - Suspensions in Certain Circumstances (Section 24.3 of By-law No.1) and Related Provisions of By-law No. 1 SRO Notices and Disciplinary Proceedings..................... #43 (Oct. 27) 8561
MFDA By-law No. 1, Section 1 Regarding the Definition of “Control”, Housekeeping Amendment to
SRO Notices and Disciplinary Proceedings..................... #29 (July 21) 6043
MFDA Proposed Policy 6- Information Reporting Requirements, Notification of Change in Registration Information (Rule 1.2.5) and Consequential Amendments
SRO Notices and Disciplinary Proceedings..................... #43 (Oct. 27) 8527
MFDA Rule 1.2.4 Regarding the Currency of Courses, Housekeeping Amendments to
Mission Oil & Gas Inc. Order - s. 74.......................................#26 (June 30) 5387
Mitchell, Jenner & Associates Inc. Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Mitton, Michael Notice from the Office
of the Secretary...................................... #05 (Feb. 3) 995 Order - s. 127....................................... #05 (Feb. 3) 1028 Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6296 Order - s. 127....................................... #31 (Aug. 4) 6331 Notice from the Office of the Secretary................................... #42 (Oct. 20) 8228 Temporary Order - s. 127.................... #42 (Oct. 20) 8253
Mohamed, Siddiq New Registration................................#25 (June 23) 5327
Consent to Suspension (Rule 35-502 – Surrender of Registration)....................................... #46 (Nov. 17) 9121
Momentas Corporation Notice of Hearing...................................#14 (Apr. 7) 2912
Notice of Hearing...................................#14 (Apr. 7) 2913 Notice from the Office of the Secretary .....................................#14 (Apr. 7) 2914 Notice from the Office of the Secretary .....................................#14 (Apr. 7) 2915 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3150 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3151 Order ...................................................#15 (Apr. 14) 3167 Order ...................................................#15 (Apr. 14) 3168 Order ...................................................#15 (Apr. 14) 3169 OSC Decisions, Orders and Rulings .........................................#15 (Apr. 14) 3179 OSC Decisions, Orders and Rulings .........................................#15 (Apr. 14) 3184 Notice from the Office of the Secretary .................................#37 (Sept. 15) 7369 OSC Decisions, Orders and Rulings .......................................#37 (Sept. 15) 7408
Moneyware Inc Change in Category ............................. #09 (Mar. 3) 1989
Change of Name ............................... #26 (June 30) 5525
Montrusco Bolton International Equity Fund Decision - s. 83....................................#17 (Apr. 28) 3502
Montrusco Bolton Taxable U.S. Equity Fund Decision - s. 83................................... #20 (May 19) 4139
Moore, Jacob Notice of Hearing.................................#15 (Apr. 14) 3147
Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3153 Notice from the Office of the Secretary ...................................#16 (Apr. 21) 3340 Order - ss. 127(1), 127(5)....................#16 (Apr. 21) 3362 Notice of Hearing - ss. 127, 127(1)....... #18 (May 5) 3689 Notice from the Office of the Secretary .................................... #18 (May 5) 3694 Order - ss. 127(1), 127(5)..................... #18 (May 5) 3759 Notice from the Office of the Secretary .................................#37 (Sept. 15) 7370 Order - ss. 127(1), 127(5)..................#37 (Sept. 15) 7399 Order - ss. 127(1), 127(7)..................#37 (Sept. 15) 7401 Notice from the Office of the Secretary ....................................#44 (Nov. 3) 8590
Order - ss. 127(1), 127(7).....................#44 (Nov. 3) 8641
Morgan Joseph & Co. New Registration .................................. #02 (Jan. 13) 417
Morgan Stanley & Co. Incorporated Order - s. 7.1(1) of MI 33-109................#14 (Apr. 7) 2967
Order -s. 218 of the Regulation ......... #26 (June 30) 5391 Change of Category ...........................#45 (Nov. 10) 8965
Change of Category ...........................#46 (Nov. 17) 9121
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
58 (2006), 29 OSCB Cumulative Index (2006)
Morgan Stanley Hedge Fund Partners Cayman Ltd. Order - s. 80 of the CFA.......................#22 (June 2) 4547
Morgan Stanley Hedge Fund Partners GP LP Order - s. 80 of the CFA.......................#22 (June 2) 4547
Morgan Stanley Hedge Fund Partners LP Order - s. 80 of the CFA.......................#22 (June 2) 4547
Morneau D.C. Services Inc. Suspended Due to Voluntary
Morneau Sobeco Income Fund MRRS Decision...................................#21 (May 26) 4331
Morrison Williams Investment Management Ltd. Suspended based on the firm’s consent
to suspension under Rule 33-501 – Surrender of Registration................... #13 (Mar. 31) 2895 Suspended based on the firm’s consent to suspension under Rule 33-501 – Surrender of Registration...................... #14 (Apr. 7) 3127
Morrison, Suzanne Notice of Hearing .................................. #14 (Apr. 7) 2910
Notice of Hearing .................................. #14 (Apr. 7) 2912 Notice of Hearing .................................. #14 (Apr. 7) 2913 Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2914 Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2915 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3150 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3151 Order................................................... #15 (Apr. 14) 3167 Order................................................... #15 (Apr. 14) 3168 Order................................................... #15 (Apr. 14) 3169 OSC Decisions, Orders and Rulings ......................................... #15 (Apr. 14) 3179 OSC Decisions, Orders and Rulings ......................................... #15 (Apr. 14) 3184 Notice from the Office of the Secretary................................. #37 (Sept. 15) 7369 OSC Decisions, Orders and Rulings ....................................... #37 (Sept. 15) 7408
Morrison, William Glen/William Glen Morrison Voluntary Surrender of Registration... #12 (Mar. 24) 2717
Moydow Mines International Inc. Consent - s. 4(b) of the Regulation ...... #48 (Dec. 1) 9455
MP Western Properties Inc. Consent - s. 4(b) of the Regulation ....#24 (June 16) 5129
National Registration Database and s. 6.1 of Rule 13-502 Fees ................ #25 (June 23) 5176 Order - s. 218 of the Regulation ............#27 (July 7) 5581
Naftex Energy Corporation Order - s. 144 ........................................#14 (Apr. 7) 2972
NexGen North American Small / Mid Cap Trust MRRS Decision.................................. #11 (Mar. 17) 2289
NexGen North American Value Corporate Fund MRRS Decision.................................. #11 (Mar. 17) 2289
NexGen North American Value Trust MRRS Decision.................................. #11 (Mar. 17) 2289
NGB Management Inc. MRRS Decision.....................................#02 (Jan. 13) 291
NHC Communications Inc. Cease Trading Order ................................#01 (Jan. 6) 73Cease Trading Order ............................#02 (Jan. 13) 319
NI 13-101 System for Electronic Document Analysis and Retrieval (SEDAR), Consequential Amendments to
Rules and Policies..............................#45 (Nov. 10) 8851
NI 21-101 Marketplace Operation Notice .................................................#51 (Dec. 22) 9948
Rules and Policies............................#51 (Dec. 22) 10011
NI 21-101 Marketplace Operation Request for Comments........................#28 (July 14) 5735
NI 21-101 Marketplace Operation Request for Comments.......................#50 (Dec. 15) 9731
Request for Comments.......................#50 (Dec. 15) 9747
NI 23-101 Trading Rules Request for Comments........................#28 (July 14) 5735 Request for Comments.......................#50 (Dec. 15) 9731 Notice .................................................#51 (Dec. 22) 9948
Rules and Policies............................#51 (Dec. 22) 10011
NI 23-102 Use Of Client Brokerage Commissions as Payment for Order Execution Services or Research (“Soft Dollar” Arrangements)
Request for Comments........................#29 (July 21) 5923
NI 24-101 - Institutional Trade Matching and Settlement, Proposed
Request for Comments......................... #09 (Mar. 3) 1829
NI 31-101 – National Registration System, Amendments to
Rules and Policies.............................. #19 (May 12) 3955 Notice .................................................#32 (Aug. 11) 6460 Rules and Policies..............................#32 (Aug. 11) 6489
NI 44-101 Short Form Prospectus Distributions Rules and Policies...............................#28 (July 14) 5731 Notice ..................................................#35 (Sept. 1) 7001
Rules and Policies...............................#35 (Sept. 1) 7085
NI 55-101 Insider Reporting Exemptions, Proposed Amendments to
Request for Comments........................#43 (Oct. 27) 8441
NI 62-103 Request for Comments........................#17 (Apr. 28) 3533
NI 62-104 Take-Over Bids Issuer Bids Request for Comments........................#17 (Apr. 28) 3533
NI 81-101 Mutual Fund Prospectus Disclosure, Consequential Amendments to
Rules and Policies..............................#45 (Nov. 10) 8842
NI 81-102 Mutual Funds, Consequential Amendments to
Rules and Policies..............................#45 (Nov. 10) 8845
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 61
NI 81-104 Commodity Pools, Consequential Amendments to
Rules and Policies ............................. #45 (Nov. 10) 8849
NI 81-106 Investment Fund Continuous Disclosure, Consequential Amendments to
Rules and Policies ............................. #45 (Nov. 10) 8850
NI 81-107 Independent Review Committee for Investment Funds
Norshield Asset Management (Canada) Ltd. Notice from the Office
of the Secretary.................................. #10 (Mar. 10) 2027 Order - s. 127..................................... #10 (Mar. 10) 2070 Notice from the Office of the Secretary..................................#24 (June 16) 4914 Order - s. 127.....................................#24 (June 16) 4952 Notice of Hearing - ss. 127, 127.1....... #41 (Oct. 13) 8047 Notice from the Office of the Secretary................................... #41 (Oct. 13) 8054 Notice from the Office of the Secretary................................... #43 (Oct. 27) 8390 Order - s. 127...................................... #43 (Oct. 27) 8415
Nortel Networks Corporation Notice of Hearing - ss. 127(1),
127(5) ................................................. #13 (Mar. 31) 2725 Notice from the Office of the Secretary .................................. #13 (Mar. 31) 2733 Cease Trading Order.......................... #13 (Mar. 31) 2767 Cease Trading Order.............................#14 (Apr. 7) 2975 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3151 Order - ss. 127(1)2, 127(1)2.1.............#15 (Apr. 14) 3169 Cease Trading Order...........................#15 (Apr. 14) 3191 Cease Trading Order...........................#16 (Apr. 21) 3373 Cease Trading Order...........................#17 (Apr. 28) 3531 Cease Trading Order............................ #18 (May 5) 3775 Cease Trading Order.......................... #19 (May 12) 3953
Oasis Park Investment Ltd. New Registration................................. #29 (July 21) 6041
OceanRock Capital Partners Inc. New Registration................................. #28 (July 14) 5851
Ochnik, Richard OSC Decisions, Orders
and Rulings ......................................... #15 (Apr. 14) 3188 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3338
Notice from the Office of the Secretary................................... #16 (Apr. 21) 3339 Order - s. 127...................................... #16 (Apr. 21) 3361 Notice from the Office of the Secretary...................................#19 (May 12) 3885 OSC Decisions, Orders and Rulings .........................................#19 (May 12) 3929 News Release....................................#26 (June 30) 5347 Notice from the Office of the Secretary................................... #29 (July 21) 5871 OSC Decisions, Orders and Rulings ......................................... #29 (July 21) 5917
Octagon Capital Corporation Order - s. 74 .......................................#33 (Aug. 18) 6621
Odyssey Capital Corporation Consent to Suspension ........................ #04 (Jan. 27) 955
Oestreich, Andrew Notice of Hearing................................ #20 (May 19) 4130
Notice from the Office of the Secretary .................................. #20 (May 19) 4133 Notice of Hearing - ss. 127, 127.1 ...... #21 (May 26) 4299 Notice from the Office of the Secretary .................................. #21 (May 26) 4300 Notice from the Office of the Secretary .....................................#27 (July 7) 5558 Order - ss. 127, 127.1 ...........................#27 (July 7) 5583 Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6297 OSC Decisions, Orders and Rulings ..........................................#31 (Aug. 4) 6337
OFI Institutional Asset Management, Inc. New Registration ................................#46 (Nov. 17) 9121
Ogg, John Notice from the Office
of the Secretary .................................... #03 (Jan. 20) 518 Notice from the Office of the Secretary .................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary ................................. #25 (June 23) 5143 Order - ss. 127, 127.1 ....................... #25 (June 23) 5213
Oil Sands Sector Fund MRRS Decision .....................................#27 (July 7) 5567
Olympus United Group Inc. Notice from the Office
of the Secretary ................................. #24 (June 16) 4914 Order - s. 127 .................................... #24 (June 16) 4951
Notice from the Office of the Secretary ...................................#43 (Oct. 27) 8390 Order - s. 127 ......................................#43 (Oct. 27) 8416
Notice of Hearing - ss. 127, 127.1 .......#41 (Oct. 13) 8047 Notice from the Office of the Secretary ...................................#41 (Oct. 13) 8054
OMG Wealth Management Inc. New Registration ..................................#48 (Dec. 1) 9449
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
64 (2006), 29 OSCB Cumulative Index (2006)
ONE Signature Financial Corporation Cease Trading Order ............................#18 (May 5) 3775
Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ..........................#20 (May 19) 4175
Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Orders .......................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5220 Cease Trading Order .........................#26 (June 30) 5398 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729 Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order .......................... #30 (July 28) 6163 Cease Trading Order ........................... #31 (Aug. 4) 6345
Cease Trading Order ......................... #32 (Aug. 11) 6487 Cease Trading Order ......................... #50 (Dec. 15) 9729 Cease Trading Order ....................... #51 (Dec. 22) 10009
Ontario Power Generation Inc. MRRS Decision...................................#21 (May 26) 4388
Open Text Corporation Consent - s. 4(b) of the Regulation .......#02 (Jan. 13) 498
Optifund Investments Inc. MRRS Decision..................................#25 (June 23) 5153
Optifund Investments Inc./Placements Optifonds Inc. Name Change.................................... #47 (Nov. 24) 9277
Orbit Canadian Equity Fund MRRS Decision.................................. #08 (Feb. 24) 1649
Orbit North American Equity Fund MRRS Decision.................................. #08 (Feb. 24) 1649
Orbit World Fund MRRS Decision.................................. #08 (Feb. 24) 1649
Orion Capital Incorporated Order - s. 144....................................... #49 (Dec. 8) 9526
Orion Securities Inc. Order - s. 74.......................................#26 (June 30) 5382
Order - s. 74.......................................#26 (June 30) 5384 Order - s. 74.......................................#26 (June 30) 5387 Order - s. 74......................................... #31 (Aug. 4) 6334
Order - s. 74....................................... #33 (Aug. 18) 6621Order - s. 74........................................ #35 (Sept. 1) 7047
Order - s. 74........................................ #35 (Sept. 1) 7049
OSC Notice 45-706 (Revised) - OSC Small Business Advisory Committee - Vacancies (Previous Version Published December 17, 2004)
Pacific Investment Management Company LLC Order - s. 80 of the CFA...................... #30 (July 28) 6154
Pacrim International Capital Inc. Cease Trading Order .......................... #42 (Oct. 20) 8259Cease Trading Order ............................ #40 (Oct. 6) 7893Cease Trading Order ............................ #40 (Oct. 6) 7893Cease Trading Order .......................... #41 (Oct. 13) 8065Cease Trading Order .......................... #43 (Oct. 27) 8439Cease Trading Order ........................... #44 (Nov. 3) 8643Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #46 (Nov. 17) 9017Cease Trading Order ......................... #47 (Nov. 24) 9177 Cease Trading Order ........................... #48 (Dec. 1) 9337
Palodun Capital Limited New Registration..................................#22 (June 2) 4665
Pan Asset Management Ltd. New Registration................................ #45 (Nov. 10) 8965
Pangaea Asset Management Inc. New Registration................................ #10 (Mar. 10) 2245
PanGeo Pharma Inc. Order - s. 144........................................#03 (Jan. 20) 586
Pan-Ocean Energy Corporation Decision - s. 83 .................................... #44 (Nov. 3) 8595
Paradigm Capital Inc. Order - s. 74.......................................#26 (June 30) 5384
Order - s. 74......................................... #31 (Aug. 4) 6329
Pardo, Rene Notice from the Office
of the Secretary .....................................#14 (Apr. 7) 2914 Order - s. 127 ........................................#14 (Apr. 7) 2966
Notice from the Office of the Secretary ................................... #22 (June 2) 4520 Order - s. 127 ...................................... #22 (June 2) 4563
Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9500 Order ....................................................#49 (Dec. 8) 9530
Park Hill Group LLC Decision - s. 6.1(1) of MI 31-102
National Registration Database and s. 6.1 of Rule 13-502 Fees .................. #23 (June 9) 4717 New Registration .................................#29 (July 21) 6041
Park Hill Real Estate Group LLC Decision - s. 6.1(1) of MI 31-102
National Registration Database and s. 6.1 of Rule 13-502 Fees ..................#43 (Oct. 27) 8406
New Registration ................................#46 (Nov. 17) 9121
Pathway Capital Management, LLC New Registration ................................ #13 (Mar. 31) 2895
Patrick Fraser Kenyon Pierrepont Lett News Release .................................... #08 (Feb. 24) 1631
Paul Van Eeden Inc. New Registration .................................#35 (Sept. 1) 7177
PBB Global Logistics Income Fund Decision - s. 83..................................... #09 (Mar. 3) 1811
Pe Ben Oilfield Services Ltd. Decision - s. 83................................... #08 (Feb. 24) 1656
Peerless Oil & Gas Inc. Decision - s. 83...................................#46 (Nov. 17) 8997
Pendo Acquisition ULC Order - s. 104(20(c)..............................#44 (Nov. 3) 8639 Order - s. 104(2)(c).............................#45 (Nov. 10) 8793
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
66 (2006), 29 OSCB Cumulative Index (2006)
Perimeter Capital Management Inc. Change of Name................................#26 (June 30) 5525
Perryman, Ronald Notice of Hearing - ss. 127, 127(1) .... #34 (Aug. 25) 6748
Notice from the Office of the Secretary.................................. #34 (Aug. 25) 6750
Notice of Discontinuance .................... #35 (Sept. 1) 7002 Notice from the Office of the Secretary................................... #35 (Sept. 1) 7004 Order................................................... #35 (Sept. 1) 7056
Notice of Hearing .............................. #37 (Sept. 15) 7368 Notice from the Office of the Secretary................................. #37 (Sept. 15) 7371 Notice from the Office of the Secretary................................. #38 (Sept. 22) 7560 Order................................................. #38 (Sept. 22) 7581
Pershing Square Capital Management, L.P. Order - ss. 104(1), 127.......................#25 (June 23) 5207
Notice from the Office of the Secretary................................... #35 (Sept. 1) 7004 Order - s. 9(2) ..................................... #35 (Sept. 1) 7062
Peter Cundill & Associates (Bermuda) Ltd. Consent to Suspension (Rule 33-501 – Surrender of
Peters, Andrew Notice of Discontinuance .................... #35 (Sept. 1) 7002
Notice from the Office of the Secretary................................... #35 (Sept. 1) 7004 Order................................................... #35 (Sept. 1) 7056
Notice of Hearing - ss. 127, 127(1) .... #34 (Aug. 25) 6748 Notice from the Office of the Secretary.................................. #34 (Aug. 25) 6750
Notice of Hearing .............................. #37 (Sept. 15) 7368 Notice from the Office of the Secretary................................. #37 (Sept. 15) 7371
Notice from the Office of the Secretary................................. #38 (Sept. 22) 7560 Order................................................. #38 (Sept. 22) 7581
Petrofund Energy Trust Decision - s. 83 .................................. #34 (Aug. 25) 6768
PetroKazakhstan Inc. MRRS Decision.....................................#03 (Jan. 20) 524
of the Secretary ...................................... #05 (Feb. 3) 996 Order - ss. 127(1), 127.1 ...................... #05 (Feb. 3) 1029 Notice of Hearing................................ #07 (Feb. 17) 1425 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1427 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2022 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2024 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2028 Order .................................................. #10 (Mar. 10) 2063 Order .................................................. #10 (Mar. 10) 2064 Order .................................................. #10 (Mar. 10) 2071 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2073 OSC Decisions, Orders and Rulings ........................................ #12 (Mar. 24) 2590 Notice from the Office of the Secretary .................................. #19 (May 12) 3886 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3941
Notice from the Office of the Secretary ....................................#48 (Dec. 1) 9288 Order ....................................................#48 (Dec. 1) 9335
Philip Services Corporation MRRS Decision ................................. #24 (June 16) 4918
Phinder Technologies Inc. Consent - s. 4(b) of the Regulation.....#47 (Nov. 24) 9279
Phoscan Chemical Corp. Consent - s. 4(b) of the Regulation......#42 (Oct. 20) 8355
PI Investment Management Limited New Registration ...............................#38 (Sept. 22) 7679
Pictet Asset Management Limited New Registration ..............................#51 (Dec. 22) 10151
Pictet Overseas Inc./Pictet Outre-Mer Inc. Suspended Due to Voluntary
Pope & Company Limited New Registration.................................. #05 (Feb. 3) 1149
Pope and Company Suspended based on the firm’s consent
to suspension under Rule 33-501 – Surrender of Registration.................... #15 (Apr. 14) 3321
Portus Alternative Asset Management Inc. News Release.......................................#03 (Jan. 20) 510
Notice from the Office of the Secretary.....................................#03 (Jan. 20) 518 News Release........................................ #05 (Feb. 3) 992 Suspended – Non Renewal ............... #06 (Feb. 10) 1407 Notice from the Office of the Secretary.................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary..................................#25 (June 23) 5143 Order - ss. 127, 127.1 ........................#25 (June 23) 5213
Portus Asset Management Inc. Notice from the Office
of the Secretary.....................................#03 (Jan. 20) 518 Notice from the Office of the Secretary.................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary..................................#25 (June 23) 5143 Order - ss. 127, 127.1 ........................#25 (June 23) 5213
Pro-Financial Asset Management Inc. Change of Name ................................ #08 (Feb. 24) 1791
Progressive Wealth Management New Registration ................................#34 (Aug. 25) 6983Change of Name .................................#41 (Oct. 13) 8179
Pro-Hedge Funds Inc. Change of Name ................................ #08 (Feb. 24) 1791
ProShare Advisors LLC Order - s. 80 of the CFA ...................#51 (Dec. 22) 10002
Provident Energy Trust MRRS Decision .................................. #13 (Mar. 31) 2742
Order - s. 74 ........................................#29 (July 21) 5911
Provigo Inc. Decision - s. 83....................................#29 (July 21) 5879
Prysmic Holdings Inc. Suspended – Non Renewal................ #06 (Feb. 10) 1407
PUR Investing Inc. New Registration ..................................#48 (Dec. 1) 9449
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
68 (2006), 29 OSCB Cumulative Index (2006)
Putnam Advisory Company, LLC, The Suspended Due to Voluntary
of the Secretary .................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary .................................. #19 (May 12) 3887 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3944
Rankin, Andrew Stuart Netherwood Notice from the Office
of the Secretary .................................... #03 (Jan. 20) 518Order .................................................... #03 (Jan. 20) 593Notice of Hearing.................................#42 (Oct. 20) 8224News Release ....................................#46 (Nov. 17) 8981
Rankin, Andrew Notice .................................................#50 (Dec. 15) 9693
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 69
Rash, Howard Notice of Hearing .................................. #14 (Apr. 7) 2912
Notice of Hearing .................................. #14 (Apr. 7) 2913 Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2914 Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2915 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3150 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3151 Order................................................... #15 (Apr. 14) 3167 Order................................................... #15 (Apr. 14) 3168 Order................................................... #15 (Apr. 14) 3169 OSC Decisions, Orders and Rulings ......................................... #15 (Apr. 14) 3179 OSC Decisions, Orders and Rulings ......................................... #15 (Apr. 14) 3184 Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6295 Order.................................................... #31 (Aug. 4) 6325
Notice from the Office of the Secretary................................. #37 (Sept. 15) 7369 OSC Decisions, Orders and Rulings ....................................... #37 (Sept. 15) 7408
Raymond James Ltd. Order - s. 74.......................................#26 (June 30) 5382
SRO Notices and Disciplinary Proceedings....................... #27 (July 7) 5685 Order - s. 74........................................ #29 (July 21) 5908
Order - s. 74....................................... #33 (Aug. 18) 6621Order - s. 74....................................... #34 (Aug. 25) 6780Order - s. 74........................................ #35 (Sept. 1) 7047Order - s. 74....................................... #45 (Nov. 10) 8798
RBC Action Direct Inc./RBC Actions en Direct Inc. Change of Name................................... #40 (Oct. 6) 7989
RBC Asset Management Inc. MRRS Decision.................................. #11 (Mar. 17) 2281
RBC Capital Markets Order - s. 74......................................... #31 (Aug. 4) 6332Order - s. 74....................................... #45 (Nov. 10) 8798
RBC Direct Investing Inc./RBC Placements en Direct Inc.
Change of Name.................................. #40 - Oct. 6 -7989
RBC Dominion Securities Inc. Order - s. 74 ...................................... #26 (June 30) 5386
Order - s. 74 ........................................#29 (July 21) 5908 Order - s. 74(1)....................................#30 (July 28) 6160
Order - s. 74 .......................................#34 (Aug. 25) 6775Order - s. 74 ........................................#35 (Sept. 1) 7049Order - s. 74 ......................................#39 (Sept. 29) 7732Order - s. 74 ........................................#42 (Oct. 20) 8256 MRRS Decision ..................................#51 (Dec. 22) 9995
RBC Global Education Fund MRRS Decision ................................. #24 (June 16) 4936
RBC Private Global Bond Pool MRRS Decision ...................................#36 (Sept. 8) 7210
Regenesis Capital Management Inc. Name Change.................................... #46 (Nov. 17) 9121
Regent Mercantile Bancorp Inc. Consent to Suspension (Rule 33-501
– Surrender of Registration)................ #49 (Dec. 8) 9667
Regent Securities Capital Corporation New Registration.................................. #49 (Dec. 8) 9667
Reid, Derek Notice from the Office
of the Secretary................................. #39 (Sept. 29) 7695Notice of Withdrawal ............................. #40 (Oct. 6) 7823
Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7826
Notice from the Office of the Secretary.................................... #44 (Nov. 3) 8591
Notice from the Office of the Secretary.................................. #45 (Nov. 10) 8749 Order.................................................. #45 (Nov. 10) 8797
Reindorf Investments Inc. Notice of Hearing ............................... #08 (Feb. 24) 1628 Notice from the Office of the Secretary.................................. #08 (Feb. 24) 1633 Notices of Hearing - ss. 127, 127.1.... #10 (Mar. 10) 2015 Notices from the Office of the Secretary.................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2026 Order - s. 127..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Order - s. 127...................................... #15 (Apr. 14) 3172
Reindorf, Werner Notice of Hearing................................ #08 (Feb. 24) 1628
Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1633 Notices of Hearing - ss. 127, 127.1 .................................................. #10 (Mar. 10) 2015 Notices from the Office of the Secretary .................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2026 Order - s. 127 ..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Order - s. 127 ......................................#15 (Apr. 14) 3172
Renvest Mercantile Bancorp. Inc. New Registration .................................. #03 (Jan. 20) 795
Research Capital Corporation Order - s. 74 ........................................#42 (Oct. 20) 8254
Research In Motion Limited Cease Trading Order...........................#43 (Oct. 27) 8439Notice of Hearing..................................#44 (Nov. 3) 8586Notice from the Office
of the Secretary ....................................#44 (Nov. 3) 8590Order - ss. 127(1)2 and 2.1, 127(5)......#44 (Nov. 3) 8637Cease Trading Order............................#44 (Nov. 3) 8643Notice from the Office
of the Secretary ..................................#45 (Nov. 10) 8749 Order - ss. 127(1)2 and 2.1 ................#45 (Nov. 10) 8800 Cease Trading Order..........................#45 (Nov. 10) 8805
Cease Trading Order............................#49 (Dec. 8) 9555 Notice from the Office
of the Secretary ..................................#50 (Dec. 15) 9700Cease Trading Order..........................#50 (Dec. 15) 9729 Notice from the Office
of the Secretary ..................................#51 (Dec. 22) 9954 Order - s. 144 ...................................#51 (Dec. 22) 10003
Robson Capital Management Inc. Approval - s. 213(3)(b) of LTCA..............#01 (Jan. 6) 247
ROC Pref Corp. Consent - s. 4(b) of the Regulation ....... #40 (Oct. 6) 8038
ROC Pref II Corp. Consent - s. 4(b) of the Regulation ..... #41 (Oct. 13) 8213
ROC Pref III Corp. Consent - s. 4(b) of the Regulation ..... #41 (Oct. 13) 8214
Roche Securities Ltd. New Registration.................................#19 (May 12) 4081
OSC Decisions, Orders and Rulings ........................................#26 (June 30) 5395
Roche, Douglas OSC Decisions, Orders
and Rulings ........................................#26 (June 30) 5395
Rockwater Asset Management Inc. Name Change...................................... #49 (Dec. 8) 9667
Rockyview Oil & Gas Ltd. Decision - s. 83 .................................. #10 (Mar. 10) 2049
Rodrigues, Roy Brown Notice of Hearing ............................... #12 (Mar. 24) 2551
Notice from the Office of the Secretary.................................. #12 (Mar. 24) 2556 Notice from the Office of the Secretary.................................. #13 (Mar. 31) 2733 Order - s. 127(7) ................................ #13 (Mar. 31) 2758 Notice from the Office of the Secretary...................................#20 (May 19) 4132 Order - s. 127(7) .................................#20 (May 19) 4162 Notice from the Office of the Secretary................................. #39 (Sept. 29) 7694 Order - s. 127(7) ............................... #39 (Sept. 29) 7730
Notice from the Office of the Secretary.................................. #45 (Nov. 10) 8750 Order - ss. 127(7)............................... #45 (Nov. 10) 8802
Rogers, Malcolm Notice of Hearing...................................#14 (Apr. 7) 2912
Notice of Hearing...................................#14 (Apr. 7) 2913 Notice from the Office of the Secretary .....................................#14 (Apr. 7) 2914 Notice from the Office of the Secretary .....................................#14 (Apr. 7) 2915 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3150 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3151 Order ...................................................#15 (Apr. 14) 3167 Order ...................................................#15 (Apr. 14) 3168 Order ...................................................#15 (Apr. 14) 3169 OSC Decisions, Orders and Rulings .........................................#15 (Apr. 14) 3179 OSC Decisions, Orders and Rulings .........................................#15 (Apr. 14) 3184
Notice from the Office of the Secretary .................................#37 (Sept. 15) 7369 OSC Decisions, Orders and Rulings .......................................#37 (Sept. 15) 7408
Rogers, William L. Notice of Hearing................................ #08 (Feb. 24) 1628
Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1632 Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1633 Order .................................................. #08 (Feb. 24) 1657 Notices of Hearing - ss. 127, 127.1 .... #10 (Mar. 10) 2015 Notices from the Office of the Secretary .................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2026 Order - s. 127 ..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3152 Order - s. 127 ......................................#15 (Apr. 14) 3172
Roman Corporation Limited Cease Trading Order.......................... #21 (May 26) 4361
Rosedale Place Limited Partnership Decision - s. 83 .................................. #10 (Mar. 10) 2038
Roundtable Capital Partners Inc. New Registration................................ #13 (Mar. 31) 2895
Approval - s. 213(3)(b) ........................ #17 (Apr. 28) 3684
Rouse, William Notice of Hearing ................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1426 Order - s. 127(7) ................................ #07 (Feb. 17) 1468 Notice from the Office of the Secretary.................................... #09 (Mar. 3) 1810 Order - s. 127(7) .................................. #09 (Mar. 3) 1822 Notice from the Office of the Secretary....................................#22 (June 2) 4517 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s . 127(7) ..................................#22 (June 2) 4555 Order -s . 127(7) ..................................#22 (June 2) 4559 Notice from the Office of the Secretary..................................... #27 (July 7) 5559 Order - s. 127(7) ................................... #27 (July 7) 5589
Order - s. 127(7) ................................... #40 (Oct. 6) 7872
Rowan, Roger D. Notice of Hearing - ss. 127, 127.1........ #31 (Aug. 4) 6279
Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6295
Notice from the Office of the Secretary................................. #38 (Sept. 22) 7561 Order................................................. #38 (Sept. 22) 7588
Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7825 Reasons................................................ #40 (Oct. 6) 7875
Royal Group Technologies Limited Notice of Hearing .................................. #14 (Apr. 7) 2907
Notices from the Office of the Secretary..................................... #14 (Apr. 7) 2913 Cease Trading Order ............................ #14 (Apr. 7) 2975 Cease Trading Order .......................... #15 (Apr. 14) 3191 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3340 Order - ss. 127(1)2, 127(1)2.1 ............ #16 (Apr. 21) 3363 Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Order .......................... #17 (Apr. 28) 3531 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953
Russell Overseas Equity Fund MRRS Decision.................................. #45 (Nov. 10) 8757
Russell US Equity Fund MRRS Decision.................................. #45 (Nov. 10) 8757
Sabourin and Sun (BVI) Inc. Notice of Hearing - ss. 127, 127.1...... #50 (Dec. 15) 9696
Notice from the Office of the Secretary.................................. #50 (Dec. 15) 9700 Order - ss. 127(1) and (5) .................. #50 (Dec. 15) 9722
Notice from the Office of the Secretary.................................. #51 (Dec. 22) 9954 Order................................................ #51 (Dec. 22) 10007
Sabourin and Sun Group of Companies Inc. Notice of Hearing - ss. 127, 127.1...... #50 (Dec. 15) 9696
Notice from the Office of the Secretary.................................. #50 (Dec. 15) 9700 Order - ss. 127(1) and (5) .................. #50 (Dec. 15) 9722
Notice from the Office of the Secretary.................................. #51 (Dec. 22) 9954 Order................................................ #51 (Dec. 22) 10007
Sabourin and Sun Inc. Notice of Hearing - ss. 127, 127.1...... #50 (Dec. 15) 9696
Notice from the Office of the Secretary.................................. #50 (Dec. 15) 9700 Order - ss. 127(1) and (5) .................. #50 (Dec. 15) 9722
Notice from the Office of the Secretary.................................. #51 (Dec. 22) 9954 Order................................................ #51 (Dec. 22) 10007
Sabourin, Peter Notice of Hearing - ss. 127, 127.1...... #50 (Dec. 15) 9696
Notice from the Office of the Secretary.................................. #50 (Dec. 15) 9700 Order - ss. 127(1) and (5) .................. #50 (Dec. 15) 9722
Notice from the Office of the Secretary.................................. #51 (Dec. 22) 9954 Order................................................ #51 (Dec. 22) 10007
Sackport Ventures Inc. Cease Trading Order ..........................#20 (May 19) 4175
Cease Trading Order ..........................#21 (May 26) 4361
SCC Limited New Registration .................................#28 (July 14) 5851
Schwartz, George Notice of Hearing................................ #19 (May 12) 3881
Notice from the Office of the Secretary .................................. #19 (May 12) 3885 Notice from the Office of the Secretary .................................. #19 (May 12) 3886 Order - ss. 127(1), 125(5)................... #19 (May 12) 3920 Notice from the Office of the Secretary .................................. #20 (May 19) 4132 Order - s. 127(7)................................. #20 (May 19) 4163 Notice from the Office of the Secretary ................................. #24 (June 16) 4915
Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8229 Order - s. 127(7)..................................#42 (Oct. 20) 8255
SCI Income Trust MRRS Decision ...................................#15 (Apr. 14) 3157
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
74 (2006), 29 OSCB Cumulative Index (2006)
SCITI Total Return Trust MRRS Decision...................................#21 (May 26) 4322
SCOSS Capital Corporation Decision - s. 83 .................................... #44 (Nov. 3) 8599
Scotia Capital (USA) Inc. Order - s. 3.1 of OSC Rule 31-501
Registrant Relationships and s. 127(2)(h) of the Regulation .................. #09 (Mar. 3) 1820 Order - s. 3.1 of OSC Rule 31-501 and s. 127(2)(h) of the Regulation ........ #14 (Apr. 7) 2971
Scotia Capital Inc. MRRS Decision.....................................#02 (Jan. 13) 280
MRRS Decision.................................. #06 (Feb. 10) 1258 Order - s. 3.1 of OSC Rule 31-501 Registrant Relationships and s. 127(2)(h) of the Regulation .................. #09 (Mar. 3) 1820 Order - s. 3.1 of OSC Rule 31-501 and s. 127(2)(h) of the Regulation ........ #14 (Apr. 7) 2971 Order - s. 74.......................................#26 (June 30) 5382 Order - s. 74.......................................#26 (June 30) 5386 Order - s. 74........................................ #29 (July 21) 5908 Order - s. 74......................................... #31 (Aug. 4) 6332
Order - s. 74....................................... #34 (Aug. 25) 6775MRRS Decision................................... #36 (Sept. 8) 7208Order - s. 74...................................... #39 (Sept. 29) 7732Order - s. 74....................................... #45 (Nov. 10) 8798 MRRS Decision.................................. #51 (Dec. 22) 9995
Scotiabank Capital Trust Decision .............................................#25 (June 23) 5158
Sears Canada Inc. Notice of Hearing................................ #21 (May 26) 4298
Notice of Hearing............................... #24 (June 16) 4912 Notice from the Office of the Secretary ................................. #24 (June 16) 4913 Notice from the Office of the Secretary ................................. #25 (June 23) 5143 Order - ss. 104(1), 127 ...................... #25 (June 23) 5207 Order - ss. 104(1), 127 ...................... #25 (June 23) 5210 Notice from the Office of the Secretary ................................. #25 (June 23) 5143 Order - ss. 104(1), 127 ...................... #25 (June 23) 5207 Order - ss. 104(1), 127 ...................... #25 (June 23) 5210 Notice of Hearing............................... #24 (June 16) 4912 Notice from the Office of the Secretary ................................. #24 (June 16) 4913 Order ...................................................#30 (July 28) 6145 Order ...................................................#30 (July 28) 6147
Notice from the Office of the Secretary ...................................#35 (Sept. 1) 7004 Order - s. 9(2)......................................#35 (Sept. 1) 7062
SEB Enskilda, Inc. Change of Name ................................#34 (Aug. 25) 6983
Second Cup Royalty Income Fund MRRS Decision ...................................#16 (Apr. 21) 3353
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 75
Secured Life Ventures Inc. Notice of Hearing ............................... #08 (Feb. 24) 1628
Notice from the Office of the Secretary.................................. #08 (Feb. 24) 1632 Notice from the Office of the Secretary.................................. #08 (Feb. 24) 1633 Order.................................................. #08 (Feb. 24) 1657 Notice of Hearing - ss. 127, 127.1...... #10 (Mar. 10) 2015 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2026 Order - s. 127..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3152 Order - s. 127...................................... #15 (Apr. 14) 3172
Securities Act, Amendments to Legislation............................................ #44 (Nov. 3) 8701
SEDI User Opinion Survey News Release..................................... #43 (Oct. 27) 8389
SEI Capital Limited Change of Name................................ #10 (Mar. 10) 2245
SEI Inc. Change of Name................................ #10 (Mar. 10) 2245
SEI Investments Canada Company MRRS Decision.....................................#04 (Jan. 27) 816MRRS Decision................................... #36 (Sept. 8) 7193
Semafo Inc. Order - s. 74........................................ #35 (Sept. 1) 7051
Semco Technologies Inc. MRRS Decision................................... #36 (Sept. 8) 7204
Seneca Capital Management LLC Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Senecal Investment Counsel, Inc. Amalgamation .........................................#01 (Jan. 6) 243
Sextant Capital Management Inc. Change of Name ................................ #06 (Feb. 10) 1407
SFK Pulp Fund Order - s. 74 ......................................#39 (Sept. 29) 7732
SG Cowen & Co., LLC Change of Name ................................ #08 (Feb. 24) 1791
Shellbridge Oil & Gas, Inc. Decision - s. 83....................................#29 (July 21) 5885
Sherritt International Corporation MRRS Decision ...................................#15 (Apr. 14) 3164
Shiningbank Energy Income Fund MRRS Decision .................................#39 (Sept. 29) 7709
Shiningbank Energy Ltd. Decision - s. 83.....................................#44 (Nov. 3) 8613
Shire Pharmaceuticals Group plc Decision - s. 83..................................... #03 (Jan. 20) 593
SHLD Acquisition Corp. Notice of Hearing................................ #21 (May 26) 4298
Notice of Hearing............................... #24 (June 16) 4912 Notice from the Office of the Secretary ................................. #24 (June 16) 4913 Order ...................................................#30 (July 28) 6145 Order ...................................................#30 (July 28) 6147
Notice from the Office of the Secretary ................................. #25 (June 23) 5143 Order - ss. 104(1), 127 ...................... #25 (June 23) 5207 Order - ss. 104(1), 127 ...................... #25 (June 23) 5210
Notice from the Office of the Secretary ...................................#35 (Sept. 1) 7004 Order - s. 9(2)......................................#35 (Sept. 1) 7062
Shorcan ATS Limited New Registration ............................... #26 (June 30) 5525
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
76 (2006), 29 OSCB Cumulative Index (2006)
Shuman, Alan Marsh Notice of Hearing - ss. 127, 127(1) ..... #29 (July 21) 5867
Notice from the Office of the Secretary................................... #29 (July 21) 5872 Order - s. 127(7) ................................. #29 (July 21) 5903
Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9151
Notice from the Office of the Secretary.................................. #50 (Dec. 15) 9700 Order - ss. 127(1) and (5) .................. #50 (Dec. 15) 9722
Notice from the Office of the Secretary.................................. #51 (Dec. 22) 9954 Order................................................ #51 (Dec. 22) 10007
SMK Speedy International Inc. MRRS Decision.................................. #34 (Aug. 25) 6773
Snow, Jason Notice of Hearing ................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1426 Order - s. 127(7) ................................ #07 (Feb. 17) 1468 Notice from the Office of the Secretary.................................... #09 (Mar. 3) 1810 Order - s. 127(7) .................................. #09 (Mar. 3) 1822 Notice from the Office of the Secretary....................................#22 (June 2) 4517 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s . 127(7) ..................................#22 (June 2) 4555 Order -s . 127(7) ..................................#22 (June 2) 4559 Notice from the Office of the Secretary..................................... #27 (July 7) 5559 Order - s. 127(7) ................................... #27 (July 7) 5589
Order - s. 127(7) ................................... #40 (Oct. 6) 7872
SNP Split Corp. MRRS Decision....................................#22 (June 2) 4534
Solaris Capital Advisors Inc. New Registration................................. #42 (Oct. 20) 8343
SoundVest Capital Management Ltd. Approval - s. 213(3)(b) of the LTCA .... #16 (Apr. 21) 3481
South America Gold and Copper Company Limited Cease Trading Order ............................#02 (Jan. 13) 319
Cease Trading Order ............................#03 (Jan. 20) 595 Cease Trading Order ............................#04 (Jan. 27) 857 Cease Trading Order ........................... #05 (Feb. 3) 1041 Cease Trading Order ......................... #06 (Feb. 10) 1273
Southern Cross Resources Inc. MRRS Decision.....................................#02 (Jan. 13) 276
Sovereign Canadian Equity Pool MRRS Decision.................................. #45 (Nov. 10) 8757
Sovereign Canadian Fixed Income Pool MRRS Decision.................................. #45 (Nov. 10) 8757
Sovereign Emerging Markets Equity Pool MRRS Decision ..................................#45 (Nov. 10) 8757
Sovereign Global Equity Pool MRRS Decision ..................................#45 (Nov. 10) 8757
Sovereign Overseas Equity Pool MRRS Decision ..................................#45 (Nov. 10) 8757
Sovereign US Equity Pool MRRS Decision ..................................#45 (Nov. 10) 8757
Specialty Foods Group Income Fund Cease Trading Order.............................#14 (Apr. 7) 2975
Spider Resources Inc. Order - s. 83.1(1)................................#46 (Nov. 17) 9012
Spork Capital Management Inc. Change of Name ................................ #06 (Feb. 10) 1407
New Registration ................................ #06 (Feb. 10) 1407
Sprott Securities Inc. Order - s. 74 .......................................#33 (Aug. 18) 6617Order - s. 74 ........................................#35 (Sept. 1) 7054Order - s. 74 ........................................#42 (Oct. 20) 8254
Cease Trading Order .......................... #15 (Apr. 14) 3191 Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Order .......................... #17 (Apr. 28) 3531 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953
Stern, Richard Notice of Hearing................................. #23 (June 9) 4708
Notice of Hearing................................. #23 (June 9) 4709 Notice from the Office of the Secretary ................................... #23 (June 9) 4716 Notice from the Office of the Secretary ................................. #25 (June 23) 5142 Order - ss. 127, 127.1 ....................... #25 (June 23) 5192 Order - ss. 127, 127.1 ....................... #25 (June 23) 5199 OSC Decisions, Orders and Rulings .........................................#28 (July 14) 5725 OSC Decisions, Orders and Rulings .........................................#28 (July 14) 5727
Notice of Hearing - s. 127...................#47 (Nov. 24) 9149 Notice of Hearing - s. 127...................#47 (Nov. 24) 9150 Notice from the Office of the Secretary ..................................#47 (Nov. 24) 9150 Notice from the Office of the Secretary ..................................#47 (Nov. 24) 9151
Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9498 Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9499 Order - s. 127 .......................................#49 (Dec. 8) 9527 Order - s. 127 .......................................#49 (Dec. 8) 9529 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9537 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9545 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9553
OSC Decisions, Orders and Rulings ........................................#50 (Dec. 15) 9725
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 79
Stonebrooke Asset Management Inc. Change in Name .................................#19 (May 12) 4081 Change of Name..................................#22 (June 2) 4665
StoneHarbour Investment Counsel Inc. New Registration................................ #47 (Nov. 24) 9277
Strategic Capital Partners Inc. Change in Name ...................................#18 (May 5) 3861
Stratos Global Corporation MRRS Decision...................................#19 (May 12) 3889
Strongco Income Fund MRRS Decision.................................. #13 (Mar. 31) 2736
Student Transportation of America Ltd. MRRS Decision.....................................#04 (Jan. 27) 827
Student Transportation of America ULC MRRS Decision.....................................#04 (Jan. 27) 827
Summerwood Capital Corp. New Registration............................... #37 (Sept. 15) 7527
Sun Valley Gold Master Fund, Ltd. Order - s. 144........................................#02 (Jan. 13) 297
Sunrise Senior Living Real Estate Investment Trust Order - s. 74......................................... #31 (Aug. 4) 6332 MRRS Decision.................................... #49 (Dec. 8) 9509
Superior Plus Inc. MRRS Decision ........................................ #01 (Jan. 6) 12Order - s. 83 ........................................#41 (Oct. 13) 8055
Superior Plus Income Fund MRRS Decision ........................................ #01 (Jan. 6) 12MRRS Decision ...................................#35 (Sept. 1) 7044
SXR Uranium One Inc. MRRS Decision .................................. #21 (May 26) 4337
Symmetry Canadian Stock Capital Class MRRS Decision ....................................#49 (Dec. 8) 9516
Symmetry EAFE Stock Capital Class MRRS Decision ....................................#49 (Dec. 8) 9516
Symmetry Specialty Stock Capital Class MRRS Decision ....................................#49 (Dec. 8) 9516
Symmetry US Stock Capital Class MRRS Decision ....................................#49 (Dec. 8) 9516
Talisman Energy Inc. MRRS Decision.................................. #51 (Dec. 22) 9985
Talvest and Company Limited Partnership 1994 MRRS Decision..................................... #40 (Oct. 6) 7828
Talvestco Inc. MRRS Decision..................................... #40 (Oct. 6) 7828
Taylor Jr., Lewis Notice from the Office
of the Secretary..................................... #14 (Apr. 7) 2914 Order - s. 127........................................ #14 (Apr. 7) 2966
Notice from the Office of the Secretary....................................#22 (June 2) 4520 Order - s. 127.......................................#22 (June 2) 4563
Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9500 Order.................................................... #49 (Dec. 8) 9530
Taylor Sr., Lewis Notice from the Office
of the Secretary..................................... #14 (Apr. 7) 2914 Order - s. 127........................................ #14 (Apr. 7) 2966
Notice from the Office of the Secretary....................................#22 (June 2) 4520 Order - s. 127.......................................#22 (June 2) 4563
Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9500 Order.................................................... #49 (Dec. 8) 9530
Taylor, Colin Notice from the Office
of the Secretary..................................... #14 (Apr. 7) 2914 Order - s. 127........................................ #14 (Apr. 7) 2966 Notice from the Office of the Secretary....................................#22 (June 2) 4520 Order - s. 127.......................................#22 (June 2) 4563
Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9500 Order.................................................... #49 (Dec. 8) 9530
Taylor, Jared Notice from the Office
of the Secretary .....................................#14 (Apr. 7) 2914 Order - s. 127 ........................................#14 (Apr. 7) 2966
Notice from the Office of the Secretary ................................... #22 (June 2) 4520 Order - s. 127 ...................................... #22 (June 2) 4563
Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9500 Order ....................................................#49 (Dec. 8) 9530
SRO Notices and Disciplinary Proceedings....................... #27 (July 7) 5686 Order - s. 74......................................... #31 (Aug. 4) 6332 Order - s. 74......................................... #31 (Aug. 4) 6334
Order - s. 74....................................... #33 (Aug. 18) 6617Order - s. 74....................................... #34 (Aug. 25) 6775Order - s. 74...................................... #39 (Sept. 29) 7732Order - s. 74........................................ #42 (Oct. 20) 8256Order - s. 74....................................... #45 (Nov. 10) 8798
Notice from the Office of the Secretary................................... #30 (July 28) 6127 Order - s. 127...................................... #30 (July 28) 6154
Notice from the Office of the Secretary................................... #35 (Sept. 1) 7006 OSC Decisions, Order and Rulings..... #35 (Sept. 1) 7078
Tengtu International Corp. Cease Trading Order.............................#40 (Oct. 6) 7893Cease Trading Order...........................#42 (Oct. 20) 8259 Order - s. 144 .......................................#49 (Dec. 8) 9526
Tenth Power Securities Ltd. New Registration .................................. #18 (May 5) 3861
Teranet Income Fund MRRS Decision ................................. #24 (June 16) 4925
Terra Firma Equity Fund 2004 Inc. Approval - s. 5.5 ................................... #02 (Jan. 13) 500
Terra Firma Income Fund 2004 Inc. Approval - s. 5.5 ................................... #02 (Jan. 13) 500
Texaco Capital LLC Decision - s. 83................................... #11 (Mar. 17) 2304
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 83
TGS North American Real Estate Investment Trust Decision - s. 83 .................................... #31 (Aug. 4) 6316
The Helical Corporation Inc. Cease Trading Order ........................... #48 (Dec. 1) 9337 Cease Trading Order ........................... #49 (Dec. 8) 9555 Cease Trading Order ......................... #50 (Dec. 15) 9729
ThinkEquity Partners LLC Decision - s. 6.1(1) of MI 31-102
National Registration Database and s. 6.1 of Rule 13-502 Fees ......................#23 (June 9) 4718
New Registration............................... #38 (Sept. 22) 7679
Thistle Mining Inc. Exemption - s. 13.1 of NI 51-102 ......... #49 (Dec. 8) 9681
Tibollo, Michael Anthony Notice from the Office
of the Secretary.....................................#02 (Jan. 13) 265 OSC Decisions, Orders and Rulings ...........................................#02 (Jan. 13) 303
Tibollo, Michelle Antonio Notice from the Office
of the Secretary.....................................#02 (Jan. 13) 265 OSC Decisions, Orders and Rulings ...........................................#02 (Jan. 13) 303
Tim Hortons Inc. MRRS Decision.................................. #10 (Mar. 10) 2051
Tiros Asset Management Ltd. Suspended Due to Voluntary
Trapeze Asset Management Inc. Change in Name ...................................#18 (May 5) 3861
Trapeze Capital Corp. Change in Name .................................. #18 (May 5) 3861
Traxis Partners LLC Order - s. 80 of the CFA ...................... #22 (June 2) 4547
Tremblay, Martin News Release ........................................ #05 (Feb. 3) 993
Notice from the Office of the Secretary (Jan. 26) ....................... #05 (Feb. 3) 994 Notice from the Office of the Secretary (Jan. 27) ....................... #05 (Feb. 3) 994 Direction - s. 126(5) .............................. #05 (Feb. 3) 1022 Direction - s. 126(5) .............................. #05 (Feb. 3) 1027 News Release .................................... #06 (Feb. 10) 1193 Notice from the Office of the Secretary .................................. #06 (Feb. 10) 1219 Notice from the Office of the Secretary .................................. #06 (Feb. 10) 1220 Direction - s. 126(5) ............................ #06 (Feb. 10) 1267 Direction - s. 126(5) ............................ #06 (Feb. 10) 1269 News Release .................................... #10 (Mar. 10) 2039
Triact Canada Marketplace LP New Registration ..................................#44 (Nov. 3) 8727
Triant Technologies Inc. MRRS Decision ................................. #26 (June 30) 5381
Triax Growth Fund Inc. MRRS Decision .................................... #02 (Jan. 13) 291
Tricycle Asset Management Capital Corporation Change of Name .................................#35 (Sept. 1) 7177
Tricycle Capital Corporation Change of Name .................................#35 (Sept. 1) 7177
Trilogy Blue Mountain Ltd. MRRS Decision ..................................#51 (Dec. 22) 9987
Trimark Balanced Pool Order - ss. 113, 117(2) ........................#48 (Dec. 1) 9333
Trimark Global Equity Pool Order - ss. 113, 117(2) ........................#48 (Dec. 1) 9333
TriPalms Equity Inc. New Registration ...............................#37 (Sept. 15) 7527
Tristone Capital Inc. Order - s. 74 ...................................... #26 (June 30) 5384
Order - s. 74 ...................................... #26 (June 30) 5387 Order - s. 74 ........................................#29 (July 21) 5908
Order - s. 74 .......................................#34 (Aug. 25) 6775Order - s. 74 .......................................#45 (Nov. 10) 8798
Trizec Canada Inc. Order - s. 83 ........................................#43 (Oct. 27) 8404
Trizec Properties, Inc. Decision...............................................#30 (July 28) 6133
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
84 (2006), 29 OSCB Cumulative Index (2006)
True Energy Inc. MRRS Decision.................................... #05 (Feb. 3) 1018
True Energy Trust Order - s. 74.......................................#26 (June 30) 5382
True Oil & Gas Ltd. Decision - s. 83 ................................... #29 (July 21) 5885
TRZ Holdings II Inc. Decision - s. 83 .................................. #47 (Nov. 24) 9155
Ulfan, Hanoch Notice of Hearing.................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1426 Order - s. 127(7)................................. #07 (Feb. 17) 1468 Notice from the Office of the Secretary .................................... #09 (Mar. 3) 1810 Order - s. 127(7)................................... #09 (Mar. 3) 1822 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s . 127(7).................................. #22 (June 2) 4555 Order -s . 127(7).................................. #22 (June 2) 4559 News Release ..................................... #23 (June 9) 4714 Notice from the Office of the Secretary .....................................#27 (July 7) 5559 Order - s. 127(7)....................................#27 (July 7) 5589
Order - s. 127(7)....................................#40 (Oct. 6) 7872
ULLICO Investment Company, Inc. Order - s. 218 of the Regulation ..........#29 (July 21) 5901
Union Gas Limited MRRS Decision .....................................#27 (July 7) 5572
United Bolero Development Corp. Order - s. 83.1(1)...................................#27 (July 7) 5578
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 85
United Capital Securities Inc. Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
Universal Settlements International Inc. Notice of Hearing ..................................#03 (Jan. 20) 508
Notice from the Office of the Secretary.....................................#03 (Jan. 20) 517 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1426 Order - ss. 127, 127.1 ........................ #07 (Feb. 17) 1471 Notice from the Office of the Secretary....................................#22 (June 2) 4516
Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7825 Order - s. 127........................................ #40 (Oct. 6) 7871 Reasons................................................ #40 (Oct. 6) 7880
UR Energy Inc. Consent - ss. 4(b) of the Regulation ..#24 (June 16) 5130
UrAsia Energy Ltd. Exemption - s. 13.1 of NI 51-102 ........#20 (May 19) 4287
Ur-Energy Inc. Order - s. 74....................................... #34 (Aug. 25) 6780
US Gold Canadian Acquisition Corporation MRRS Decision..................................#24 (June 16) 4932
of the Secretary..................................... #14 (Apr. 7) 2914 Order - s. 127........................................ #14 (Apr. 7) 2966
Notice from the Office of the Secretary....................................#22 (June 2) 4520 Order - s. 127.......................................#22 (June 2) 4563
Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9500 Order.................................................... #49 (Dec. 8) 9530
Valde, Gord Notice of Hearing.................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1426 Order - s. 127(7)................................. #07 (Feb. 17) 1468 Notice from the Office of the Secretary .................................... #09 (Mar. 3) 1810 Order - s. 127(7)................................... #09 (Mar. 3) 1822 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s . 127(7).................................. #22 (June 2) 4555 Order -s . 127(7).................................. #22 (June 2) 4559 Notice from the Office of the Secretary .....................................#27 (July 7) 5559 Order - s. 127(7)....................................#27 (July 7) 5589
Order - s. 127(7)....................................#40 (Oct. 6) 7872
Valeurs Mobilières Everest Inc./Everest Securities Inc. New Registration .................................#17 (Apr. 28) 3681
Van Dyk, Troy Notice of Hearing................................ #08 (Feb. 24) 1628
Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1632 Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1633 Order .................................................. #08 (Feb. 24) 1657 Notices of Hearing - ss. 127, 127.1 .... #10 (Mar. 10) 2015 Notices from the Office of the Secretary .................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2026 Order - s. 127 ..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3152 Order - s. 127 ......................................#15 (Apr. 14) 3172
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
86 (2006), 29 OSCB Cumulative Index (2006)
Venable Park Investment Counsel Inc. New Registration...................................#03 (Jan. 20) 795
Vengrowth Advanced Life Sciences Suspended Due to Voluntary
Vickery, Paul Notice of Hearing - ss. 127, 127(1) .... #34 (Aug. 25) 6748
Notice from the Office of the Secretary.................................. #34 (Aug. 25) 6750
Notice of Discontinuance .................... #35 (Sept. 1) 7002 Notice from the Office of the Secretary................................... #35 (Sept. 1) 7004 Order................................................... #35 (Sept. 1) 7056 Notice of Hearing .............................. #37 (Sept. 15) 7368 Notice from the Office of the Secretary................................. #37 (Sept. 15) 7371 Notice from the Office of the Secretary................................. #38 (Sept. 22) 7560 Order................................................. #38 (Sept. 22) 7581
Victory Capital Management Inc. New Registration................................ #47 (Nov. 24) 9277
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 87
Waddingham, Leonard Notice of Hearing ................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1426 Order - s. 127(7) ................................ #07 (Feb. 17) 1468 Notice from the Office of the Secretary.................................... #09 (Mar. 3) 1810 Order - s. 127(7) .................................. #09 (Mar. 3) 1822 Notice from the Office of the Secretary....................................#22 (June 2) 4517 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s . 127(7) ..................................#22 (June 2) 4555 Order -s . 127(7) ..................................#22 (June 2) 4559 Notice from the Office of the Secretary..................................... #27 (July 7) 5559 Order - s. 127(7) ................................... #27 (July 7) 5589
Order - s. 127(7) ................................... #40 (Oct. 6) 7872
Walton, Dane Alan Notice from the Office
of the Secretary................................. #39 (Sept. 29) 7695Notice of Withdrawal ............................. #40 (Oct. 6) 7823
Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7826
Notice from the Office of the Secretary.................................... #44 (Nov. 3) 8591
Notice from the Office of the Secretary.................................. #45 (Nov. 10) 8749 Order.................................................. #45 (Nov. 10) 8797
Watt Carmichael Inc. Notice of Hearing - ss. 127, 127.1........ #31 (Aug. 4) 6279
Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6295
Notice from the Office of the Secretary................................. #38 (Sept. 22) 7561 Order................................................. #38 (Sept. 22) 7588
Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7825 Reasons................................................ #40 (Oct. 6) 7875
Wave Securities Canada Inc. Voluntary Surrender.............................#22 (June 2) 4665
Wave Securities Suspended based on the firm’s consent
to suspension under Rule 33-501 – surrender of registration..................... #30 (July 28) 6257
Waxman, Robert Notice from the Office
of the Secretary ...................................... #05 (Feb. 3) 996 Order - ss. 127(1), 127.1 ...................... #05 (Feb. 3) 1029 Notice of Hearing................................ #07 (Feb. 17) 1425 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1427 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2022 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2024 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2028 Order .................................................. #10 (Mar. 10) 2063 Order .................................................. #10 (Mar. 10) 2064 Order .................................................. #10 (Mar. 10) 2071 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2073 OSC Decisions, Orders and Rulings ........................................ #12 (Mar. 24) 2590 Notice from the Office of the Secretary .................................. #19 (May 12) 3886 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3941
Notice from the Office of the Secretary ....................................#48 (Dec. 1) 9288 Order ....................................................#48 (Dec. 1) 9335
Wealth Creation & Preservation Inc. New Registration ...............................#37 (Sept. 15) 7527
Weda Bay Minerals Inc. Decision - s. 83.....................................#44 (Nov. 3) 8634
Wellco Energy Services Inc. MRRS Decision ...................................#17 (Apr. 28) 3514
Wellington Management Company, LLP Decision - s. 7.1(1) of MI 33-109 .........#17 (Apr. 28) 3494 Change of Category .............................#48 (Dec. 1) 9449
Wellington West Asset Management Inc. MRRS Decision .................................... #05 (Feb. 3) 1002
Wellington West Capital Inc. MRRS Decision .................................... #05 (Feb. 3) 1002
Wellington West Capital Markets Inc. Order - s. 74 .......................................#33 (Aug. 18) 6617Order - s. 74 ........................................#35 (Sept. 1) 7047
Wells Capital Management, Inc. Suspended Due to Voluntary
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
88 (2006), 29 OSCB Cumulative Index (2006)
Wentworth Hauser and Violich Decision - s. 6.1(1) of MI 31-102 National
Registration Database and s. 6.1 of Rule 13-502 Fees .................... #32 (Aug. 11) 6465
Wentworth, Hauser and Violich, Inc. New Registration................................ #33 (Aug. 18) 6729
Wenzel Downhole Tools Ltd. Order - s. 144........................................#04 (Jan. 27) 841
Wesdome Gold Mines Inc. Decision - s. 83 .................................. #11 (Mar. 17) 2276
West Face Capital Inc. Change of Name.................................. #05 (Feb. 3) 1049
Westcoast Energy Inc. MRRS Decision..................................... #27 (July 7) 5572
Western Lakota Energy Services Inc. MRRS Decision................................. #39 (Sept. 29) 7725
WestLB AG, New York Branch MRRS Decision.................................. #32 (Aug. 11) 6461
Westwind Partners Inc. Order - s. 74.......................................#26 (June 30) 5384Order - s. 74........................................ #35 (Sept. 1) 7047Order - s. 74........................................ #35 (Sept. 1) 7051
WGI Heavy Minerals, Incorporated Cease Trading Order ............................ #14 (Apr. 7) 2975
Cease Trading Order .......................... #15 (Apr. 14) 3191 Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Order .......................... #17 (Apr. 28) 3531 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953
White Fire Energy Ltd. Decision - s. 83 .................................. #12 (Mar. 24) 2560
of the Secretary ...................................... #05 (Feb. 3) 996 Order - ss. 127(1), 127.1 ...................... #05 (Feb. 3) 1029 Notice of Hearing................................ #07 (Feb. 17) 1425 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1427 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2022 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2024 Order .................................................. #10 (Mar. 10) 2063 Order .................................................. #10 (Mar. 10) 2064 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2073 Notice from the Office of the Secretary .................................. #19 (May 12) 3886 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3941
Xanthoudakis, John Notice of Hearing - ss. 127, 127.1 .......#41 (Oct. 13) 8047
Notice from the Office of the Secretary ...................................#41 (Oct. 13) 8054
Xerox Capital LLC MRRS Decision ................................ #26 (June 30) 5368
Xplore Technologies Corp. Notice of Hearing.................................. #04 (Jan. 27) 807
Notice from the Office of the Secretary .................................... #04 (Jan. 27) 809 Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 995 Order - ss. ss. 127(1), 127.1................. #05 (Feb. 3) 1028 OSC Decisions, Orders and Rulings .......................................... #05 (Feb. 3) 1035
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 89
Xstrata Canada Inc. MRRS Decision.................................. #51 (Dec. 22) 9976
York Street Capital Corp. New Registration................................ #11 (Mar. 17) 2523
YPG Holdings Inc. MRRS Decision.................................. #13 (Mar. 31) 2751
Zapata Energy Corporation Order - s. 74........................................ #29 (July 21) 5904
ZENON Environmental Inc. Consent - s. 4(b) of the Regulation .....#19 (May 12) 4121
Zephyr Alternative Power Inc. Notice of Hearing................................ #08 (Feb. 24) 1628
Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1632 Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1633 Order .................................................. #08 (Feb. 24) 1657 Notice of Hearing - ss. 127, 127.1 ...... #10 (Mar. 10) 2015 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2026 Order - s. 127 ..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3152 Order - s. 127 ......................................#15 (Apr. 14) 3172
Zuk, Robert Patrick Notice from the Office
of the Secretary .................................#39 (Sept. 29) 7695Notice of Withdrawal .............................#40 (Oct. 6) 7823
Notice from the Office of the Secretary .....................................#40 (Oct. 6) 7826
Notice from the Office of the Secretary ....................................#44 (Nov. 3) 8591
Notice from the Office of the Secretary ..................................#45 (Nov. 10) 8749 Order ..................................................#45 (Nov. 10) 8797
Cumulative Index to the Ontario Securities Commission Bulletin, 2006