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www.iap.uni-jena.de Metrology and Sensing Lecture 1: Introduction 2016-10-xx Herbert Gross Winter term 2016
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  • www.iap.uni-jena.de

    Metrology and Sensing

    Lecture 1: Introduction

    2016-10-xx

    Herbert Gross

    Winter term 2016

  • 2

    Preliminary Schedule

    No Date Subject Detailed Content

    1 18.10. Introduction Introduction, optical measurements, shape measurements, errors,

    definition of the meter, sampling theorem

    2 19.10. Wave optics (ACP) Basics, polarization, wave aberrations, PSF, OTF

    3 01.11. Sensors Introduction, basic properties, CCDs, filtering, noise

    4 08.11. Fringe projection Moire principle, illumination coding, fringe projection, deflectometry

    5 09.11. Interferometry I (ACP) Introduction, interference, types of interferometers, miscellaneous

    6 22.11. Interferometry II Examples, interferogram interpretation, fringe evaluation methods

    7 29.11. Wavefront sensors Hartmann-Shack WFS, Hartmann method, miscellaneous methods

    8 06.12. Geometrical methods Tactile measurement, photogrammetry, triangulation, time of flight,

    Scheimpflug setup

    9 13.12. Speckle methods Spatial and temporal coherence, speckle, properties, speckle metrology

    10 20.12. Holography Introduction, holographic interferometry, applications, miscellaneous

    11 03.01. Measurement of basic

    system properties Bssic properties, knife edge, slit scan, MTF measurement

    12 10.01. Phase retrieval Introduction, algorithms, practical aspects, accuracy

    13 17.01. Metrology of aspheres

    and freeforms Aspheres, null lens tests, CGH method, freeforms, metrology of freeforms

    14 24.01. OCT Principle of OCT, tissue optics, Fourier domain OCT, miscellaneous

    15 31.01. Confocal sensors Principle, resolution and PSF, microscopy, chromatical confocal method

  • 3

    Outline

    Introduction

    Optical measurements

    Shape measurement

    Errors of measurements

    Definition of the meter

    Sampling theorem

  • 4

    General Terms of Measurement

    Accuracy:

    In situations where we believe that the measured value is close to the true value, we say

    that the measured value is accurate (qualitative)

    Precision:

    When values obtained by repeated measurements of a particular quantity exhibit little

    variability, we say that those values are precise (qualitative)

    Reproducibility:

    Ability for different users to get the same reading when measuring a specific sample.

    Repeatability:

    How capable a gage is of providing the same reading for a single user when measuring a

    specific sample.

    Ref: R. Kowarschik

  • 5

    General Terms of Measurement

    Resolution:

    Smallest amount of input signal change the instrument can detect reliably.

    Reasons for limited resolution: diffraction, noise, hysteresis, discretization.

    Typically it corresponds to half of the sampling rate.

    Sensitivity:

    Smallest signal the instrument can measure.

    Reproducible change of output signal for changes of the measured property

    Tolerance/dynamic range:

    Limiting maximum and minimum values, the system is able to detect

    True value:

    Value of the signal, if the system would be perfect.

    If this is known for a special case, the system can be calibrated (corrected for systematic

    errors)

    Measurement error:

    Difference between measure value and true value

    Ref: R. Kowarschik

    0x x x

    ox

  • 6

    Abbe Comparator Principle

    Basic idea:

    the measured property and the scale of measurement should aligned

    Avoid the influence of tilt and bending on the result

    Errors due to meachanical means and uncertainties are therefore not affecting the result

    The scale shoud follow the the movements in measurement

    If a tilt a is obtained and y is the Abbe offset, the error is of the range

    Ref: W. Osten

    tanx y a

  • 7

    Optical Methods

    Generation of structures for shape measurement:

    1. projection

    2. interference

    Optical methods:

    1. fringe projection

    2. Moire technique

    3. holographic contouring

    4. speckle contouring

    5. photogrammetry

    Shape measurement for quality control applications

    1. digitization of prototypes

    2. replacement of mechanical systems

    Ref: R. Kowarschik

  • 8

    Wavelength Ranges

    Ref: W. Osten

  • 9

    Scales and Dynamic Range

    10 orders of magnitude for geometrical measurements:

    AFM white light holographic pattern projection

    SNOM confocal speckle

    Ref: W. Osten

  • 10

    Optical Measuring Instrument

    Characterization of measuring device:

    1. Test piece / specimen / object scanning / sensing

    2. Measurement signal (material measure, standrad, etalon)

    3. Amplification of the signal

    4. Indication of the measured value

    If one of the first three aspects is performed out optically:

    optical measuring instrument

    Methods based on the wave nature of light:

    1. Diffraction

    2. Interference (coherent):

    Interferometer

    Holography

    Speckle techniques

    Laser based measurements

    Ref: R. Kowarschik

  • 11

    Classification of Optical Metrology

    Ref: W. Osten

    Measuring properties coordinates heights distances 3D shapes roughness

    changes in shape shifts expansions strain

    deviations material data internal external

    Measuring principles model geometrical wave optical

    light field coherent incoherent

    dimension 1D - point 2D - line 3D / 2,5D - surface

  • 12

    Optical Methods

    Requirements on measurement:

    1. high density of measurement points, spatial resolution

    2. high velocity

    3. contactless

    4. absolute 3D coordinates

    Pros and cons of optical measuring techniques

    Ref: R. Kowarschik

    advantages disadvantages

    contactless indirect

    wihtout back influence limited resolution

    surface related interaction with surface

    fast material dependent

    flexibel and integrabel

    high lateral resolution

  • 13

    Basic Methods

    Basic principles:

    1. coherent

    2. incoherent

    Projection: evaluation of contour lines

    Moire: usage of 2 sources

    Structured detector: usage of 2 wavelength

    Triangulation methods

    Ref: R. Kowarschik

  • 14

    Method Overview

    Ref: R. Kowarschik

    Shape acquisition techniques

    Contact

    Non-destructive Destructive

    CMM Jointed arms Slicing

    Non-contact

    Reflective Transmissive

    Non-optical

    Optical

    Industrial CT

    Microwave radar Sonar

    Passive

    Active

    Stereo Shading Silhouettes Texture Motion

    Shape from X

    Imaging radar

    Triangulation

    Interferometry

    (Coded) Structured light

    Moire Holography

    Stereo

  • 15

    Coherence

    Observability of interference and coherence

    Ref: R. Kowarschik

  • 16

    Coherence

    Coherence: capability to interfere

    Spatial coherence:

    - defined by size of light source

    - measurement procedure: Young interferometer

    Temporal coherence:

    - finite wave train,

    axial length of coherence lc

    - finite bandwidth l

    - no interference for long

    path differences

    - Measurement procedure:

    Michelson interferometer

    - typical values: table

    Ref: R. Kowarschik

  • 17

    Measurement Quantities

    Interferometric fringes

    Ref: R. Kowarschik

    Primary measured Derived quantity Applications

    fringe position phase difference length standard refractometry length compensation

    phase variation interference microscopy optical testing

    fringe visibility spectrum of source spectral profiles

    spatial distribution at source stellar diameter

    full intensity distribution spectrum of source interference spectroscopy Fourier spectroscopy

    spatial distribution at source optical transfer function radio astronomy

  • 18

    Dimension Classification

    x

    Ref: R. Kowarschik

  • 19

    Shape Measurement

    Micro mechanical part depth map

    Ref: W. Osten

  • 20

    Surface Deviations

    Typical three different ranges according to power spectral density:

    1. figure:

    long range, overall shape

    2. waviness:

    machine oscillations, errors in production

    3. roughness:

    Short term deviations due to manufacturing interaction (grinding, polish,...)

    Ref: W. Osten

    roughnessfigurewaviness

  • 21

    PSD Ranges

    Typical impact of spatial frequency

    ranges on PSF

    Low frequencies:

    loss of resolution

    classical Zernike range

    High frequencies:

    Loss of contrast

    statistical

    Large angle scattering

    Mif spatial frequencies:

    complicated, often structured

    fals light distributions

    log A2

    Four

    low spatial

    frequency

    figure errormid

    frequency

    range micro roughness

    1/l

    oscillation of the

    polishing machine,

    turning ripple

    10/D1/D 50/D

    larger deviations in K-

    correlation approach

    ideal

    PSF

    loss of

    resolution

    loss of

    contrast

    large

    angle

    scattering

    special

    effects

    often

    regular

  • 22

    Measurement Errors

    Measurement results:

    Result of measurement = measured value ± uncertainty

    Selection of error types:

    1. material measures

    2. mechanical 'failures' of the system

    3. distortion of Abbe comparator principle

    4. environmental influences

    5. experimenter / observer

    Systematic and random errors:

    Systematic errors: correction of the measured value possible (calibration). Can be

    reproduced and are constant in amount and sign.

    Random errors and systematic errors with unknown sign: uncertainty of measurement

    Propagation of errors:

    1. systematic errors:

    2. statistical errors:

    Ref: R. Kowarschik

    dzz

    fdy

    y

    fdx

    x

    fdf

    22

    2

    2

    2

    2

    dzz

    fdy

    y

    fdx

    x

    fu

  • 23

    Measurement Errors

    Scattering of values by repeating the measurements

    Distribution of errors:

    Repeatability, width 6s

    Expected value:

    average for large number of repeated measurements

    Variance:

    Standard deviation

    root mean square (rms):

    Higher order moments:

    1. Skewness, kurtosis

    2. Peakedness

    Ref: W. Osten

    true

    value

    systematic

    deviation

    distribution of real

    measured values

    6s

    1

    1lim

    N

    jN j

    x xN

    2

    2

    1

    1 N

    j

    j

    x xN

    s

    2

    1

    1 N

    j

    j

    x xN

    s

    3

    1

    1 N

    j

    j

    K x xN

    4

    1

    1 N

    j

    j

    P x xN

  • 24

    Distribution of Statistical Errors

    Gaussian or Normal Distribution:

    Within interval s are 68.27 % measured values (statist. certainty: 68.27 %)

    Within interval 2s are 95.45 % measured values (statist. certainty: 95.45 %)

    Within interval 3s are 99.73 % measured values (statist. certainty: 99.73 %)

    For a given statistical certainty the corresponding range is called ± c s confidence interval (CI)

    The true value lies within the confidence interval for a given statistical certainty if there

    are no systematic errors

    Ref: R. Kowarschik

    68.27 %

    0

    0.2

    0.4

    0.6

    0.8

    1

    ss 2s 3s2s3s

    2xp e

  • 25

    Distribution of Statistical Errors

    Gaussian or Normal distribution

    Idealized model function for purely statistical

    influences

    Standardized formulation

    Inversion: error function:

    Probability, that the variable t

    lies within the intervall -z...+z

    (interval of confidence, integral)

    Examples: p = 0.683 for z=s

    p = 0.5 gives interval z = 0.6745 s

    Ref: R. Kowarschik

    2

    221

    , ,2

    x x

    G x x e ss s

    x xt

    s

    2

    2

    0

    2( )

    2

    z t

    p erf z e dt

  • 26

    Distribution of Statistical Errors

    Probability, that the value is outside the confidence interval (failure):

    a = 1-p

    N measurements:

    Standard deviation of the mean is reduced to

    Confidence range of the mean

    Example: K = 1: confidence +-s

    a = 0.3174

    Histogram of values for N repeated

    measurements:

    Number Nj of results inside the same

    interval

    Ref: R. Kowarschik

    N

    ss

    C KN

    s

    Nj

    xx

  • 27

    Linear Trend

    Trend of measurement data as

    a function of a variable x

    Calculation of slope (LSQ fit)

    Absolute value / constant

    Special aspects:

    weighting of point inversely to error bars

    Ref: R. Kowarschik

    y

    x

    i iy m x b

    2

    i i

    i

    i

    i

    y x x

    mx x

    b y m x

    x

  • 28

    Definition of the Meter

    History:

    1791 French Academy of Sciences:

    1 m = one ten-millionth part of the

    quadrant of the earth's meridian

    1875 Treaty of the Meter (Meter convention)

    General Conference on Weights and Measures

    (GCPM)

    International Bureau of Weights and Measures (BIPM)

    1889 International prototype

    final definition 1927 by 7th GCPM conference

    Uncertainty of the prototype:

    1. external conditions: T = ±0.001° I/I = ± 10-8 2. measurement procedure

    - engraved lines

    - illumination, cross section, contamination I/I = ± 10-7 3. Instability

    Total uncertainty: ± 10-7 < I/I < ± 10-6 Problems with the prototype: unique sample, arbitrary, seconfdary standards

    Ref: R. Kowarschik

  • 29

    Definition of the Meter

    1893 Michelson, 1st measurement of the meter based upon the wavelength

    red Cadmium line as standard for spectroscopy

    Conditions: dry air, 15°, 101.33 kPa, carbonic acid 0.03 volume percent Disadvantages: 1. wavelength in air: l = 643.84696 nm ± 10-7 2. Cd emission is not monochromatic

    3. Michelson usd a lamp

    4. bad reproducibility

    5. insensitive SEM's

    1906 Benoit, measurement repeated with Fabry-Perot

    1960 11th GCPM, new standard is Kr wavelength

    1 m = 1 650 763.73 times the vacuum wavelength of the transition

    2p10 ---> 5d5 of 36Kr, wavelength is l = 605.8 nm

    Advantages: 1. vacuum

    2. no hyperfine structure of transition

    3. no instruction for the generation of the radiation

    Uncertainty: l/l = ± 10-8 ... ± 4 10-9

    Required accuracy of the meter:

    everyday life: commerce: I/I = ± 10-3 gauge block I/I = ± 10-6

    physics: I/I = ± 10-7 Ref: R. Kowarschik

  • 30

    Basics - Sampling

    Point detector

    Ref: R. Kowarschik

  • 31

    Basics - Sampling

    Detector of finite Size

    Ref: R. Kowarschik

  • Fourier transform

    Relation for discrete Fourier transform

    Frequency sampling depends on spatial sampling

    Discrete sampling:

    - periodicity in frequency space, limits bandwidth

    at Nyquist frequency

    - 2 points per period necessary to avoid aliasing

    Sampling Theorem

    dxexFvf

    x

    xvi

    max

    0

    2)()(

    Nvx

    1

    max

    max 12

    xN

    vv

    xvNy

    122 max

  • Periodic spectra must be separtated

    Overlapp of spectra:

    - aliasing

    - pseudo pattern and Moire generated

    Sampling Theorem

    original

    spectrum

    f()

    ny

    - ny

    2ny

    4ny

    -4ny -2ny 0

    replicas replicas

    F

    F'

    convolution

    overlap

  • Necessary sampling in spatial domain to separate spectra in frequency domain

    comb function creates periodicity

    Sampling Theorem

    f(x)

    xsampling comb

    spatial grid

    x x

    F()

    x

    spectra

    2max

    x > 2max

    f(x)

    xsampling comb

    fine structures

    not resolved

    spatial grid

    x x

    F()

    x

    spectra x < 2

    max

    undersampling

    2max

  • Discrete ring pattern

    Circular aliasing patterns in outer region

    Aliasing Errors

  • Digital discrete signal in spatial domain

    comp function as sampling

    Signal band-limited

    finite extend in spatial domain

    Back-transform

    sampling corresponds to convolution

    with sinc-function

    Ideal reconstructor:

    sinc function

    Sampling of Bandlimited Signals

    x

    xcombxFxF )()(

    ~

    maxmax

    )()(~

    )(~~

    x

    xrect

    x

    xcombxF

    x

    xrectxFxF

    x

    x

    x

    x

    xx

    xcombxFxF

    sin1

    )(~

    )(

    )()(~

    )( xRxFxF

    xc

    x

    xxR ny

    ny

    ny

    sin

    sin)(

  • Sampling of Bandlimited Signals

    original

    signal

    discretized

    signal

    reconstructed

    signal

    x

    x

    x

    sinc-function