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HPLC Method and Validation basics Regulatory guidelines Shreekant Deshpande Senior Scientist Eutech Sci Ser Inc
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Method-Validation-HPLC-case-study

Jul 02, 2015

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Page 1: Method-Validation-HPLC-case-study

HPLC Method and Validation basics

— Regulatory guidelines

Shreekant DeshpandeSenior Scientist

Eutech Sci Ser Inc

Page 2: Method-Validation-HPLC-case-study

Outline• HPLC methodology

Content of HPLC test procedure

System Suitability Testing (SST)

Relative Response Factor (RRF)• Validation of HPLC method• Case study

Page 3: Method-Validation-HPLC-case-study

Information Sources• FDA CDER reviewer guideline for validation of

chromatographic methods (1994)• WHO TRS 937 Appendix 4 “Analytical Method Validation

2006• ICH Q2(R1) 2005• Compendial General Chapters• Methods and Validation presentation–Lynda Paleshnuik• Methods and Validation basics–Hua Yin

Page 4: Method-Validation-HPLC-case-study

High Performance Liquid Chromatography (HPLC)HPLC is a separation technique based on a solid stationary phase

and a liquid mobile phase. Separations are achieved by partition, adsorption, or ion-exchange processes, depending upon the type of stationary phase used.

• Chiral• Ion--exchange• Ion--pair/affinity• Normal phase• Reversed phase• Size exclusion

The reversed-phase HPLC with UV detection is most commonly used form of HPLC, is selected to illustrate the parameters of HPLC method and validation.

Page 5: Method-Validation-HPLC-case-study

A flow scheme for HPLC

Page 6: Method-Validation-HPLC-case-study

Content of HPLC test procedureAny analytical procedure submitted should be described in

sufficient detail, includes:

• Materials/Chemicals

• Preparation of mobile phase

• Chromatographic condition:• Column: type (e.g., C18 or C8), dimension (length, inner diameter),

particle size (10μm, 5 μm) • Detector: wavelength• Injection volume• column Temp• flow rate,

Page 7: Method-Validation-HPLC-case-study

Content of HPLC test procedure• Elution procedure: isocratic or gradient elution • Preparation of standards and samples• Operation procedure: sequence of injections• System suitability testing (SST) and criteria• Calculations

QOS 2.3.R.2 analytical procedures and validation summaries

Page 8: Method-Validation-HPLC-case-study

Compendial methodsWhen claim a compendial method, there should be no change in:• The type of column i.e the stationary phases• Detector wavelength• Components in Mobile phase• System suitability testing and criteria

Adjustments to ratio of components in mobile phase, flow rate, column temp, dimension of column, particle size (reduction only), may be necessary to achieve the system suitability criteria.

The allowable variations for each parameter, see Int.Ph 1.14.4 or USP general chapter <621>.

Page 9: Method-Validation-HPLC-case-study

System suitability testing (SST)• Precision:

• Assay: RSD ≤1% (API) or ≤ 2% (FPP), n ≥ 5• Impurities: in general, RSD ≤ 5% at the limit level, up to 10% or

higher at LOQ, n ≥ 6

• Resolution (R): >2

Page 10: Method-Validation-HPLC-case-study

System suitability testing (SST)• Tailing factor/peak asymmetry: (≤ 2)

Page 11: Method-Validation-HPLC-case-study

System suitability testing (SST)• Number of theoretical plates (N): column efficiency ≥ 2000

• Gradient elution is one way to increase the N

Page 12: Method-Validation-HPLC-case-study

System suitability testing (SST)A SST should contain:

• For Assay:

precision + one or more other parameter

• For impurity test:

resolution + precision + one or more other parameter

Page 13: Method-Validation-HPLC-case-study

Relative Response Factor (RRF)

Quantitation of Impurities/ derivatives

• Where the loss of analyte is inevitable, Use IS and RRF!

• Against impurity RS’s: when reference standard available

• Against API itself

Relative response factor should be considered

Page 14: Method-Validation-HPLC-case-study

Relative Response Factor (RRF)• Response factor: the response (e.g. peak area) of drug

substance or related substances per unit weight.

RF= peak area / concentration (mg/ml)

• Relative response factor (RRF): RRF=RF impurity / RF API, OR,

RRF=slope impurity / slope API

Page 15: Method-Validation-HPLC-case-study

Relative Response Factor (RRF)Rifampicine:

y =31.312 x + 4.963

Rifampicine Quinone:

y = 26.198 x + 1.154

RRF= 26.198 / 31.312

=0.84

Page 16: Method-Validation-HPLC-case-study

Relative Response Factor (RRF)• To review:

a) RRF calculation, and

b) if RRF is properly used in the final calculation for % impurity

If RRF within 0.8-1.2, correction may not be necessay• Correction factor= 1/RRF, the reciprocal of the RRF

Page 17: Method-Validation-HPLC-case-study

Review points for HPLC method• is the analytical procedure described in detail including all the parameters ? • is SST well defined to ensure the consistency of system performance?

• The preparation of solutions:• assay: concentration of reference standard should be close to the sample

solution• Quantitation: Sample concentration should fall under standard curve• impurities: concentration of the reference standards should be close to the limit

• The way of quantitation of impuritiesIn case API is used as the reference, RRF should be used or justification of

exclusion should be provided. To check the determination of RRF, check the correction of calculation of

impurities

• confirm/complete the QOS 2.3.R.2

Page 18: Method-Validation-HPLC-case-study

Validation – compendial methodsAssay – API

No validation generally required. Exception: specificity for major impurities not in the monograph.

Assay – FPP Specificity, accuracy and precision (repeatability).

Purity – API and FPPFull validation for specified impurities that are not included in the monograph (specificity, linearity, accuracy, repeatability, intermediate precision, LOD/LOQ)Validation of the limit for individual unknowns, if tighter than that in the monograph: LOQ of the API should be below the limit for individual unknowns

Page 19: Method-Validation-HPLC-case-study

Non-compendial methods

Full validation is required for purity, assay and dissolution methods (HPLC, UV) :

SpecificityLinearityAccuracyRepeatabilityIntermediate precisionLOD/LOQ (not required for assay, dissolution)Robustness (recommended)

Page 20: Method-Validation-HPLC-case-study

Specificity• Blank solution to show no interference • Placebo to demonstrate the lack of interference from excipients• Spiked samples to show that all known related substances are

resolved from each other• Stressed sample of about 10 to 20% degradation is used to

demonstrate the resolution among degradation products• Check peak purity of drug substance by photodiode array detector (PDA): eg

purity angle is lower than the purity threshold.

• Representative chromatograms should be provided with time scale and attenuation indicated

Page 21: Method-Validation-HPLC-case-study

Linearity / Range• The working sample concentration and samples tested for

accuracy should be in the linear range (concentrations Vs. Peak areas)

• Minimum 5 concentrations

• Dilute of stock solution or separate weighings

Page 22: Method-Validation-HPLC-case-study

Linearity / Range

• Assay : 80-120% of the theoretical content of active

• Content Uniformity: 70-130%

• Dissolution: ±20% of limits; eg if limits cover from 20% to 90% l.c. (controlled release), linearity should cover 0-110% of l.c (Label Claim).

• Impurities: reporting level to 120% of shelf life limit• Assay/Purity by a single method: reporting level of the

impurities to 120% of assay limit

Page 23: Method-Validation-HPLC-case-study

Linearity / Range

Correlation coefficient (r)

API: ≥ 0.998

Impurities: ≥ 0.99

y-Intercept and slope should be indicated together with plot of the data

Page 24: Method-Validation-HPLC-case-study

AccuracyAssay

API: against an RS of known purity, or via an alternate method of

known accuracy; analysis in triplicate.

FPP: samples/placeboes spiked with API, across the range of 80-120% of the target concentration, 3 concentrations, in triplicate each.

Report per cent recovery (mean result and RSD): 100±2%ICH Q2 states: accuracy may be inferred once precision, linearity and specificity have been established.

Page 25: Method-Validation-HPLC-case-study

Accuracy

Impurities: API/FPP spiked with known impurities

Experienced in PQ:

Across the range of LOQ to150% of the target concentration (shelf life limit), 3-5 concentrations, in triplicate each. (LOQ, 50%, 100%, 150%)

Per cent recovery: in general, within 80-120%, depends on the level of limit

Page 26: Method-Validation-HPLC-case-study

Precision• System precision:

• by multiple injections (n ≥5) of a homogeneous sample (standard solution).

• RSD ≤ 1% is recommended for assay;

• RSD ≤ 5% is recommended for related substances (reference standards at the limit)

• Indicates the performance of the HPLC system

• As a system suitability test

Page 27: Method-Validation-HPLC-case-study

Precision• Repeatability (method precision)

• Multiple measurements of a sample by the same analyst

• A minimum of 6 determinations at the test concentration (6 times of a single batch), or

• 3 levels (80%, 100%, 120%) , 3 repetitions each (combined with accuracy)

• For Assay: RSD ≤ 2.0%

• For individual impurity above 0.05%, in general, RSD ≤ 10%

Page 28: Method-Validation-HPLC-case-study

Precision• Intermediate precision (part of ruggedness)

• Test a sample on multiple days, analysts, equipments• Repeat the method precision by different analyst in different

equipment using different lot of column on different days• RSD should be the same requirement as method precision

• Reproducibility (inter-laboratory trial)• Not requested in the submission

Page 29: Method-Validation-HPLC-case-study

LOD/LOQ

• signal to noise ratio: LOD 3:1 , LOQ 10:1• May vary with lamp aging, model/manufacturer of detector, column

• standard deviation of the response and the slope of the calibration curve at levels approximating the LOD /LOQ

σ = the standard deviation of the response, base on• the standard deviation of the blank• The calibration curve

should be validated by analysis of samples at the limits.

Page 30: Method-Validation-HPLC-case-study

LOD/LOQ

• LOD: below the reporting threshold• LOQ: at or below the specified limit

Not required for assay/dissolution methods.• Applicant should provide

• the method of determination • the limits,• chromotograms

Page 31: Method-Validation-HPLC-case-study

Robustness• The method's capability to remain unaffected by small but

deliberate variations in method parameters

• Influence of variations of pH in a mobile phase

• Influence of variations in mobile phase composition

• Different columns (different lots and/or suppliers)

• Temperature

• Flow rate

• Evaluate the System suitability parameters

Page 32: Method-Validation-HPLC-case-study

Robustness

Parameters: Change in column temperature ± 5°C

Change in flow rate ± 0. 2ml /min Change in mobile phase Buffer pH ± 0. 2units

Change in organic composition ± 2.0 %

Acceptance Criteria: The system suitability parameters should pass for all the

conditions, All known and Unknown impurities shall be separated from

each other; in sample spiked with impurities.

Page 33: Method-Validation-HPLC-case-study

Conclusion• HPLC methods play a critical role in analysis of

pharmaceutical product• Validation of HPLC should demonstrate that the method is

suitable for its intended use• Review the information in dossier against QOS 2.3.R.2• Data for acceptance, release, stability will only be

trustworthy if the methods used are reliable

Page 34: Method-Validation-HPLC-case-study

Thank you