Mechanical Performance of Electron-Beam-Irradiated UHMWPE in Vacuum and in Air A. M. Visco, 1 L. Torrisi, 2 N. Campo, 1 U. Emanuele, 2 A. Trifiro `, 2 M. Trimarchi 2 1 Industrial Chemistry and Materials Engineering Department, Engineering Faculty, University of Messina, Messina, Italy 2 Physics Department, Science Faculty, University of Messina, Messina, Italy Received 2 March 2007; revised 3 April 2008; accepted 26 May 2008 Published online 5 September 2008 in Wiley InterScience (www.interscience.wiley.com). DOI: 10.1002/jbm.b.31187 Abstract: Ultrahigh molecular weight polyethylene (UHMWPE) was modified by a 5-MeV energy electron beam at different temperatures before, during, and after irradiation, both in air and in high vacuum. Wear resistance, hardness, and tensile strength of irradiated polyethylene were compared with those of untreated one. Physical analyses (like infrared spectroscopy and calorimetric analysis) were carried out to investigate about the changes in the material induced by irradiation. Experimental results suggested that structural changes (double bonds, crosslinks, and oxidized species formation) occur in the polymer depending on the environmental conditions of the irradiation. Mechanical behavior is related to the structural modifications. A temperature of 1108C before, during, and after the in vacuum irradiation of UHMWPE produces a high amount of crosslinks and improves polymeric tensile and wear resistance, compared to that of the untreated material. ' 2008 Wiley Periodicals, Inc. J Biomed Mater Res Part B: Appl Biomater 89B: 55–64, 2009 Keywords: polyethylene (UHMWPE); radiation; oxidation; crystallinity; mechanical properties INTRODUCTION UHMWPE (ultrahigh molecular weight polyethylene) rep- resents a polymer with special properties in terms of me- chanical resistance, biocompatibility, chemical inertia, and ductility. It has been used for over 30 years in different fields, such as microelectronics, chemistry, engineering, biology, and medicine. 1 Several studies have been concerned with UHMWPE improving the properties of UHMWPE by using irradiation processes. 2–6 Irradiation effects induced on UHMWPE are difficult to predict and very complex, despite the simple polymeric structure. Generally, free radicals are produced during the polyeth- ylene irradiation; they create new chemical bonds as well as chain scissions. 7 In an inert environment or under vacuum, as well as the presence of air, free radicals can react with one another to form intermolecular and/or intramolecular carbon–carbon bonds. These events prevail over chain scissions in polyeth- ylene irradiated in vacuum or in an inert environment. If chains mobility is enough, intermolecular crosslinks prefer- entially occurs. Crosslinks formation enhances the material wear resistance since a polymeric network better opposes to the wear stress. 8 When irradiation is performed in the presence of air, free radical easily react with oxygen result- ing in broken chains that contain oxidized species. Chain scission reactions decrease the material performance when compared with untreated UHMWPE. 9 So, irradiation does not always improve polymer quality; sometimes irradiation worsen it. For example, the gamma radiation sterilization in air at a dose of 25 kGy is com- monly performed on medical prostheses. This process improves the wear resistance of UHWMPE immediately af- ter irradiation. However, gamma radiation sterilization also enhances the delamination wear after long-term implanta- tion, as a consequence of the slow oxidation process initi- ated by long-lived free radicals in the presence of oxygen. 10 When UHMWPE is exposed to irradiation in an inert environment and then aged in air, chain scission prevails over crosslinking formation. 11 Also in this case, oxygen is able to enter readily into the material and react with the long-lived radicals that have not had the opportunity to crosslink. 12 These studies clearly suggest the necessity to perform the irradiations without the presence of oxygen before, during, and after modification with irradiation. It is also Correspondence to: A.M. Visco (e-mail: [email protected]) ' 2008 Wiley Periodicals, Inc. 55
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Mechanical Performance of Electron-Beam-IrradiatedUHMWPE in Vacuum and in Air
A. M. Visco,1 L. Torrisi,2 N. Campo,1 U. Emanuele,2 A. Trifiro,2 M. Trimarchi2
1 Industrial Chemistry and Materials Engineering Department, Engineering Faculty, University of Messina,Messina, Italy
2 Physics Department, Science Faculty, University of Messina, Messina, Italy
Received 2 March 2007; revised 3 April 2008; accepted 26 May 2008Published online 5 September 2008 in Wiley InterScience (www.interscience.wiley.com). DOI: 10.1002/jbm.b.31187
Abstract: Ultrahigh molecular weight polyethylene (UHMWPE) was modified by a 5-MeVenergy electron beam at different temperatures before, during, and after irradiation, both inair and in high vacuum. Wear resistance, hardness, and tensile strength of irradiatedpolyethylene were compared with those of untreated one. Physical analyses (like infraredspectroscopy and calorimetric analysis) were carried out to investigate about the changes inthe material induced by irradiation. Experimental results suggested that structural changes(double bonds, crosslinks, and oxidized species formation) occur in the polymer depending onthe environmental conditions of the irradiation. Mechanical behavior is related to thestructural modifications. A temperature of 1108C before, during, and after the in vacuumirradiation of UHMWPE produces a high amount of crosslinks and improves polymeric tensileand wear resistance, compared to that of the untreated material. ' 2008 Wiley Periodicals, Inc.
J Biomed Mater Res Part B: Appl Biomater 89B: 55–64, 2009
61MECHANICAL PERFORMANCE OF ELECTRON-BEAM-IRRADIATED UHMWPE
Journal of Biomedical Materials Research Part B: Applied Biomaterials
macromolecular chains. In contrast, the presence of cross-
links induces a stable network in the polymer.
The reduced chains mobility of the A1 and V1 samples
favored the formation of intramolecular double bonds de-
spite the intermolecular crosslinks.
The A3 and V3 samples, which contain free radicals,
showed the lowest amount of crosslinks and/or new chemi-
cal bonds (like trans vinylene double bounds or oxidized
species).
The A2 samples had a high amount of crosslinks (besides
trans vinylene double bounds and oxidized species) as sug-
gested by the appreciable increase in crystallinity.
The V2 samples showed the highest structural order and
therefore, the highest crosslink amount, with double bonds
presences and without any oxidized species.
So a thermal treatment at 1108C before, during, and af-
ter the irradiation, enhanced the molecular mobility favor-
ing free radicals reactions and their stabilization. At this
temperature the polymer chains are not yet melted but, due
to their gel state, they have enough mobility. In this way,
they create new molecular organizations. A temperature
lower than 1108C (258C, for example) does not allow the
chain fragments mobility. A temperature higher than 1108C(for example at 130 or 1508C) starts the process of material
melting, strongly decreasing its crystallinity and, hence, the
material stiffness.22
Moreover, UHMWPE irradiated at 1108C (before, dur-
ing and after) showed the best mechanical performance
among all the investigated samples. The ductile to brittle
transition of irradiated UHMWPE is partially reduced by
the crosslinks and double bonds formation beside the ab-
sence of oxygenated species. In fact the UHMWPE irradi-
ated in vacuum (V2) showed a better mechanical
performance compared with the air irradiated specimens
(A2).
This different behavior can be related to a different poly-
meric structure modification of both the crystalline ordered
and the amorphous disordered regions.
In the crystalline region, a structural order increase
occurred in all the samples after the radiation process,
regardless of the environmental conditions (air or vacuum),
as indicated by the DSC results. This increase is due to an
intermolecular bond formation in the amorphous phase
(such as crosslinks) and/or to crystalline lamellar thickness
growth in the ordered crystalline phase.
A thermal treatment at 1108C before and during the irra-
diation favors the crystals growth, but does not allow any
new crystal organizations. This organization is instead pos-
sible during the thermal annealing performed after irradia-
tion. In fact, during the 60 min at 1108C, free radicals
undergo molecular reorganizations. Crosslinks are created
and new crystal organizations are enhanced, according to
Medel et al.23 For these reasons the A3 and V3 samples,
which were heated only before and during irradiation,
showed the lowest crystallinity and therefore, the lowest
crosslink amount among the studied samples. Besides, their
lamellar thickness is higher than that of A1 and V1 but
comparable to that of A2 and V2 one. Also the A1 and V1
samples, which were heated only after irradiation, had the
smallest lamellar thickness and a crystallinity higher than
that of A3 and V3 samples. Additionally, the A2 and V2
samples showed the highest lamellar thickness and the
highest crystallinity since they contained the highest
amount of crosslinks among the studied samples.
So, a thermal treatment before, during, and after the irra-
diation is necessary to increase both the crystallinity and
their lamellar thickness. These microstructural parameters
influence the mechanical performance of the UHMWPE.
Among the investigated physical–mechanical parame-
ters, it was observed that only the material stiffness
increase in the UHMWPE regardless of the radiation envi-
ronment. All the other parameters were instead influenced
by the presence of air during the radiation process. For this
reason, an increase in crystallinity could be related to the
enhancement in material stiffness.24 Electron beam radia-
tion modifies the disordered amorphous regions, producing
both crosslinks and oxidized species depending on the irra-
diation environment.25 Crosslink preferentially occurs in
vacuum while oxidized species preferentially occurs in air,
as suggested by the FTIR and DSC results.
Wear measurements also confirmed that a high amount
of crosslinks was formed during the in vacuum irradiation.
The presence of crosslinks prevents free sliding of the
polymer chains; debris formation can be highly contrasted
by the reinforced chains which better resist the rotating pin
mechanical stress. The reinforcement action of the cross-
links enhance the polymeric mechanical wear resistance.14
So, the samples irradiated in air (A2) had lower wear re-
sistance than samples irradiated in vacuum, (V2). On the
contrary, A2 showed a higher hardness compared to V2
and UT samples. A possible explanation for the different
hardness could be related to the chemical modification of
amorphous chains during irradiation in air. The formation
of new oxidized species probably induces new hydrogen
bonds or, generally, new physical intermolecular interac-
tions. These interactions harden the macromolecular struc-
ture of A2 samples that became stronger, less deformable,
and more brittle compared to UT and V2 samples.
TABLE IV. Crystallinity, Melting Temperature, and LamellarThickness Values of the UT, A1, A2, A3, V1, V2, V3 Samples
Sample
Code
Crystallinity
vc (%)
Melting
Temperature
Tm (8C)
Lamellar
Thickness
LC (nm)
UT 52.7 6 0.7 135.9 6 0.5 27–30
A1 56.5 6 1.2 137.9 6 0.7 35–40
A2 59.6 6 1.8 138.6 6 0.4 37–42
A3 54.2 6 1.1 138.7 6 0.5 37–43
V1 71.9 6 1.9 137.6 6 0.8 32–39
V2 81.1 6 2.2 138.4 6 0.6 35–42
V3 68.8 6 2.0 138.3 6 0.7 34–41
62 VISCO ET AL.
Journal of Biomedical Materials Research Part B: Applied Biomaterials
The different yielding strength could be related to the
changes in molecular mobility that occurred in the amor-
phous region depending on the irradiation environment.25
In the presence of oxygen, as in the presence of free radi-
cals, chain scission occurs in the amorphous region. The
broken chains are easily orientated toward the stress direc-
tion favoring polymeric yielding. For this reason, the A-se-
ries samples yielding stress was lower compared with the
V-series samples ( except V3 that contained free radicals)
and untreated UHMWPE samples.
The yield stress of polyethylene increases with crystal
thickness up to 40 nm and saturates above this value, as
reported by Galeski.26 The crystal thickness of �40 nm,
together with the oxygen absence and a high crosslink
amount, explains the highest yield stress of the V2 samples
among all the studied samples.
These observations suggested that heating during the
irradiation with electron beam and annealing after irradia-
tion are useful to improve the material only if oxygen is
eliminated by vacuum and if free radical are stabilized by
an annealing treatment. In fact, in vacuum the material
stiffness, work to fracture, strength, tensile yielding, and
wear resistance increased.
So, experimental results showed that high vacuum irra-
diation at 1108C and a post-treatment at 1108C for 1 h
gives the highest material mechanical performance for all
UHMWPEs studied.
This observed improvement in mechanical performance
was very attractive, however for medical applications of
UHMWPE components, the costs must also be considered,
since the high vacuum application is expensive. We should
also remember that changes in prostheses also require an
additional surgical operation. For this reason it is necessary
to carry out a more detailed investigation in order to choose
the very best UHMWPE treatment to increase in vivo per-
formance, and thereby decrease surgical failures. With this
aim, further investigations such as fatigue resistance will be
necessary to predict the material behavior during dynamic
stresses. In addition, it should also be interesting to perform
accelerate ageing in the presence of oxygen27 to check the
long-term stability of the modified material.
CONCLUSIONS
In this study, electron-beam irradiations were performed on
UHMWPE samples in air and in vacuum under different
thermal conditions. Among all the tested conditions, the
100 kGy irradiated UHMWPE under vacuum at 1108C and
annealed at the same temperature for 1 h exhibited good
mechanical performance and wear resistance.
Heating before and during irradiation at the temperature
of 1108C enhanced chain mobility and crystal growth. Dur-
ing the thermal annealing just after the irradiation, at the
same temperature, intramolecular double bonds and inter-
molecular crosslinks were highly favored. Free radicals
react in such a way to obtain a structurally stable material.
The electron beam irradiation process changed the mate-
rial structure and, consequently, its mechanical perform-
ance. Ordinate crystalline region increased and stiffened
the polymer. Amorphous region changes are related to oxy-
gen presence and thermal annealing. The oxygen presence
and the lack of thermal annealing enhanced chains scis-
sions reaction compared with the crosslinks and double
bonds formation. Vice versa in vacuum and with thermal
annealing. When chain scission occurred, the broken chains
were easily orientated toward the stress direction. This
favored the material yielding at lower stress values with
respect to the untreated UHMWPE. The oxidized species
presence hardened the material, which became brittle for
the physical intermolecular interactions between the chains.
In vacuum, oxygen presence was highly reduced. The
materials showed a high wear resistance and tensile yielding
since the high amount of crosslinks bonds stiffened the
amorphous chains opposing to the tensile and wear stresses.
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