1 Maximum effect, minimum outlay: the coherence of Leibniz’ fruitfulness criterion Leibniz’ belief that the actual world is the best possible world is one of the most well-known aspects of his philosophy. 1 It is also well known that Leibniz offers a number of apparently very different definitions of “best possible world”. 2 In this paper I want to consider just one of these definitions, upon which much of the recent literature has focused, which we may call the “fruitfulness criterion”. 3 On this criterion, put simply, the best possible world has the simplest laws but the most complex phenomena. The laws can be called “fruitful” because they produce much more complexity than they possess themselves. Recent literature has questioned whether the fruitfulness criterion means that, in Leibniz’ view, God was forced to trade some complexity of phenomena for the sake of having simpler laws, or whether Leibniz thinks that the actual world has more complex phenomena than any other and
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Maximum Effect, Minimum Outlay: The Coherence of Leibniz's Fruitfulness Criterion
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1
Maximum effect, minimum outlay: the coherence of Leibniz’
fruitfulness criterion
Leibniz’ belief that the actual world is the best possible
world is one of the most well-known aspects of his
philosophy.1 It is also well known that Leibniz offers a
number of apparently very different definitions of “best
possible world”.2 In this paper I want to consider just one
of these definitions, upon which much of the recent
literature has focused, which we may call the “fruitfulness
criterion”.3 On this criterion, put simply, the best
possible world has the simplest laws but the most complex
phenomena. The laws can be called “fruitful” because they
produce much more complexity than they possess themselves.
Recent literature has questioned whether the fruitfulness
criterion means that, in Leibniz’ view, God was forced to
trade some complexity of phenomena for the sake of having
simpler laws, or whether Leibniz thinks that the actual
world has more complex phenomena than any other and
2
unusually simple laws.4 And there is disagreement over
whether the fruitfulness criterion is supposed to be
definitive of the best possible world or simply a feature
that it happens to instantiate. Was God’s motive in choosing
to instantiate this possible world the fact that it has
simple laws and complex phenomena, or did he follow other
criteria? Are there other features which both laws and
phenomena may have which are also desirable, but not linked
to their simplicity and complexity?5
In this paper, however, I want to consider something
slightly different, namely whether the fruitfulness
criterion – as Leibniz defines it – is coherent at all; and
whether, supposing that it is coherent, it is consistent
with other elements of his philosophy.
I
What exactly is the fruitfulness criterion for ranking
possible worlds? The main text in which Leibniz sets it out
3
is the Discourse on metaphysics, sections 5 and 6. There, he
writes:
God has chosen that world which is the most perfect, that is to say,
which is at the same time the simplest in its hypotheses and the richest
in phenomena, as might be a geometric line whose construction would be
easy but whose properties and effects would be very remarkable and of a
wide reach.6
What does Leibniz mean by “hypotheses”? He explains in the
preceding passage:
...if someone draws an uninterrupted curve which is now straight, now
circular, and now of some other nature, it is possible to find a
concept, a rule, or an equation common to all the points of the line, in
accordance with which these very changes must take place. There is no
face, for example, whose contour does not form part of a geometric curve
and cannot be drawn in one stroke by a certain regular movement. But
when the rule for this movement is very complex, the line which conforms
to it passes for irregular.7
4
We can see here an ambiguity in Leibniz’ understanding of
“hypotheses”. On the one hand, a “hypothesis” is a description
of a phenomenon or group of phenomena. Leibniz imagines a
curve being drawn, and an observer deducing a rule or
equation which describes each part of it accurately. In
theory, we could find such an equation to describe any
geometrical figure that we come across. But on the other
hand, a “hypothesis” is a rule for creating a phenomenon or
group of phenomena. Leibniz imagines a pen drawing a curve
by following a rule which has already been specified.
For the moment, we can set that ambiguity aside. In the case
of a mathematical figure which is described by an equation,
that equation functions as both a description and a rule; it
can describe a pre-existing figure or be used as an
instruction for creating a new one. So if there is ambiguity
in Leibniz’ understanding of the relation between
“hypothesis” and “phenomenon”, it may not be a problematic
ambiguity, at least as far as defining fruitfulness goes.
5
What of the dual criteria of “simplicity” and “richness”,
applied to hypotheses and phenomena respectively? Donald
Rutherford has argued that “simplicity” of hypotheses means
universality:
…Leibniz equates the simplicity of laws with their degree of
universality, or freedom from exceptions. On this reading, the simplest
natural laws would be those, like Newton’s law of gravitation, applying
to the greatest variety of cases under the widest range of
circumstances. Such laws could be understood as more “productive” of
phenomena insofar as a richer variety of types of phenomena are subsumed
under them.8
But it is hard to find textual basis for this
interpretation. In fact, the geometrical illustration that
Leibniz gives surely rules it out. In the passage quoted
above, he envisages a collection of dots connected by a
single line. In any such geometrical pattern, all of the
dots lie on the line: he tells us that “there is no face…
whose contour does not form part of a geometric curve”. So
in the context of geometrical figures of this kind, all of
6
the “phenomena” are necessarily captured by the
“hypothesis”. There are no dots that are not on the line;
there are no features of the face that are not part of the
geometric curve. In a geometrical context, then, simplicity
cannot mean universality, because all hypotheses have
universal application by definition. Simplicity here must
mean something else. The obvious candidate is parsimony of
mathematical terms. A line that is described by the formula
x=y has a simpler formula than one that is described by
x=y*y, and we could say that a simpler formula is one that
contains fewer terms. Rutherford suggests that there is
“little reason” to think that Leibniz conceives of the
simplicity of natural laws in this same sense.9 But the fact
that Leibniz offers the example of geometrical lines and
curves as an illustration of what he means by “hypotheses”
in the natural world is surely a very good reason to think
that this is precisely what he means by simplicity of
hypotheses.10
7
Richness, in the context of geometrical figures, seems a
little harder to define. Leibniz’ examples imply that he is
thinking of figures that are simply more interesting, “whose
properties and effects [are] very remarkable and of a wide
reach”.11 This seems rather vague. Some kind of complexity
seems to be implied, but it must be a regular complexity;
elsewhere, Leibniz likens evils to unexpected irregularities
in a geometrical figure.12 Had fractal geometry existed in
Leibniz’ day, perhaps he would have used that as an
illustration: figures that are, in theory, infinitely
complex, but in a regular way, following the recursion of
relatively simple rules.
We can, then, define the fruitfulness criterion simply like
this. On this criterion, the more a possible world has the
following characteristics, the better it is:
Definition 1: As many interesting and complex phenomena as
possible, described by rules that contain the fewest terms
possible.
8
But there is a problem with this. Rules themselves are
phenomena. There is a fundamental disanalogy between
geometry and possible world description: in geometry, the
figure being drawn and the formula that describes it are
1 It is the first thing he argues in the Discourse on metaphysics G IV 427; L
303. I use the following abbreviations for editions of Leibniz’
writings: Couturat, L., ed. (1966) Opuscules et fragments inédits de Leibniz
Hildesheim: Olms (C); Gerhardt, K., ed. (1965) Die philosophischen Schriften
Hildesheim: Olms (G); Mason, H., ed. (1967) The Leibniz-Arnauld correspondence
Manchester: Manchester University Press (M); Remnant, P. and Bennett,
J., eds. (2003) New Essays on human understanding Cambridge: Cambridge
University Press (R&B); Loemker, L., ed. (1956) Philosophical papers and letters
Chicago, IL: University of Chicago Press (L); Farrer, A. and Huggard,
E., eds. (1951) Theodicy London: Routledge & Kegan Paul (H).
2 The passage that enumerates the most of these definitions in one place
is perhaps Principles of nature and grace G VI 603; L 639. For an account of
the differing opinions on how to relate these different definitions to
each other, see Jolley, N. Leibniz London: Routledge 2005 pp. 162-66.
3 The literature on the “fruitfulness criterion” includes Gale, G. “On
what God chose: perfection and God’s freedom” in Studia Leibnitiana vol. 8
no. 1 1976; Wilson, C. “Leibnizian optimism” in The journal of philosophy vol.
80 no. 11 1983; Blumenfield, D. “Perfection and happiness in the best
9
clearly different things. The formula is not part of the
figure.13 But Leibniz is very clear that the rules according
to which a possible world operates are part of that world.
This is a key element in his attempt to overthrow
Malebranche’s belief that the existing world is not the best
possible world” in Jolley, N., ed. The Cambridge companion to Leibniz
Cambridge: Cambridge University Press 1995; Rescher, N. “On some
purported obstacles to Leibniz’s optimalism” in Studia Leibnitiana vol. 37
no. 2 2005; and Strickland, L. Leibniz reinterpreted London: Continuum 2006,
ch. 4 and especially ch. 5.
4 Nicholas Rescher has argued for the first of these interpretations
(Leibniz’s metaphysics of nature Dordrecht: Reidel 1981 p. 11), as has Nicholas
Jolley (2005) pp. 165-66; while David Blumenfield (1995) has argued for
the second (pp. 386-87). Indeed, Blumenfield argues that Leibniz holds
that the actual world has more complex phenomena than any other and also
simpler laws than any other, making it not only the best possible but
completely perfect, at least on the fruitfulness criterion. Lloyd
Strickland (2006) pp. 70-73 agrees with Blumenfield.
5 On these latter points, see Rutherford, D. Leibniz and the rational order of
nature Cambridge: Cambridge University Press 1995 (hereafter 1995a) pp.
22-31. Rutherford argues that, for Leibniz, “simplicity” of laws is
really a matter of “order” rather than simplicity per se, and that order
tends to produce optimal phenomena, so God faces no dilemma in trying to
10
possible. Like Leibniz, Malebranche had insisted that God
wants to have the simplest laws he can, and that this is a
determining factor in God’s choice of possible world to
actualise. However, Malebranche conceived of the laws as
distinct from the worlds; on his view, God is constrained to
maximise both. Moreover, both laws and phenomena have other optimality-
producing features, such as “quantity of essence” in the case of
phenomena (p. 23) and force-preservation in the case of laws (p. 28). On
the latter point, Rutherford is surely right, which leads to the
question of how the fruitfulness criterion is to be related to other
criteria of ranking possible worlds. That is a question that lies
outside the scope of this paper. On the former point, however, I
disagree with Rutherford’s analysis of what Leibniz means by
“simplicity”. As I argue (below), Leibniz does appeal to “order” in the
context of defending the fruitfulness criterion, but he does not suggest
that “order” and “simplicity” are the same thing.
6 Discourse on metaphysics G IV 43; L 306. Rutherford (1995a) p. 27 expresses
a doubt that Leibniz’ reference to “the most perfect” world is meant “in
its strict technical sense”. The main reason for thinking this is that
the fruitfulness criterion described here seems to conflict with other
definitions of the best possible world that Leibniz gives elsewhere. As
I have indicated, I do not aim here to address the question of the
relation between the fruitfulness criterion and other possible
11
choose a particular possible world over the others because
he can actualise that possible world by using simpler laws.
God therefore makes the best choice that he can, but the
world he actualises is not the best. Leibniz, by contrast,
conceives of the laws as part of the possible world in
definitions of optimality.
7 Discourse on metaphysics G IV 43; L 306
8 Rutherford (1995a) p. 27
9 Rutherford (1995a) p. 27
10 Strickland (2006) p. 69 rejects Rutherford’s interpretation for a
similar reason.
11 A similar idea is suggested in the Theodicy, where Leibniz argues that
it is undesirable to have everything always the same, even if they are
the best – we would not want to have only copies of Virgil in the
library, or to drink only out of golden cups, or to eat only partridges.
See Theodicy 124; H 198. The implication is that richness is a matter not
simply of having many individuals in the world, but of these individuals
being of many different kinds. See Strickland (2006) p. 49. Moreover,
although Leibniz does not explicitly say so, he may also consider
richness to involve gradation within the many different kinds; so there
is variety not simply in the fact that different individuals instantiate
different properties, but that even among those that instantiate the
same properties, they do so to different degrees. See Tlumak, J. Classical
12
question. For Leibniz, if God makes the best choice that he
can, then he has created the best possible world.14
So for Leibniz, the laws that determine what the world is
like are part of the world. They are among the things that
God actualises, not simply one of the constraints upon what
he decides to actualise. And if that is so, then the simple
distinction between formula and figure, which makes sense in
geometry, breaks down when one tries to transfer it to
modern philosophy Abingdon; New York: Routledge 2007 p. 162-63.
12 Theodicy 242; H 277
13 Analytic geometry holds that formulae and geometric figures are in
some sense the same thing: they are merely different ways of expressing
or describing the same mathematical object. Even on such an
understanding, however, the formula and the figure themselves are
distinct expressions of that object, just as “The cat is black” and “Le
chat est noir” are different sentences that express the same
proposition. Similarly, in the passage we are considering, Leibniz
distinguishes between the line that is drawn on paper and the rule that
describes (or prescribes) the drawing of that line. Although they may
express the same thing, the rule and the line are not identical.
14 See Wilson (1983) pp. 770-72, 774-77; Jolley (2005) pp. 160-61.
13
phenomena and rules. We can see that this is so when we bear
in mind that the rules – such as natural laws – are among
the elements of the world that we can consider. That is, a
natural philosopher may deduce the inverse square law of
gravitational attraction from his study of the behaviour of
the planets; both the planets and the law that governs their
movements are therefore the objects of his study. For the
natural philosopher, the law is among the phenomena of the
universe.
But this means that the definition of fruitfulness that we
have suggested is inadequate. It cannot be the case that the
fruitfulness criterion requires simple laws and complex
phenomena simpliciter, because laws are a subset of
phenomena. There is therefore an inconsistency at the heart
of our first definition; so we must revise it to this:
Definition 2: The phenomena apart from the rules must be as
complex and interesting as possible, described by rules that
contain the fewest terms possible.
14
This immediately raises the question why laws are the one
kind of phenomenon that, in the best possible world, are
simple, when all the other kinds of phenomena are complex.
What is it about laws that makes their value vary in a way
that is the opposite to everything else? This is a question
to which we will return later.
II
There is another problem: the same set of phenomena can be
described by different rules. This is true in three different
ways. The first is this. In the passages we have seen
already, Leibniz speaks in terms of a single “rule” that
describes the phenomena in question; he envisages, for
example, a single equation that describes a geometrical
figure, no matter how complex and irregular-seeming that
figure may be. And he tells us that, ideally, this equation
should be as simple as possible. But in other passages he
seems to envisage a number of rules underlying a given set
15
of phenomena, and he tells us that rather than having a
simpler rule, we should desire fewer of them:
...where wisdom is concerned, decrees or hypotheses are comparable to
expenditures, in the degree to which they are independent of each other,
for reason demands that we avoid multiplying hypotheses or principles,
somewhat as the simplest system is always preferred in astronomy.15
Here, the concern is over the number of laws or decrees, not
their internal structure. Simplicity, then, is a dual
criterion – it means, first, having as few rules as
possible, and second, having rules that are themselves as
simple as possible. We can thus amend our definition of
fruitfulness like this:
Definition 3: The phenomena apart from the rules must be as
complex and interesting as possible, described by as few
rules as possible, and those rules must contain the fewest
terms possible.
15 Discourse on metaphysics G IV 43; L 306
16
The other two ways in which a single set of phenomena may be
described by different rules are more problematic, however.
The first is based upon Leibniz’ argument that any haphazard
collection of objects can be described by some set of
general laws:
...not only does nothing happen in the world which is absolutely
irregular but one cannot even imagine such an event. For let us assume
that someone puts down a number of points on paper entirely at random,
as do those who practice the ludicrous art of geomancy; I maintain that
it is possible to find a geometric line whose law is constant and
uniform and follows a certain rule which will pass through all these
points and in the same order in which they were drawn.16
Although Leibniz speaks of “a” line, there is of course, for
any pattern of points, an infinite number of lines that
could be drawn to pass through them; moreover, on Leibniz’
principles, every one of these lines (and not simply a small
subset of them) would be constant, uniform, and describable
by a rule. This means that the “fewer laws” element of
simplicity becomes meaningless, since it is logically 16 Discourse on metaphysics G IV 43; L 306. See also Theodicy 242; H 277
17
impossible to have anything other than an infinite number of
laws no matter what the phenomena are. It also means that
the “simpler laws” element of simplicity becomes
meaningless, because these laws must vary in complexity. For
any pattern of dots, there are an infinite number of rules
available describing lines that pass through them all, and
these rules vary enormously in complexity; among them there
will always be incredibly complex rules.
If the analogy between points and lines on paper, on the one
hand, and phenomena and laws in possible worlds, on the
other, is to stand up, then for any possible world, the
phenomena it contains (other than the laws themselves) might
have been generated by a different set of laws. Indeed,
there are presumably an infinite number of possible sets of
laws for any given set of phenomena which might have
generated those phenomena; and these sets of laws will vary
enormously in complexity. But if this is so, then we cannot
talk about “the” rule or set of rules that underlies any
given possible set of phenomena. And we cannot rank possible
18
sets of phenomena by the simplicity or complexity of their
rules, because not only can each set of phenomena be
described by an infinite number of rules, but in all cases,
many of those rules will be extremely complex.
We must therefore refine our definition of fruitfulness to
take account of this. Although there are an infinite number
of rules for any possible set of phenomena, there is
presumably one rule which is the simplest. Or if there is no
single simplest rule, there will be several equally simple
ones which are not surpassed in simplicity by any other. It
is the complexity of this simplest rule or set of simplest
rules that is important, because we can rank different sets
of phenomena by the complexity of their simplest rules. In
other words, despite the infinite number of rules (and
massive complexity of many of those rules) available for
every possible set of phenomena, we can still rank sets of
phenomena by simplicity. So we can refine the definition of
fruitfulness like this:
19
Definition 4: The phenomena apart from the rules must be as
complex and interesting as possible, and among the sets of
rules that describe them, there should be a set which
contains as few rules as possible, and these rules should
contain the fewest terms possible.
III
I stated above that there are three different ways in which
the same phenomena can be described by different sets of
rules. The third way is this. In Leibniz’ view, there are
what we might call different levels of rules. He tells us:
...from the first essential laws of the series – true without exception,
and containing the entre purpose of God in choosing the universe, and so
including even miracles – there can be derived subordinate laws of
nature, which have only physical necessity and which are not repealed
except by a miracle, through consideration of some more powerful final
cause. Finally, from these there are inferred others whose universality
is still less; and God can reveal even to creatures the demonstrations
of universal propositions of this kind, which are intermediate to one
20
another, and of which a part constitutes physical science. But never, by
any analysis, can one arrive at the absolutely universal laws nor at the
perfect reasons for individual things; for that knowledge necessarily
belongs to God alone.17
There are, then, three kinds of law at work in the universe,
but Leibniz’ analysis is rather confusing. The first problem
concerns the “first essential” laws, which are absolutely
universal and have no exceptions at all.18 Leibniz states
that these are the laws that God follows in choosing which
possible world to create. He also tells us that no-one can
know these laws. But here there is a contradiction, for
Leibniz himself frequently tells us that one of the laws God
follows in deciding which possible world to create is the
principle of the best: he creates the best of all the
possible worlds, and this is because God always does what is
best. That seems to be an essential law governing God’s
behaviour, to which there are no exceptions at all, which
17 Necessary and contingent truths C 19-20; P 99-100
18 He also calls them “primary free” (libres primitifs) laws – see Letter to
Arnauld, 14 July 1686 G II 51; L 333.
21
can be known – at least, Leibniz thinks he knows it. On the
assumption that Leibniz would not be guilty of such a
glaring inconsistency, it makes sense to understand these
“first essential” laws not as laws that govern the way God
makes his choices but as laws that govern the possible world
itself. In surveying the various possible worlds, God also
surveys the laws that govern them. One of the factors
influencing his choice of which world to create is the kind
of laws that govern it; he wants laws of a particular kind
that will produce phenomena of a particular kind. It is in
this sense that these “first essential” or primary laws
influence God’s decision; they are part of the universe
itself which is the object of the divine will, not external
constraints upon that will.19 The fact that God always
follows the principle of the best should therefore not be
considered a primary law of the kind that Leibniz is
speaking of here, so there is no contradiction in his saying
that it can be known while primary laws are unknowable.
22
What of the second and third kinds of law? With the second
category, Leibniz seems to be thinking of general physical
laws. He goes on to give the example of the tendency of
things to fall towards each other. Gravitational attraction,
then, is a law of the second kind. But in the passage quoted
above, Leibniz specifies that laws of the third kind are also
found in physical science. What sort of laws could these be?
Perhaps Leibniz is thinking of the laws of biology, such as
the law that all living things respire, or something along
those lines. These laws are universal in a sense, but they
do not apply to all objects in the universe. A key
difference between these laws and those of the second group
is that we can understand why the former hold, but not the 19 By “external constraints” here I mean external to God. The laws
governing the different possible worlds are constraints upon God’s will,
and they are external to that will in the sense that possible worlds are
within God’s understanding rather than his will, but by the same token
they are constraints that are internal to God’s understanding. For
Leibniz, it is God’s understanding that both constrains and determines
his will; as elements of the possible worlds that are contained in his
understanding, natural laws play this role too. See, for example,
Theodicy 225; H 267-68.
23
latter. Thus, if we know the physical laws of the universe –
or at least some of them – we can understand why a cow would
die if dropped from a great height; we know that it would
fall, and we know the effects that this would have upon its
body. But although we know that it would fall in the first
place (we know of a law or group of laws which entail this),
we do not really understand why (we do not know how or why
those laws operate).
We have, then, three kinds of law, which correspond to three
degrees of knowledge that we can have about them:
1. Primary laws, which are completely universal, and which
we cannot know or understand at all.
2. Secondary laws, which are universal except when
suspended by a miracle, and which we can know, but not
understand.20
3. Tertiary laws, which are universal only within certain
contexts, and which we can both know and understand.
24
Moreover, the later levels of laws are parasitic upon the
earlier ones. That is, these are not simply different sets
of laws with different properties; secondary laws arise from
the operation of primary laws, and tertiary laws arise from
the operation of secondary ones. Leibniz expresses this when
he tells us that secondary laws are “derived” from primary
ones, and that tertiary ones can be “inferred” from
secondary ones. Precisely what relation this is meant to
denote is unclear. It cannot mean that we, human beings,
deduce tertiary laws from our knowledge of secondary laws,
20 As the passage from Necessary and contingent truths makes clear, Leibniz
regards miracles not as violations of natural laws but as events where
the operation of primary laws requires the suspension of the operation
of secondary laws. Since we may know secondary laws but not primary
laws, they appear to us to be exceptions or violations to natural laws.
The fact that non-miraculous events are in principle understandable as
arising from the operation of natural laws, while miraculous ones are
not understandable in this way, is an important distinction – see
Rutherford (1995) p. 241 – but it does not obscure the fact that
miracles nevertheless do arise from the operation of natural laws. They
are merely primary laws rather than secondary ones, and thus hidden from
our understanding. See Jolley (2005) pp. 44, 150
25
and secondary laws from our knowledge of primary laws,
because we do not know primary laws at all. The idea seems,
rather, to be that the operation of primary laws gives rise
to that of secondary laws, and the operation of secondary
laws gives rise to that of tertiary laws. Thus, it is
because the laws of nature are as they are that dropping
cows tends to kill them; it is not that God has decided to
create certain secondary laws and then decided to create
certain tertiary ones. Creating the secondary laws
automatically means creating the tertiary ones. That is why
we can understand tertiary laws, because we can know the
secondary laws upon which they are based. And that, too, is
why although we can know secondary laws, we cannot
understand them, because they are based upon the primary
laws that we do not know at all. We may say, then, that
secondary laws supervene upon primary laws, understanding
this in a strong sense to mean that the (near-universal)
operation of the secondary laws is simply part of the
(universal) operation of the primary laws. Similarly, the
operation of the tertiary laws is simply part of the
26
operation of the secondary laws. For example, the operation
of the laws that govern the biological functions of
organisms is really just part of the operation of the laws
that govern physical bodies in general; within the physical
world, governed by physical laws, some bodies are
constituted in such a way that the operation of the physical
laws upon them produces behaviour which may also be
understood as following biological laws, which govern those
bodies alone. It is in this sense that tertiary laws are
“derived” from secondary laws, and secondary laws are
“derived” from primary ones.
Which entities do the laws govern? We have spoken of
“objects” and “phenomena”; does this mean “substances”?21 As
is well known, Leibniz’ views on which entities qualify as
substances developed over the course of his career. Broadly
speaking, early in his career he believed that individual
bodies – the kind that Aristotle treats as primary
substances in the Categories – were substances, but later in
his career he shifted to the position that monads, which are
27
immaterial, are the only true substances, and that bodies
are merely well founded phenomena.22 The texts we are
considering date from before the time when Leibniz had fully
developed the later view; we may, then, legitimately suppose
that the objects which he considers to be governed by the
laws he mentions are either substances or phenomenal objects
(such as bodies), since there is not a clear distinction
between them. But how should we interpret Leibniz’ texts on
the laws within the context of his later monad theory? Since
the laws of gravity are given as an example of secondary
laws, it seems that secondary laws must govern phenomenal
objects, not monads – whatever laws monads may follow, they
are not subject to gravity. Does that mean that secondary
laws operate at the level of phenomenal objects in virtue of
the fact that primary laws govern the monads? This does not
seem to me a viable interpretation. Leibniz does not suggest
that the distinction between primary and secondary laws is
to be understood as a distinction between laws that govern
entities of different ontological status (substances on the
one hand and phenomenal objects on the other). Rather,
28
monads operate as they do because of their appetition and
perception, and the behaviour of phenomenal objects results
from the operations of monads.23 It seems reasonable, then,
to suppose that Leibniz envisages both primary and secondary
laws, at least, as governing the created universe in general
– not as governing substances and bodies respectively.
Given this, what are we to make of the definition of
fruitfulness? In an optimally fruitful universe, are all of
these laws to be as simple as possible, or only some of
them? In fact it seems impossible for Leibniz to want all
three levels of laws to be as simple as possible, because
having different levels of laws itself breeds complexity.
This is clear if we consider the relation between secondary
and tertiary laws. However many secondary laws there may be,
there are evidently far more tertiary laws. It is a tertiary
law that dropping cows from a great height kills them – that
is a law that is universal in scope (so it is a law) but it
has a limited universality (it applies to all cows but not
to all seagulls). But there is a similar law applying to all
29
donkeys, a rather different law applying to all mice, and a
very different one applying to all spiders. Yet all of these
different tertiary laws are “derived” from the same
secondary ones, in the sense of “derived” from explained
above. It seems, then, that all kinds of laws in the best
possible world cannot be equally simple or few in number.
When Leibniz speaks of the desirability of having simple
laws, he must be excluding tertiary laws. What of secondary
laws? Here the situation is harder: because we do not know
any primary laws at all, we cannot tell if having just a few
primary laws tends to result in the existence of lots of
secondary laws in the same way that we can tell that having
a just a few secondary laws tends to result in the existence
of lots of tertiary ones. Perhaps it is possible to have a
universe with a very few, very simple primary laws that also
has very few, very simple secondary laws, and perhaps
Leibniz’ criterion of fruitfulness is meant to encompass
both kinds.
30
However, as we have seen, there is a sense in which the
rules that are to be simple are those that produce the other
phenomena that characterise a possible world. Remember that
the best possible world is the one that features “the
greatest effect produced by the simplest means”.24 But the
21 Although I address this question here, I do not think it is crucial
in considering Leibniz’ use of the fruitfulness criterion. This is
partly because his understanding of that criterion, as examined in this
paper, does not depend upon any particular understanding of the nature
or identity of substances; and partly because while Leibniz remained
committed throughout his career to key claims about the nature of
substance, his understanding of which things counted as substances was
still in flux during the period when he wrote about the fruitfulness
criterion. As I indicate below, the criterion is primarily a feature of
his writings of the 1680s and early 1690s, predating the publication of
his New system. To ask whether Leibniz thinks that the laws which,
according to the fruitfulness criterion, should be kept simple apply to
monads or to bodies is thus to overlook, to some degree, the ways in
which his thinking developed.
22 On this, see Rutherford, D. “Metaphysics: the late period” in Jolley
(1995) pp. (123-32); and Jolley (2005) pp. 58-63, 74-81. The details of
how Leibniz’ thought developed are, needless to say, disputed. See
Tlumak (2007) pp. 155-58.
31
secondary laws are “derived” from the primary ones, and the
tertiary laws are in turn “derived” from the secondary ones.
The primary laws therefore determine all of the other laws;
it is the primary laws that produce all the other phenomena
in the possible world. It seems reasonable, therefore, to
suppose that the “simplest means” to which Leibniz refers in
this and similar formulations is just the primary laws.
This means that we can refine our definition of fruitfulness
one more time:
Definition 5: The phenomena apart from the rules must be as
complex and interesting as possible, and among the sets of
primary rules that describe them, there should be a set
which contains as few primary rules as possible, and these
primary rules should contain the fewest terms possible.
IV
23 See Jolley (2005) p. 80.
32
But why should we believe that possible worlds with more
fruitful laws are preferable to those with less fruitful
ones?
Leibniz offers a number of arguments to support this claim.
None, however, is the subject of any sustained treatment on
his part. I focus on the two most important.25
The first major argument is based upon the fact that it is
simply more economical to do more with less.26 This is the
main argument Leibniz offers in the most well-known passage
supporting the fruitfulness criterion:24 Principles of nature and grace G VI 603; L 639
25 Leibniz’ most interesting argument other than those treated here is
his claim that simple laws allow God to “fill” the universe most
efficiently and completely: Letter to Malebranche, 22 July/2 June 1679 G I 331; L
211. Leibniz attributes the argument to Malebranche, although in this
letter he is discussing the Meditations sur la metaphysique by the Abbé de
Lanion, which he erroneously ascribes to Malebranche. Malebranche
corrects him in his reply – see G I 339. But Leibniz never specifies why
simpler laws have this property.
26 Discourse on metaphysics G IV 447; L 317
33
As for the simplicity of the ways of God, this is shown especially in
the means which he uses, whereas the variety, opulence, and abundance
appears in regard to the ends or results. The one ought thus to be in
equilibrium with the other, just as the funds intended for a building
should be proportional to the size and beauty one requires in it.27
Can laws really be compared to expenditures? After all, they
are not the “stuff” out of which God makes things; they do
not cost him anything. Leibniz himself recognises the
inadequacy of the analogy when he immediately goes on to
add:
It is true that nothing costs God anything, even less than it costs a
philosopher to build the fabric of his imaginary world out of
hypotheses, since God has only to make his decrees in order to create a
real world. But where wisdom is concerned, decrees or hypotheses are
comparable to expenditures, in the degree to which they are independent
of each other, for reason demands that we avoid multiplying hypotheses
or principles, somewhat as the simplest system is always preferred in
astronomy.28
27 Discourse on metaphysics G IV 43; L 306
34
But is Leibniz entitled to talk in this glib fashion of
“decrees” as equivalent to “expenditures” for God? Only a
short time after writing this passage, he states in the
Arnauld correspondence that when God decides to create any
individual substance, he is (at the same time) deciding to
create every individual substance that is compossible with
it, because the complete concept of the one contains
information about all of the others. One therefore cannot
separate God’s decision to create Adam from his decision to
create any of Adam’s descendants, and vice versa; he takes
into account the pros and cons of each individual in a
possible world before deciding whether to actualise them all
en masse or not.29 There is, then, only one decree that God
actually makes: the decree to actualise this possible world
and all its inhabitants. The same would have been true had
he chosen to actualise a different one – in that case, he
would have made only one decree, namely the decree to 28 Discourse on metaphysics G IV 43; L 306. I consider the appeal to
astronomy below.
29 To Landgraf Ernst von Hessen-Rheinfels, 12 April 1686 G II 19; M 14
35
actualise that possible world and all its inhabitants. How,
then, can we talk about a number of decrees at all? There
was – and could only have been – only one.
But of course, laws themselves are part of the possible
world, as we saw earlier, and as Leibniz insists later in
that same Arnauld correspondence. They are thus distinct
from the decrees (or decree) that God makes in actualising
one possible world.30 Perhaps, then, we should interpret
30 Strickland (2006) pp. 69-70 considers this distinction – between the
decrees that God enacts in actualising the world, and the laws that
operate within that world – to be crucial. He argues (pp. 71-84) that
when Leibniz talks about simplicity in the context of his fruitfulness
criterion, he is referring to God’s decrees, not the laws that operate
in the world. On this interpretation, fruitfulness means that “God
brings this richest composite about… by using the smallest number of
decrees” (pp. 83-84). But this interpretation falls foul of the point
made above, that God cannot actualise any possible world by using more
than a single decree – not to mention the fact that for Leibniz, as we
also saw above, fruitfulness, including simplicity of laws, is a feature
of the possible world itself and not of God’s action in selecting or actualising
that world. That was his point of disagreement with Malebranche.
36
Leibniz more charitably; the “decrees” he speaks of in this
passage are not the decrees that God makes in choosing to
create one world over another, but the laws that operate
within that world that make it preferable to another. But
here again Leibniz seems to be hampered by his own
principles – above all his nominalism. Leibniz believes that
abstract terms must be avoided, where possible, because they
are misleading: they fool us into thinking that they refer
to things when in fact they do not. The only things that
really exist, for Leibniz, are individual substances and
their qualities.31 Where, then, do laws fit in? Surely a
natural law is about as abstract and insubstantial as a
thing can be. Although Leibniz does not say anything about
laws in the context of his texts on nominalism, it seems
that those texts must commit him to the view that a natural
law is simply an abstraction which the mind makes on the
basis of the qualities that individual substances possess.
31 On this, see Mates, B. The philosophy of Leibniz: metaphysics and language
Oxford: Oxford University Press 1986 pp. 171-73; and also Fichant (1998)
pp. 147-48.
37
For example, the Moon possesses the quality of revolving
around the Earth in a certain way.32 The Earth, and other
planets, possess the quality of revolving around the Sun in
a way which is similar in certain respects. We can therefore
abstract from these particular qualities, possessed by the
different celestial bodies, a general “law” that all such
bodies behave in a certain way, and call that the inverse
square law of gravitational attraction. So we can
meaningfully talk about this and other laws, but there is
nothing “out there” that answers to the name “inverse square
law of gravitational attraction”.
But if laws are simply abstractions, extrapolated from
individual substances, then Leibniz is arbitrary in his
insistence that “fruitful” laws are to be preferred. In a
situation with few, simple laws and many, complex
32 As I have already noted, physical objects such as celestial bodies
may count as “substances” in the context of Leibniz’ early philosophy
but not his later, when they are only phenomenal objects. But I have
suggested that these objects are still governed by secondary laws
whether we call them “substances” or not.
38
substances, one might speak of barren substances just as
well as of fruitful laws. And why would such a situation be
preferable to one with barren laws but fruitful substances,
that is, one with few, simple substances and many, complex
laws? But to make this objection is to overlook the fact
that, for Leibniz, laws do not simply describe phenomena;
they bring them about too. We have already seen that Leibniz
likens laws to “expenditures”, or even “costs”:
There is always a principle of determination in nature which must be
sought by maxima and minima; namely, that a maximum effect should be
achieved with a minimum outlay, so to speak.33
If the rules are “outlay” or “cost” (sumtu) – or comparable
in some significant way to it – then they are what produce
phenomena. So we are to think of the laws of the universe as
tools, as it were, that God uses to bring about the other
phenomena in the universe. We find the same conception
elsewhere:
33 On the radical origination of things G VII 303; L 487
39
The ways of God are those most simple and uniform: for he chooses rules
that least restrict one another. They are also the most productive in
proportion to the simplicity of ways and means. It is as if one said that a
certain house was the best that could have been constructed at a certain
cost... For the wisest mind so acts, as far as it is possible, that the
means are also in a sense ends, that is, they are desirable not only on
account of what they do, but on account of what they are. The more
intricate processes take up too much ground, too much space, too much
place, too much time that might have been better employed.34
On this conception, the laws are in some way ontologically
prior to the other phenomena. The way in which Leibniz
hedges around his use of terms such as “outlay” or “cost”
indicates that these are not to be taken literally, but he
does seem to intend us to understand that the laws actually
bring about the other phenomena. They explain why the other
phenomena are the way that they are.
How can this be so if “laws” are just abstracted from the
properties of the phenomena they govern? The answer is that
creaturely phenomena are not the only things from which 34 Theodicy G VI 241; H 257
40
“laws” are abstracted: they also describe God’s actions. In
his paper On nature itself, Leibniz considers the concept of
“nature” as an explanatory principle distinct from
individual substances, and rejects it. But he does accept it
as a circumlocution for qualities that individual substances
have in virtue of God’s actions upon them:
...since this command [God’s initial decree about how created things
should behave] no longer exists at present, it can accomplish nothing
unless it has left some subsistent effect behind which has lasted and
operated until now, and whoever thinks otherwise renounces any distinct
explanation of things, if I am any judge, for if that which is remote in
time and space can operate here and now without any intermediary,
anything can be said to follow from anything else with equal right. It
is not enough, therefore, to say that in creating things in the
beginning, God willed that they should observe a certain law in their
progression, if his will is imagined to have been so ineffective that
things were not affected by it and no durable result was produced in
them... If on the other hand, the law set up by God does in fact leave
some vestige of him expressed in things, if things have been so formed
by the command that they are made capable of fulfilling the will of him
who commanded them, then it must be granted that there is a certain
41
efficacy residing in things, a form or force such as we usually
designate by the name of nature, from which the series of phenomena
follows according to the prescription of the first command.35
So we are not to think of natural or divine laws as existing
independently of individual substances. It is not as if God
makes a decree at the beginning of time and it remains
floating around somewhere for ever more, directing what
happens in the universe. On the contrary, to say that a
divine decree exists is to say that God decides to create an
individual substance in a certain way. The way he sets it up
determines how it will be at each subsequent stage in its
existence. At these later stages, the law or the decree
exists only in the sense of the “vestige” in the individual
substance which determines each subsequent stage. It is
rather as if I were to wind up a clockwork toy and set it
running; the spring that I wound up continues to provide
power to the toy, and in that sense my original decision to
set it running continues to cause it to run, but only
35 On nature itself G IV 507; L 500-501; see also Specimen dynamicum G VI 234;
L 450
42
because of the agency of the spring. My decision continues
to exist in the sense that it continues to cause the toy to
run through the spring, not because I continue to do
anything myself, and certainly not because my decision has
taken on some kind of tenuous existence of its own and has
to supervise the toy itself.
So “laws”, “rules”, and “decrees” – which are all different
words for the same thing – are just abstractions. They do
not really do anything at all. What actually exists are God
and his creatures. When we say that there is a natural law,
we are really making two claims – one concerning God, and
one concerning his creatures. The first claim concerns God’s
actions in setting up the world. And the second concerns the
way that the creatures in that world behave, as a result of
God’s actions. But neither of these things can reasonably be
considered means that God uses. If we consider laws in the
former sense, they are God’s actions or decisions
themselves, not the means he uses to put them into effect.
If we consider laws in the second sense, as properties of
43
creatures, they may be useful to God in choosing which
possible world to actualise, but not as means to actualise
it. For example, suppose that Law X is a primary law that
holds in possible world A but not in possible world B. To
say that Law X holds in possible world A is really to say
that, were that world to be actual, every individual in it
would behave in a certain way. Let us also suppose that Law
X is highly fruitful; the behaviour that it describes among
the individuals in world A is complex and interesting. The
fact that Law X holds in world A but not in world B is one
of the factors that influence God’s decision to actualise
world A but not world B. All of this is consistent, but it
leaves Leibniz unable to draw any meaningful analogy between
the laws that obtain in worlds and the means that an artisan
uses to create objects or the capital that an investor puts
into a project. The laws are not means for creating worlds
at all – not even in the loosest possible sense in which God
could be said to employ “means” – but qualities of worlds
according to which they are ranked. That is central to
Leibniz’ attack upon Malebranche’s denial of optimalism.
44
V
Little wonder that in the last sentence of the passage from
the Discourse quoted above, Leibniz suggests an alternative
rationale for the fruitfulness criterion. He tells us that
we can think of the divine decrees or laws as expenditures
because “we avoid multiplying hypotheses or principles,
somewhat as the simplest system is always preferred in
astronomy”.
This second major argument for the fruitfulness criterion,
then, is that fruitfulness is a desirable characteristic in
metaphysical principles. In fact, throughout Leibniz’
writings, “fruitful” is an adjective that is most often
applied not to laws or worlds but to philosophical theories.
Leibniz believes that a good metaphysical theory or
principle is one that is “fruitful”, that is, it explains a
lot without being itself complex.36 But this is a criterion
for evaluating explanatory principles, that is, principles
45
that we formulate in an attempt to explain phenomena that we
perceive. Why should it also apply to causative principles,
that is, the principles which actually cause those
phenomena? For this to work, there must be some kind of
direct parallel between the two kinds of principles, and
Leibniz seeks to establish it by appeal to the principle of
parsimony in natural philosophy. Because simpler hypotheses
are preferable in natural philosophy, the laws which natural
philosophy seeks to uncover must themselves be relatively
simple. We have seen this argument hinted at in the
reference to astronomy in the passage from the Discourse
quoted above. We can also see it in the following passage
from the Arnauld correspondence:
... I say that the connexion between Adam and human occurrences is not
independent of all the free decrees of God; but also it does not depend
upon them completely, in such a way as if every occurrence happened or
was foreseen only by virtue of a primary particular decree made
respecting it. I therefore believe that there are few free primary
decrees capable of being called laws of the universe and regulating the
sequences of things, which, when linked to the free decree to create
46
Adam, bring about the consequence, as very similarly there are few
hypotheses to explain phenomena...37
The argument is, or can be, rather complex. Benson Mates
suggests that, for Leibniz, the principle of parsimony holds
in philosophy and science because God follows it in
creation:
...in creating the actual world, God’s task was to maximize its variety
while minimizing the complexity of its laws. In view of this, when
explaining natural phenomena, the scientist should give preference to
the simplest hypotheses, for they are the ones most likely to be true.38
36 See, for example, Leibniz’ evaluation of his theory of substance in
On the correction of metaphysics and the concept of substance G IV 469; L 433. See
also On nature itself G IV 506; L 500; and Brown, S. Leibniz Brighton:
Harvester 1984 pp. 78-79. Leibniz was hardly unique in considering
“fruitfulness” a desirable quality of philosophical principles – see
Berkeley, Principles of human knowledge §133.
37 Remarks upon M Arnauld’s letter G II 40; M 43
38 Mates (1986) p. 168
47
Even if this were Leibniz’ argument, it would not establish
what he needs, which is that having simple laws of nature is
better than having complex ones. It would only establish
that the actual world has simple laws of nature, not that
this is a feature (let alone the main feature!) which makes
it the best possible world. Besides, I do not know of any
text where Leibniz actually gives God’s preference for
simple laws in creating the world as the reason why one
48
should favour simple explanations in science.39 On the
contrary, Leibniz normally seems to cite the apparent
success of the principle of parsimony in science as a reason
for supposing that God prefers simple laws. There is surely
some circularity at work here, which we can see more clearly
if we distinguish between a number of claims that Leibniz
might be making:
39 Mates (p. 169) cites the paper Tentamen anagogicum, G VII 270-79; L
477-84, as an example of Leibniz trying to use the principle of the best
in problems of physics. But in this paper, Leibniz does not explicitly
appeal to the principle of simple laws – he speaks only of rays of light
and other objects of physics following the paths of “the greatest ease”
(la plus grande facilité) (G VII 274; L 479). The same thing is true of
Leibniz’ later claim that “the maxim that nature acts by the shortest
way, or at least by the most determinate way, is sufficient by itself to
explain almost the whole of optics” (New essays G V 404;R&B 423). This is
not an appeal to simplicity as we have defined it for the fruitfulness
criterion; Leibniz speaks only of “the shortest way” or “the most
determinate way”. For more on the relation between laws of nature,
simplicity, and scientific method in Leibniz, see Couturat, L. La logique
de Leibniz Paris: Alcan 1901 pp. 229-33.
49
1. Because God favours simple laws when creating the
universe, scientists should favour simple hypotheses
when explaining natural phenomena.
2. Because we know that God favours simple laws when
creating the universe, we know that scientists should
favour simple hypotheses when explaining natural
phenomena.
3. Because the adoption of simple hypotheses in science
seems to work, it is reasonable to suppose that God
favours simple laws when creating the universe.
(1) seems a reasonable claim, but it rests upon the
supposition that God does favour simple laws when creating
the universe. How, then, do we know that? As we have seen,
Leibniz appeals to the principle of parsimony in science.
But there are two directions in which the inference might
run. (2) suggests that use of the principle of parsimony is
derived from prior knowledge that God favours simple laws in
creation. (3), by contrast, runs the other way: we infer
that God favours simple laws from the success of the
50
principle of parsimony. Together, (2) and (3) are circular.
The circularity need not be wholly vicious. We can imagine a
scientist starting with the empirical fact that the adoption
of simple hypotheses in science seems to yield results, and
concluding (as in (3)) that God probably favours simple
laws; the scientist might then use that as a provisional
supposition and favour simple hypotheses even more (as in
(2)), finding that this yields even better scientific
results, and so on.
But how much of this picture can reasonably be attributed to
Leibniz? Not much of it. For one thing, the justification
that he gives for preferring simple formulations of
hypotheses in philosophy is not that the laws of nature
themselves are simple, but that simple hypotheses are easier
to understand and draw inferences from.40 More importantly,
however, the argument or method outlined above is
incompatible with what Leibniz says elsewhere about the
knowability of natural laws. As we have seen, he insists
40 Letter to Gabriel Wagner G VII 520; L 466
51
that human beings cannot know the primary laws that operate
within the universe; by necessity, only God can know these.
It follows, then, that no natural laws which science ever
has established, or ever will do, can be identified with
these primary laws. Science can establish only derivative
laws, that is, secondary and tertiary laws. But if that is
so, then all of (1), (2), and (3) are fatally undermined.
They all assume some kind of parallel between the
fundamental laws followed by God in setting up the universe
and the laws discovered by science, namely simplicity: they
all suggest that the more simple one kind of law is, the
more simple the other is likely to be.
But is that an unreasonable assumption? It may be that the
laws that science uncovers are not the fundamental laws of
the universe, but only secondary or tertiary ones. But
still, if these secondary and tertiary laws turn out to be
simple, then it might be reasonable to suppose that the
primary ones, which the secondary and tertiary laws are
“derived” from in the sense that we saw earlier, are simple
52
too. But on what basis could that supposition be made, given
that Leibniz tells us that we can never know any of these
primary laws? The fact that we do not, and cannot, know what
any of the primary laws are does not, in itself, entail that
we cannot know facts about primary laws in general; after
all, Leibniz certainly thinks we know some things about
them, such as the fact that they exist. Perhaps we could, in
theory, know some facts about the kind of relations that
hold between primary and secondary laws. But it is difficult
to see how we could come to know such facts given that we
cannot know what any of the primary laws are. Certainly
Leibniz does not give us any clues. And there is a stronger
argument for supposing that the existence of simple
secondary laws does not, in itself, give a good reason for
supposing that the primary laws are also simple, which is
that Leibniz himself at least entertains the possibility
that there could exist secondary laws which are “derived”
from more complex primary laws:
53
The laws of nature are not so arbitrary and so indifferent as many
people imagine. For example, if God were to decree that all bodies
should have a tendency to move in circles and that the radii of the
circles should be proportional to the magnitude of the bodies, one would
either have to say that there is a method of carrying this out by means
of simpler laws, or one would have to admit that God must carry it out
miraculously, or at least through angels charged expressly with this
responsibility, somewhat in the manner of those that were once assigned
to the celestial spheres.41
Remember that secondary laws are derived entirely from
primary laws; there is no such thing as a secondary law
whose operation cannot be wholly explained in terms of the
operation of primary laws (at least by God, if not by
humans, who cannot know the primary laws). In this passage,
Leibniz distinguishes between two possible explanations for
any given secondary law: first, it might be derived from
simpler primary laws; or second, it might not. The succession
of miracles that Leibniz imagines in the latter case would
thus be derived from a number of primary laws, or a single
complex primary law, or a combination of both. Since Leibniz
41 Clarification of Bayle’s difficulties G IV 520-21; L 494
54
is quick to make it clear that he believes in the existence
of miracles – they are cases where the operation of a
primary law requires the suspension of a secondary law – it
seems that he is willing to suppose that cases such as this
succession of miracles are at least possible. There are at
least some possible worlds in which secondary laws are
derived from primary laws that are more complex than those
secondary laws. Whether the actual world is one of these
possible worlds is unclear – the implication is that God
would tend to avoid situations like this, which would
suggest that any such situations in the actual world must at
least be very rare – but for our purposes it does not really
matter. The important point is that primary laws are not
necessarily simpler than the secondary laws that are derived
from them. And if that is so, then the apparent simplicity
of secondary laws, as revealed by natural philosophy, cannot
in itself be any reason for assuming the simplicity of the
primary laws from which they are derived.
VI
55
It seems, then, that while it may be possible to formulate
the fruitfulness criterion in line with Leibniz’ other
claims, he cannot offer any good reason to suppose that the
criterion is true. His nominalism about natural laws, and in
particular his insistence that natural laws form a part of
the universe rather than an external constraint upon it,
make a nonsense of his argument that it is more efficient
for God to use fewer and simpler natural laws to bring about
the phenomena of the universe. And his insistence that we
cannot know primary laws fatally undermines his argument
that the effectiveness of the principle of parsimony in
scientific reasoning points to simplicity in the primary
laws of the actual universe. But this is potentially very
damaging to Leibniz’ whole theodicy. He tells us:
I have shown on several occasions that the final analysis of the laws of
nature leads us to the most sublime principles of order and perfection,
which indicate that the universe is the effect of a universal
intelligent power.42
42 Tentamen anagogicum G VII 270; L 477
56
But the fruitfulness criterion – which for Leibniz expresses
these “sublime principles of order and perfection” – cannot
be established by “analysis of the laws of nature” or of
anything else. If that is so, then it represents at best a
very shaky plank in his enterprise and at worst a fatal flaw
in it. It may therefore be no accident that almost all of
the texts we have been examining come from a relatively
short period in Leibniz’ career, the mid-1680s to the mid-
1690s. Catherine Wilson has shown that Leibniz’ use of the
fruitfulness criterion owes much to Malebranche.43 From what
we have seen, Leibniz did not have any very good
philosophical reason for holding it, and his own
philosophical principles actually preclude him from having
such a reason. It seems reasonable to suppose, then, that he
held it because he was impressed by the way Malebranche used
it in his theodicy to explain natural evil (it was, in other
43 Wilson (1983) p. 774. See also Strickland (2006) pp.67-68, and p. 87
n. 1 – Strickland agrees with Wilson that Leibniz derived the idea from
Malebranche, but disagrees over which texts of Malebranche’s he first
found it in. See also n. 25 above.
57
words, a fruitful principle from that point of view). In his
later writings, the fruitfulness criterion drops somewhat
out of view.44 We have noted passages in the Theodicy where it
remains, but there it has a rather vestigial character. It
is not at all central to Leibniz’ argument in that book,
something which is striking when one bears in mind that he
had presented it with such fanfare within the first couple
of pages of the Discourse on metaphysics. Neither does it make
much of an appearance in his other writings of the later
period. The notion that the universe is run in an orderly
fashion certainly remained central to his thought, but as I
have suggested, that belief is distinct from the more
specific claim that it has simple primary laws that bring
about complex phenomena. And even the claim that the actual
universe possesses this characteristic, as a matter of fact,
44 Strickland (2006) p. 3 suggests that “Leibniz’s optimism did not
undergo any radical revision throughout his lifetime”. If what I have
argued here is correct, then his use of the fruitfulness criterion, at
least, did vary, although he never repudiated it. Whether one regards
that as “radical revision” or not will depend upon how central to his
optimalism one regards that criterion.
58
is distinct from the claim that this is a feature that makes
this universe more desirable than those that lack it. So it
may well be that, consciously or unconsciously, Leibniz
recognised that the various philosophical reasons he had –
or thought he had – for holding the fruitfulness criterion
did not mesh well with the rest of his philosophy, and while
he never repudiated the principle, he no longer placed the
emphasis upon it that he had when he was writing the
Discourse and during the decade that followed.45
45 I would like to thank Jeffrey Tlumak for his helpful comments on an
earlier version of this paper, and also Nicholas Rescher for drawing my
attention to his 2005 paper, which stimulated my thinking on this topic.