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Making sense of Institutions
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Making Sense of Institutions

Jun 10, 2015

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Jerry Pascua

Understanding Insitutionalism for Comparative Political Studies
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Page 1: Making Sense of Institutions

Making sense of InstitutionsMaking sense of Institutions

Page 2: Making Sense of Institutions

How do we make sense out of them?How do we make sense out of them?

Page 3: Making Sense of Institutions

We need to understand how institutions play a role as part of political

systems

We need to understand how institutions play a role as part of political

systems

Page 4: Making Sense of Institutions

Also how they are affected as part of political systems.

Also how they are affected as part of political systems.

Page 5: Making Sense of Institutions

They call this approachThey call this approach

INSTITUTIONALISM

Page 6: Making Sense of Institutions

But first.But first.

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What are institutions?What are institutions?

InstitutionsInstitutions

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Are they institutions?Are they institutions?

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Are they institutions?Are they institutions?

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They are institutions.They are institutions.

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They are institutions.They are institutions.

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Institutions areInstitutions are

Formal and informal structures that can influence

social behavior

Page 13: Making Sense of Institutions

They can:They can:

Constrain / EmpowerPrevent / Enable

Page 14: Making Sense of Institutions

For InstitutionalismFor Institutionalism

Independent Variables – I(d)V

ValuesIdealsNorms

Institutions are:Institutions are:

Page 15: Making Sense of Institutions

Intervening Variables – I(t)V

Less visible rules, routines and practices, but important ones.

Page 16: Making Sense of Institutions

Dependent Variables – DV

CharacteristicsOutcomes

Page 17: Making Sense of Institutions

Institutionalism sounds easy, right.Institutionalism sounds easy, right.

NOT!

Page 18: Making Sense of Institutions

Like everything else, it’s a matter of perspective.

Like everything else, it’s a matter of perspective.

There are more ways than one at looking at things.

Page 19: Making Sense of Institutions

RATIONAL CHOICE INSTITUTIONALISMRATIONAL CHOICE INSTITUTIONALISM

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Theoretical PerspectiveTheoretical Perspective

HUMAN ACTION – the cornerstone of any social scientific explanation

Page 21: Making Sense of Institutions

Human beings areUTILITY MAXIMIZERS

Page 22: Making Sense of Institutions

Actors areINDEPENDENT OF CONTEXT

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What are Agents and Institutions?What are Agents and Institutions?

Page 24: Making Sense of Institutions

INSTITUTIONS

They are mazes and hurdles on the way to a prize.

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They provide a formal set of rules that structure

relationships

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AGENTS

They are actors who negotiate with the rules.

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They adapt to the rules and use them strategically.

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How do Institutions change?How do Institutions change?

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COST - BENEFIT

Do we need to change the system?

Page 30: Making Sense of Institutions

Can we do it?

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Can it be done?

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SOCIOLOGICAL INSTITUTIONALISM

SOCIOLOGICAL INSTITUTIONALISM

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Sociological PerspectiveSociological Perspective

CULTURE – the driving force of human behavior.

Page 34: Making Sense of Institutions

Looking at how institutions emerge from social interactions.

duties obligations

norms

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CULTURE = INSTITUTIONS

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What are Agents and Institutions?What are Agents and Institutions?

INSTITUTIONS

They are: internalsubconscious

pre-rational

Page 37: Making Sense of Institutions

They don’t constrain options

THEY MAKE THEM.

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Agents and Structure can’t be separated.

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Remember Marx?

The world is where you are.

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How are changes explained?How are changes explained?

Is change appropriate?Is it legitimate?

Page 41: Making Sense of Institutions

Inconsistency with change=

BREAKDOWN

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HISTORICAL INSTITUTIONALISM

HISTORICAL INSTITUTIONALISM

Page 43: Making Sense of Institutions

Theoretical PerspectiveTheoretical Perspective

PATH DEPENDENCE

Page 44: Making Sense of Institutions

Institutions reflect past models.

Page 45: Making Sense of Institutions

Role of Agents and Institutions:Role of Agents and Institutions:

INSTITUTIONS shape the strategies and goals actors

pursue.

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They shape inputs and outputs.

Page 47: Making Sense of Institutions

When do changes occur?When do changes occur?

Times of crisis or critical junctures.

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Institutions create new institutions.

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Notice something peculiar?

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Historical analysis and sociological analysis are in many

ways related.

Page 51: Making Sense of Institutions

Institutions are very important.

They dictate human choices and options.

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Institutions areARENAS

THEY DEFINE THE RULES.

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Common experience lowers the costs towards agreement.

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When the context changes,

preferences also change.

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Meanwhile,

Rational choice analysis differs much from the two.

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Institutions are still arenas.

but, actors are a little more independent from context.

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Three views, different looks.

Which one is right?

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OR, what’s wrong with each?

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criticisms

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Rational Choice

Same event, different interpretations

NO EMPIRICAL EVIDENCE.

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Sociological / Historical

Rich detailsCausal variablesGeneralizations

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Whew!

That’s already a lot of information

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Why are we doing this again?

Page 64: Making Sense of Institutions

We do comparative analysis(or any study of social science)

BECAUSE…

Page 65: Making Sense of Institutions

We need to:

Gain knowledge through empirical research

Search for patterns

Page 66: Making Sense of Institutions

To deal with uncertainty and make descriptive, explanatory,

causal inferences.

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To establish workable models.

Page 68: Making Sense of Institutions

That’s about it.

THANK YOU!