Top Banner

of 64

MA Book Design dissertation

Oct 09, 2015

Download

Documents

vidhushri

'A comparative analysis of the design of children’s science textbooks (11–14 years) in India and the UK.' This is my dissertation written for the MA Book Design (2014) at the University of Reading.
Welcome message from author
This document is posted to help you gain knowledge. Please leave a comment to let me know what you think about it! Share it to your friends and learn new things together.
Transcript
  • 5/19/2018 MA Book Design dissertation

    1/64

    A comparative analysis of the design of childrens

    science textbooks (1114 years) in India and the UK

    Analysis of four titles:

    Living Science and NCERT (India)

    Letts and CGP (UK)

    Vidhushri Ladha

    Dissertation submitted in partial fulfilment of the

    requirements for the Master of Arts in Book Design,

    University of Reading, 2014

  • 5/19/2018 MA Book Design dissertation

    2/64

    ABSTRACT

    This dissertation identifes features that contribute to the design of science

    textbooks being used in India and the UK, for children of the age group of

    1114 years. Two samples of science textbooks for this age group have been

    selected from each of the two countries. These are analysed using a frame-

    work adapted from existing models. Theories related to strategic reading, the

    design of instructional text and the design of textbooks have been incorpo-

    rated into the framework to make it suitable for this analysis. The books are

    compared and described under the three levels of the framework micro,

    macro and meta (Gillieson: 2008). The analysis of this dissertation identifies

    the similarities and differences between the chosen samples of textbooks

    and highlights design features that contribute to the effect of page layout in

    childrens science textbooks.

    Studying has been described as a process of selective reading. Students

    are known to apply a number of reading strategies while approaching

    instructional text. Science textbooks for children are identified as complex

    information documents that need to have a clear layout so that children can

    comprehend the most out of them. Features like grids, navigation system,

    illustrations and diagrams; hierarchy, typographic differentiation, the use of

    colour and the spatial arrangement of elements in layout, have been found

    to contribute to the overall appearance and impact of childrens science

    textbooks that are being used in both countries.

    Layout & Typesettingby Vidhushri Ladha

    Photography and scans by Vidhushri Ladha

    Printedat the University of Reading

  • 5/19/2018 MA Book Design dissertation

    3/64

    OUTLINE

    1. Introduction

    2. Literature Review

    2.1 Existing frameworks for graphic description

    2.1.1 Anderson and Armbrusters strategy foranalysis of textbooks (1985)

    2.1.2 Kostelnick and Roberts taxonomy forvisual vocabulary (1998)

    2.1.3 Gilliesons framework for graphicdescription in book design (2008)

    2.2 Instructional text

    2.2.1 Strategic reading2.2.2 Layout and typography

    2.2.3 Illustrations, diagrams and colour

    2.3 A framework for analysing the design of

    childrens science textbooks

    3. Methodology

    3.1 Education system in India and the UK

    3.2 Samples of textbooks for analysis

    3.3 Method of analysis

    4. Analysis

    4.1 Meta-level

    4.2 Macro-level

    4.3 Micro-level

    5. Conclusion

    Appendices

    Bibliography

  • 5/19/2018 MA Book Design dissertation

    4/64

    5

    1. INTRODUCTION

    A textbook belongs to the genre1of books that is used by students to study

    and learn. It is an information document that needs to be read strategically,

    in order to be comprehended. Every student develops an individual way of

    learning and hence, a textbook can be used in several different ways. Text-

    books need to be designed in a way to reflect the needs of the reader. The

    appropriate design and production of school textbooks is of vital importance.

    Textbooks occupy the heart of education in schools even today and serve

    as important sources of information for the students. Richaudeau (1980)

    emphasises that the choice of textbook can play a fundamental role in the

    formulation of ideas and the development of the future generations.

    There have been several theories and experiments related to the design of

    instructional text for children. While Burt (1959) and Tinker (1965) shed

    light on the psychological study of typography and the basis of effective read-

    ing, Hartley (1982, 1994) has published several experiments and studies on

    the structural use of typography. Waller (1982, 1985) has analysed the use of

    format to signal argument structures in non-fiction texts and also provides

    design research for selective reading strategies. In recent times Waller

    (2012) has revisited the importance of typographic organisation and layout

    in communicating graphic argument. Other models by Twyman (1979,

    1985), Ashwin (1979), Goldsmith (1980), Brody (1982), Richards (1984) and

    serve as helpful tools to analyse illustrations and diagrams and their rela-

    tionship with the corresponding text.

    Similar to the design of other genres of books, factors like legibility, content,

    typography, layout, illustrations, production and materials, contribute to the

    making of a textbook. Economic considerations and cultural influences are

    two important factors that can affect the design of a textbook. The content of

    various textbooks might be similar for a particular age group, but the budget

    also has an effect on the quality of communication. The choice of illustra-

    tions, printing technique, materials, and quality of text are all affected to

    some extent by economic boundaries and decisions.

    This dissertation aims at performing a comparative analysis to study the

    design of childrens science textbooks being used in India and the UK,

    for the age group of 1114 years. For this purpose two samples of science

    1 Waller (2012) describes genres as natural categories identified by a language community.Textbooks, newspapers, magazines all are the names of genres. Textbook is a everyday genrewhich owes its being to its layout. Readers recognise a textbook when they see one.

  • 5/19/2018 MA Book Design dissertation

    5/64

    7

    textbooks from the age group have been chosen from both countries and

    studied in terms of design. Drawing from existing frameworks and research

    models, a framework has been adapted for the analysis of childrens science

    textbooks. This framework incorporates several features related to the design

    of instructional text and is used to analyse the chosen samples of textbooks

    under the micro, macro and meta levels of design. These three levels are

    borrowed and adapted from Gilliesons framework (2008). This disserta-

    tion analyses the similarities and differences in these samples and identifies

    features that affect the design and impact of the textbooks.

    This dissertation is structured as follows:

    Chapter 2 summarises the research under two broad categories

    (2.1) elaborates on three chosen frameworks for the graphic description and

    analysis of documents

    (2.2) outlines theories and studies related to strategic reading and the designof instructional text.

    The chapter concludes with the description of a framework that is based on

    these existing models and adapted for this dissertation.

    Chapter 3 introduces the samples of textbooks chosen for the analysis,

    explaining in brief the education system of the U.K. and India and the

    reasons for the choice of the particular samples. This chapter also describes

    the process used for the analysis of these samples.

    Chapter 4 documents the analysis under the three levels of the framework

    (4.1) Meta-level features which include navigation, grids, colour and the

    physical features of the book

    (4.2) Macro-level features that consider various elements of layout and their

    spatial arrangement

    (4.3) Micro-level features including details within typography and the use of

    graphic elements.

  • 5/19/2018 MA Book Design dissertation

    6/64

    9

    2. LITERATUREREVIEW

    This chapter provides a summary of the research conducted for this disser-

    tation under two main sections. The first section describes three models

    that are useful sources in adapting a framework for the analysis of childrens

    science textbooks. Textbooks deal with instructional text and belong to a

    genre recognised for its layout and designed specifically for the purpose of

    studying. Several factors need to be kept in mind while designing instruc-

    tional material for children. The second section brings together theories and

    studies that elaborate on the process of designing for instructional text.

    2.1 EXISTING FRAMEWORKSFOR GRAPHICDESCRIPTION

    Several theories and models provide basis for the analysis and visual descrip-

    tion of books. Some studies help in understanding the readability, legibility

    and structure of texts. Examples include: Tinkers research on effective

    reading and comprehension (1965), Wallers model for typographic commu-

    nication (1988) and his study on reading strategies and access structures

    (1979), Ecos model for text analysis (1979), Walkers study on typography

    for children (1954), Crystal and Davys linguistic framework (1969). Some

    other models help in analysing pictures, typography, hierarchy, picture-text

    relationship and the overall layout. These include theories like Bernhardts

    continuum of visual organization (1985), Twymans schema for graphic

    language (1979), models for studying diagrams and illustrations by Richard

    (1984), Bertin (1967), Ashwin (1979) a nd Goldsmith (1980), Hartleys writ-

    ings on designing for instructional text (1994) and several others.

    In order to analyse childrens science textbooks, it is useful to draw on exist-

    ing frameworks for graphic description. This section describes three such

    frameworks that are useful in analysing textbooks and therefore it is import-

    ant to consider them for this study.

    2.1.1Anderson and Armbrusters strategy for analysis of textbooks (1985)

    Anderson and Armbruster (1985) suggest that the design of textbooks can

    affect how effectively students are able to read and comprehend information.

    This is based on their combined notions on effective studying and the effect

    of text on comprehension. This study refers to four general characteristics

    structure, coherence, unity and audience appropriateness, which were stud-

    ied during an investigation of childrens textbooks. (Anderson, Armbruster

  • 5/19/2018 MA Book Design dissertation

    7/64

    11

    & Kantor 1980, 1983). Each of these characteristics are described and

    discussed. This provides a simple model to analyse and investigate chil-

    drens textbooks. While the other two frameworks discussed in sections 2.1.2

    and 2.1.3 are for generic graphic documents, this study is specific to text-

    books and thus becomes an important consideration for this dissertation.

    2.1.1 (A) Structure2

    Anderson and Armbruster define structure as a system of arrangement

    of ideas in text and the nature of relationships connecting these ideas.

    According to them, a textbook is a hierarchical arrangement of text units

    and frames. Text units are the basic building blocks within a text structure

    whereas the kind of text that informs the reader about a generic concept is

    called a text frame. Their research suggests that the organisation of these

    within a textbook influences the amount of information and the kind of

    knowledge acquired by the student. They go on to elaborate that the authorspurpose dominates the structure of the text. The authors message should be

    evident to the reader from the titles and headings and even a cursory glance

    must give a fair idea of the topics covered. The text frames should have a

    consistent structure as this helps the reader form expectations as the

    book progresses.

    2.1.1 (B) Coherence

    The seamlessness with which ideas are woven together within text, and

    presented to the reader, is what Anderson and Armbruster have called

    coherence. Coherence operates at both global and local levels3. Anderson

    and Armbruster emphasise that it is very important for the relationships

    amongst ideas to be stated explicitly. If not done so, the reader often does not

    get the intended message. In addition to this the referents should be made

    clear. Obscure pronoun references are common in textbooks. These confuse

    the readers and thus hinder the intended communication. The sequencing

    of events also plays an important role in binding the text together. According

    to the research, the sequencing should be unidirectional and must follow a

    chronology so that the student can comprehend more effectively.

    2.1.1 (C) Unity

    Anderson and Armbruster define unity as the degree to which the text

    addresses a single purpose. This is based on the notion of a limited capacity

    and posits that short-term memory can hold only five to nine items at any

    given time (Miller, 1956). Anderson and Armbruster state that the more

    disunified the text, lower is the probability of integration. According to them

    2 Structure is used here to refer to one of the four characteristics described byAnderson and Armbruster (1985)

    3 Global refers to the level of the entire text and local refers to the level of individual sentences.

  • 5/19/2018 MA Book Design dissertation

    8/64

    13

    each idea in the text unit or frame should contribute directly to the authors

    purpose. It is helpful for the reader if text units that are less related to the

    main text are set aside. For example, in appendices or boxed-in areas. Some

    uses of pull-out boxes discussed in this model include

    1. Teaching the necessary skills for understanding texts that follow

    2. Lending authenticity to certain ideas present in the text

    3. Elaborating on information present in the content area

    4. Enhancing interest value through their attractive features.

    2.1.1 (D) Audience Appropriateness

    This refers to the extent to which the text matches the readers knowledge

    base. According to Anderson and Armbruster, the possession of relevant

    topic knowledge prior to reading, affects comprehension. Another line

    of research related to this has focussed on vocabulary or word knowledge

    (Anderson and Freebody, 1979).

    In addition to structure, coherence, unity and audience appropriateness,

    there are details that need to be investigated in a complex document such as

    a textbook. This includes typography, diagrams, illustration, spatial arrange-

    ment of elements, and the instructional quality of text. The following two

    frameworks provide a platform to study these details and analyse both, the

    text and the visual elements in a page layout.

    2.1.2 Kostelnick and Roberts taxonomy for visual vocabulary (1998)

    Kostelnick and Roberts (1998) believe that the key to analysing a profes-

    sional document is to observe what is going on visually and find a way to

    categorise it. Their research provides an interesting framework for exam-

    ining visual language which distinguishes between various levels of design

    in a professional document: intra, inter, extra and supra. Within this frame-

    work, the intra and inter levels pertain primarily to text design, the extra-

    level includes non-textual elements and the supra level considers the docu-

    ment as a whole. Each of these levels, in turn, may contain design elements

    in three coding modes: textual mode, spatial mode and graphic mode.

    These modes supply the raw material of design the lines, the numbers,

    the graphic elements and the spatial positioning of these elements on a

    page. The three levels and the modes together form a 12-cell visual language

    matrix [Table 1].This matrix is to be used as a tool for describing the visual

    vocabulary of a given document. Each document is said to be unique in its

    combination of cells on the matrix. However large or small the differences

    may be, each document is said to have its own visual signature.

  • 5/19/2018 MA Book Design dissertation

    9/64

    15

    2.1.2 (A) Intra-level

    This level controls the local variations within text. It makes up the building

    blocks of visible text. The textual mode includes type style, type size, case

    and treatment. The spatial mode includes local spacing between textual

    units whereas the graphic mode is about punctuation marks and a variety of

    other local marks in a document.

    2.1.2 (B) Inter-level

    Inter-level includes elements that help the audience in understanding the

    text by providing cues. Design within this level, arranges and divides the

    text into units, making it more accessible to the reader. In the textual mode,

    heading and numbers create units and hierarchy within text. The spatial

    mode deals with paragraphs, indentation, justification, and the overall spac-

    ing of units of text across the page. Listing devices like bullets, boxed inserts,

    tables and charts form the graphic mode at this level.

    2.1.2 (C) Extra-level

    This level includes pictures, data, display, and other elements that

    operate from outside the main text as individual entities with their own

    visual vocabulary and conventional forms. Text is used as a supportive

    element in this case and plays a descriptive role. Textual elements include

    labels, titles and legends that help in understanding data and displays better.

    The spatial mode deals with size, shape, and area and at times perspective,

    that is covered by various diagrams like pie charts, bar graphs, and line

    graphs. The graphic mode adds a third layer to these displays. It includes

    textures, colours and other elements that are used to make these diagrams

    visually richer.

    2.1.2(D) Supra-level

    This level includes elements that visually define the structure of the docu-

    ment as a whole. It is closely connected to the other three levels and often

    influences design decisions taken at those levels as well. Textual mode

    includes elements that signal major breaks in the document or aid in

    pagination. In the spatial mode, supra-level design includes arrangement of

    extra-level elements within the document as well as elements like the orien-

    tation of the page, page size and shape, paper thickness, folds, flaps, and

    the like. The graphic mode at this level consists of marks, icons, colour, line

    work and logos that unify pages or sections of the document; or that create

    greater divisions.

    Kostelnick and Roberts (1998) developed their studies focussing on techni-

    cal communication and documents. Therefore, though their matrix has a

    graphic mode, it focuses more on particular kind of graphics like graphs that

    Textual Spatial Graphic

    Intra 1type style, type size,case, treatment: italic,bols, shadow, outline

    2spacing betweencharacters, spacingbetween words, verticalspacing

    3punctution marks,symbols, treatment:underline, strikethrough

    Inter 4headings, levels ofheadings numbers orletters that signal itemsin lists

    5paragraphs,indentation, hangingindents, lists, justifiedand unjustified, centredtext, line lengths,margins, text arrangedin tables and organisa-tional charts, leading

    6bullets and listingdevices, gray scaleshighlighting text,linework in tables,organisation charts,decision trees

    Extra 7labels, call-outs,captions for picturesand data displays,numerical labels,legends for datadisplays

    8data displays andpictures, the orien-tation, size, viewingangles, perspective

    9line weights or shadingon pictures and datadisplays, details onpictures, use of colourfor pictures or datadisplays

    Supra 10page headers or foot-ers, navigational bars,major section orchapter headings, tablebels, titles on thecover or the spine,initial letters signal-ling the start of a textsegment

    11shape, thicknessand size of the page,orientation of thepage, section dividers,embossing, placementof data displays andpictures in thedocument

    12colour or texture ofpaper page borders,boxes and lines aroundpictures, lines in pageheaders or footers,pictures of icons placedbehind the text in thewhole document

    Table 1.Visual language matrix. adapted from Kostelnick (2008)

  • 5/19/2018 MA Book Design dissertation

    10/64

    17

    are used in technical communication. While analysing science textbooks, it

    is also important to study diagrams and illustrations, which form an inte-

    gral part of science textbooks. While Kostelnick and Roberts matrix (1998)

    is useful in analysing the spatial arrangement of elements in a page layout,

    there is a need to consider some other models that help in analysing illustra-

    tions and diagrams and provide a framework that is more specific to books.

    Gilliesons framework (2008), which is described next, brings together

    several such models and theories.

    2.1.3 Gilliesons framework for graphic description in book design (2008)

    Gillieson (2008) developed a framework as a schema for graphic description

    in book design. The framework aims to organise graphic features of books.

    As stated by Gillieson,

    A fundamental aim of the framework is to incorporate various

    relevant models into a unifying system, to help standardise these and

    to show how apparently different descriptive schemas are related.

    (2008: 148)

    In order to include a wide variety of books, she has developed this frame-

    work with reference to a corpus of childrens science books. Gillieson

    uses this framework to demonstrate how comparative descriptions can be

    produced of chosen books.

    The broad framework is reproduced in Table 2. The main organising prin-

    ciple of the framework is the distinction between the two descriptive catego-

    ries of rule and context that are laid out on the vertical axis. The other formal

    categories fall into micro, macro and meta-level features and make up the

    rows in the framework. Each of these levels incorporates several models and

    theories that have been listed down with a short description.4

    Rule Context

    Micro

    Macro

    Meta

    Table 2.A summary of Gilliesons framework for graphic description

    4 Detailed description of each of the features can be found in Gilliesons 2008 thesis.

  • 5/19/2018 MA Book Design dissertation

    11/64

    19

    2.1.3 (A) Micro-level features

    This level brings together theories that study the building blocks of a docu-

    ment. Gillieson has described these components as being analogues to

    Engelhardts elementary graphic objects (2002: 15). These features include

    description of typographic elements, illustrations, photographs, and the tone

    of writing. This level consists of six informative models that can be organ-

    ised into four broad themes writing, graphic elements, diagrammatic

    representation, and polysemic illustration and photography.

    a) Typographic and editorial layout parts (Twyman 1982, Schriver 1997)

    At this level a matrix is produced [Table 3]that helps assessing typography

    with reference to Schrivers components of book design (1997) and in terms

    of basic functions and qualities after Twyman (1982). Gillieson assembles a

    list of editorial parts based on Schrivers (1997) and Bernhadt (1985). Thisincludes body text, footnote text, headings and subheadings, itemised

    lists, indented quotes, taglines and captions. These are analysed against

    Twymans (1982:11) definitions of intrinsic and extrinsic features of typogra-

    phy. Intrinsic features of typography are those characteristics of letterforms

    themselves that result from the technology of production whereas extrinsic

    qualities relate to the configuration of these.

    b) Register and tone of writing (Nash, 1980)

    This model brings together Nashs categories of the register of writing

    (1990: 121124) and the tone of writing (1980: 153). He describes variants

    within each of these categories. The register of writing defines the speaking

    style and reflects the occupation and voice of the speaker. This includes the

    informant, the instructor, the disputant and the entertainer. Within the four

    registers, the writing may follow either a formal tone or an informal tone.

    c) Graphic formats for quantitative date (Macdonald-Ross, 1977)

    This category involves diagrams and graphs that are identified as discrete

    and elemental components of layout according to Macdonald-Rosss lexicon

    for quantitative data formats for graphic description (1977). This includes

    terminology for identifying whole diagrams as well as their constituent

    parts. Macdonald-Ross reviews the ways in which quantitative information

    can be presented with a list of principal formats (1977: 364368).

    d) Formal features of diagrams and graphic elements (Bertin, 1967)

    Bertins schema [Figure 1]is a reductive graphic syntax that applies to the

    formal qualities of graphic components. Running clockwise from the top the

    figure this includes basic elements of size, value, pattern, colour, orientation

    and shape. This model can be used to study and describe the formal quali-

    ties of diagrams and charts found in several complex texts.

    Intrinsic qual it ies Extrinsic qual it ies

    Body text

    Footnote text

    Headings (andsubheadings)

    Itemised lists

    Indented quotes andcall-outs

    Taglines

    Captions

    Table 3.Typographic and editorial layout parts (after Twyman 1982and Schriver 1997)

    Figure 1Bertins schema of the basic elements of the graphicsystem (1967: 43)

  • 5/19/2018 MA Book Design dissertation

    12/64

    21

    e) Variables for describing illustration (Ashwin, 1979)

    Ashwins analysis of graphic imagery leads to a series of visual syntax vari-

    ables in seven categories (1979: 5765): consistency, gamut, framing, place-

    ment, proxemics, kinetic and naturalism. These offer a simple and direct

    vocabulary to describe polysemic illustration of all kinds.

    f) Variables for describing pictorial representation (Twyman, 1985)

    Twymans model takes into account the inherit complexity of visual form, in

    response to what he sees as a lack of understanding of them (1985: 305). He

    proposes descriptive categories to describe pictorial representation keeping

    in mind factors such as means of reproduction, the element of time as well

    as issues that arise due to interpretation (1985: 260295).

    2.1.3 (B) Macro-level features

    Macro-level components combine to form larger groupings on the page. The

    two-page spread forms the boundary for macro-level descriptions. This level

    includes groups of graphic elements and the relationships between them. It

    brings together several models that describe visual relationships, picture-text

    relationships and also analyse illustrations and diagrams. The macro-level

    includes seven categories

    a) Gestalt forms and page layout

    This category engages the five central principles of Gestalt psychology

    good continuation, proximity, similarity, closure and figure strength. The

    unifying principle of Gestalt theory is that the brain makes assumptions

    about images in order to perceive them. In her discussion of Gestalt princi-

    ples and their application to graphic communication, Schriver suggests that

    Gestalt-induced cues can affect a readers interpretation of a text (1997: 306).

    b) Schema for describing graphic language (Twyman, 1979)

    Twymans schema (1979) presents a number of theoretical possibilities in

    terms of approaches to graphic language. The matrix developed [Table 4]is

    based on the intersection of variables of graphic structure and modality. The

    horizontal axis describes methods of configuration. This represents a slow

    transition from pure linearity to extreme non-linearity, depicting the degree

    to which the reading order is prescribed by the order of graphic elements.

    The vertical axis represents the mode of symbolism, which describes the

    form of graphic language used. This matric can be used to answer two

    fundamental questions as stated by Twyman (1979: 117): What should be the

    mode of symbolisation and what should be the mode of configuration?

    PureLinear

    LinearInter-rupted

    List Linearbranching

    Matrix Non-lineardirectedviewing

    Non-linearmostoptionsopen

    Verbal/numerical

    1 2 3 4 5 6 7

    Pictorial& verbalnumerical

    8 9 10 11 12 13 14

    Pictorial 15 16 17 18 19 20 21

    Schematic 22 23 24 25 26 27 28

    Table 4.Twymans schema for describing graphic language (1979, reproduced from 1982: 8)

  • 5/19/2018 MA Book Design dissertation

    13/64

    23

    c) Model for analysing illustration (Goldsmith, 1980)

    Goldsmiths model (1980) has been developed as an analytical tool for

    teachers and students [Table 5]. The vertical axis shows the three levels of

    response of viewers to a picture syntax, semantics and pragmatics (1980:

    204) and the horizontal axis intersects with the four visual factors common

    to all supportive illustration unity, location, emphasis and text parallels

    (1987: 54). This model helps to analyse several features of illustration includ-

    ing its relation to its surrounding text.

    d) Model for analysing diagrams (Richards, 1984)

    Richards (1984) presents a model for analysing the structure of diagrams

    [Figure 2]. This model is built on the three semiotic levels as used by Gold-

    smith (1980). It is also based on three variables, out of which two, Richard

    argues, are essential in the creation of a diagram the mode of correspon-

    dence, the mode of depiction and the mode of organisation. The boundaryline between the various categories in this diagram is flexible, thus making

    it an appropriate model in describing a wide variety of diagrams.

    e) Picture-text relationships

    This category is concerned with the relationship between the text and visual

    elements in a page layout. It brings together terms proposed by Hegarty

    et al. (1991: 648652), Schriver (1997: 41213) and Barthes (1977: 3741).

    Redundant, complementary, supplementary, juxtapositional, stage-setting

    and relaying, are terms that arise from Barthes and Hegarty et als discus-

    sion and can be used to describe picture-text relationships in a wide variety

    of material.

    f) Rhetorical clusters

    This category identifies Schrivers rhetorical clusters (1997) as an import-

    ant group of elements responsible for the semantic unity on a page. Schriver

    proposes the compilation of a list of generic layout elements contained in a

    typical document, text parts that constitute different kind of rhetorical clus-

    ters (1997: 3434) illustrations with annotations, body text with footnotes,

    series and front matter. This category works with the micro-level category of

    typographic and editorial layout parts to identify conventional groupings on

    a page.

    g) Discursive structures (Nash 1980)

    This category highlights two variables discussed by Nash discourse struc-

    tures (Nash 1980: 95) which are helpful in studying the shape of written

    text and linking structures (Nash 1980: 2140) which focus on how specific

    terms are linked to others within a page layout. Among other applications,

    this category can be useful in identifying books in which verbal and graphic

    languages seem to be at odds with one another.

    Unity Location Emphasis Text parallels

    Syntax

    Semantics

    Pragmatics

    Table 5.Goldsmiths model for analysing illustrations (1980)

    Figure 2Richards taxonomy of diagrams (1984: 9/5)

  • 5/19/2018 MA Book Design dissertation

    14/64

    25

    2.1.3 (C) Meta-level features

    This level includes underlying principles that govern the overall design of

    the book. This is the level that makes this framework customised for analys-

    ing books specifically. Characteristics like the artefact structure, book format

    and province, facing pages, grid, granularity and density; design maxims 5

    and book access parts are taken into consideration at the meta-level. These

    are organised into two groups that could overlap models describing struc-

    tures6and models describing design maxims. This category also includes

    the structural qualities of the book object: size, printing, specifications

    and binding.

    2.1.3 (D) Rule and context

    Rule and context are the two categories on the vertical axis of this frame-

    work. These are conceptual distinctions that allow graphic features to be

    assessed in light of different critical perspectives. Rule-based featurespertain to the internal logic of a book and how it reflects constraints of

    printing technology, as well as the rules of language and typography. Context

    based features are one that emerge from the surroundings of a book and

    draw on shared social or historical codes for rhetorical significance. Sauss-

    ure (1922), Waller (1987), Twyman (1985), Gombrich (1968), and several

    others draw parallels to this concept of rule and context. Because rule

    and context are ways of interpreting descriptions, this analysis, which is

    a comparison of spreads focussing on formal differences, follows a largely

    rule-oriented description.

    Out of the three frameworks described here, Gilliesons framework is best

    suited to take as a basis for this dissertation; for two major reasons: (1) It

    brings together several descriptive models relevant to visual communication,

    in turn providing a tool for performing well-structured and thorough

    analysis. (2) Gillieson developed this framework taking into reference a

    corpus of childrens science books. This makes it more relevant to the topic

    of this dissertation.

    While Gilliesons framework, described above, brings together some models

    that would be useful in analysing childrens science textbooks, Kostelnick

    and Roberts matrix (1998) can be used for studying details in typogra-

    phy and layout. Hence, bringing selected parts of both these frameworks

    together might help in laying out a framework specific to the requirements

    of this dissertation. In addition to this, some writers like Hartley (1994)

    5 Design maxims (after Bonsiepe, 1968) deals with the typographic and graphic principles thatgovern that design and layout of a book.

    6 Here, the word structure has been used to refer to a group of elements governing the design ofa book.

  • 5/19/2018 MA Book Design dissertation

    15/64

    27

    provide several theories specific to the design of instructional text. These are

    important considerations while analysing textbooks. Some of such studies

    are summarised in the next section and shall add to the development of the

    required framework.

    2.2 INSTRUCTIONAL TEXT

    Textbooks beong to the genre of instructional text which is usually more

    complex7in its structure and appearance than continuous prose (Hartley,

    1994). A textbook is used by students for the purpose of studying. Students

    tend to use it in various different ways and therefore the layout needs to

    be clear and consistent. In addition to the various models discussed in the

    previous section, this section brings together theories and facts that cover

    three major properties of instructional text the process of strategic reading,typography and layout and the use of diagrams and illustrations.

    2.2.1 Strategic reading

    Studying is an example of what is called a selective or strategic reading

    process (Paris & Myers, 1981; Pugh 1 975). Strategic readers use a document

    to achieve a certain goal. Strategic reading is enabled by what Warde (1974)

    called the three great privileges of printing to turn back, to look forward

    and to stop and think. The confidence with which authors can make predic-

    tions about their readers differs from text to text. Perhaps the only thing that

    they can predict in the case of textbooks is that most of the students must

    read selectively. There are several theories to support this. Observation of

    reading styles and strategies by Pugh (1975) and Thomas (1976) shows that

    a straight-through linear strategy is not typical of efficient readers. Pugh

    (1975) identified five strategies of reading: Receptive Reading, Responsive

    Reading, Skimming, Searching and Scanning. These theories emphasise

    that students read in a selective fashion, scan the text and then select areas

    for special attention. Strategic reading is at the heart of document literacy,

    which is a key aspect of a wider term, functional literacy (OECD, 1997). It

    refers to the ability of using documents to achieve purposes and solve prob-

    lems (Waller, 2012).

    7 Gillieson (2008) refers to the term complex layout as one that has a wide variety of approachesto design, a range of illustrative and diagrammatic forms. An alternative term, integrated text orintegrated book has been used to describe layout in which typographic and pictorial elementsare intertwined, as for instance by Germano Facetti in his 1964 Penrose article The integratedbook.

  • 5/19/2018 MA Book Design dissertation

    16/64

    29

    According to Waller (1979), conventional textbooks are open to anyone and

    authors know comparatively little about the abilities, purposes, opinions,

    prior knowledge and circumstances of their readers. Most textbooks are used

    by students belonging to different cultural and educational backgrounds.

    Hence, rather than locking the readers to a single linear sequence, it is

    important to make these texts accessible for a range of different purposes.

    Waller (2012) talks about the linearity of language at the most basic level.

    In most languages, the order of wording within a sentence is critical. The

    history of paper documents show the development of various methods that

    have been used to overcome this linearity of language word spacing, punc-

    tuation, the codex, headings, page numbers, indexes, typographic structures

    and multimodal layouts evolved over centuries. These make the act of read-

    ing a slow and strategic process in which readers deploy a range of strate-

    gies like searching, skimming, note-taking and so on to achieve their goals.

    Thus, accessibility of text liberates the reader from the linearity of language.Newspapers, textbooks, user guides, magazines, all of these constitute what

    is called local genres. Layout is the most signifying feature of each of these.

    Readers recognise them from their layouts. The graphic layout of such

    genres contains rules or affordances for their use.

    Waller (1979: 175) explains the term access structure as the co-ordinated

    use of typographically signalled structural cues that help students to read

    texts using selective sampling strategies. The usage of these typographi-

    cally signalled devices leads to better organisation of text, and hence helps

    the reader gain an overview of the text and locate relevant parts efficiently.

    Waller (1982) divides these structures on the basis of their roles into ones

    that have a global role and assist the overview of a subject area. These

    include contents lists, concept diagrams, glossaries, objectives, summaries

    and index. And the second kind are the ones that work at a local level and

    help in actually engaging the authors argument. Headings and layout are

    the two main local access structures.

    2.2.2 Layout and typography

    There are two main elements of layout and typography that shall be an inte-

    gral part of analysing childrens science textbooks in this dissertation. The

    first deals with the spatial arrangement of text and the effect of typographic

    cues in instructional text while the other is the role of headings in textbooks.

  • 5/19/2018 MA Book Design dissertation

    17/64

    31

    2.2.2 (A) Organisation of text

    According to Waller (2012), students need information to be broken down

    into chunk and structures by using headings, illustrations, notes and other

    study aids. This is what Anderson and Armbruster (1985) call considerate

    text. This term could be applied to any text that fulfils the needs of the read-

    ers, rather than just presenting the arguments and thoughts of the writer.

    Waller (2012) states that there are two factors that determine a readers

    response to a text: the readers attained knowledge and the readers relation-

    ship to the text itself.

    Garofalo (1988) emphasises that the organisation of text is an important

    factor relating to reader comprehension. She quotes Gage and Berliner:

    The use of structure is something that when pointed out to students,

    makes their learning more efficient, better remembered and moreuseful. It is important for students to see a framework of facts,

    concepts and rules that they are being asked to learn. (1984: 274)

    Hartley (1994) emphasises that space plays an important role in clarifying

    text. It is space that separates letters from each other, it is space that sepa-

    rates words and lines from each other, it is punctuation marks that separates

    phrases, clauses and paragraphs and it is headings that separates sections

    from one another. Both, Burnhill and Hartley (1982) maintain that, given

    a particular text and page size, one can manipulate the spatial arrangement

    of the text so as to enhance clarity, retrieval and comprehension. Hartley

    (1994) discusses how both horizontal and vertical spacing can be used to

    separate and to group components of text. According to Hartley (1994),

    instructional text is more complex than prose. The argument here is that the

    underlying structure of complex text can be demonstrated more clearly to

    readers by consistent and planned use of vertical and horizontal spacing.

    Other than spacing, Hartley (1994) and Garofalo (1988) provide research

    and experiments that demonstrate that typographic and spatial cues also act

    as important aids in understanding text by highlighting information and

    differentiating between the important and less important parts which in

    turn enhances the learning process. Garofalo (1988) describes a typographic

    cue as a proposed vehicle by which the reader is made aware of the struc-

    ture. Hershberger and Terry (1965) also support this study and state that

    distinguishing between various categories of information allows a student to

    adjust his style of reading to levels of importance.

    2.2.2 (B) Role of headings

    One of the ways of organising text such that students comprehend most

    from it, is by the use of headings and sub-headings. Waller (1982) lists

  • 5/19/2018 MA Book Design dissertation

    18/64

    33

    headings as one of the major devices to assist in local accessibility of text.

    Although headings have an organising function at the global level, their

    primary function is said to be an orienting one. There are certain questions

    that arise regarding the use of headings What should they say? Where

    to put them? Waller (1982) further defines three basic kinds of headings

    Cross-headings are the one that interrupt the text and denote a change of

    subject, side-headings, on the other hand, allow the flow of text to continue

    and can aid in summarising a topic and running headings are used to

    summarise the contents on a page and inform the reader about the specific

    information on a page.

    According to Hartley and Jonassen (1983), there are two broad ways in which

    headings help the reader to acquire knowledge from a piece of text. Firstly,

    during an initial reading, headings help in the organisation of the incom-

    ing information and hence help recall. Secondly, while revisiting a piece ofinformation, headings help in locating the desired information. The specific

    role to be played by headings depends upon the nature of the document and

    the readers degree of familiarity with it (Swarts et al., 1980). A good head-

    ing needs to be written keeping in mind the readers prior knowledge and

    the readers needs in mind. The access function of headings depends upon a

    meaningful and user-oriented construction of headings (Hartley and Jonas-

    sen, 1983).

    2.2.2 (C) Illustrations and diagrams

    Science textbooks are documents where illustrations and diagrams are

    integral parts of the content. While analysing these books it is important

    to understand the role of pictures8in instructional text and how they affect

    the layout. Gilliesons framework (2008) includes some important and

    descriptive models on pictorial representations within its micro and macro

    levels Bertins study of features of diagrams (1967), Ashwins variables for

    describing illustration (1979), Twymans variables for describing pictorial

    illustration (1985), Richards taxonomy for analysing diagrams (1984) and

    Goldsmiths model for analysing illustrations (1980). All these togetherprovide a strong foundation for analysing pictures present in childrens

    science textbooks. When it comes to instructional texts, the relation of the

    picture with the audience plays a vital role and there are several additional

    properties of diagrams and pictures that need to be considered.

    8 Twyman (1985) uses the word picture to mean some hand-made or machine made image thatrelates, however, distinctly, to the appearance or structure of real or imagined things. Herethe word picture refers to visual forms used in a textbooks, like illustrations, diagrams andphotographs.

  • 5/19/2018 MA Book Design dissertation

    19/64

    35

    a) Picture and the audience

    According to Hartley (1994), what may be obvious for the person creat-

    ing an illustration or a diagram might not be known at all to the reader. It

    is important for the designer to assess the value and effectiveness of the

    diagrams used. Does the reader consider the diagram to be helpful? Does

    the reader remember the content presented? Does that reader understand

    and comprehend the diagram? These are some questions that need to be

    asked while working on diagrams within text.

    Brody (1982) states that pictorial interpretation is closely related to the

    individual backgrounds and experiences of the reader. Even students from

    the same background often comprehend a picture in different manners.

    One possible explanation for this would be that while looking at a picture

    each student might focus at a different aspect of the picture. The problem is

    worst when the picture presented to the students is relatively unfamiliar. Inthat case the ambiguity and the number or interpretations increases. Thus it

    becomes essential to provide more precise and detailed information to

    the students.

    b) Role of pictures in instructional text

    It is important to know the role of a picture in a layout, in order to project

    it to the reader in an effective way. Twyman (1985) describes several uses of

    pictures. These roles play some part in effective communication. According

    to Twyman (1985), while some pictures are designed to persuade or exhort,

    others have instruction or provision of information as their major purpose.

    He also agrees that several pictures are developed and used primarily to

    give pleasure to the spectator and for aesthetic and decorative purposes.

    Another form of picture discussed by him includes using pictorial language

    as a means to problem solving. Brody (1982) discusses the role of pictures

    specifically in instructional text. He emphasises that pictures should be

    included in textbooks on the basis of their instructional quality rather than

    their decorative ones. However, pictures are probably most often chosen on

    basis of cost, attractiveness and availability. He lists down five main roles ofpictures in instructional text (Brody, 1982: 302):

    1. Repeat information present in the text

    2. Provide additional information

    3. Help in retention of information

    4. Stimulate recall of previous information

    5. Provide either introduction of new material or review of material after

    it is read

  • 5/19/2018 MA Book Design dissertation

    20/64

    37

    Hartley (1994: 80) also discusses five well-defined roles of illustrations and

    diagrams in instructional text

    1. An affective role: enhancing interest and motivation

    2. An attentional role: attracting and directing attention

    3. A didactic role: facilitating learning by explaining or showing some

    thing that is difficult to convey solely in words

    4. A supportive role: enhancing the learning of less-able readers

    5. A retentional role: facilitating long-term recall.

    Hence, there are several roles that a picture plays in instructional text other

    than just adding to the aesthetics of the book. One of the major roles of

    pictures is that they aid the recall of the textual material in instructional text.

    This has been tested by Levie and Lentz (1982) who found that the recall of

    illustrated text is better than the use of only words.

    c) Positioning and labelling diagrams

    The placement of pictures within instructional text plays a crucial role in

    their effectiveness. When placed before, they can give an overview of the

    text that follows; when placed after, they can help the reader to review what

    has already been read, often resulting in better retention when compared to

    pictures placed before (Brody, 1982). Therefore the placement of pictures

    should be based on the function that they need to serve.

    If pictures are divorced from the text, the readers are less likely to look at

    them. The positioning of illustrations and diagrams is important because of

    their didactic and attentional roles, as listed by Hartley (1994). He provides

    three ways of drawing the readers attention towards pictures. Firstly, by

    referring to them within the text; secondly, to label parts of the illustration;

    and thirdly; by using captions. Brody (1982) also emphasises on referring

    to pictures within text as a way to direct student attention to the picture at

    the time most appropriate for learning. For a picture to be most effective,

    it is important to control both what the learner is looking at and when it

    is to be examined (Brody, 1982: 303). The placement of the picture on thepage can help eliminate some of the difficulties that are to do with direct-

    ing the students attention to the picture at the required moment. One of

    the primary reasons for doing this is to place the picture in the appropriate

    context, hence reducing the number of possible interpretations.

    The use of captions can help reduce student ambiguity. One of the most

    efficient ways of answering many of the questions raised upon viewing an

    illustration is by informing the student about the content and purpose of

    the illustration (Brody, 1982). Gomrich (1972) emphasises on captions to be

    one of the most critical variables in the proper understanding of pictures.

  • 5/19/2018 MA Book Design dissertation

    21/64

    39

    He suggests that they can often compensate for the lack of context. Addition-

    ally, Jones et al. (1984) provide an argument that it is easier to understand

    diagrams when there is an organisation in their labels. The chunking of

    labels under appropriate heading has a marked effect on comprehension

    and recall. Consistency is important in the placement of labels and captions

    throughout the text; hence their positioning becomes important as well.

    Labels and captions should be placed in a way that all of them are clearly

    visible and dont get lost amongst one other (Hartley, 2004).

    d) Pictorial format, complexity and size

    There are several pictorial formats used in textbooks. Some of these include

    colour, black and white, realistic, photographs, cartoons and simple line

    drawings. There have been several studies to research the effectiveness

    of these pictorial formats. These have been quite contradictory and the

    most that can be said is that no single format is the best for all occasions.It depends on the context, the learners, and the content (Brody, 1982).

    However the picture preference pattern is stable for students of all ages.

    Myatt and Carter (1979) performed a comprehensive study through which

    they concluded that both children and young adults firstly prefer photo-

    graphs and give second preference to realistic drawings. Dwyer (1972) also

    reported that college students have a preference for more realistic formats.

    Brody (1982) advises the use of different kinds of formats within the same

    book, as the students tend to lose interest if one pictorial mode dominates.

    Complexity of pictures also plays a role in holding students attention. More

    the number of pictorial elements in a picture; the more complex it is said to

    be. A research suggests that children find complex pictures more interesting

    and spend more time comprehending them as compared to less complex

    ones (Brody, 1982). However according to Wohlwill (1975), too much

    complexity can lead to decreased interest and an increase in the compre-

    hension time. Hence, it is important to manage the level of complexity. The

    appropriate level of complexity would depend upon the developmental stage

    of the learners as well as their past experiences (Brody, 1982).

    Apart from picture complexity, another factor that affects the effectiveness of

    a picture is its dynamic quality. According to Travers & Alvarado (1970), the

    importance of using pictures of a dynamic nature is understood by apparent

    tendency of students to look longer and respond more readily to pictures

    that are dynamic. Hence according to this theory, dynamic images are more

    interesting to students than static images.

    Picture size is closely related to the publication costs, as the picture size

    increases so does the cost. However while reducing the size of a picture care

  • 5/19/2018 MA Book Design dissertation

    22/64

    41

    must be taken that its important features can still be recognised and it does

    not affect the attractiveness of the picture. Kosslyn (1975) reported that more

    details of a mental image of an object are remembered when the object is

    imagined next to a small object.

    2.2.2(D) Use of colour

    In textbooks today, the use of colour cannot be ignored. It plays several roles

    other than just adding aesthetic value and making the books more attractive.

    With the advent of print technology, colour dominates the effect of textbooks

    on children today. Colour contributes to information design as well as navi-

    gation in textbooks. Tying colour to information is as elementary as colour

    technique in art, To paint well is simply this: to put the right colour in the

    right place, in Klees ironic prescription. Tufte (1990) lists some fundamen-

    tal uses of colour in information design: to label, to measure, to represent or

    imitate reality and to decorate or enliven. In the case of textbooks colour is

    also used to aid learning. Gattegno (1962) and Jones (1968) have developed

    separate methods of teaching young children to read by using colour combi-

    nations to give additional phonetic information.

    Colour combinations also have a great influence on the legibility of print.

    Tinker (1965) states that brightness contrast between print and paper is

    perhaps the most important factor in the hygiene of vision. Child et al.

    (1962) performed a study comparing effects of colour between the two sexes

    of children of different ages. One of the interesting conclusions was that

    children at all ages prefer cooler colours. Skoff and Pollack (1969) tested the

    visual acuity of children (age 7 to 1 4 years) as related to changes in hue. The

    colours tested were red, blue, yellow and black. The lowest visibility thresh-

    olds were obtained with black, followed by red with blue the highest. Byrnes

    colour theories (1847) suggest that the use of primary colours and black is

    said to provide maximum differentiation. In diagrams, the least used colour

    is black and it is carefully avoided for large solid elements.

    Apart from the use of colours in diagrams and illustrations, a trend observedis the use of colour for navigation and coding of chapters in textbooks for

    children. Another familiar use is to illuminate and highlight information.

    Tufte (1990) provides a strategy to use colours found in nature, especially

    the lighter ones, as these colours are familiar and coherent and possess a

    widely accepted harmony to the human eye.

    The theories disccussed in this section are important considerat ions for

    the design of textbooks and are incorporated into the models discussed in

    section 2.1, leading to a framework for the analysis of childrens science text-

    books, described in the next section.

  • 5/19/2018 MA Book Design dissertation

    23/64

    43

    2.3 AFRAMEWORKFOR ANALYSINGTHE DESIGNOF CHILDREN SSCIENCETEXTBOOKS

    In order to compare the design of science textbooks for children, several

    layers of information including physical features, modes of production,

    diagrams, layout and design features and other qualitative and quantitative

    characteristics need to be observed and analysed. A framework9is required

    that can lead to usable answers concerning the form and functions of a

    textbook.

    The main organising principle of this framework is based on Gilliesons

    (2008) micro, macro and meta-level features of books. Each of these levels

    has been defined in the following sections depending on their function in

    this framework. The design features within each of these levels are in turn

    analysed within the three modes of textual, graphic and spatial [Table 6],

    adapted from Kostelnick and Roberts matrix. (1998).

    For childrens science textbooks, while the textual mode is active at the

    micro level, the macro level looks more into the spatial and graphic modes

    of the textbook. Hence, the various cells of the framework may or may not

    be active depending upon the aim of the analysis and the complexity of the

    textbook being analysed.

    Textual Graphic Spatial

    Micro

    Macro

    Meta

    Table 6.Framework for analysing childrens science textbooks

    2.3.1 Micro-level features

    This level includes features that are the building blocks of the page layout.

    It mostly concentrates on details within typography. The use of graphic

    elements such as rules, bullets, borders and boxes is also analysed at the

    micro-level. [Table 7]10

    9 Framework refers to Gilliesons description as explained in section 2.1.310 In table 7, Object attributes has been borrowed from Moys (2012: 30). It is defined as the

    presentation of graphic elements.

  • 5/19/2018 MA Book Design dissertation

    24/64

    45

    Hierarchy and headings

    Described in section 2.2.2 (B).Considers the various levels of headingsand the use of numbers or letters toprovide order of information.

    Emphasis and highlightingIdentifies typographic cues used tohighlight information.

    Alignment and treatmentof text

    Considers justification, indentation,paragraphs, and the use of treatmentslike drop caps.

    Object attributesIdentifies graphic elements like bullets,listing devices, borders, rules and linework used in the layout.

    Table 7.Micro-level features explained

    2.3.2 Macro-level features

    Macro-level features are analysed in the graphic and the spatial modes.

    While the graphic mode deals with illustrations, diagrams and data displays,

    the spatial mode identifies and analyses the spatial organisation of various

    elements of the layout. [Table8]

    Rhetorical clusters andlayout elements

    Similar to Gilliesons macro-level feature (2008:185). Identifies the various semantic groups ina page layout.

    Pictorial formatDescribed in section 2.2.2 (C). Considers thekind of pictures used in a textbook photographs, line drawings, illustrations .

    Placement of picturesDescribed in section 2.2.2 (C). Refers to theplacement of pictures with relation to the textin a page layout.

    Labelling and captionsDescribed in section 2.2.2 (C). Refers to thedesign and placement of labels and captions ina picture.

    Pull-outs and tablesDescribed in section 2.2.2 (C). Identifies textpulled out from the main text into boxes. Alsoconsiders text organised into tables.

    Gestalt forms and unitySimilar to Gilliesons macro-level feature(2008: 170). Studies the unity of the spread asdescribed in 2.1.1 (C).

  • 5/19/2018 MA Book Design dissertation

    25/64

    47

    Layout and spatialorganisation

    Described in section 2.2.2 (C). Considers thespacing and the placement of elements in thepage layout and the margins.

    Table 8.Macro-level features explained

    2.3.3 Meta-level features

    This level is concerned with analysing features that contribute to the look of

    the overall textbook. It considers the textbook as a whole. The meta-level is

    most active in the spatial mode of the framework. Features like the physical

    properties of the book, the underlying grid, the system of contents in a chap-

    ter, the navigation through the various chapters and the overall use of colour

    for the book are studied at the meta-level. [Table 9]11

    Physicalityattributes

    Similar to Gilliesons meta-level feature calledArtefact structure (2008: 195). Includes size of book,binding, paper stock, cover and number of pages.

    GridsSimilar to Gilliesons meta-level feature (2008: 213).Identifies the underlying grids and template forthe book.

    NavigationConsiders the navigation through the various chap-ters of the book. This includes analysing folios,running headers, contents list and chapter o peners.

    Chapter overview Describes the extent of the chapter.

    ColourDescribes the system behind the use of colour inthe book.

    Table 9. Meta-level features explained

    The framework explained in this section is adapted from models and theo-

    ries discussed in sections 2.1 and 2.2. The various features described in this

    framework are analysed and documented in chapter 4.

    11 In Table 9, Physicality attributes has been borrowed from Moys (2012: 30). It is defined as themateriality of the medium.

  • 5/19/2018 MA Book Design dissertation

    26/64

    49

    3. METHODOLOGY

    To compare the design features of science textbooks for children in India

    and the UK, it was important to choose samples of textbooks to analyse. This

    involved studying the education system and curriculum in both the coun-

    tries and choosing specimens that represent the kind of textbooks currently

    being used in the schools of these countries. Three factors were considered

    while choosing these samples Subject, Age group and Publisher.

    3.1 EDUCATIONSYSTEMIN THE UK AND INDIA

    The national curriculum in the UK contains programmes of study and

    attainment targets for subjects and is followed by all state schools in the UK.

    This curriculum is organised into blocks of years called key stages that chil-

    dren are taken through in their school life [Table 10]. At the end of every key

    stage, the teacher formally assesses each childs performance to measure the

    progress. Primary education starts in year 1 at age 4 and most pupils begin

    their secondary education at the age of 2 in the 7 thyear.

    Key Stage 1 Ages 57 Years 1 and 2

    Key Stage 2 Ages 711 Years 3, 4, 5 and 6

    Key Stage 3 Ages 1114 Years 7, 8 and 9

    Key Stage 4 Ages 1416 Years 10 and 11

    Table 10.Key stages in the UK curriculum

    In India there are several boards of education. The two main boards

    include the central board, which is controlled by the central government,

    and the state boards that are under the governments of each state. Every

    school follows a particular curriculum based on either of the boards. Thelevels of education include pre-school, primary, secondary, higher secondary.

    The first 10 years of schooling is divided into 5 years of primary education, 3

    years of secondary, followed by 2 years of high school.

    The National Council of Educational Research and Training (NCERT) is the

    apex body for curriculum related matters for school education in India. This

    constitutes what is commonly known as the central board in the country.

    Similarly, every state has its own board of education as well. There is a range

    of textbooks published by Indian publishers. However, the textbooks used by

    the central board schools all across the country are uniform and same is the

    case with state board textbooks within every state.

  • 5/19/2018 MA Book Design dissertation

    27/64

    51

    Schools in UK use a number of different textbooks and workbooks published

    by independent publishers such as Letts, CGP, Macmillan, Collins,

    Cambridge and Oxford University Press. Though the list of topics covered (as

    per the contents page) remains similar across these books, it is interesting to

    note that every school makes its own choice and students use books from a

    range of different publishers.

    3.2 SAMPLESOF TEXTBOOKS FOR ANALYSIS

    From the various textbooks published in both countries, two have been

    chosen from each as samples for this study. The choice of the subject, age

    group and the publishers was made after taking the following points into

    consideration.

    On analysing a range of textbooks across various subjects for children, it

    was noted how prominently a science textbook differs from a mathematics

    and an English language one. The degree of picture-text complexity, use of

    numerals, equations, continuous text, diagrams, illustrations, are some of

    the features that tend to differ with the subject. Childrens science textbooks

    possess a considerable amount of picture-text integration and make use of it

    to explain several complex relationships. Hochuli discusses scientific books

    in terms of how they challenge the designer:

    They demand that the designer use all his or her powers if all the

    material is to be brought together under one roof: the main text

    (with tables and formulae), organised by a complicated hierarchy of

    headings, together with different kinds of material as illustrations -

    drawings, photographs (black-and white and colour), maps, diagrams

    - and related captions If one also has foot- or side-notes, appendixes

    (perhaps illustrated as well), and finally a commentary section and

    one or more indexes, then the planning cannot be careful enough.

    (1996: 70)

    In addition to the subject, it was also important to consider the age groups.

    Legibility, readability and understanding of the visual form largely differ

    with age. Tinker (1965: 150) who has performed several studies on percep-

    tion of reading and legibility amongst adults and children states that

    mechanics of reading, which includes word recognition techniques, percep-

    tual skill, use of context, becomes well established, or like that of adults,

    somewhere between the fourth and eighth grades. Children in the primary

    years only begin to recognise letters, words and read. The design features

    of textbooks for younger children are different from the kind of design

    decisions that are taken while designing for older children. Key stage 3that

  • 5/19/2018 MA Book Design dissertation

    28/64

    53

    includes the age group of 1114 years has been chosen for this study. These

    are developmental years where children have developed their skills of read-

    ing and writing and are moving towards developing a perception like adults.

    Science textbooks from both the countries for this age group possess the

    required amount of picture-text integration for study and analysis.

    Two publishers of science textbooks for this age group have been chosen

    from each country. For Indian textbooks, one publisher has been chosen

    from the central board syllabus while the other is from the state board.

    Content of both the books were then matched with the list of contents of the

    various textbooks available for key stage 3 in the UK. Additionally, parents

    and teachers were informally questioned to identify the textbooks that are

    most commonly used in schools in the UK. Based on this, science study

    guides from CGP and Letts were chosen. While Key stage 3 is included in

    a single book in the UK, every grade in India has a new textbook, which

    results in three seperate books for the grades 6-8. Thus, following four titles

    have been analysed:

    1. Letts Science complete coursebook, KS3(UK)

    2. CGP Science complete study and practice, KS3(UK)

    3. NCERT Science 6,7 & 8 (India)

    4. Ratna Sagars Living Science, 6, 7 & 8 (India)

    3.3 METHOD OF ANALYSIS

    The final framework that has been used for analysing these chosen samples

    has been described in section 2.3 and is a compilation of relevant models

    required to analyse childrens science textbooks. This framework has been

    used to perform analysis under the three levels micro, macro and meta

    (Gillieson, 2008). The analysis is presented in chapter 4. A description of

    the various features of each of the four samples of textbooks is documented

    in tables presented in the appendices 5, 6 and 7.

  • 5/19/2018 MA Book Design dissertation

    29/64

    55

    4. ANALYSIS

    This chapter documents the analysis of the chosen samples of childrens

    science textbooks using the framework described in section 2.3. The books

    are analysed by studying the features under the three levels of the frame-

    work (Adapted from Gillieson, 2008) micro, macro and meta. Each of

    these books is referred to by their names, Living Science, NCERT, Lettsand

    CGP.[Figure 3]

    The analysis begins at the meta-level with a description of the textbooks

    describing design features like grids, navigation, physicality attributes a nd

    the use of colour. The macro-level analyses the spatial arrangement of vari-

    ous elements in a page layout including pictures and pull-out boxes. Details

    within text and typographic differentiation are analysed at the micro-level. At

    each level observations and conclusions are discussed and the descriptions

    of the various features are documented in the form of tables presented in

    the appendix.

    4.1 META-LEVEL

    A study of the physicality attributes12[Appendix 5] of these textbooks shows

    that they are quite similar as far as the format and the number of pages

    is considered. All four have soft-back covers and are perfect bound. The

    features that differ are the paper stock and the quality of printing. The two

    books from the UK, Lettsand CGPuse thicker stock of paper with a better

    quality of printing as compared to the samples of textbooks from India.

    There are several factors that lead to the choice of paper for a textbook. Avail-

    ability, cost, thickness, opacity, surface finish and its compatibility with the

    kind of printing are some of these factors. Out of the three, NCERTuses a

    thin (80gsm) paper stock with a poor quality of print. The various elementslike colour, boxes, and rules are not well aligned in print. In addition to this,

    the paper stock used for the cover of NCERTis not strong enough to hold

    the book together.

    The next feature observed at this level is the underlying grids for these

    textbooks. Each of these samples follows a simple grid system. NCERTand

    Living Science[Figures 5 & 4 respectively]both use a two-column grid for

    the layout of elements. In Letts [Figure 6], text and images are arranged in

    12 As explained in section 2.3, this term has been adapted from Moys (2012)

    Figure 3Scale 35%The four textbooks analysed in this dissertation.Details and 90% scale spreads to be found in the appendix.

    Living Science (India)

    Letts (India) CGP (India)

    NCERT (India)

  • 5/19/2018 MA Book Design dissertation

    30/64

    57

    Figure 4: Living Science35 % scale

    Figure 6: Letts35 % scale

    Figure 7: CGP35 % scale

    Figure 5: NCERT35 % scale

    CHAPTEROPENINGSPREADSFOR META-LEVELANALYSISAnalysing the grid, navigation system and use of colour

    (Spreads at 90% scale in appendices)

  • 5/19/2018 MA Book Design dissertation

    31/64

    59

    a single column placed closer to the inner margins. Text pulled out into

    boxes is placed on the outer margins. In CGP [ Figure 7],text and images are

    framed with a keyline on every page. It is this frame along with a header that

    are constant on every page. Within this frame a column grid does not seem

    to be used. Text is placed within the frame with images inserted into it. This

    study of the underlying grids helps in analysing the spatial arrangement of

    various elements within the layout at the macro-level.

    To study the extent of a chapter within each book, the chapter on human

    systems including the digestive system has been chosen across all four

    books. In the two textbooks from India, Living Science [ Figure 20]and

    NCERT [ Figure 21], the various human systems are handled as separate

    chapters. The chapter considered here is the one on Nutrition in animals.

    In Letts [ Figure 22]and CGP [ Figure 23], The chapter is called Human

    systems and includes several other systems apart from digestion. Further

    analysis at the macro and micro levels is carried out taking spreads from

    these chapters as examples.

    Hartley (1994) emphasises that the overall layout of instructional text should

    be such that the reader can easily locate information. Chapter openers,

    running headers and folios all contribute to the navigation between chapters

    in a textbook. At the meta-level a comparison between the chapter openers

    of these four textbooks provides an example of the kind of elements used

    to develop the navigation within each of these books. Out of the four chap-

    ter opening spreads [Figures 4, 5, 6, 7], the effect of the spread is most in

    Letts [Figure 6]and is least prominent in CGP [Figure 7]. There are several

    elements that contribute to a prominent chapter opener in Letts. The pres-

    ence of the strong colour band on the top of the page that matches the

    colour used for the rest of the chapter captures the students attention while

    looking for a particular chapter. In addition to this, it can be observed that

    Lettshas a follows a system of use of colour in which every chapter uses a

    different colour. Thus the beginning of a new chapter becomes more evident

    [Figure 8].Whereas the other three textbooks use a set of colours through-out the book, not highlighting the beginning of a new chapter. Letts, Living

    Scienceand NCERT[Figues 8, 9 & 10 respectively], all three make use of a

    large numeral to depict the chapter number. In CGP, due to the small size

    of type and its placement, the name and number of the chapter tends to get

    lost in the layout[Figure 11].

    Figure 8: Letts50 % scaleElements that contribute to aprominent chapter opener.

    The other two colours used forchapter openers. Highlightsthe beginning of a new chapter

    more prominently.

    A strong head band for thechapter name and number

    Large numeral forchapter number

    Prominent folios

  • 5/19/2018 MA Book Design dissertation

    32/64

    61

    Figure 12: Living ScienceChapter summary, 80% scalePlaced at the beginning of the chapter

    Figure 13: NCERTChapter summary, 80% scalePlaced at the end of the chapter

    Figure 14: LettsChapter summary, 80% scalePlaced at the beginning of the chapter

    Figure 15: CGPChapter summary, 80% scalePlaced at the end of the chapter

    Figure 9: Living Science

    Figure 10: NCERT

    Figure 11: CGP

    Figures 9, 10, 11Scale 80%Treatment of the chapter numberand name in the openieng spread

  • 5/19/2018 MA Book Design dissertation

    33/64

    63

    Figure 16: Living Science

    Figure 17: NCERT

    Figure: 18. Letts

    Figure: 19. CGP

    According to Waller (1982), running headings can be used to summarise the

    contents on a page and remind the reader about the information present on

    that particular page. The centred placement of the running header and the

    folios at the bottom of the page in Living Science [Figure 16]is not very effec-

    tive in the navigation of the textbook as they dont stand out prominently. In

    NCERT [Figure 17], the running headers are present at the bottom towards

    the inner margin and tend to get lost. In contrast, in Letts [Figure 18], the use

    of colour and a graphic element, along with being placed at the bottom in

    the outer margin, makes the folios very prominent and in turn help to locate

    the required page more easily.

    Waller (1982) describes contents list as a typographically structured device

    that helps in making the content of a book more accessible. Some obser-

    vations are made on comparing the contents pages of the four textbooks

    [Figures 20, 21, 22, 23]. In Letts [Figure 22], the chapter numbers and namesuse the same system of colour as used in the chapters itself. This helps

    in looking for a particular chapter in the list. In Living Science [Figure 20]

    each chapter within the contents list also lists the various topics covered

    within the chapter. This increases the amount of text and thus demands for

    better hierarchy amongst the list. Hochuli (1989) emphasis on a motto for

    the design of contents pages: as clear as needed, as restful as possible. The

    contents pages of CGP [Figure 23]and NCERT [Figure 21]are examples of

    lack of emphasis and hierarchy. These lack the effective use of typographic

    differentiation. Also the visual connect between the designs of the contents

    page to the rest of the books is not well developed.

    Another similarity that can be observed across the four samples of textbooks

    is the presence of initial overviews and the end of chapter summaries, along

    with some important keywords and practice questions which are placed at

    the end of a chapter [Figures 12, 13, 14, 15]. These are common methods of

    highlighting important information in textbooks. Pull-out boxes also fall

    under this category and are discussed in section 4.2. Reder and Ander-

    son (1980) have demonstrated that a text stripped out of the main text is

    better remembered than a continuous, detailed text. Thus, this observation

    supports the likelihood that the main points of a text are better remembered

    when learnt from a summary than from the main text.

    LeftFigures 16, 17, 18, 19The treatment of running headers andfolios across all four textbooks.

  • 5/19/2018 MA Book Design dissertation

    34/64

    65

    DETAILSFROMTHE CONTENTS PAGES(AT80% SCALE)Points to the chapter chosen for this analysis.

    (Complete contents pages in appendices)

    Figure 20: Living ScienceSub-topics described within each chapter.

    Figure 21: NCERTLack of hierarchy and differentiation.

    Figure 22: LettsEffective hierarchy and functional use of colour.

    Figure 23: CGPInadequate hierarchy amongst topics

  • 5/19/2018 MA Book Design dissertation

    35/64

    67

    SELECTED SPREADSFOR MACRO-LEVELANALYSISAnalysing arrangement of elements in layout

    (Spreads at 90% scale in appendices)

    Figure 24: Living Science35 % scale

    Figure 25: NCERT35 % scale

    Figure 26: Letts35 % scale

    Figure 27: CGP35 % scale

  • 5/19/2018 MA Book Design dissertation

    36/64

    69

    4.2 MACRO-LEVEL

    Macro-level features together provide a description of the overall layout of

    the four textbooks and the relationship between the elements in each of

    them. The first observation at this level is to identify the rhetorical clusters

    in the selected spread from each textbook. [Figures 24, 25, 26, 27]. The find-

    ings are documented in Table 11.

    Living Science

    2 levels of headings1 body text4 illustrations with captions1 pull-out box with text

    NCERT

    2 levels of headings1 body text

    2 illustrations with captions1 table with text2 pull-out boxes with text1 speech bubble with text

    Letts

    2 levels of headings1 body text2 illustrations with captions1 photograph with caption1 table with text5 pull-out boxes with text

    CGP

    2 levels of headingsBody text in points2 illustrations with descriptive labels2 pull-out boxes with text

    Table 11.Rhetorical clusters identofied within the four spreads [Figure].

    These rhetorical clusters highlight the ratio of text to image used by each of

    these books to explain the same topic. Each of the spreads includes main

    text, pictures and secondary text in different proportions. Living Science

    [Figure 24]and NCERT [Figure 25]have text heavy layouts as comparedto the other two. CGP [Figure 27]has the least amount of text and the text

    is presented as points rather than continuous prose. Letts [Figure 26]has

    a considerable amount of text that is balanced by the number and size of

    images. Thus each of these textbooks make use of different ratio of text and

    image to explain similar topics.

    As discussed in 2.2.1, studying is a selective reading process. A range of

    reading styles and strategies as listed by Pugh (1975) and Thomas (1975) are

    used for the purpose of studying. Thus instructional texts such as textbooks

  • 5/19/2018 MA Book Design dissertation

    37/64

    71

    Figure 28: Living Science35 % scaleExample of ineffective size of picture Figure 29: CGP

    35 % scaleExample of picture getting lost in the layoutdue to the reduced size

    Figure 30: NCERT100% scaleExample of inappropriate labelling as the labelsare getting lost in the diagram.

    need to be made more accessible for a range of different purposes and a

    wider category of audience (Waller, 1987). Peterson (2014) emphasises that

    the experience of layout is that of an interconnected system where each part

    exists in relation to the whole. Thus it becomes essential to study the various

    parts of the layout in the spreads from these textbooks. Pictures, pull-out

    boxes and tables are analysed at this stage while the details within text are

    analysed at the micro-level.

    According to Brody (1982) the selection of an appropriate pictorial format is

    an important consideration while inserting pictures into instructional text.

    He elaborates that no single pictorial format is suitable for all purposes. The

    use of a mixture of pictorial formats also offers a variety to the student and

    breaks the monotony of the textbook. This can be observed in the efficient

    use of illustrations and photographs in Letts. In this particular spread [Figure

    26], while the various organs of the digestive system are explained using a

    labelled illustration, a photograph is used to show the many villi present in

    the small intestine and a 3D illustration clearly explains the pushing of food

    down the oesophagus.

    In addition to the choice of pictorial format, the size of the picture also

    affects its impact. Brody (1982) states that the size of a picture shall be

    chosen in a way that it can be discriminated and identified by the audience

    and at the same time contributes to the attractiveness of the layout. Some-

    times pictures are reduced in size in order to fit into the grid. For example

    in Figure 28from Living Scienceand Figure 29from CGP. However, at such

    sizes these pictures are not successful in serving their purpose and dont

    communicate the information effectively.

    As discussed in section 2.2.2 (C), The effectiveness of a picture in instruc-

    tional text lies in the ability to direct student attention to it at the most

    appropriate moment for learning. According to Brody (1982), the relevant

    placement of pictures within the narrative can help in directing attention.

    In Living Science [Figure 24]and NCERT [Figure 25], the pictures are placedwithin a two-column grid into their corresponding topics. However, while

    in Living Sciencethe pictures are placed neatly into the two-column grid and

    care is taken not to disturb the flow of the narrative, in NCERT [Figure 25]

    pictures are often placed in a way that it leads to odd breakage in sentences

    and paragraphs. This affects the continuity in the text. Continuity is one

    of the five principles of visual perception by Gestalt. It emphasises how

    smoother transitions, such that the eye is compelled to move from one

    object to another, are preferred over disrupted ones.

  • 5/19/2018 MA Book Design dissertation

    38/64

    73

    Figure 31: Letts100% scaleExample of the treatmentof captions. The caption isdescriptive, placed abovethe picture and centred. Useof bold leads to the captionappearing like a heading in thelayout.

    Figure 32: NCERTHuman digestive system illustration80% scale

    Figures 32 & 33Design of labels and captionsCaption consists of the figure number along with the name

    Figure 33: Living ScienceHuman digestive system illustration80% scale

    Both Hartley (1994) and Brody (1982) emphasise on referring to pictures

    within text as a good way of directing attention. This feature is observed in

    NCERT [Figure 25]and Living Science [Figure 24], making pictures promi-

    nent at the right moment in the narrative. In Letts [Figure 26], the pictures

    are placed into the text after they have already been introduced and talked

    about. But these are not referred to within the text. In such a case the place-

    ment of these pictures exactly where they need to be seen becomes very

    crucial. In CGP [Figure 27], neither does the student find a reference to the

    picture in the text nor are the pictures placed in a way to support the narra-

    tive. Thus