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LICENSING COMMITTEE AGENDA Monday 20 July 2009 6:00pm Committee Rooms 2 & 3, City Hall Membership: Councillors Darren Grice (Chairman), Keith Weaver (Vice Chairman), Kathleen Brothwell, Brent Charlesworth, Richard Coupland, David Gratrick, Charlotte Grice, Paul Grice, David Jackson, Andrew Kerry, Oliver Peeke, Bud Robinson, Fay Smith, Alister Williams, Loraine Woolley Substitute Members: Councillors Jane Clark, Gary Hewson, Geoffrey Kirby, Peter West Officers attending: Kevin Barron, Committee Services, Becky Guy SECTION A Page(s) 1. Confirmation of Minutes 2 June 2009 2. Proceedings of the Hackney Carriage and Private Hire Licensing SubCommittee i. 9 June 2009 3. Declarations of Interest Please note that, in accordance with the Members' Code of Conduct, when declaring interests Members must disclose the existence and nature of the interest and whether it is personal or prejudicial. SITTING AS THE LICENSING COMMITTEE OF THE LICENSING AUTHORITY UNDER THE LICENSING ACT 2003/GAMBLING ACT 2005 4. Selling Alcohol Responsibly: A Consultation On The New Code Of Practice For Alcohol Retailers 5. Draft Lincolnshire Alcohol Harm Reduction Strategy 2009 2011 6. Reducing Alcohol Related Violent Crime and Disorder: Codes of Practice SITTING AS THE LICENSING COMMITTEE OF THE COUNCIL 1 3 4 5 97 98 128 129 194 Section A Continued Over ...
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Page 1: LICENSING COMMITTEE - Meetings, agendas, and minutes

LICENSING COMMITTEE

A G E N D A

Monday 20 July 2009 6:00pm Committee Rooms 2 & 3, City Hall

Membership: Councillors Darren Grice (Chairman), Keith Weaver (Vice Chairman), Kathleen Brothwell, Brent Charlesworth, Richard Coupland, David Gratrick, Charlotte Grice, Paul Grice, David Jackson, Andrew Kerry, Oliver Peeke, Bud Robinson, Fay Smith, Alister Williams, Loraine Woolley

Substitute Members: Councillors Jane Clark, Gary Hewson, Geoffrey Kirby, Peter West

Officers attending: Kevin Barron, Committee Services, Becky Guy

SECTION A   Page(s)1. Confirmation of Minutes ­ 2 June 2009

2. Proceedings of the Hackney Carriage and Private Hire Licensing Sub­Committee

  i. 9 June 2009

3. Declarations of Interest

Please note that, in accordance with the Members' Code of Conduct, when declaring interests Members must disclose the existence and nature of the interest and whether it is personal or prejudicial.

 

 

SITTING AS THE LICENSING COMMITTEE OF THE LICENSING AUTHORITY UNDER THE LICENSING ACT 2003/GAMBLING ACT 20054. Selling Alcohol Responsibly: A Consultation On The New Code Of 

Practice For Alcohol Retailers 

5. Draft Lincolnshire Alcohol Harm Reduction Strategy 2009 ­ 2011

6. Reducing Alcohol Related Violent Crime and Disorder: Codes of Practice

 

 

SITTING AS THE LICENSING COMMITTEE OF THE COUNCIL

1 ­ 3

4

5 ­ 97

98 ­ 128129 ­ 194

Section A Continued Over ...

Page 2: LICENSING COMMITTEE - Meetings, agendas, and minutes

City Hall 

Lincoln 

AH 

10 July 2009 

7. Site Management Agreement between Public Fundraising Regulatory Authority and Lincoln City Council

8. Power to Suspend and/or Revoke Hackney Carriage/Private Hire Driver's Licences ­ Section 52, Road Safety Act 2006

9. Amendments to Application Forms and Additional Document Requirement

10. Disability Discrimination Act 1995 Improving Access To Taxis 

11. Request for Advertising on a Hackney Carriage Vehicle

12. Exclusion of the Press and PublicYou are asked to resolve that the press and public be excluded from the meeting during the consideration of the following items because it is likely that if members of the press or public were present, there would be disclosure to them of "exempt information."

195 ­ 201

202 ­ 205

206 ­ 262

263 ­ 383384 ­ 394

... Section A Continued

Page 3: LICENSING COMMITTEE - Meetings, agendas, and minutes

  2 JUNE 2009LICENSING COMMITTEE

  Present:  Councillor Darren Grice (in the Chair) 

  Councillors:  Kathleen Brothwell, Brent Charlesworth, Richard Coupland, David Jackson, Fay Smith, Keith Weaver

  Apologies:  Councillor(s) David Gratrick, Charlotte Grice, Paul Grice, Andrew Kerry, Oliver Peeke, Bud Robinson, Alister Williams, Loraine Woolley

1.  CONFIRMATION OF MINUTES ­ 24 MARCH 2009  

RESOLVED that the minutes of the meeting held on 24 March 2009 be confirmed.

2.  DECLARATIONS OF INTEREST  

No declarations of interest were received.

3.  PROCEEDINGS OF THE HACKNEY CARRIAGE AND PRIVATE HIRE LICENSING SUB­COMMITTEE  

The Director of Resources submitted the minutes of the Hackney Carriage and Private Hire Licensing Sub Committee meetings held on 5 March, 9 April and 14 May 2009 for information.

RESOLVED that the minutes of the meetings held on 5 March, 9 April and 14 May 2009 be received.

4.  PROCEEDINGS OF LICENSING SUB COMMITTEE  

The Director of Resources submitted the minutes of the Licensing Sub Committee meetings held on 25 February, 19 March and 21 April 2009 for information.

RESOLVED that the minutes of the meeting of the Licensing Sub Committee detailed above be received.

The Chairman of the Licensing Sub Committee provided an update to Members on the hearing held on 21 April 2009. He stated that the hearing had been adjourned to ensure a fair hearing. The Sub Committee were concerned that the applicant did not fully understand the questions put to him or the technical terms in English. An interpretor was employed and the hearing took place on the 19 May 2009.

5.  HACKNEY CARRIAGE AND PRIVATE HIRE VEHICLE TEST CERTIFICATE FEES  

The Director of Resources

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a. presented a report to advise Committee of the current situation in respect of Hackney Carriage and Private Hire vehicle test fees and a request for a fee increase to be referred to Council for approval  

b. outlined the current system of issuing test certificates as detailed at paragraph 2.1 and 2.2 of the report  

c. advised that Council had approved  test certificate fees for 2009/10. The fee was published at £3.65 for both issue and replacement.  

d. advised on the current design of the test certificates as detailed at paragraph 2.4 of the report and stated that the production of the certificates was currently inefficient because they were produced on a typewriter and there were issues of availability of such equipment and there was an issue of security  

e. stated that Hamilton House would no longer issue test certificates, therefore the only logical option was for the Cash Office team to issue the certificates.     

f. advised that the technology would be updated to replace the insecure certificates to those that were less likely to be forged. The cost of the certficate would have to be increased to reflect the cost of the material, computer hardware and software and the staff wages in producing the certificate and maintaining records.  

g. detailed the proposed fees and charges and highlighted that the calculated cost would be £10 for both the original issue and any replacement required   

h. highlighted the resource implications as detailed at paragraph 4 to the report 

Members considered and commented on the contents of the report.

RESOLVED that the following be referred to Council for approval:

1. The increase in fee to £10 for the issue of the test certificate and any replacement required  

2. The fee increase to be implemented with immediate effect  

3. Consider the fee to be subject to annual adjustment 

6.  REQUEST FOR ADVERTISING ON A HACKNEY CARRIAGE VEHICLE  

The Director of Resources presented a request from Mr D R Petch for advertising material to be placed on his licensed Hackney Carriage vehicle

The Director of Resources advised

a. on the current licensed conditions in respect of advertising on Hackney Carriages  

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b. that the permission of the Licensing Committee was required to place any advertising material in or on Hackney Carriage vehicle  

c. that the advertising material was for Lincoln Volkswagon Specialist Limited.  

d. on the design of the proposed artwork for the livery as detailed on Appendix B to the report. 

RESOLVED that the advertising material detailed in Appendices A and B to the report be approved for display on a Hackney Carriage Vehicle as requested.

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  9 JUNE 2009HACKNEY CARRIAGE AND PRIVATE HIRE LICENSING SUB 

COMMITTEE

  Present:  Councillor Edmund Strengiel (in the Chair) 

  Councillors:  Kathleen Brothwell, David Jackson

  Apologies:  Councillor(s) Andrew Kerry, Keith Weaver

  Substitutes:  Councillor(s) Paul Grice, Ronald Hills

1.  CONFIRMATION OF MINUTES ­ 14 MAY 2009  

RESOLVED that the minutes of the meeting held on the 14 May 2009 be confirmed

2.  DECLARATIONS OF INTEREST  

No declarations of interest were received.

3.  EXCLUSION OF THE PRESS AND PUBLIC  

RESOLVED that the Press and Public be excluded from the meeting during consideration of the following items of business because it is likely that if members of the public were present there would be a disclosure to them of ‘exempt information’ as defined by Section 100I and Schedule 12A to the Local Government Act 1972.

4.  TO INTERVIEW AN APPLICANT FOR A PRIVATE HIRE DRIVER’S LICENCE [01/09]  

The Committee interviewed the applicant for a Private Hire Driver's licence and badge.

The applicant had previously held a City of Lincoln Council Private Hire Drivers Licence and this had been revoked by the Sub Committee in December 2007 as it was felt that he was no longer a fit and proper person to hold a licence. The applicant appealed the decision and this was heard at the Magistrates Court in May 2008, the decision of the Sub Committee was upheld.

The Committee questioned the applicant on the previous incidents that had occurred during the time that he was licensed as a Private Hire Driver and the decision was made:

Licence refused

Reason: The Sub Committee felt that the applicant was not a fit and proper person to hold a Private Hire Drivers Licence.

Members indicated that they may consider a future application in no less than 6 months time from the date of this Committee

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Item No. 4 LICENSING COMMITTEE 20 JULY 2009

SUBJECT:

SELLING ALCOHOL RESPONSIBLY: A CONSULTATION ON THE NEW CODE OF PRACTICE FOR ALCOHOL RETAILERS

REPORT BY:

DIRECTOR OF RESOURCES

LEAD OFFICER:

KEVIN BARRON, LICENSING MANAGER

1. Purpose of Report

1.1 To inform the Committee of the Home Office’s Consultation document, Safe,

Sensible, Social. “Selling Alcohol Responsibly: A Consultation On The New Code Of Practice For Alcohol Retailers”.

1.2 To co-ordinate the Licensing Authority’s response (if any) to the consultation.

2. Background

2.1 The consultation looks at proposed changes to the law regarding alcohol sales.

2.2 The new code will contain both mandatory and optional local licensing rules and requirements.

2.3 The consultation ends on the 5 August 2009.

2.4 The Home Office requires opinions on the proposed new code of practice which has the the aim: “ to ensure those who sell and supply alcohol do so responsibly, in order to prevent alcohol-related crime, disorder and nuisance.”

3. Main Body of Report

3.1 The consultation document is attached at Appendix A and the response form at Appendix B. These can be viewed on-line at the Home Office web-site www.homeoffice.gov.uk and then navigating to the current consultation section. The response can also be completed on-line.

3.2 The new code of practice for the retail of alcohol would include: Mandatory licensing conditions that will apply to licensed premises; A requirement to display alcohol unit content and health related

information; Discretionary local licensing conditions that can be applied to groups of two

or more premises in any local area that have been clearly linked to alcohol- related nuisance and disorder; and statutory guidance to support the conditions and requirements, maximising the positive impact of the code, and good practice guidance.

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3.3 If the proposed mandatory conditions are introduced, the premises licences will

have to be amended to reflect them. The Home Office has indicated that this need not be done on implementation but introduced gradually when the licence is submitted for amending due to transfer, change of DPS etc.

3.4 However, the Home Office intend to produce a letter informing the premises licence holder of the new mandatory conditions and which the Licensing Authorities are expected to reproduce and then forward to the premises licence holders. The Licensing Authority will be expected to fund this itself.

4. Resource Implications

4.1 (i) Finance (including impact on Savings Targets)

- Capital Implications Nil

- Revenue Implications There is no revenue due to the Authority from these proposals but there is a cost incurred by forwarding the letter referred to in paragraph 3.4 above.

4.2 (i) Staffing If the proposals are implemented, the mandatory licence condition letter will have to be reproduced and posted out to licence holders. We currently have 341 licensed premises that sell alcohol (109 on-sales only; 98 off-sales only and 134 both on and off-sales).

4.3 (ii) Property/Land/Accommodation Implications

4.4 (iii) Procurement

Discretionary assessments

5. Policy Implications

5.1 (i) Strategic Priority

5.2 (ii) S.17 Crime and Disorder

5.3 (iii) Equality and Diversity

5.4 (iv) Environmental Sustainability

5.5 (v) Community engagement/ communication 6. Consultation and Communication

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7. Legal Implications

7.1 (i) Legal - Nil

7.2 (ii) Contractual – Nil

7.3 (iii) Constitutional Issues - Nil.

Mandatory Assessment

8. Assessment of Options

8.1 (i) Key Issues

8.2 (ii) Risks Assessment (including Impact Assessment)

9. Recommendation

9.1 The Licensing Committee is asked to view the consultation document and prepare a response to it.

Access to Information: Does the report contain exempt information, which would prejudice the public interest requirement if it was publicised?

No

Key Decision No

Key Decision Reference No.

Do the Exempt Information Categories Apply

Yes/No

Call In and Urgency: I s the decision one to which Rule 15 of the Scrutiny Procedure Rules apply?

Yes/No

List of Background Papers:

Appendix A Safe, Sensible, Social. “Selling Alcohol Responsibly: A Consultation On The New Code Of Practice For Alcohol Retailers”. Appendix B Consultation Return

Lead Officer: Kevin Barron Telephone 873564

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SAFE. SENSIBLE. SOCIAL.SELLING ALCOHOL RESPONSIBLY: A CONSULTATION ON THE NEW CODE OF PRACTICE FOR ALCOHOL RETAILERS

England and Wales

MAY 2009

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1

ContentsMinisterial Foreword 3

Chapter 1 – Executive summary 5

Chapter 2 – Overview 9

Chapter 3 – Mandatory licensing conditions 17

Chapter 4 – Discretionary local licensing conditions 28

Chapter 5 – Making the mandatory and locally applied conditions work 44

Chapter 6 – Statutory guidance 51

Chapter 7 – Responding to the consultation 56

Annexes 58

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Ministerial Foreword

Drinking alcohol plays a long-standing and generally positive role in British culture. Pubs, bars and clubs are an important part of many people’s social and family life and contribute valuable revenue to the economy.

The Government plays an important role in ensuring people make informed choices about the amount they drink, and in making sure people who sell alcohol do so responsibly.

We are consulting on a new code of practice to ensure the responsible retailing of alcohol. This consultation seeks your views on a range of proposed mandatory licensing conditions across England and Wales, on a series of proposed conditions that could be applied by licensing authorities at a local level, and on how they should operate. The consultation also seeks views on a proposed requirement to display alcohol unit information through the Food Safety Act.

Since the publication of the updated National Alcohol Strategy in 2007 a number of initiatives have been implemented. These include the development of 13 alcohol arrest referral pilots to influence the behaviour of those arrested for an alcohol-related offence, with a further 6 pilots targeting young people; a number of successful enforcement campaigns tackling under-age sales and selling to drunks; and enforcement campaigns including £3 million of alcohol-related partnership activity funding given to 198 areas and a £1.5 million enforcement campaign to tackle alcohol-related crime and disorder in the top 50 priority areas. In addition, we have published a Youth Alcohol Action Plan to tackle underage drinking and launched the £4 million ‘Know Your Limits’ campaign encouraging personal responsibility for drinking behaviour.

While we are seeing some success in making sure that people drink responsibly and that those who do not are dealt with swiftly, more needs to be done to tackle the way that alcohol is sold.

Last December we set out our intention to legislate for a mandatory code of practice for the alcohol retail industry. This code will set out a number of mandatory licensing conditions for alcohol retailers across England and Wales and will give local licensing authorities wide-ranging and flexible new powers to clampdown on specific problems that are linked to groups of premises in their area. These powers will not affect the majority of businesses, small or large, who behave responsibly – but it is intended to firmly target those that do not. Contrary to concerns raised at the time, the introduction of flexible opening hours has not led to an increase in violence; we have actually seen a reduction in violence, which has also been distributed more widely through the night making it more manageable. This code is the next step in our programme to continue to tackle alcohol-related crime and disorder.

I understand there may be concerns about imposing new costs on industry during a period of economic downturn. However, the benefits of the proposed package of measures not only include the prevention of crime, disorder and nuisance, but also support the Government’s policy outlined in ‘Looking after our town centres’1 by tackling places plagued by alcohol-related problems and helping to establish safer and more attractive town and city centres.

I want this consultation to engage with members of the public, all sectors of business, licensing authorities, enforcement bodies and the licensed trade. I very much encourage you to join the debate, have your say and help shape how alcohol is sold in the future.

Jacqui Smith Home Secretary

1 Communities and Local Government (2009) Looking after our town centres.

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4

HOW tO uSE tHIS dOCumENt

l A good place to start is with the Executive Summary on page 5 and the ‘at a glance’ table on page 7, which introduces the issues involved and the changes proposed;

l At the end of each section there is a set of consultation questions. We would particularly like to receive responses to these from: members of the public; those who sell and supply alcohol and their trade assocations; and licensing authorities, enforcement agencies and health bodies. A printout response form with all the questions can be found at Annex A on page 58 or can be completed online at http://www.homeoffice.gov.uk/about-us/haveyoursay/current-consultations/; and

l A glossary explaining some of the terms and abbreviations used can be found at the end of the document in Annex D on page 78, and the information summary is in Annex C on page 75.

Mandatory LicensingConditions(Chapter 3)

Discretionary LocalLicensing Conditions

(Chapter 4)Food Safety ActRequirements(Chapter 3)

How it will work(Chapter 5)

Guidance(Chapter 6)

The New Code of Practice forAlcohol Retailers

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5

The Home Office commissioned an independent 1.7 review of the implementation of this voluntary code in January 2008. Whilst the majority of premises are well-run, the review revealed a disturbing level of irresponsible and harmful practice in significant sectors of the industry, along with limited evidence that the current social responsibility standards are consistently applied or effective in promoting good practice.

The Government set out the case for the 1.8 introduction of a set of mandatory conditions to improve the retail of alcohol, to ensure that irresponsible promotions were stopped and that licensed premises should be made to act responsibly towards their customers and the general public, in a consultation in July 2008. The responses to this consultation were overwhelmingly in support of such a code.

Moreover, the police and other key organisations 1.9 have told us that more needs to be done to tackle groups of premises in areas where alcohol-fuelled crime and disorder is a problem.

We are committed to taking the action necessary to 1.10 both prevent the sales practices that most clearly lead to alcohol-related violence, public nuisance, crime and disorder and to encourage best practice. The introduction of these conditions will be brought about through measures within the Policing and Crime Bill that is currently before Parliament.

Another important element of the Government’s 1.11 Alcohol Strategy is to raise awareness of the alcohol unit content of drinks and the health risks of excessive drinking. This consultation therefore also includes proposals for statutory requirements under the Food Safety Act for alcohol unit and health information to be displayed for customers.

So far as they are exercisable in relation to Wales, 1.12 the relevant Food Safety Act powers rest with the Welsh Ministers, who are considering the position in relation to Wales. The Welsh Assembly Government supports the principle of providing better information to consumers about the alcohol unit content of drinks and the health risks of excessive drinking and likewise welcomes consultation responses.

Enjoying alcohol is a positive part of the lives of 1.1 many people, but the excessive drinking of a minority is clearly linked with the types of violence and antisocial behaviour that cause harm to them and those around them, turning some town centres into places avoided by most of the community.

There are also a minority of licensed premises that 1.2 put people at risk by encouraging excessive drinking through irresponsible promotions and maintaining an environment that undermines the four licensing objectives that underpin the Licensing Act 2003; namely to prevent crime and disorder, prevent public nuisance, protect public safety and protect children from harm.

It is up to individuals to decide whether to drink 1.3 and, if so, how much and how often. Furthermore, individuals must take responsibility for their actions when they are under the influence of alcohol. Those who retail alcohol also have a responsibility to protect their customers, members, the public and communities.

The public is rightly concerned about drunk and 1.4 rowdy behaviour in their local areas: the level of violence in and around some pubs and clubs is unacceptably high; too many under-18s are able to purchase alcohol and put themselves and others at risk; and the cost of alcohol-related crime and disorder remains too high, estimated at between £8 billion and £13 billion per year.

The Government is taking a wide range of actions 1.5 to tackle these problems, as set out in its Alcohol Strategy. This includes tough action on under-18s drinking in public places, more treatment for those with alcohol misuse problems and efforts to tackle the increasing numbers of alcohol-related hospital admissions.

In November 2005, 16 trade associations and 1.6 organisations representing the alcohol industry published the Social responsibility standards for the production and sale of alcoholic drinks in the UK. This provided a voluntary code of conduct intended to promote the broader social responsibilities that go with the sale of alcohol and to ensure that the risk of crime and disorder resulting from alcohol consumption was minimised.

Chapter 1: Executive Summary

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6

This consultation seeks your views on whether the 1.14 suggested conditions and requirements will meet their objectives, and how they should be implemented most effectively. We are keen to hear from everyone who will be affected by the new code, including members of the public who are consumers of alcohol or who are affected by alcohol-related crime, those who run or work in pubs, clubs, supermarkets and shops, criminal justice agencies, licensing authorities, and trade associations representing those who produce and sell alcohol. This consultation seeks views, experiences and evidence of the practical impact, costs and benefits of the conditions outlined here, and also invites industry to contribute draft sections for consideration in the development of the good practice guidance. We are also seeking views on whether certain types of licensed premises should be exempted from the mandatory conditions and/or the national requirements.

The new code of practice for the retail of alcohol would include:

l mandatory licensing conditions that will apply to licensed premises;

l a requirement to display alcohol unit content and health related information;

l discretionary local licensing conditions that can be applied to groups of two or more premises in any local area that have been clearly linked to alcohol-related nuisance and disorder; and

l statutory guidance to support the conditions and requirements, maximising the positive impact of the code, and good practice guidance.

The conditions, requirements and guidance 1.13 contained in the code are designed to bring about real reductions in crime and disorder, making it safer for people to enjoy alcohol responsibly and to go out at night. The licensing conditions are designed to be targeted on the minority of businesses who do not behave responsibly and therefore will not affect the responsible majority of businesses, small or large.

© Mitchells & Butler (Crown & Sceptre, Foley St, London W1)

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MA

ND

AT

OR

Y

CO

ND

ITIO

NS

(Cha

pter

3)

To b

ring

into

forc

e an

eff

ectiv

e ba

n on

ir

resp

onsi

ble

prom

otio

ns a

nd to

enf

orce

re

spon

sibl

e be

havi

our b

y th

ose

licen

sed

to se

ll or

su

pply

alc

ohol

, ens

urin

g th

at a

ll lic

ence

hol

ders

fu

lfil t

heir

duty

to p

rom

ote

the

licen

sing

ob

ject

ives

and

pro

tect

thei

r cus

tom

ers a

nd th

e w

ider

pub

lic.

The

re w

ill b

e a

max

imum

of

nine

con

ditio

ns

that

will

app

ly to

all

rele

vant

alc

ohol

lice

nces

co

nsis

tent

ly a

cros

s Eng

land

and

Wal

es.

The

fina

l set

of

man

dato

ry c

ondi

tions

, and

w

hich

type

s of

prem

ises

they

will

app

ly to

, will

be

agr

eed

follo

win

g th

e co

nclu

sion

of

this

co

nsul

tatio

n an

d fu

rthe

r wor

k, a

nd w

ill th

en

be se

t out

in a

Sta

tuto

ry In

stru

men

t tha

t mus

t be

app

rove

d by

Par

liam

ent b

efor

e co

min

g

into

forc

e.

Prev

entio

n of

irre

spon

sibl

e al

coho

l pro

mot

ions

such

as ‘

wom

en d

rink

free

’ or ‘

all y

ou c

an d

rink

for £

10’;

Free

tap

wat

er a

vaila

ble

for c

usto

mer

s; an

d•

A re

quire

men

t tha

t the

smal

lest

stan

dard

mea

sure

s be

mad

e av

aila

ble

to p

reve

nt th

e au

tom

atic

selli

ng o

f do

uble

s or l

arge

gla

sses

of

win

e.

NA

TIO

NA

L

RE

QU

IRE

ME

NT

FO

R

INF

OR

MA

TIO

N A

T

TH

E P

OIN

T-O

F-S

AL

E

(Cha

pter

3)

To e

nabl

e cu

stom

ers t

o un

ders

tand

the

alco

hol

cont

ent o

f dr

inks

and

the

links

bet

wee

n ex

cess

ive

or b

inge

drin

king

and

hea

lth ri

sks t

o he

lp p

eopl

e m

ake

info

rmed

cho

ices

abo

ut le

vels

of

alco

hol

cons

umpt

ion.

Reg

ulat

ions

und

er th

e Fo

od S

afet

y A

ct 1

990

wou

ld re

quire

pre

mis

es li

cens

ed to

sell

alco

hol

to d

ispl

ay th

e U

K u

nit c

onte

nt o

f al

coho

l pr

oduc

ts, a

nd fo

r off

-lice

nsed

pre

mis

es to

be

requ

ired

to d

ispl

ay in

form

atio

n ab

out t

he

heal

th ri

sks o

f re

gula

r exc

essiv

e dr

inki

ng a

nd

bing

e dr

inki

ng.

Reg

ulat

ions

wou

ld p

resc

ribe

the

type

of

info

rmat

ion

to b

e di

spla

yed,

the

mea

ns a

nd lo

catio

n of

dis

play

s on

pre

mis

es, w

hich

type

s of

prem

ises

are

incl

uded

, an

d w

ould

take

into

acc

ount

con

sulta

tion

resp

onse

s.N

B: T

his i

s sep

arat

e to,

and

so w

ill n

ot a

ffect,

the v

olunt

ary

agre

emen

t the

Gov

ernm

ent h

as w

ith th

e ind

ustr

y to s

how

the

unit

cont

ent a

nd h

ealth

guid

eline

s on

labe

ls for

each

bot

tle or

co

ntai

ner.

Com

plia

nce w

ith th

is ag

reem

ent i

s bein

g asse

ssed

sepa

ratel

y.

DIS

CR

ET

ION

AR

Y

LO

CA

L L

ICE

NSI

NG

C

ON

DIT

ION

S

(Cha

pter

4)

To p

rovi

de a

men

u of

pot

entia

l con

ditio

ns th

at

can

be a

pplie

d to

gro

ups o

f tw

o or

mor

e pr

emis

es in

an

area

whe

re th

ose

prem

ises

are

co

ntrib

utin

g to

alc

ohol

-rel

ated

nui

sanc

e an

d di

sord

er. T

his w

ill a

llow

loca

l lic

ensi

ng a

utho

ritie

s to

tack

le a

lcoh

ol-r

elat

ed p

robl

ems i

n th

eir a

rea

whi

ch a

re c

ontr

ibut

ed to

by

grou

ps o

f lic

ense

d pr

emis

es.

The

re w

ill b

e a

list o

f di

scre

tiona

ry li

cens

ing

cond

ition

s tha

t can

be

chos

en a

nd a

pplie

d to

gr

oups

of

two

or m

ore

licen

sed

prem

ises

by

licen

sing

aut

horit

ies i

n E

ngla

nd a

nd W

ales

. The

fin

al se

t of

loca

l dis

cret

iona

ry c

ondi

tions

will

be

agr

eed

follo

win

g th

e co

nclu

sion

of

this

co

nsul

tatio

n an

d fu

rthe

r wor

k, a

nd w

ill th

en b

e se

t out

in a

Sta

tuto

ry In

stru

men

t tha

t mus

t be

appr

oved

by

Parli

amen

t bef

ore

com

ing

into

fo

rce.

A re

quire

men

t tha

t tho

se se

lling

alc

ohol

ask

for

•id

entifi

catio

n fr

om a

nyon

e w

ho is

thou

ght t

o be

un

der 2

1 ye

ars o

f ag

e;R

estr

ictio

ns o

n ha

ppy

hour

s and

pub

cra

wls

durin

g tim

es a

ssoc

iate

d w

ith c

rime

and

diso

rder

;R

estr

ictio

ns o

n bu

lk d

isco

untin

g of

alc

ohol

in

•sh

ops a

nd su

perm

arke

ts;

Alc

ohol

mus

t not

be

serv

ed in

gla

sses

dur

ing

•tim

es a

ssoc

iate

d w

ith c

rime

and

diso

rder

; and

Lice

nsee

s mus

t im

plem

ent a

n ef

fect

ive

disp

ersa

l •

polic

y at

clo

sing

tim

e.

STA

TU

TO

RY

G

UID

AN

CE

(Cha

pter

6)

Acc

ompa

nyin

g gu

idan

ce w

ill b

e de

velo

ped

to

ensu

re th

e ef

fect

ive

impl

emen

tatio

n, u

se a

nd

enfo

rcem

ent o

f th

e co

de.

Ext

ensi

on to

the

stat

utor

y gu

idan

ce u

nder

se

ctio

n 18

2 of

the

Lice

nsin

g A

ct 2

003

that

lic

ensi

ng a

utho

ritie

s mus

t hav

e re

gard

to.

Ext

ensi

on to

the

stat

utor

y gu

idan

ce se

ctio

n 40

of

the

Food

Saf

ety

Act

199

0 th

at fo

od

auth

oriti

es m

ust h

ave

rega

rd to

. Bot

h w

ill b

e de

velo

ped

in p

artn

ersh

ip w

ith k

ey e

nfor

cem

ent

and

alco

hol i

ndus

try

stak

ehol

ders

and

exp

erts

.G

ood

prac

tice

guid

ance

will

als

o be

dev

elop

ed.

Add

ition

al g

uida

nce

will

dra

w o

n ex

ampl

es o

f go

od

prac

tice

and

exis

ting

code

s of

prac

tice

and

stan

dard

s. E

xam

ples

of

good

pra

ctic

e in

clud

e th

e C

ambr

idge

C

omm

unity

Alc

ohol

Pro

ject

, the

Por

tman

Gro

up

Cod

e an

d th

e So

cial

Res

pons

ibili

ty S

tand

ards

.N

B: I

ndus

try s

take

hold

ers a

re in

vited

to d

evelo

p an

d co

ntrib

ute s

ection

s of

good

pra

ctice

to b

e con

sider

ed in

the

deve

lopm

ent o

f th

e gui

danc

e.

14

Page 17: LICENSING COMMITTEE - Meetings, agendas, and minutes

8

At

A G

LAN

CE:

Su

mm

Ar

y O

F k

Ey

Pr

OB

LEm

S F

Or

tH

E C

Od

E O

F P

rA

CtI

CE t

O A

dd

rES

S

Lic

ensi

ng

Obj

ecti

veC

rim

e an

d D

isor

der

Pub

lic S

afet

yP

ublic

Nui

sanc

eP

rote

ctio

n of

Chi

ldre

n fr

om H

arm

Pro

blem

s fo

r th

e C

ode

to

addr

ess

£8–1

3 bi

llion

cos

t of

alco

hol-r

elat

ed

•cr

ime

and

diso

rder

per

yea

r.2

Nea

rly h

alf

of a

ll vi

olen

t crim

e •

occu

rs b

etw

een

Frid

ay e

veni

ng a

nd

Mon

day

mor

ning

.3

A fi

fth

of a

ll vi

olen

t crim

e oc

curs

in

•an

d ar

ound

lice

nsed

pre

mis

es.3

Vio

lent

crim

e is

falli

ng b

ut th

e •

prop

ortio

n of

alc

ohol

-rel

ated

vi

olen

t crim

e re

mai

ns st

atic

.3

87,0

00 v

iole

nt in

cide

nts i

nvol

ving

a

•gl

ass o

r a b

ottle

as a

wea

pon

in

2007

/08.

3

37%

of

dom

estic

vio

lenc

e ca

ses

•in

volv

e al

coho

l.3

Inju

ries o

r acc

iden

ts c

ause

d ei

ther

to

•an

into

xica

ted

indi

vidu

al o

r oth

ers a

s a

resu

lt of

dru

nken

beh

avio

ur.

The

se m

ay b

e ev

iden

ced

by lo

cal

A&

E a

ttend

ance

s, fo

r exa

mpl

e.Pe

ople

, in

part

icul

ar v

ulne

rabl

e •

grou

ps, f

eel u

nsaf

e in

the

even

ing

or

afte

r dar

k.

Publ

ic p

erce

ptio

ns o

f dr

unk

and

•ro

wdy

beh

avio

ur a

s a p

robl

em in

th

eir a

rea

have

rise

n to

26%

.3

Noi

se p

ollu

tion

from

thos

e le

avin

g •

licen

sed

prem

ises

.B

roke

n gl

ass i

n th

e st

reet

.•

Surv

eys s

ugge

st th

at a

mon

g th

ose

•yo

ung

peop

le w

ho tr

y to

buy

al

coho

l fro

m sh

ops o

r pub

s, m

any

are

still

succ

essf

ul in

thei

r atte

mpt

s to

pur

chas

e it

whi

le u

nder

age.

4

Alth

ough

the

test

pur

chas

e fa

ilure

rate

(i.e

. whe

re a

pre

mis

es is

cau

ght

selli

ng a

lcoh

ol to

und

erag

e pe

ople

m

ore

than

onc

e) is

falli

ng, i

t re

mai

ns to

o hi

gh.

Gro

win

g co

ncer

n ab

out u

nder

age

•sa

les o

f al

coho

l onl

ine.

Pol

icy

Safe.

Sen

sible.

Soc

ial.

The n

ext s

teps i

n th

e Nat

ional

Alco

hol S

trateg

y

Publ

ic S

ervi

ce A

gree

men

t 25

– R

educ

ing t

he h

arm

caus

ed b

y alco

hol a

nd d

rugs

Yout

h A

lcoho

l Acti

on P

lan

PO

tEN

tIA

L S

Ou

rC

ES

OF

Pr

OB

LEm

S

On-

trad

eO

ff-t

rade

Irre

spon

sibl

e pr

omot

ions

that

lead

to c

usto

mer

s drin

king

in g

reat

er q

uant

ities

or m

ore

•qu

ickl

y.

Bei

ng d

enie

d th

e op

tion

of sm

alle

r mea

sure

s, su

ch a

s sin

gle

spiri

ts o

r sm

all g

lass

es o

f •

win

e.

No

viab

le a

ltern

ativ

e to

alc

ohol

ava

ilabl

e –

expe

nsiv

e so

ft d

rinks

and

no

free

tap

wat

er.

Env

ironm

ents

that

are

too

nois

y, le

adin

g to

qui

cker

drin

king

.•

Not

hav

ing

anyw

here

to si

t dow

n, le

adin

g to

fast

er d

rinki

ng.

‘Pre

-load

ing’

at h

ome

befo

re g

oing

out

by

drin

king

larg

e am

ount

s of

chea

p al

coho

l.•

Dee

p di

scou

ntin

g in

cent

ivis

ing

the

purc

hase

of

very

larg

e qu

antit

ies o

f al

coho

l.•

Che

ap d

rinks

with

hig

h al

coho

l con

tent

bei

ng so

ught

aft

er b

y st

reet

drin

kers

and

you

ng

•pe

ople

.

Alc

ohol

pur

chas

es b

eing

con

sum

ed in

pub

lic p

lace

s – o

n th

e st

reet

s or i

n pa

rks.

2 See

Ann

ex H

.3 A

ccor

ding

to th

e B

ritis

h C

rime

Surv

ey.

4 NH

S In

form

atio

n C

entr

e (2

007)

Sm

okin

g, d

rinki

ng a

nd d

rug u

se a

mon

g you

ng p

eopl

e in

Eng

land

in 2

006.

15

Page 18: LICENSING COMMITTEE - Meetings, agendas, and minutes

9

5 Prime Minister’s Strategy Unit (2004) Alcohol Harm Reduction Strategy for England.6 HM Government (2007) Safe. Sensible. Social. The next steps in the National Alcohol Strategy.7 See Chapter 6 for examples of good practice.8 British Crime Survey (2007-08).

The purpose of introducing a new code of practice 2.5 for alcohol retailers is to raise standards in how licensed premises operate, ensuring that they are all safe places for the public to enjoy socialising, and that they take seriously their responsibility to promote the four licensing objectives, and promote specific information for consumers related to alcohol and health, to help people to make informed choices about alcohol consumption.

The Home Office is responsible for the Policing 2.6 and Crime Bill which contains the provision for the new code, and has co-ordinated the development of the proposed conditions in this consultation. It has worked in close partnership with all interested Departments across Government. In particular, these include: the Department for Culture, Media and Sport, which is responsible for licensing law and policy and for sponsoring the hospitality industry; the Department of Health, which jointly leads on the Government’s Alcohol Strategy; the Department for Children, Schools & Families, responsible for preventing harm to children; the Department for Business, Enterprise and Regulatory Reform, with responsibilities for better regulation, support for small businesses, competition policy and consumer protection; the Department for Environment, Food and Rural Affairs, which sponsors the off-trade and alcohol producers; and HM Treasury.

tHE SCALE OF tHE PrOBLEmOverall crime is falling and the number of violent 2.7 offences has also fallen significantly in recent years (see Figure 1), with the numbers of violent offences that are alcohol-related also falling.

For the last few years, the evidence from victims 2.8 responding to the British Crime Survey suggests that alcohol-related crime makes up almost half of all violent crime committed in England and Wales8, equivalent to 947,000 violent offences.

INtrOduCtIONAs we recognise in the National Alcohol Strategy2.1 5, 6 our relationship with drink in this country is complex. Encouraging everyone who decides to drink to do so in a safe, sensible and social way is a big challenge. The majority of adults who drink do so sensibly – although we may drink more than we think we do, or plan to, at times. But drunken violence, vandalism and packed Accident and Emergency Departments remain an issue for many town and city centres up and down the country each week. The latest figures suggest that the estimated annual cost to society of alcohol-related crime and disorder is between £8 billion and £13 billion, with the costs for health harms estimated at approximately £2.7 billion.

The majority of individuals who drink alcohol, do 2.2 so sensibly and should not be subjected to unnecessary restrictions. The majority of licensed premises sell alcohol responsibly7 and they should not be subjected to unfair burdens on their businesses. Pubs, bars, clubs, hotels and restaurants, which together employ over 1 million people in the UK, are an important part of many people’s social and family life. Alcohol can enhance meal times, special occasions and time with friends.

Ultimately, the decision as to whether people drink 2.3 or not and how much they drink is down to individual choice. But Government has an important role to play: in making sure that all businesses sell alcohol responsibly; in making clear that this individual choice is never an excuse for causing harm or distress to others or for turning certain places into ‘no-go’ areas; and in making sure that people are able to make informed choices if they choose to drink.

Getting this balance right is not easy. The challenge 2.4 for Government is to tackle these problems in a way that does not unfairly punish the majority who drink responsibly or sell alcohol responsibly and provide valuable contributions to the economy.

Chapter 2: Overview

16

Page 19: LICENSING COMMITTEE - Meetings, agendas, and minutes

10

9 Table 3.11, Crime in England and Wales 2007/08, Home Office Statistical Bulletin 07/08.

Figure 1: Violent incidents and alcohol-related violence, 2001/02 to 2007/08 9

2,728 2,7142,597

2,320 2,3492,471

2,164

1,2441,177

1,299

1,1051,023

1,087947

2001/02ints

2002/03ints

2003/04ints

2004/05ints

2005/06ints

2006/07ints

2007/08ints

Offen

ces

(’000s)

All violent offences Alcohol-related violence

3,000

2,500

2,000

1,500

1,000

500

0

2.9 Safe. Sensible. Social. – The next steps in the National Alcohol Strategy identified 18 – 24-year-old binge drinkers as a key target group as they are responsible for the majority of alcohol-related crime and disorder in the night-time economy. This age group is also the most likely to report that drunk or rowdy behaviour is a problem in their area.

In 2007-08, over 1,000 licensing reviews took place 2.10 on individual premises – with nearly 90% (890) of these being for premises licences following an application for a review of the premises licence. In addition to this local action, nationally Government has recently:

l completed £4.5 million of enforcement campaigns; comprising £3 million of alcohol-related partnership activity funding given to 198 local partnerships for multi-agency working to tackle alcohol-related crime and disorder, and a £1.5 million enforcement campaign to tackle drinking in public by young people, underage sales and alcohol-related crime and disorder in the top 50 priority areas;

l developed 13 alcohol arrest referral pilots to tackle alcohol-related offending, with an additional 6 pilots focussed on young people; and

l run a series of regional workshops to train over 1,200 front line enforcers, including police, PCSOs and licensing authority staff, on the effective use of the many tools and powers that are already available to them.

ABOut tHIS CONSuLtAtIONTo date, Government action to tackle alcohol-2.11 related crime and disorder has focussed on three specific areas:

l individuals who cause or contribute to alcohol-related crime and disorder;

l dealing with problems caused by people drinking in public places; and

l targeting irresponsible licensed premises.

17

Page 20: LICENSING COMMITTEE - Meetings, agendas, and minutes

11

10 Home Office (2008) A practical guide for dealing with alcohol-related problems: What you need to know (Available to download from http://drugs.homeoffice.gov.uk/publication-search/drug-strategy/alcoholguide?view=Binary)

11 KPMG (2008) Review of the Social Responsibility Standards for the production and sale of Alcoholic Drinks.12 (2005) Social Responsibility Standards for the Production and Sale of Alcoholic Drinks in the UK.13 Department of Health (2008) Safe, Sensible, Social. – Consultation on further action.14 Department of Health (2008) Safe. Sensible. Social. Consultation on further action: Consultation report – December 2008.

As a result of the independent review, and the 2.16 responses to the Department of Health consultation, the Government announced last December that it would introduce a new code of practice for alcohol retailers.

This consultation seeks views on what should be 2.17 contained in that code of practice for those that sell or supply alcohol, how it will work, and specifically what it will mean for the public, enforcement agencies and those selling alcohol. This consultation also seeks views on whether there are any types of premises that the mandatory conditions and/or the national requirements should not apply to.

In developing this code, the Government is 2.18 particularly keen to hear from: individual members of the public; those who run or work in pubs, clubs, bars, nightclubs, off-licences, hotels, restaurants and supermarkets; those who enforce the provisions of the Licensing Act; and those who work to tackle alcohol-related crime and disorder, such as the police, trading standards officers and Crime and Disorder Reduction Partnerships, NHS bodies, and those with expertise in health promotion.

We would also welcome further evidence of the 2.19 impact and costs of the particular conditions proposed in the consultation, and information on existing good practice.

The Government has introduced a wide range of 2.12 tools and powers, through the Licensing Act 2003, Antisocial Behaviour legislation, and more recently the Violent Crime Reduction Act to tackle alcohol-related harms. A summary of the main tools and powers available to the police and licensing authorities is set out in a practical guide10.

While much is being done to deal with those 2.13 individuals who cause or contribute to alcohol-related crime and disorder, the Government considers that those selling alcohol need to play a greater role in addressing the problem.

Last year the Government carried out an 2.14 independent review11 which found that many retailers are not abiding by their own voluntary standards12 for responsible selling and marketing of alcohol; and that the voluntary nature of the standards meant that they are not having an impact on reducing crime and disorder or on reducing harms from alcohol more widely. Following this review, the Department of Health issued a consultation13 seeking views on whether the Government should introduce a code of mandatory conditions for the alcohol retail industry.

That consultation received over 2,000 responses, 2.15 with the vast majority (90%) being in support of a mandatory code for the alcohol industry14. When asked about the most important issues that needed to be addressed in an alcohol retailing code, of those who responded to the question, unprompted responses covered: restrictions on alcohol promotions; proof of age schemes; requirements to sell the smallest measure; mandatory standards; compulsory training; ending cut-price promotions; providing information at point-of-sale; and ensuring that water and soft drinks are available at cheaper prices.

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Licensing legislation is not intended to be the 2.21 primary mechanism for the general control of individuals once they are away from licensed premises and therefore beyond the direct control of individual licensees or certificate holders. Such control is a matter for other legislation such as those relating to antisocial behaviour, criminal damage and violent crime.

Currently where individual premises are 2.22 directly contributing to a breach of one or more of the licensing objectives, then conditions may be placed upon their licence to deal with the problem, following a review of the licence and representations made by certain groups such as police or local residents. Ultimately, failure to comply with any conditions attached to a licence or certificate is a criminal offence, which, on conviction, would be punishable by a fine of up to £20,000, or up to six months imprisonment, or both.

tHE LICENSING ACt ANd GrOuPS OF PrEmISES

The principal legislative framework for ensuring 2.20 that licensed premises are run in a responsible way is the Licensing Act 2003. The Licensing Act provides a clear focus on the promotion of four statutory objectives which must be followed by premises when selling alcohol (for licensed premises such as pubs, nightclubs, supermarkets, off-licences, village halls, hotels and restaurants etc.) or supplying alcohol (for members’ clubs such as sports and social clubs, the Royal British Legion and working men’s clubs etc.).

The four statutory licensing objectives:

l the prevention of crime and disorder;

l public safety;

l the prevention of public nuisance; and

l the protection of children from harm.

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15 HM Government (2008) Policing and Crime Bill.

Any condition applied to a group of premises will 2.28 have to apply equally to each of the premises within that group. This will allow licensing authorities to rapidly tackle those premises that are contributing to nuisance and disorder.

FOOD SAFETY ACT REGULATIONSIn addition, a new requirement is being proposed 2.29 through the Food Safety Act 1990 to ensure that those retailing alcohol must display alcohol unit content information for a representative sample of drinks, and that off-trade premises must also display health information. An important element of the Government’s Alcohol Strategy is to raise awareness of alcohol units, to enable consumers to estimate their own consumption of alcohol better. It is equally an objective to raise understanding of the health risks resulting from excessive drinking, both those from regular drinking and binge drinking on single occasions. As this objective is directly related to the wider aims of health improvement, it is more appropriate to achieve this aim through separate regulations under the Food Safety Act, rather than through the Licensing Act.

There is confusion amongst the general public 2.30 about the number of units in different drinks and the current guidelines on consumption. In this situation, it is difficult for customers to make informed choices and to regulate their alcohol intake so as to protect their own health and reduce the likelihood of intoxication. There is clear scope for improving customer knowledge and awareness of alcohol units and the risks of alcohol consumption.

However, it is more likely that a premises in breach 2.23 of its licensing conditions will have those conditions reviewed by the local licensing authority, and have tougher conditions imposed, the designated premises supervisor removed, or the licence suspended or revoked. This process, and the threat of a suspension or revocation of the licence, can have a powerful deterrent effect.

While the Licensing Act can be a very useful tool 2.24 for dealing with individual premises that are causing crime and disorder, it is not designed to deal with groups of licensed premises, or with problems occurring in public places which are not easily attributable to an individual premises but are linked to a number of licensed premises collectively.

NExt StEPSTHE POLICING AND CRIME BILL

Recognising that the Licensing Act was not 2.25 designed to deal with groups of premises that might collectively contribute to alcohol-related crime and disorder, the Government announced in December 2008 that legislation would be introduced in the Policing and Crime Bill15 to address this. The Bill is currently being debated in Parliament.

Subject to the Bill being passed by Parliament, it 2.26 will give the Home Secretary the power to impose up to nine mandatory licensing conditions on any new or existing premises that is licensed to sell or supply alcohol.

The Bill also gives licensing authorities the powers 2.27 to impose licensing conditions on two or more existing premises licences in its area if, in the case of each of the premises concerned, the licensing authority considers that there has been alcohol-related nuisance or disorder on or near the premises that would be mitigated or prevented by the conditions they impose.

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The code will be broken down into four distinct sections:

l mandatory conditions that will apply nationally to new and existing alcohol licences;

l point-of-sale alcohol unit content and health information, a requirement through the Food Safety Act;

l discretionary local conditions that can be applied at local level by licensing authorities to groups of two or more licensed premises in their area experiencing particular problems; and

l guidance that will support the effective implementation of national and local conditions and requirements and promote wider good practice in the area of social responsibility.

While the primary aim of the code will be to ensure 2.35 premises fully promote the four licensing objectives and improve the information given to consumers, we consider that the component parts of the code will address a series of distinct aims to:

l put a stop to promotions and activities that encourage people to drink irresponsibly, which, in turn, creates a greater risk of crime and disorder and a threat to public safety;

l give customers the information and choices they need to ensure that they can drink responsibly and in ways that do not damage health;

l protect children from harm by strengthening the response for preventing the sale and/or supply of alcohol to under-18s;

l ensure the responsible management of licensed premises to minimise the likelihood of crime, nuisance and disorder; and

l ensure the safety of members of the public in and around licensed premises.

Enabling the public to understand the links 2.31 between the alcohol unit content of different drinks, and the risks to health of excessive drinking and binge drinking would also help to avoid the risks of crime and antisocial behaviour associated with drunkenness. It is therefore appropriate to take forward this proposal alongside the new mandatory licensing conditions, so that licensed businesses have clarity about the Government’s expectations of them across the whole Alcohol Strategy.

We propose to make regulations under the Food 2.32 Safety Act 1990 to require all licensed premises where alcohol is for sale to display information about the alcohol unit content of drinks offered for sale. In addition, off-trade premises would be expected to display health guidelines about regular consumption and information about the health risks of regular excessive drinking and binge drinking and the risks of drinking alcohol during pregnancy. The impact assessment for this consultation shows that only a very small reduction in the level of alcohol consumption (0.0012%) is needed in order to balance out the costs to business of complying with the requirements.

A NEW COdE FOr tHE rESPONSIBLE rEtAILING OF ALCOHOL

The new code of practice for alcohol retailers will 2.33 raise standards, promote the four licensing objectives and ensure the provision of information for consumers related to alcohol and health.

This approach should contribute to reducing the 2.34 prevalence of binge drinking and excessive drunkenness which often leads to crime and disorder. Therefore, we expect that the application of the code will result in a reduction in alcohol-related crime and disorder and an improvement in public safety in and around licensed premises. The licensing conditions in the code should not greatly affect the majority of businesses, small or large, but will target the minority who behave irresponsibly.

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l To avoid any suggestion that drinking alcohol can enhance social, sexual, physical, mental, financial or sporting performance, or conversely that a decision not to drink may have the reverse effect.

l To ensure their staff and those of companies acting on their behalf are fully aware of these Standards and are trained in their application in their own areas of responsibility.

l To ensure that all company policies work to support these standards.

tHE CONSuLtAtION PrOCESSThis consultation runs for 12 weeks from 13th May 2.38 to 5th August 2009 and covers England and Wales, where the code will apply. This document sets out the issues and the case for further action; presents a set of firm proposals for mandatory conditions that would apply to all relevant new and existing alcohol licences; complementary proposals for national requirements under the Food Safety Act 1990; a range of possible permitted conditions that would be applied by local licensing authorities to groups of two or more licensed premises in an area experiencing particular problems; and presents some proposals for further action. It then sets out the proposed process for implementation and enforcement.

In preparation of the possible conditions outlined 2.39 here, the Government has already consulted a number of key stakeholders, including holding eight meetings with over 50 stakeholders from the on and off trade, alcohol producers, police and local authorities, health, voluntary and community sectors and received 30 written pre-consultation responses from participants of these meetings.

This document does not specifically deal with the 2.36 issue of drinking and driving. However, the Government is discussing with the alcohol industry ways of co-operating more closely to combat the problem. A working group led by the Department for Transport has been established to develop this initiative.

It is worth noting that this code is consistent with 2.37 the Alcohol Social Responsibility Principles set out in the alcohol industry’s Social Responsibility Standards. These are principles that alcohol retailers would be expected to observe and promote within their own areas of responsibility and in all their commercial activities. They should also be reflected in good practice guidance. They are set out in the following box.

ALCOHOL SOCIAL rESPONSIBILIty PrINCIPLES

l To promote responsible drinking and the ‘Sensible Drinking Message’.

l To avoid any actions that encourage or condone illegal, irresponsible or immoderate drinking such as drunkenness, drink driving or drinking in inappropriate circumstances.

l To take all reasonable precautions to ensure people under the legal purchase age cannot buy or obtain alcoholic drinks.

l To avoid any forms of marketing or promotion which have particular appeal to young people under the age of 18 in both content and context.

l To avoid any association with violent, aggressive, dangerous, illegal or antisocial behaviour.

l To make the alcoholic nature of their products clear and avoid confusion with non-alcoholic drinks.

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16 Sheffield University (2008) Independent review of the effects of alcohol pricing and promotion. Summary of evidence to accompanying report on phase 1: Systematic Reviews. To download at: http://www.dh.gov.uk/en/consultations/closedconsultations/DH_086412

The Department of Health will commission 2.43 independent advice to look into certain key evidence gaps, for example, on the impact of any legislative interventions on price for industry; regional variations in the impact of price changes; and the effect on particular social groups. This work will draw on the research already done by Sheffield University16 to inform Government on the impact of alcohol pricing on alcohol-related harm, and any new work with a view to advising a set of options for Government to consider that best balance the costs and benefits to different groups.

In addition, the Government will work to build the 2.44 evidence base on the impact of the advertising and display of alcohol promotional offers (in the off-trade) on consumer choice and harm.

The Government has also decided at this stage not 2.45 to pursue measures to further restrict the marketing, promotion and display of promotional offers in the off-trade. However, over the coming 12 – 24 months the Government will examine what further work is needed in this area as the evidence base is not fully developed at present. We will build on what currently exists in terms of evidence and good practice to get a deeper understanding of the impact on consumer choice of the advertising and display of such promotions, and how that choice then impacts on harm in terms of health harm, harm from crime and disorder and harms to young people.

We will look at what is evidenced as effective at 2.46 both national (e.g. how central government could intervene) and local levels (e.g. the powers local areas could be given to tackle local problems).

ImPACt ASSESSmENtThe impact assessment which accompanies this 2.40 public consultation sets out further details of estimated potential benefits and costs for the proposed conditions. It has not been possible to quantify all of the expected costs and benefits of the proposals at this stage and we urge respondents to the consultation to supply any additional evidence they may have with regards to costs and benefits.

Where costs have been estimated, these estimates 2.41 should be viewed as indicative estimates only. All cost estimates are economic costs and not financial costs. A large proportion of the estimated costs are due to staff abstraction from other duties which will not necessarily have any financial impact. We will continue to assess the costs and benefits of these proposals and will publish a final impact assessment once the consultation responses have been analysed and the final content of the code of practice has been developed.

A COmmItmENt tO FuturE WOrk ON tHE ImPACt OF ALCOHOL PrICE ANd PrOmOtIONS ON HArm

As announced in December 2008, the Government 2.42 has decided not to proceed with any local or national measures concerning a minimum unit price. It will, however, look to develop further the evidence base in this area with a view to identifying concrete proposals for action which reduce irresponsible, harmful and/or binge drinking without impacting unduly on the majority of responsible drinkers.

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17 HM Government (2007) Public Service Agreement 25: Reduce the harm caused by alcohol and drugs, and the National Alcohol Strategy, set out the aims to reduce the levels of alcohol-related violent crime, disorder and antisocial behaviour and to reduce the public’s perception of drunk and rowdy be-haviour as a problem in their area. This also links to Public Service Agreement 23: Making communities safer.

18 The accompanying impact assessment is available to download from http://www.homeoffice.gov.uk/about-us/haveyoursay/current-consultations/

Chapter 3: Mandatory licensing conditions

INtrOduCtIONThe Government has been clear that one of the 3.1 key functions of this code is to stamp out the irresponsible promotions that lead to people drinking more and faster than they otherwise might. This type of promotion is often aimed at young adults, particularly at the 18 – 24-year-old target group, who are most likely to binge drink. This group is responsible for a disproportionate amount of crime and disorder.

We also want consumers to be able to make more 3.2 informed choices about how much they wish to drink during a night out. All too often, people asking for a single measure of drink are told that only doubles are available. This also means that people are likely to drink more or faster than they otherwise might, which can also lead to increases in crime and disorder.

To tackle these types of irresponsible promotions 3.3 and practices and ensure that positive, responsible action is taken to reduce alcohol harms, by promoting the four licensing objectives, the Government is seeking views on a number of conditions which we consider should apply to all relevant licensed premises across England and Wales in one or more of the following three categories:

l on-trade – pubs, nightclubs, bars, restaurants, hotels, theatres, cinemas, village halls etc;

l off-trade – supermarkets, convenience stores, off-licences etc; and

l those with a qualifying club premises certificate – sports clubs, political clubs, members’ clubs etc.

Specifically, we wish to hear the public’s views on 3.4 how effective these conditions will be in reducing or preventing alcohol-related crime, disorder and antisocial behaviour in their area.

In addition, we are seeking views on proposed 3.5 requirements under the Food Safety Act to display alcohol unit information in all types of licensed premises; and to display information relating to alcohol and the health risks of excessive consumption in off-licensed premises.

We are interested in hearing views on whether these 3.6 conditions and proposals together are likely to make a positive contribution to your local community.17 We also seek views on whether any types of premises should be made exempt from the proposed mandatory conditions or national requirements.

ImPACt ASSESSmENtFinally, it is important to add that while the 3.7 conditions set out below will affect large numbers of premises, they are focused only on ruling out the most irresponsible practices of a minority or encouraging good practices that are already widespread. As such, they should not impose significant burdens on most responsible businesses and community organisations. The accompanying impact assessment18 sets out the likely costs of these proposals in more detail.

There may be some costs to business when 3.8 conditions are imposed, but this needs to be balanced against the cost to society if no action is taken to stop alcohol-related crime and disorder. Less serious wounding is the best proxy for alcohol-related violent crime, and the impact assessment for this consultation shows that a reduction of just 0.6% (approximately 2,646 offences) is needed in order for the benefits to outweigh the potential additional costs of the mandatory licensing conditions to business.

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We will continue to revise these estimates 3.10 throughout the consultation and we encourage consultees to submit views and evidence on these partial estimates.

Tables 2 and 3 in the accompanying impact 3.9 assessment set out estimates of the costs of individual conditions in greater detail, however the costs presented in the impact assessment are initial estimates only. These are economic costs and may not necessarily represent a financial cost to these premises. For example, a large proportion of the estimated costs is staff abstraction for other duties. Furthermore, as some premises will be affected by some conditions and not others, it is not correct to simply sum the figures presented here. Based on the assumptions set out in the impact assessment, the estimated total economic cost of implementing the proposed mandatory licensing conditions and the requirements would be £28.8 million in the first year and £1.97 million in subsequent years.

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At A GLANCE: Summary of mandatory licensing conditions and Food Safety Act requirements

Condition and Intention Applies to

1. Bans irresponsible promotions, such as ‘all you can drink for £10’ or speed drinking competitions, or any promotion that encourages the consumption of large quantities of alcohol or the rapid consumption of alcohol that could increase the risk of alcohol-related crime and disorder, public nuisance, and cause a risk to public safety.

On-trade and qualifying club premises certificate

2. Bans alcohol from being dispensed directly into the mouth of any customer, which encourages the type of excessive and irresponsible drinking that could increase the risk of alcohol-related crime and disorder, public nuisance, and risk to public safety.

On-trade and qualifying club premises certificate

3. Ensures that smaller measures (not smaller glass sizes) of alcohol are made available to customers to help them manage their alcohol consumption and reduce the risk of alcohol-related crime and disorder.

On-trade and qualifying club premises certificate

4. Ensures that free tap water is available to customers to help them manage their alcohol consumption and reduce the risk of alcohol-related crime and disorder.

On-trade and qualifying club premises certificate

5. Seeks to ensure that online or mail order alcohol retailers have robust age-verification systems in place to prevent underage sales.

Off-trade

Requirement and Intention Applies to

6. Through the Food Safety Act, ensuring that there is point-of-sale information visible to all customers of licensed premises about the unit content of a representative sample of drinks, and in the off-trade there is further information about health guidelines and risks.

Off-trade; on-trade; qualifying club premises certificate

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27

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21

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f cu

stom

ers.

Thi

s typ

e of

act

ivity

is c

lear

ly li

nked

to

peop

le d

rinki

ng e

xces

sivel

y an

d qu

ickl

y, w

hich

in tu

rn m

akes

th

em m

ore

likel

y to

com

mit

crim

e, d

isor

der o

r beh

ave

antis

ocia

lly.

3. T

he re

spon

sibl

e pe

rson

(s) (

as d

efine

d in

sect

ion

153(

4)

of th

e Li

cens

ing

Act

200

3) sh

all e

nsur

e th

at, i

f so

ld fo

r co

nsum

ptio

n on

the

prem

ises

, alc

ohol

ic d

rinks

of

the

kind

s ref

erre

d to

bel

ow m

ust b

e av

aila

ble

and

offe

red

for

sale

or s

uppl

y in

the

mea

sure

s sta

ted.

The

se m

easu

res a

re

base

d on

the

stan

dard

qua

ntiti

es sp

ecifi

ed in

exi

stin

g W

eigh

ts a

nd M

easu

res l

egis

latio

n:l b

eer,

lage

r or c

ider

: ½ p

int;

l g

in, r

um, v

odka

or w

hisk

y: 2

5ml o

r 35

ml;

and

l s

till w

ine

in a

gla

ss: 1

25m

l (ex

cept

whe

re a

win

e is

onl

y so

ld b

y th

e bo

ttle)

.

On-

trad

e an

d qu

alify

ing

club

pr

emis

es

cert

ifica

te

Thi

s con

ditio

n w

ould

stop

the

prac

tice

of o

nly

offe

ring

larg

e gl

asse

s of

win

e, d

oubl

e m

easu

res o

f sp

irits

or p

ints

of

beer

/ci

der.

It w

ould

mea

n gr

eate

r con

sum

er c

hoic

e w

hen

deci

ding

ho

w m

uch

they

wis

h to

drin

k. It

wou

ld n

ot p

reve

nt o

ther

m

easu

res b

eing

off

ered

, suc

h as

pin

ts o

f be

er, l

ager

or c

ider

, or

250m

l of

still

win

e, a

lthou

gh a

ny m

easu

res o

ffer

ed m

ust c

ompl

y w

ith W

eigh

ts a

nd M

easu

res l

egis

latio

n.A

pre

sent

, pre

mis

es m

ay c

hoos

e w

heth

er to

pro

vide

spiri

ts in

m

easu

res o

f 25

ml o

r 35m

l or m

ultip

les t

here

of, a

nd a

re

spec

ifica

lly p

rohi

bite

d fr

om u

sing

bot

h.

It is

inte

nded

that

this

con

ditio

n w

ould

not

app

ly in

resp

ect o

f:l

drin

ks th

at a

re p

re-p

acka

ged

for s

ale

in se

aled

con

tain

ers;

and

l

cock

tails

that

incl

ude

3 or

mor

e di

ffer

ent d

rinks

(exc

ludi

ng

ice)

.T

his c

ondi

tion

wou

ld n

ot re

quire

lice

nsed

pre

mis

es to

pur

chas

e ne

w g

lass

war

e, b

ut d

oes,

unde

r exi

stin

g le

gisl

atio

n, re

quire

the

use

of a

n ap

prov

ed m

easu

re. T

here

is a

cho

ice

as to

how

this

is

achi

eved

, and

pre

mis

es m

ay u

se a

mea

sure

d op

tic, a

mea

sure

d pu

mp,

a g

over

nmen

t-st

ampe

d m

easu

re o

r a g

over

nmen

t-st

ampe

d gl

ass.

28

Page 31: LICENSING COMMITTEE - Meetings, agendas, and minutes

22

Con

ditio

nA

pplie

s to

Why

do

it?

4. T

he re

spon

sibl

e pe

rson

(s) (

as d

efine

d in

sect

ion

153(

4)

of th

e Li

cens

ing

Act

200

3) sh

all e

nsur

e th

at fr

ee ta

p w

ater

is p

rovi

ded

on re

ques

t to

cust

omer

s whe

re it

is

reas

onab

ly a

vaila

ble.

On-

trad

e an

d qu

alify

ing

club

pr

emis

es

cert

ifica

te

Adv

ice

and

guid

ance

on

how

to re

duce

the

harm

s ass

ocia

ted

with

dr

inki

ng a

lcoh

ol o

ften

adv

ise

peop

le to

drin

k w

ater

alo

ngsi

de

alco

holic

drin

ks, o

r to

alte

rnat

e be

twee

n an

alc

ohol

ic d

rink

and

a so

ft d

rink,

in o

rder

to p

reve

nt in

toxi

catio

n an

d th

eref

ore

redu

ce

the

risk

of b

eing

invo

lved

in c

rime

and

diso

rder

. We

cons

ider

that

cu

stom

ers s

houl

d be

giv

en th

e ch

ance

to d

rink

a no

n-al

coho

lic

drin

k fo

r fre

e in

ord

er to

pre

vent

or m

itiga

te in

toxi

catio

n an

d th

e as

soci

ated

eff

ects

. The

vas

t maj

ority

of

prem

ises

alre

ady

do o

ffer

fr

ee ta

p w

ater

and

som

e la

te-n

ight

ven

ues a

lread

y pr

oact

ivel

y ha

ve a

supp

ly o

f fr

ee w

ater

ava

ilabl

e at

the

bar n

ear c

losi

ng ti

me.

T

his c

ondi

tion

sim

ply

ensu

res t

hat f

ree

tap

wat

er w

ill b

e av

aila

ble

whe

reve

r pos

sibl

e.

5. T

he G

over

nmen

t is c

omm

itted

to p

reve

ntin

g pe

ople

fr

om b

eing

abl

e to

pur

chas

e al

coho

l und

er th

e ag

e of

18,

th

roug

h a

num

ber o

f in

itiat

ives

, suc

h as

test

pur

chas

e ca

mpa

igns

of

licen

sed

prem

ises

and

supp

ortin

g th

e ad

optio

n of

Cha

lleng

e 21

or 2

5 Sc

hem

es. W

ith th

is in

m

ind,

we

wan

t to

ensu

re th

at th

ose

selli

ng a

lcoh

ol o

nlin

e or

by

mai

l ord

er h

ave

a cl

early

iden

tifiab

le a

nd ro

bust

pr

oces

s for

age

ver

ifica

tion

for t

hese

sale

s of

alco

hol.

T

his i

s a c

ompl

ex is

sue.

No

licen

ce is

requ

ired

in o

rder

to

sell

alco

hol o

nlin

e or

by

mai

l ord

er b

ecau

se th

e la

w

requ

ires i

nste

ad th

at th

e co

mpa

ny th

at h

as th

e w

areh

ouse

an

d de

liver

s the

alc

ohol

to th

e pu

rcha

ser m

ust h

old

the

licen

ce. T

here

are

als

o co

mpl

exiti

es re

gard

ing

the

loca

tion

in w

hich

thes

e ac

tiviti

es ta

ke p

lace

with

, for

exa

mpl

e, th

e pu

rcha

ser l

ivin

g in

one

are

a, th

e co

mpa

ny p

rovi

ding

the

onlin

e sa

les s

ervi

ce b

ased

in a

noth

er a

rea

and

the

dist

ribut

ing

war

ehou

se b

ased

in a

third

are

a an

d th

eref

ore

subj

ect t

o di

ffer

ent l

icen

sing

aut

horit

ies o

r eve

n le

gisl

atio

n (if

bas

ed o

utsi

de E

ngla

nd a

nd W

ales

).

Off

-tra

deIn

this

con

sulta

tion

we

invi

te e

vide

nce

and

sugg

estio

ns a

bout

ho

w to

ens

ure

robu

st a

ge v

erifi

catio

n fo

r onl

ine

and

mai

l ord

er

sale

s of

alco

hol.

The

leve

l of

unde

rage

alc

ohol

sale

s pur

chas

ed o

nlin

e or

by

mai

l or

der i

s unc

erta

in. B

ut th

ere

is a

risk

that

by

mak

ing

it m

ore

diffi

cult

for y

oung

peo

ple

to o

btai

n al

coho

l fro

m li

cens

ed

prem

ises

dire

ctly,

mor

e un

der 1

8s m

ay se

ek a

lcoh

ol in

this

way

. A

Man

dato

ry C

ondi

tion

wou

ld id

eally

requ

ire th

ose

who

sell

alco

hol o

nlin

e or

by

mai

l ord

er to

hav

e a

robu

st a

ge v

erifi

catio

n sc

hem

e in

pla

ce.

29

Page 32: LICENSING COMMITTEE - Meetings, agendas, and minutes

23

Food

Saf

ety

Act

req

uire

men

ts

Req

uire

men

tA

pplie

s to

Why

do

it?

6. P

oint

-of-

sale

info

rmat

ion

Off

-tra

de,

on-t

rade

and

qu

alify

ing

club

pr

emis

es

cert

ifica

te

We

prop

ose

to m

ake

regu

latio

ns u

nder

the

Food

Saf

ety

Act

199

0 to

requ

ire

licen

sed

prem

ises

to d

ispl

ay in

form

atio

n ab

out t

he a

lcoh

ol u

nit c

onte

nt o

f a

repr

esen

tativ

e sa

mpl

e of

drin

ks o

ffer

ed fo

r sal

e. In

add

ition

, off

-tra

de p

rem

ises

w

ould

be

requ

ired

to d

ispl

ay h

ealth

gui

delin

es a

bout

regu

lar c

onsu

mpt

ion

and

info

rmat

ion

abou

t the

hea

lth ri

sks o

f re

gula

r exc

essiv

e dr

inki

ng a

nd b

inge

dr

inki

ng a

nd th

e ris

ks o

f dr

inki

ng a

lcoh

ol d

urin

g pr

egna

ncy.

An

impo

rtan

t ele

men

t of

the

Gov

ernm

ent’s

Alc

ohol

Str

ateg

y is

to ra

ise

awar

enes

s of

alco

hol u

nits

and

hea

lth ri

sks o

f ex

cess

ive

drin

king

. It i

s ap

prop

riate

to a

chie

ve th

is a

im th

roug

h se

para

te re

gula

tions

und

er th

e Fo

od

Safe

ty A

ct, r

athe

r tha

n th

roug

h th

e Li

cens

ing

Act

, as t

he d

irect

obj

ectiv

e is

he

alth

impr

ovem

ent.

The

re is

con

fusi

on a

mon

gst t

he g

ener

al p

ublic

abo

ut th

e nu

mbe

r of

units

in

diff

eren

t drin

ks a

nd th

e cu

rren

t gui

delin

es o

n co

nsum

ptio

n. It

is d

ifficu

lt in

this

si

tuat

ion

for c

usto

mer

s to

mak

e in

form

ed c

hoic

es a

nd to

regu

late

thei

r alc

ohol

in

take

so a

s to

prot

ect t

heir

own

heal

th a

nd re

duce

the

likel

ihoo

d of

in

toxi

catio

n. T

here

is c

lear

scop

e fo

r im

prov

ing

cust

omer

kno

wle

dge

of

alco

hol u

nits

and

the

risks

of

alco

hol c

onsu

mpt

ion.

The

impa

ct a

sses

smen

t ac

com

pany

ing

this

con

sulta

tion

sets

out

that

onl

y a

very

smal

l red

uctio

n in

co

nsum

ptio

n is

nee

ded

to g

ener

ate

a ne

t ben

efit o

ver t

he c

osts

of

com

plyi

ng

with

the

requ

irem

ent.

The

re a

re a

lread

y a

num

ber o

f re

quire

men

ts fo

r lic

ence

ho

lder

s to

disp

lay

info

rmat

ion,

such

as t

he p

rem

ises

lice

nce,

for e

xit p

olic

ies,

food

safe

ty re

quire

men

ts e

tc. I

n ad

ditio

n, sm

alle

r pre

mis

es m

ay h

ave

diffi

culty

di

spla

ying

the

sign

age

due

to la

ck o

f av

aila

ble

spac

e. W

e w

ould

wel

com

e vi

ews

on w

heth

er a

ny ty

pes o

f pr

emis

es sh

ould

be

mad

e ex

empt

from

thes

e re

quire

men

ts, a

nd a

ny e

vide

nce

of th

e po

tent

ial c

osts

and

ben

efits

of

this

pr

opos

al.

Ena

blin

g th

e pu

blic

to u

nder

stan

d th

e lin

ks b

etw

een

the

alco

hol u

nit c

onte

nt

of d

iffer

ent d

rinks

and

the

risks

to h

ealth

of

exce

ssiv

e dr

inki

ng a

nd b

inge

dr

inki

ng sh

ould

hel

p to

avo

id th

e ris

ks o

f cr

ime

and

antis

ocia

l beh

avio

ur

asso

ciat

ed w

ith d

runk

enne

ss. I

t is,

ther

efor

e, a

ppro

pria

te to

take

forw

ard

this

pr

opos

al a

long

side

the

new

man

dato

ry li

cens

ing

cond

ition

s, so

that

lice

nsee

s ha

ve c

larit

y ab

out t

he G

over

nmen

t’s e

xpec

tatio

ns o

f th

em a

cros

s the

who

le

Alc

ohol

Str

ateg

y.

30

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24

We propose that ‘visibly and legibly’ is defined as 3.14 being within sight of every point-of-sale in the on-trade (e.g. pubs, bars and clubs) and within sight of every display of alcohol stock offered for sale in the off-trade (e.g. shops and supermarkets). Regulations would need to set out, reinforced by explanation in guidance where needed, where requirements apply.

For the off-trade, Government has a voluntary 3.15 agreement with industry to show the unit content and health guidelines on labels for each bottle or container and this is not affected by this proposal. Compliance with this agreement is being monitored separately.

Under (a): We propose that unit information must 3.16 be provided for a representative sample of alcoholic drinks for which the price is displayed or provided in the on-trade. The Consumer Protection from Unfair Trading Regulations 2008 requires retailers to provide ‘material information’ to consumers, defined as ‘the information which the average consumer needs, according to context, to take an informed transactional decision’. The regulations then go on to say that, in the context of an invitation to purchase, price is material information. Displaying additional information on the alcohol unit content of drinks alongside price information should not create an undue burden.

A possible alternative approach would be to require 3.17 that unit information must be provided for a representative sample of drinks. This would be similar to the Food and Drinks Services Order 2003, which formerly required premises to display the price of 30 products. There would be a minimum requirement per category of drink.

Such a Regulation might also allow for flexibility in 3.18 implementation, provided that standards of accuracy, clarity and visibility are met, and that the prescribed information is used. For example, a premises selling several vodka brands at 40% alcohol by volume (ABV) need only state that 25 ml of vodka is equivalent to one unit of alcohol,

Under the new powers contained in the Policing 3.11 and Crime Bill, there is the ability to apply mandatory conditions to ‘all relevant premises or relevant premises of a particular description’. This gives the Home Secretary the ability to define what relevant premises are and to exclude certain types of premises. It is worth noting that licensed premises and premises with club premises certificates that supply alcohol is a very broad category, including: pubs, bars, restaurants, cafes, night clubs, university bars, casinos, supermarkets, small convenience stores, farm shops, gift shops, art galleries, museums, theatres, cinemas, hotels, holiday parks, bed and breakfasts, community-owned pubs, working men’s clubs, political clubs, the Royal British Legion, sports and leisure clubs, sports stadia, music venues, schools, church halls, village halls, community premises, village squares, licensed outside spaces and public land, farmers markets and others. This consultation seeks your views as to whether any types of premises should be made exempt from the national mandatory conditions and the national requirement for information at the point-of-sale.

POINt-OF-SALE rEquIrEmENtSIt is proposed that regulations require that:3.12

(a) for on- and off-trade premises, the UK unit content of a representative sample of alcoholic products must be visibly and legibly displayed to all customers buying alcohol and for off-trade premises; and

(b) for off-trade premises, information about the health risks of excessive regular drinking and binge drinking and drinking alcohol during pregnancy must be visibly and legibly displayed to all customers.

The additional requirement proposed for off-trade 3.13 premises both recognises practical limitations in the display of information in on-trade premises and focuses information where the majority of consumers buy alcohol, and particularly cheaper alcohol, in off-trade premises.

31

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25

We are aware of the joint good practice initiative 3.22 by the Drinkaware Trust and the Wine and Spirits Trade Association in 2008 for information on sensible drinking to be displayed in the off-trade, including major supermarkets. We commend this initiative and would wish to ensure that our proposals will not impede such good practice initiatives, or future good practice initiatives of this nature. We welcome comments and suggestions from industry and others in this area.

CONSIdErAtION FOr FuturE ACtION: tHE SIZE OF SINGLE StANdArd SPIrIt mEASurES

In the proposed mandatory condition 3, on-trade 3.23 premises would be required to make single measures of spirits (i.e. gin, rum, vodka and whisky) available to customers. Weights and Measures legislation currently specifies that the smallest standard “single” serving for certain spirits can either be 25 ml or 35 ml, with licensed premises having to choose to serve either one or the other. We consider that there is potential to cause confusion for customers if, after introducing proposed condition 3, the smallest measure was not the same in every premises. We are therefore seeking views on whether there should be a change to the Weights and Measures legislation so that the smallest standard measure for spirits in England, Wales and Scotland would be the same in all on-trade premises. There are 3 options for consideration:

l 25 ml only;

l 35 ml only; or

l whether it should remain the choice of the individual licence holder to supply either 25 ml or 35 ml.

A consistently-sized single measure of spirits 3.24 across all on-trade premises would enable customers to more easily understand how much alcohol they have consumed.

It is difficult to predict with certainty how 3.25 customers used to one measure or the other may

rather than duplicate for each product. Similar concessions could be made for wine or beer products of similar strengths. There could also be options for unit information to be provided in different ways, for example, on posters, wine menus in restaurants, price lists, or alongside the ABV on beer pumps.

Under (b): Off-trade premises would also need to 3.19 provide information about the current guidelines on regular daily unit consumption and prescribed messages about the health risks of excessive alcohol consumption and drinking alcohol during pregnancy. This should follow a format and rules on size and placement prescribed by government. This would also include educational messages aimed at reducing binge drinking.

We propose standard wording such as:

Alcohol: Know Your LimitsDo not regularly exceed 3-4 units daily (for men)

and 2-3 units daily (for women)

For advice contact Drinkline, the national 24-hour helpline,

on 0800 917 82 82 or visit Drinkaware at www.drinkaware.co.uk.

We also propose to require the display of standard 3.20 messages concerning health risks consistent with the Department of Health ‘Know Your Limits’ unit campaign.

Comments are invited through this consultation on 3.21 the size and position of display to ensure that these signs are clear and visible, as well as on other possible approaches to providing unit and health information. The final requirement could stipulate the size and positioning of these signs.

32

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26

react to any change. For example, customers used to the 35ml measure, if served 25ml measures, may reduce consumption or may be encouraged to switch to doubles; similarly in reverse, customers used to 25ml singles may consume more if served 35ml singles or switch from doubles to singles.

There would be initial costs for any on-trade 3.26 premises that were required to switch measure sizes as a result of any change in legislation. Any change in the current position would need an amendment to Weights and Measures regulations, and it should be noted that these also apply in Scotland, and so any decision would need to include consideration of the position in Scotland.

We invite consultees to give their views on the three 3.27 options, along with their reasons or any evidence of the potential impact.

CONSIdErAtION FOr FuturE ACtION: PrOHIBItING SALES BELOW duty PLuS VAt

We recognise that there is public concern about the 3.28 links between the availability of very low-price alcohol and health, crime and other harms; in particular with regards to supermarkets using ‘loss leaders’ to sell alcohol at below-cost price, or even at a price below the rate of duty and VAT paid on the product. We want to explore the principle of prohibiting retailers from offering alcohol for sale at prices below the level of the excise duty paid on the product plus the VAT due.

We know that in taking any final decision on 3.29 whether to prohibit sales below duty plus VAT, further research is needed to understand how this proposal would be most likely to impact on specific types of alcohol and whether such a measure would work in the way intended, supporting the Government’s strategy of reducing irresponsible, harmful and/or binge drinking without impacting unduly on the majority of responsible drinkers. We need to understand the potential impacts on health, public safety, consumers, business and competition, as well as the wider economy, so that we are

confident that this would be an effective and proportionate proposal. At this stage we are interested in consultees’ views and also invite respondents to reference or submit evidence that is relevant to whether such a proposal would help to meet the goals of the Government’s Alcohol Strategy.

The level of duty levied varies between different 3.30 types of alcohol and according to alcoholic strength, therefore the effect of this proposal would not be uniform but would vary according to particular products.

33

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27

CONSuLtAtION quEStIONS ON tHE PrOPOSEd mANdAtOry LICENSING CONdItIONS

For the public:

l Do the proposed mandatory licensing conditions and the reasons for having them make sense to you?

l Can you see the benefits of restricting certain promotions in pubs, bars, and clubs to reduce levels of crime and disorder?

l Will these mandatory licensing conditions affect you? If so, how?

For licensing authorities, enforcement agencies and health bodies:

l Do you have any suggestions that will improve the proposed mandatory licensing conditions and requirements to reduce crime and disorder?

l Is the drafting of these mandatory licensing conditions explicit enough to capture the intended activities? If not, can you provide alternative wording that may be more effective?

For those who sell or supply alcohol:

l What do you think the impact (in terms of costs and benefits) of these mandatory licensing conditions will be on your business?

For all:

l Are there any of the mandatory licensing conditions that you would not wish to be made mandatory for licensed premises? If so, why?

l Would you support the requirements for licensed premises to have to display unit and health information? Are there any types of licensed premises that you feel should be exempt from the requirements? If so, which types and why?

l Are there any types of licensed premises that you feel should be exempted from one or more of the mandatory conditions? If so, which types and why?

CONSuLtAtION quEStIONS ON CONSIdErAtIONS FOr FuturE ACtION

For all:

l Do you think that weights and measures legislation should continue to allow individual licence-holders to choose whether to offer either 25 ml or 35 ml single measures of certain spirits (i.e. gin, rum, vodka and whisky) or do you think that all on-trade premises should be required to offer only single spirit measures of 25 ml? Or do you think that all on-trade premises should be required to only offer single spirit measures of 35 ml? Please explain your choice.

l Do you think that banning sales below the price level of excise duty plus VAT would be effective and proportionate in reducing irresponsible, harmful and/or binge drinking? Do you have evidence to support your view? What would be the potential costs and benefits of the impact on health, public safety, consumers, business and competition of introducing such a policy?

34

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28

20 HM Government (2008) Policing and Crime Bill.21 The accompanying impact assessment is available to download from http://www.homeoffice.gov.uk/about-us/haveyoursay/current-consultations/

The following tables set out the list of licensing 4.5 conditions that we consider licensing authorities should be able to impose on two or more premises. However, we are keen to hear views on whether this list captures all the actions needed to tackle problems at a local level. We are also interested in hearing views on those conditions that should not appear in this list.

Chapter 5 explores in more detail how the 4.6 process for imposing these conditions might work in practice.

There may be some costs to individual businesses 4.7 if local conditions are imposed, but this needs to be balanced against the cost to society if no action is taken to stop alcohol-related nuisance and disorder. Further details are set out in the accompanying impact assessment21.

ImPACt ASSESSmENtThrough this consultation, we are inviting views on 4.8 whether these proposed discretionary local conditions will be effective in tackling local levels of alcohol-related nuisance, crime and disorder. We are also interested in how these conditions might impact on competition, responsible promotions, or whether there might be any unintended consequences.

These proposed conditions are based on existing 4.9 conditions that are currently applied by licensing authorities as part of an individual premises licence review. It is possible that some of the conditions may be more difficult than others to apply to groups of two or more premises (as factors such as layout, clientele and size will need to be taken into consideration).

INtrOduCtIONAs set out in Chapter 2, the Licensing Act can be a 4.1 very useful tool for dealing with individual premises that are causing crime and disorder but it is not designed to deal with problems occurring in public places which are not easily attributable to an individual premises but are linked to several premises.

In these circumstances, it is not always possible 4.2 to say that the activity of any one particular premises is the sole cause of the problem. This makes it much harder for the police and licensing authorities to take the actions necessary to tackle these problems.

To address this, through the Policing and Crime 4.3 Bill, we will be giving licensing authorities the power to impose licensing conditions on two or more premises in an area if they consider that:

l there has been nuisance to members of the public, or a section of the public, or disorder, on or near the premises;

l the nuisance or disorder is associated with the consumption of alcohol on the premises or supplied by the premises;

l there is likely to be a repetition of nuisance or disorder that is so associated; and

l it is appropriate to impose the conditions for the purposes of mitigating or preventing the nuisance or disorder concerned20.

The reason for specifying the above tests is to make 4.4 clear that licensing authorities will only be able to take action on two or more premises where there has been alcohol-related nuisance, crime and disorder associated with those premises. This is to ensure that only those premises that are actually contributing to the problems have additional conditions imposed upon them.

Chapter 4: Discretionary local licensing conditions

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29

It will ultimately be a matter for licensing 4.10 authorities, having regard to the legislation and any guidance issued, to decide whether imposing one or more of these conditions is appropriate and proportionate for the purposes of tackling local levels of alcohol-related nuisance, crime and disorder.

The costs presented in Tables 4 and 5 in the 4.11 accompanying impact assessment are initial estimates of the costs to the directly affected premises (i.e. those that operate the practice or promotions in question) of complying with the proposed conditions. These are economic costs and may not necessarily represent a financial cost to these premises. For example, a large proportion of the estimated costs is staff abstraction for other duties. Furthermore, as some premises will be affected by some conditions and not others, it is not correct to simply sum the figures presented here. Based on the assumptions set out in the impact assessment the estimated total economic cost of implementing the proposed local discretionary conditions would be £37.5 million in the first year and £32.7 million in subsequent years. These figures are also based on an assumption that each condition is applied to 1% of premises and are applied for the full twelve months of the year.

It has not yet been possible to estimate the costs to 4.12 those premises who are indirectly affected by these conditions (e.g. costs of familiarisation and training in premises which currently do not operate irresponsible promotions) although we anticipate that most of these premises will face no additional costs. We will continue to revise these estimates throughout the consultation and we encourage consultees to submit views and evidence on these partial estimates.

36

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30

At

A G

LAN

CE:

dis

cret

iona

ry L

ocal

Con

diti

ons

Sum

mar

y of

eac

h C

ondi

tion

and

its

Inte

ntio

nA

pplie

s to

1 B

ans t

he d

isco

unte

d sa

le o

f al

coho

l whe

re th

e di

scou

nt a

pplie

s at p

artic

ular

tim

es o

f th

e da

y or

wee

k, o

r is f

or le

ss th

an 7

2 co

ntin

uous

hou

rs in

du

ratio

n (e

.g. ‘

happ

y ho

urs’)

, dur

ing

perio

ds o

f tim

e m

ost a

ssoc

iate

d w

ith a

lcoh

ol-r

elat

ed n

uisa

nce

or d

isor

der (

i.e. e

veni

ngs a

nd w

eeke

nds)

to

help

to p

reve

nt n

uisa

nce

and

diso

rder

.

On-

trad

e an

d qu

alify

ing

club

pr

emis

es c

ertifi

cate

2 B

ans t

he sa

le o

f al

coho

l at a

dis

coun

ted

pric

e w

here

the

disc

ount

app

lies a

ccor

ding

to w

heth

er th

e cu

stom

er h

as p

urch

ased

alc

ohol

at o

ther

lic

ense

d pr

emis

es in

one

24-

hour

per

iod

(e.g

. ‘pu

b cr

awl’

offe

rs) d

urin

g pe

riods

of

time

mos

t ass

ocia

ted

with

alc

ohol

-rel

ated

nui

sanc

e an

d di

sord

er (i

.e. e

veni

ngs a

nd w

eeke

nds)

to h

elp

to p

reve

nt c

rime

and

diso

rder

and

redu

ce th

e ris

k of

pub

lic n

uisa

nce.

On-

trad

e an

d qu

alify

ing

club

pr

emis

es c

ertifi

cate

3 E

nsur

es th

at a

risk

revi

ew o

f th

e pr

emis

es is

car

ried

out b

y th

e lic

ence

hol

der,

and

a m

anag

emen

t pla

n is

put

in p

lace

whi

ch m

ust b

e ag

reed

w

ith th

e lic

ensi

ng a

utho

rity

and

then

regu

larly

revi

ewed

to h

elp

to p

reve

nt c

rime

and

diso

rder

, kee

p th

e pu

blic

safe

and

pre

vent

pub

lic n

uisa

nce.

On-

trad

e, o

ff-t

rade

and

qua

lifyi

ng

club

pre

mis

es c

ertifi

cate

4 E

nsur

es th

e re

gula

r col

lect

ion

of e

mpt

y or

aba

ndon

ed g

lass

es d

urin

g pe

riods

of

time

mos

t ass

ocia

ted

with

alc

ohol

-rel

ated

crim

e an

d di

sord

er

(i.e.

eve

ning

s and

wee

kend

s) to

hel

p to

pre

vent

nui

sanc

e or

dis

orde

r.O

n-tr

ade

and

qual

ifyin

g cl

ub

prem

ises

cer

tifica

te

5 B

ans t

he se

rvin

g of

alc

ohol

in g

lass

con

tain

ers d

urin

g pe

riods

of

time

mos

t ass

ocia

ted

with

alc

ohol

-rel

ated

nui

sanc

e or

dis

orde

r (i.e

. eve

ning

s an

d w

eeke

nds)

to h

elp

to p

reve

nt n

uisa

nce

or d

isor

der.

On-

trad

e an

d qu

alify

ing

club

pr

emis

es c

ertifi

cate

6 St

ops c

usto

mer

s lea

ving

lice

nsed

pre

mis

es w

ith u

nsea

led

glas

s con

tain

ers d

urin

g pe

riods

of

time

mos

t ass

ocia

ted

with

alc

ohol

-rel

ated

nui

sanc

e or

dis

orde

r (i.e

. eve

ning

s and

wee

kend

s) to

hel

p to

pre

vent

nui

sanc

e or

dis

orde

r.O

n-tr

ade

and

qual

ifyin

g cl

ub

prem

ises

cer

tifica

te

7 E

nsur

es th

at to

ilets

are

che

cked

regu

larly

dur

ing

perio

ds o

f tim

e m

ost a

ssoc

iate

d w

ith a

lcoh

ol-r

elat

ed n

uisa

nce

and

diso

rder

(i.e

. eve

ning

s and

w

eeke

nds)

to h

elp

to p

reve

nt n

uisa

nce

and

diso

rder

.O

n-tr

ade

and

qual

ifyin

g cl

ub

prem

ises

cer

tifica

te

8 E

nsur

es th

at S

ecur

ity In

dust

ry A

utho

rity

licen

sed

door

staf

f co

nduc

t che

cks f

or w

eapo

ns a

nd d

rugs

and

man

age

adm

issi

ons t

o lic

ense

d pr

emis

es d

urin

g pe

riods

of

time

mos

t ass

ocia

ted

with

alc

ohol

-rel

ated

nui

sanc

e or

dis

orde

r (i.e

. eve

ning

s and

wee

kend

s) to

hel

p to

pre

vent

nu

isan

ce o

r dis

orde

r and

kee

p th

e pu

blic

safe

.

On-

trad

e an

d qu

alify

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club

pr

emis

es c

ertifi

cate

9 E

nsur

es th

at a

n in

cide

nt re

cord

is m

aint

aine

d to

kee

p po

lice

and

licen

sing

aut

horit

ies i

nfor

med

and

to h

elp

to p

reve

nt fu

ture

nui

sanc

e or

di

sord

er.

On-

trad

e, o

ff-t

rade

and

qua

lifyi

ng

club

pre

mis

es c

ertifi

cate

10

Ens

ures

the

prep

arat

ion

and

impl

emen

tatio

n of

a d

ispe

rsal

pol

icy

for a

lice

nsed

pre

mis

es in

con

sulta

tion

with

pol

ice

and

licen

sing

aut

horit

ies

to h

elp

to p

reve

nt n

uisa

nce

or d

isor

der a

nd h

elp

peop

le to

get

hom

e sa

fely.

On-

trad

e, o

ff-t

rade

and

qua

lifyi

ng

club

pre

mis

es c

ertifi

cate

11

Ens

ures

that

CC

TV

is in

ope

ratio

n du

ring

perio

ds o

f tim

e m

ost a

ssoc

iate

d w

ith a

lcoh

ol-r

elat

ed n

uisa

nce

or d

isor

der (

i.e. e

veni

ngs a

nd

wee

kend

s) to

hel

p to

pre

vent

nui

sanc

e or

dis

orde

r.O

n-tr

ade,

off

-tra

de a

nd q

ualif

ying

cl

ub p

rem

ises

cer

tifica

te

12

Ens

ures

the

disp

lay

of in

form

atio

n to

cus

tom

ers o

n th

e lo

catio

n of

loca

l pub

lic tr

ansp

ort l

inks

and

tele

phon

e nu

mbe

rs fo

r loc

al li

cens

ed ta

xi

com

pani

es to

get

peo

ple

hom

e sa

fely

and

pre

vent

pot

entia

l nui

sanc

e or

dis

orde

r.O

n-tr

ade

and

qual

ifyin

g cl

ub

prem

ises

cer

tifica

te

13

Ens

ures

the

prov

isio

n of

a d

irect

tele

phon

e lin

e to

loca

l lic

ense

d ta

xi c

ompa

nies

to g

et p

eopl

e ho

me

safe

ly a

nd p

reve

nt p

oten

tial n

uisa

nce

or

diso

rder

.O

n-tr

ade,

off

-tra

de a

nd q

ualif

ying

cl

ub p

rem

ises

cer

tifica

te

14

Ens

ures

that

a se

nior

mem

ber o

f st

aff,

toge

ther

with

any

doo

r sup

ervi

sors

, mai

ntai

ns a

live

text

or r

adio

pag

er li

nk fo

r ins

tant

com

mun

icat

ion

with

loca

l pol

ice

to fa

cilit

ate

a ra

pid

resp

onse

to a

ny n

uisa

nce

or d

isor

der.

On-

trad

e, o

ff-t

rade

and

qua

lifyi

ng

club

pre

mis

es c

ertifi

cate

15

Ens

ures

that

a ‘C

halle

nge

21’ s

chem

e is

in o

pera

tion

to re

duce

und

erag

e sa

les o

f al

coho

l and

pre

vent

pot

entia

l nui

sanc

e or

dis

orde

r.O

n-tr

ade,

off

-tra

de a

nd q

ualif

ying

cl

ub p

rem

ises

cer

tifica

te

16

Ens

ures

that

bul

k di

scou

nts c

anno

t be

offe

red

durin

g st

ipul

ated

tim

es.

Off

-tra

de

37

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31

22 T

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f th

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all e

nsur

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r off

ered

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ale

at a

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coun

ted

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here

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ount

app

lies a

t par

ticul

ar ti

mes

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the

day

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k, o

r is f

or le

ss th

an 7

2 co

ntin

uous

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rs in

dur

atio

n (e

.g. ‘

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ing

one

of th

e fo

llow

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ds:

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kend

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ning

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om 5

pm to

clo

sing

tim

e on

Fr

iday

, Sat

urda

y an

d Su

nday

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enin

gs –

from

5pm

to c

losi

ng ti

me

ever

y da

y;(ii

i w

eeke

nds –

from

5pm

on

Frid

ay to

6am

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the

follo

win

g M

onda

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r(iv

) eve

ning

s – fr

om 5

pm to

clo

sing

tim

e –

and

wee

kend

s –

from

5pm

on

Frid

ay to

6am

on

the

follo

win

g M

onda

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trad

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alify

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pr

emis

es

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ifica

te

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le w

e ac

cept

that

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t hap

py h

ours

are

run

resp

onsi

bly

(whi

ch is

why

we

are

not a

ddre

ssin

g th

em a

t a n

atio

nal l

evel

in

the

man

dato

ry c

ondi

tions

) the

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re li

kely

to b

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that

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are

as w

ith a

larg

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mbe

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sed

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ises

all

com

petin

g fo

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tom

ers,

it is

like

ly th

at p

rom

otio

nal

activ

ities

will

be

aim

ed a

t get

ting

lots

of

peop

le in

to p

rem

ises

an

d se

lling

ver

y la

rge

quan

titie

s of

disc

ount

ed a

lcoh

ol. A

s thi

s ty

pe o

f ac

tivity

can

lead

to n

uisa

nce

or d

isor

der,

we

thin

k it

is

appr

opria

te th

at li

cens

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auth

oriti

es h

ave

the

abili

ty to

re

stric

t hap

py h

ours

in th

ose

prem

ises

that

are

con

trib

utin

g to

pr

oble

ms.

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he re

spon

sibl

e pe

rson

(s) (

as d

efine

d in

sect

ion

153(

4) o

f th

e Li

cens

ing

Act

200

3) sh

all e

nsur

e th

at a

lcoh

ol is

not

su

pplie

d, so

ld o

r off

ered

for s

ale

at a

dis

coun

ted

pric

e w

here

the

disc

ount

app

lies a

ccor

ding

to w

heth

er th

e cu

stom

er h

as p

urch

ased

alc

ohol

at,

or a

ttend

ed, o

ther

lic

ense

d pr

emis

es in

one

24-

hour

per

iod

(e.g

. ‘pu

b cr

awl’

offe

rs) d

urin

g on

e of

the

follo

win

g pe

riods

:(i)

w

eeke

nd e

veni

ngs –

from

5pm

to c

losi

ng ti

me

on

Frid

ay, S

atur

day

and

Sund

ay;

(ii)

even

ings

– fr

om 5

pm to

clo

sing

tim

e ev

ery

day;

(iii)

wee

kend

s – fr

om 5

pm o

n Fr

iday

to 6

am o

n th

e fo

llow

ing

Mon

day;

(iv) e

veni

ngs –

from

5pm

to c

losi

ng ti

me

– an

d w

eeke

nds

– fr

om 5

pm o

n Fr

iday

to 6

am o

n th

e fo

llow

ing

Mon

day;

or

(v)

at a

ny ti

me.

On-

trad

e an

d qu

alify

ing

club

pr

emis

es

cert

ifica

te

Whi

lst w

e ex

pect

that

mos

t pub

cra

wls

are

run

in a

re

spon

sibl

e w

ay (w

hich

is w

hy w

e ar

e no

t add

ress

ing

them

at a

na

tiona

l lev

el in

the

man

dato

ry c

ondi

tions

), th

ere

are

likel

y to

be

som

e th

at a

re n

ot in

cer

tain

are

as.

Whe

re li

cens

ing

auth

oriti

es h

ave

evid

ence

of

pub

craw

ls

bein

g ru

n an

d co

ntrib

utin

g to

loca

l dis

orde

r, th

ey w

ill b

e ab

le

to ta

ke a

ctio

n to

pre

vent

futu

re o

ccur

renc

es.

38

Page 41: LICENSING COMMITTEE - Meetings, agendas, and minutes

32

Con

diti

onA

pplie

s to

Why

Do

It?

3 T

he re

spon

sibl

e pe

rson

(s) (

as d

efine

d in

sect

ion

153(

4) o

f th

e Li

cens

ing

Act

200

3) sh

all e

nsur

e th

at:

3a)

a ris

k re

view

for t

he p

rem

ises i

s car

ried

out a

nd c

over

s:l

the

num

ber o

f in

cide

nts o

f vi

olen

ce, a

lcoh

ol-

rela

ted

diso

rder

or c

rimin

al a

ctiv

ity fo

r the

pr

evio

us si

x m

onth

s;l

the

num

ber o

f tim

es th

e po

lice

and

ambu

lanc

e se

rvic

es w

ere

calle

d to

resp

ond

to in

cide

nts

with

in th

e pr

evio

us si

x m

onth

s; an

dl

any

mea

sure

s in

plac

e to

miti

gate

the

likel

ihoo

d of

bre

achi

ng th

e fo

ur li

cens

ing

obje

ctiv

es.

3b)

a co

py o

f th

e ris

k re

view

mus

t be

prov

ided

on

requ

est

to a

n au

thor

ised

per

son

(as d

efine

d in

par

t 3, s

ectio

n 13

of

the

Lice

nsin

g A

ct 2

003)

or c

onst

able

.3c

) th

e pr

emis

es m

ust p

ut in

pla

ce a

man

agem

ent p

lan,

ag

reed

with

the

licen

sing

aut

horit

y, to

add

ress

the

prob

lem

s hig

hlig

hted

by

the

risk

revi

ew.

3d)

the

risk

revi

ew a

nd m

anag

emen

t pla

n m

ust b

e re

view

ed e

very

(app

ly o

ne o

f th

e fo

llow

ing)

:3

mon

ths;

(i)

6 m

onth

s; an

d(ii

) 12

mon

ths.

(iii)

On

trad

e, o

ff-

trad

e an

d qu

alify

ing

club

pr

emis

es

cert

ifica

te

By

mai

ntai

ning

an

up-t

o-da

te ri

sk re

view

for e

ach

one

of a

gr

oup

of p

rem

ises

, lic

ensi

ng a

nd re

spon

sibl

e au

thor

ities

can

bu

ild u

p a

bette

r pic

ture

of

the

type

s of

risks

rela

ted

to

nuis

ance

and

dis

orde

r tha

t occ

ur in

a g

roup

of

prem

ises

an

d us

e th

is to

impr

ove

thei

r ow

n re

spon

ses t

o th

ese

risks

in

futu

re.

Thi

s als

o en

cour

ages

par

tner

ship

wor

king

bet

wee

n th

e pr

emis

es, t

he li

cens

ing

auth

ority

and

the

polic

e.T

his p

rovi

sion

wou

ld a

lso

allo

w so

me

flexi

bilit

y in

app

lyin

g ce

rtai

n co

nditi

ons.

Hav

ing

cond

ucte

d a

risk

revi

ew, t

he

mea

sure

s in

the

man

agem

ent p

lan

coul

d be

tailo

red

to th

e pr

oble

ms i

n th

at p

artic

ular

pre

mis

es a

nd c

an ta

ke in

to

acco

unt t

he n

atur

e of

the

prem

ises

(lay

out,

open

ing

hour

s et

c.).

Thi

s wou

ld e

nsur

e th

at th

e m

easu

res a

pplie

d ar

e pr

opor

tiona

te a

nd ta

rget

ed.

39

Page 42: LICENSING COMMITTEE - Meetings, agendas, and minutes

33

23 B

ritis

h C

rime

Surv

ey 2

007/

08.

Con

diti

onA

pplie

s to

Why

Do

It?

4 T

he re

spon

sibl

e pe

rson

(s) (

as d

efine

d in

sect

ion

153(

4) o

f th

e Li

cens

ing

Act

200

3) sh

all e

nsur

e th

at e

mpt

y or

ab

ando

ned

glas

ses a

nd b

ottle

s are

col

lect

ed a

nd c

lear

ed

away

eve

ry (a

pply

one

of

the

follo

win

g):

4a)

30 m

inut

es;

4b)

45 m

inut

es; o

r4c

) 60

min

utes

.

To a

pply

at o

ne o

f th

e fo

llow

ing

times

:w

eeke

nd e

veni

ngs –

from

5pm

to c

losi

ng ti

me

on

(i)

Frid

ay, S

atur

day

and

Sund

ayev

enin

gs –

from

5pm

to c

losi

ng ti

me

ever

y da

y(ii

) w

eeke

nds –

from

5pm

on

Frid

ay to

6am

on

the

(iii)

follo

win

g M

onda

yev

enin

gs –

from

5pm

to c

losi

ng ti

me

– an

d (iv

) w

eeke

nds –

from

5pm

on

Frid

ay to

6am

on

the

follo

win

g M

onda

y4d

) a

reco

rd sh

all b

e ke

pt a

nd p

rovi

ded

on re

ques

t to

an

auth

oris

ed p

erso

n (a

s defi

ned

part

3, s

ectio

n 13

of

the

Lice

nsin

g A

ct 2

003)

or a

con

stab

le.

On-

trad

e an

d qu

alify

ing

club

pr

emis

es

cert

ifica

te

The

rate

of

viol

ent c

rimes

that

invo

lve

glas

ses/

glas

s bot

tles i

n an

d ar

ound

pub

s and

clu

bs is

wor

ryin

gly

high

, with

87,

000

glas

s and

bot

tle re

late

d vi

olen

t inc

iden

ts re

sulti

ng in

inju

ry in

20

07/0

823. I

n or

der t

o re

duce

the

inci

denc

e of

this

pro

blem

, th

is c

ondi

tion

will

ens

ure

that

gla

sses

are

col

lect

ed re

gula

rly

and

not l

eft a

vaila

ble

for p

eopl

e to

use

as w

eapo

ns.

5 T

he re

spon

sibl

e pe

rson

(s) (

as d

efine

d in

sect

ion

153(

4) o

f th

e Li

cens

ing

Act

200

3) sh

all e

nsur

e th

at a

lcoh

ol is

not

se

rved

in g

lass

con

tain

ers d

urin

g on

e of

the

follo

win

g pe

riods

:w

eeke

nd e

veni

ngs –

from

5pm

to c

losi

ng ti

me

on

(i)

Frid

ay, S

atur

day

and

Sund

ay;

even

ings

– fr

om 5

pm to

clo

sing

tim

e ev

ery

day;

(ii)

wee

kend

s – fr

om 5

pm o

n Fr

iday

to 6

am o

n th

e (ii

i) fo

llow

ing

Mon

day;

or

even

ings

– fr

om 5

pm to

clo

sing

tim

e –

and

wee

kend

s (iv

) –

from

5pm

on

Frid

ay to

6am

on

the

follo

win

g M

onda

y.

On-

trad

e an

d qu

alify

ing

club

pr

emis

es

cert

ifica

te

To re

duce

the

num

ber o

f vi

olen

t inc

iden

ts in

volv

ing

glas

ses

and

bottl

es.

40

Page 43: LICENSING COMMITTEE - Meetings, agendas, and minutes

34

Con

diti

onA

pplie

s to

Why

Do

It?

6 T

he re

spon

sibl

e pe

rson

(s) (

as d

efine

d in

sect

ion

153(

4) o

f th

e Li

cens

ing

Act

200

3) sh

all e

nsur

e th

at c

usto

mer

s are

no

t allo

wed

to le

ave

the

licen

sed

prem

ises

with

uns

eale

d gl

ass d

rinks

con

tain

ers (

incl

udin

g gl

asse

s and

bot

tles)

whe

ther

they

con

tain

alc

ohol

or n

ot –

dur

ing

one

of th

e fo

llow

ing

perio

ds:

Wee

kend

eve

ning

s – fr

om 5

pm to

clo

sing

tim

e on

(i)

Fr

iday

, Sat

urda

y an

d Su

nday

;E

veni

ngs –

from

5pm

to c

losi

ng ti

me

ever

y da

y;(ii

) W

eeke

nds –

from

5pm

on

Frid

ay to

6am

on

the

(iii)

follo

win

g M

onda

y; o

rE

veni

ngs –

from

5pm

to c

losi

ng ti

me

– an

d w

eeke

nds

(iv)

– fr

om 5

pm o

n Fr

iday

to 6

am o

n th

e fo

llow

ing

Mon

day.

On-

trad

e an

d qu

alify

ing

club

pr

emis

es

cert

ifica

te

To re

duce

the

num

ber o

f vi

olen

t inc

iden

ts in

volv

ing

glas

ses

and

bottl

es.

41

Page 44: LICENSING COMMITTEE - Meetings, agendas, and minutes

35

Con

diti

onA

pplie

s to

Why

Do

It?

7 T

he re

spon

sibl

e pe

rson

(s) (

as d

efine

d in

sect

ion

153(

4) o

f th

e Li

cens

ing

Act

200

3) sh

all e

nsur

e th

at to

ilet f

acili

ties a

re

chec

ked

for e

mpt

y gl

asse

s, in

cide

nts o

f vi

olen

ce o

r any

ev

iden

ce o

f cr

imin

al a

ctiv

ity –

incl

udin

g dr

ugs –

at r

egul

ar

inte

rval

s and

that

a re

cord

is k

ept o

f th

e in

spec

tion.

If

evid

ence

of

crim

inal

act

ivity

is fo

und,

the

licen

ce h

olde

r, de

sign

ated

pre

mis

es su

perv

isor

or a

mem

ber o

f st

aff

dele

gate

d by

them

, mus

t be

info

rmed

imm

edia

tely

and

a

reco

rd k

ept.

Thi

s mus

t be

prov

ided

on

requ

est t

o an

au

thor

ised

per

son

(as d

efine

d in

par

t 3, s

ectio

n 13

of

the

Lice

nsin

g A

ct 2

003)

or a

con

stab

le. T

hese

che

cks m

ust

take

pla

ce e

very

(app

ly o

ne o

f th

e fo

llow

ing)

:7a

) 30

min

utes

;7b

) 45

min

utes

;7c

) 60

min

utes

; or

7d)

90 m

inut

es.

To

app

ly d

urin

g on

e of

the

follo

win

g pe

riods

:w

eeke

nd e

veni

ngs –

from

5pm

to c

losi

ng ti

me

on

(i)

Frid

ay, S

atur

day

and

Sund

ay;

even

ings

– fr

om 5

pm to

clo

sing

tim

e ev

ery

day;

(ii)

wee

kend

s – fr

om 5

pm o

n Fr

iday

to 6

am o

n th

e (ii

i) fo

llow

ing

Mon

day;

or

even

ings

– fr

om 5

pm to

clo

sing

tim

e –

and

(iv)

wee

kend

s – fr

om 5

pm o

n Fr

iday

to 6

am o

n th

e fo

llow

ing

Mon

day.

On-

trad

e an

d qu

alify

ing

club

pr

emis

es

cert

ifica

te

Toile

ts in

som

e lic

ense

d pr

emis

es a

re u

sed

for c

rimin

al

activ

ity, s

uch

as d

rug

taki

ng o

r dea

ling,

act

s of

viol

ence

etc

.T

his c

ondi

tion

wou

ld re

quire

a g

roup

of

prem

ises

to a

ll ch

eck

toile

t fac

ilitie

s reg

ular

ly, th

us c

uttin

g do

wn

on th

e ris

k of

in

cide

nts s

pilli

ng o

ut in

to th

e ni

ght-

time

econ

omy.

42

Page 45: LICENSING COMMITTEE - Meetings, agendas, and minutes

36

Con

diti

onA

pplie

s to

Why

Do

It?

8 T

he re

spon

sibl

e pe

rson

(s) (

as d

efine

d in

sect

ion

153(

4) o

f th

e Li

cens

ing

Act

200

3) sh

all e

nsur

e th

at:

8a)

On

seek

ing

entr

y, al

l cus

tom

ers a

re se

arch

ed fo

r dr

ugs o

r wea

pons

by

appr

opria

te S

ecur

ity In

dust

ry

Aut

horit

y lic

ense

d do

or st

aff

who

shal

l man

age

adm

issi

ons t

o th

e pr

emis

es. T

his s

hall

be in

ope

ratio

n at

one

of

the

follo

win

g tim

es:

wee

kend

eve

ning

s – fr

om 5

pm to

clo

sing

tim

e on

(i)

Fr

iday

, Sat

urda

y an

d Su

nday

;ev

enin

gs –

from

5pm

to c

losi

ng ti

me

ever

y da

y;(ii

) w

eeke

nds –

from

5pm

on

Frid

ay to

6am

on

the

(iii)

follo

win

g M

onda

y; o

rev

enin

gs –

from

5pm

to c

losi

ng ti

me

– an

d (iv

) w

eeke

nds –

from

5pm

on

Frid

ay to

6am

on

the

follo

win

g M

onda

y.8b

) ap

prop

riate

sign

age

rega

rdin

g th

ese

chec

ks is

di

spla

yed

outs

ide

the

entr

ance

to th

e pr

emis

es w

hen

thes

e ch

ecks

are

in o

pera

tion.

On-

trad

e an

d qu

alify

ing

club

pr

emis

es

cert

ifica

te

Eve

ry y

ear t

here

are

a n

umbe

r of

stab

bing

s or v

iole

nt

inci

dent

s out

side

lice

nsed

pre

mis

es. T

his c

ondi

tion

wou

ld

allo

w a

lice

nsin

g au

thor

ity to

requ

ire se

arch

es fo

r wea

pons

or

drug

s in

thos

e pr

emis

es lo

cate

d in

are

as w

here

trou

ble

has

occu

rred

or i

s lik

ely

to o

ccur

.

9 T

he re

spon

sibl

e pe

rson

(s) (

as d

efine

d in

sect

ion

153(

4) o

f th

e Li

cens

ing

Act

200

3) sh

all e

nsur

e th

at a

n up

-to-

date

in

cide

nt re

cord

is m

aint

aine

d, a

nd th

at it

is u

sed

to re

cord

de

tails

of

all i

ncid

ents

of

viol

ence

, alc

ohol

-rel

ated

dis

orde

r or

crim

inal

act

ivity

on

the

prem

ises

or i

n th

ose

area

s tha

t ar

e un

der t

he p

rem

ises

’ con

trol

. The

inci

dent

reco

rd m

ust

be p

rovi

ded

on re

ques

t to

an a

utho

rised

per

son

(as d

efine

d in

par

t 3, s

ectio

n 13

of

the

Lice

nsin

g A

ct 2

003)

or a

co

nsta

ble.

On

trad

e, o

ff-

trad

e an

d qu

alify

ing

club

pr

emis

es

cert

ifica

te

By

mai

ntai

ning

acc

urat

e re

cord

s of

inci

dent

s occ

urrin

g in

pr

emis

es, l

icen

sing

and

resp

onsi

ble

auth

oriti

es c

an b

uild

up

an

accu

rate

pic

ture

of

the

type

s of

nuis

ance

and

dis

orde

r tha

t oc

cur i

n a

grou

p of

pre

mis

es a

nd u

se th

is to

impr

ove

thei

r ow

n re

spon

ses t

o th

ese

inci

dent

s and

pla

n fu

ture

pre

vent

ativ

e ac

tion

in a

dditi

on th

ey w

ill b

e ab

le to

wor

k w

ith th

e gr

oup

of

prem

ises

to h

elp

them

to d

eal w

ith th

ese

type

s of

inci

dent

s be

tter i

n fu

ture

.

43

Page 46: LICENSING COMMITTEE - Meetings, agendas, and minutes

37

Con

diti

onA

pplie

s to

Why

Do

It?

10 T

he re

spon

sibl

e pe

rson

(s) (

as d

efine

d in

sect

ion

153(

4) o

f th

e Li

cens

ing

Act

200

3) sh

all e

nsur

e th

e pr

epar

atio

n an

d im

plem

enta

tion

of a

dis

pers

al p

olic

y in

con

sulta

tion

with

th

e po

lice

and

licen

sing

aut

horit

ies.

Thi

s can

incl

ude

mea

sure

s in

one

or m

ore

of th

e fo

llow

ing

area

s:

the

incl

usio

n of

a sp

ecifi

ed ‘w

ind

dow

n’ p

lan

with

a

(i)

spec

ified

per

iod

at sp

ecifi

ed ti

mes

;en

surin

g th

at c

usto

mer

s are

not

allo

wed

to le

ave

the

(ii)

prem

ises

with

uns

eale

d gl

ass d

rinks

con

tain

ers a

t sp

ecifi

ed ti

mes

;en

surin

g th

e op

erat

ion

of C

CT

V a

t spe

cifie

d tim

es in

(ii

i) po

sitio

ns a

gree

d w

ith th

e po

lice,

with

all

CC

TV

fo

otag

e be

ing

kept

for 2

8 da

ys a

nd m

ade

avai

labl

e on

re

ques

t to

an a

utho

rised

per

son

(as d

efine

d in

par

t 3,

sect

ion

13 o

f th

e Li

cens

ing

Act

200

3) o

r a c

onst

able

on

requ

est;

ensu

ring

that

info

rmat

ion

is d

ispl

ayed

for c

usto

mer

s (iv

) on

the

loca

tion

of lo

cal p

ublic

tran

spor

t lin

ks a

nd

tele

phon

e nu

mbe

rs fo

r loc

al li

cens

ed ta

xi c

ompa

nies

an

d en

surin

g th

e pr

ovis

ion

of a

dire

ct te

leph

one

line

to lo

cal l

icen

sed

taxi

com

pani

es; a

nd/o

ren

surin

g th

at a

seni

or m

embe

r of

staf

f, to

geth

er w

ith

(v)

any

door

supe

rvis

ors,

mus

t mai

ntai

n a

live

text

or

radi

o pa

ger l

ink

at sp

ecifi

ed ti

mes

for i

nsta

nt

com

mun

icat

ion

with

loca

l pol

ice

to fa

cilit

ate

a ra

pid

resp

onse

to a

ny d

isor

der.

On

trad

e, o

ff-

trad

e an

d qu

alify

ing

club

pr

emis

es

cert

ifica

te

A lo

t of

area

s hav

e pr

oble

ms a

fter

clo

sing

tim

es w

ith la

rge

num

bers

of

peop

le ju

st o

utsi

de th

e pr

emis

es. T

his c

an o

ften

le

ad to

dis

orde

r.H

avin

g ef

fect

ive

disp

ersa

l pol

icie

s hel

ps to

mov

e pe

ople

alo

ng

and

thus

redu

ce th

e lik

elih

ood

of in

cide

nts o

ccur

ring.

Thi

s pro

visi

on w

ould

als

o al

low

som

e fle

xibi

lity

in a

pply

ing

mea

sure

s suc

h as

the

oper

atio

n of

CC

TV.

In p

repa

ring

the

disp

ersa

l pol

icy,

the

mea

sure

s app

lied

coul

d be

tailo

red

to th

e pr

oble

ms i

n th

at p

artic

ular

pre

mis

es a

nd c

an ta

ke in

to a

ccou

nt

the

natu

re o

f th

e pr

emis

es (l

ayou

t, op

enin

g ho

urs e

tc.).

Thi

s w

ould

ens

ure

that

the

mea

sure

s app

lied

are

prop

ortio

nate

an

d ta

rget

ed.

The

Gov

ernm

ent i

s com

mitt

ed to

impr

ovin

g th

e sa

fety

of

all

patr

ons o

f th

e al

coho

l ind

ustr

y. C

ondi

tions

10-

14 to

geth

er

mak

e up

a p

acka

ge o

f m

easu

res t

o he

lp a

chie

ve th

e ai

m o

f en

ablin

g m

en a

nd w

omen

to fe

el sa

fer w

hen

out a

t nig

ht b

y en

surin

g th

at p

eopl

e ar

e pr

otec

ted

from

vio

lenc

e w

hen

in

licen

sed

prem

ises

and

that

they

get

hom

e sa

fely

whe

n th

ey

have

bee

n ou

t in

licen

sed

prem

ises

.A

s the

Gov

ernm

ent’s

rece

nt c

onsu

ltatio

n pa

per,

‘Tog

ether

we

can

end

violen

ce ag

ains

t wom

en a

nd gi

rls’24

, exp

lain

ed w

omen

are

of

ten

disp

ropo

rtio

nate

ly m

ore

conc

erne

d ab

out t

heir

safe

ty a

t ni

ght.

So th

roug

h th

at c

onsu

ltatio

n w

e m

ade

a co

mm

itmen

t to

con

tinue

dis

cuss

ions

with

the

polic

e, lo

cal a

utho

ritie

s and

al

coho

l ind

ustr

y tr

ade

asso

ciat

ions

to e

ncou

rage

pub

s and

cl

ubs t

o im

prov

e w

omen

’s sa

fety

in a

nd a

roun

d lic

ense

d pr

emis

es.

24 H

M G

over

nmen

t (20

09) T

ogeth

er w

e can

end

viol

ence

agai

nst w

omen

and

girls

.

44

Page 47: LICENSING COMMITTEE - Meetings, agendas, and minutes

38

Con

diti

onA

pplie

s to

Why

Do

It?

11 T

he re

spon

sibl

e pe

rson

(s) (

as d

efine

d in

sect

ion

153(

4) o

f th

e Li

cens

ing

Act

200

3) sh

all e

nsur

e th

at C

CT

V is

in

oper

atio

n in

the

licen

sed

prem

ises

in p

ositi

ons d

icta

ted

by

the

polic

e, w

ith a

ll C

CT

V fo

otag

e be

ing

kept

for 2

8 da

ys

and

mad

e av

aila

ble

on re

ques

t to

an a

utho

rised

per

son

(as

defin

ed in

par

t 3, s

ectio

n 13

of

the

Lice

nsin

g A

ct 2

003)

or

a co

nsta

ble,

and

that

it o

pera

tes a

t one

of

the

follo

win

g tim

es: w

eeke

nd e

veni

ngs –

from

5pm

to c

losi

ng ti

me

on

(i)

Frid

ay, S

atur

day

and

Sund

ay;

even

ings

– fr

om 5

pm to

clo

sing

tim

e ev

ery

day;

(ii)

wee

kend

s – fr

om 5

pm o

n Fr

iday

to 6

am o

n th

e (ii

i) fo

llow

ing

Mon

day;

or

even

ings

– fr

om 5

pm to

clo

sing

tim

e –

and

wee

kend

s (iv

) –

from

5pm

on

Frid

ay to

6am

on

the

follo

win

g M

onda

y.A

ppro

pria

te si

gnag

e re

gard

ing

the

oper

atio

n of

CC

TV

m

ust b

e di

spla

yed

for c

usto

mer

s.

On

trad

e, o

ff-

trad

e an

d qu

alify

ing

club

pr

emis

es

cert

ifica

te

The

pre

senc

e of

CC

TV

cam

eras

can

be

an im

port

ant m

eans

of

det

errin

g an

d de

tect

ing

crim

e at

and

imm

edia

tely

out

side

lic

ense

d pr

emis

es.

Thi

s doe

s not

mea

n th

at a

reas

shou

ld h

ave

blan

ket C

CT

V

cove

rage

but

rath

er th

at it

can

be

used

to d

eter

and

det

ect i

n ar

eas t

hat h

ave

a hi

gh le

vel o

f al

coho

l-rel

ated

crim

e.

12 T

he re

spon

sibl

e pe

rson

(s) (

as d

efine

d in

sect

ion

153(

4) o

f th

e Li

cens

ing

Act

200

3) sh

all e

nsur

e th

e di

spla

y of

in

form

atio

n fo

r cus

tom

ers o

n th

e lo

catio

n of

loca

l pub

lic

tran

spor

t lin

ks a

nd te

leph

one

num

bers

for l

ocal

lice

nsed

ta

xi c

ompa

nies

.

On-

trad

e an

d qu

alify

ing

club

pr

emis

es

cert

ifica

te

A lo

t of

area

s hav

e pr

oble

ms a

fter

clo

sing

tim

es w

ith la

rge

num

bers

of

peop

le ju

st o

utsi

de th

e pr

emis

es. T

his c

an o

ften

le

ad to

dis

orde

r.H

elpi

ng p

eopl

e ge

t to

loca

l tra

nspo

rt li

nks w

ill h

elp

to a

ddre

ss

this.

13 T

he re

spon

sibl

e pe

rson

(s) (

as d

efine

d in

sect

ion

153(

4) o

f th

e Li

cens

ing

Act

200

3) sh

all e

nsur

e th

e pr

ovis

ion

of a

di

rect

tele

phon

e lin

e to

loca

l lic

ense

d ta

xi c

ompa

nies

.

On

trad

e, o

ff-

trad

e an

d qu

alify

ing

club

pr

emis

es

cert

ifica

te

As a

bove

.

14 T

he re

spon

sibl

e pe

rson

(s) (

as d

efine

d in

sect

ion

153(

4) o

f th

e Li

cens

ing

Act

200

3) sh

all e

nsur

e th

at a

seni

or m

embe

r of

staf

f, to

geth

er w

ith a

ny d

oor s

uper

viso

rs, m

aint

ains

a

live

text

or r

adio

pag

er li

nk fo

r ins

tant

com

mun

icat

ion

with

lo

cal p

olic

e to

faci

litat

e a

rapi

d re

spon

se to

any

dis

orde

r.

On

trad

e, o

ff-

trad

e an

d qu

alify

ing

club

pr

emis

es

cert

ifica

te

Text

and

radi

o pa

gers

con

nect

ing

prem

ises

to th

e lo

cal p

olic

e ca

n al

low

rapi

d re

spon

se b

y th

e po

lice

to si

tuat

ions

of

diso

rder

whi

ch m

ay b

e en

dang

erin

g cu

stom

ers a

nd st

aff

on

the

prem

ises

.

45

Page 48: LICENSING COMMITTEE - Meetings, agendas, and minutes

39

Con

diti

onA

pplie

s to

Why

Do

It?

15 T

he re

spon

sibl

e pe

rson

(s) (

as d

efine

d in

sect

ion

153(

4) o

f th

e Li

cens

ing

Act

200

3) sh

all e

nsur

e th

at:

15a)

sta

ff d

o no

t sel

l or s

uppl

y an

y al

coho

lic p

rodu

ct to

a

pers

on w

ho c

ould

reas

onab

ly b

e su

spec

ted

to b

e un

der t

he a

ge o

f 21

unl

ess p

roof

of

age

has b

een

prov

ided

, exc

ept w

here

staf

f kn

ow th

at th

e pe

rson

is

aged

18

or o

ver.

15b)

a w

ritte

n no

tice

mus

t be

disp

laye

d fo

r cus

tom

ers

clea

rly, v

isib

ly a

nd le

gibl

y, st

atin

g:l

it is

ille

gal t

o se

ll al

coho

l to,

or t

o bu

y al

coho

l for

, th

ose

aged

und

er 1

8 (o

ther

than

in th

e co

ntex

t of

the

exem

ptio

n in

the

2003

Act

rela

ting

to 1

6 an

d 17

yea

r old

s con

sum

ing

beer

, win

e an

d ci

der i

n th

e co

mpa

ny o

f ad

ults

dur

ing

a ta

ble

mea

l)l

deta

ils o

f th

e po

tent

ial p

enal

ties i

ncur

red

l

that

a ‘C

halle

nge

21’ S

chem

e is

in o

pera

tion.

15c)

an

up-t

o-da

te re

fusa

ls re

cord

is k

ept,

logg

ing

all

inci

dent

s of

atte

mpt

ed u

nder

age

and

prox

y pu

rcha

ses

of a

lcoh

ol, a

nd th

at th

is is

pro

vide

d on

requ

est t

o an

au

thor

ised

per

son

(as d

efine

d pa

rt 3

, sec

tion

13 o

f th

e Li

cens

ing

Act

200

3) o

r a c

onst

able

.

On

trad

e of

f-tr

ade

and

qual

ifyin

g cl

ub

prem

ises

ce

rtifi

cate

It is

unl

awfu

l for

chi

ldre

n un

der 1

8 to

atte

mpt

to b

uy a

lcoh

ol

just

as i

t is u

nlaw

ful t

o se

ll or

supp

ly a

lcoh

ol to

them

. To

prev

ent s

uch

crim

es, i

t may

be

nece

ssar

y to

requ

ire a

pol

icy

to

be a

pplie

d at

cer

tain

lice

nsed

pre

mis

es in

volv

ing

the

prod

uctio

n of

‘pro

of o

f ag

e’ b

efor

e su

ch sa

les a

re m

ade.

M

any

prem

ises

hav

e ad

opte

d th

e ‘C

halle

nge

21’ o

r oth

er

sim

ilar i

nitia

tives

. Und

er th

e ‘C

halle

nge

21’ i

nitia

tive,

pre

mis

es

selli

ng o

r sup

plyi

ng a

lcoh

ol re

quire

sigh

t of

proo

f of

age

for

anyo

ne w

ho a

ppea

rs to

be

unde

r the

age

of

21 a

nd is

at

tem

ptin

g to

buy

alc

ohol

. Mak

ing

this

a li

cens

ing

cond

ition

w

ould

ens

ure

that

mos

t min

ors –

eve

n th

ose

who

look

old

er

– w

ould

nee

d to

pro

duce

app

ropr

iate

pro

of o

f ag

e be

fore

m

akin

g a

purc

hase

. Thi

s wou

ld se

rve

to re

duce

the

num

ber

of u

nder

age

alco

hol s

ales

and

hel

p to

pre

vent

nui

sanc

e an

d di

sord

er.

46

Page 49: LICENSING COMMITTEE - Meetings, agendas, and minutes

40

Con

diti

onA

pplie

s to

Why

Do

It?

16 W

here

the

sale

of

alco

hol i

s a sa

le b

y re

tail,

the

resp

onsi

ble

pers

on(s

) (as

defi

ned

in se

ctio

n 15

3(4)

of

the

Lice

nsin

g A

ct 2

003)

shal

l ens

ure

that

alc

ohol

mus

t not

be

sold

on

the

basi

s of

any

volu

me-

base

d pr

omot

ions

whi

ch re

quire

the

purc

hase

of

mor

e th

an a

spec

ified

vol

ume

of a

lcoh

ol in

or

der t

o ta

ke a

dvan

tage

of

a re

duce

d pr

ice.

Thi

s wou

ld

proh

ibit

disc

ount

s on

volu

mes

gra

ter t

han:

l

12 li

tres

of

beer

, lag

er a

nd c

ider

(equ

ival

ent t

o ap

prox

imat

ely

27 x

440

ml c

ans,

24 x

500

ml c

ans,

or 4

x 3

litr

e bo

ttles

);l

9 lit

res o

f w

ine

(equ

ival

ent t

o a

case

of

12 x

75

0ml b

ottle

s); a

ndl

2 lit

res o

f sp

irits

(equ

ival

ent t

o tw

o la

rge

bottl

es).

T

his a

pplie

s dur

ing

one

of th

e fo

llow

ing

perio

ds:

Wee

kend

eve

ning

s – fr

om 5

pm to

clo

sing

tim

e on

(i)

Fr

iday

, Sat

urda

y an

d Su

nday

;E

veni

ngs –

from

5pm

to c

losi

ng ti

me

ever

y da

y;(ii

) W

eeke

nds –

from

5pm

on

Frid

ay to

6am

on

the

(iii)

follo

win

g M

onda

y;E

veni

ngs –

from

5pm

to c

losi

ng ti

me

– an

d w

eeke

nds

– fr

om 5

pm o

n Fr

iday

to 6

am o

n th

e fo

llow

ing

Mon

day;

or

At a

ny ti

me.

(iv)

Off

-tra

deT

here

has

bee

n co

nsid

erab

le p

ublic

and

med

ia in

tere

st in

the

way

that

, in

part

icul

ar, s

uper

mar

kets

pro

mot

e la

rge

quan

titie

s of

alc

ohol

. The

con

cern

is th

at th

is ty

pe o

f pr

omot

ion

enco

urag

es ‘p

re-lo

adin

g’ w

here

by p

eopl

e en

ter t

he n

ight

-tim

e ec

onom

y al

read

y dr

unk

and

go o

n to

cau

se c

rime

and

diso

rder

.A

lice

nsin

g au

thor

ity a

pply

ing

this

con

ditio

n w

ould

mea

n th

at,

in th

e ca

se o

f be

er, s

uper

mar

kets

cou

ld se

ll an

y si

ngle

can

; fo

ur-p

ack;

eig

ht-p

ack;

12-

pack

or 2

4-pa

ck fo

r any

pric

e.

How

ever

, if

it w

ishe

s to

sell

two

24 p

acks

, it m

ust d

o so

at a

co

st e

quiv

alen

t to

two

times

the

usua

l cos

t of

a 24

pac

k.Fo

r thi

s rea

son,

we

cons

ider

that

it is

fair

to re

spon

sibl

e dr

inke

rs a

s it p

reve

nts t

hem

hav

ing

to b

uy la

rge

quan

titie

s of

alco

hol t

o ta

ke a

dvan

tage

of

a di

scou

nt. T

his c

ondi

tion

still

al

low

s con

sum

ers t

o ta

ke a

dvan

tage

of

any

prom

otio

ns u

p to

th

ese

limits

.T

he c

halle

nge

for g

over

nmen

t in

taki

ng a

ctio

n ag

ains

t the

se

type

s of

prom

otio

ns is

that

we

do n

ot w

ish

to p

enal

ise

the

maj

ority

of

peop

le w

ho ta

ke a

dvan

tage

of

thes

e of

fers

and

dr

ink

resp

onsi

bly.

We

are

ther

efor

e ve

ry k

een

to h

ear v

iew

s on

whe

ther

the

prop

osed

lim

its h

ave

been

set a

ppro

pria

tely.

47

Page 50: LICENSING COMMITTEE - Meetings, agendas, and minutes

41

ArEAS FOr FurtHEr LOCAL dISCrEtIONAry CONdItIONS tHAt WE WISH tO CONSuLt ON

In addition to the conditions listed in the tables, 4.13 there are a range of other areas that the Government has been considering including in this discretionary local licensing conditions list. A number of issues were identified during the pre-consultation discussions with stakeholders and these are outlined below, with specific consultation questions for each point.

TRAININGIt is widely recognised that trained staff are likely to 4.14 be more effective at refusing underage sales, proxy sales and sales to drunks, and dealing with drunk and rowdy customers etc. than those who are untrained.

While this is not so much an issue in some 4.15 businesses where extensive training is given, it can be more of an issue for other businesses where there is a high turnover rate of staff. It is possible that staff will not have received substantial training, even though they may work in a premises where the likelihood of violence or disorder occurring are quite high.

If training were to be made a licensing condition, 4.16 then we consider that it should cover a number of issues, such as:

(i) spotting and refusing underage sales, sales to drunks and proxy sales;

(ii) the law relating to underage sales, proxy sales and sales to drunks;

(iii) the dispersal of customers;(iv) ensuring that licensed premises operate a safe

environment; and(v) dealing with, or managing, violent incidents

and difficult situations.

Difficulties may arise because there is no agreed 4.17 standard or quality of training and many premises will operate their own training schemes. For these reasons, it may be best to set out in guidance what is considered to be best practice for training staff

which licensing authorities can take into account when reviewing a premises. The costs involved could also be significant and applying the condition to multiple premises may not be proportionate or appropriate – some will argue that a training condition should be individually tailored to a particular premises to tackle a particular problem.

The Government is considering making training a 4.18 ‘locally applied’ condition, we are eager to hear your views on how this could work as a condition applied to multiple premises or as guidance within the framework of the code.

SEATINGPremises described as ‘high volume vertical 4.19 drinking establishments’ are premises which have exceptionally high capacities, used primarily or exclusively for the sale and consumption of alcohol, and often little or no seating for customers.

These types of premises are strongly associated 4.20 with a greater risk of crime and disorder. This is because if people do not have a place to set their drink, they are likely to drink it more quickly. This can lead to people drinking greater amounts more quickly, which in turn can lead to a higher risk of crime and disorder occurring. It therefore seems sensible to have a condition that licensing authorities can apply to two or more such premises in an area (e.g. a high street where there may be several such premises).

However, the evidence of how much seating will 4.21 reduce the ‘problem’ is poor. It is also difficult to apply to multiple premises as the layout of each premises will be different. This means that it is difficult to stipulate a condition that is appropriate for all the premises being targeted. It is also potentially difficult to calculate, comply with and enforce, and may also be difficult due to fire and planning regulations. This type of action can already be, and sometimes is, imposed on an individual premises following licence review.

The Government welcomes views on this matter.4.22

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DOOR STAFFEffective door staff can help to prevent crime and 4.23 disorder by managing admissions and helping people to leave the premises safely, especially if in operation during peak times of crime and disorder, such as evenings and weekends. However, this is difficult to apply to multiple premises as the layout of each premises is different, so stipulating the same requirements for multiple premises could be difficult. As the Licensing Act 2003 requires that all door staff must be Security Industry Authority licensed, this would be a costly condition unless used in a targeted way to deliver disorder and nuisance reduction benefits. We welcome your views on whether you think that there should be a locally applied condition to require groups of premises to have door staff during times associated with nuisance and disorder.

BACkGROUND MUSICNoise emanating from licensed premises can cause 4.24 public nuisance, and this is already dealt with by environmental health legislation and, in terms of individual premises, uner the ‘public nuisance’ licensing objective.

There is a suggestion that high levels of backgound 4.25 music in pubs and bars can lead to customers drinking faster, which in turn could lead to a greater risk of nuisance and disorder. Anecdotally, loud background music can make it difficult for people to have a conversation and create an atmosphere which could encourage people to drink more, or more quickly.

The available evidence on this issue is inconclusive. 4.26 We therefore welcome your views on whether background music can lead to faster or increased drinking and contribute to instances of nuisance and disorder.

CONSIdErAtION FOr FuturE ACtION: PuBLIC SAFEtyThe Government is concerned about people, in

particular women, being intimidated, assaulted or sexually harassed in or around the night-time economy. In addition to the measures set out in conditions 10-14,which will help achieve the aim set out in the recent consultation on ending violence against women, 25 enabling them to feel safer when out at night. The Government welcomes views on what more can be done to protect both men and women in licensed premises.

25 HM Government (2009) Together we can end violence against women and girls.

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CONSuLtAtION quEStIONS ON tHE dISCrEtIONAry LOCAL CONdItIONS

For the public:

l Are the reasons for the proposed local conditions clear to you?

l Are the issues set out in the locally applied conditions a problem in your area?

l If any of the local conditions were applied to licenced premises where you live, would they affect you?

l Do you think that any of the proposed local conditions should not be available to licensing authorities to apply to groups of two or more premises?

l In order to prevent crime and disorder, should there be a limit on the volume of alcohol that you need to buy before you can get a discount in shops and supermarkets? If so, what do you think the limit should be.

For licensing authorities, enforcement agencies and health bodies:

l Do you have any suggestions that will improve the impact of the proposed conditions in reducing nuisance and disorder in your area?

l Is the drafting of these proposed local conditions explicit enough to achieve the intended impact? If not, can you provide alternative wording?

For those who sell or supply alcohol:

l What do you think the impact of these conditions will be (if they are applied by the local licensing authority) on your business?

For licensing authorities, enforcement agencies, health bodies and those who sell or supply alcohol:

l Are there any of the proposed conditions that seem disproportionate or that you do not think licensing authorities should be able to use with groups of two or more premises?

l If limits are to be placed on supermarkets, convenience stores, etc. for discounting large volumes of alcohol, what levels do you consider should be set? Should it differ for different types of drinks (beers, wines, spirits, etc.)?

l Training How might a training requirement applied by licensing authorities to two or more premises work in practice? In particular: what should it contain; how should it be enforced; and should different schemes be available to the on-trade, off-trade and clubs?

l Seating What are the appropriate levels of seating that should be imposed on ‘high volume vertical drinking establishments’ in order to reduce the risk of nuisance and disorder?

l Background music Would a restriction on the level of background music contribute to a decrease in nuisance and disorder? If so, how might it be enforced?

l Harassment/intimidation in premises What more can be done to protect people from harassment and intimidation in and around licensed premises?

l Door Staff Do you think that there should be a discretionary local condition to require groups of premises to have door staff in operation during times associated with nuisance and disorder?

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26 Defined in section 8.5 – 8.17 of Section 182 Guidance (DCMS) Licensing Act 2003

Before we consider what the processes might be 5.3 for ensuring that the mandatory and discretionary local conditions are effective in reducing alcohol-related crime and disorder, it is useful to set out how the current system operates.

HOW LICENSING CONdItIONS CurrENtLy WOrk uNdEr tHE LICENSING ACt 2003

The licensing authority, which in practice is 5.4 normally the Local Authority, is responsible for the administration of the provisions of the Licensing Act at local level.

Under the Licensing Act, each licensing authority 5.5 must appoint a licensing committee consisting of 10 – 15 members of the authority. A licensing committee may then establish one or more sub-committees consisting of 3 members of the committee. This is set out in figure 2 below:

INtrOduCtIONThe purpose of the mandatory and locally applied 5.1 licensing conditions as set out in Chapters 3 and 4 are, respectively:

l to make clear that certain activities must take place and others must not occur in any of the licensing authority areas in England and Wales; and

l to give licensing authorities the power to take action with a number of premises that are contributing to alcohol-related nuisance and disorder.

If the conditions are to be effective then they must 5.2 be applied and enforced in a robust, proportionate and consistent way.

Chapter 5: Making the mandatory and locally applied conditions work

Licensing Authority (defined in section 3 of the Licensing Act 2003)

Licensing Committee (defined in section 6 of the Licensing Act 2003)At least 10 but no more than 15 members of the Licensing Authority

One or more sub-committees(defined in section 9 and section 10 of the Licensing Act 2003)

Three members of the Licensing Committee

Delegates functions to…

Delegates functions to…

Figure 2

A 5.6 responsible authority such as the police, trading standards etc. or interested party such as local businesses or residents26 may request a review of a premises licence at any time when there is evidence that one or more of the four licensing objectives are being breached or undermined. There is then a

28 day period when other responsible authorities or interested parties can make representations. During this period, there should also be a negotiation process with the premises in question. If no agreement is reached in this period, then the review is heard by the licensing authority.

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During the hearing, the responsible authority or 5.7 interested party sets out why action should be taken against the premises and the premises is given an opportunity to respond to any accusations against it. Following this, the licensing authority may make one of the following decisions:

l modify the conditions of the licence;

l exclude a licensable activity;

l remove the designated premises supervisor;

l suspend the licence for up to three months at Review (or pending Review for when there has been serious crime and disorder27); or

l revoke the licence.

Failure to comply with any conditions attached to 5.8 a licence or certificate is a criminal offence, which, on conviction, would be punishable by a fine of up to £20,000, or up to six months imprisonment, or both.

There is no mandatory requirement for a criminal 5.9 prosecution to commence a review. It can often prove to be a quicker and more cost effective solution than prosecution and is solely concerned with the promotion of the licensing objectives. It provides a straightforward and effective means of addressing identified problems before they have time to escalate.

Appeals against decisions made by a licensing 5.10 authority are to the magistrates’ court. The person or business appealing has 21 days in which to lodge an appeal, beginning on the day of notification by the licensing authority of the decision to be appealed against. On an appeal against a decision of a licensing authority, a magistrates’ court may:

dismiss the appeal;a)

substitute for the decision appealed against b) any other decision which could have been made by the licensing authority; or

27 These circumstances are set out under section 53A of the Licensing Act 2003, and are set out under section 21 of the Violent Crime Reduction Act 2006.

remit the case to the licensing authority to c) dispose of it in accordance with the direction of the court; or

make such order as to costs as it thinks fit.d)

HOW tHE NEW mANdAtOry LICENSING CONdItIONS WILL WOrk

As the aim of the mandatory conditions is to 5.11 set out clearly what activities must, or must not, take place in licensed premises, it will not be necessary for there to be any hearing or review before the conditions are placed upon all relevant licensed premises.

Following Royal Assent of the Policing and Crime 5.12 Bill, the Home Secretary will, at an appropriate time following this consultation and having regard to the responses (including discussions with businesses), legislate to set out what the mandatory conditions will be, to whom they will apply, and the date that they are to come into effect.

The Home Office will ensure that licence holders 5.13 are made aware of the new mandatory licensing conditions through a variety of communication channels, including licensed trade special interest publications, trade associations, communications issued through the Government Office Network and the local police.

Licensed premises will not be able to appeal against 5.14 the imposition of any of the mandatory conditions. Any breach of the mandatory conditions will be dealt with in the same way that breach of any of the current licensing conditions is treated and we would expect licensing authorities to pursue prosecution or other enforcement against these premises where necessary and proportionate. We would expect that licensing authorities consider using the ‘Yellow Card/Red Card’ approach when considering a breach (see page 49).

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28 The licensing authority must, however, consult the relevant responsible authorities and premises holders before the conditions are imposed.29 HM Government (2008) Policing and Crime Bill.

HOW tHE NEW dISCrEtIONAry LOCAL LICENSING CONdItIONS COuLd WOrk

Whilst the mandatory conditions will be brought 5.15 into effect at a national level, the locally applied conditions will, by their very nature, only be brought into effect when an individual licensing authority considers it necessary and proportionate to do so.

Unlike the existing system, where an interested 5.16 party or responsible authority must make a representation to the licensing authority before any new conditions can be applied, the new system will allow licensing authorities to initiate action themselves on whether or not to apply conditions to groups of two or more premises28.

The Government recognises that for some types of 5.17 conditions, they do not easily lend themselves to being applied to larger groups of premises. That is why we are consulting on what is an appropriate list for licensing authorities to use to tackle groups of premises. The Home Secretary will, at an appropriate time following Royal Assent of the Policing and Crime Bill, the conclusion of this consultation and, having regard to the responses (including discussions with businesses), legislate to set out the final list of conditions that can be applied at a local level.

A licensing authority may only place discretionary 5.18 local licensing conditions on two or more premises following a four point test to ensure that conditions are both necessary and proportionate. The licensing authority must consider the following tests:

FOur-POINt tESt:

l there has been nuisance to members of the public, or a section of the public, or disorder, on or near the premises;

l the nuisance or disorder is associated with the consumption of alcohol on the premises or supplied by the premises;

l there is likely to be a repetition of nuisance or disorder that is so associated; and

l it is appropriate to impose the conditions for the purposes of mitigating or preventing the nuisance or disorder concerned29.

As such, there are three distinct differences 5.19 between the current system (in respect of dealing with individual premises) and the new approach currently being legislated for in the Policing in Crime Bill:

l it is the licensing authority that can decide itself whether or not to initiate action rather than only doing so following representation from a responsible authority or interested party;

l the conditions can only be applied to two or more premises rather than just to individual premises; and

l the conditions can only be applied if the four-point test (above) is met.

For these reasons, it is not possible to simply 5.20 replicate the existing system for these new powers. However, as the current system is well established, we consider that there is merit in having a system that, as closely as possible, resembles it. This would give greater certainty to licensing authorities, enforcement agencies and the licensed trade about implementation and should minimise the costs of setting up new systems.

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If, after this consultation process, the problem has not been resolved on a voluntary basis, the licensing authority can then move to apply one or more of the discretionary local licensing conditions on those premises. This proposed process allows the licensing authorities to evidence that they have sought to deal with the problem on a voluntary basis before taking tougher action.

The following diagram sets out how the system for 5.23 applying local discretionary conditions could operate through a worked example. Figure 3 provides a worked example of a local licensing authority responding to a series of glass related injuries in and around three licensed premises by imposing a condition to ban glassware at specific times associated with the problem they are trying to tackle.

If any of the licensed premises object to any 5.21 conditions applied by licensing authorities, then appeals would be made to the magistrates’ court in the first instance. Appeal beyond magistrates’ court would follow the standard judicial process. Licensing authorities can reduce the likelihood of appeals by using robust processes to make sure that conditions applied are both necessary and proportionate to the problem that they are trying to resolve.

HOW dISCrEtIONAry LOCAL CONdItIONS mIGHt BE ImPOSEd

The proposed process for all the conditions that 5.22 can be applied by local licensing authorities is that there is an initial consultation in which the licensing authority raises their concerns with the premises who are contributing to the problem.

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TRIG

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:

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APPEALS PrOCESSAs in the Licensing Act 2003, a premises may 5.24 appeal against any decision to modify the conditions of their licence to a magistrates’ court (schedule 5:4 of the Licensing Act 2003). This must be commenced by notice of appeal given to the designated officer within 21 days of being notified of the decision they are appealing about.

The options that may be applied by the court are to:5.25

l dismiss the appeal;

l substitute any other decision that could have been reached by the licensing authority; or

l remit the decision to the licensing authority to dispose of in accordance with the direction of the court and award costs.

Appeal beyond the magistrates’ court is subject to 5.26 the standard judicial process

tHE yELLOW CArd/rEd CArd APPrOACHThis approach requires licensing authorities to 5.27 use local intelligence and knowledge to identify problem premises and to seek licence reviews with the intention of applying tough conditions as a ‘yellow card’ with the threat of revocation at a further review (a ‘red card’) should they fail to improve.

It aims to ensure a firm response to problem 5.28 premises, while giving them an opportunity to reform. It should be highly visible and send a clear message to alcohol retailers, and the public, that action will be taken against those who act contrary to the licensing objectives and the law.

HOW IT WORkS:l responsible authorities call for a review of a

problem premises (i.e. following a breach of an existing or newly imposed licensing condition). They are encouraged to propose a package of tough new conditions, to be added to the

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comprehensively and consistently. It issues advice on a range of enforcement issues, setting out the rights and responsibilities of enforcement authorities and businesses, and helps ensure that food and drink safety and legal requirements are maintained and monitored.

CONSuLtAtION quEStIONS ON mAkING It WOrk

For the public:

l If you were concerned about problems relating to groups of licensed premises in your area, and how they sell alcohol, what would you do about it?

For licensing authorities, enforcement agencies, health bodies and those who sell or supply alcohol:

l Do you think that the enforcement process that we have suggested is appropriate? Can you suggest an alternative?

l Do you think that the appeals process we have suggested is appropriate? Can you suggest an alternative?

For licensing authorities, enforcement agencies and health bodies:

l How widely do you think these powers will be used and why?

existing conditions, which are designed to combat the identified problem;

l the licensing authority holds a hearing and, if appropriate, it should consider the package of conditions to challenge problem premises more aggressively. As with all conditions following the review of a licence, they must be necessary and proportionate. The aim is to put the premises on ‘probation’. Effectively they are given a ‘yellow card’; and

l in the absence of improvement, or on committing another offence or breach of conditions, enforcement agencies should seek another review and the licensing authority must hold another hearing. If satisfied that there has been a lack of improvement, the licensing authority should look to revoke the licence (effectively a ‘red card’).

Where breaches of licensing conditions are more 5.29 serious, we expect that licensing authorities would pursue a prosecution against these premises.

mAkING tHE FOOd SAFEty ACt rEquIrEmENtS WOrk

Following consideration of responses to this 5.30 consultation, the Secretary of State for Health will lay regulations under powers in the Food Safety Act 1990, to set out requirements for information to be displayed at the point-of-sale of alcohol products, or points where alcohol products are on display in the off-trade. This would bring the requirements within the existing systems and framework for the enforcement of other food safety and food hygiene regulations.

Under the Act, ‘food authorities’ are responsible 5.31 for monitoring and enforcing compliance with food safety legislation in their local authority area. The Food Standards Agency (an independent UK-wide Government Agency set up by the Food Standards Act to protect the public’s health and consumer interests in relation to food and drink) works closely with local authority enforcement officers to make sure that the law is applied

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INtrOduCtIONTo underpin the code of practice, the Government 6.1 will issue a comprehensive suite of guidance, which will be made up of three elements:

l revised sections of the statutory guidance to licensing authorities, under section 182 of the Licensing Act 2003, to licensing authorities, which they must have regard to when discharging their functions under that Act;

l new statutory guidance under section 40 of the Food Safety Act 1990, to food authorities, which they must have regard to when discharging their duties under that Act; and

l non-statutory guidance containing examples of good practice that will be of benefit to licensing authorities, enforcement agencies, food authorities and the licensed trade in implementing, and complying with, the code of practice.

The suite of guidance will include:

l how the conditions should be used, explaining any regulations and processes;

l dealing with breaches of the conditions;

l the process for appeals against the locally applied conditions;

l how the point-of-sale requirements apply in the on- and off-trade;

l dealing with non-compliance with the requirements; and

l good practice on managing and running premises so that licensing authorities can take into account whether a premises is acting in accordance with good practice when dealing with breaches of licensing conditions.

The guidance will help to make it clear to all parties 6.2 what they can expect from the code and what is expected of them. The overall purpose of the suite of guidance will be:

Revised Guidance under Section 182 of the Licensing Act 2003:

l to secure the effective implementation of the conditions in the code across all licensing authorities, while allowing an appropriate level of local discretion on the specific application of the specified local conditions; and

l to explain the processes, procedures and responsibilities of different authorities in relation to mandatory and locally applied conditions including the appeals process.

New Guidance under Section 40 of the Food Safety Act 1990:

l to ensure that local agencies and licensed premises are aware of the issues and responsibilities with regards to public health, e.g. the requirement for point-of-sale information, Accident and Emergency data sharing etc.

New Good Practice Guidance:

l set out accepted standards of practice for the sale and supply of alcohol; and

l provide additional supporting guidance on a wider range of relevant issues such as irresponsible promotions, to help licensed premises comply with conditions, ensure that the night-time economy is managed safely and sensibly, and that partnership activity is encouraged at all times;

By its nature, the good practice guidance can be 6.3 more loosely defined than the conditions and requirements in the code and can therefore be better related to the principles of what premises should be doing to prevent and tackle alcohol-related crime and disorder. The purpose of including good practice within the suite of guidance is to help licensing authorities reach decisions about imposing the locally applied licensing conditions. Licensing authorities could

Chapter 6: Guidance

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ExAmPLES OF GOOd PrACtICE IN ALCOHOL rEtAIL

Alcohol, Social Responsibility and You

A booklet developed by the Wine and Spirit Trade Association for companies in the wine and spirit industry to use in the induction and training of new staff. It sets out the basics of social responsibility, why it is important and how it affects both the company and the individual.

Best Bar None

Best Bar None is an award scheme for licensed premises, currently running in over 80 locations across the UK. It was developed by the Greater Manchester City Centre Safe project to address alcohol-related crime and improve the night-time environment. It was felt that in order for progress to be made in delivering a safer night-time economy, a new partnership approach was needed alongside more traditional law enforcement. Best Bar None schemes provide an incentive for the operations of licensed premises to improve their standards of operation to the level of a commonly agreed national benchmark.

Business Improvement Districts (BIDs)

The development of Business Improvement Districts (BIDs) has made a tangible difference to local areas. Over 90 BIDs are now in existence across the UK. The Nottingham BID was established in October 2007 and is the first specific licensed retail BID in the UK.

Community Alcohol Partnership

The Retail of Alcohol Standards Group (RASG), supported by the Wine and Spirit Trade Association, is making a significant and positive contribution to tackling alcohol-related harms, through the rolling out of their award winning Community Alcohol Partnership (CAP) scheme. As part of the scheme, RASG companies are now regularly training previously problematic independent stores and their staff are providing information to police at an early stage in a bid jointly to tackle proxy purchase and wider problems associated with public underage drinking. The scheme’s success in

consider the extent to which licensed premises are able to demonstrate compliance with good practice standards and take this into account when the licences of problem premises are brought to review.

It is not appropriate to expect premises to 6.4 demonstrate the good practice at the initial application stage as, by definition, they will not yet have been trading and to adopt measures which may not be necessary in relation to individual circumstances would present a costly barrier to new businesses entering the market. However, enforcement authorities will be able to keep the good practice in mind when inspecting premises and will be able to use adherence to those principles as one element of assessing which premises are likely to pose the greatest risk to the licensing objectives.

PrEPArING tHE SuItE OF GuIdANCEThe Policing and Crime Bill includes proposals to 6.5 use the existing power under section 182 of the Licensing Act to issue guidance which licensing authorities must have regard to in carrying out their functions under the Act.

There is an equivalent power to issue statutory 6.6 guidance under section 40 of the Food Safety Act 1990, which food authorities must have regard to when discharging their duties. It sets out the way local authorities should apply the law and how they should work with businesses. This is complemented by the Food Law Practice Guidance which is issued as a further help to enforcement officers. It is intended to use the power under section 40 to incorporate appropriate good practice guidance to support the national requirements to be imposed on licensed premises under the Food Safety Act.

The Government will work with key stakeholders 6.7 in order to produce the finalised suite of guidance.

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on behalf of underage young people. New signage, which makes it clear that under 25s must now expect to be challenged to prove their age and which spells out the heavy fines which could follow for those caught breaking the law, is being rolled out now to many stores and is also freely available for download from www.wsta.co.uk. These signs are already being used by police and trading standards in CAP areas and elsewhere to get independent retailers using the process.

Drinkaware Trust

Drinkaware provides consumers with information to make informed decisions about the effects of alcohol on their lives and lifestyles. Their public education programmes, grants, expert information and resources help create awareness and affect positive change. An independent charity established in 2007, Drinkaware works alongside the medical profession, the alcohol industry and government to achieve its goals.

Drinkaware resources are disseminated to individuals, health-care and education providers, as well as armed forces, youth and community groups. Over 3 million resources are distributed annually. Their £1m annual grant programme supports community groups to deliver tailored alcohol education in local settings enabling us to evaluate emerging practice alongside the evidence that underpins all our work. Drinkaware is uniquely placed to deliver independent, evidence-based and authoritative information in ways that engage and equip consumers of all ages to make positive choices about drinking and their lives.

Managing Safety In Bars, Clubs and Pubs

This BBPA document provides guidance to assess the risk of violence in individual licensed premises, based on existing good practice.

National Pubwatch

National Pubwatch is a voluntary organisation set up to support existing Pubwatches and encourage the creation of new Pubwatch schemes. Local Pubwatches are run by licensees and provide a forum in which they can

Cambridgeshire has led to a rapid rolling out to a number of different areas. More information can be found at www.communityalcoholpartnerships.co.uk.

Community Engagement Good Practice Guide

NOCTIS (in conjunction with Diageo) have produced ‘Community Engagement in the Night-time Economy: A Shine Good Practice Guide’ – a short guide to producing the best partnerships at local level the night-time economy.

The key principles behind the guide are to:

l create shared principles;

l develop and maintain channels of regular communication;

l create opportunities for diversity and inclusiveness;

l foster a positive outlook which views the night-time economy as an asset; and

l ensure that enforcement on irresponsible premises is supported by the wider community.

Challenge 21

A nationally recognised format which highlights the need to ask for, or the likelihood of being asked, for proof of age if the customer appears to be under 21 years old. This widely publicized scheme encourages anyone who is over 18 but looks under 21 to carry acceptable identification (e.g. a card bearing the PASS hologram, a photographic driving licence or a passport) if they wish to buy alcohol.

Challenge 25

RASG has also stepped up measures to combat attempted purchase of alcohol by and for under 18’s with the launch of Challenge 25, which ensures that all those who are over 18 but under 25 possess and show photo identification (such as the Home Office supported PASS hologrammed card) if they wish to purchase alcohol. The new threshold is also designed to assist efforts to combat proxy purchases – where adults purchase alcohol

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exchange information. The BBPA funds National Pubwatch and remains committed to raising the profile of National Pubwatch and awareness of its work.

Proof of Age Standards Scheme (PASS)

The Proof of Age Standards Scheme is an accreditation scheme for proof of age cards that was launched following discussions between Government and the industry. PASS accredited ID carries a hologram to help retailers identify it as reliable

The Portman Group Code of Practice

Established in 1996, the Portman Group’s code of practice on the Naming, Packaging and Promoting of Alcoholic Drinks.

Safer Nightlife

Produced by the alcohol industry, London Drug Policy Forum and the Home Office, Safer Nightlife promotes best practice for all those working in the night-time economy.

In particular it is aimed at:

l licensing authorities

l police and fire officers

l venue managers/promoters and

l health promotion workers

The purpose of Safer Nightlife is to help ensure the health and safety of everyone involved in, and going out to, events in pubs and clubs with particular emphasis on those who also take drugs. The document provides dedicated advice on a range of key issues including creating a safe physical environment, tackling drug dealing, reducing harm from drug use, promoting sexual health and developing a drug policy.

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CALL FOr EVIdENCEIn preparing the guidance, the Government would welcome the submission, by those responding, of examples of:l good practice that all licensing authorities should be aware of when building up an evidence base before

imposing conditions; and

l new and existing codes of practice used by the alcohol industry to demonstrate what makes a ‘well-run’ premises.

The impact assessment also asks:l what should the processes around imposing local discretionary conditions be in order to minimise the costs to

local authorities?

l will any of the proposed conditions have an adverse impact on competition which outweighs the potential benefits? If so, how can that condition be modified to minimise that adverse impact while still achieving the same outcome?

l would the costs of the proposed mandatory and local licensing conditions be significantly different for small businesses? If so, how can the proposed conditions be modified to achieve the same objectives without imposing this additional cost on small businesses?

l are there any of the proposals that are likely to lead to a significant differential impact against any of the seven key diversity strands, namely: race, disability, gender, gender identity, religion and belief, sexual orientation, and age?

Please respond to this call for evidence:l either by emailing your response to [email protected];

l or by writing to Alcohol Strategy Unit, 4th Floor Peel Building, Home Office, 2 Marsham Street, London SW1P 4DF.

© Mitchells & Butler (Crown & Sceptre, Foley St, London W1)

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HOW tO rESPONdThere are 4 ways to respond to the consultation:

1. Online – go to http://www.homeoffice.gov.uk/about-us/haveyoursay/current-consultations/ and following the link to the questionnaire;

2. By Email – Download the questionnaire from http://www.homeoffice.gov.uk/about-us/haveyoursay/current-consultations/, complete it off-line, save it and email it to [email protected];

3. Download and Print – the questionnaire http://www.homeoffice.gov.uk/about-us/haveyoursay/current-consultations/complete it off-line and mail it back to us at Alcohol Strategy Unit, 4th Floor Peel Building, Home Office, 2 Marsham Street, London SW1P 4DF; or

4. By Post: Request a paper response form either by telephoning 0207 035 1759 or writing to Senyo Agbohlah, 4th Floor Peel Building, Home Office, 2 Marsham Street, London SW1P 4DF and post the completed form back to us at:

Alcohol Strategy Unit, 4th Floor Peel Building, Home Office, 2 Marsham Street, London SW1P 4DF.

The final date for responses to reach Government is 5th August 2009.

WHAt tHE COdE mIGHt mEAN FOr mEMEMBERS OF THE PUBLIC

The Government will introduce the new code of 7.1 practice for alcohol retailers which aims to ensure that alcohol is sold in a responsible manner and that practices contributing to alcohol-fuelled crime and disorder do not continue to impact on city centres and communities. The code will not, on its own, eradicate alcohol-related crime and disorder – this needs the involvement of individuals who choose to drink, those who retail alcohol and those

Chapter 7:Responding to the Consultation

who enforce the Licensing Act. It will, however, give the police and local authorities more options to tackle the minority of premises that continue to run irresponsible promotions and practices. It will enable them to tackle multiple premises at the same time, something that the current legislation does not allow for. It also aims to give consumers more choice such as through stopping the practice of only offering larger measures and providing consumers with more information. It may also mean that some alcohol promotions currently available will be stopped, although the code is only designed to stop the worst practices and promotions. Everyone has a role to play in ensuring that all sections of our communities (including the night-time economy) are safe and accessible for responsible adults to enjoy. The code of practice will be a powerful tool that will contribute to the continued decrease in alcohol-related crime and disorder.

LICENCE HOLDERS OR MEMBERS OF STAFF WORkING IN LICENSED PREMISES

The Government hopes that the alcohol industry 7.2 will welcome the consistency of approach to responsible and irresponsible retailing that the code will bring. The code will clearly outline the types of behaviours that the Government expects from licensed premises and what must be stopped.

Alcohol retailers may face some additional costs in 7.3 complying with the code. However, in developing these conditions, the Government is committed to ensuring that they are proportionate and targeted at the minority of businesses who are selling alcohol irresponsibly and contributing to problems. The majority of responsible businesses that do not contribute to alcohol-related crime and disorder will not be affected. We are inviting views on how you think these proposals may effect those that sell or supply alcohol.

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CUSTOMERS OF ON-TRADE OR OFF-TRADE PREMISES

It is not the Government’s intention to punish the 7.4 vast majority of adult drinkers who take advantage of price promotions and responsibly enjoy alcohol. Whereas the code may mean that certain promotions that are deemed to contribute to alcohol-related crime and disorder will be restricted, we believe that the majority of responsible drinkers will still be able to purchase and enjoy competitively-priced alcohol. The aim of the code is to target the most excessive practices that encourage drinkers to over-indulge, leading to incidences of crime and disorder. We are also aiming to increase consumer choice and provide more information to consumers about the alcohol unit content of drinks and the health effects of alcohol.

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IDENTIFIERS:

What’s your gender? (please tick one)

Male

Female

How old are you? (please tick one)

Under 18

18 – 24

25 – 34

35 – 54

Over 55

Where do you live? (please tick one)

North East

North West

South East

Yorkshire and the Humber

West Midlands

East Midlands

East of England

South West

London

Wales

Scotland30

1. rESPONSE FOrm FOr mEmBErS OF tHE PuBLIC

Many adults enjoy drinking alcohol and it is up to individuals to choose whether, or how much, they drink.

However alcohol is a key contributor to crime and disorder, which costs the country between £8 billion to £13 billion in a year. The Government’s role is to get the balance right and make sure:

l those who sell alcohol do so responsibly; and

l everyone can make informed choices about the amount they drink.

We want to hear your views on a new code of practice to help us get the balance right between making sure that alcohol is sold responsibly while at the same time not negatively affecting the majority who do drink responsibly. The code covers three sections,

1. mandatory licensing conditions and Food Safety Act requirements – conditions that would apply to all premises selling or supplying alcohol across England and Wales;

2. discretionary local licensing conditions – allowing local licensing authorities to apply chosen conditions to two or more licensed premises when there is evidence of a link to alcohol-related disorder; and

3. guidance – to make sure that the code of practice is implemented and enforced.

You will be asked to comment on the three sections covered by the code of practice. If your answers do not fit in the spaces provided, please continue on a separate sheet.

Read the full consultation document for more information at: http://www.homeoffice.gov.uk/about-us/haveyoursay/current-consultations/

Annexes

ANNEx A: PrINtOut CONSuLtAtION rESPONSE FOrmS

30 If you live in Scotland, please only answer question 8, as this is the only question which also applies to Scotland. The remainder of the questions are in relation to legislation which applies to England and Wales.

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Tell us your occupation or which organisation you represent:

SECTION ONE, qUESTIONS 1 – 7

The mandatory licensing conditions and Food Safety Act requirements

The mandatory licensing conditions proposed include:

l a ban on:

– irresponsible promotions such as ‘all you can drink for £10’

– activities that encourage excessive drinking such as dispensing alcohol directly into customers’ mouths

l making sure customers are given the choice to buy the smallest measure available (e.g. a 125ml glass of wine), and offered free tap water; and

l making it more difficult for under 18s to buy alcohol online

1. Do the proposed mandatory licence conditions and the reasons for having them make sense to you?

Yes

No

Please give details

2. Can you see the benefits of restricting certain promotions in pubs, bars and clubs to reduce levels of crime and disorder?

Yes

No

Please give details

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3. Will these mandatory licensing conditions affect you? If so, how? (for example, tell us whether you think they would affect how you consume alcohol or have an impact on alcohol-related crime in your area)

4. Do you think any of the proposed mandatory conditions should not be mandatory for licensed premises? If so, why?

Yes

No

The proposed Food Safety Act requirements include:

l making sure that customers are given information about the alcohol unit content of drinks as they buy them; and

l that customers are also given information about the effect alcohol has on their health.

5. Do you think licensed premises should be required to display alcohol unit and health information for customers?

Yes

No

Please give your reasons

If so, what do you think would be the best way of doing this?

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CONSIDERATIONS FOR FUTURE ACTION, qUESTIONS 8 – 9

8. Do you think that Weights and Measures legislation should continue to allow licence-holders to choose whether to offer either 25 ml or 35 ml single measures of certain spirits (i.e. gin, rum, vodka and whisky) or do you think that all on-trade premises should be required to offer only single spirit measures of 25 ml? Or do you think that all on-trade premises should be required to offer only single spirit measures of 35 ml? Please explain your choice.

9. Do you think that banning sales below the price level of excise duty plus VAT would be effective and proportionate in reducing irresponsible, harmful and/or binge drinking? Do you have evidence to support your view? What would be the potential costs and benefits of the impact on health, public safety, consumers, business and competition of introducing such a policy?

6. Are there any types of premises that you feel should be made exempt from this requirement? If so, which types and why.?

7. Are there any types of licensed premises that you think should be made exempt from one or more of the mandatory conditions? If so, which types and why?

Please give details and explain your answer

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11. If any of the local conditions were applied to licensed premises where you live, would they affect you? If so, how? (please tick one)

Yes

No

Please explain

12. Do you think that any of the proposed local conditions should not be available to licensing authorities to apply to groups of two or more premises?

Yes

No

Please explain

SECTION TWO, qUESTIONS 10 – 13

The discretionary local conditions:

These are a range of conditions that can be applied to two or more premises when there is evidence of alcohol-related nuisance – allowing local licensing authorities to tackle alcohol-related problems that stem from groups of licensed premises.

The proposed conditions include:

l a ban on certain promotions taking place during times associated with alcohol-related nuisance, such as ‘happy hours’ and ‘pub crawls’;

l making sure that licensed premises are managed effectively to reduce the risk of nuisance and disorder, such as using door staff, not serving drinks in glass containers and conducting risk reviews;

l making sure that people leaving licensed premises get home in a safe manner, such as implementing a dispersal policy, providing information on transport links and having CCTV; and

l preventing young people from being able to buy alcohol by making sure that licensed premises ask for proof of age from anyone who looks under 21.

10. Are the reasons for the proposed local conditions clear to you? (please tick one)

Yes

No

If so, are these types of problems and promotions a concern where you live?

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SECTION THREE, qUESTION 14

Guidance:

14. If you were concerned about problems relating to groups of licensed premises in your area and how they sell alcohol, what would you do about it? (please tick one)

Complain to someone? (if so, to whom?)

Something else? (if so, what?)

Nothing? (if so, why not?)

Please give details

Is there anything else you would like to tell us, including responses to the call for evidence on page 55, or any questions you would like to ask?

Thank you for your time

13. In order to prevent crime and disorder, should there be a limit on the volume of alcohol that you need to buy before you can get a discount in shops and supermarkets? If so, what do you think the limit should be?

The proposed condition would ban discounts ONLY being available on volumes greater than:

l 12 litres of beer, lager and cider (equivalent to approximately 27 x 440ml cans, 24 x 500ml cans, or 6 x 2 litre bottles);

l 9 litres of wine (equivalent to a case of 12 x normal sized bottles); or

l 2 litres of spirits (equivalent to two large bottles).

Do you think the limit should be (please tick one:)

Below the levels in the proposed condition

The same as the levels in the proposed conditions

Higher than the levels in the proposed condition

Please give your reasons

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Tell us your occupation or which organisation you represent:

If you are replying on behalf of an organisation or association, please can you detail how you have consulted your colleagues or members in preparing this response.

SECTION ONE, qUESTIONS 1 – 5

The proposed mandatory licensing conditions and Food Safety Act requirements

1. Do you have any suggestions that will improve the proposed mandatory licensing conditions and requirements to reduce crime and disorder?

2. rESPONSE FOrm FOr LICENSING AutHOrItIES, ENFOrCEmENt AGENCIES & HEALtH BOdIES

Note: If your answers do not fit in the spaces provided, please continue on a separate sheet.

IDENTIFIERS:

Where do you live? (please tick one)

North East

North West

South East

South West

West Midlands

East Midlands

East of England

Yorkshire and the Humber

London

Wales

Scotland31

31 If you live in Scotland, please only answer question 6, as this is the only question which also applies to Scotland. The remainder of the questions are in relation to legislation which applies to England and Wales.

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4. Would you support the requirement for licensed premises to have to display unit and health information? Are there types of licensed premises that you feel should be exempt from these requirements? If so, which types and why?

5. Are there any types of licensed premises that you feel should be exempted from one or more of the mandatory conditions? If so, which types and why?

2. Is the drafting of these mandatory licensing conditions explicit enough to capture the intended activities? If not, can you provide alternative wording that may be more effective?

3. Are there any of the mandatory licensing conditions that you would not wish to be made mandatory for licensed premises? If so, why?

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SECTION TWO, qUESTIONS 8 – 16

The proposed discretionary local conditions:

8. Do you have any suggestions that will improve the impact of the proposed conditions in reducing nuisance and disorder in your area?

9. Is the drafting of these proposed local conditions explicit enough to achieve the intended impact? If not, can you provide alternative wording?

10. Are there any of the proposed conditions that seem disproportionate or that you do not think licensing authorities should be able to use with groups of two or more premises?

CONSIDERATIONS FOR FUTURE ACTION, qUESTIONS 6 – 7

6. Do you think that Weights and Measures legislation should continue to allow licence-holders to choose whether to offer either 25 ml or 35 ml single measures of certain spirits (i.e. gin, rum, vodka and whisky) or do you think that all on-trade premises should be required to offer only single spirit measures of 25 ml? Or do you think that all on-trade premises should be required to offer only single spirit measures of 35 ml? Please explain your choice.

7. Do you think that banning sales below the price level of excise duty plus VAT would be effective and proportionate in reducing irresponsible, harmful and/or binge drinking? Do you have evidence to support your view? What would be the potential costs and benefits of the impact on health, public safety, consumers, business and competition of introducing such a policy?

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11. If limits are to be placed on supermarkets, convenience stores, etc. for discounting large volumes of alcohol, what levels do you consider should be set? Should it differ for different types of drinks (beer, wine, spirits etc)?

12. Training How might a training requirement applied by licensing authorities to two or more premises work in practice? In particular: what should it contain; how should it be enforced; and should different schemes be available to the on-trade, off-trade and clubs?

13. Seating What are the appropriate levels of seating that should be imposed on ‘high volume vertical drinking establishments’ in order to reduce the risk of nuisance and disorder?

14. Background music Would a restriction on the level of background music contribute to a decrease in nuisance and disorder? If so, how might it be enforced?

15. Harassment/intimidation in premises What more can be done to protect people from harassment and intimidation in and around licensed premises?

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16. Door Staff Do you think that there should be a discretionary local condition to require groups of premises to have door staff in operation during times associated with nuisance and disorder?

SECTION THREE, qUESTIONS 17 – 19

Guidance:

17. Do you think that the enforcement process that we have suggested is appropriate? Can you suggest an alternative?

18. Do you think that the appeals process we have suggested is appropriate? Can you suggest an alternative?

19. How widely do you think these powers will be used and why?

If there is anything else you would like to tell us, including responses to the call for evidence on page 55, or any questions you would like to ask, please include on a separate sheet.

Thank you for your time

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3. rESPONSE FOrm FOr tHOSE WHO SELL Or SuPPLy ALCOHOL & trAdE ASSOCIAtIONS

Note: If your answers do not fit in the spaces provided, please continue on a separate sheet.

IDENTIFIERS:

Where do you live? (please tick one)

North East

North West

South East

South West

West Midlands

East Midlands

East of England

Yorkshire and the Humber

London

Wales

Scotland32

Tell us your occupation or which organisation you represent:

If you are replying on behalf of an organisation or association, please can you detail how you have consulted your colleagues or members in preparing this response.

SECTION ONE, qUESTIONS 1 – 4

The proposed mandatory licensing conditions and Food Safety Act requirements

1. What do you think the impact (in terms of costs and benefits) of these mandatory licensing conditions will be on your business?

32 If you live in Scotland, please only answer question 5, as this is the only question which also applies to Scotland. The remainder of the questions are in relation to legislation which applies to England and Wales.

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2. Are there any of the mandatory licensing conditions that you would not wish to be made mandatory for licensed premises? If so, why?

3. Would you support the requirements for licensed premises to have to display unit and health information? Are there any types of premises that you feel should be made exempt from these requirements? If so, which types and why?

4. Are there any types of licensed premises that you feel should be exempted from one or more of the mandatory conditions? If so, which types and why?

CONSIDERATIONS FOR FUTURE ACTION, qUESTIONS 5 – 6

5. Do you think that Weights and Measures legislation should continue to allow individual licence-holders to choose whether to offer either 25 ml or 35 ml single measures of certain spirits (i.e. gin, rum, vodka and whisky) or do you think that all on-trade premises should be required to offer only single spirit measures of 25 ml? Or do you think that all on-trade premises should be required to offer only single spirit measures of 35 ml? Please explain your choice.

6. Do you think that banning sales below the price level of excise duty plus VAT would be effective and proportionate in reducing irresponsible, harmful and/or binge drinking? Do you have evidence to support your view? What would be the potential costs and benefits of the impact on health, public safety, consumers, business and competition of introducing such a policy?

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SECTION TWO, qUESTIONS 7 – 14

The proposed discretionary local conditions:

7. What do you think the impact of these conditions will be (if they are applied by the local licensing authority) on your business?

8. Are there any of the proposed conditions that seem disproportionate or that you do not think licensing authorities should be able to use with groups of two or more premises?

9. If limits are to be placed on supermarkets, convenience stores, etc. for discounting large volumes of alcohol, what levels do you consider should be set? Should it differ for different types of drinks (beer, wine, spirits etc)?

10. Training How might a training requirement applied by licensing authorities to two or more premises work in practice? In particular: what should it contain; how should it be enforced; and should different schemes be available to the on-trade, off-trade and clubs?

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11. Seating What are the appropriate levels of seating that should be imposed on ‘high volume vertical drinking establishments’ in order to reduce the risk of nuisance and disorder?

12. Background music Would a restriction on the level of background music contribute to a decrease in nuisance and disorder? If so, how might it be enforced?

13. Harassment/intimidation in premises What more can be done to protect people from harassment and intimidation in and around licensed premises?

14. Door Staff Do you think that there should be a discretionary local condition to require groups of premises to have door staff in operation during times associated with nuisance and disorder?

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SECTION THREE, qUESTIONS 15 – 16

Guidance:15. Do you think that the enforcement process that we

have suggested is appropriate? Can you suggest an alternative?

16. Do you think that the appeals process we have suggested is appropriate? Can you suggest an alternative?

If there is anything else you would like to tell us, including to the call for evidence on page 55, or any questions you would like to ask, please include on a separate sheet.

Thank you for your time

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ANNEx B: LISt OF OrGANISAtIONS tHAt GOVErNmENt WOuLd LIkE tO HEAr FrOmFor the purposes of this consultation, the Government would particularly like to hear from the organisations listed below. This is not by any means a definitive list of those who Government wishes to hear from. The consultation is not limited to these groups and we welcome all responses.

l The general public

l Licence holders

l Designated Premises Supervisors

l Police

l Licensing authorities

l Other Responsible Authorities

l Relevant Trade Associations

l Trading Standards

l Those working in the alcohol retail industry

l Crime and Disorder Reduction Partnerships

l Drug and Alcohol Action Teams

l Those representing the travel and tourism industry

l Third Sector organisations

l Health Bodies

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ANNEx C: INFOrmAtION SummAry

SCOPE OF THE CONSULTATION

Topic of this consultation:

The Policing and Crime Bill proposes amendments to the Licensing Act 2003 to enable the introduction of a set of mandatory conditions that will apply to all new and existing premises that are licensed to supply or sell alcohol and a series of discretionary local conditions that could be applied by local licensing authorities to groups of two or more premises. It is also proposed to use existing regulation-making powers in the Food Safety Act 1990 to make further complementary requirements relating to the sale of alcohol. The Executive Summary sets the key points out in more detail.

Scope of this consultation:

This consultation sets out a series of possible mandatory conditions and requirements to be introduced for new and existing alcohol licences, a number of discretionary local conditions that could be applied to groups of two or more licensed premises by local licensing authorities, and a number of other issues relating to the sale of alcohol. The consultation seeks to understand whether these are the best measures to achieve the objectives of reducing alcohol-related crime and disorder, what the practical issues are in their deployment, together with likely costs and benefits and, most importantly, whether the public feels that these are the measures that will help to address its widespread concern at the level of alcohol-related crime and disorder. It also seeks to understand if any types of premises should be exempted from the mandatory conditions and/or the national requirements. This evidence will be used to inform and develop the final set of conditions. Alcohol industry stakeholders are also invited to submit good practice guidance for consideration of inclusion in good practice guidance.

Geographical scope:

The conditions in the code of practice will cover England and Wales. There is also a question relating to spirit measures that would also apply in Scotland.

Impact assessment (IA):

The impact assessment for this consultation provides further detail on the estimated costs and benefits of the code and is available to be downloaded at http://www.homeoffice.gov.uk/about-us/haveyoursay/current-consultations/

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BASIC INFORMATION

To: We welcome responses from all who have an interest in the subject, but we particularly value responses from members of the general public from their many perspectives (e.g. as consumers of alcohol, or as those who are affected by alcohol-related crime and disorder etc.), and from those who would be immediately affected by the code: those who are involved in the sale of alcohol, licence holders, licensing authorities, enforcement agencies, any other interested groups and members of communities.

Dates/Duration: This consultation starts on 13th May 2009 and runs until the 5th August 2009.

Enquiries: All enquiries relating to this consultation should be addressed to:Senyo Agbohlah. Tel: 020 7035 1759. Email: [email protected]

How to respond: There are 4 ways to respond to the consultation:1. Online – go to http://www.homeoffice.gov.uk/about-us/haveyoursay/current-consultations/ and following the link to the questionnaire;2. By Email – Download the questionnaire from http://www.homeoffice.gov.uk/about-us/haveyoursay/current-consultations/, complete it off-line, save it and email it back at [email protected];3. Download and Print – the questionnaire http://www.homeoffice.gov.uk/about-us/haveyoursay/current-consultations/ complete it off-line and mail it back to us at Alcohol Strategy Unit, 4th Floor Peel Building, Home Office, 2 Marsham Street, London SW1P 4DF; or4. By Post: Request a paper response form either by telephoning 0207 035 1759 or writing to Senyo Agbohlah, 4th Floor Peel Building, Home Office, 2 Marsham Street, London SW1P 4DF and post the completed form back to us at:Alcohol Strategy Unit, 4th Floor Peel Building, Home Office, 2 Marsham Street, London SW1P 4DF.

Additional ways to become involved:

The Home Office will be arranging a number of consultation events during the course of the consultation that will be held at selected locations throughout the country. These consultation events will provide opportunities for detailed discussion of the issues involved in applying the conditions and their probable impact. Consultation events will involve representative groups of the general public, licence holders, consumers, licensing authorities, enforcement agencies, any other interested groups and members of communities.

After the consultation: The Home Office intends to publish a report summarising the evidence and opinions gathered through this consultation within 3 months of the closing date of the consultation.

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BACkGROUND

Getting to this stage: In 2005 the alcohol industry developed its own set of voluntary social responsibility standards. An independent review of these standards, on behalf of Government, concluded that they were not well enough known or adhered to by those selling alcohol. The review also showed that they had not resulted in a reduction in alcohol-related crime and disorder. In the Youth Alcohol Action Plan, launched in July 2008, Government announced an intention to make the standards mandatory if required. The Policing and Crime Bill, currently before Parliament, creates a new power to enable the introduction of a set of mandatory conditions and local discretionary conditions for alcohol licences in England and Wales.

Previous engagement: Ahead of this public consultation, Government officials held several discussions with more than 50 key stakeholders representing the alcohol industry, police and local enforcement agencies, health and third sector organisations and the tourism sector to discuss what conditions might be included in the new mandatory code of practice. The proposals being consulted on, set out below, have been informed by these views.

Please contact the Alcohol Strategy Unit if you would like a copy of this consultation paper in any other format, e.g. Braille, Welsh, Large Font, or Audio.

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Know Your Limits

Launched in 2006, ‘Know your Limits’ is a cross-government campaign which focuses on promoting sensible drinking. The campaign has two strands. One targets 18-24 year olds and focuses on binge drinking and its social implications, led by the Home Office. The other aims to promote an understanding amongst 25s and above of the units in different drinks and the resulting health harms, led by the Department of Health.

Licensing Act 2003

The Act established a single integrated scheme for licensing premises which are used for the supply of alcohol, provide regulated entertainment or provide late night refreshment.

Licensing Act 2003 – Section 182 Guidance

The Secretary of State issued Statutory revised Guidance to licensing authorities under section 182 of the Act on 28 June 2007. Each licensing authority must have regard to this Guidance.

Licensing Authority

Licensing authorities can issue premises licences, club premises certificates and temporary event notices in their area, as well as personal licences for residents and renewals of personal licences for those who had previously applied for a personal licence while resident in the licensing authority’s area. It is a duty of all licensing authorities to carry out their functions under the Licensing Act 2003 with a view to promoting the four licensing objectives, which are:

l the prevention of crime and disorder;

l public safety;

l the prevention of public nuisance; and

l the protection of children from harm.

ANNEx d: GLOSSAry

Binge Drinking

Binge drinking is essentially drinking too much alcohol over a short period of time, e.g. over the course of an evening, and it is typically drinking that leads to drunkenness. It has immediate and short-term risks to the drinker and those around them.

Crime and Disorder Reduction Partnerships (CDRPs)

Established through section 17 of the Crime and Disorder Act 1998, CDRPs are local area partnerships consisting of the police, local authorities, fire authorities and Primary Care Trusts who work together to reduce crime and disorder in their area.

Food Safety Act 1990

The Act was introduced to regulate the production, processing, storage, distribution or sale of food and is applicable to all food premises.

Food Standards Act 1999

The Act established the Food Standards Agency and set out its main objective of protecting public health in relation to food and enabled the Agency to act in the consumer’s interest at any stage in the food production and supply chain.

Glassings

A glassing is a physical attack using a glass or glass bottle as a weapon. Glassing can occur at bars or pubs where alcohol is served, and a drinking glass or bottle is available as a weapon. The most common method of glassing involves the attacker smashing an intact glass in the face of the victim. However the glass may be smashed prior to the attack, and then gripped by the remaining base of the glass or neck of the bottle with the broken shards protruding outwards. Common injuries resulting from glassings are heavy blood loss, permanent scarring, disfigurement and loss of sight through eye injury.

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79

In discharging their functions under the Act, the licensing authority must also have regard to its licensing policy which sets out how it intends to exercise its functions. The licensing policy statement is drafted every three years by each licensing authority following consultation.

PCSOs

Police community support officers (PCSOs) are uniformed staff whose role is to support the work of police officers and work within their local community. They may help with issues such as:

l providing a visible and reassuring presence within communities;

l attending incidents of disorder, nuisance and antisocial behaviour;

l gathering evidence through observation;

l helping with missing persons enquiries; and

l speaking to young people who might be drunk and causing problems, confiscating alcohol and tobacco if necessary.

Penalty Notice for Disorder (PNDs)

PNDs are part of the wider fixed penalty scheme that deals quickly and effectively with antisocial and nuisance behaviour. They can be issued to individuals who partake in alcohol-fuelled crime and disorder and to staff of licensed premises who break the law by selling alcohol to young people and drunks.

Policing and Crime Bill

The Policing and Crime Bill, currently before Parliament, contains a series of measures to reduce the harms associated with alcohol misuse. The Bill will allow for a mandatory set of licensing conditions applicable to the sale of alcohol. These conditions will ban the most irresponsible practices and promotions. To reflect the fact that sometimes it is the collective impact of a number of premises which leads to alcohol-related nuisance or disorder, the new powers will also enable local licensing authorities to attach licensing conditions to groups of premises in an area experiencing alcohol-

related nuisance and disorder. Although the compulsory national conditions will affect all licensed premises, the majority of businesses, small or large, who behave responsibly will not be affected by the code.

The Bill also makes a series of amendments to police powers to allow them to tackle people, particularly the young, who are drinking in public more effectively. The Bill will tighten current conditions for the offence of selling alcohol to persons under the age of 18; increase the maximum fine for drinking in designated public places; and make it an offence for young persons to persistently possess alcohol in public. These actions should prevent underage sales, and reduce the amount of alcohol-related crime, disorder and associated harms.

Public Service Agreement (PSA) 25 – Reducing the harm from Alcohol and Drugs

The PSA intends to produce a long-term and sustainable reduction in the harms associated with alcohol and drugs. The key actions include:

l public health campaigns and education to raise awareness of harms associated with alcohol and drug use;

l a focus on addressing substance misuse amongst young people;

l a new focus on supporting families most at risk, where there are multiple problems, often including parental substance misuse;

l helping people who use illegal drugs or drink harmfully to live healthier lives; and

l tackling crime and the key drivers of offending, reducing crime and disorder related to alcohol and drugs and tackling the supply of drugs and the irresponsible sale or promotion of alcohol.

Responsible Person

Is defined in section 153(4) of the Licensing Act 2003 to include (inter alia) the licence holder, designated premises supervisor and authorised person aged over 18 years.

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‘Safe. Sensible. Social. The next steps in the Alcohol Strategy’

Published in June 2007, outlining the Government’s long term approach to tackling alcohol-related harm with a focus on young people under 18 who drink alcohol, 18-24 year old binge drinkers, and harmful drinkers.

Social Responsibility Standards for the Sale and Production of Alcohol Drinks in the UK

These standards were compiled by sixteen leading trade associations and organisations involved in the production, marketing and retailing of alcohol in partnership with Government and other agencies, drawing together good practice and advice into a cohesive set of standards to promote social responsibility in the production and sale of alcohol.

Units

A UK unit is 10ml or 8 grams of pure alcohol. The number of units in a drink depends on what you are drinking, how strong it is and how much there is. For example, a pint of ordinary strength beer (4%) is 2.3 units, and a medium glass of wine (175ml) at 13% is 2.3 units.

Violent Crime Reduction Act 2006

The Violent Crime Reduction Act 2006 gave police and local authorities additional powers to tackle irresponsible individual licensed premises, to reinforce local alcohol retailers’ collective responsibility for alcohol-related crime and disorder and to tackle the behaviour of individuals. Key new powers included:

l Alcohol Disorder Zones;

l Directions to Leave;

l Expedited reviews;

l Enabling police and/or trading standards officers to ban the sale of alcohol for up to 48 hours at premises that are persistently selling alcohol to under-18s; and

l Drink Banning Orders.

ANNEx E: StANdArd StAtEmENt OF CONSuLtAtION CrItErIAThis consultation follows the Government’s code of practice on consultation – the criteria for which are set out below:

Criterion 1: When to consult – Formal consultation should take place at a stage when there is scope to influence the policy outcome.

Criterion 2: Duration of consultation exercises – Consultations should normally last for at least 12 weeks with consideration given to longer timescales where feasible and sensible.

Criterion 3: Clarity of scope and impact – Consultation documents should be clear about the consultation process, what is being proposed, the scope to influence and the expected costs and benefits of the proposals.

Criterion 4: Accessibility of consultation exercises – Consultation exercises should be designed to be accessible to, and clearly targeted at, those people the exercise is intended to reach.

Criterion 5: The burden of consultation – Keeping the burden of consultation to a minimum is essential if consultations are to be effective and if consultees’ buy-in to the process is to be obtained.

Criterion 6: Responsiveness of consultation exercises – Consultation responses should be analysed carefully and clear feedback should be provided to participants following the consultation.

Criterion 7: Capacity to consult – Officials running consultations should seek guidance in how to run an effective consultation exercise and share what they have learned from the experience.

The full code of practice on consultation is available at: http://www.berr.gov.uk/whatwedo/bre/consultation-guidance/page44420.html

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ANNEx G: rESPONSES: CONFIdENtIALIty & dISCLAImErThe information you send us may be passed to colleagues within the Home Office, the Government or related agencies.

Information provided in response to this consultation, including personal information, may be subject to publication or disclosure in accordance with the access to information regimes (these are primarily the Freedom of Information Act 2000 (FOIA), the Data Protection Act 1998 (DPA) and the Environmental Information Regulations 2004).

If you want other information that you provide to be treated as confidential, please be aware that, under the FOIA, there is a statutory code of practice with which public authorities must comply and which deals, amongst other things, with obligations of confidence.

In view of this it would be helpful if you could explain to us why you regard the information you have provided as confidential. If we receive a request for disclosure of the information we will take full account of your explanation, but we cannot give an assurance that confidentiality can be maintained in all circumstances. An automatic confidentiality disclaimer generated by your IT system will not, of itself, be regarded as binding on the Department.

The Department will process your personal data in accordance with the Data Protection Act and in the majority of circumstances this will mean that your personal data will not be disclosed to third parties.

ANNEx F: StANdArd StAtEmENt ON CONSuLtAtION CO-OrdINAtOrIf you have a complaint or comment about the Home Office’s approach to consultation, you should contact the Home Office Consultation Co-ordinator, Nigel Lawrence.

Please DO NOT send your response to this consultation to Nigel Lawrence. The Co-ordinator works to promote best practice standards set by the Government’s code of practice, advises policy teams on how to conduct consultations and investigates complaints made against the Home Office. He does not process your response to this consultation.

The Co-ordinator can be emailed at: [email protected] or alternatively write to him at:

Nigel Lawrence Consultation Co-ordinator Home Office Performance and Delivery Unit Better Regulation Team 3rd Floor Seacole 2 Marsham Street London SW1P 4DF

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ANNEx H: EStImAtES OF ALCOHOL-rELAtEd COStS ACrOSS ENGLANd ANd WALES

Body/organisation Annual Cost Explanation of cost

Alcohol-related crime

(including costs to the victims of crime)

£8bn to £13bn This estimate takes into account the costs in anticipation of crime, the direct physical and emotional costs to victims, the value of lost output, and the costs to the health service and Criminal Justice System. It is estimated on the basis of attributable fractions calculated from the Offending, Crime and Justice Survey.33

Licensing authority £21.6m This estimate is based on a sample of 48% of licensing authorities in 2007/0834. The costs are net of the value of licensing fees collected as these are transfers

Trading standards and Police enforcement costs

Unknown The costs of enforcement including inspections and reviews of premises licences, test purchases, police prevention of sales of alcohol to underage drinkers and dispersal of drunk and rowdy crowds. It is not possible to extract these costs from other costs associated with upholding the Licensing Act

NHS35 £2.7bn36 Includes hospital inpatient and day visits (both wholly and partially attributable to alcohol), A&E costs, ambulance service costs, GP consultations and specialist treatment

Licencee (through compliance with licensing conditions) and Licensing fees

Admin costs of applying for licences: £83.9mLicensing fees: £48.8m

The administrative costs were estimated by DCMS using BERRs standard cost model. Licensing fees are estimated using the same survey of licensing authorities as above. There will also be additional compliance costs but it is not possible to estimate these as they will vary for each premise depending on the particular conditions imposed.

Total £12bn – £18bn

33 See impact assessment for the enabling power for the mandatory code in the Policing and Crime Bill, available at: http://www.homeoffice.gov.uk/documents/ia-police-crime-bill-08/ia-alcohol-Code-practice?view=Binary

34 The LGA/LACORS Licensing Fee Survey 2008, the results of which are published in unfinished business: a state-of-play report on alcohol and the licensing act 2003

35 Whilst health is not a licensing objective, the alcohol-related health costs are significant and are therefore still presented. See the impact assessment published alongside Safe, Sensible, Social, – consultation on further action for further details of the calculations.

36 This figure includes all the cost to the NHS of those injuries that arise as a result of crime. There is therefore likely to be some double counting with the costs of crime estimate. Initial estimates suggest that between £600m and £1.5bn of the estimated costs of crime may be to the NHS. However, this is not comparable to the £2.7bn estimate of the total cost of alcohol to the NHS.

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© Crown Copyright 2009

Produced by the Home Office. May 2009. Ref: 294825. ISBN: 978-1-84726-888-4

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Appendix B

RESPONSE FORM FOR LICENSING AUTHORITIES, ENFORCEMENT AGENCIES & HEALTH BODIES Many adults enjoy drinking alcohol and it is up to individuals to choose whether, or how much, they drink. However alcohol is a key contributor to crime and disorder, which costs the country between £8 billion to £13 billion in a year. The Government’s role is to get the balance right and make sure:

those who sell alcohol do so responsibly; and

everyone can make informed choices about the amount they drink. We want to hear your views on a new code of practice to help us get the balance right between making sure that alcohol is sold responsibly while at the same time not negatively affecting the majority who do drink responsibly. The code covers three sections: 1. Mandatory licensing conditions and Food Safety Act requirements – conditions that would apply to all premises selling or supplying alcohol across England and Wales; 2. Discretionary local licensing conditions – allowing local licensing authorities to apply chosen conditions to two or more licensed premises when there is evidence of a link to alcohol-related disorder; and 3. Guidance – to make sure that the code of practice is implemented and enforced. You will be asked to comment on the three sections covered by the code of practice. If your answers do not fit in the spaces provided, please continue on a separate sheet. Read the full consultation document for more information at: http://www.homeoffice.gov.uk/about-us/haveyoursay/ current-consultations/ Please download this document and save it to your computer, fill in your responses in the tick boxes and text boxes provided and then e-mail it back to us at: [email protected]

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Appendix B

Identifiers: Where do you live? (please tick one) North East North West South East Yorkshire and the Humber West Midlands East Midlands East of England South West London Wales Scotland1 Tell us your occupation or which organisation you represent: If you are replying on behalf of an organisation or association, please can you detail how you have consulted your colleagues or members in preparing this response.

1 If you live in Scotland, please only answer question 6, as this is the only

question which also applies to Scotland. The remainder of the questions are in relation to legislation which applies to England and Wales.

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Appendix B

Section one, questions 1 – 5 The proposed mandatory licensing conditions and Food Safety Act requirements 1. Do you have any suggestions that will improve the proposed mandatory licensing conditions and requirements to reduce crime and disorder?

2. Is the drafting of these mandatory licensing conditions explicit enough to capture the intended activities? If not, can you provide alternative wording that may be more effective?

3. Are there any of the mandatory licensing conditions that you would not wish to be made mandatory for licensed premises? If so, why?

4. Would you support the requirement for licensed premises to have to display unit and health information? Are there types of licensed premises that you feel should be exempt from these requirements? If so, which types and why?

5. Are there any types of licensed premises that you feel should be exempted from one or more of the mandatory conditions? If so, which types and why?

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Appendix B

Considerations for Future Action, questions 6 – 7 6. Do you think that Weights and Measures legislation should continue to allow licence-holders to choose whether to offer either 25 ml or 35 ml single measures of certain spirits (i.e. gin, rum, vodka and whisky) or do you think that all on-trade premises should be required to offer only single spirit measures of 25 ml? Or do you think that all on-trade premises should be required to offer only single spirit measures of 35 ml? Please explain your choice.

7. Do you think that banning sales below the price level of excise duty plus VAT would be effective and proportionate in reducing irresponsible, harmful and/or binge drinking? Do you have evidence to support your view? What would be the potential costs and benefits of the impact on health, public safety, consumers, business and competition of introducing such a policy?

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Appendix B

Section two, questions 8 – 16 The proposed discretionary local conditions: 8. Do you have any suggestions that will improve the impact of the proposed conditions in reducing nuisance and disorder in your area?

9. Is the drafting of these proposed local conditions explicit enough to achieve the intended impact? If not, can you provide alternative wording?

10. Are there any of the proposed conditions that seem disproportionate or that you do not think licensing authorities should be able to use with groups of two or more premises?

11. If limits are to be placed on supermarkets, convenience stores, etc. for discounting large volumes of alcohol, what levels do you consider should be set? Should it differ for different types of drinks (beer, wine, spirits etc)?

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Appendix B

12. Training How might a training requirement applied by licensing authorities to two or more premises work in practice? In particular: what should it contain; how should it be enforced; and should different schemes be available to the on-trade, off-trade and clubs? 13. Seating What are the appropriate levels of seating that should be imposed on ‘high volume vertical drinking establishments’ in order to reduce the risk of nuisance and disorder?

14. Background music Would a restriction on the level of background music contribute to a decrease in nuisance and disorder? If so, how might it be enforced?

15. Harassment/intimidation in premises What more can be done to protect people from harassment and intimidation in and around licensed premises?

16. Door Staff Do you think that there should be a discretionary local condition to require groups of premises to have door staff in operation during times associated with nuisance and disorder?

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Appendix B

Section Three, questions 17 – 19 Guidance: 17. Do you think that the enforcement process that we have suggested is appropriate? Can you suggest an alternative?

18. Do you think that the appeals process we have suggested is appropriate? Can you suggest an alternative?

19. How widely do you think these powers will be used and why?

If there is anything else you would like to tell us, including responses to the call for evidence on page 55, or any questions you would like to ask, please include here:

Thank you for your time

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Item No 5 LICENSING COMMITTEE

20 JULY 2009

SUBJECT:

DRAFT LINCOLNSHIRE ALCOHOL HARM REDUCTION STRATEGY 2009-2011

REPORT BY:

DIRECTOR OF RESOURCES

LEAD OFFICER:

LORNA PURCELL, LICENSING ASSISTANT

1. Purpose of Report

1.1 To inform the Committee of the Consultation document, Lincolnshire Alcohol

Harm Reduction Strategy 2009-2011.

1.2 To co-ordinate the Licensing Authority’s response (if any) to the consultation.

2. Background

2.1 Lincolnshire County Council’s Safer Communities’ Crime and Disorder Reduction Team are tasked with compiling the Lincolnshire Alcohol Harm Reduction Strategy.

2.2 The strategy will aim to put in place local public service agreements to improve the way that alcohol related harm in Lincolnshire is tackled.

2.3 Although the Licensing Authority (as defined under the Licensing Act 2003) is a consultee, it has no specific responsibilities identified within the delivery plan. Where the Licensing Act 2003 is mentioned the responsibilty for implementing the strategy is seen to lie with either Lincolnshire Police or Lincolnshire County Council Trading Standards.

2.4 The consultation ended on 7 July 2009, however the strategy will be “refreshed” in six to eight months time and any comments or ideas can be considered for inclusion at this point.

3. Main Body of Report

3.1 The consultation document is attached at Appendix A.

3.2 The Crime and Disorder Reduction Team is working with its partners to formulate a programme to tackle the wide-ranging effects of alcohol misuse.

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3.3 The three main strategic priorities identified within the document are:

Positive attitides, positive choices.

Supporting families and communities.

Improved support and treatment.

3.4 A draft delivery plan has been created with the aim of significantly reducing levels of alcohol abuse and many of the associated medical, physical, psychological, financial and social harms that it inflicts to the people and communities of Lincolnshire.

3.5 A disturbing aspect of the statistics utilised in the report is the high incidence of hospital admissions (page 37 Appendix A) and the alcohol related crime figures (page 39 Appendix A) in respect of Lincoln City, although the crime figures carry a warning as to accuracy.

3.6 If the strategy is agreed it is hoped that by establishing partnership working there will be a long-term sustainable improvement in the delivery of key services across Lincolnshire.

3.7 An extract from the minutes of the Alcohol Harm Reduction Lincolnshire Strategic Management Board meeting held on the 28 May 2009 is attached at Appendix B.

4. Resource Implications

4.1 (i) Finance (including impact on Savings Targets)

- Capital Implications Nil

- Revenue Implications Nil

4.2 (i) Staffing Nil

4.3 (ii) Property/Land/Accommodation Implications

Nil 4.4 (iii) Procurement

Nil Discretionary assessments

5. Policy Implications

5.1 (i) Strategic Priority 5.2 (ii) S.17 Crime and Disorder

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5.3 (iii) Equality and Diversity 5.4 (iv) Environmental Sustainability 5.5 (v) Community engagement/ communication 6. Consultation and Communication 7. Legal Implications

7.1 (i) Legal - Nil 7.2 (ii) Contractual - Nil 7.3 (iii) Constitutional Issues - Nil.

Mandatory Assessment

8. Assessment of Options

8.1 (i) Key Issues

8.2 (ii) Risks Assessment (including Impact Assessment)

9. Recommendation

9.1 The Licensing Committee is asked to view the consultation document and consider any response to it.

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Access to Information: Does the report contain exempt information, which would prejudice the public interest requirement if it was publicised?

No

Key Decision No

Key Decision Reference No.

Do the Exempt Information Categories Apply

Yes/No

Call In and Urgency: I s the decision one to which Rule 15 of the Scrutiny Procedure Rules apply?

Yes/No

List of Background Papers:

Appendix A: Draft Lincolnshire Alcohol Harm Reduction Strategy 2009-2011 Appendix B Extract from the Alcohol Harm Reduction Lincolnshire Strategic Management Board meeting, 28th May 2009.

Lead Officer: Lorna Purcell Telephone 873564

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tackle

alco

hol m

isuse

throu

gh a

numb

er of

respo

nses

:

A cros

s cutt

ing th

eme w

ithin

the Lo

cal A

rea

Agree

ment

The e

stabli

shme

nt of

the Al

coho

l Harm

Redu

ction

Linc

olnsh

ire; m

anag

ed th

rough

co

unty

comm

unity

safet

y stru

ctures

.Inc

rease

d inv

estm

ent fr

om th

e Prim

ary Ca

re

Trust

into c

ounty

wide

alco

hol tr

eatm

ent

servi

ces

A com

mitm

ent t

o prod

uce a

nd si

gn up

to th

e

first L

incoln

shire

Alco

hol H

arm Re

ducti

on

Strate

gy.

The m

embe

rs of

the Al

coho

l Harm

Redu

ction

Lin

colns

hire a

re wo

rking

closel

y with

a ran

ge of

pa

rtners

to de

velop

a co

mpreh

ensiv

e and

co-or

dinate

d pro

gramm

e of a

ction

to ta

ckle

the wi

de ra

nging

effec

ts of

alcoh

ol mi

suse

on th

e resi

dents

, comm

unitie

s and

vis

itors

to Lin

colns

hire .

Alco

hol p

lays a

n imp

ortan

t and

posit

ive ro

le in

many

as

pects

of Br

itish

life.

Drink

ing al

coho

l for m

ost o

f us

is as

socia

ted w

ith ce

lebrat

ion an

d enjo

yable

so

cial in

terac

tion.

Introd

uctio

n: Lin

colns

hire A

lcoho

l Har

m Re

ducti

on St

rateg

y 200

9-11

Intro

ducti

onNa

tiona

l Con

text

In 20

07/08

the g

overn

ment

conti

nued

its fo

cus o

n red

ucing

alco

hol-re

lated

harm

throu

gh a

numb

er of

aven

ues. I

n Jun

e 200

7 it p

ublis

hed a

n upd

ate of

the

2004

alco

hol h

arm re

ducti

on st

rateg

y title

d ‘Sa

fe.

Sens

ible.

Socia

l. The

Next

Steps

in th

e Nati

onal

Alcoh

ol Str

ategy

’. The

key s

teps o

utline

d in t

his st

rateg

y inc

lude:

sharp

ened

crim

inal ju

stice

for c

rimina

l be

havio

ur; a

review

of NH

S alco

hol sp

endin

g; mo

re he

lp for

peop

le wh

o wan

t to d

rink l

ess; t

ough

ened

en

force

ment

of un

derag

e sale

s; trus

ted gu

idanc

e for

paren

ts an

d you

ng pe

ople;

publi

c info

rmati

on

camp

aigns

to pr

omote

a ne

w sen

sible

drink

ing

cultu

re; pu

blic c

onsu

ltatio

n on a

lcoho

l pric

ing an

d pro

motio

n; an

d the

deve

lopme

nt of

local

alcoh

ol str

ategie

s.

Natio

nal A

lcoho

l Sup

port

Team

Visit

to

Linc

olnsh

ire No

vemb

er 20

08In

Nove

mber

2008

the A

lcoho

l Harm

Redu

ction

Na

tiona

l Sup

port T

eam

were

invite

d to v

isit

Linco

lnshir

e to h

elp th

e Prim

ary Ca

re Tru

st (PC

T),

Loca

l Auth

ority,

Strat

egic

Healt

h Auth

ority

(SHA)

and

other

partn

ers to

iden

tify op

portu

nities

in re

lation

to

impro

ving d

elive

ry ag

ainst

alcoh

ol ha

rm re

ducti

on

targe

ts. Th

is su

pport

took

the f

orm of

a sit

e visi

t by

a tea

m of

expe

rienc

ed pr

actit

ioners

. A re

port o

f the

visit

was p

rovide

d alon

g with

sugg

estio

ns an

d off

ers wi

th res

pect

to fur

ther fa

cilita

tion a

nd su

pport

. Th

ese r

ecom

mend

ation

s hav

e help

ed in

forme

d the

de

velop

ment

of thi

s stra

tegy.

Introd

uctio

n: Lin

colns

hire A

lcoho

l Har

m Re

ducti

on St

rateg

y 200

9-11

104

Page 107: LICENSING COMMITTEE - Meetings, agendas, and minutes

We wa

nt Lin

colns

hire t

o be a

plac

e whe

re alc

ohol

is en

joyed

resp

onsib

ly an

d whe

re all

the p

eople

of Li

ncoln

shire

contr

ibute

effec

tively

and r

ealis

e the

ir pote

ntial

as

indivi

duals

, fami

lies a

nd ho

w the

y form

pa

rt of c

ommu

nities

.

We ar

e clea

r that

the sc

ale an

d exte

nt of

alcoh

ol mi

suse

in Li

ncoln

shire

requ

ires

a con

certe

d, eff

ectiv

e and

prop

ortion

ate

respo

nse f

rom th

e mult

i-age

ncy p

artne

rship

to tac

kle it.

There

is no

sing

le, si

mple

solut

ion. A

n eff

ectiv

e alco

hol st

rateg

y is o

ne th

at en

comp

asse

s a ra

nge o

f inter

venti

ons

aimed

at th

e who

le po

pulat

ion wi

th pa

rticu

lar ta

rgetin

g for

high-r

isk gr

oups

. Wh

ere po

ssible

, we h

ave d

rawn o

n the

na

tiona

l and

inter

natio

nal e

viden

ce ba

se

to ide

ntify

those

mea

sures

which

offer

the

greate

st ch

ance

of su

cces

s.

We ca

nnot

deliv

er the

long

term

-susta

inable

ch

ange

requ

ired b

y work

ing in

isola

tion.

It is

esse

ntial

that w

e work

in pa

rtners

hip wi

th a w

ide ra

nge o

f grou

ps an

d age

ncies

. Only

by

doing

so ca

n we c

hang

e Linc

olnsh

ire’s

relati

onsh

ip wi

th alc

ohol

for go

od an

d en

sure

that w

e use

our re

sourc

es ef

fectiv

ely

to ad

dress

the pr

oblem

s we a

re fac

ing

today

. The

refore

“Alco

hol H

arm Re

ducti

on-

Linco

lnshir

e” ha

s bee

n esta

blish

ed - p

ulling

tog

ether

all of

the r

eleva

nt pa

rtners

such

as

Linco

lnshir

e Prim

ary Ca

re Tru

st, Li

ncoln

shire

Co

unty

Coun

cil, D

istric

t Cou

ncils

, Unit

ed

Linco

lnshir

e Hos

pital

Trust,

Linc

olnsh

ire

Polic

e, Lin

colns

hire F

ire &

Rescu

e, Lin

colns

hire P

robati

on, L

incoln

shire

Drug

and A

lcoho

l Serv

ices t

o nam

e but

a few

. This

gro

up wi

ll prov

ide th

e nec

essa

ry lea

dersh

ip to

tackle

the h

arm ca

used

by al

coho

l.

Base

d on o

ur kn

owled

ge an

d und

erstan

ding

of alc

ohol

misu

se Al

coho

l Harm

Redu

ction

Lin

colns

hire c

onsid

ers th

at su

staine

d acti

on

is req

uired

in th

ree ar

eas:

1.) Po

sitive

Attit

udes

, Pos

itive C

hoice

s2.)

Supp

orting

Fami

lies &

Comm

unitie

s3.)

Impro

ved S

uppo

rt & Tr

eatm

ent

Unde

r eac

h of th

ese he

ading

s we o

utline

tho

se ac

tions

we ar

e alre

ady c

ommi

tted

to, as

well a

s the

new p

roposa

ls tha

t we w

ill un

derta

ke. To

gethe

r the a

ims o

f the m

easu

res

are bo

th to

addre

ss cu

rrent

proble

ms an

d de

liver lo

ng-te

rm su

staina

ble ch

ange

.

Meas

uring

our S

ucce

ssWh

ile ou

r app

roach

is ba

sed o

n the

best

natio

nal a

nd in

terna

tiona

l evid

ence

of th

e eff

ectiv

enes

s of h

arm re

ducti

on, it

is cr

ucial

tha

t we e

valua

te an

d rev

iew ho

w and

to

what

exten

t we a

re ac

hievin

g our

desir

ed

outco

mes f

or the

peop

le of

Linco

lnshir

e. Alc

ohol

Harm

Redu

ction

Linc

olnsh

ire wi

ll de

velop

a co

mpreh

ensiv

e mon

itorin

g and

ev

aluati

on fra

mewo

rk to

meas

ure ho

w the

ac

tions

we pu

t in pl

ace t

oday

contr

ibute

to red

ucing

Linc

olnsh

ire’s a

lcoho

l misu

se

proble

ms to

morro

w. Wh

ere ga

ps in

our

know

ledge

exist

, it wi

ll be t

he ro

le of

the

partn

ership

to co

nside

r how

thes

e gap

s can

be

bridg

ed. T

he de

livery

plan

later

in th

e do

cume

nt se

ts ou

t a nu

mber

of ke

y alco

hol-

relate

d ind

icator

s whic

h we b

eliev

e will

help

us to

evalu

ate ou

r perf

orman

ce.

Strate

gic Pr

ioritie

s: Linc

olnsh

ire Al

coho

l Har

m Re

ducti

on St

rateg

y 200

9-11

45

Strat

egic

Prior

ities

Linco

lnshir

e Al

coho

l Har

m Re

ducti

on

Strat

egy 2

009

Strat

egic

Prior

ity 1

Posit

ive At

titud

es,

Posit

ive Ch

oices

Strat

egic

Prior

ity 3

Impro

ved S

uppo

rt an

d Trea

tmen

t

Strat

egic

Prior

ity 2

Supp

orting

Fami

lies

and C

ommu

nities

105

Page 108: LICENSING COMMITTEE - Meetings, agendas, and minutes

7

Alcoh

ol is

an im

porta

nt pa

rt of L

incoln

shire

cultu

re an

d is e

njoye

d by t

he m

ajorit

y of a

dults

in th

e Co

unty.

Howe

ver, m

any p

eople

in Li

ncoln

shire

are

now e

xceed

ing se

nsibl

e drin

king g

uideli

nes a

nd do

no

t reco

gnise

them

as a

tool to

help

mana

ge th

eir

alcoh

ol us

e. Pe

ople

are co

nfuse

d or d

o not

fully

unde

rstan

d the

risks

asso

ciated

with

exce

ssive

alc

ohol

cons

umpti

on. W

e nee

d to s

uppo

rt cha

nge i

n pu

blic a

ttitud

es by

supp

orting

and e

ncou

raging

more

res

pons

ible d

rinkin

g. We

need

to in

creas

e awa

renes

s an

d und

erstan

ding i

n orde

r to em

powe

r and

enab

le ind

ividu

als to

mak

e more

posit

ive ch

oices

abou

t the

rol

e of a

lcoho

l in th

eir liv

es.

Posit

ive At

titud

es, P

ositi

ve Ch

oices

- Ke

y Acti

ons

Imple

ment

a com

munic

ation

s stra

tegy t

o ens

ure

the pe

ople

of Lin

colns

hire r

eceiv

e con

sisten

t me

ssage

s arou

nd al

coho

l. De

velop

and p

rogres

s the

alco

hol s

ocial

mark

eting

camp

aigns

alrea

dy un

derta

ken

in Lin

colns

hire

Deve

lop wo

rkplac

e alco

hol p

olice

s thro

ugho

ut

Linco

lnshir

ePro

vide a

lcoho

l awa

renes

s trai

ning t

o fron

tline s

taff

Linkin

g alco

hol m

essa

ges t

o othe

r loca

l cam

paign

s

such

as th

e hea

lthy w

eight

camp

aign

Disse

mina

te inf

ormati

on ab

out d

rinkin

g at

differ

ent r

isk le

vels

and u

nit m

easu

res as

part

of the

plan

ned c

ommu

nicati

on st

rateg

y

You w

ant u

s to s

ay th

at we

will p

enali

se bu

sines

ses

heav

ily th

at se

ll alco

hol to

unde

rage y

oung

peop

le.

You w

ant u

s to s

ay th

at the

re sh

ould

be m

ore al

coho

l ba

ns in

the t

owns

& ci

ties o

f Linc

olnsh

ire or

that

the pe

naltie

s for

alcoh

ol-rel

ated c

rime s

hould

be

increa

sed.

You w

ant u

s to s

ay th

at lic

ense

s sho

uld

be lim

ited a

nd th

ere sh

ould

be fe

wer p

ubs a

nd cl

ubs.

Beca

use t

hen i

t wou

ld be

easy

. It be

come

s our

– Alc

ohol

Harm

Redu

ction

Linc

olnsh

ire’s-

prob

lem an

d the

gove

rnmen

t’s pr

oblem

. Prob

lem so

lved.

Sorry

, it’s n

ot go

ing to

be as

simp

le as

that.

Thos

e so

lution

s will

not w

ork on

their

own.

The a

nswe

rs to

how w

e dea

l with

alco

hol h

arm ar

e nev

er go

ing to

be

simple

. We h

ave s

pent

centu

ries a

s a so

ciety

and a

cu

lture

learni

ng ho

w to d

rink l

ike th

is; we

’re no

t goin

g to

turn t

hat a

round

overn

ight. B

ut jus

t bec

ause

it’s

going

to be

diffic

ult do

esn’t

mea

n tha

t we s

hould

shy

away

from

doing

it.

What

can y

ou do

? Bec

ause

it’s y

ou th

at we

’re ta

lking

to,

the p

erson

read

ing th

is bo

oklet

. We’r

e goin

g to a

sk

you v

ery lit

tle. B

ut it’s

also

a lot

.

We’re

not g

oing t

o ask

you f

or an

y tub

-thum

ping

evang

elism

abou

t the e

vils of

drink

or th

e peri

ls of

gettin

g drun

k. Wh

at we

’re as

king i

s prob

ably

harde

r tha

n tha

t. We’r

e aski

ng, q

uite s

imply

, that

you o

wn yo

ur ow

n beh

aviou

r. You

set th

e stan

dard;

you’r

e ofte

n the

ho

st for

your

colle

ague

s, you

r staf

f, you

r work

mates

, yo

ur frie

nds, y

our fa

mily,

and y

our c

hildre

n.

Posit

ive At

titud

es, P

ostiv

e Cho

ices

Strat

egic

Prior

ity 1

Strate

gic Pr

iority

1: Po

sitive

Attit

udes

, Pos

itive

Choic

es

106

Page 109: LICENSING COMMITTEE - Meetings, agendas, and minutes

89

alcoh

ol an

d also

prom

oted t

he ne

w alco

hol

treatm

ent s

ervice

. The

“Fee

ling F

unny

?” ca

mpaig

n was

aime

d at y

oung

er so

ca

lled b

inge d

rinke

rs an

d emp

hasis

ed th

e cri

mina

l, hea

lth an

d soc

ial co

nseq

uenc

es

of ex

cessi

ve dr

inking

. How

ever

we ar

e no

w rea

dy be

gin to

take

this

appro

ach

a step

furth

er an

d disp

el so

me m

yths

and m

iscon

cepti

ons a

round

alco

hol. F

or ex

ample

, the p

ublic

imag

e of d

runke

nnes

s is

the st

agge

ring t

eena

ger v

omitin

g in t

he

gutte

r. But

clearl

y bing

e drin

king i

s not

just y

oung

peop

le. Bi

nge d

rinkin

g- ‘ris

ky

drink

ing’- i

s drin

king b

eyon

d the

point

of

intox

icatio

n. It’s

that

simple

. It’s w

here

you

are be

havin

g in w

ays t

hat y

ou wo

uldn’t

no

rmall

y beh

ave.

It’s wh

ere yo

u wak

e up

in the

morn

ing wi

th a h

ango

ver a

nd try

to

remem

ber if

you s

aid or

did a

nythi

ng

emba

rrassi

ng; o

r whe

re bra

vado

lead

s you

int

o an a

rgume

nt, an

accid

ent, a

fight

or a

bed.

Or wh

ere th

e cos

t is no

t just

emoti

onal

but fi

nanc

ial an

d one

week

’s wag

es

evap

orate

in on

e wee

kend

. Tha

t is bi

nge

drink

ing. A

nd th

e sca

ry thi

ng is

, too m

any

of us

know

exac

tly wh

at tha

t is.

We ha

ve al

so id

entifi

ed th

at we

need

to

begin

to lin

k alco

hol m

essa

ges t

o exis

ting

local

camp

aigns

such

as th

e hea

lthy w

eight

camp

aigns

. Alco

hol is

calor

ific - a

175m

l gla

ss of

white

wine

actua

lly ha

s the

same

nu

mber

of ca

lories

as a

pack

et of

crisp

s and

a p

int of

cide

r con

tains

the s

ame a

s a sli

ce

of ca

ke. O

ver-i

ndulg

ing ca

n the

refore

also

me

an pi

ling o

n the

poun

ds.

We wi

ll also

mon

itor a

nd re

spon

d ap

propri

ately

to the

resu

lts of

the E

ast

Midla

nds d

irect

socia

l mark

eting

camp

aign

that h

as be

en un

derta

ken i

n Linc

olnsh

ire.

Alco

hol a

nd th

e Wor

kplac

eTh

e majo

rity o

f peo

ple wi

th alc

ohol

proble

ms ar

e in e

mploy

ment.

In fa

ct, th

ose

who a

re in

emplo

ymen

t are

more

likely

to

drink

frequ

ently

and o

ver th

e rec

omme

nded

gu

idelin

es th

an th

ose w

ithou

t jobs

. Es

tablis

hing w

orkpla

ce al

coho

l poli

cies c

an

help

emplo

yers

limit t

he ef

fects

of alc

ohol

misu

se on

prod

uctiv

ity by

ensu

ring t

hat

emplo

yees

are fi

t for w

ork du

ring w

orking

ho

urs an

d ide

ntifyi

ng em

ploye

es wi

th alc

ohol

relate

d issu

es. Fo

r emp

loyee

s it c

an

help

them

acce

ss inf

ormati

on an

d sup

port

to ad

dress

proble

ms ea

rly an

d prov

ide

assu

rance

of fa

ir and

cons

isten

t proc

edure

s.

Many

emplo

yers

in Lin

colns

hire h

ave

alrea

dy in

trodu

ced w

orkpla

ce al

coho

l po

licies

. The

se co

mpan

ies ha

ve re

cogn

ised

that t

he co

sts as

socia

ted wi

th alc

ohol

at wo

rk, th

e imp

act o

f curr

ent le

gislat

ion,

and t

he no

table

links

betw

een a

lcoho

l and

ill

healt

h sug

gest

that a

n alco

hol p

olicy

is

beco

ming

an es

senti

al pa

rt of s

ound

bu

sines

s prac

tice.

We wi

ll the

refore

iden

tify

this g

ood p

ractic

e, de

velop

a tem

plate

workp

lace a

lcoho

l poli

cy an

d targ

et em

ploye

rs thr

ough

out t

he co

unty

with

inform

ation

arou

nd se

nsibl

e drin

king l

evels

, leg

al iss

ues a

nd tre

atmen

t serv

ices.

More

than 6

milli

on wo

rking

days

are

estim

ated t

o be l

ost in

the U

K eac

h yea

r to

alcoh

ol rel

ated s

ickne

ss ab

senc

e. In

addit

ion, a

round

50 00

0 peo

ple ac

ross t

he

UK cl

aim in

capa

city b

enefi

t due

to al

coho

l pro

blems

. The

refore

work

will c

omme

nce

to co

nsult

, draf

t and

agree

joint

worki

ng

arran

geme

nts be

twee

n alco

hol tr

eatm

ent

provid

ers, Jo

b Cen

tre Pl

us, e

duca

tion a

nd

traini

ng pr

ovide

rs to

supp

ort al

coho

l use

rs in

findin

g emp

loyme

nt in

Linco

lnshir

e.

Ultim

ately,

wheth

er pe

ople

drink

alco

hol

and h

ow m

uch t

hey d

rink i

s dow

n to

indivi

dual

choic

e. Fu

rtherm

ore in

dividu

als

must

take r

espo

nsibi

lity fo

r their

actio

ns

when

they

are u

nder

the in

fluen

ce of

alc

ohol.

Howe

ver, w

e hav

e an i

mport

ant ro

le to

play i

n ens

uring

that

peop

le are

able

to ma

ke in

forme

d cho

ices, a

nd en

coura

ging

those

that

do dr

ink to

do so

resp

onsib

ly; in

ma

king s

ure th

at bu

sines

ses s

ell al

coho

l res

pons

ibly;

and t

hat t

he in

dividu

al ch

oice

to dri

nk is

neve

r an e

xcuse

for c

ausin

g harm

to

others

. We a

re de

termi

ned t

o red

uce

the ha

rms a

ssocia

ted wi

th bin

ge dr

inking

, lon

g-term

alco

hol c

onsu

mptio

n by a

dults

at

levels

that

exce

ed he

alth g

uideli

nes, a

nd

drink

ing by

child

ren an

d you

ng pe

ople.

Redu

ce Co

nsum

ption

and

Raisi

ng Aw

arene

ss.

An im

porta

nt ele

ment

in ou

r stra

tegy

is to

raise

aware

ness

of alc

ohol

units

, to

enab

le co

nsum

ers to

estim

ate th

eir

own c

onsu

mptio

n of a

lcoho

l bett

er. It

is

equa

lly im

porta

nt to

raise

unde

rstan

ding

of the

healt

h risk

s res

ulting

from

exce

ssive

dri

nking

, both

thos

e from

regu

lar dr

inking

an

d bing

e drin

king o

n sing

le oc

casio

ns.

There

is co

nfusio

n amo

ngst

the ge

neral

pu

blic i

n Linc

olnsh

ire ab

out t

he nu

mber

of un

its in

diffe

rent d

rinks

and t

he cu

rrent

guide

lines

on co

nsum

ption

.

In thi

s situ

ation

, it is

diffic

ult fo

r cus

tomers

to

make

infor

med c

hoice

s and

to re

gulat

e the

ir alco

hol in

take s

o as t

o prot

ect t

heir

own h

ealth

and r

educ

e the

likeli

hood

of

intox

icatio

n. Th

ere is

clea

r sco

pe fo

r im

provin

g cus

tomer

know

ledge

and

aware

ness

of alc

ohol

units

and t

he ris

ks of

alc

ohol

cons

umpti

on.

Enab

ling t

he pu

blic t

o und

erstan

d the

lin

ks be

twee

n the

alco

hol u

nit co

ntent

of dif

feren

t drin

ks, a

nd th

e risk

s to h

ealth

of

exce

ssive

drink

ing an

d bing

e drin

king

would

also

help

to av

oid th

e risk

s of c

rime

and a

ntiso

cial b

ehav

iour a

ssocia

ted wi

th dru

nken

ness.

We wa

nt to

empo

wer

and e

nable

peop

le to

make

infor

med c

hoice

s ab

out t

heir a

lcoho

l use

, by

prov

iding

them

with

targe

ted, re

levan

t and

res

onan

t infor

matio

n. We

know

that

peop

le oft

en fe

el co

nfuse

d by

differ

ent h

ealth

mes

sage

s from

a va

riety

of so

urces

. We w

ill the

refore

deve

lop an

overa

ll alc

ohol

harm

redu

ction

comm

unica

tions

str

ategy

for L

incoln

shire

to br

ing m

ore

cons

isten

cy an

d clar

ity ar

ound

the h

arm

that c

an be

caus

ed by

alco

hol.

We wi

ll work

clos

ely wi

th all

licen

sed

premi

ses i

n Linc

olnsh

ire an

d we a

re su

pport

ive of

the g

overn

ment

propo

sing

to req

uire a

ll lice

nsed

prem

ises t

o disp

lay

inform

ation

abou

t the

alco

hol u

nit co

ntent

of dri

nks o

ffered

for s

ale. In

addit

ion,

off-tr

ade p

remise

s will

be ex

pecte

d to

displa

y hea

lth gu

idelin

es ab

out re

gular

co

nsum

ption

, infor

matio

n abo

ut the

healt

h ris

ks of

regu

lar ex

cessi

ve dr

inking

, bing

e dri

nking

and t

he ris

ks of

drink

ing al

coho

l du

ring p

regna

ncy.

We se

e this

as an

ex

celle

nt op

portu

nity t

o work

more

clos

ely

with

local

licen

sed p

remise

s to e

nsure

tha

t this

prop

osed

man

dator

y con

dition

is

met a

nd th

at a c

onsis

tent a

nd lo

calis

ed

messa

ge is

supp

lied t

o all l

icens

ed pr

emise

s ac

ross L

incoln

shire

. We w

ould

like a

lcoho

l ret

ailers

to em

brace

their

poten

tial n

ew

respo

nsibi

lities

and t

ake t

his ap

proac

h a

step f

urthe

r. We w

ould

also l

ike to

work

with

retail

ers, su

ch as

loca

l supe

rmark

ets, to

be

more

close

ly inv

olved

with

our lo

cal a

lcoho

l ca

mpaig

ns.

We wo

uld lik

e alco

hol re

tailer

s to e

mbrac

e the

ir pote

ntial

new r

espo

nsibi

lities

and

take t

his ap

proac

h a st

ep fu

rther.

We w

ould

also l

ike to

work

with

retail

ers, su

ch as

loca

l su

perm

arkets

, to be

invo

lved i

n and

deve

lop

a who

le co

mmun

ity ap

proac

h with

alco

hol

aware

ness

camp

aigns

of th

eir ow

n.

We ha

ve al

ready

unde

rtake

n two

su

cces

sful a

lcoho

l awa

renes

s cam

paign

s in

Linco

lnshir

e and

we wi

ll con

tinue

to bu

ild

upon

this

locali

sed a

pproa

ch. “T

he Tr

uth

May H

urt” c

ampa

ign as

ked c

halle

nging

qu

estio

ns of

the p

ublic

’s rela

tions

hip wi

th

Strate

gic Pr

iority

1: Po

sitive

Attit

udes

, Pos

itive

Choic

esStr

ategic

Prior

ity 1:

Posit

ive At

titud

es, P

ositi

ve Ch

oices

107

Page 110: LICENSING COMMITTEE - Meetings, agendas, and minutes

1011

We ne

ed to

prote

ct ou

r chil

dren a

nd yo

ung p

eople

fro

m the

harm

caus

ed by

alco

hol m

isuse

by

thems

elves

and o

thers

and t

o sup

port t

hem

to ma

ke

posit

ive ch

oices

. At t

he sa

me tim

e we n

eed t

o red

uce

the im

pact

of alc

ohol

relate

d crim

e and

diso

rder o

n ou

r com

munit

ies, m

aking

them

safer

and s

trong

er.

Supp

ortin

g Fam

ilies

- Key

Actio

nsRe

view t

he le

vel o

f alco

hol h

arm ed

ucati

on

provid

ed in

scho

ols in

Linc

olnsh

ireRe

view a

nd de

velop

appro

priate

teac

hing

resou

rces, i

nclud

ing a

DVD,

for us

e in C

itizen

ship

and P

SHE l

esso

ns in

scho

ols th

rough

out t

he

coun

ty.Pro

mote,

supp

ort an

d dev

elop n

ew an

d eme

rging

alcoh

ol fre

e you

th ac

tivitie

s thro

ugho

ut the

co

unty.

Deve

lop al

coho

l focu

ssed w

orksh

ops t

hroug

h

Fairp

lay Fo

otball

& Ta

rgeted

Youth

Supp

ortEn

sure

protoc

ols ar

e in p

lace w

ith al

l relev

ant

partn

ers to

iden

tify, a

ssess

and r

efer v

ulnera

ble

Child

ren &

Youn

g Peo

ple in

to alc

ohol

treatm

ent

servi

ces.

Asse

ss eff

ectiv

enes

s & up

take o

f age

chall

enge

schem

es, su

ch as

‘Cha

lleng

e 21’

in off

-licen

ces &

on

-licen

ces.

Revie

w and

deve

lop gu

idanc

e on a

lcoho

l for b

oth

youn

g peo

ple an

d the

ir pare

nts- li

nking

to th

e draf

t Ch

ief M

edica

l Offic

er Gu

idanc

e 200

8. Dr

aft, c

onsu

lt and

publi

sh a

Test

Purch

ase p

rotoc

ol

for re

levan

t age

ncies

to us

e in L

incoln

shire

.Su

pport

and p

romote

loca

l pare

nting

proje

cts th

at

addre

ss iss

ues a

round

alco

hol.

Deve

lop co

mpreh

ensiv

e guid

ance

and a

dvice

to pa

rents

and c

arers

In Lin

colns

hire o

n you

ng

peop

le’s a

lcoho

l use

- usin

g the

draft

Chief

Med

ical

Offic

er’s g

uidan

ce as

a ba

sis.

Furth

er de

velop

the p

rovisi

on of

the s

pecia

list

Targe

ted Pr

even

tion W

orker

post

withi

n Buz

zz pro

viding

supp

ort an

d adv

ocac

y serv

ices t

o the

ch

ildren

of al

coho

l misu

sing p

arents

– thi

s is

linke

d to t

he “H

idden

Harm

” age

nda.

If we a

re to

chan

ge Li

ncoln

shire

’s rela

tions

hip wi

th alc

ohol

for go

od, w

e mus

t add

ress t

he ne

eds o

f ch

ildren

and y

oung

peop

le.

Youn

g peo

ple ar

e grow

ing up

in a

cultu

re wh

ere

drink

ing, a

nd ev

en dr

inking

to ex

cess,

is se

en as

no

rmal.

TV im

ages

, stori

es ab

out c

elebri

ties a

nd

pop m

usic

all pr

esen

t drin

king a

nd ge

tting

drun

k as

norm

al an

d eve

n des

irable

.

Howe

ver we

mus

t prev

ent c

hildre

n and

youn

g peo

ple

misu

sing a

lcoho

l in th

e first

plac

e, an

d be b

etter

prepa

red to

inter

vene e

arly w

ith th

ose w

ho st

art to

exp

erime

nt, be

fore t

heir u

se be

come

s harm

ful or

pro

blema

tic. Th

ose a

ged u

nder

18 ar

e not

adult

s, but

child

ren an

d you

ng pe

ople

whos

e deve

loping

brain

s and

bo

dies a

re mo

re su

scepti

ble to

dama

ge fro

m dri

nking

, pu

tting t

hem

at inc

reased

risk f

rom wh

at ma

y see

m lik

e fair

ly sm

all am

ounts

of al

coho

l for a

n adu

lt. We

sh

ould

all lo

ok at

the w

ay in

which

youn

g peo

ple dr

ink

and a

sk ou

rselve

s the

quest

ion, “I

s it sa

fe for

them

to do

thi

s?” Re

search

show

s us t

hat m

ore yo

ung p

eople

toda

y are

choo

sing n

ot to

drink

alco

hol a

t all. B

ut tho

se wh

o do

drink

are c

onsu

ming

more

, start

ing to

drink

at ea

rlier

ages

and d

rinkin

g more

regu

larly.

Supp

orting

Fami

lies &

Comm

uniti

es

Strat

egic

Prior

ity 2

Strate

gic Pr

ioritie

s: Linc

olnsh

ire Al

coho

l Har

m Re

ducti

on St

rateg

y 200

9Str

ategic

Prior

ity 2:

Supp

ortin

g Fam

ilies

& Co

mmun

ities

108

Page 111: LICENSING COMMITTEE - Meetings, agendas, and minutes

1213

Strate

gic Pr

iority

2: Su

ppor

ting F

amili

es &

Comm

uniti

es

We kn

ow th

at yo

ung p

eople

who d

rink t

oo

much

alco

hol a

re mo

re lik

ely to

get in

volve

d in

antis

ocial

beha

viour

and c

ontrib

ute to

cri

me, a

nd th

ere is

also a

stron

g link

betw

een

youn

g peo

ple’s d

rinkin

g and

risky

sex w

hich

can l

ead t

o unw

anted

preg

nanc

ies an

d sex

ually

trans

mitte

d infe

ction

s.

Paren

ts are

vital

in sh

aping

the w

ay in

which

yo

ung p

eople

drink

, with

mos

t 11−

15-ye

ar-old

s who

have

tried

alco

hol g

etting

it fro

m the

ir pare

nts, a

nd dr

inking

it at

home

. You

ng

peop

le lea

rn fro

m an

d cop

y the

ir pare

nts’

drink

ing be

havio

urs an

d the

majo

rity of

pa

rents

do dr

ink in

a res

pons

ible m

anne

r. Ho

weve

r if bo

ttles a

nd ca

ns ta

ke up

a big

pa

rt of o

ur su

perm

arket

trolle

y eve

ry we

ek,

or we

drink

with

every

mea

l… Do

es tha

t tell

child

ren th

at alc

ohol

is jus

t ano

ther d

rink?

If o

ur ch

ildren

regu

larly

see us

drun

k…Do

es

that te

ll the

m it’s

norm

al, or

safe?

Just

a part

of

being

grow

n up?

In ad

dition

, we m

ust m

inimi

se the

impa

ct of

paren

tal al

coho

l misu

se on

child

ren an

d yo

ung p

eople

. This w

ill req

uire a

rang

e of

actio

ns wh

ich ed

ucate

all o

ur yo

ung p

eople

, an

d the

ir pare

nts, a

bout

alcoh

ol rel

ated

harm

, whil

e also

targe

ting i

nterve

ntion

s at

those

we kn

ow to

be m

ost a

t risk.

Preg

nanc

yDu

ring p

regna

ncy t

he be

havio

urs an

d life

style

of a m

other

to be

can h

ave l

ong-

term

impa

cts on

later

life o

utcom

es of

he

r chil

dren.

One o

f the m

ost p

redict

ive

indica

tors o

f poo

r adu

lt outc

omes

is lo

w bir

th we

ight. B

abies

below

avera

ge we

ight

are at

high

er ris

k of h

ealth

comp

licati

ons

throu

ghou

t chil

dhoo

d. Ev

idenc

e sug

gests

tha

t cau

ses o

f low b

irth w

eight

includ

e mo

thers

smok

ing du

ring p

regna

ncy a

nd in

the

home

, poo

r diet

and e

xcessi

ve al

coho

l or

drug c

onsu

mptio

n duri

ng pr

egna

ncy.

Paren

ting

The E

very

Child

Matt

ers: C

hang

e for

Child

ren pr

ogram

me re

cogn

ises t

hat

paren

ts, ca

rers a

nd fa

milie

s are

the m

ost

impo

rtant

influe

nce o

n outc

omes

for

child

ren an

d you

ng pe

ople.

Paren

ts’ an

d care

rs’ ow

n dri

nking

beha

viours

can

influe

nce t

heir c

hildre

n’s

alcoh

ol us

e. Th

is inc

ludes

all p

arents

, from

thos

e with

an

alcoh

ol pro

blem

to tho

se wh

o jus

t drin

k in

front

of ch

ildren

from

time-t

o tim

e.

Paren

ts ca

n also

influ

ence

their

child

ren’s

alcoh

ol us

e thro

ugh h

aving

clea

r rules

on

youn

g peo

ple’s d

rinkin

g; su

pervi

sion

and m

anag

emen

t; and

the c

losen

ess o

f the

ir rela

tions

hips w

ith th

eir ch

ildren

. Ho

weve

r, som

e pare

nts an

d care

rs ma

y fee

l ill

equip

ped t

o res

pond

to th

eir ch

ildren

’s alc

ohol

use a

nd re

lated

conc

erns. P

arents

ma

y be c

once

rned a

bout

what

the rig

ht ag

e is t

o perm

it drin

king a

nd wh

at lev

el of

alcoh

ol us

e is n

ormal

durin

g ado

lesce

nce

There

fore w

e will

produ

ce co

mpreh

ensiv

e gu

idanc

e and

advic

e to p

arents

and c

arers

in Lin

colns

hire o

n you

ng pe

ople’

s alco

hol

use.

We wi

ll ens

ure it

provid

es pr

actic

al ad

vice a

bout

talkin

g to c

hildre

n abo

ut alc

ohol

and t

he co

nseq

uenc

es of

alco

hol

misu

se, a

nd th

e imp

ortan

ce of

setti

ng

realis

tic bo

unda

ries a

nd in

centi

ves. W

e will

also e

nsure

that

the gu

idanc

e rec

ognis

es

faith

and c

ultura

l diffe

rence

s and

how t

his

relate

s to a

lcoho

l con

sump

tion a

mong

ch

ildren

and a

dults

in Li

ncoln

shire

.

Iden

tifyin

g Tho

se at

Risk

The s

afety

of ch

ildren

is pa

ramou

nt an

d cu

rrent

best

estim

ates in

dicate

that

more

than

1.3 m

illion

child

ren un

der 1

6 may

be af

fected

by

paren

tal al

coho

l misu

se in

Engla

nd.

We wi

ll see

k to i

mprov

e ide

ntific

ation

and

assess

ment

of aff

ected

child

ren an

d you

ng

peop

le, sh

aring

infor

matio

n amo

ngst

agen

cies w

here

appro

priate

, and

to bu

ild

the ca

pacit

y, ava

ilabil

ity an

d qua

lity of

su

pport

servi

ces. T

his wo

rk wil

l ens

ure th

at tho

se ch

ildren

at ris

k or in

need

of ad

dition

al su

pport

are i

denti

fied a

t earl

y stag

es an

d rec

eive a

pprop

riate

care

and s

uppo

rt. We

are c

ommi

tted t

o furt

her d

evelop

ing

the Ta

rgeted

Preve

ntion

reso

urces

within

sp

ecial

ist tre

atmen

t serv

ices t

o prov

ide

supp

ort an

d adv

ocac

y serv

ices t

o the

ch

ildren

of al

coho

l misu

sing p

arents

- this w

ill be

linke

d to t

he Hi

dden

Harm

agen

da. O

ne

of the

long

term

aims

of th

e Stre

ngthe

ning

Fami

lies S

trateg

y in L

incoln

shire

is to

reduc

e alc

ohol

and d

rug pr

oblem

s usin

g a ‘w

hole

family

’ appro

ach a

nd th

is will

be at

the h

eart

of all

our a

ctivit

y.

Strate

gic Pr

iority

2: Su

ppor

ting F

amili

es &

Comm

uniti

es

As su

ch ou

r reco

rd inv

estm

ent in

alco

hol

servi

ces m

eans

there

are s

ignific

ant

impro

veme

nts in

acce

ss to

appro

priate

tre

atmen

t for p

arents

resu

lting i

n pos

itive

bene

fits fo

r chil

dren a

ffecte

d by p

arenta

l alc

ohol

misu

se.

Drun

kenn

ess s

hould

neve

r be a

cond

ition

expe

rienc

ed in

child

hood

. Whil

st ea

ch

case

shou

ld be

look

ed at

on its

indiv

idual

merit

s, pare

nts an

d care

rs wh

o wilfu

lly an

d rou

tinely

allow

child

ren to

get d

runk m

ay

be co

ntribu

ting t

o sev

ere da

mage

to th

eir

child

ren’s h

ealth

and s

uch b

ehav

iour c

ould

be co

nside

red ne

glectf

ul. W

e will

ensu

re tha

t incid

ents

of rep

eated

drun

kenn

ess i

n ch

ildren

trigg

er the

exist

ing pr

oced

ures t

hat

are in

plac

e to s

afegu

ard an

d prom

ote th

e de

velop

ment

of ch

ildren

.

We ne

ed to

ensu

re tha

t all p

rofes

siona

l fro

ntline

worke

rs in

servi

ce de

livery

for

youn

g peo

ple an

d the

ir fam

ilies a

re ab

le to

identi

fy ch

ildren

and y

oung

peop

le wi

th alc

ohol

relate

d prob

lems a

nd m

ake

appro

priate

refer

rals t

o sup

port s

ervice

s. We

will e

nsure

that

profes

siona

ls from

all

healt

h, so

cial c

are an

d crim

inal ju

stice

ag

encie

s are

supp

orted

by in

forma

tion,

traini

ng, sk

ill de

velop

ment

and r

esou

rces

to en

able

them

to be

comp

etent

and

confi

dent

in res

pond

ing to

alco

hol re

lated

co

ncern

s in c

hildre

n and

youn

g peo

ple. W

e wi

ll also

revie

w the

Comm

on As

sessm

ent

Frame

work

(CAF)

and o

ther a

ssessm

ent

resou

rces t

o ens

ure th

at the

y are

being

fully

im

pleme

nted,

review

ed re

gular

ly an

d the

ou

tcome

s acte

d upo

n in r

elatio

n to a

lcoho

l.

The S

choo

l con

text:

Subs

tanc

e Mi

suse

Educ

ation

in Sc

hools

We re

cogn

ise th

at it i

s vita

l that

all yo

ung

peop

le ha

ve ac

cess

to rel

iable

inform

ation

ab

out a

lcoho

l and

its ha

rmful

effec

ts,

if the

y are

to ma

ke in

forme

d cho

ices

throu

ghou

t the

ir live

s.

Subs

tance

misu

se

educ

ation

in sc

hools

is

often

the fi

rst lin

e of

preve

ntion

again

st alc

ohol

misu

se, p

rovidi

ng

oppo

rtunit

ies to

pass

on

facts,

explo

re att

itude

s an

d cruc

ially,

foste

r the

sk

ills ne

eded

to m

ake

posit

ive de

cision

s. Wh

ile th

ere is

good

prac

tice i

n sub

stanc

e mi

suse

educ

ation

in sc

hools

arou

nd

Linco

lnshir

e, we

see t

hat m

ore ca

n be d

one

to inc

rease

its ef

fectiv

enes

s.

We wi

ll work

with

our p

artne

rs in

Linco

lnshir

e to i

mprov

e the

deliv

ery an

d co

nsist

ency

of su

bstan

ce m

isuse

educ

ation

in

schoo

ls. We

will u

ndert

ake a

revie

w of th

e cu

rrent

alcoh

ol ed

ucati

on pr

ovisi

on ac

ross

all se

tting

s in L

incoln

shire

. Follo

wing

the

review

we wi

ll sup

port t

each

ers an

d staf

f by

deve

loping

alco

hol h

arm ed

ucati

on

resou

rces t

o use

d whe

n deli

verin

g alco

hol

harm

redu

ction

educ

ation

.

More

Choic

es, M

ore Ch

ance

sOn

e of o

ur ke

y aim

s is t

o imp

rove t

he lif

e ch

ance

s of c

hildre

n, yo

ung p

eople

and

familie

s at ri

sk. S

timula

ting y

oung

peop

le to

remain

in ed

ucati

on, e

mploy

ment

or tra

ining

post

schoo

l is th

e bes

t way

of

ensu

ring t

heir l

ong t

erm em

ploya

bility

and

contr

ibutio

n to s

ociet

y. Th

e Linc

olnsh

ire

Child

ren &

Youn

g Peo

ples P

lan Re

view

2008

and t

he Li

ncoln

shire

Stren

gthen

ing

Fami

lies S

trateg

y aim

s to r

educ

e the

pro

porti

on of

youn

g peo

ple no

t in

educ

ation

, emp

loyme

nt or

traini

ng an

d alr

eady

iden

tifies

youn

g peo

ple wh

o are

involv

ed in

drug

or al

coho

l misu

se as

a ke

y targ

et gro

up. It

is ac

cepte

d tha

t the

se

youn

g peo

ple ar

e more

likely

to be

in ne

ed

of mo

re ch

oices

and c

hanc

es in

orde

r to

progre

ss as

succ

essfu

l adu

lts. T

his ca

n on

ly be

achie

ved t

hroug

h part

nersh

ip wo

rking

of al

l inter

ested

parti

es, a

nd gr

eater

pe

rsona

lisati

on an

d cho

ice of

prov

ision

.

109

Page 112: LICENSING COMMITTEE - Meetings, agendas, and minutes

1415

Strate

gic Pr

iority

2: Su

ppor

ting F

amili

es &

Comm

uniti

es

Risk

y Sex

& Te

enag

e Pr

egna

ncy

Alcoh

ol co

nsum

ption

is as

socia

ted wi

th: no

t us

ing a

cond

om du

ring a

youn

g

perso

n’s fir

st se

xual

enco

unter

; an i

ncrea

sed

likeli

hood

of ha

ving s

ex at

a yo

unge

r age

an

d reg

rettin

g it; u

nprot

ected

sex; t

eena

ge

pregn

ancy

and t

he lik

eliho

od of

contr

actin

g se

xuall

y tran

smitt

ed di

seas

es.

Binge

drink

ing an

d hea

vy al

coho

l use

in

youn

g peo

ple ov

er the

age o

f14 is

as

socia

ted wi

th ad

olesce

nt se

xual

activ

ity.

Adole

scents

who u

se al

coho

l are

more

likely

to

have

had s

exua

l inter

cours

e and

mult

iple

numb

ers of

sexu

al pa

rtners

. You

ng wo

men

who r

eport

bing

e drin

king a

re mo

re lik

ely to

ha

ve ex

perie

nced

attem

pted o

r force

d sex

. Alc

ohol

use b

efore

sexu

al ac

tivity

can a

lso

adve

rsely

affec

t the

use o

f con

doms

.

We wi

ll con

tinue

to wo

rk clo

sely

with

agen

cies a

lread

y tac

kling

thes

e issu

es in

Lin

colns

hire a

nd en

sure

that t

he m

essa

ges

surro

undin

g alco

hol a

re lin

ked t

o the

ap

propri

ate he

alth a

waren

ess c

ampa

igns.

Alte

rnat

ives t

o Alco

hol

Alcoh

ol ca

n be s

een

by ch

ildren

as on

e of

the ch

eape

st wa

ys of

pa

ssing

even

ing an

d ho

liday

times

, and

sport

s se

en as

an ex

pens

ive or

ina

cces

sible

optio

n. In

Linco

lnshir

e we w

ill en

sure

that fr

ee

or low

cost

altern

ative

s to d

rinkin

g are

easil

y ava

ilable

for y

oung

peop

le fro

m all

comm

unitie

s to e

ngag

e in.

Our

“Prev

entat

ive St

rateg

y- Str

ength

ening

Fa

milie

s” rec

ognis

es th

at po

sitive

activ

ities

can e

ngag

e you

ng pe

ople

who m

ight

otherw

ise be

come

invo

lved i

n risk

y be

havio

ur, su

ch as

alco

hol m

isuse

, or th

ose

who a

re dir

ectly

affec

ted by

alco

hol m

isuse

. We

will a

lso su

pport

the d

evelo

pmen

t of

new a

nd em

erging

alco

hol fr

ee yo

uth

activ

ities s

uch a

s the

Fairp

lay Fo

otball

and

Posit

ive Fu

tures

sche

mes. P

ositiv

e Futu

res

princ

ipal a

im is

to he

lp yo

ung p

eople

avoid

an

invo

lveme

nt in

offen

ding b

ehav

iour

and s

ubsta

nce m

isuse

by en

gagin

g the

m in

activ

ities a

nd cr

eatin

g rou

tes ba

ck in

to ed

ucati

on, vo

luntee

ring a

nd em

ploym

ent.

Limiti

ng ac

cess

to al

coho

l Wh

ilst n

o alco

hol c

onsu

mptio

n is t

he

healt

hiest

optio

n for

youn

g peo

ple, th

e rea

lity is

that

by th

e age

of 15

man

y ch

ildren

have

alrea

dy co

nsum

ed al

coho

l an

d sub

stanti

al nu

mbers

are d

rinkin

g reg

ularly

. You

ng pe

ople’

s leve

l of a

lcoho

l us

e is r

elated

to th

eir ab

ility t

o acc

ess

alcoh

ol. Th

e 200

4 Offe

nding

, Crim

e and

Ju

stice

Surve

y (OC

JS) id

entifi

ed th

at alm

ost

half o

f you

ng pe

ople

who d

rink s

ay th

ey go

t the

ir alco

hol fr

om th

eir pa

rents

with

less

than a

third

sayin

g the

y got

it from

frien

ds

and fi

nally

less

than a

quart

er sa

ying t

hey

got it

from

a pub

or an

off-li

cenc

e. We

have

ex

plaine

d how

we wi

ll eng

age w

ith pa

rents

in Lin

colns

hire e

arlier

in th

e stra

tegy.

Howe

ver c

hildre

n’s dr

inking

patte

rns al

so

depe

nd on

the l

ocati

on in

which

alco

hol is

co

nsum

ed. In

a ho

me or

othe

r sup

ervise

d en

viron

ment,

paren

ts ca

n mon

itor th

e am

ounts

of al

coho

l con

sume

d; dis

cuss

the da

ngers

asso

ciated

with

drink

ing an

d se

t bou

ndari

es fo

r con

sump

tion.

Drink

ing

in pa

rks, st

reets

and o

ther u

nsup

ervise

d se

tting

s is r

elated

to gr

eater

alco

hol-re

lated

ha

rm. T

his fo

rm of

unsu

pervi

sed d

rinkin

g is

more

likely

to oc

cur if

child

ren ob

tain

alcoh

ol fro

m a p

ub or

off-li

cenc

e. Pro

tectin

g ch

ildren

from

harm

is an

expli

cit ob

jectiv

e of

the Li

cens

ing Ac

t 200

3 and

as pa

rtners

we

are r

espo

nsibl

e for

makin

g sure

that

peop

le wh

o sell

alco

hol d

o so r

espo

nsibl

y. Lin

colns

hire P

olice

and T

rading

Stan

dards

ha

ve us

ed th

is leg

islati

on to

carry

out t

est-

purch

asing

opera

tions

arou

nd th

e cou

nty,

Strate

gic Pr

iority

2: Su

ppor

ting F

amili

es &

Comm

uniti

es

where

by an

unde

rage p

erson

worki

ng wi

th the

agen

cies e

nters

a lice

nsed

prem

ise

to bu

y alco

hol. W

here

a prem

ise fa

ils a

test-p

urcha

se, a

ction

can b

e tak

en by

both

the po

lice o

r trad

ing st

anda

rds an

d the

lic

ensin

g boa

rd. In

2008

/09 a

quart

er (55

) of

the 21

7 tes

t purc

hase

attem

pts un

derta

ken

by th

e Poli

ce an

d Trad

ing St

anda

rds fa

iled.

We ar

e com

mitte

d to s

uppo

rt the

use o

f test

purch

asing

opera

tions

to pr

otect

child

ren

from

harm

and w

e will

deve

lop th

ese

opera

tions

furth

er thr

ough

out t

he co

unty

in ord

er to

reduc

e this

test

purch

ase f

ailure

rat

e. We

will a

lso de

velop

a for

mal p

rotoc

ol for

how t

hese

opera

tions

are c

onsis

tently

ma

nage

d acro

ss Lin

colns

hire.

Howe

ver w

e ap

precia

te tha

t enfo

rceme

nt alo

ne is

not

the on

ly an

swer

and t

hat w

e sho

uld wo

rk clo

sely

with

licen

sed p

remise

s to a

void

them

sellin

g alco

hol to

unde

r-18’s

. We

have

alrea

dy pr

ovide

d edu

catio

n pac

ks to

lic

ense

d prem

ises a

round

the s

ale of

age

restri

cted p

roduc

ts an

d will

now u

pdate

this

resou

rce. In

addit

ion we

will c

ontin

ue to

en

coura

ge lic

ense

d prem

ises t

o und

ertak

e mo

re sta

ff trai

ning (

e.g. B

ritish

Insti

tute o

f Inn

keep

ing Le

vel 1

Train

ing).

We fe

el tha

t we m

ust a

lso co

ngrat

ulate

many

retai

lers w

ithin

Linco

lnshir

e, bo

th fro

m the

on lic

ence

and o

ff lice

nce t

rade

that h

ave w

ithou

t majo

r prom

pt mo

ved t

o a v

olunta

ry po

sition

of Ch

allen

ge 25

, from

a p

reviou

s pos

ition o

f Cha

lleng

e 21.

They

wi

ll the

refore

chall

enge

any c

ustom

er, at

po

int of

alco

hol sa

le, if

they b

eliev

e the

y ma

y be u

nder

that a

ge. H

owev

er we

feel

we

must

asse

ss the

uptak

e and

effec

tiven

ess o

f ag

e cha

lleng

e sch

emes

acros

s the

coun

ty to

ensu

re tha

t this

meth

od of

redu

cing t

he

sale

of alc

ohol

to ch

ildren

is co

nsist

ently

us

ed in

both

the on

and o

ff lice

nce t

rade.

We wi

ll loo

k to f

urthe

r dev

elop t

hese

sch

emes

using

best

practi

ce fro

m oth

er are

as in

the c

ountr

y (e.g

. Cam

bridg

e).

Supp

ortin

g Com

munit

ies -

Key A

ction

sEv

aluate

the s

ucce

ss of

the ‘Li

ncoln

Best

Bar N

one’

volun

tary a

ccred

itatio

n sch

eme a

nd wh

ether

this c

ould

be

introd

uced

in an

y othe

r area

s in

Linco

lnshir

e.Su

pport

the d

evelo

pmen

t of th

e exis

ting

‘Best

Bar N

one’

schem

e in L

incoln

foc

using

on be

st pra

ctice

rese

arche

d fro

m oth

er sch

emes

opera

ting a

round

the

coun

try.

Produ

ce a

report

asse

ssing

how a

coun

tywide

‘Bes

t Bar

None

’ sche

me

could

be de

velop

ed in

the f

uture

includ

ing th

e adv

antag

es an

d dis

adva

ntage

s of th

is ap

proac

h.Ide

ntify

the cu

rrent

uptak

e of a

ccred

ited

traini

ng by

licen

sed p

remise

s acro

ss Lin

colns

hire e

.g. Br

itish I

nstit

ute

of Inn

keep

ing (B

II) le

vel 1

traini

ng.

Enco

urage

a wi

der u

ptake

of tra

ining

an

d inv

estig

ate m

ethod

s of in

creas

ing

traini

ng th

rough

initia

tives

such

as

Best

Bar N

one.

Rese

arch,

desig

n and

deve

lop an

appro

priate

meth

od to

raise

aware

ness

and r

einfor

ce S.

141 o

f the L

icens

ing Ac

t- tha

t it is

an of

fence

for b

usine

sses t

o sell

alc

ohol

to pe

ople

who a

re

alrea

dy dr

unk.

Revie

w poli

ce lic

ensin

g serv

ice pr

ovisi

on

acros

s all t

hree p

olicin

g divi

sions

to

ensu

re a c

onsis

tent a

pproa

ch of

deali

ng

with

licen

sing i

ssues

by th

e Poli

ce ac

ross

Linco

lnshir

e. W

ork wi

th loc

al bre

wers

to se

e if th

ey

will p

ut no

t only

stren

gth bu

t num

ber o

f un

its on

bar p

umps

etc.

Pilot

an in

itiativ

e to c

ollec

t add

itiona

l

data

from

Accid

ent &

Emerg

ency

de

partm

ents

The l

ocal

pub,

bar o

r club

has b

een a

t the

heart

of m

any o

f Linc

olnsh

ire’s

comm

unitie

s for

gene

ration

s. We w

atch t

he

regula

rs in

Easte

nders

or Co

ronati

on St

reet

socia

lising

in th

eir lo

cal p

ub. T

hey p

rovide

im

porta

nt op

portu

nities

for s

ocial

ising

and

spac

es fo

r cele

bratio

ns of

all k

inds. T

hey

are al

so a

sourc

e of lo

cal e

mploy

ment,

as

are ho

tels a

nd re

staura

nts wh

ich to

gethe

r em

ploy o

ver 1

milli

on pe

ople

in the

UK.

In Lin

colns

hire t

he nu

mber

of em

ploye

es

emplo

yed i

n bars

as a

perce

ntage

of al

l em

ploye

es is

2.4%

110

Page 113: LICENSING COMMITTEE - Meetings, agendas, and minutes

1617

Strate

gic Pr

iority

2: Su

ppor

ting F

amili

es &

Comm

uniti

es

Desp

ite th

ese b

enefi

ts, so

me co

mmun

ities

suffe

r throu

gh al

coho

l misu

se. D

runke

n an

d anti

-socia

l beh

aviou

r cau

se di

stres

s to

many

, esp

ecial

ly the

elde

rly an

d infi

rm.

Youn

ger c

hildre

n can

be pu

t off u

sing p

arks

and p

lay ar

eas b

ecau

se of

the d

runke

n an

tics o

f their

elde

rs an

d the

mes

s the

y so

metim

es le

ave b

ehind

. Mea

nwhil

e, alc

ohol

misu

se, w

hethe

r in yo

ung p

eople

or

adult

s, was

tes liv

es an

d rob

s com

munit

ies

and s

ociet

y of p

roduc

tive p

eople

who m

ight

otherw

ise m

ake a

posit

ive di

fferen

ce to

the

life of

thos

e arou

nd th

em an

d the

coun

ty. In

Lin

colns

ire xx

xxx %

of pe

ople

cons

ider th

at “Pe

ople

Being

Drun

k or ro

wdy i

n pu

blic p

laces

as a

very/

fairly

big p

roblem

in

their a

rea.

Comm

unity

Safet

y Pa

rtners

hips

Comm

unity

Safet

y Part

nersh

ip’s w

ere

set u

p in L

incoln

shire

as a

respo

nse t

o the

Crim

e and

Diso

rder A

ct 19

98 an

d ha

ve be

en wo

rking

to re

duce

crim

e an

d diso

rder in

the a

rea ev

er sin

ce.

Each

distr

ict ar

ea in

Linc

olnsh

ire ha

s a

comm

unity

safet

y part

nersh

ip co

mpris

ing

of rep

resen

tative

s from

Linc

olnsh

ire Po

lice,

relev

ant D

istric

t Cou

ncils

, Linc

olnsh

ire

Polic

e Auth

ority,

Linc

olnsh

ire Fi

re Se

rvice

, Lin

colns

hire P

rimary

Care

Trust

and a

long

with

Linco

lnshir

e Cou

nty Co

uncil

othe

r org

anisa

tions

such

as ho

using

trusts

, the

Linco

lnshir

e Roa

d Safe

ty Pa

rtners

hip an

d yo

uth of

fendin

g tea

ms to

name

a few

.

Comm

unity

Safet

y Part

nersh

ips ha

ve

deve

loped

effec

tive a

nd in

nova

tive

initia

tives

to ta

ckle

the ef

fects

of alc

ohol

misu

se in

villa

ges, t

owns

and c

ity ce

ntres

ac

ross L

incoln

shire

. The

gene

ral pr

incipl

e of

this a

pproa

ch is

that

by ga

therin

g go

od qu

ality

intell

igenc

e, wh

ich ca

n the

n be a

nalys

ed an

d use

d by a

rang

e of

agen

cies, a

lcoho

l-relat

ed di

sorde

r can

be

more

effec

tively

man

aged

and u

ltimate

ly pre

vente

d. Th

ere is

no si

ngle

appro

ach;

most

local

plans

deplo

y a ra

nge o

f me

asure

s app

ropria

te to

local

need

.

The k

ey to

the s

ucce

ss of

this a

pproa

ch is

en

surin

g lon

ger te

rm ch

ange

in pr

actic

e so

that t

hese

inno

vativ

e init

iative

s bec

ome

susta

inable

and n

ot sim

ply on

e-off

camp

aigns

.

Alcoh

ol mi

suse

, ove

rcons

umpti

on an

d su

bseq

uent

disord

er an

d harm

plac

es

a hea

vy bu

rden o

n our

publi

c serv

ices.

From

polic

ing to

wn ce

ntres

at ni

ght,

treati

ng al

coho

l relat

ed in

juries

in

Accid

ent &

Emerg

ency

depa

rtmen

ts an

d pro

viding

othe

r serv

ices t

o res

pond

to th

e co

nseq

uenc

es of

alco

hol m

isuse

. We h

ave

recog

nised

that

we ne

ed to

achie

ve a

bette

r un

derst

andin

g of th

e natu

re an

d sco

pe of

vio

lence

and d

isorde

r in Li

ncoln

shire

and

succ

essiv

e res

earch

stud

ies ha

ve id

entifi

ed

that t

raditio

nal a

nalys

is of

polic

e data

wi

ll not

provid

e the

full p

icture

need

ed.

Accid

ent a

nd Em

ergen

cy de

partm

ents

have

be

en id

entifi

ed as

a so

urce f

or en

hanc

ing

this d

ata, b

y cap

turing

detai

ls of th

eir

role i

n trea

ting p

atien

ts, pa

rticu

larly

in the

conte

xt of

the ni

ght-t

ime e

cono

my.

There

fore w

e will

pilot

an in

itiativ

e in o

ne

Accid

ent a

nd Em

ergen

cy de

partm

ent in

Lin

colns

hire t

o extr

act fu

rther

inform

ation

on

the t

empo

ral an

d loc

ation

al na

ture

of alc

ohol-

relate

d viol

ent o

ffenc

es an

d vio

lent c

rime,

signifi

cantl

y enh

ancin

g our

know

ledge

abou

t hots

pots.

We w

ill as

sess

the us

efulne

ss of

the pi

lot an

d if s

ucce

ssful

enco

urage

othe

r Acc

ident

& Em

ergen

cy

depa

rtmen

ts in

Linco

lnshir

e to a

dopt

the

schem

e.

Tools

and p

owers

to ta

ckle

alcoh

ol rel

ated

diso

rder

in Lin

colns

hire.

City a

nd to

wn ce

ntre n

ight-t

ime e

cono

my

has g

rown i

n Linc

olnsh

ire ov

er rec

ent

years

- in so

me ca

ses c

onsid

erably

. Whil

st bri

nging

man

y sign

ifican

t ben

efits,

this

growt

h is a

lso pl

acing

incre

asing

costs

on

statut

ory se

rvice

s inc

luding

polic

e forc

e and

cri

mina

l justi

ce sy

stems

and a

lso th

e cos

ts of

tidyin

g up t

own c

entre

s and

accid

ent

and e

merge

ncy c

osts.

Mos

t tow

n cen

tres

in Lin

colns

hire h

ave n

ow in

trodu

ced s

ome

form

of de

dicate

d high

visib

ility p

olicin

g, su

ch as

the r

egula

r Linc

oln “S

afe in

The

City”

polic

ing op

eratio

n, du

ring p

eak t

imes

an

d in i

denti

fied h

otspo

ts. M

any a

reas i

n Lin

colns

hire,

such

as Sk

egne

ss, Bo

ston &

Lin

coln,

have

also

seen

the b

enefi

t hav

e es

tablis

hing m

ulti-a

genc

y “Sa

fezon

es” o

n the

stree

ts at

peak

times

.

Strate

gic Pr

iority

2: Su

ppor

ting F

amili

es &

Comm

uniti

es

Howe

ver a

s a re

sult o

f this

signifi

cant

growt

h in t

he ni

ght t

ime e

cono

my in

Lin

colns

hire w

e nee

d to e

nsure

that

the

appro

priate

reso

urces

are i

n plac

e to

mana

ge th

is. W

e hav

e alre

ady s

uppo

rted

the de

velop

ment

of the

succ

essfu

l Stre

et Pa

stors

Sche

me in

Linc

oln an

d more

rec

ently

the i

ntrod

uctio

n of E

venin

g Ec

onom

y Ward

ens t

hroug

hout

Linco

lnshir

e. Bo

th sch

emes

supp

ort ag

encie

s in t

he

mana

geme

nt of

the ni

ght t

ime e

cono

my

- the

Stree

t Pas

tors o

fferin

g cari

ng an

d frie

ndly

assis

tance

to vi

sitors

whils

t the

Ev

ening

Econ

omy W

arden

s prov

iding

rea

ssuran

ce, su

pport

and d

ealin

g with

iss

ues i

n crim

e “ho

tspots

” befo

re the

y es

calat

e to a

serio

us le

vel.

Yet w

e also

need

to en

sure

we ha

ve

adeq

uate

resou

rces t

o mee

t our

own

statut

ory ob

ligati

ons a

s age

ncies

. The

refore

we

will u

ndert

ake a

revie

w of p

olice

lic

ensin

g serv

ice pr

ovisi

on ac

ross a

ll thre

e po

licing

divis

ions t

o ens

ure a

cons

isten

t ap

proac

h of d

ealin

g with

licen

sing i

ssues

by

the P

olice

acros

s Linc

olnsh

ire. W

here

nece

ssary

we wi

ll also

be in

volve

d in t

he

deve

lopme

nt of

the pr

opos

al to

create

a s

hared

Publi

c Prot

ectio

n Serv

ice in

Lin

colns

hire,

which

would

inclu

de th

e Loc

al Au

thorit

y alco

hol li

cens

ing fu

nctio

ns.

It is

true t

hat t

he va

st ma

jority

of th

e peo

ple

enjoy

alco

hol w

ithou

t ca

using

harm

to

thems

elves

or to

othe

rs.

But fo

r othe

rs, al

coho

l misu

se is

a ve

ry rea

l pro

blem

and f

or ma

ny to

wns i

n Linc

olnsh

ire

the pr

oblem

s of a

lcoho

l-relat

ed cr

ime

and d

isorde

r are

a visi

ble co

nseq

uenc

e of

alcoh

ol mi

suse

. It is

well k

nown

that

the

night-

time e

cono

my an

d bing

e drin

king

have

been

incre

asing

acros

s the

coun

try

and l

egisl

ation

(for e

xamp

le the

ASB A

ct 20

03 an

d Lice

nsing

Act 2

003)

has b

een

introd

uced

to m

anag

e som

e of th

e effe

cts

of lat

e nigh

t drin

king i

nclud

ing lit

tering

, no

ise nu

isanc

e, pu

blic u

rinati

on, fi

ghtin

g an

d crim

inal d

amag

e. Alc

ohol-

relate

d dis

order

and v

iolen

ce is

parti

cular

ly co

mmon

in an

d arou

nd pu

blic t

ransp

ort

links

and a

t flas

hpoin

ts wh

ere pe

ople

leave

pu

bs an

d mov

e on t

o club

s in t

he ea

rly

hours

of th

e morn

ing. A

cross

Linco

lnshir

e, the

natur

e of th

e nigh

t-tim

e eco

nomy

va

ries a

s do t

he ap

proac

hes r

equir

ed to

ma

nage

diso

rder u

nder

these

often

spec

ific

cond

itions

.

We ar

e awa

re tha

t man

y tow

n and

city

centr

es in

Linc

olnsh

ire fa

ce th

eir ow

n un

ique p

roblem

s with

rega

rds to

the e

ffects

of

alcoh

ol mi

suse

. We a

ckno

wledg

e tha

t the

licen

sed p

remise

s the

mselv

es pl

ay a

vital

part i

n the

man

agem

ent o

f the n

ight-

time e

cono

my ho

weve

r large

numb

ers of

pe

ople

drink

ing wi

thin r

elativ

ely co

mpac

t dis

tricts

can l

ead t

o anti

-socia

l beh

aviou

r an

d diso

rder, p

articu

larly

if lice

nsed

pre

mise

s hav

e serv

ed cu

stome

rs wh

o are

alrea

dy dr

unk.

There

fore w

e will

resea

rch,

desig

n and

deve

lop an

appro

priate

meth

od

to rai

se aw

arene

ss an

d rein

force

S.14

1 of

the Li

cens

ing Ac

t- tha

t it is

an of

fence

for

busin

esse

s to s

ell al

coho

l to pe

ople

who a

re alr

eady

drun

k. Wh

ilst w

e ack

nowle

dge t

hat

this m

ay be

diffic

ult to

prog

ress w

e fee

l that

it is a

n imp

ortan

t piec

e of le

gislat

ion th

at mu

st no

t be f

orgott

en. W

e hop

e tha

t we

can e

mpha

sise t

he et

hical

respo

nsibi

lities

tha

t lice

nsed

prem

ises h

ave w

hen s

elling

alc

ohol.

Howe

ver w

e also

reco

gnize

that

simply

en

forcin

g the

curre

nt leg

islati

on in

iso

lation

will n

ot be

succ

essfu

l in im

provin

g the

stan

dards

in lic

ense

d prem

ises i

n Lin

colns

hire.

We m

ust w

ork cl

osely

with

licen

sees

to bu

ild up

a po

sitive

relat

ionsh

ip an

d enc

ourag

e the

m to

volun

tarily

impro

ve

stand

ards a

nd m

anag

emen

t prac

tices

. We

reali

se th

at the

majo

rity o

f lice

nsed

pre

mise

s in L

incoln

shire

are e

xtrem

ely we

ll ma

nage

d how

ever

inevit

ably

there

are th

ose

which

are n

ot.

111

Page 114: LICENSING COMMITTEE - Meetings, agendas, and minutes

1819

Strate

gic Pr

iority

2: Su

ppor

ting F

amili

es &

Comm

uniti

es

The i

ntrod

uctio

n of th

e Linc

oln Be

st Ba

r No

ne sc

heme

in 20

08 wa

s a bi

g step

for

ward

toward

s imp

roving

stan

dards

wi

thin t

he ni

ght t

ime e

cono

my in

the C

ity.

Best

Bar N

one p

rovide

s a m

uch n

eede

d op

portu

nity t

o lice

nsee

s to d

emon

strate

to

partn

ers ju

st ho

w well

they

man

age t

heir

premi

se an

d is a

reco

gnise

d awa

rd sch

eme

supp

orted

by th

e Hom

e Offic

e. It

is aim

ed

at pro

motin

g res

pons

ible m

anag

emen

t and

op

eratio

n of a

lcoho

l-lice

nsed

prem

ises, t

hus

reduc

ing al

coho

l relat

ed cr

ime a

nd di

sorde

r.

We ar

e com

mitte

d to s

uppo

rting

the

schem

e in L

incoln

into

its se

cond

year

and w

ill wo

rk wi

th the

Linc

oln Bu

sines

s Im

prove

ment

Group

(BIG

), who

are

mana

ging t

he pr

oject,

to ev

aluate

it an

d tak

e the

point

s we h

ave l

earnt

to ot

her

areas

arou

nd Li

ncoln

shire

.

In ad

dition

to th

e Bes

t Bar

None

sche

me

we ha

ve al

so be

en wo

rking

with

licen

sees

to

enco

urage

the v

olunta

ry ad

optio

n of

the us

e of p

olyca

rbona

te gla

sses i

n orde

r to

reduc

e the

numb

er of

glass

relate

d inc

idents

and a

ccide

nts.

Stree

t drin

king i

s ofte

n see

n as a

threa

t to

publi

c safe

ty an

d app

ears

regula

rly in

su

rveys

arou

nd pu

blic p

ercep

tion o

f crim

e an

d safe

ty. So

metim

es th

e pres

ence

of

intox

icated

, pos

sibly

rowdy

and u

nkem

pt gro

ups o

f peo

ple in

publi

c plac

es ca

n fos

ter

a sen

se of

a da

nger

for m

any m

embe

rs of

the pu

blic -

espe

cially

the e

lderly

. We

agree

that

in so

me ar

eas i

n Linc

olnsh

ire,

such

as Sk

egne

ss, Bo

ston a

nd Gr

antha

m,

the in

trodu

ction

of m

easu

res to

tack

le dri

nking

in th

e stre

ets is

a ne

cessa

ry an

d pro

porti

onal

step.

Desig

nated

Publi

c Plac

e Or

ders

(DPP

O) ha

ve re

place

d drin

king

bylaw

s and

can b

e crea

ted in

a pu

blic p

lace

where

nuisa

nce o

r ann

oyan

ce to

the p

ublic

ha

s bee

n asso

ciated

with

the co

nsum

ption

of

alcoh

ol in

that a

rea. P

olice

and P

CSO’s

ca

n use

discr

etion

and c

onfis

cate

alcoh

ol if a

pprop

riate.

Howe

ver w

e hav

e lea

rnt

from

the in

trodu

ction

of ot

her D

PPO’s

aro

und t

he co

untry

that

the ov

er-rel

iance

on

enfor

ceme

nt alo

ne, w

ithou

t the

use o

f a p

roblem

solvi

ng ap

proac

h, ca

n lea

d to

initia

tives

such

as th

is be

comi

ng a

mere

‘stick

ing pl

aster

’ ove

r the w

ider c

ause

s of

alcoh

ol rel

ated c

rime a

nd di

sorde

r. For

exam

ple as

a co

nseq

uenc

e of in

trodu

cing a

DP

PO, ‘s

treet

drink

ers’ m

ay be

disp

ersed

to

other

areas

in th

e com

munit

y tha

t are

not

cove

red by

the D

PPO a

rea.

There

fore w

e hav

e com

missi

oned

a ‘De

tache

d Alco

hol O

pen A

cces

s’ sch

eme

to im

prove

acce

ss an

d eng

agem

ent

servi

ces f

or ‘st

reet d

rinke

rs’ in

Linc

olnsh

ire

where

ver th

ey co

ngreg

ate. T

he in

itial y

ear

long s

chem

e will

provid

e harm

redu

ction

inf

ormati

on an

d enc

ourag

e eng

agem

ent in

tre

atmen

t inter

venti

ons. O

ne of

the a

ims o

f thi

s init

iative

is to

redu

ce th

e crim

inal a

nd

anti-

socia

l beh

aviou

r of th

is gro

up in

publi

c pla

ces a

nd re

duce

alco

hol re

lated

crim

inal

activ

ity.

Strate

gic Pr

iority

2: Su

ppor

ting F

amili

es &

Comm

uniti

es

Howe

ver w

e also

belie

ve th

ere ar

e rea

l op

portu

nities

in ad

optin

g more

posit

ive

appro

ache

s to p

lace s

hapin

g suc

h as t

he

Purpl

e Flag

initia

tive,

simila

r to bl

ue fla

gs

for be

ache

s and

gree

n flag

s for

parks

and

open

spac

es. T

his in

volve

s acc

reditin

g tow

n cen

tres a

nd ot

her p

laces

as a

suita

ble

locati

on to

come

and e

njoy,

for a

mixe

d po

pulat

ion of

custo

mers

at dif

feren

t tim

es.

A Purp

le Fla

g aim

s to b

e an a

ccred

itatio

n an

d an i

ndica

tion o

f a we

ll-reg

ulated

safe

envir

onme

nt.

This

type o

f app

roach

is de

signe

d to l

ook

not o

nly at

aesth

etics

and g

ood d

esign

, but

also e

rgono

mics,

acce

ss/eg

ress, a

long w

ith

stand

ards o

f beh

aviou

r and

regu

lation

in an

are

a. Th

is is

a pos

itive i

nitiat

ive an

d perh

aps

gives

a co

ntrary

posit

ion to

bran

ding a

reas

‘Alco

hol D

isorde

r Zon

es’ o

r ‘Con

trolle

d Dr

inking

Zone

s’. Wh

ilst w

e are

aware

there

are

some

prob

lems w

ith th

e ove

rarch

ing

body

who m

anag

e this

relat

ively

new

schem

e we h

ope t

his ca

n be r

esolv

ed an

d thi

s app

roach

cons

idered

for to

wns a

cross

Linco

lnshir

e.

Howe

ver a

s age

ncies

we ca

n no l

onge

r focu

s sim

ply on

conta

ining

or m

anag

ing th

e dis

order

so of

ten as

socia

ted wi

th ex

cessi

ve

drink

ing bu

t nee

d to t

ake m

easu

res to

sig

nifica

ntly r

educ

e it in

cludin

g thro

ugh

targe

ted de

terren

ce of

thos

e res

pons

ible.

The r

espo

nsibi

lity of

en

ding t

he bi

nge d

rinkin

g cu

lture

must

lie in

part

with

the in

dividu

al.

Howe

ver, i

ndivi

duals

need

to un

derst

and

that if

as a

result

of irr

espo

nsibl

e drin

king

they c

ommi

t offe

nces

thes

e will

not

be tre

ated a

s som

ehow

of on

ly mi

nor

impo

rtanc

e.

We wi

ll con

tinue

to ta

rget t

hose

indiv

iduals

wh

ose a

buse

of al

coho

l resu

lts in

prob

lems

of dis

order

throu

ghou

t our

comm

unitie

s in

Linco

lnshir

e. We

will c

ontin

ue to

prom

ote

the us

e of to

ols su

ch as

Anti-

Socia

l Be

havio

ur Or

ders,

Fixe

d Pen

alty N

otice

s and

oth

er me

asure

s to d

eal w

ith th

is pro

blem

and w

e will

explo

re ho

w freq

uentl

y the

y are

used

and h

ow ef

fectiv

e the

y can

be. W

e wi

ll also

embra

ce, w

here

appro

priate

, any

ne

w leg

islati

on su

ch as

‘Drin

king B

annin

g Or

ders’

and ‘

Direc

tions

to In

dividu

als to

Le

ave a

Loca

lity’.

112

Page 115: LICENSING COMMITTEE - Meetings, agendas, and minutes

2021

There

is str

ong e

viden

ce th

at ea

rly in

terve

ntion

with

indivi

duals

whos

e drin

king i

s like

ly to

expo

se the

m to

increa

sed ris

k can

be ef

fectiv

e in h

elping

them

to

reduc

e the

ir alco

hol in

take.

But m

any p

eople

in

Linco

lnshir

e don

’t rea

lise th

at the

ir drin

king i

s plac

ing

them

at inc

reased

risk.

We ne

ed to

impro

ve pr

even

tion

activ

ity, id

entify

ing pe

ople

whos

e alco

hol u

se ma

y be

harm

ful wi

thout

their b

eing a

ware

of it,

and s

uppo

rting

them

to ma

ke po

sitive

chan

ges. A

lso we

need

to

supp

ort th

ose w

ith m

ore se

rious

prob

lems, s

uch a

s alc

ohol

depe

nden

cy, w

ho of

ten re

quire

more

inten

sive

supp

ort to

enab

le the

m to

addre

ss the

ir drin

king.

Impr

oved

Supp

ort &

Trea

tmen

t –

Key A

ction

sDr

aft, c

onsu

lt and

agree

joint

worki

ng

arran

geme

nts be

twee

n alco

hol tr

eatm

ent

provid

ers, Jo

b Cen

tre Pl

us, e

duca

tion a

nd tra

ining

pro

viders

to su

pport

alco

hol u

sers

in ge

tting

em

ploym

ent.

Reco

rd an

d mon

itor h

igh-ri

sk do

mesti

c abu

se

case

s whe

re alc

ohol

is a f

actor

and d

evelo

p loc

al res

pons

es as

appro

priate

Inv

estig

ate ho

w the

uptak

e of p

eople

atten

ding t

he

Reha

bilita

tion C

ourse

s for

Drink

Drive

rs co

uld be

inc

rease

d. Als

o res

earch

how t

he al

coho

l trea

tmen

t se

rvice

s cou

ld he

lp de

velop

thes

e cou

rses f

urthe

r.De

velop

and i

mplem

ent A

lcoho

l Trea

tmen

t

Requ

ireme

nts as

part

of a c

ommu

nity o

rder.

Agree

an ac

tion p

lan fo

r add

ressin

g the

hous

ing

need

s of p

roblem

atic a

lcoho

l use

rs (to

inclu

de:

data

requir

emen

ts; aw

arene

ss tra

ining

for h

ousin

g wo

rkers,

RSL’s

and p

rivate

Land

lords

; crit

eria

for pr

iority

hous

ing; a

ssessi

ng ne

ed fo

r floa

ting

supp

ort an

d asse

rtive

outre

ach)

Unde

rtake

a va

lidati

on ch

eck o

f exis

ting p

athwa

ys

of the

Hosp

ital A

lcoho

l Liai

son s

ervice

to in

form

future

comm

ission

ing in

tentio

ns.

Conti

nue t

o mon

itor t

he ke

y perf

orman

ce

indica

tors r

elatin

g to t

he ne

wly c

ommi

ssion

ed

detac

hed a

lcoho

l ope

n acc

ess s

ervice

. Th

is wi

ll inc

lude s

ome p

roces

s map

ping.

Conti

nue t

o mon

itor t

he Ho

me Of

fice f

unde

d

Youn

g Pers

on Al

coho

l Arre

st Re

ferral

sche

me pi

lot

in Lin

colns

hire.

Ensu

re tha

t pres

ent a

nd fu

ture s

ervice

deliv

ery of

spec

ialist

alco

hol tr

eatm

ent s

ervice

s hav

e bee

n co

mmiss

ioned

and d

esign

ed in

cons

ultati

on wi

th se

rvice

users

.It h

as lon

g bee

n clea

r that

excess

drink

ing pu

ts yo

ur lon

g term

healt

h at ri

sk an

d tha

t this r

isk in

crease

s wit

h con

sump

tion.

The c

hronic

healt

h effe

cts of

alco

hol

can a

ffect

nume

rous o

rgans

in th

e bod

y and

lead

to

variou

s dise

ases a

nd co

nditio

ns. Th

ese in

clude

: liver

cir

rhosis

, certa

in ca

ncers

, strok

es, pa

ncrea

titis, g

astriti

s, hig

h bloo

d pres

sure,

fertil

ity pr

oblem

s, imp

otenc

e, ne

urolog

ical p

roblem

s and

men

tal he

alth p

roblem

s.

The N

orth W

est P

ublic

Healt

h Obs

ervato

ry (N

WPHO

) ha

s prod

uced

estim

ates o

f the p

roport

ion of

the

popu

lation

in Li

ncoln

shire

who a

re cla

ssifie

d as

enga

ging i

n:

binge

drink

ing

haza

rdous

drink

ing,

harm

ful dr

inking

depe

nden

t drin

kng

■ 17

% of

the po

pulat

ion in

Linco

lnshir

e are

estim

ated

binge

drink

ing- m

eanin

g tha

t nea

rly 95

,000 p

eople

are

cons

uming

at le

ast tw

ice th

e dail

y rec

omme

nded

am

ount

of alc

ohol

in a s

ingle

drink

ing se

ssion

(that

is, 8

or mo

re un

its fo

r men

and 6

or m

ore un

its fo

r wom

en).

Impr

oved

Supp

ort &

Trea

tmen

t

Strat

egic

Prior

ity 3

Strate

gic Pr

iority

3: Im

prov

ed Su

ppor

t & Tr

eatm

ent

113

Page 116: LICENSING COMMITTEE - Meetings, agendas, and minutes

2223

Strate

gic Pr

iority

3: Im

prov

ed Su

ppor

t & Tr

eatm

ent

This

data

also s

ugge

sts th

at 18

.4% of

the

popu

lation

in Li

ncoln

shire

are d

rinkin

g at

haza

rdous

leve

ls. Th

is me

ans t

hat o

ver

100,0

00 pe

ople

throu

ghou

t the

coun

ty are

dri

nking

betw

een 2

2 and

50 un

its of

alco

hol

per w

eek f

or ma

les, a

nd be

twee

n 15 a

nd

35 un

its of

alco

hol p

er we

ek fo

r fema

les.

Haza

rdous

drink

ing is

also

know

n as “

risky

dri

nking

”.

This c

once

pt is s

imila

r to th

e ide

a of

risky

beha

viour.

For e

xamp

le, sm

oking

20

cigare

ttes a

day m

ay no

t be a

ccomp

anied

by

any p

resen

t or a

ctual

harm

, but

we kn

ow it

is haza

rdous

. If yo

u are

regula

rly dr

inking

at

a leve

l that

place

s you

at in

creasi

ng ris

k you

mi

ght a

lread

y hav

e exp

erien

ced p

roblem

s lik

e fee

ling t

ired o

r dep

ressed

, gain

ing ex

tra

weigh

t, mem

ory lo

ss wh

ile dr

inking

, slee

ping

poorl

y and

sexu

al dif

ficult

ies.

The N

WPHO

data

also t

ells u

s tha

t 4.3%

of

the po

pulat

ion in

Linco

lnshir

e are

drink

ing at

ha

rmful

level

s. This

mea

ns th

at ov

er 24

,000

peop

le thr

ough

out th

e cou

nty ar

e con

sumi

ng

more

than 5

0 unit

s of a

lcoho

l per

week

for

males

, and

more

than

35 un

its of

alco

hol

per w

eek f

or fem

ales. T

he ha

rmful

drink

ing

categ

ory ap

plies

to pe

ople

drink

ing ov

er me

dicall

y rec

omme

nded

level

s, prob

ably

at so

mewh

at hig

her le

vels t

han i

n haza

rdous

dri

nking

. It su

ggest

s tha

t you

are a

t high

er ris

k of h

arming

your

healt

h as a

resu

lt of

drink

ing. Th

e prob

lems t

hat a

re be

ing

detec

ted by

you a

t this s

tage m

ay be

acute

, su

ch as

an al

coho

l-relat

ed ac

ciden

t, acu

te pa

ncrea

titis o

r acu

te blo

od po

isonin

g. Yo

u are

likely

to ha

ve exp

erien

ced f

eelin

g tire

d or

depre

ssed,

gaini

ng we

ight o

r hav

ing pe

riods

of

memo

ry los

s whe

n drin

king.

You m

ay be

sle

eping

poorl

y or h

aving

sexu

al dif

ficult

ies.

Finall

y the

re are

estim

ated t

o be o

ver

13,00

0 peo

ple wh

o cou

ld be

clas

sed a

s de

pend

ent d

rinke

rs. Th

is ca

tegory

refer

s to

drink

ing as

socia

ted wi

th an

estab

lishe

d mo

derat

e or s

evere

leve

l of d

epen

denc

e. Yo

ur alc

ohol

usag

e exce

eds “

sens

ible

drink

ing” g

uideli

nes a

nd is

cons

idered

to be

ab

ove t

he ha

zardo

us an

d harm

ful ra

nge o

f co

nsum

ption

. You

are p

robab

ly de

pend

ent

on al

coho

l and

unab

le to

functi

on wi

thout

it. Yo

ur dri

nking

will m

ost li

kely

be ha

rming

yo

u phy

sicall

y, so

cially

and o

ccup

ation

ally.

We re

cogn

ise th

at we

mus

t work

toge

ther

as ag

encie

s to r

educ

e the

start

ling n

umbe

r of

peop

le bin

ge dr

inking

and c

onsu

ming

alc

ohol

at ha

zardo

us, h

armful

or de

pend

ent

levels

throu

ghou

t the w

hole

coun

ty. Ho

wever

we

also

reali

se tha

t we m

ust fo

cus s

pecifi

c ac

tion o

n tho

se are

as in

the co

unty

that h

ave

signifi

cantl

y wors

e prob

lems. F

or exa

mple

the NW

PHO d

ata su

ggest

s tha

t Linc

oln Ci

ty ha

s the

high

est nu

mber

of alc

ohol

spec

ific

death

s in m

ales in

the E

ast M

idlan

ds re

gion

and t

he fo

rth wo

rst ra

te in

the co

untry

.

Adult

Alco

hol T

reatm

ent

Servi

ces

Alcoh

ol tre

atmen

t serv

ice de

velop

ment

is no

w well

unde

rway

in Li

ncoln

shire

after

an

inves

tmen

t by L

incoln

shire

Prim

ary Ca

re Tru

st of

over

£1.5

millio

n in 2

008/0

9 into

de

velop

ing th

e alco

hol tr

eatm

ent s

ystem

an

d serv

ice de

livery

in lin

e with

‘Mod

els of

Ca

re for

Alco

hol U

sers’

[200

6]

As pa

rt of th

is se

rvice

the f

ollow

ing ha

ve

been

intro

duce

d -

An en

tirely

new t

ier 2

‘open

acce

ss’ to

alcoh

ol tre

atmen

t throu

ghou

t the c

ounty

via

the e

stabli

shed

drug

and a

lcoho

l res

ource

sites,

satel

lite sit

es an

d crim

inal

justic

e rou

tes of

fering

not o

nly sc

reenin

g an

d tria

ge to

tier 3

spec

ialist

servi

ces b

ut als

o the

deliv

ery of

brief

inter

venti

ons,

supp

ort an

d adv

ice to

thos

e ide

ntifie

d as

haza

rdous

or ha

rmful

drink

ers.

A ne

w deta

ched

alco

hol o

pen a

cces

s

servi

ce to

incre

ase a

cces

s and

en

gage

ment

of alc

ohol

users

spec

ificall

y wi

thin L

incoln

shire

’s more

rural

area

s. An

enha

nced

tier 3

Alco

hol C

ommu

nity

Treatm

ent S

ervice

A n

ew st

ructur

ed ps

ycho

socia

l

interv

entio

n serv

ice.

Hosp

ital li

aison

worke

rs ba

sed i

n Linc

oln,

Bosto

n and

Gran

tham

hosp

itals.

A co

unty

webs

ite - w

ww.lin

cs2alc

ohol.

co.uk

- aim

ed at

mem

bers

of the

publi

c in

Linco

lnshir

e. Yo

u can

comp

lete a

n alc

ohol

scree

ning t

est A

UDIT

onlin

e to

meas

ure yo

ur ow

n drin

king l

evels

. And

if n

eces

sary

find o

ut mo

re inf

ormati

on

abou

t how

to ac

cess

treatm

ent s

ervice

s or

gene

ral he

lp or

advic

e. Pro

fessio

nals

worki

ng in

the c

ounty

can a

lso ac

cess

the si

te if t

hey n

eed a

dvice

, infor

matio

n an

d sup

port

on al

coho

l relat

ed m

atters

.Th

e com

missi

oning

of a

numb

er of

comm

unity

pharm

acies

acros

s the

co

unty

to de

liver

scree

ning,

signp

ostin

g to

spec

ialist

servi

ces a

nd th

e deli

very

of bri

ef int

erven

tions

to th

eir pr

esen

ting

servi

ce us

ers.

Strate

gic Pr

iority

3: Im

prov

ed Su

ppor

t & Tr

eatm

ent

Linco

lnshir

e has

a we

ll esta

blish

ed an

d

expe

rienc

ed dr

ug tre

atmen

t sys

tem an

d alc

ohol

treatm

ent s

ervice

s hav

e bee

n de

velop

ed to

both

enha

nce t

he se

rvice

s ab

ility t

o resp

ond t

o poly

subs

tance

mi

suse

and p

rovide

pathw

ays in

to alc

ohol

treatm

ent p

rovisi

on bo

th wit

hin sp

ecial

ist

servic

es an

d the

deve

loping

Prim

ary ca

re Lo

cally

Enha

nced

GP co

ntrac

t.

Betw

een 2

008 a

nd 20

09 ov

er 70

0 peo

ple

in Lin

colns

hire a

cces

sed t

he tie

r 2

alcoh

ol op

en ac

cess

treatm

ent s

ervice

. Ap

proxim

ately

82 %

(662

) of th

ese p

eople

we

re de

fined

as be

ing de

pend

ant o

n alc

ohol

and i

n nee

d of th

e tier

3 Alc

ohol

Comm

unity

Trea

tmen

t Serv

ice. In

total

804

peop

le in

Linco

lnshir

e were

seen

by th

e en

hanc

ed tie

r 3 le

vel se

rvice

.

There

fore b

etwee

n 200

8 and

2009

the

alcoh

ol tre

atmen

t serv

ice in

Linc

olnsh

ire

saw 6

% ou

t of th

e tota

l num

ber o

f de

pend

ant d

rinke

rs (ov

er 13

000)-

this

comp

ares t

o the

natio

nal a

verag

e whic

h is

also 6

%. In

2009

/10 we

are a

iming

to

increa

se th

e num

ber o

f dep

enda

nt dri

nkers

in

Linco

lnshir

e acc

essin

g trea

tmen

t and

to

achie

ve th

is Lin

colns

hire P

rimary

Care

Trust

will i

ncrea

se th

e inv

estm

ent in

treatm

ent

servi

ces a

ccord

ingly.

Youn

g Pers

ons S

pecia

list

Treat

ment

Servi

ces

Linco

lnshir

e has

a we

ll esta

blish

ed an

d su

cces

sful y

oung

perso

n’s dr

ug an

d alco

hol

treatm

ent s

ervice

calle

d Buz

zz. Th

is mu

lti-ag

ency

subs

tance

misu

se pr

oject

aims t

o pro

vide a

n ind

ividu

al pa

ckag

e of s

uppo

rt for

unde

r 19’s

.

In lin

e with

the n

ation

al pic

ture t

he m

ain

drug o

f cho

ice by

youn

g peo

ple ac

cessi

ng

treatm

ent in

2007

/08 in

Linc

olnsh

ire wa

s alc

ohol.

Unde

rtake

a ma

pping

exerc

ise to

iden

tify

and h

ighlig

ht ref

erral

routes

into

treatm

ent,

aware

ness

acros

s univ

ersal

servi

ce st

aff of

su

bstan

ce m

isuse

servi

ces, m

echa

nisms

by

which

poten

tial se

rvice

users

obtai

n/are

give

n info

rmati

on to

acce

ss se

rvice

s. Da

ta ga

therin

g exe

rcise

within

the Y

PDAR

G to

identi

fy nu

mber

of yo

ung p

eople

of

differ

ing et

hnic

and t

ravell

er gro

ups k

nown

to

unive

rsal se

rvice

s with

subs

tance

misu

se

issue

s. Ens

ure th

at the

Adult

Hosp

ital

Alcoh

ol Lia

ison W

orkers

mak

e app

ropria

te ref

errals

to tre

atmen

t serv

ices. T

rainin

g to

be un

derta

ken a

round

iden

tifica

tion

and s

creen

ing of

unde

r 19’s

pres

entin

g to

hosp

ital, i

nform

ation

abou

t and

refer

ral to

tre

atmen

t serv

ices.

Youn

g Pers

on Al

coho

l Arre

st Re

ferral

Servi

ce

Follo

wing

a su

cces

sful a

pplic

ation

to th

e Ho

me Of

fice i

n 200

8 Linc

olnsh

ire wa

s ch

osen

as on

e of o

nly si

x sele

cted a

reas

natio

nally

to im

pleme

nt a 1

2 mon

th Yo

ung

Perso

n Alco

hol A

rrest

Refer

ral sc

heme

. The

pro

ject a

ims t

o red

uce r

e-offe

nding

and

levels

of dr

inking

by en

gagin

g with

youn

g pe

ople

who h

ave b

een a

rreste

d whe

re alc

ohol

may h

ave p

layed

a pa

rt in t

he

comm

ission

of th

e offe

nce.

It wi

ll not

only

focus

on re

ducin

g alco

hol c

onsu

mptio

n but

ensu

re tha

t you

ng pe

ople

are pr

ovide

d with

inf

ormati

on an

d guid

ance

arou

nd a

range

of

issue

s whic

h may

redu

ce th

e like

lihoo

d of

re-off

endin

g e.g.

healt

h, ho

using

, ben

efits

advic

e, ed

ucati

on, tr

aining

, emp

loyme

nt an

d dive

rsion

ary ac

tivitie

s. We w

ill co

ntinu

e to

deve

lop th

is pil

ot an

d onc

e esta

blish

ed

monit

or the

effec

tiven

ess o

f the s

chem

e.

Deve

loping

the a

lcoho

l wo

rkfor

ceLin

colns

hire b

enefi

ts fro

m an

estab

lished

inf

rastru

cture

of thi

rd sec

tor an

d stat

utory

organ

isatio

ns th

at are

deter

mine

d to t

ackle

pro

blems

with

alcoh

ol mi

suse.

A div

erse

range

of pr

ofessi

ons, s

uch a

s doc

tors, n

urses,

po

lice o

fficers

, socia

l work

ers, co

unsel

lors,

hous

ing of

ficers

and y

outh

worke

rs,

contr

ibute

to the

care

and s

uppo

rt of th

ose

affec

ted by

the h

arm ca

used

by al

coho

l.Ho

weve

r we h

ave r

ecog

nised

that

more

could

be

done

to st

rength

en th

e cap

acity

of th

is wo

rkforc

e. Th

erefor

e in 2

008 w

e prov

ided

308 T

ier 1

worke

rs thr

ough

out th

e cou

nty

with t

rainin

g on a

lcoho

l.

The b

rief w

as to

incre

ase w

orkers

know

ledge

of

alcoh

ol, th

e ava

ilable

spec

ialist

servi

ces

in co

unty,

the a

dmini

strati

on of

AUDI

T and

ho

w to d

elive

r a nu

mber

of bri

ef/mi

nimal

interv

entio

ns. To

supp

ort an

d com

pleme

nt the

se co

urses

in 20

09 we

will s

eek t

o: ide

ntify

those

with a

role

in ad

dressi

ng

the im

pact

of alc

ohol

relate

d harm

on

indivi

duals

, fami

lies a

nd co

mmun

ities;

devis

e an a

pproa

ch th

at refl

ects

the di

fferen

t lev

els of

supp

ort pr

ovide

d by t

hem;

estab

lish

a set

of ke

y com

peten

cies a

cross

the

workf

orce;

and e

nsure

the w

orkfor

ce ha

s the

ne

cessa

ry ski

lls to

addre

ss the

wide

rang

ing

need

s of c

lients

.

114

Page 117: LICENSING COMMITTEE - Meetings, agendas, and minutes

2425

Servi

ce Us

er In

volve

ment

We fe

el tha

t it is

esse

ntial

that p

eople

using

the

exist

ing al

coho

l trea

tmen

t serv

ices

are gi

ven t

he op

portu

nity t

o use

their

own

expe

rienc

es to

influ

ence

and i

mprov

e the

se se

rvice

s The

refore

we wi

ll ens

ure

that p

resen

t and

futur

e serv

ice de

livery

of

spec

ialist

alco

hol tr

eatm

ent s

ervice

s ha

ve be

en co

mmiss

ioned

and d

esign

ed in

co

nsult

ation

with

servi

ce us

ers.

Alco

holic

s Ano

nymo

us

Alcoh

olics

Anoy

mous

is we

ll esta

blish

ed

in Lin

colns

hire a

nd bu

ilding

on th

is en

thusia

sm an

d com

mitm

ent w

e rec

ognis

e tha

t we m

ust c

ontin

ue to

high

light

AA as

a via

ble op

tion t

o sup

port d

epen

dent

drink

ers

e.g. in

hosp

ital se

tting

s and

as pa

rt of

Alcoh

ol Tre

atmen

t Req

uirem

ents.

Supp

ort f

or pa

rents,

carer

s, fam

ily an

d frie

nds o

f alco

hol

users

We re

cogn

ise th

at in

addit

ion to

prov

iding

an

effec

tive t

reatm

ent s

ervice

to al

coho

l us

ers we

mus

t prov

ide su

pport

for th

eir

paren

ts, ca

rers, f

amily

and f

riend

s. We w

ill co

ntinu

e to s

uppo

rt and

deve

lop Th

e Oas

is Pro

ject-

the ch

arity

who i

s com

missi

oned

to

deliv

er thi

s serv

ice in

Linc

olnsh

ire.

We wi

ll also

conti

nue t

o high

light

Al An

on

as an

optio

n to s

uppo

rt fam

ilies a

nd fri

ends

of

proble

m dri

nkers

, whe

ther th

ey ar

e still

dri

nking

or no

t

Ment

al He

alth &

Alco

hol

Misu

seWe

know

that

alcoh

ol misu

se ca

n have

a ne

gativ

e impa

ct on

the m

ental

healt

h and

we

llbein

g of in

dividu

als an

d the

ir fam

ily.

Conv

ersely

men

tal he

alth p

roblem

s, suc

h as

psych

osis, d

epres

sion a

nd ev

en de

menti

a, ca

n con

tribute

to in

crease

d alco

hol u

se. Th

e str

ong c

orrela

tion b

etwee

n alco

hol m

isuse

and

actua

l or po

tentia

l men

tal he

alth p

roblem

s me

ans t

hat w

e mus

t tackl

e the

two t

ogeth

er.

But it

is no

t only

at th

e acu

te en

d tha

t alco

hol

and m

ental

healt

h can

be clo

sely i

nterlin

ked.

Alcoh

ol is a

depre

ssant

and a

lthou

gh its

use

can p

rovide

a tem

porar

y fee

ling o

f relax

ation

an

d wellb

eing,

its lon

ger te

rm ef

fect c

an be

to

accen

tuate

low m

ood,

anxie

ty an

d dep

ressio

n. We

reali

se tha

t we m

ust e

xplor

e the

links

with m

ental

healt

h and

alcoh

ol misu

se in

Linco

lnshir

e in m

ore de

tail. F

rom th

is we w

ill be

able t

o esta

blish

a clea

r stra

tegy a

nd pa

thway

for

dual d

iagno

sis ac

ross t

he tre

atmen

t syst

em

includ

ing m

aking

alcoh

ol part

of th

e core

pri

mary

and s

econd

ary ca

re me

ntal h

ealth

ser

vices

as ap

propri

ate.

Alco

hol a

nd Of

fende

rsTh

e link

betw

een a

lcoho

l and

crim

e –

parti

cular

ly vio

lent c

rime a

nd an

ti-so

cial

beha

viour

is cle

ar. Al

coho

l- rela

ted cr

ime i

s es

timate

d to c

ost t

he £1

2 billi

on pe

r yea

r, ca

use m

isery

to vic

tims a

nd th

eir fa

milie

s an

d und

ermine

our c

ommu

nities

.

An as

sessm

ent o

f offe

nders

in Li

ncoln

shire

in

2006

/07 sh

owed

that

52.1%

of al

l off

ence

s asse

ssed w

ere lin

ked t

o alco

hol.

Interv

ening

in a

crimi

nal ju

stice

setti

ng ca

n

provid

e the

oppo

rtunit

y to s

uppo

rt tho

se

who a

re ha

rdest

to rea

ch in

the c

ommu

nity

and s

o tac

kle he

alth i

nequ

alitie

s. It b

rings

be

nefits

direc

tly to

the o

ffend

er an

d the

ir im

media

te cir

cle an

d ind

irectl

y to t

hose

co

mmun

ities w

e mos

t wan

t to s

treng

then.

An of

fende

r can

trave

l a pa

th wh

ich be

gins

with

conta

ct wi

th the

polic

e, mo

ves t

hroug

h po

lice c

ustod

y, po

ssibly

to co

urt an

d pris

on.

It ca

n res

ult in

- (1)

one o

ff fine

s, suc

h as

fixed

pena

lty no

tices

(2) c

ommu

nity b

ased

se

ntenc

es, su

ch as

a pro

batio

n orde

r or

comm

unity

servi

ce or

der (3

) impri

sonm

ent

and s

ubse

quen

t relea

se ba

ck in

to the

co

mmun

ity, w

ith or

witho

ut sta

tutory

su

pervi

sion.

Oppo

rtunit

ies ex

ist al

ong t

hese

va

rious

route

s to i

denti

fy tha

t som

eone

ha

s an a

lcoho

l prob

lem; a

ssess

the na

ture

of tha

t prob

lem an

d the

indiv

idual’

s mo

tivati

on to

chan

ge; d

elive

r app

ropria

te int

erven

tions

or di

rect t

hem

into s

pecia

list

treatm

ent a

nd su

pport

.

Spec

ific pr

ogram

mes h

ave b

een d

evelo

ped

in Lin

colns

hire t

o sup

port o

ffend

ers wi

th alc

ohol

proble

ms-

The L

ow In

tensit

y Alco

hol P

rogram

me

(LIAP

) - a g

roup w

ork pr

ogram

me

for lig

htly c

onvic

ted no

n dep

enda

nt dri

nkers

. It he

lps pe

ople

analy

se an

d ch

ange

their

offen

ding b

ehav

iour.

The O

ffend

er Su

bstan

ce Ab

use

Progra

mme (

OSAP

) - a g

roup w

ork

progra

mme f

or de

pend

ant d

rinke

rs. Th

is pro

gramm

e aim

s to h

elp of

fende

rs mo

ve

away

from

the ab

use o

f alco

hol a

nd

avoid

enga

ging i

n crim

inal a

ctivit

y.

Alcoh

ol aw

arene

ss sp

ecifie

d acti

vity f

or

non E

nglis

h spe

aking

offen

ders,

this

has

been

deriv

ed fro

m LIA

P and

OSAP

and

trans

lated

into

vario

us la

ngua

ges

An Of

fende

r Man

agem

ent H

andb

ook

aroun

d alco

hol h

as be

en de

velop

ed

natio

nally

for o

ffend

er ma

nage

rs to

deliv

er wit

h the

offen

ders

they w

ork wi

th.Alc

ohol

aware

ness

works

hops

via t

he

healt

hy liv

ing pr

oject.

We wi

ll con

tinue

to su

pport

the

deve

lopme

nt of

these

prog

ramme

s and

als

o rais

e awa

renes

s and

prom

ote th

e us

e of th

e alco

hol c

ondit

ional

cauti

oning

sch

eme i

n cus

tody s

uites

in Li

ncoln

shire

. We

will a

lso fu

rther

deve

lop an

d imp

lemen

t Alc

ohol

Treatm

ent R

equir

emen

ts as

part o

f a c

ommu

nity o

rder.

Dome

stic A

buse

Dome

stic a

buse

involv

es an

y act

or thr

eat o

f ph

ysica

l, emo

tiona

l, men

tal, p

sych

ologic

al,

finan

cial o

r sexu

al ab

use i

n the

conte

xt of

a curr

ent o

r past

intim

ate re

lation

ship.

Alc

ohol’s

relat

ionsh

ip wit

h dom

estic a

buse

is com

plex; i

t brin

gs to

gethe

r a so

cial

beha

viour

-drink

ing al

coho

l with

an an

ti-soc

ial be

havio

ur – d

omest

ic abu

se. W

hile

there

is no e

viden

ce tha

t alco

hol a

lone c

auses

do

mesti

c abu

se, th

ere is

evide

nce t

hat w

here

violen

ce exi

sts, al

coho

l is of

ten pr

esent.

Th

ere is

not ju

st a c

onne

ction

betw

een

alcoh

ol an

d the

perpe

trator

s of d

omest

ic vio

lence;

man

y vict

ims u

se alc

ohol

as a f

orm

of sel

f-med

icatio

n, a c

oping

mech

anism

. Als

o, perp

etrato

rs ma

y use

their p

artne

rs’ dru

nken

ness

as an

excu

se for

their

own

aggre

ssion

.

In Lin

colns

hire w

e will c

ontin

ue to

reco

rd an

d mon

itor h

igh-ris

k dom

estic a

buse

cases

, thr

ough

the M

ulti-A

genc

y Risk

Asses

smen

t Co

nferen

ces (M

ARAC

) whe

re alc

ohol

is a fa

ctor

and d

evelop

loca

l resp

onses

as ap

propri

ate.

Drink

Drive

Offen

ders

Altho

ugh t

here

has b

een a

signifi

cant

succe

ss in

reduc

ing th

e num

ber o

f peo

ple ki

lled i

n alc

ohol

relate

d roa

d acci

dents

over

the la

st 15

years

, drin

k driv

ing re

mains

a ser

ious, l

ife

threa

tening

issue

.

The R

oad T

raffic

Act 1

991 a

llows

the c

ourts

to

offer

drink

-drive

offen

ders

the op

portu

nity t

o att

end a

reha

bilita

tion c

ourse

in ex

chan

ge fo

r a r

educ

tion i

n the

perio

d of d

isqua

lifica

tion.

In Lin

colns

hire t

hese

cours

es are

prov

ided b

y the

Lin

colns

hire R

oad S

afety

Partn

ership

(LRS

P) an

d Nati

onal

Proba

tion S

ervice

Linco

lnshir

e. Th

e cou

rse de

scribe

s the

cons

eque

nces

of dri

nking

and p

rovide

s prac

tical

advic

e abo

ut ass

essing

units

of al

coho

l and

the e

ffects

of

alcoh

ol on

the b

ody.

Statis

tics c

ollate

d by

the D

epart

ment

for Tr

ansp

ort sh

ow th

at pa

rticipa

nts wh

o have

comp

leted

the c

ourse

are

2-3 t

imes

less li

kely

to re-

offen

d as d

rivers

be

come

more

aware

of al

coho

l relat

ed iss

ues.

Betw

een 2

005 a

nd 20

08 ov

er 11

00 pe

ople

in Lin

colns

hire s

ucce

ssfull

y com

pleted

the d

rink

drive

rehab

ilitati

on co

urse. H

oweve

r nea

rly

an ad

dition

al 15

00 pe

ople

were

referr

ed fro

m the

court

s in Lin

colns

hire b

ut did

not ta

ke th

is op

portu

nity t

o atte

nd or

comp

lete t

he co

urse.

There

fore w

e will

invest

igate

how t

he up

take

of pe

ople

atten

ding t

he re

habil

itatio

n co

urses

for dr

ink dr

ivers

could

be in

creas

ed.

We wi

ll also

ensu

re tha

t the a

pprop

riate

alcoh

ol tre

atmen

t serv

ices a

re inv

olved

in

the fu

ture d

evelo

pmen

t of th

ese co

urses.

Alco

hol a

nd Ho

using

Need

sHo

using

is on

e of th

e basi

c hum

an ne

eds.

Poor

quali

ty, in

secure

or lac

k of h

ousin

g can

un

derm

ine all

the e

fforts

to im

prove

the liv

es of

peop

le who

may

affec

ted by

drink

prob

lems

in Lin

colns

hire. T

heref

ore we

will a

gree a

n ac

tion p

lan fo

r add

ressin

g the

hous

ing ne

eds

of pro

blema

tic alc

ohol u

sers (t

o inc

lude: d

ata

requir

emen

ts; aw

arene

ss tra

ining

for h

ousin

g wo

rkers,

RSL’s

and p

rivate

Land

lords;

crite

ria

for pr

iority

hous

ing; as

sessin

g nee

d for

floati

ng

supp

ort an

d asse

rtive o

utrea

ch).

Alco

hol &

Fire

Resea

rch wi

thin L

incoln

shire

has h

ighlig

hted

a worr

ying t

rend-

alcoh

ol wa

s a co

ntribu

tory

factor

in ov

er 80

% of

fire de

aths in

Lin

colns

hire f

rom 20

07-20

09. M

any o

f the

comm

on re

asons

for fi

res in

volvin

g alco

hol

are ci

garet

tes no

t put

out p

roperl

y and

ca

ndles

or un

atten

ded c

ookin

g afte

r peo

ple

have

fallen

aslee

p. Pe

ople

are m

ore lik

ely to

tak

e risk

s whe

n the

y drin

k and

lose

contr

ol of

their s

enso

ry aw

arene

ss. A

perso

n affe

cted b

y alc

ohol

is not

alway

s in a

posit

ion to

esca

pe

from

a fire

and s

o can

often

be ba

dly in

jured

or

killed

. There

fore w

e will

work

in pa

rtners

hip

in Lin

colns

hire t

o deve

lop in

itiativ

es to

reduc

e vuln

erabil

ity of

fire t

hroug

h alco

hol

misu

se inc

luding

: intel

ligen

ce m

anag

emen

t, pla

nning

, infor

matio

n cam

paign

s and

harm

red

uctio

n init

iative

s. The

se ac

tivitie

s will

be re

viewe

d at re

gular

inter

vals a

nd th

e ou

tcome

s acte

d upo

n.

Strate

gic Pr

iority

3: Im

prov

ed Su

ppor

t & Tr

eatm

ent

Strate

gic Pr

iority

3: Im

prov

ed Su

ppor

t & Tr

eatm

ent

115

Page 118: LICENSING COMMITTEE - Meetings, agendas, and minutes

2627

Throu

gh th

is de

livery

plan

Alco

hol H

arm Re

ducti

on Li

ncoln

shire

seek

s to s

ignific

antly

redu

ce le

vels o

f alco

hol a

buse

and m

any o

f the

asso

ciated

med

ical, p

hysic

al, ps

ycho

logica

l, fina

ncial

and s

ocial

harm

s tha

t it in

flicts

to the

peop

le an

d com

munit

ies of

Linc

olnsh

ire.

Key t

asks

Respo

nsibi

lityTa

rget d

ates

Start

End

STRA

TEGY

COOR

DINA

TION

, COM

MISS

IONI

NG AN

D PER

FORM

ANCE

MAN

AGEM

ENT

1As

sess

if a m

ulti-a

genc

y grou

p alre

ady e

xists

in Lin

colns

hire t

o deli

ver N

I39 an

d the

Linc

s Alco

hol S

trateg

y.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Ju

ly 20

08Se

pt 20

08

2Fo

rmula

te a n

ew m

ulti-a

genc

y grou

p for

alcoh

ol ha

rm re

ducti

onLin

colns

hire C

ounty

Co

uncil

(Safer

Co

mmun

ities)

July

2008

Sept

2008

3Inv

estig

ate ho

w the

Alco

hol H

arm SM

B can

work

close

r with

the c

urren

t DAA

T str

uctur

es.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)TB

CTB

C

4Co

mplet

e the

1st d

raft o

f the L

incoln

shire

Alco

hol S

trateg

y and

cons

ult wi

th the

Alc

ohol

Harm

Redu

ction

SMB.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Ap

ril 20

08Jan

2009

5Pu

blish

the fi

rst ve

rsion

of th

e Linc

olnsh

ire Al

coho

l Stra

tegy i

nclud

ing pa

rtner

versi

on an

d pub

lic ve

rsion

and s

ecure

appro

priate

sign

up.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Jan

2009

July

2009

6Un

derta

ke a

comp

rehen

sive c

onsu

ltatio

n, fol

lowing

the ‘

Drink

Deba

te’ co

ncep

t, wi

th tar

geted

strat

egic

partn

ers, g

enera

l part

ners-

includ

ing Cl

lrs, g

enera

l pub

lic

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Ju

ly 20

09Ma

rch 20

10

7Fo

llowi

ng th

e con

sulta

tion r

evise

the a

lcoho

l strat

egy.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Jan

2010

April

2010

8De

velop

an ef

fectiv

e, MO

PI co

mplia

nt, co

untyw

ide In

forma

tion S

harin

g Prot

ocol

for sh

aring

perso

nal a

nd no

n-pers

onal

inform

ation

betw

een a

genc

ies

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Oc

t 200

8Ma

rch 20

09

Deliv

ery Pl

an in

Linc

olnsh

ire:

Deliv

ery Pl

an: L

incoln

shire

Alco

hol H

arm

Redu

ction

Strat

egy 2

009-

11

116

Page 119: LICENSING COMMITTEE - Meetings, agendas, and minutes

2829

Deliv

ery Pl

an: L

incoln

shire

Alco

hol H

arm

Redu

ction

Strat

egy 2

009-

11

Key t

asks

Respo

nsibi

lityTa

rget d

ates

Start

End

UNDE

RTAK

E AN A

LCOH

OL HA

RM RE

DUCT

ION N

EEDS

ASSE

SSME

NT

1Mo

del /

map t

he cu

rrent

and p

ossib

le fut

ure de

mand

of th

e Linc

olnsh

ire al

coho

l tre

atmen

t serv

ice.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Oc

t 200

8Oc

t 200

9

2Sp

lit NI

39 by

gend

er an

d age

to es

tablis

h how

the v

arian

ce be

twee

n num

ber

of ma

le an

d fem

ale ho

spita

l adm

ission

s and

diffe

rent a

ge gr

oups

affec

t the

‘all

perso

ns ta

rget’.

Linco

lnshir

e Pri

mary

Care

Trust

Oct 2

008

March

2009

3Be

nchm

ark Li

ncoln

shire

again

st “si

milar

/fami

ly ne

ighbo

urs” to

gain

some

sens

e of

impa

ct of

the pl

an.

Linco

lnshir

e Pri

mary

Care

Trust

Oct 2

008

March

2009

4De

velop

the c

ollec

tion o

f NI39

data

for Li

ncoln

shire

resid

ents

that a

ttend

hosp

itals

which

are o

utside

of th

e cou

nty.

Linco

lnshir

e Pri

mary

Care

Trust

Oct 2

008

March

2010

5Co

llecti

on an

d asse

ssmen

t of th

e app

ropria

te Ea

st Mi

dland

s Amb

ulanc

e Serv

ice

data

to me

et LP

SA ta

rget

Linco

lnshir

e Cou

nty

Coun

cil

(Safer

Oc

t 200

8Ap

ril 20

09

6As

sess

the Li

ncoln

shire

Adult

Alco

hol T

reatm

ent P

lan an

d add

appro

priate

ind

icator

s to t

he al

coho

l SMB

perfo

rman

ce m

anag

emen

t fram

ework

where

ap

propri

ate.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Oc

t 200

8No

v 200

8

7De

velop

a pe

rform

ance

man

agem

ent fr

amew

ork fo

r alco

hol h

arm re

ducti

on to

be

used

by th

e alco

hol S

MB by

pullin

g tog

ether

exist

ing na

tiona

l and

loca

l data

.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Oc

t 200

8Ma

rch 20

09

Key t

asks

Respo

nsibi

lityTa

rget d

ates

Start

End

POSI

TIVE

ATTI

TUDE

S, PO

SITI

VE CH

OICE

S

1Wo

rk wi

th the

Comm

unity

Safet

y Boa

rd to

deve

lop an

d imp

lemen

t a

comm

unica

tions

strat

egy f

or Re

duce

alco

hol h

arm an

d imp

rove c

ommu

nity

safet

y.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Oc

t 200

8Ma

rch 20

09

2Wo

rk wi

th loc

al su

perm

arkets

to de

velop

loca

l alco

hol a

waren

ess c

ampa

igns.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Ju

ne 20

09Ap

ril 20

10

3Wo

rk wi

th the

loca

l alco

hol in

dustr

y to d

evelo

p info

rmati

on on

units

and h

ealth

ris

ks of

regu

lar dr

inking

to be

plac

ed in

loca

l lice

nsed

prem

ises.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Ap

ril 20

10Ma

rch 20

11

4Wo

rk wi

th loc

al bre

wers

to se

e if th

ey wi

ll put

not o

nly st

rength

but n

umbe

r of

units

on ba

r pum

ps et

c.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Ju

ne 20

09Ap

ril 20

10

Deliv

ery Pl

an: L

incoln

shire

Alco

hol H

arm

Redu

ction

Strat

egy 2

009-

11

5De

velop

and p

rogres

s the

alco

hol so

cial m

arketi

ng ca

mpaig

ns al

ready

unde

rtake

n in

Linco

lnshir

e i.e.

‘Feeli

ng Fu

nny’

& ‘Th

e Trut

h May

Hurt’.

Dev

elop n

ew ca

mpaig

ns

e.g. d

eman

ds on

publi

c serv

ices d

ue to

alco

hol in

Linc

olnsh

ire et

c.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Oc

t 200

8Ma

rch 20

10

6Ide

ntify

good

prac

tice i

n rela

tion t

o work

place

alco

hol p

olice

s, dev

elop a

temp

late

alcoh

ol po

licy a

nd ta

rget e

mploy

ers th

rough

out t

he co

unty

with

inform

ation

aro

und s

ensib

le dri

nking

leve

ls, le

gal is

sues

and t

reatm

ent s

ervice

s etc

Linco

lnshir

e Cou

nty

Coun

cil (He

althie

r Co

mmun

ities)

April

2009

March

2010

7

Provid

e alco

hol a

waren

ess t

rainin

g to f

rontlin

e staf

f raisi

ng aw

arene

ss of

alcoh

ol iss

ues s

uch a

s scre

ening

, brie

f adv

ice &

treatm

ent s

ervice

s. Inc

luding

agen

cies

such

as pr

obati

on, d

istric

t cou

ncils

, cou

nty co

uncil

, socia

l hou

sing p

rovide

rs,

polic

e etc.

Linco

lnshir

e Cou

nty

Coun

cil (He

althie

r Co

mmun

ities)

June

2008

March

2011

8Be

gin to

link a

lcoho

l mes

sage

s to o

ther lo

cal c

ampa

igns s

uch a

s the

teen

age

pregn

ancy

and h

ealth

y weig

ht ca

mpaig

ns

Linco

lnshir

e Cou

nty

Coun

cil (He

althie

r Co

mmun

ities)

April

2009

March

2011

Key t

asks

Respo

nsibi

lityTa

rget d

ates

Start

End

SUPP

ORTI

NG FA

MILIE

S & CO

MMUN

ITIE

S

1Re

view t

he le

vel o

f alco

hol h

arm ed

ucati

on pr

ovide

d in s

choo

ls. Lin

colns

hire C

ounty

Co

uncil

(Child

ren’s

Servi

ces)

Oct 2

008

June

2009

2Pro

duce

a DV

D for

use i

n Citiz

ensh

ip an

d PSH

E les

sons

in sc

hools

throu

ghou

t Lin

colns

hire.

Possi

ble in

volve

ment

of a l

ocal

youth

thea

tre gr

oup t

o writ

e and

de

velop

the p

roduc

tion.

Linco

lnshir

e Cou

nty

Coun

cil (Ch

ildren

’s Se

rvices

)De

c 200

8De

c 200

9

3

Revie

w and

deve

lop ap

propri

ate al

coho

l teac

hing i

nform

ation

reso

urces

that

can

be us

ed by

youth

servi

ces, P

RU’s,

child

ren’s h

omes

, con

nexio

ns, sc

hools

, 6th

form

colle

ges, Y

OS et

c. thr

ough

out t

he co

unty.

Train

appro

priate

staff

to de

liver

alcoh

ol foc

used

works

hops

to yo

ung p

eople

using

the r

esou

rces.

Linco

lnshir

e Cou

nty

Coun

cil (Ch

ildren

’s Se

rvices

)Oc

t 200

8Ju

ly 20

09

4

Ensu

re the

re are

clea

r prot

ocols

/ mult

i-age

ncy a

greem

ents

for th

e ide

ntific

ation

, as

sessm

ent a

nd re

ferral

pathw

ays f

or vu

lnerab

le ch

ildren

and y

oung

peop

le at

risk

from

their o

wn dr

inking

and t

hat t

hey a

re im

pleme

nted,

review

ed re

gular

ly an

d the

outco

mes a

cted u

pon.

Linco

lnshir

e Cou

nty

Coun

cil (Ch

ildren

’s Se

rvices

)No

v 200

8Ju

ly 20

09

5Pro

duce

a co

untyw

ide le

aflet/

book

let ai

med a

t pare

nts wh

ose c

hildre

n rec

eive a

n AS

B Una

ccep

table

Beha

viour

Warni

ng Le

tter (U

BWL)

relate

d to A

lcoho

l- deta

iling

effec

ts, co

nseq

uenc

es an

d how

their

child

ren ca

n get

advic

e and

acce

ss se

rvice

s.

Linco

lnshir

e Cou

nty

Coun

cil (Ch

ildren

’s Se

rvices

)De

c 200

8De

c 200

9

6Pil

ot a c

ounty

wide

paren

ting p

rogram

me th

at inc

ludes

spec

ific se

ssion

s on a

lcoho

l aw

arene

ss an

d guid

ance

.

Linco

lnshir

e Cou

nty

Coun

cil (Yo

uth

Offen

ding S

ervice

) Ju

ne 20

09Ma

rch 20

11

7De

velop

comp

rehen

sive g

uidan

ce an

d adv

ice to

paren

ts an

d care

rs In

Linco

lnshir

e on

youn

g peo

ple’s a

lcoho

l use

- usin

g the

draft

Chief

Med

ical O

fficer’

s guid

ance

as

a bas

is.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Ju

ly 20

09Ma

rch 20

11

117

Page 120: LICENSING COMMITTEE - Meetings, agendas, and minutes

3031

Deliv

ery Pl

an: L

incoln

shire

Alco

hol H

arm

Redu

ction

Strat

egy 2

009-

11

8Fu

rther

deve

lop th

e prov

ision

of th

e spe

cialis

t Targ

eted P

reven

tion W

orker

post

withi

n Buz

zz pro

viding

supp

ort an

d adv

ocac

y serv

ices t

o the

child

ren of

alco

hol

misu

sing p

arents

– thi

s is li

nked

to th

e “Hid

den H

arm” a

gend

a.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Ju

ly 20

09Ma

rch 20

11

9De

liver

traini

ng to

all re

levan

t fron

t line

staff

in Ch

ildren

’s Serv

ices o

n alco

hol

aware

ness,

iden

tifica

tion,

scree

ning a

nd ap

propri

ate re

ferral

proc

ess i

nto sp

ecial

ist

alcoh

ol an

d you

ng pe

rson’s

servi

ces.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Ju

ly 20

09Ma

rch 20

11

10De

velop

and i

mplem

ent a

lcoho

l focu

ssed w

orksh

ops t

hroug

h the

Fairp

lay Fo

otball

sch

eme a

nd Ta

rgeted

Youth

Supp

ort.

Linco

lnshir

e Cou

nty

Coun

cil (Ch

ildren

’s Se

rvices

)Oc

t 200

8Ma

rch 20

10

11Pro

mote,

supp

ort an

d dev

elop n

ew an

d eme

rging

alco

hol fr

ee yo

uth ac

tivitie

s.Lin

colns

hire C

ounty

Co

uncil

(Child

ren’s

Servi

ces)

Nov 2

008

March

2011

12

Conti

nue t

o sup

port t

he us

e of tr

aditio

nal Te

st Pu

rchas

e (TP

) ope

ration

s bas

ed

on an

intel

ligen

ce le

d app

roach

. Map

the l

ocati

on of

opera

tions

, inclu

ding f

ailure

rat

es, to

iden

tify ga

ps in

servi

ce pr

ovisi

on an

d com

missi

on fu

rther

opera

tions

and

resou

rces w

here

and w

hen a

pprop

riate.

Linco

lnshir

e Cou

nty

Coun

cil (Tr

ading

Sta

ndard

s)Oc

t 200

8Se

pt 20

09

13Dr

aft, c

onsu

lt and

publi

sh a

Test P

urcha

se pr

otoco

l to en

sure

a con

sisten

t ap

proac

h to a

ll ope

ration

s acro

ss Lin

colns

hire.

Linco

lnshir

e Cou

nty

Coun

cil (Tr

ading

Sta

ndard

s)Oc

t 200

8Ma

rch 20

09

14As

sess

the ef

fectiv

enes

s and

uptak

e of a

ge ch

allen

ge sc

heme

s in o

perat

ion in

both

off-lic

ense

and o

n-lice

nse p

remise

s acro

ss the

coun

ty. De

velop

thes

e sch

emes

us

ing be

st pra

ctice

from

other

areas

in th

e cou

ntry (

e.g. C

ambri

dge).

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Ap

ril 20

09Jan

2010

15Pil

ot an

initia

tive t

o coll

ect a

dditio

nal d

ata fro

m Ac

ciden

t & Em

ergen

cy

depa

rtmen

ts

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Ap

ril 20

08Ma

rch 20

11

16Ev

aluate

the s

ucce

ss of

the ‘Li

ncoln

Best

Bar N

one’

volun

tary a

ccred

itatio

n sch

eme

and w

hethe

r this

could

be in

trodu

ced i

n any

othe

r area

s in L

incoln

shire

.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Oc

t 200

8Ma

rch 20

09

17Su

pport

the d

evelo

pmen

t of th

e exis

ting ‘

Best

Bar N

one’

schem

e in L

incoln

foc

using

on be

st pra

ctice

rese

arche

d from

othe

r sch

emes

opera

ting a

round

the

coun

try.

Linco

lnshir

e Poli

ceOc

t 200

8Ma

rch 20

09

18Pro

duce

a rep

ort as

sessi

ng ho

w a co

untyw

ide ‘B

est B

ar No

ne’ sc

heme

could

be

deve

loped

in th

e futu

re inc

luding

the a

dvan

tages

and d

isadv

antag

es of

this

appro

ach.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Oc

t 200

8Ma

rch 20

09

19

Identi

fy the

curre

nt up

take o

f acc

redite

d trai

ning b

y lice

nsed

prem

ises a

cross

Linco

lnshir

e e.g.

Britis

h Ins

titute

of In

nkee

ping (

BII) l

evel

1 trai

ning.

Enco

urage

a wi

der u

ptake

of tra

ining

and i

nves

tigate

meth

ods o

f incre

asing

traini

ng th

rough

ini

tiativ

es su

ch as

Best

Bar N

one.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Ma

rch 20

09No

v 200

9

20

Deve

lop a

cons

isten

t cou

ntywi

de ap

proac

h to l

icens

ing an

d enfo

rceme

nt wh

ich

goes

beyo

nd tra

dition

al ap

proac

hes (

e.g. p

artne

rship

appro

ache

s to r

educ

ing sa

les

to ch

ildren

and y

oung

peop

le) an

d tak

es a

more

holis

tic ap

proac

h inv

olving

the

comm

unity

and p

artne

r orga

nisati

ons

Linco

lnshir

e Poli

ceTB

CTB

C

Deliv

ery Pl

an: L

incoln

shire

Alco

hol H

arm

Redu

ction

Strat

egy 2

009

21Co

ntinu

e to s

uppo

rt the

prog

ramme

of in

tellig

ence

led j

oint e

nforce

ment

activ

ity

on lic

ense

d prem

ises i

n Linc

olnsh

ire". S

hare

best

practi

ce an

d whe

re ap

propri

ate

deve

lop co

nsist

ency

in th

e deli

very

of the

prog

ramme

arou

nd th

e cou

nty

Linco

lnshir

e Cou

nty

Coun

cil (Tr

ading

Sta

ndard

s)TB

CTB

C

22Re

searc

h, de

sign a

nd de

velop

an ap

propri

ate m

ethod

to ra

ise aw

arene

ss an

d rei

nforce

S.14

1 of th

e Lice

nsing

Act-

that it

is an

offen

ce fo

r bus

inesse

s to s

ell

alcoh

ol to

peop

le wh

o are

alrea

dy dr

unk.

Linco

lnshir

e Poli

ceOc

t 200

8Se

pt 20

09

23Re

view p

olice

licen

sing s

ervice

prov

ision

acros

s all t

hree p

olicin

g divi

sions

to

ensu

re a c

onsis

tent a

pproa

ch of

deali

ng wi

th lic

ensin

g issu

es by

the P

olice

acros

s Lin

colns

hire.

Linco

lnshir

e Poli

ceOc

t 200

8Ma

rch 20

09

Key t

asks

Respo

nsibi

lityTa

rget d

ates

Start

End

IMPR

OVED

SUPP

ORT &

TREA

TMEN

T

1Tra

ining

for a

ll rele

vant

front

line s

taff in

Child

ren’s S

ervice

s on a

lcoho

l awa

renes

s in

identi

fying

paren

tal al

coho

l misu

se an

d app

ropria

te

sign-p

ostin

g.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Oc

t 200

8Ma

rch 20

11

2Re

cord

and m

onito

r high

-risk

dome

stic a

buse

case

s whe

re alc

ohol

is a f

actor

and

deve

lop lo

cal re

spon

ses a

s app

ropria

te

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Jan

2009

Nov 2

009

3Ra

ise aw

arene

ss an

d prom

ote th

e con

dition

al ca

ution

ing sc

heme

in Li

ncoln

shire

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Oc

t 200

8Ma

rch 20

10

4Inv

estig

ate ho

w the

uptak

e of p

eople

atten

ding t

he Re

habil

itatio

n Cou

rses f

or Dr

ink Dr

ivers

could

be in

creas

ed. A

lso re

searc

h how

the a

lcoho

l trea

tmen

t serv

ices

could

help

deve

lop th

ese c

ourse

s furt

her.

Linco

lnshir

e Roa

d Sa

fety P

artne

rship

Oct 2

008

Oct 2

009

5De

velop

and i

mplem

ent A

lcoho

l Trea

tmen

t Req

uirem

ents

as pa

rt of a

comm

unity

ord

er.

Natio

nal

Proba

tion S

ervice

- Lin

colns

hire

Oct 2

008

March

2009

6

Agree

an ac

tion p

lan fo

r add

ressin

g the

hous

ing ne

eds o

f prob

lemati

c alco

hol

users

(to in

clude

: data

requ

ireme

nts; a

waren

ess t

rainin

g for

hous

ing wo

rkers,

RSL’s

an

d priv

ate La

ndlor

ds; c

riteri

a for

priori

ty ho

using

; asse

ssing

need

for fl

oatin

g su

pport

and a

sserti

ve ou

treac

h)

Linco

lnshir

e Cou

nty

Coun

cil (Su

pport

ed

Hous

ing)

April

2009

April

2010

7Un

derta

ke a

valid

ation

chec

k of e

xistin

g path

ways

of th

e Hos

pital

Alcoh

ol Lia

ison

servi

ce to

infor

m fut

ure co

mmiss

ioning

inten

tions

. This

will i

nclud

e som

e proc

ess

mapp

ing.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Ap

ril 20

09Se

pt 20

09

8Co

mmen

ce wo

rk on

deve

loping

a sp

ecific

alco

hol tr

eatm

ent o

utcom

e too

l.Lin

colns

hire C

ounty

Co

uncil

(Safer

Co

mmun

ities)

July

2009

March

2011

9Co

ntinu

e to m

onito

r the k

ey pe

rform

ance

indic

ators

relati

ng to

the n

ewly

comm

ission

ed de

tache

d alco

hol o

pen a

cces

s serv

ice.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Ap

ril 20

09Ma

rch 20

11

118

Page 121: LICENSING COMMITTEE - Meetings, agendas, and minutes

3233

Deliv

ery Pl

an: L

incoln

shire

Alco

hol H

arm

Redu

ction

Strat

egy 2

009-

11

10Co

ntinu

e to m

onito

r the H

ome O

ffice f

unde

d You

ng Pe

rson A

lcoho

l Arre

st Re

ferral

sch

eme p

ilot in

Linc

olnsh

ire.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Ap

ril 20

09Ma

rch 20

10

11En

sure

that p

resen

t and

futur

e serv

ice de

livery

of sp

ecial

ist al

coho

l trea

tmen

t se

rvice

s hav

e bee

n com

missi

oned

and d

esign

ed in

cons

ultati

on wi

th se

rvice

users

.

Linco

lnshir

e Cou

nty

Coun

cil (Sa

fer

Comm

unitie

s)Ju

ne 20

09Ma

rch 20

11

12

Deve

lop in

itiativ

es to

redu

ce vu

lnerab

ility o

f fire

throu

gh al

coho

l misu

se in

cludin

g: int

ellige

nce m

anag

emen

t, plan

ning,

inform

ation

camp

aigns

and h

arm re

ducti

on

initia

tives

. The

se ac

tivitie

s will

be re

viewe

d at re

gular

inter

vals a

nd th

e outc

omes

ac

ted up

on.

Linco

lnshir

e Cou

nty

Coun

cil (Fi

re &

Rescu

e)De

c 200

8Ma

rch 20

11

Deliv

ery Pl

an: L

incoln

shire

Alco

hol H

arm

Redu

ction

Strat

egy 2

009-

11

Perfo

rman

ce In

dicato

rs an

d targ

ets to

asse

ss ou

r prog

ress

Indica

torBa

selin

eTa

rgets

Lead

partn

erOt

her p

artne

rs (*

indica

tes a

statut

ory

partn

er)Va

lueDa

te08

/0909

/1010

/11

LAA:

NI 03

9 Rate

of Ho

spita

l Adm

ission

s pe

r 100

,000 f

or Alc

ohol

Relat

ed Ha

rm

-Linc

olnsh

ire1,2

0520

06/07

1,265

1,258

1,250

Prima

ry Ca

re Tru

st (PC

T) (To

ny

McGin

ty)

Coun

ty Co

uncil

* /Dis

trict

Coun

cils*

/Lin

colns

hire P

olice

*/DA

AT/ P

robati

on*

Proxy

Mea

sures

DASR

- Linc

olnsh

ireTB

CTB

CTB

CTB

CTB

CPC

TAs

Abov

e

DASR

– Bo

ston

TBC

TBC

TBC

TBC

TBC

PCT

As Ab

ove

DASR

- Ea

st Lin

dsey

TBC

TBC

TBC

TBC

TBC

PCT

As Ab

ove

DASR

- Lin

coln

TBC

TBC

TBC

TBC

TBC

PCT

As Ab

ove

DASR

- No

rth Ke

steve

nTB

CTB

CTB

CTB

CTB

CPC

TAs

Abov

e

DASR

- So

uth Ho

lland

TBC

TBC

TBC

TBC

TBC

PCT

As Ab

ove

DASR

- So

uth Ke

steve

nTB

CTB

CTB

CTB

CTB

CPC

TAs

Abov

e

DASR

– W

est L

indse

yTB

CTB

CTB

CTB

CTB

CPC

TAs

Abov

e

NI 41

Perce

ption

s of d

runk o

r rowd

y be

havio

ur as

a pro

blem.

TBC

From

Place

NA

NATB

CTB

C

NI11

5 Sub

stanc

e Misu

se by

Youn

g Peo

pleTB

C Tel

lus 3

Surve

yTB

CTB

CTB

CTB

C

To re

duce

the %

of vi

olenc

e aga

inst t

he

perso

n offe

nces

that

are al

coho

l relat

ed35

.8%20

07/08

TBC

TBC

TBC

Linco

lnshir

e Po

lice

As ab

ove

Increa

se the

% ta

ke up

of pe

ople a

ttend

ing

the Dr

ink Dr

ive Re

habil

itatio

n Cou

rse.

44%

2007

46%

50%

53%

Linco

lnshir

e Ro

ad Sa

fety

As ab

ove

Total

numb

ers sc

reene

d, as

sesse

d and

tri

aged

by Ad

dacti

on at

a Tie

r 2 le

vel

700

2007

/0870

090

0TB

CDA

ATAs

abov

e

Total

numb

ers re

ferred

to Ti

er3/LP

FT by

qu

alifyi

ng via

Audit

score

375

2008

/0937

550

0TB

CDA

AT

Total

numb

ers in

alco

hol c

ommu

nity

treatm

ent a

t a Ti

er 3 l

evel

375

2008

/0937

560

0TB

CDA

AT

Waitin

g tim

es to

be se

en by

Tier3

/LPFT

se

rvice

6 wee

ks20

08/09

6 wee

ks6 w

eeks

6 wee

ksDA

AT

Total

numb

ers of

new r

eferra

l to Ho

spita

l alc

ohol

liaiso

n nurs

es50

020

09/10

n/a50

0TB

CDA

AT

Redu

ce th

e tes

t purc

hase

failu

re rat

e 25

%20

08/09

25%

20%

15%

Tradin

g Sta

ndard

s

Othe

r part

ners

Linco

lnshir

e Part

nersh

ip Fo

unda

tion T

rust /

Adda

ction

/ Unit

ed Li

ncoln

shire

Hosp

itals T

rust /

East

Midla

nds A

mbula

nce S

ervice

/ You

th Of

fendin

g Serv

ice / L

incoln

shire

Fire

& Re

scue,

3rd se

ctor o

rganis

ation

s inc

luding

but n

ot ex

clusiv

ely: O

asis,

Alco

holic

s Ano

nymo

us,

Priva

te se

ctor o

rganis

ation

s

119

Page 122: LICENSING COMMITTEE - Meetings, agendas, and minutes

3435

Alcoh

ol-Re

lated

Harm

in Li

ncoln

shire

: Linc

olnsh

ire Al

coho

l Har

m Re

ducti

on St

rateg

y 200

9-11

Alcoh

ol-Re

lated

Harm

in Li

ncoln

shire

: Linc

olnsh

ire Al

coho

l Har

m Re

ducti

on St

rateg

y 200

9-11

1 Alcoh

ol-rel

ated i

ncide

nts ca

n inc

lude i

ncide

nts wh

ere th

e vict

im,

offen

der o

r both

has b

een d

rinkin

g; wh

ere an

incid

ent t

ook p

lace i

n or

aroun

d lice

nsed

prem

ises; o

r eve

n inc

idents

where

the p

artici

pants

sm

elt of

alco

hol.

2 Cabin

et Of

fice,

Alcoh

ol Ha

rm Re

ducti

on Pr

oject:

Inter

im An

alytic

al Re

port,

Septe

mber

2003

, p 65

Statis

tics a

lways

apply

to so

meon

e else

. So w

hat if

we

get d

runk o

ccas

ionall

y? W

e’re s

ensib

le. W

e’re n

ot go

ing to

drink

and d

rive.

We do

n’t ab

use o

ur pa

rtner

when

we’re

drun

k. An

d if w

e fall

over

and g

et hu

rt, its

ba

d luc

k, no

t alco

hol.

Okay

, so he

re are

the s

tatist

ics. A

ccordi

ng to

the W

orld

Healt

h Orga

nisati

on, a

lcoho

l is ra

nked

just

bene

ath

tobac

co in

term

s of h

arm. In

the U

nited

King

dom

we

estim

ate th

at alc

ohol

harm

costs

£20 b

illion

a ye

ar. It

costs

the p

ublic

healt

h sec

tor £1

.6 bil

lion.

It cost

s in

crime

and r

elated

costs

£12 b

illion

. And

here’

s the

kick

er.

It cost

s in lo

st pro

ducti

vity a

bout

£6 bi

llion a

year.

Take t

hat la

st nu

mber

alone

. It’s n

ot the

bigg

est co

st bu

t it’s

the m

ost in

visibl

e. It’s

the co

st of

not tu

rning

up fo

r wo

rk be

caus

e you

’re hu

ng-ov

er or,

worse

, turni

ng up

for

work

with a

hang

over.

Yes, a

nd a

heap

of us

know

how

much

we ac

hieve,

or do

n’t, w

hen w

e do i

t.

When

we se

e num

bers

this b

ig the

y hav

e a sc

ale bu

t the

y don

’t hav

e a m

eanin

g.

If this

is wh

at ge

tting

drun

k mea

ns to

the c

ountr

y, wh

at do

es it

mean

to us

?

It me

ans h

aving

a ha

ngov

er an

d fee

ling l

ike he

ll and

mi

ssing

a da

y’s wo

rk. It

mea

ns do

ing re

ally s

tupid

thing

s, som

etime

s crin

gingly

, emb

arras

singly

stup

id,

and k

nowi

ng th

at ev

en if

you c

an’t r

emem

ber th

em,

other

peop

le ca

n.

It mea

ns lo

ud wo

rds an

d lou

d opin

ions. I

t mea

ns

argum

ents

and s

lamme

d doo

rs an

d brok

en m

arriag

es. It

mean

s wait

ing in

the c

orrido

r of A

& E t

o have

your

fist

X-ray

ed an

d havi

ng to

expla

in to

the do

ctor y

ou di

d it

fighti

ng in

the s

treet

and,

yes, y

ou ha

d bee

n drin

king.

It me

ans t

hat th

is is w

here

our c

hildre

n lea

rn to

drink

the

way t

hat w

e hate

them

drink

ing. Ju

st lik

e us.

Alco

hol R

elated

Harm

in Li

ncoln

shire

120

Page 123: LICENSING COMMITTEE - Meetings, agendas, and minutes

3637

Publi

c Serv

ice Ag

reeme

nts,

Loca

l Area

Agree

ment

s and

Na

tiona

l Ind

icato

rsTh

e 200

7 Com

prehe

nsive

Spen

ding

Revie

w set

the ke

y prio

rity o

utcom

es

the Go

vernm

ent w

ants

to ac

hieve

in th

e ne

xt sp

endin

g peri

od (2

008-2

011).

The

outco

mes, e

xpres

sed a

s Pub

lic Se

rvice

Ag

reeme

nts (P

SAs),

inclu

de fo

r the fi

rst

time a

PSA o

n alco

hol.

PSA 2

5 aim

s to r

educ

e the

harm

caus

ed by

alc

ohol

(and d

rugs)

to:

the co

mmun

ity as

a res

ult of

asso

ciated

crime

, diso

rder a

nd an

ti-so

cial b

ehav

iour

the he

alth a

nd we

ll-bein

g of th

ose w

ho

(use d

rugs o

r) drin

k harm

fully

the de

velop

ment

and w

ell-be

ing of

youn

g peo

ple an

d fam

ilies

The m

ost im

porta

nt loc

al de

livery

me

chan

ism fo

r PSA

s is t

he Lo

cal A

rea

Agree

ment

(LAA).

A loc

al are

a agre

emen

t (LAA

) is a

three

-year

agree

ment

betw

een a

loca

l area

and c

entra

l go

vernm

ent. T

he LA

A des

cribe

s ‘the

story

of

place

’ or h

ow lo

cal p

riorit

ies wi

ll be m

et by

de

liveri

ng lo

cal so

lution

s. I

The L

AA is

nego

tiated

betw

een t

he lo

cal

strate

gic pa

rtners

hip, th

e Linc

olnsh

ire

Asse

mbly

and t

he re

giona

l Gov

ernme

nt Of

fice (

GO). T

he Li

ncoln

shire

Asse

mbly

cons

ists o

f all t

he ke

y play

ers in

Lin

colns

hire w

ho de

liver

servi

ces.

From

April

2008

, a ne

w Nati

onal

Indica

tor

Set o

f 198

indic

ators,

repla

ced a

ll exis

ting

local

autho

rity i

ndica

tors s

uch a

s the

Be

st Va

lue Pe

rform

ance

and P

erform

ance

As

sessm

ent F

ramew

ork In

dicato

rs.

LAAs

could

inclu

de a

maxim

um of

35

impro

veme

nt tar

gets

drawn

from

this

indica

tor se

t, in a

dditio

n to s

ome s

tatuto

ry ed

ucati

on an

d earl

y yea

rs tar

gets.

Unde

r the

Comp

rehen

sive A

rea As

sessm

ent (a

ne

w, sin

gle an

d coo

rdina

ted pe

rform

ance

fra

mewo

rk), lo

cal a

uthori

ties w

ill be

requ

ired

to mo

nitor

all 19

8 ind

icator

s, whe

ther o

r not

they a

re inc

luded

in th

e LAA

.

The n

ew in

dicato

rs ha

ve st

rength

ened

the

incen

tives

for c

loser

partn

ership

worki

ng

to de

liver

joine

d-up o

utcom

es be

caus

e the

y app

ly (w

here

relev

ant) t

o othe

r loca

l pa

rtners

- suc

h as P

rimary

Care

Trusts

and

the po

lice.

The N

ation

al Ind

icator

(NI) S

et inc

ludes

three

spec

ific in

dicato

rs for

alco

hol-r

elated

harm

: Alc

ohol-

harm

relat

ed ho

spita

l adm

ission

rates

(NI 3

9) Pe

rcepti

ons o

f drun

k or ro

wdy b

ehav

iour

as a

proble

m (N

I 41)

Subst

ance

misu

se by

youn

g peo

ple (N

I 115

)

■ Howe

ver a

lcoho

l link

s to o

ver 4

0 othe

r na

tiona

l indic

ators

(see A

ppen

dix 1)

Inform

ation

and D

ata on

the h

arm ca

used

by

alco

hol in

Linc

olnsh

ire.

Natio

nal In

dicato

r 39:

Rate

of Ho

spita

l Adm

ission

s pe

r 100

,000 f

or alc

ohol

relate

d harm

Natio

nal In

dicato

r 39 i

s the

only

desig

nated

targe

t inclu

ded w

ithin

the 20

08-20

11 Li

ncoln

shire

Loca

l Area

Agree

ment

that s

pecifi

cally

foc

uses

on al

coho

l . NI

39 pr

ovide

s loca

l mea

sures

of th

e rate

of

hosp

ital a

dmiss

ions f

or alc

ohol-

relate

d harm

for e

very

100,0

00

memb

ers of

the p

opula

tion.

They

are d

erive

d from

the H

ospit

al Ep

isode

Stati

stics

(HES)

and c

over

the pe

riod 2

002/0

3 to 2

008/0

9. HE

S are

cons

idered

to be

sens

itive t

o the

impa

ct of

preve

ntion

int

erven

tions

– i.e

. whe

n prev

entio

n inte

rventi

ons a

re im

prove

d, ho

spita

l adm

ission

s for

spec

ific ch

ronic

and a

cute

cond

itions

sh

ould

slow i

n the

short

, med

ium an

d lon

g term

.

Figure

1 bre

aks d

own t

he ra

tes of

Hosp

ital A

dmiss

ions p

er 10

0,000

du

e to a

lcoho

l in Li

ncoln

shire

from

2002

up un

til 20

08 by

coun

ty an

d dist

ricts.

Admi

ssion

rates

to ho

spita

l due

to al

coho

l are

clearl

y ris

ing du

ring t

his pe

riod.

Figure

2 illu

strate

s the

actua

l rates

of al

coho

l relat

ed ho

spita

l ad

missi

ons i

n Linc

olnsh

ire bu

t also

inclu

des t

he pr

ojecte

d rate

s ba

sed o

n a lin

ear tr

end u

p unti

l 201

1. Th

e acti

ons c

ontai

ned w

ithin

this s

trateg

y will

aim to

sign

ifican

tly re

duce

this

upwa

rds tre

nd in

Lin

colns

hire

Figure

1

Figure

2

Alcoh

ol-Re

lated

Harm

in Li

ncoln

shire

: Linc

olnsh

ire Al

coho

l Har

m Re

ducti

on St

rateg

y 200

9-11

Alcoh

ol-Re

lated

Harm

in Li

ncoln

shire

: Linc

olnsh

ire Al

coho

l Har

m Re

ducti

on St

rateg

y 200

9-11

NI 3

9- T

he R

ate

of A

lcoh

ol R

elat

ed H

ospi

tal A

dmis

sion

s in

Lin

coln

shire

200

2-20

08

800

900

1000

1100

1200

1300

1400

1500

1600

1700

2002

/03

2003

/04

2004

/0520

05/06

2006

/0720

07/0

8

Year

Rate

of alc

ohol

relate

d hos

ital a

dmiss

ions p

er 10

0,000

popu

lation

Bosto

nEa

st Li

ndse

y Lin

coln

North

Keste

ven

South

Holl

and

South

Kest

even

Wes

t Lind

sey

Linco

lnshir

eEa

st Mi

dlan

ds

Actu

al a

nd P

roje

cted

rate

of a

lcoh

ol re

late

d ho

spita

l ad

mis

sion

s in

Lin

coln

shire

200

2-20

11

700

800

900

1000

1100

1200

1300

1400

02/0

303

/04

04/0

505

/06

06/0

707

/08

08/0

909

/10

10/1

1

Year

Rate

of ad

missi

ons p

er 10

0,000

popu

lation

121

Page 124: LICENSING COMMITTEE - Meetings, agendas, and minutes

3839

Figure

3 sp

lits do

wn th

e alco

hol re

lated

hosp

ital a

dmiss

ions i

n Lin

colns

hire i

n 200

6/07 b

y age

grou

p. Th

is cle

arly s

hows

that

admi

ssion

s due

to al

coho

l are

more

frequ

ent o

ver 5

0 yea

rs of

age.

This

would

indic

ate th

at the

se ad

missi

ons a

re du

e to l

ong t

erm

healt

h prob

lems.

Figure

4 sp

lits do

wn th

e alco

hol re

lated

hosp

ital a

dmiss

ions i

n Lin

colns

hire i

n 200

6/07 b

y the

diffe

rence

in ge

nder.

65%

of all

the

admi

ssion

s in t

his ye

ar are

male

s and

only

35%

are fe

males

.

Figure

5 sh

ows t

he nu

mber

of cla

iman

ts (pe

r 100

,000 p

opula

tion)

of inc

apac

ity be

nefit

in Lin

colns

hire i

n 200

7 whe

re alc

ohol

is the

ma

in rea

son.

Linco

ln ha

s the

high

est ra

te in

the co

unty

with

a rate

of

157.7

per 1

00,00

0 pop

ulatio

n whil

st No

rth Ke

steve

n has

only

a qu

arter

of the

Linc

olnsh

ire av

erage

.

Figure

3

Figure

4

Figure

5

The H

ome S

ecret

ary ha

s stat

ed th

at alc

ohol

is a f

actor

in ov

er 30

% of

city c

entre

arres

ts. Ce

ntral

to the

prob

lem of

good

data

colle

ction

an

d ana

lysis

is the

issu

e of d

efinit

ion. T

he te

rm ‘a

lcoho

l relat

ed’

can b

e con

tested

which

mak

es go

od da

ta co

llecti

on di

fficult

. Fo

r exa

mple

Polic

e rec

orded

crim

e data

uses

a ‘fla

g’ to

note

if an

incid

ent is

alco

hol re

lated

but m

ay al

so us

e a ‘fr

ee te

xt’ fie

ld.

Both

these

meth

ods a

re us

ually

unde

rused

and o

ften r

egard

ed as

un

reliab

le for

seve

ral re

ason

s:

•com

pletin

gthe

alco

holfl

agis

notm

anda

tory

•inv

olvem

ento

falco

holm

ayno

tbeo

bviou

s

•lac

kofa

nobje

ctive

mea

sure

ofwh

ether

anof

fende

r

has c

onsu

med a

lcoho

l, nor

of the

effec

ts of

alcoh

ol on

the

offen

ce if

it had

been

cons

umed

Howe

ver d

espit

e the

se di

sadv

antag

es cu

rrentl

y the

re are

few

other

datas

ets to

use.

There

fore F

igure

5 doe

s use

this

record

ed

crime

data

and s

plits

the ra

te of

alcoh

ol rel

ated c

rime p

er 10

0,000

po

pulat

ion in

2007

/08 by

distr

ict ar

ea. F

rom th

is Lin

coln

City h

as

over

doub

le the

amou

nt of

alcoh

ol rel

ated c

rime w

hen c

ompa

red to

the

Linc

olnsh

ire av

erage

.

In the

mos

t rece

nt Bri

tish C

rime S

urvey

, 45%

of al

l vict

ims o

f vio

lence

descr

ibed t

heir a

ssaila

nt as

being

unde

r the i

nflue

nce o

f alc

ohol

at the

time.

The h

otspo

t cha

rt in F

igure

6 sho

ws al

coho

l relat

ed vi

olenc

e aga

inst

the pe

rson o

ffenc

es in

Linc

olnsh

ire in

2007

/08, a

s a co

mpari

son

betw

een d

ay of

the w

eek a

nd th

e hou

r of th

e day

that

the of

fence

wa

s com

mitte

d. Th

e cha

rt clea

rly ill

ustra

tes th

at the

peak

s in

offen

ces a

re oc

curri

ng la

te on

Frida

y & Sa

turda

y nigh

ts.

Figure

6

Figure

7

Alcoh

ol-Re

lated

Harm

in Li

ncoln

shire

: Linc

olnsh

ire Al

coho

l Har

m Re

ducti

on St

rateg

y 200

9-11

Alcoh

ol-Re

lated

Harm

in Li

ncoln

shire

: Linc

olnsh

ire Al

coho

l Har

m Re

ducti

on St

rateg

y 200

9-11

1 Alcoh

ol-rel

ated i

ncide

nts ca

n inc

lude i

ncide

nts wh

ere th

e vict

im,

offen

der o

r both

has b

een d

rinkin

g; wh

ere an

incid

ent t

ook p

lace i

n or

aroun

d lice

nsed

prem

ises; o

r eve

n inc

idents

where

the p

artici

pants

sm

elt of

alco

hol.

Alco

hol R

elat

ed H

ospi

tal A

dmis

sion

s in

Lin

coln

shire

from

200

6-20

07

split

by

gend

er

65%

35%

MA

LE

S

FE

MA

LE

S

Clai

man

ts o

f Inc

apac

ity B

enef

it w

here

alc

ohol

is th

e m

ain

reas

on in

Lin

coln

shire

in 2

007

020

4060

8010

012

014

016

018

0

East

Mid

land

s A

vera

ge

Engl

and

Ave

rage

Linc

olns

hire

Linc

oln

East

Lin

dsey

Bost

on

Sout

h Ho

lland

Wes

t Lin

dsey

Sout

h Ke

stev

en

North

Kes

teve

n

Rate

of c

laim

ants

per

100

,000

pop

ulat

ion

% o

f Alc

ohol

Rel

ated

Hos

pita

l Adm

issi

ons

by a

ge g

roup

in L

inco

lnsh

ire 2

006/

07

0%5%10%

15%

20%

25%

16-1

920

-29

30-3

940

-49

50-5

960

-69

70-7

980

+A

ge

% o

f alco

hol r

elate

d ho

spita

l adm

ission

s

The

rate

s of

alc

ohol

rela

ted

crim

e in

Lin

coln

shire

from

200

7-20

08

0

200

400

600

800

1000

1200

1400

1600

1800

Linco

lnBo

ston

East

Linds

eySo

uth

Holla

ndSo

uth

Keste

venWes

t Lind

sey No

rth K

este

venLin

colns

hire

Rate

of a

lcoho

l rela

ted

crim

e oe

r 100

,000

pop

ulatio

n

Al

coho

l Rela

ted

Viole

nce

again

st th

e pe

rson

offe

nces

in L

incoln

shire

200

7/08

– a

co

mpa

rison

of d

ay o

f the

wee

k aga

inst

time

of th

e da

y.

Hour

of th

e day

Day of the Week

222

230

13

45

621

1718

1920

1612

1314

1511

78

910

M T W T F S S

122

Page 125: LICENSING COMMITTEE - Meetings, agendas, and minutes

4041

Figure

8-Ea

st Mi

dland

s Drin

k Deb

ate

Linco

lnshir

eDe

rbysh

ireNo

ttingh

amsh

ireLei

cester

shire

Numb

er of

Resp

onde

nts10

0452

818

3899

3

Numb

er of

Resp

onde

nts pe

r 100

,000 p

opula

tion

215.1

99.1

337.7

222.5

Alcoh

ol Co

nsum

ption

- Sen

sible

Drink

ing85

2 (86

.8%)

436 (

85.2)

1542

(85.9

)85

9 (88

.7)

Alcoh

ol Co

nsum

ption

- Haz

ardou

s / Ha

rmful

/ De

pend

ent d

rinkin

g13

0 (13

.2%)

76 (1

4.8)

253 (

14.1)

109 (

11.3)

Defin

itions

: Sen

sible

drink

ing m

ales <

= 20 u

nits, f

emale

s <=1

5 unit

s; Haz

ardou

s/harm

ful/de

pend

ent d

rinkin

g 21+

units

male

s, 16+

units

fema

les

The D

rink D

ebate

—it’s

your

shou

t! was

laun

ched

to gi

ve pe

ople

of the

regio

n a ch

ance

to ha

ve th

eir sa

y abo

ut ho

w to a

ddres

s the

pro

blems

caus

ed by

exce

ssive

drink

ing. T

he su

rvey,

which

ran u

ntil

the en

d of 2

007,

aske

d the

peop

le of

East

Midla

nds t

o con

sider

which

of th

e ide

as th

ey wo

uld su

pport

to re

duce

the h

arm fro

m ex

cessi

ve dr

inking

. Figu

re 7 s

hows

that

over

1000

peop

le en

tered

the

surve

y in L

incoln

shire

. Ove

r 85%

of th

ese p

eople

were

drink

ing

at se

nsibl

e lev

els wh

ilst n

early

15 %

were

drink

ing at

eithe

r ha

zardo

us, h

armful

or de

pend

ant le

vels

Resp

onda

nts we

re giv

en a

list o

f 22 s

tatem

ents

and w

ere as

ked

to tic

k all t

hat t

hey w

ould

supp

ort. T

here

was a

wide

varia

tion

in the

supp

ort fo

r eac

h item

, with

the h

ighes

t prop

ortion

of

peop

le in

Linco

lnshir

e (ov

er 75

%) su

pport

ing th

e stat

emen

t tha

t “bu

sines

ses w

ho se

ll alco

hol to

unde

rage y

oung

peop

le sh

ould

be he

avily

pena

lised

. The

22 ite

ms we

re gro

uped

into

six br

oad

categ

ories

- see

Figu

re 8.

Gene

rally,

items

relat

ed to

aware

ness

raisin

g had

the h

ighes

t sup

port a

nd ite

ms re

lating

to ac

cess,

price

an

d adv

ertisi

ng we

re les

s sup

porte

d. Su

pport

for it

ems r

elatin

g to

indus

try st

anda

rds wa

s vari

ed, ra

nging

from

over

75 %

supp

ort

for “B

usine

sses w

ho se

ll alco

hol to

unde

rage y

oung

peop

le sh

ould

be he

avily

pena

lised

” to on

ly 31

% su

pport

for “S

pecia

l offe

rs an

d dis

coun

ts on

alco

hol (e

.g. Ha

ppy H

ours

and 2

for 1

) sho

uld be

ba

nned

”.

Alcoh

ol-Re

lated

Harm

in Li

ncoln

shire

: Linc

olnsh

ire Al

coho

l Har

m Re

ducti

on St

rateg

y 200

9-11

Alcoh

ol-Re

lated

Harm

in Li

ncoln

shire

: Linc

olnsh

ire Al

coho

l Har

m Re

ducti

on St

rateg

y 200

9-11

Figure

9 sh

ows t

he re

sults

of th

e tes

t purc

hasin

g prog

ramme

in

Linco

lnshir

e from

01.04

.08 to

31.03

.09. C

learly

from

this d

ata

the So

uth Di

vision

(Sou

th Ho

lland

and S

outh

Keste

ven)

have

a sig

nifica

ntly w

orse t

est p

urcha

se fa

ilure

rate t

han o

ther a

reas o

f the

coun

ty.

Figure

10 sh

ows t

he to

tal nu

mber

of tes

t purc

hase

s in L

incoln

shire

in

2008

-2009

. This

show

s tha

t cou

ntywi

de th

ere is

a 25

% tes

t pu

rchas

e fail

ure ra

te

Figure

s 11 a

nd 12

show

the t

otal n

umbe

r of te

st pu

rchas

es in

Lin

colns

hire i

n 200

8-200

9 brok

en do

wn by

on-lic

ense

and o

ff-lic

ense

. The

se sh

ow th

at off

- lice

nses

have

a sig

nifica

ntly b

etter

test

purch

ase f

ailure

rate

than o

n-lice

nsed

prem

ises.

Figure

9

Figure

10

Polic

ing

Divisi

on

Numb

er of

Test P

urcha

se

Attem

pts

Numb

er of

Sales

% sa

les fro

m att

empts

East

597

11.8

West

116

2925

.0

South

4219

45.2

Figure

11

Figure

12

Figure

13

Supp

ort f

or id

eas

in L

inco

lnsh

ire a

bout

redu

cing

har

ms

from

exc

ess

drin

king

(ave

rage

with

in b

road

cat

egor

ies)

0102030405060

Awar

enes

sra

ising

Lega

l/Enf

orce

men

t Indu

stry S

tand

ardsAd

verti

sing

Acce

ssPr

ice

Avera

ge su

ppor

t %

ALCO

HOL

TEST

PUR

CHAS

ES IN

LIN

COLN

SHIR

E 20

08-2

009

(ON

& OF

F LI

CENC

E)21

7 AT

TEM

PTS

162

55

REFU

SALS

SALE

S

ALCO

HOL

TEST

PUR

CHAS

ES IN

LIN

COLN

SHIR

E 20

08-2

009

(ON

LICE

NCE)

42 A

TTEM

PTS

2220

REFU

SALS

SALE

S

ALCO

HOL

TEST

PUR

CHAS

ES IN

LIN

COLN

SHIR

E 20

08-2

009

(OFF

LIC

ENCE

)17

5 AT

TEM

PTS

140

35

REFU

SALS

SALE

S

123

Page 126: LICENSING COMMITTEE - Meetings, agendas, and minutes

4243

Alcoh

ol-Re

lated

Harm

in Li

ncoln

shire

: Linc

olnsh

ire Al

coho

l Har

m Re

ducti

on St

rateg

y 200

9-11

Alcoh

ol-Re

lated

Harm

in Li

ncoln

shire

: Linc

olnsh

ire Al

coho

l Har

m Re

ducti

on St

rateg

y 200

9-11

Figure

14 sh

ows t

he lo

catio

n of a

ll alco

hol re

lated

road

traffic

co

llision

s in L

incoln

shire

in 20

07. S

outh

Holla

nd ha

s the

high

est

numb

er of

collis

ions i

n Linc

olnsh

ire fo

llowe

d by B

oston

and W

est

Linds

ey. L

incoln

City

has t

he fe

west

alcoh

ol rel

ated c

ollsio

ns.

The t

able

in Fig

ure 15

demo

nstra

tes th

e work

unde

rtake

n by

partn

ers, sp

ecific

ally L

incoln

shire

Polic

e, to

reduc

e the

harm

caus

ed

by dr

ink dr

iving

. The

table

illus

trates

that

whils

t the

numb

er of

breath

tests

unde

rtake

n has

incre

ased

the f

ailure

rate

has b

een

reduc

ing. T

his cl

early

demo

nstra

tes a

meas

urable

succ

ess i

n red

ucing

the n

umbe

r of p

eople

on th

e Linc

olnsh

ire ro

ads w

ho ar

e dri

nk dr

iving

.

Figure

16 sh

ows t

he nu

mber

of pe

ople

referr

ed to

the d

rink d

rive

rehab

ilitati

on in

Linc

olnsh

ire fro

m 20

05 to

2008

. 200

8 saw

a sli

ght

increa

se in

the %

of pe

ople

comp

leting

the c

ourse

Figure

14

Figure

15

Year

Total

numb

er of

Breath

Tests

Total

numb

er of

Posit

ive Br

eath

Tests

Failu

re Ra

te %

2005

2412

143

5.9

2006

2470

141

5.7

2007

4641

129

2.8

2008

3235

120

3.7

Figure

16

Year

No. p

eople

refer

red

to dri

nk dr

ive

rehab

ilitati

on

cours

e from

court

s in

Linco

lnshir

e

Numb

er pe

ople

comp

leting

the

cours

e

% Pe

ople

Comp

leted

2005

658

295

45%

2006

694

242

35%

2007

655

287

44%

2008

625

301

48%

Figure

17

Figure

17 sh

ows t

he re

sults

of th

e 200

7/08 T

ellUs

3 su

rvey i

n Lin

colns

hire c

ompa

red to

the n

ation

al av

erage

. The

TellU

s3 su

rvey

was a

surve

y of c

hildre

n and

youn

g peo

ple ac

ross E

nglan

d, as

king

their v

iews a

bout

their l

ocal

area,

and i

nclud

ing qu

estio

ns co

verin

g the

five E

very

Child

Matt

ers ou

tcome

s. The

surve

v was

carri

ed ou

t in

Sprin

g 200

8. A s

ample

of sc

hools

was s

electe

d with

in Lin

colns

hire,

repres

entin

g the

diffe

rent t

ypes

of sc

hools

. Figu

re 17

show

s tha

t the

perce

ntage

of ch

ildren

and y

oung

peop

le wh

o hav

e bee

n drun

k thr

ee or

more

times

in th

e las

t four

week

s in L

incoln

shire

is sli

ghtly

hig

her th

an na

tiona

l ave

rage.

Howe

ver th

e num

ber o

f you

ngste

rs wh

o hav

e nev

er be

en dr

unk i

s also

sligh

tly hi

gher

than t

he na

tiona

l av

erage

. The

resu

lts of

the T

ellUs

3 surv

ey wi

ll help

infor

m Na

tiona

l Ind

icator

115-

Subs

tance

Misu

se by

Youn

g Peo

ple.

Scho

ol Ex

clusio

nsAn

analy

sis wa

s und

ertak

en of

5452

exclu

sions

from

schoo

ls in

Linco

lnshir

e betw

een 3

rd Ap

ril 20

06 an

d 18th

July

2007

. The

fol

lowing

is th

e find

ings f

rom th

is an

alysis

.

There

were

193 e

xclus

ions f

rom sc

hools

in Li

ncoln

shire

in th

is

perio

d due

to dr

ugs o

r alco

hol.

This

acco

unted

for 3

.5% of

all

exclu

sions

from

Linco

lnshir

e sch

ools.

It is

not p

ossib

le to

break

the

se fig

ures d

own b

y drug

or al

coho

l. 17

8 excl

usion

s were

for fi

xed p

eriod

s, 15 w

ere a

perm

anen

t

exclu

sion.

Th

e num

ber o

f day

s fixe

d peri

od ex

clusio

ns ra

nged

from

were

betw

een 1

day t

o 16 d

ays.

In tot

al 69

1 day

s of s

choo

l were

mi

ssed d

ue to

exclu

sions

for a

lcoho

l or d

rugs i

n this

perio

d.

72 ex

clusio

ns we

re for

fema

le pu

pils a

nd 12

1 were

for m

ale

pupil

s

The l

ocal

imple

ment

ation

of th

e Lic

ensin

g Act

2003

The L

icens

ing Ac

t (200

3) ca

me in

to for

ce in

Nove

mber

2005

. The

Ac

t brou

ght t

ogeth

er eig

ht se

parat

e lice

nsing

regim

es in

to on

e an

d in d

oing s

o tran

sferre

d the

regu

lation

of th

e sale

of al

coho

l fro

m lic

ensin

g jus

tices

and m

agist

rates

court

s to L

ocal

Autho

rities

. Th

ere wa

s muc

h con

cern

abou

t the

effec

ts on

bing

e drin

king,

anti-

socia

l beh

aviou

r and

crim

e whic

h wou

ld res

ult fro

m thi

s perc

eived

lib

eralis

ing of

the l

icens

ing la

ws. H

owev

er the

cons

ensu

s is t

hat

the ne

w law

s hav

e not

led to

an in

creas

e in v

iolen

ce or

anti-

socia

l be

havio

ur.

As of

31st

March

2007

there

were

3104

licen

ses a

nd ce

rtific

ates

in for

ce au

thoris

ed to

sell a

lcoho

l in Li

ncoln

shire

. Only

4 of

the 35

tw

enty-

four h

our li

cens

es in

Linc

olnsh

ire ar

e in p

ubs, b

ars or

club

s.

Area

Total

Prem

ises

Licen

ses

% of

licen

sed

premi

ses i

n Lin

colns

hire

Numb

er of

24

hour

licen

ses

Bosto

n24

98.5

04

East

Linds

ey89

330

.480

Linco

ln41

214

.063

North

Keste

ven

321

10.96

5

South

Holla

nd31

810

.850

South

Keste

ven

429

14.64

14

West

Linds

ey30

810

.519

Linco

lnshir

e29

3010

0%35

Sout

h Holl

and

19%

West

Linds

ey

17%

North

Keste

ven

15%

East

Lin

dsey

13

%

Bosto

n 18

%

Sout

h Ke

steve

n 12

%

Linco

ln 6%

Resu

lts fr

om 2

007/

08 T

ellu

s3 s

urve

y Li

ncol

nshi

re c

ompa

red

to n

atio

nally

0510152025303540

I hav

e ne

ver

had

an

alco

holic

drin

k

I hav

e ne

ver

been

dru

nk

I hav

e be

en

drun

k bu

t onl

y

once

or t

wic

e

and

not

rece

ntly

I hav

e be

en

drun

k on

ce

with

in th

e la

st

four

wee

ks

I hav

e be

en

drun

k tw

ice

with

in th

e las

t

four

wee

ks

I hav

e be

en

drun

k th

ree

or

mor

e tim

es in

the

last

four

wee

ks

Pref

er n

ot to

say

% of

resp

onda

nts

Linc

olns

hire

Natio

nal

124

Page 127: LICENSING COMMITTEE - Meetings, agendas, and minutes

4445

Appe

ndix

1: Lin

colns

hire A

lcoho

l Har

m Re

ducti

on St

rateg

y 200

9-11

Safer

Comm

uniti

esNI

15 Se

rious

viole

nt cri

me ra

te NI

17 Pe

rcepti

ons o

f anti

-socia

l beh

aviou

r NI

18 Ad

ult re

-offen

ding r

ates f

or tho

se

unde

r prob

ation

supe

rvisio

n NI

19 Ra

te of

prove

n re-o

ffend

ing by

youn

g off

ende

rs NI

20 As

sault

with

injury

crim

e rate

NI

32 Re

peat

incide

nts of

dome

stic v

iolen

ce

NI 38

Drug

-relat

ed (C

lass A

) offe

nding

rate

NI 39

Alco

hol-h

arm re

lated

hosp

ital

admi

ssion

rates

NI

40 Dr

ug us

ers in

effec

tive t

reatm

ent

NI 41

Perce

ption

s of d

runk o

r rowd

y be

havio

ur as

a pro

blem

NI 47

Peop

le kil

led or

serio

usly

injure

d in

road t

raffic

accid

ents

Child

ren an

d you

ng pe

ople

NI 50

Emoti

onal

healt

h of c

hildre

n NI

58 Em

otion

al an

d beh

aviou

ral he

alth o

f ch

ildren

in ca

re NI

65 Ch

ildren

beco

ming

the s

ubjec

t of

a Chil

d Prot

ectio

n Plan

for a

seco

nd or

su

bseq

uent

time

NI 70

Hosp

ital a

dmiss

ions c

ause

d by

unint

entio

nal a

nd de

libera

te inj

uries

to

child

ren an

d you

ng pe

ople

NI 72

Achie

veme

nt of

at lea

st 78

point

s ac

ross t

he Ea

rly Ye

ars Fo

unda

tion S

tage

with

at lea

st 6 i

n eac

h of th

e sca

les in

Pe

rsona

l Soc

ial an

d Emo

tiona

l Dev

elopm

ent

and C

ommu

nicati

on, L

angu

age a

nd Li

terac

y

Natio

nal in

dicato

rs NI

87 Se

cond

ary sc

hool

persi

stent

abse

nce r

ate

NI 11

0 You

ng pe

ople’

s part

icipa

tion i

n po

sitive

activ

ities

NI 11

1 Firs

t tim

e entr

ants

to the

Youth

Ju

stice

Syste

m ag

ed 10

– 17

NI

112 U

nder-

18 co

ncep

tion r

ate

NI 11

3 Prev

alenc

e of C

hlamy

dia in

unde

r 20

year

olds

NI 11

4 Rate

of pe

rman

ent e

xclus

ions f

rom

schoo

l N1

15 Su

bstan

ce m

isuse

by yo

ung p

eople

Adult

healt

h and

well

being

NI

119 S

elf-re

porte

d mea

sure

of pe

ople’

s ov

erall h

ealth

and w

ellbe

ing

NI 12

0 All-a

ge al

l cau

se m

ortali

ty rat

e NI

121 M

ortali

ty rat

e from

all c

ircula

tory

disea

ses a

t age

s und

er 75

NI

122 M

ortali

ty fro

m all

canc

ers at

ages

un

der 7

5 NI

134 T

he nu

mber

of em

ergen

cy be

d day

s pe

r hea

d of w

eighte

d pop

ulatio

n NI 1

36

Peop

le su

pport

ed to

live i

ndep

ende

ntly

throu

gh so

cial se

rvice

s (all

ages

) NI

137 H

ealth

y life

expe

ctanc

y at a

ge 65

NI

138 S

atisfa

ction

of pe

ople

over

65 wi

th bo

th ho

me an

d neig

hbou

rhood

Tack

ling e

xclus

ion an

d pr

omot

ing eq

ualit

y NI

141 N

umbe

r of v

ulnera

ble pe

ople

achie

ving i

ndep

ende

nt liv

ing

NI 14

2 Num

ber o

f vuln

erable

peop

le wh

o are

supp

orted

to m

aintai

n ind

epen

dent

living

NI

143 O

ffend

ers un

der p

robati

on

supe

rvisio

n livi

ng in

settl

ed an

d suit

able

acco

mmod

ation

at th

e end

of th

eir or

der o

r lic

ence

NI

144 O

ffend

ers un

der p

robati

on

supe

rvisio

n in e

mploy

ment

at the

end o

f the

ir orde

r or li

cenc

e NI

149 A

dults

in co

ntact

with

seco

ndary

me

ntal h

ealth

servi

ces i

n sett

led

acco

mmod

ation

NI

150 A

dults

in co

ntact

with

seco

ndary

me

ntal h

ealth

servi

ces i

n emp

loyme

nt

Loca

l Eco

nomy

NI

152 W

orking

age p

eople

on ou

t of w

ork

bene

fits

NI 15

3 Work

ing ag

e peo

ple cl

aiming

out

of wo

rk be

nefits

in th

e wors

t perf

orming

ne

ighbo

urhoo

ds

NI 15

6 Num

ber o

f hou

seho

lds liv

ing in

Tem

porar

y Acc

ommo

datio

n NI

173 P

eople

fallin

g out

of wo

rk an

d on t

o inc

apac

ity be

nefits

Envir

onme

ntal

susta

inabil

ity

NI 19

5 Imp

roved

stree

t and

envir

onme

ntal

clean

lines

s (lev

els of

graffi

ti, litt

er, de

tritus

an

d fly p

ostin

g)

Indic

ators

in th

e Nat

ional

Indic

ator

Set t

hat li

nk to

alco

hol m

isuse

Appe

ndix

1

125

Page 128: LICENSING COMMITTEE - Meetings, agendas, and minutes

4647

Refer

ence

s & Gl

ossa

ry to

be in

serte

d here

....

Refer

ence

s & Gl

ossa

ryFu

ll list

of Pa

rtners

Logo

s to g

o here

....

Partn

ers

Linco

lnshir

e Cou

nty Co

uncil

Linco

lnshir

e Prim

ary Ca

re Tru

st

All di

strict

coun

cils

Linco

lnshir

e Poli

ce

Natio

nal P

robati

on Se

rvice

- Linc

olnsh

ire

Linco

lnshir

e Drug

& Al

coho

l Serv

ice (L

DAS)

Linco

lnshir

e Roa

d Safe

ty Pa

rtners

hip

Linco

lnshir

e Fire

& Re

scue

Unite

d Linc

olnsh

ire Ho

spita

ls NHS

Trus

t

126

Page 129: LICENSING COMMITTEE - Meetings, agendas, and minutes

Appendix B:

Alcohol Harm Reduction Lincolnshire

Strategic Management Board

Thursday 28th

May 2009 10.00am – 12.00pm

Oak House, Waterside South, Lincoln

Name Agency

Present

Tony McGinty Lincolnshire County Council/PCT

Lee Freeman Lincolnshire County Council/Lincs Police

Chris Avis Lincolnshire County Council

Kieran English Lincolnshire Police

Greville Burgess Lincolnshire Road Safety Partnership

David Harper North Kesteven District Council

Peter Heafield Trading Standards

David Brocklesby Lincolnshire Fire & Rescue

Angela James Lincolnshire County Council

Andrew Cox Lincolnshire County Council

Kevin Ealam Lincolnshire County Council

Apology

Nicky Dewhirst-Vickers Lincolnshire Drug & Alcohol Services

Heidi Ryder North Kesteven District Council

Patricia Bowden Lincolnshire Drug & Alcohol Services

John Latham Lincoln City Council

Scott Watkinson Drug & Alcohol Action Team

Paul Moynes Lincolnshire Drug & Alcohol Services

Jo Oliver Lincolnshire Probation

Robin Bellamy Lincolnshire County Council

John Bustin LCC Children’s Services

127

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Appendix B:

1. Alcohol Harm Reduction Strategy Update

Chris Avis informed the group that following the 1st public version of the

alcohol strategy is the countywide drink debate. During this period is the

continuing development of the alcohol needs assessment. The final version of

the needs assessment is scheduled to be completed in September/October.

From the national support team visit last year strategic priorities were

recommended with a big focus on action. Chris added that the strategy is to be

different to other areas that have previously produced a strategy focussing on

the health caused from alcohol.

Chris provided the group with an overview of the updates to the strategy since

the previous meeting. The updated delivery plan is now included in the

strategy, revised targets and actions are to be inputted and will be discussed in

item 6 on the agenda. The strategy is to be completed within a couple of weeks

so that preparation can begin on the public consultation

The Chair questioned if any other relevant information is to be included. Lee

Freeman expressed concern that the priorities have been agreed with tasks set

against them and timescales for completion in September/October. Lee

continued by stating that more of a sense of urgency is needed and believes at

present there is a lot of developing and not enough action. A discussion ensued

on the best way of progressing with both the partner and public consultations.

The Chair concluded that once the strategy has been tweaked it is to be

circulated to wider partners. Tasks within the delivery plan to be allocated to

external partners. A list comprising of agencies to be produced for comments

on the strategy and key questions produced for public engagement. The Chair

and Chris Avis to discuss.

Chris Avis required clarification if a public extract of the strategy is needed.

The Chair believed that a shortened version is needed with no other partner

version necessary.

128

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Item No. 6 LICENSING COMMITTEE 20 JULY 2009

SUBJECT:

REDUCING ALCOHOL RELATED VIOLENT CRIME AND DISORDER: CODES OF PRACTICE

REPORT BY:

DIRECTOR OF RESOURCES

LEAD OFFICER:

KEVIN BARRON, LICENSING MANAGER

1. Purpose of Report

1.1 To inform the Committee of the West Lindsey Community Safety Partnership’s

proposed Code of Practice in relation to the running of the “Night-time Economy”.

1.2 To gather any response that the Committee wish to make prior to its adoption by the Partnership.

2. Background

2.1 The Substance Misuse and Violent Crime Theme Group, created under the Partnership, commisioned a licensing consultant, Christopher Shadlow, to create a code of practice to be adopted by those concerned in the management of the “night-time economy”.

2.2 The Code has been prepared and will be presented to the Partnership with a view to it being adopted by the licensing trade and others concerned with the night-time economy.

2.3 Any consultation has been conducted by the Partnership.

2.4 There has been consultation with the Licensing Team prior to its publication.

2.5 A copy of the proposed code can be seen at Appendix A.

3. Main Body of Report

3.1 The aim of the Code is: These “Codes of Practice” lay down common sense principles for each sector within the Evening economy with the aim of:

Encouraging all those involved in the “alcohol-led” Evening Economy to engage with each other in a more constructive manner so as to achieve co-ordinated action towards a “Safer Lincoln”.

129

Page 132: LICENSING COMMITTEE - Meetings, agendas, and minutes

Reducing risks for all those involved in the Evening Economy by equipping them in advance with the know-how to deal with problem situations in a more effective manner.

Reducing opportunities for disorder, crime and particularly violence ensuring that more evening visitors to Lincoln enjoy a trouble-free evening “Safe in the City”.

Protecting “vulnerable” individuals in the community and helping to prevent them becoming victims of crime.

Reducing the “fear factor” surrounding the evening economy by together raising the standards of practices across all sectors thereby improving customer service at the point of delivery and reassuring the public of the extensive co-ordinated measures in place to protect them and prevent, deter and deal with problem individuals.

Reducing demands on overstretched emergency services by joining with the evening community in a pro-active crime reduction manner so that quality of service is maintained.

Supporting the licensing objectives as defined under the Licensing Act 2003:

1. The Prevention of Crime & Disorder. 2. Public Safety. 3. The Prevention of Public Nuisance. 4. The Protection of Children from Harm.

3.2 These “Codes of Practice” are designed to encourage best practice across all sectors involved in the running or shaping of the “Evening Economy”. This includes:

Pubs; Nightclubs; Restaurants; Late-Night Shops; Off-Licences; Late-Night Takeaways; Door Supervisors; Street Pastors; Taxis & Private Hire; Buses; Police; and City of Lincoln Council.

3.3 The Licensing Team has been firm on maintaining the independence of the

Licensing Authority to ensure that it is not committed to any proposals and hence its discretion has not been compromised.

3.4 However, the Licensing Committee (formed under the Licensing Act 2003) can have regard to the Code when determining an application and can recommend to the Council that the Licensing Authority’s Statement of Licensing Policy be amended to require an expectation that applicants etc to have had regard to the Code.

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3.5 The Statement of Licensing Policy has to be reviewed at least every three

years. It was last issued in 2008 and due to be published again no later than 3 January 2011.

3.6 The Licensing Team will promote the Code when advising applicants and existing licence holders.

4. Resource Implications

4.1 (i) Finance (including impact on Savings Targets)

- Capital Implications Any capital expenditure will have to be authorised using the normal Council procedures and any undertakings will not be entered into until formal approval is first obtained.

- Revenue Implications There is no revenue due to the Authority from these proposals.

4.2 (i) Staffing Nil

4.3 (ii) Property/Land/Accommodation Implications

4.4 (iii) Procurement

Discretionary assessments

5. Policy Implications

5.1 (i) Strategic Priority

5.2 (ii) S.17 Crime and Disorder

5.3 (iii) Equality and Diversity

5.4 (iv) Environmental Sustainability

5.5 (v) Community engagement/ communication 6. Consultation and Communication 7. Legal Implications

7.1 (i) Legal - Nil

7.2 (ii) Contractual – Nil

7.3 (iii) Constitutional Issues - Nil.

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Mandatory Assessment

8. Assessment of Options

8.1 (i) Key Issues

8.2 (ii) Risks Assessment (including Impact Assessment)

9. Recommendation

9.1 That the Licensing Committee note the contents of the Code.

9.2 That any comments be forwarded to the Licensing Team, which will ensure that they are taken into account by the Partnership.

Access to Information: Does the report contain exempt information, which would prejudice the public interest requirement if it was publicised?

No

Key Decision No

Key Decision Reference No.

Do the Exempt Information Categories Apply

Yes/No

Call In and Urgency: I s the decision one to which Rule 15 of the Scrutiny Procedure Rules apply?

Yes/No

List of Background Papers:

Appendix A Code of Practice Reducing Alcohol Related Crime and Disorder

Lead Officer: Kevin Barron Telephone 873564

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Appendix A

Reducing

Alcohol Related

Violent Crime and Disorder

CODES OF PRACTICE

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Contents 1. INTRODUCTION 1.1 Background 1.2 Purpose 1.3 Problematic situations 1.4 Forewarned is forearmed 1.5 Reducing risks 1.6 High risk individuals 1.7 Vulnerable Individuals 1.8 Best practice guide 2. PUBS / LATE-NIGHT BARS / NIGHTCLUBS 2.1 Duties of the Premises Licence Holder 2.2 Duties of the Designated Premises Supervisor 2.2.1 Environmental Measures and Good Management 2.2.2 Disorderly Customers & Ejection Procedure 2.2.3 Detention of Offenders 2.2.4 Use of Door Supervisors 2.2.5 Follow up Actions 2.3 Duties of Bar Staff 2.3.1 Familiarity with Surroundings 2.3.2 Implementing Procedures and Good Practice 2.4 Duties of Waiters and glass collectors 2.5 Duties of Door supervisors 2.5.1 Familiarity with Premises and Procedures 2.5.2 Implementing Good Practice 2.5.3 Screening Customers at Point-of-Entry 2.5.4 Disorderly Customers & Ejection Procedure 2.5.5 Acting Promptly and Proactively 2.5.6 Monitoring Dispersal 2.5.7 Taxi and Private Hire Safety 2.5.8 Follow up 3. OFF-LICENCES, LATE NIGHT SHOPS & CONVENIENCE STORES 3.1 Duties of the Premises Licence Holder 3.2 Duties of the Designated Premises Supervisor 3.3 Duties of Staff 3.4 Duties of Security Staff 4. SUPERMARKETS 4.1 Duties of the Premises Licence Holder 4.2 Duties of the Designated Premises Supervisor 4.3 Duties of Staff 4.4 Duties of Security Staff 5. RESTAURANTS 5.1 Manager Duties of the Premises Licence Holder 5.2 Duties of the Designated Premises Supervisor

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5.3 Duties of Staff 6. TAKEAWAYS 6.1 Duties of Owners 6.2 Duties of Managers 6.2.1 Environmental Measures and Good Management 6.2.2 Disorderly Customers & Ejection Procedures 6.2.3 Detention of Offenders 6.2.4 Use of door supervisors 6.2.5 Follow up action 7. STUDENTS’ UNION 7.1 Duties of Designated Premises Supervisor 7.1.1 Environmental Measures and Good Management 7.2 Duties of Staff 7.3 Duties of Security Staff 8. ACCIDENT and EMERGENCY DEPARTMENTS 8.1 Duties of the A & E Manager 8.2 Duties of A & E Staff 8.3 Security Staff 9. LINCOLN CITY CCTV CONTROL ROOM 9.1 Duties of the CCTV Manager 9.2 Duties of the Operator 10. TAXI VEHICLES 10.1 Duties of Driver 11. PRIVATE HIRE VEHICLES 11.1 Duties of the Operator 11.2 Duties of the Driver 11.3 Duties of the Marshall 12. BUSES 12.1 Duties of the Operator 12.2 Duties of the Driver 13. STREET PASTORS 13.1 Duties of the Street Pastor 14. POLICE 14.1 Commitment of the Police on a Friday and Saturday night 15. COUNCIL 15.1 Commitment of the Council

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1. INTRODUCTION 1.1 Background The City of Lincoln, County Town of Lincolnshire, has a vibrant economy. The Cathedral and the Castle atop the hill are the twin jewels in the City‟s Crown drawing tourists from far and wide. Down in the valley around the serenity of the River Witham and the Brayford Pool visitors can commence a shopping experience that extends from Trading Estates and Department Stores to Niche shops as one ascends through Stonebow onto Steep hill and into the Cathedral area Regular street entertainment such as the Christmas Market, Town Centre Continental Markets and the Waterfront Festival add to the excitement of those coming to Lincoln Interspersed with these permanent and occasional attractions are the leisure outlets serving both the daytime and Evening economies. Evening visitors to Lincoln are literally „spoilt for choice‟ with a rich variety of entertainment on offer making the Town Centre an entertainment destination for thousands, particularly at weekends, some travelling considerable distances to enjoy the experience. Lincoln has developed a good reputation for a „Fun Night Out‟ regardless of whether that involves a trip to the Cinema, the Theatre, Restaurants, Bars, Nightclubs, or simply one of a large number of Takeaways. However this has brought with it a reputation for alcohol fuelled violence which in 2008 placed Lincoln 330 out of 350 in a Countrywide league table, below nearby Bassetlaw, Newark and Mansfield It is therefore imperative that all those involved in running or shaping the Evening Economy work together in a partnership to make Lincoln City Centre a safer and more pleasant place both to visit and to work.

These “Codes of Practice” are designed to encourage best practice across all sectors involved in the running or shaping of the “Evening Economy”. This includes Pubs, Nightclubs, Late-night Shops, Off-Licences, Late-night Takeaways, Managers, Door Supervisors, Bar Staff, Glass Collectors, Taxis, Private Hire, Buses, Restaurants, Police and City Council 1.2 Purpose These “Codes of Practice” lay down commonsense principles for each sector within the Evening economy with the aim of:

Encouraging all those involved in the “Alcohol-led” Evening Economy to engage

with each other in a more constructive manner so as to achieve co-ordinated

action towards a “Safer Lincoln”.

Reducing Risks for all those involved in the Evening Economy by equipping them

in advance with the know how to deal with problem situations in a more effective

manner.

Reducing opportunities for Disorder, Crime and particularly Violence ensuring

that more evening visitors to Lincoln enjoy a trouble-free evening “Safe in the

City”.

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Protecting “Vulnerable” individuals in the Community and helping to prevent them

becoming Victims of Crime.

Reducing the “Fear Factor” surrounding the Evening economy by together raising

the standards of practices across all sectors thereby improving Customer Service

at the point of delivery and reassuring the Public of the extensive “joined-up”

measures in place to protect them and prevent, deter and deal with problem

individuals.

Reducing demands on overstretched Emergency Services by joining with the

Evening community in a pro-active Crime Reduction manner so that Quality of

Service is maintained.

Supporting the Licensing Objectives as defined under the Licensing Act 2003:

1. The Prevention of Crime & Disorder. 2. Public Safety. 3. The Prevention of Public Nuisance. 4. The Protection of Children from Harm. It is sincerely hoped that these “Codes of Practice” will assist even the most experienced Evening Operator to reduce Crime & Disorder, encourage greater safety for their Staff and Customers, and make for a safer Lincoln. 1.3 Problematic Situations When a problematic situation is, for a variety of reasons, poorly dealt with at the outset it can easily be inflamed rather than being defused leading inevitably to an escalation of the problem. The fact is that when sensible measures are lacking or situations are poorly handled there is an increased likelihood of a Crime being committed with significant consequences for Victims, Witnesses, Offenders, Emergency Services and the Criminal Justice system. These consequences should not be under estimated. In addition, Negative Incidents and Crimes also impact adversely on Businesses, the particular Premises involved, Neighbours, other Town Centre users and the reputation of the Town as a whole through person-to-person contact, media reports and crime statistics. All too frequently those involved in the running of the “Alcohol-led” Evening Economy have been left to learn from experience how not to deal with new and threatening situations in which they have suddenly found themselves. They have not, perhaps, anticipated that these problems would “form part of the job” or have under-estimated the frequency or scale of such incidents. Most of the time they will have received no advice or training in how to deal with disorder. “Up-front” guidance has, unfortunately, been severely lacking. 1.4 Forewarned is Forearmed These “Codes of Practice” are founded on many years experience of managing “Alcohol-led” Crime & Disorder. They provide members of the “Evening Economy” with

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good advice to equip them in advance with the “know how” to deal with problem situations in a more effective manner, rather than learning from the unpleasant and costly experience of being a victim. It is hoped that, as a result of being prepared for any problems that arise, staff working at night in Lincoln will feel empowered to deal more confidently with threatening situations and that, as a result, problems will be diminished rather than inflamed. 1.5 Reducing Risks The reduction of risks associated with an alcohol-led industry is essential for those working in or enjoying the Evening Economy. The development of a more “joined-up” approach will lead to a safer and more pleasant environment. Lincoln‟s successful evening economy will also be maintained. One of the crucial ways in which this can be achieved is by the whole of the evening economy identifying and acting in harmony with regard to both “High Risk” and “Vulnerable” individuals. 1.6 High Risk Individuals These are individuals who cause problems in society at every opportunity and choose not to conform to the community‟s norm. This applies equally whether they are causing “grief” by jumping the queue at a Takeaway or a Taxi Rank, being aggressive to staff or customers who challenge their behaviour in a Public Bar or being abusive and threatening toward Door Supervisors who are refusing them entry. Experience and Research show that it is often the same few individuals that cause problems for the Retailers, the Pubs, the Takeaways, the Taxis, etc. In addition to action taken by the Police to deal with such individuals when crimes have been committed sanctions imposed by members of the community working in unison (such as Banning or refusing Services) are a very powerful means of encouraging “High Risk” Offenders to amend their behaviour. It soon becomes apparent to this minority that “Crime does not pay” in Lincoln and that they are becoming a pariah in the community. Sanctions to exclude such individuals are also an effective means of reducing risks to staff and other members of the public. On a more general note, research consistently shows that males aged 18 - 24 years carry out a very high percentage of Alcohol-related violence. This starts to fall significantly when males reach 25 years. Those involved in the Evening Economy should not overlook this fact. When dealing with males in this age group the Risks are significantly higher. This information should be taken into account when deciding the “profile” of customers sought, deciding on Crime Reduction measures and actually dealing with incidents that arise.

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1.7 Vulnerable Individuals Whilst at one end of the spectrum the identification of “High Risk” individuals is essential at the other end there are “Vulnerable” individuals in the community who, due to their particular circumstances, are at higher risk of becoming a victim of crime. These “Codes of Practice” also encourage the early identification of such “Vulnerable” individuals. Sensible interventions can significantly reduce risks for such people. For the purposes of this document “Vulnerable” individuals include lone females, children (under 16), the disabled, the elderly, those with serious injuries, non-English speakers, those with medical conditions, and those who are suffering from severe intoxication from either drugs or alcohol. 1.8 Best Practice Guide There has, until now, been no “Codes of Practice” to which participants from any sector involved in the Evening economy can refer in order to seek Best Practice and Guidance. It is considered essential that each sector in the “Evening Economy” should not only seek to adopt these “Codes of Practice” for their own field of work, but also develop an awareness of what other sectors can provide, and then work in partnership to improve the quality of customer service to visitors in Lincoln City centre. This awareness of what other participants are able to provide is particularly important when one is involved in an incident that becomes a “chain of events”.

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2. PUB / LATE-NIGHT BAR / NIGHTCLUBS 2.1 Duties of the Premises Licence Holder • At the design stage, or at the time of any refurbishment, consider the positive

effect that the design and layout of the premises may have on reducing alcohol-

related crime and disorder and assisting in the promotion of staff & customer

safety. The document “Secure by Design-Licensed Premises” (April 2005)

provides valuable guidance that should be used in the design and/or renovation

of all premises. The Police Architect Liaison Officer will also offer free design

advice and guidance regarding this important basic step.

• Carry out a Fire Risk Assessment that will specify the safe Capacity of the

premises.

• Install a high-quality CCTV system that is capable of producing a clear, recorded

image in all lighting and weather conditions that can reasonably be expected. The

image must capture images sufficiently so as to be admissible as evidence for

the purpose of identification.

2.2 Duties of the Designated Premises Supervisor 2.2.1 Environmental Measures and Good Management • Prepare an Evacuation Procedure for use in any Emergency, such as Fire, Serious Disorder or Incident involving weapons and ensure all Staff are trained to assist in evacuating customers as required. NOTE: Management should not rely heavily on Door Supervisors for this role, as they may be involved in “containing” a situation, or restraining and detaining offenders. • Prepare an “Incident Management Protocol” specifically to include advice on dealing with Disorder, an Early-intervention plan, an Ejection Policy and advice regarding Use of Force. This Protocol should include Duty Managers, Bar Staff, Waiters, Glass-Collectors, and Door Supervisors and include some of the appropriate Codes of Practice contained herein.

Maintain an Incident Book at the premises and ensure all Staff use it to promptly record details of any incident of Crime or Disorder on the premises, including date and time, details or descriptions of persons involved, injuries or losses, exact location of the incident inside the premises, staff involved, Police involvement, outcome, etc. (Failure to comply should be a disciplinary offence as it indirectly places all staff under higher risk in the future) • Ensure all staff are adequately trained regarding the “Incident Management Protocol” and that it is implemented by Duty Managers, Bar Staff, Waiters, Glass-Collectors, and Door Supervisors. • Allocate a designated “Detention Area” (preferably near the entrance and away from the “Rest Area”) where Staff / Door Supervisors can contain any detained person whilst awaiting the arrival of the Police. This area should be fitted with a CCTV camera fitted with microphone to record conduct and conversation. • Allocate a designated „Rest Area‟ (First Aid area) equipped with basic First Aid equipment. This is an area where:

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1. Victims - Can wait in safety and be given basic assistance until arrival of Ambulance and Police if necessary. 2. Vulnerable - Can wait in safety if necessary, until Transport, Relatives, Carers, Friends, Parents, etc arrive. • Arrange for some Staff to be given “First Aid” training so that there is always at least one member of staff on duty to deal with victims and the “Vulnerable”. • Ensure that victims or “Vulnerable” individuals are not left alone in the First Aid area as there are likely to be hazards. • Ensure that the CCTV system is properly maintained in good working order at all times the premises are open, and that footage is stored for a minimum of 28 days. • Ensure that access to the CCTV system is permitted only to authorised staff. (Stored in a secure room and password-protected). Particular care should be taken after any incident involving violence that Staff / Door Supervisors do not interfere with footage. • Appoint a named CCTV manager and deputy to take overall responsibility for the system. • Ensure that checks are carried out from time-to-time to ensure that CCTV cameras have not been moved from their original position or otherwise interfered with. • Train adequate numbers of suitable staff (eg: duty managers) to use the CCTV system to it‟s full potential thus ensuring that a member of staff is always available to replay footage and download material onto DVD or Video Tape immediately following an incident. • Maintain active membership of the Lincoln “Pubwatch” and participate in any agreed initiatives. Arrange the use of “Radio-Link” radios wherever Door Supervisors are employed (or by choice), and ensure earpieces are worn by Door Supervisors to facilitate contact from the Camera Room Operators. This permits instant communication with: a) Lincoln City Camera Room Operator – who will, at a specific request, monitor the entrance and outside of the premises using Street CCTV camera b) Police “Safe in the City” patrols – who will, at a specific request, either attend the premises, or attend the immediate vicinity of your premises so as to provide a swift response should the need arise. c) Door Supervisors in other nearby premises – who can provide “mutual aid” to the premises in order to detain offenders or restore calm prior to Police arrival. • Regularly access “lincolnbigsecurity.co.uk Online” to ensure up-to-date knowledge of all “High Risk” individuals and banned individuals. • Refuse entry and service to „High Risk‟ individuals who have been issued with a “Pubwatch” City-wide ban. • Arrange a „Mutual Aid‟ agreement with neighbouring premises in respect of shared Door Supervisor resources for major incidents. • Arrange a Mutual Aid agreement with Taxis and Private Hire Drivers who are members of “Pubwatch”, in respect of permitting Drivers to call on the aid of Door Supervisors to assist in detaining violent or threatening passengers whilst awaiting the arrival of the Police.

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• Ensure that a responsible, experienced and capable individual is left in charge of the premises at all times, and in particular on “High Risk” occasions (see definition below). • Seek to maintain a „broad overview‟ of the premises and all staff whenever the premises are open for trading, to include the regular monitoring of Bar Staff, Door Supervisors, and customers. • Ensure that all staff are made aware of any “Vulnerable” individuals within the premises. • Implement a “Challenge 21” Scheme at the premises, whereby staff are trained to request a Photo Driving Licence or Passport from any person who appears to be under the age of 21 years, and alcoholic drinks are refused unless that ID is produced. • Seek to detain any young person who produces a Driving Licence or Passport that has been fraudulently altered in order to deceive. The police should be called. • Seek to detain any young person who produces a Driving Licence or Passport that belongs to an older sibling. A Parent / Guardian should be called if the young person is co-operative, and the item retained for collection by the Passport / Licence owner with supporting documents. In the event of non co-operation the Police should be called. • Ensure that adequate procedures are in place for dealing with customers who are being refused drinks at the Bar, due either to their state of sobriety, their apparent age, their behaviour, or as the result of being a banned person. • Ensure that Staff are always fully supported if these “refusal” procedures are activated. • Ensure that customers buying drinks at the bar are not “in turn” supplying them to drunk or under-age individuals who may be maintaining a low profile. • Avoid getting “pulled in” as Bartenders due to pressures at the Bar. Contingency plans for relieving pressure-points at the bar should be in place (eg: good analysis of peak periods / occasions linked to staff rosters, reserve staff, occasional use of glass-collectors). • Pay particular attention to “outside drinking and smoking areas” to ensure that customer behaviour outside the premises is not adversely impacting on neighbours or the public, and that customers are not leaving with bottles or glasses. • Refrain from offering “all-inclusive” promotions for Alcoholic Drinks (where customers can drink unlimited amounts for a set fee). • Refrain from offering “free” Alcoholic Drinks (such as Buy One Get One Free). • Refrain from discounting Alcoholic Drinks (below the tariff in place for a minimum of one week) after 6pm on Friday and Saturday nights (until the start of trading the following day). • Ensure that a variety of “Low-Alcohol Drinks” are readily available as an alternative for customers. (Not only does this increase customer choice but also reduces Alcohol intake and risks of disorder with no reduction in profits). • Ensure that a wide variety of “Soft-drinks” is readily available for purchase by customers as an alternative to alcoholic drinks. • Consider an “all-inclusive” deal on “soft-drinks”. • Consider a “Happy Hour” on “soft-drinks”. • Ensure that low-alcohol and non-alcoholic beverages are advertised as an option in any price list/menu. • Implement an attractive “Drivers-Drinks-Display” at the Bar. • Actively promote the consumption of non-alcoholic drinks by drivers by implementing the “I‟ll be Des” designated-driver initiative (Free squash or Lemonade for the designated driver in any group). • Ensure that free drinking water is readily available.

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• Allocate a minimum “drinking-up” time of 30 minutes. • Offer secure storage of car keys on occasions where it is appropriate to do so in order to discourage drink-driving. • Offer free or low-cost Cloakroom facilities and encourage their use by customers for the storage of Mobile Phones and Handbags where required in order to reduce opportunities for theft. • Ensure that Staff cease serving drinks in glass pint-glasses after 2300 hours, so that by midnight there are no glass Pint Glasses in the public area as they have been substituted with Polycarbonate/Plastic “glasses”. • Consider the use of plastic bottles where they are available as an alternative to glass. • Identify “Higher Risk Occasions” when management of the premises is at its most challenging, due to the profile of clientele, their state of excitement (linked to activity) or state of intoxication (linked to occasion or time of day) or due to sheer numbers. Examples of „Higher Risk Occasions‟ would include Friday and Saturday evenings, occasions when prominent Football Matches are being screened, occasions when Lincoln Town Football Club are hosting matches with notorious visiting Clubs, Bank Holiday weekends, New Year‟s Eve, 18th and 21st Parties etc. • Ensure that only Polycarbonate-glasses are used on “Higher Risk Occasions”, such as Bank Holidays, Football-related occasions or similar. This substantially reduces risks of injuries. • Ensure that adequate numbers of Door Supervisors are used on “Higher Risk Occasions” and that they are well-briefed on their arrival. • Ensure that “Toilet Checks” are carried out at frequent intervals to deter assaults taking place “off-camera” and to deter illegal drug activity. • Ensure (whenever Door Supervisors are NOT employed) that at closing time and until all customers have dispersed from the immediate vicinity, the DPS or a member of staff is positioned immediately outside the premises to monitor the dispersal of Customers. • Ensure that any Customer is provided with necessary assistance to facilitate the arranging of safe Transport home. For example this should include a list of Transport providers (Taxi and Private Hire operators, Night Bus details) and the free use of a telephone to arrange Transport. Consider installing a Taxi/Private Hire Freephone facility. • Consider implementing a small Entry Charge after Midnight, to discourage late-night “Pub-hopping” and encourage Customers to remain in the premises. (This levy can be justified due to increased Risks to Staff and property, premium rates of pay for Staff, and may be used toward the added cost of employing Door Supervisors). • If “Student Nights” are to take place, arrange Minibus Transport to convey them safely back to the Halls of Residence at the end of the event. If necessary charge Students a small entry fee toward the cost of shared transport. The University of Lincoln may assist in arranging this transport or it may be arranged directly with a Private Hire company. • If „Under-18‟ events are to take place (persons aged 13 –17 years) adopt the following procedures: 1. Vet and Search every young person on entry to ensure they are not in possession of Weapons, Drugs or Alcohol. Anyone refusing to be searched to be refused entry.

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2. Detain any young person in possession of illegal substances/ items as appropriate and inform Parents / Guardian or Police as necessary. 3. Refuse entry to any young person who is already under the influence of Drugs or Alcohol on arrival. Consider „Breath-Testing‟ as a condition of entry). Call Parents / Guardian as necessary. 4. Ensure that only “Soft Drinks” are on sale. 5. Ensure no Alcohol or Alcohol-branding is displayed. 6. Ensure Cigarette machines are disabled or turned around, and smokers are asked to refrain or leave. 7. Ensure Gaming machines are switched off or turned around. 8. Ensure there is a trained First Aider on duty. 9. Deal with any incident of Bullying, Swearing or Disruptive behaviour from any young person. 10. In the event that any young person is asked to leave the main part of the premises for disorderly behaviour, staff should request the young person to attend the “Rest Area” or Foyer and should be encouraged to remain there with staff until Parents/Guardians have been contacted and arrived. 11. Parents/Guardians should be fully informed of events that have led to any young person being refused entry, detained, or asked to leave. 12. If any physical contact is necessary (eg: breaking up a fight and detaining offenders) minimum force should be used, bearing in mind that this may be less than force needed for dealing with an adult. • If “entertainment events” are to take place which involve a mix of Adults and young persons of 16 / 17 year olds, (ie: where the under-18 is not under the care of an adult), screen all persons appearing under the age of 21 years (at point-of-entry) and, on production of Photo Driving Licence or Passport, issue the “age-verified” customer with a snap-on wristband specific to the occasion. Ensure that Bar Staff are instructed to serve Alcoholic Drinks only to those under-21‟s wearing the wristband, and then only one-drink-at-a-time to prevent drinks being passed on to those under age at tables. • Implement a Policy for dealing with customers who smoke inside the premises. • Where appropriate, arrange for smokers outside the premises to overlook vulnerable areas for Theft, such as Car Parks. Staff, in particular, can carry out casual observations whilst enjoying a cigarette - provided they are aware of High Crime Risk areas and well-briefed. • Operate a Closed-Door Policy (for new customers) after 2300 hours on New Year‟s Eve. • Alarm the premises with a monitoring facility so that relevant persons/keyholders are alerted when it is activated. The external Audible alarm should sound for no more than 15 minutes on any activation.

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2.2.2 Disorderly Customers & Ejection Procedure • Ensure that a minimum of two staff are allocated to deal with any incident involving a “disruptive or antisocial” (disorderly) customer. (This will rise to a minimum of three staff if more than one disorderly person is involved). This “outnumbering” technique places “psychological pressure” on the offender to conform and, of course, provides greater safety for the staff member dealing. The second and third member of staff will also act as a witness in the event of any assault. • Ensure that one member of staff “firmly, clearly and politely” requests the disorderly customer to refrain from their anti-social behaviour. • If disruptive behaviour continues, firmly but politely request the offender to leave the premises, allowing them a short time to collect their belongings, and utilising Door Supervisors if available. • If the individual refuses to leave they should be given a “final opportunity” to leave the premises. It should be pointed out to them that it is an offence to remain in the premises when requested to leave. • If violence is anticipated, make no attempt to “manhandle” the offender out of the premises without the assistance of trained Door Supervisors. If necessary, call the Police on 999 to assist in the ejection. This telephone call should be done “out of reach of the offender who may otherwise try to prevent the call being made. • Remain calm when speaking to the Police call-taker, and provide clear details of the incident together with the fact that the offender is “refusing to leave” and a clear description of the offender. Inform the Police that you “anticipate violence” if any attempt is made to eject him/her forcibly. • Ensure that two staff continue to closely monitor the offender from a “personal safety” distance until the Police arrive. Prepare a “Banning Notice” for the offender whilst awaiting the arrival of the Police. • On the arrival of the Police, state clearly to the Officer, preferably in the presence of the offender, that the person has been asked to leave and that they have refused. Inform the Officer that you will, if the Officer wishes, support any action they deem appropriate for the offence of “failing to leave Licensed premises when requested”. • Ensure that any Banning Notice is handed to the Offender in the presence of the Officer. In the event that the offender is arrested, provide a “Banning Notice” to the Officer for service on the offender whilst in custody. (Details of the offender can usually be obtained when Officers first request them of the Offender or may be supplied later by the Officer serving the Banning Notice). • Make a note of the Police Officers‟ “collar numbers” or names for future reference. Also the Police Incident Number. Enter this in the Incident Book. • Pay close attention to any complaint of violence or illegal-drugs within the premises. Obtain details of the complainant and details (or a good description) of all parties involved. • In the event of any outbreak of violence ensure that Staff alert Door Supervisors and Police at the earliest opportunity, by Telephone or Radio-link in order that early-intervention may be made, and the offender detained (by use of minimum force, if safe to do so). • In the event of Disorder between Customers, separate the parties and seek to identify “Aggressor” and “Victim”. If ejecting an Aggressor, use a “designated” exit that is covered by CCTV and ensure their dispersal from the immediate vicinity (or otherwise)

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is monitored. Do not eject a Victim (or allow to leave) if the Aggressor has been ejected and is still outside the premises. Alert the Police by Telephone or “Radio-Link”. • Encourage Victims and the Vulnerable to leave the premises in the company of at least one friend, or to take safe transport home eg: Taxi/ Private Hire from the Door, using Door Supervisors as escort to the vehicle. If Victims or the Vulnerable are driving home in their own car, consider utilising a member of Staff to escort them to their vehicle nearby. • Ensure that where any member of staff is assaulted, customers are seriously assaulted or an incident occurs involving the supply of illegal drugs, that the Offender is detained. Ensure that the Police are promptly alerted by telephone or “Radio-link” so that the offender may be dealt with in an appropriate manner. Where such action is taken the Manager will also ensure that: 1) CCTV footage of the incident is promptly downloaded to provide primary evidence for prosecution purposes. 2) Staff are made available promptly (when requested) for the making of a written statement. • Identify, with experience, “threatening atmospheres” where situations are threatening to get out of control. Do not ignore intuitive concerns. They will usually be right and based on previous experience. ACT PROMPTLY AND PROACTIVELY • Call the Police at the outset. Do not delay calling the Police until your fears have been confirmed and the situation has deteriorated. You will not be criticised for calling the Police unnecessarily Remember that there will be a delay (of up to 10 minutes) between the Police being called and their attendance at the premises. Early attendance by the Police can often “nip a problem in the bud” and prevent it escalating. This contributes to efficient policing methods. • Turn off loud Music. Stop Entertainment. Close the Bar. This prevents disruptive behaviour from being “masked” by other activity. It also draws the attention of everyone in the premises to the problem, thereby providing a greater number of witnesses and “peer pressure”. It also allows innocent customers to move a safe distance from problematic individuals if they wish, rather than being innocently caught up in events. It also greatly facilitates communication between Management, Door Supervisors, Staff, Police, Victims, and Offenders. • Remember - Delays can lead to a “full-scale” Incidents resulting in: 1. Injuries to staff or customers - involving human cost. 2. Injured staff out of action for a period involving difficulties running the business. 3. Damage to the premises – involving disruption to normal business, costly repairs, and Insurance claims. 4. Lost trade – perhaps requiring expensive advertising costs to re-establish previous trade levels. 5. Statement making – involving considerable loss of time and business disruption.

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6. Court attendance – involving a day off work and the arrangement of a replacement manager/staff. • If the situation defuses completely prior to Police attendance (for example the disruptive group leaves the premises) simply telephone this information through. (The group will then be monitored on the street, if possible, by CCTV or Police patrols). If on “Radio-Link” alert other premises so the offenders are refused entry elsewhere. 2.2.3 Detention of Offenders • Ensure that you (or in your absence the person in charge) take full control of any situation where an individual is detained. The detainee is likely to seek any opportunity to escape. The detainee must be watched constantly and at close hand, so that they do not have the opportunity to escape, discard or swallow drugs in their possession, pull weapons from their pockets, or grab at items „to hand‟ that may be used as a weapon with which to assault staff unexpectedly, etc. This close observation and adequate supervision is imperative, or a relatively minor situation can suddenly become considerably more serious. A “two to one” Staff/Offender ratio should be adopted. If necessary, minimum force may be used to detain the Offender whilst awaiting the arrival of the Police. • Maintain a “Weapons Awareness” at all times, and do not place yourself at risk if weapons are wielded. • Ensure that, where possible, detained individuals are placed in the “Detention Area” allocated for this purpose. If this is not possible, due to non-co-operation, they should be brought under the nearest CCTV camera so that their identity and demeanour is captured on tape. 2.2.4 Use of Door Supervisors • Formulate a “Door Supervisor Deployment Plan”, based on identified actual or potential “flashpoints”. This deployment plan to indicate the areas over which each Door Supervisor has specific responsibility and the method of working eg: warning/deployment systems, use of equipment (metal detectors, head-cam, restraining devices, drug-screening machine), frequency of Drug/Weapon searches (one in five to one in ten recommended), customer dress-codes, customer profile. • Consider the use of Hand-held Video cameras or Head Cams. • Ensure that Door Supervisors co-operate fully with the Police, when necessary, in the pursuit of the Licensing Objectives. This shall include the supply of written statements when requested. • Appoint a suitably reliable „Head Doorman‟ to take overall responsibility for the actions of all the Door Supervisors. • Ensure that all Door Supervisors are registered and in possession of a current Badge. The Manager should carry out an “Instant-check” on the SIA Website Register on the first occasion that a Door Supervisor works at the premises to ensure that any badge being produced has not, in fact, been subsequently revoked by the SIA. (www.the-sia.org.uk) • Check the photo on the Door Supervisor Badge against the employee to ensure they match.

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• Refuse to allow any Unbadged Door Supervisor to work on the premises. (In the event of any incident involving injury there would be a high liability against a Manager who permits an unlicensed employee to carry out Door Supervision). • Maintain a register of Door Supervisors employed at the premises and ensure they “sign in” and “sign out”. • Speak to Door Supervisors on their arrival each day to ensure they are not under the influence of Alcohol, Drugs or exceptional stress that could lead to irrational actions. (Door Supervisors need to be “level-headed” at all times). • Ensure Door Supervisors wear suitable items of clothing and their SIA Badge to facilitate easy identification of their role. This will usually be a High-Visibility (HV) item-of-clothing during hours of darkness, an HV Armband containing their SIA Badge or a Badge/Logo on their clothing. The use of the words “Customer Safety” is considered Best Practice as it reassures customers of their purpose. • Observe at close range (where possible to do so safely) and pay close attention to the manner in which Door Supervisors or Staff deal with any incident that involves the use of force, ensuring always that minimum force is used. (NB: Offenders will often complain that excessive force was used. Your presence and close attention will assist in rebutting any malicious complaints made against Door Supervisors or Staff). • Ensure, whenever Door Supervisors are employed, that at closing time (and until all customers have dispersed from the immediate vicinity) at least half of the Door Supervisors are positioned on the street outside the premises wearing High Visibility clothing to ensure that customers are dispersing in an orderly manner. • Ensure that Off-duty Door Supervisors do not get involved in incidents. (This is an area that has regularly proved to be problematic). 2.2.5 Follow-up actions • Whenever a member of staff is assaulted, customers are seriously assaulted or an incident involving the supply of illegal drugs occurs ensure that a prompt referral is made to “Pubwatch” for consideration of a City-Wide Ban of the offender by all members of “Pubwatch”. • Whenever a member of staff is assaulted, customers are seriously assaulted or an incident involving the supply of illegal drugs occurs and there is, for whatever reason, insufficient evidence to support a criminal prosecution of the offender ensure that a prompt referral is made to “Pubwatch” for consideration of a Civil Injunction using the “Pubwatch” Legal Fund. • Periodically carry out “Incident Analysis” to identify actual and potential “Flashpoint” locations or Crime & Disorder issues. Use the Incident Book to determine Repeat problems, areas of poor CCTV cover, vulnerable staff issues, training issues, etc. and ensure that staff are adequately updated. (When undertaking this Analysis the free advice and expertise of the Police Licensing or Crime Reduction departments should be sought if necessary). • Take suitable and appropriate steps to address problem areas that are identified as a result of “Incident Analysis”. • Take firm action against customers who are not acting in a satisfactory manner inside the premises or who are being disorderly as they leave. Actions such as threatening to ban the individual for a suitable period of time can be all that is required to curtail their excesses if customers have enjoyed their experience and intend to return. This simple action has been proved repeatedly to be more effective than the threat of arrest by a

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Police Officer. Ignoring anti-social behaviour is likely to drive other (well behaved) customers away. • Discuss with the Police Licensing Department any Incident or Crime where things have gone completely wrong as a result of following these “Codes of Practice” or to suggest amendments, additions or further ideas as to how Crime & Disorder may be reduced in Lincoln. (Telephone 01522 882222 and ask for Lincoln Licensing Department). 2.3 Duties of Bar Staff 2.3.1 Familiarity with surroundings • Ensure they are aware of locations of CCTV cameras within and outside the premises. • Ensure they are aware of Evacuation Procedures and locations of fire-fighting equipment. • Ensure they are fully familiar with and implement the “Incident Management Protocol”. • Ensure they are aware of procedures in place for dealing with disruptive or antisocial (disorderly) customers, and their part (if any) in this. • Ensure they are familiar with all procedures relating to the Refusal to sell Alcohol to an individual. 2.3.2 Implementing Procedures & Good Practice • Always make an assessment of the state of sobriety of any customer purchasing Alcoholic drinks at the Bar. Symptoms such as slurred speech, glazed eyes, unsteadiness, and lack of co-ordination should be taken into account, but it should also be borne in mind that these symptoms are occasionally displayed by those suffering medical conditions. • Always make an assessment of a “young” customer‟s age based on the “Challenge 21” scheme whereby you should request a Photo Driving Licence or Passport from any person that appears to be under the age of 21 years, and refuse to serve alcoholic drinks unless that ID is produced. • If they consider that a customer should not be served alcohol, speak immediately to the Manager or person-in-charge and ask them to deal with the situation in accordance with the procedures in place. • If any young person produces a Driving Licence or Passport that has been fraudulently altered in order to deceive retain the item, and inform the Manager who will call the Police. • If any young person produces a Driving Licence or Passport that belongs to an older sibling, retain the item and inform the Manager who will call a Parent / Guardian if the young person is co-operative. In the event of non-co-operation the Police should be called. • Ensure that customers buying drinks at the Bar are not “in turn” supplying them to drunk or under-age individuals. • Ensure they are aware of all “Low-alcohol” drinks and “soft-drinks” available to customers and actively encourage their purchase.

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• Actively promote the consumption of non-alcoholic drinks by drivers by either implementing the “I‟ll be Des” designated-driver initiative, or by pointing out the “Drivers Drinks-Display” at the Bar. • Offer secure storage of car keys on occasions where it is appropriate to do so, in order to discourage drink-driving. • Ensure empty bottles and glasses are removed promptly from the Bar. (These are potential weapons). • Ensure that valuable items (particularly cash) are kept out of reach of customers. • Ensure that charity-collecting boxes are secured to the Bar. • Ensure that they are aware of any “Vulnerable” individuals already within the premises. • If First Aid trained, will offer assistance to any Victim or Vulnerable individual and remain with that person until the problem has been resolved. Utilise the “Rest Area” (First Aid) area as appropriate to give a high degree of privacy and avoid embarrassment. • Maintain an awareness of what is taking place away from the Bar and be ready to co-operate immediately with any management request to close the Bar or to assist with dealing with a disruptive or antisocial (disorderly) customer. • In the event of a customer attempting to “jump the queue”, explain firmly and clearly to the individual that the other customer was there first. Queue jumping can often lead to disorder and should be actively discouraged by staff at all times. • If customers refuse to accept Staff decisions and become abusive or aggressive immediately inform the Manager of the premises. Do not continue to serve them until given “clearance” by the Manager (if at all). • In the event of any customer being insulting, abusive, racist, threatening, aggressive, or in any other way disorderly, immediately inform the Manager. Do not ignore these “warning signs” as they are likely to escalate to violence. • Be ready to co-operate immediately with any management request to assist with dealing with a “disruptive or antisocial” (disorderly) customer or to usher customers out of the premises. • Offer Cloakroom facilities to customers for the storage of Mobile Phones and Handbags where required in order to reduce opportunities for Thefts. • Collect any item of value (handbag, mobile phone, etc.) that is lying around on the Bar and vulnerable to Theft, put it in a safe place behind the Bar and immediately inform the Manager. • Ensure they are familiar with the Policy for dealing with customers who smoke inside the premises. Inform the Manager /Door Supervisors if customers are unco-operative. • Complete the Incident Book at the premises during or immediately after any incident of Crime or Disorder including date and time, details of persons involved (or descriptions), injuries or losses, exact location of the incident inside the premises, staff involved, Police involvement, outcome, etc. • Discuss with the Manager any failings in Policies or Procedures and suggest improvements. 2.4 Duties of Waiters and Glass Collectors • Ensure they are aware of locations of CCTV cameras within and outside the premises. • Ensure they are aware of Evacuation Procedures and locations of fire-fighting equipment.

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• Ensure they are fully familiar with and implement the “Incident Management Protocol”. • Ensure they are aware of procedures in place for dealing with “disruptive or antisocial” (disorderly) customers and their part (if any) in this. • Ensure they are familiar with all procedures relating to the “Refusal to sell Alcohol” to an individual. • Ensure they are familiar with the Policy for dealing with customers who smoke inside the premises. Inform the Manager /Door Supervisors if customers are un-co-operative. • Proactively assist the Management in monitoring what is happening in all parts of the premises particularly those locations that are off-camera or „out of sight‟ from the Bar. This monitoring should be primarily visual but, at times, involve listening out for “heated” conversations, threats, abusive language, etc. • Ensure that they are aware of any “Vulnerable” individuals already within the premises. • Ensure that customers buying drinks at the Bar are not „in turn‟ taking them to drunk or under-age individuals in a hidden part of the premises. • Pay particular attention to “outside drinking and smoking areas” to ensure that customer behaviour outside the premises is not adversely impacting on neighbours or the Public and that Customers are not leaving with Bottles or Glasses. • Take particular note of groups that suddenly “fall silent” each time a member of staff approaches. • Take note of any individual who makes frequent trips to the Toilets as this is often a tell-tale sign of Drug Dealing. • When moving around the premises, monitor the sobriety of customers. Symptoms such as slurred speech, glazed eyes, unsteadiness and lack of co-ordination should be taken into account but it should also be borne in mind that these symptoms are occasionally displayed by those suffering medical conditions. • Bring to the immediate attention of the Manager/Door Supervisor any Vulnerable customers and anything about which they have a concern. • In the event of any customer being insulting, abusive, racist, threatening, aggressive, or in any other way disorderly, immediately inform the Manager. Do not ignore these „warning signs‟ as they are likely to escalate to violence. • Be ready to co-operate immediately with any management request to assist with dealing with a disruptive or antisocial (disorderly) customer or to usher customers out of the premises. • Ensure that all empty drinking vessels are cleared away in a timely fashion so as to reduce the risk of breakages or use as weapons. • Offer Cloakroom facilities to customers for the storage of Mobile Phones and Handbags where required in order to reduce opportunities for Thefts. • Collect any item of value (handbag, mobile phone, etc.) that is lying around and vulnerable to theft, put it in a safe place behind the Bar, and immediately inform the Manager. • Complete the Incident Book at the premises during or immediately after any incident of Crime or Disorder, including date and time, details of persons involved (or descriptions), injuries or losses, exact location of the incident inside the premises, staff involved, Police involvement, outcome, etc. • Discuss with the Manager any failings in Policies or Procedures and suggest improvements.

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2.5 Duties of Door Supervisors 2.5.1 Familiarity with Premises and Procedures • Wear suitable items and SIA Badge to facilitate easy identification of their role. This will usually be a High-Visibility (HV) item-of-clothing during hours of darkness, an HV Armband containing their SIA Badge, or a Badge/Logo on their clothing. (The use of the words “Customer Safety” is considered Best Practice). • On the first period of employment at a premises report to the Manager and produce his/her SIA Badge. • Familiarise themselves with the general layout, First Aid facilities and First Aid trained Staff, Detention areas and CCTV camera locations of the particular premises at which they are employed, together with Fire Exits, Fire Alarms and fire-fighting equipment. • Ascertain the Maximum Capacity of the premises from the Manager or Fire Risk assessment and ensure they are fully aware of Evacuation procedures. • On each subsequent occasion, report to the Manager on arrival, “sign in” and discuss any concerns the Manager has in relation to existing customers, in particular ensuring that they are aware of any “Vulnerable” individuals already within the premises on their arrival. • Within the Law, act in accordance with the instructions given by the Management of the premises and under the control of the Head Door Supervisor. • Ensure they are fully familiar with and implement the “Incident Management Protocol”. • Ensure they are aware of procedures in place for dealing with disruptive or antisocial (disorderly) customers. • Ensure they are familiar with procedures in place for dealing with customers who are being refused drinks at the Bar due to their state of sobriety, their apparent age, their behaviour, or as the result of being a banned person. • Ensure they are familiar with procedures for dealing with customers who smoke inside the premises. • Avoid drinking Alcohol shortly before or during Duty as this potentially undermines their credibility as a witness. • Ensure that they know who is the person in charge of the premises at all times and the best method of contacting them quickly should the need arise. • Discuss with the Manager at the outset the “profile” of customers being welcomed into the premises on that particular occasion. • With the assistance of the Manager of the premises (if not separately authorised) regularly access the “lincolnbigsecurity.co.uk Online” to ensure up-to-date knowledge of all “High Risk” and Banned individuals. • Confirm that the Manager is happy to enforce a Ban against anyone whose details are contained on “lincolnbigsecurity.co.uk Online”. • Confirm whether “Radio-Link” is available for use. This permits instant communication with: 1. Lincoln City Camera Room – who will at a specific request monitor the entrance and outside of the premises using Street CCTV cameras. 2. Police “Safe in the City” patrols – who will, at a specific request, either attend the premises, or attend the immediate vicinity of your premises so as to provide a swift response should the need arise.

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3. Door Supervisors in other nearby premises – who can provide “mutual aid” to the premises in order to detain offenders or restore calm prior to Police arrival (If previously agreed by the Manager with neighbouring premises). 4. The Street Pastors if they are on duty and available • Confirm that a “Mutual Aid” agreement is in place with neighbouring premises in respect of shared Door Supervisor resources for major incidents. • Confirm that a Mutual Aid agreement is in place with Taxis and Private Hire Drivers who are members of “Pubwatch”, in respect of Drivers actively seeking the aid of Door Supervisors in detaining violent or threatening passengers until the Police can attend. 2.5.2 Implementing Good Practice • Remain smartly-dressed and professional at all times when on duty. • Always be polite and courteous to all members of the Public avoiding the use of bad language even when provoked. • “Sign on” with the CCTV Operator to confirm your presence and that “Radio-Link” is working correctly. • Greet visitors to the premises in a friendly and courteous manner. • Work together, under the control of the Head Door Supervisor, to ensure that the point of entry and exits remain under supervision whilst also monitoring and dealing with activity inside the premises. • Maintain regular contact with the Manager and bring to his attention any potential or actual problems. • Inform the Manager when 75% of the Capacity for the premises has been reached and again when it reaches Capacity. • Implement a “one-in / one-out” policy when full Capacity has been reached. • Maintain regular “eye contact” and occasional verbal contact (if possible) with other staff. • Ensure that all staff are swiftly and fully supported if “refusal” procedures are activated or staff otherwise seek the support of Door Supervisors. • Ensure that “Toilet Checks” are carried out at frequent intervals to deter assaults taking place “off-camera” and to deter illegal Drug activity. • Pay particular attention to “outside drinking and smoking areas” to ensure that customer behaviour outside the premises is not adversely impacting on neighbours or the Public and that Customers are not leaving with Bottles or Glasses. • Ensure that Off-duty Door Supervisors do not get involved in dealing with incidents at the premises. • Seek to develop a good rapport with all other members of the Evening Economy including the Emergency services. • Co-operate fully with members of the Police, Local Authority, or other statutory agencies involved in the Evening Economy. • Make a positive contribution to the success of the Business at which employed. 2.5.3 Screening Customers at Point-of-Entry

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1. Refuse entry to “High Risk” individuals who have been issued with a “Pubwatch” City-wide Ban. Pass this information on by “Radio-Link” to Lincoln City CCTV room, Police, and other Licensed Premises. Include a detailed description of the Individual. 2. Seek proper identification (Photo Driving Licence or Passport) from any person who appears to be under the age of 21 years. Refuse entry in accordance with management policy. 3. Seek to detain any young person who produces a Driving Licence or Passport that has been fraudulently altered in order to deceive. The Police should be called. 4. Seek to detain any young person who produces a Driving Licence or Passport that belongs to an older sibling. A Parent / Guardian should be called if the young person is co-operative, and the item retained for collection by the Passport / Licence owner with supporting documents. In the event of non co-operation the Police should be called. 5. Identify those who are drunk and refuse them entry to the premises in accordance with management policy. Symptoms such as slurred speech, glazed eyes, unsteadiness, and lack of co-ordination should be taken into account but it should also be borne in mind that these symptoms are occasionally displayed by those suffering medical conditions. 6. Identify those who have already consumed a significant quantity of alcohol (but are not deemed drunk) and draw the Manager‟s attention to this individual so that their entry is either refused or their further intake of Alcohol is monitored. 7. Identify those who arrive at the premises who are extremely drunk (to the point of being “Vulnerable”) and either seek to assist these individual‟s safe transport home, eg: call a Taxi on their behalf or if there is no co-operation use the “Radio-Link” to alert the Lincoln City CCTV Room, Police “Safe in the City” patrols and other licensed premises. Consider the use of Street Pastors if they are on duty and available 8. Carry out random searches of customers for Drugs or Weapons in accordance with management policy (generally 1 in 5 to 1 in 10), advising customers that it is a “condition of entry” and a voluntary procedure. Be aware that customers have the right to decline a search and may walk away instead if they wish. If this occurs and there is any other suggestion (from any source) of the individual being in possession of Drugs or Weapons, use “Radio-Link” to alert the Lincoln City CCTV Room, “Safe in the City” Patrols and neighbouring premises. A Police search of the individual will then be considered. It should be considered likely that this individual is in possession of Drugs or a Weapon. If a search is refused – admission MUST be denied. 9. In the event that Drugs or Weapons are found detain the Offender and call Police. Place items in an Evidence Bag (supplied by Police) and then arrange for the Manager to place items in the Safe. 2.5.4 Disorderly Customers & Ejection Procedure • In the event of Disorder between Customers, separate the parties and seek to identify “Aggressor” and “Victim”. If ejecting an Aggressor, use a “designated” exit that is

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covered by CCTV and ensure their dispersal from the immediate vicinity (or otherwise) is monitored. Do not eject a Victim (or allow to leave) if the Aggressor has been ejected and is still outside the premises. Alert the Police by Telephone, “Radio Link” or by 999 if the Aggressor is harassing innocent and uninvolved Passers-by. • Following any Ejection pass this information on by “Radio-Link” to Lincoln City CCTV Room, Police and other Licensed Premises. Include a detailed description of the Individual. • Encourage Victims and the “Vulnerable” to leave the premises in the company of at least one friend or to take safe transport home eg: Taxi/ Private Hire from the Door using Door Supervisors to escort to the vehicle. If Victims or the “Vulnerable” are driving home in their own car, consider utilising a member of Staff or the Street Pastors as escort to their vehicle nearby. • When dealing with any incident that involves the use of force ensure that only minimum force is used and then only when necessary. Remember that customers‟ “pain thresholds” are affected by Alcohol. (NB: Offenders will often complain that excessive force was used. Door Supervisors are at risk of Civil and Criminal proceedings if this is the case). • Ensure that a minimum of two Door Supervisors are allocated to deal with any incident involving a disruptive or antisocial (disorderly) customer. (This will rise to a minimum of three staff if more than one disorderly person is involved). This “outnumbering” technique places “pressure” on the offender to conform and, of course, provides greater safety for the Door Supervisor dealing. The second and third Door Supervisors will also act as a witness in the event of any assault. • Ensure that one Door Supervisor “firmly, clearly and politely” requests the disorderly customer to refrain from his/her antisocial behaviour. • If disruptive behaviour continues firmly but politely request the offender to leave the premises, allowing them a short time to collect their belongings. • If the individual refuses to leave they should ideally be given a “final opportunity” to leave the premises of their own accord. It should be pointed out to them that it is an offence to remain in the premises when requested to leave and that Door Supervisors have a right to eject if necessary. • If the individual still refuses to leave two Door Supervisors should take hold of the person firmly by the arms / upper arms (one Door Supervisor each side) and escort the individual out of the Bar to the Door and eject them onto the street a few yards from the premises but releasing them with care and not “throwing” them out so as to fall over. A third Door Supervisor (if available) or the Manager should oversee this procedure from a position to the side or behind (to avoid possibility of spitting and kicking) and assist if the need arises. For example it would be in order for the third person to hold the individual‟s head in the “straight-ahead” position or angled-down if the person is spitting at the Door Supervisors holding him/her. • In the event that the individual assaults any Door Supervisor during this procedure so as to cause any injury, consider detaining the offender and calling the Police. (Spitting would be regarded as ABH if it contacts the skin or as Criminal Damage if it lands on clothing). • Ensure that, where possible, detained individuals are placed in the “Detention Area” allocated for this purpose. If this is not possible they should be brought under the nearest CCTV camera so that their identity and demeanour is captured on tape. • If, due to the demeanour or threats of an individual, violence is anticipated at the start of any incident, call the Police on 999 to assist in removing the person from the premises. This telephone call should preferably be done “out of reach and out of sight”

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of the individual who may otherwise try to prevent the call being made. If the situation resolves itself prior to the Police arriving simply update the Police by telephone or “Radio-Link”. • In the event that a disorderly group is to be ejected and violence is anticipated call the Police on 999 to assist in removing the group from the premises and try to calm or contain the problem whilst awaiting their arrival. It may be best to await arrival of Police before requesting the group to leave. Ensure that innocent customers are not inadvertently caught up in the situation. • Remain calm when speaking to the Police call-taker and provide clear details of the incident together with the fact that the person is “refusing to leave” and that you “anticipate violence” if any attempt is made to eject him/her forcibly. Include a clear description of the individual. In the event of a group, ensure the call-taker is given approximate numbers of persons so that appropriate Police resources can be sent. • Ensure that Door Supervisors continue to monitor the individual(s) closely from a “personal safety” distance until the Police arrive. Remind the Manager to prepare a “Banning Notice” for the offender(s) whilst awaiting the arrival of the Police. • In the event of any “sudden outbreak of violence” alert other Door Supervisors and Police at the earliest opportunity, 999 or “Radio-Link” in order that early-intervention and a robust response may be made, and the offenders detained by use of minimum force, if safe to do so. • If any weapon such as a firearm, knife, broken bottle or hypodermic needle is used in any incident make no attempt to overpower or detain the individual unless absolutely necessary for the protection of others. Call the Police on 999 to arrest and remove the person from the premises ensuring that full details of the incident and the weapon are relayed. Ensure that this telephone call is made “out of the hearing and sight” of the individual who may otherwise try to prevent the call being made. Remain on the telephone line to the Police, if possible, until the first Officers arrive. • In the event of any serious incident, such as those involving weapons, implement the Evacuation Procedure by staff (if possible). C.S. Spray, Taser Stun Gun, Firearms, Protective Shields and Police Dog are likely to be deployed at the scene by Officers wearing protective stab-proof and bullet-proof vests. The presence of customers other than the Offender will hinder Police actions and place spectators at risk. • In any incident of any Disorder turn off loud music, stop entertainment and close the bar if necessary. This prevents disruptive behaviour from being “masked” by other normal activity. It also draws the attention of everyone in the premises to the problem thereby providing a greater number of witnesses and “peer pressure” on the offender. It also permits innocent customers to move a safe distance from problematic individuals if they wish rather than being innocently caught up in events. It also greatly facilitates communication between Management, Door Supervisors, Staff, Police, Victims, and Offenders. • On the arrival of the Police state clearly to the Officers (if possible in the presence of the Disorderly Customers) what action you are seeking ie: simple ejection of disorderly individuals or arrest of Offenders. • If ejection, inform the Officers that you have asked the person(s) to leave and that they have refused to leave (or are about to ask them to leave if not yet carried out). Inform the Officer that you will, if the Officer wishes, support any action they deem appropriate for any offence of “failing to leave Licensed premises when requested”. (Such as the issue of an £80 Penalty Notice or Court proceedings).

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• If arrest, inform the Officers of the offences committed and that you will support any action they deem appropriate for the offence including the making of a written statement and attendance at Court proceedings if necessary. • Ensure that any Banning Notice is handed to the Offender in the presence of the Officers. In the event that the offender is arrested provide a “Banning Notice” to the Officers for service on the offender whilst in custody. (Details of the offender can usually be obtained when Officers first request them of the Offender or may be supplied later by the Officer serving the Banning Notice). • Make a note of the Police Officers‟ “collar numbers” or names for future reference. Also the Police Incident Number. Enter this in the Incident Book. • Pay close attention to any complaint of violence or illegal-drugs within the premises. Obtain details of the complainant and details (or a good description) of all parties involved. • Ensure that they (under the guidance of the person in charge) take full control of any situation where an individual is detained. The detainee is likely to seek any opportunity to escape. The detainee must be watched constantly and at close hand so that they do not have the opportunity to escape, discard or swallow drugs in their possession, pull weapons from their pockets or grab at items “to hand” that may be used as a weapon with which to assault staff unexpectedly, etc. This close observation and adequate supervision is imperative or a relatively minor situation can suddenly become considerably more serious. A “two to one” Door Supervisor/Offender ratio should ideally be adopted. If necessary minimum force may be used to detain the Offender whilst awaiting the arrival of the Police. • Maintain a “Weapons Awareness” at all times and do not place yourself at Risk if weapons are wielded. • Ensure that where any member of staff is assaulted, customers are seriously assaulted or an incident occurs involving the supply of illegal drugs that the Police are promptly alerted by Telephone or “Radio-link” so that the offender may be dealt with in an appropriate manner. • Identify, with experience “threatening atmospheres” where situations are “threatening to get out of control”. Do not ignore intuitive concerns. They will usually be right and based on previous experience. 2.5.5 Acting promptly and proactively • Call the Police at the outset. Do not delay calling the Police until your fears have been confirmed and the situation has deteriorated. You will not be criticised for calling the Police unnecessarily. Remember that there will be a delay (of up to 10 minutes) between the Police being called and their attendance at the premises. Early attendance by the Police can often “nip a problem in the bud” and prevent it escalating. This contributes to efficient policing methods. • Turn off loud Music. Stop Entertainment. Close the Bar. This prevents disruptive behaviour from being “masked” by other activity. It also draws the attention of everyone in the premises to the problem thereby providing a greater number of witnesses and “peer pressure”. It also allows innocent customers to move a safe distance from problematic individuals if they wish rather than being innocently caught up in events. It also greatly facilitates communication between Management, Door Supervisors, Staff, Police, Victims, and Offenders. • Remember - Delays can lead to a “full-scale” Incidents resulting in:

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1. Injuries to staff or customers - involving human cost. 2. Injured staff out of action for a period involving difficulties running the business. 3. Damage to the premises – involving disruption to normal business, costly repairs, and Insurance claims. 4. Lost trade – perhaps requiring expensive advertising costs to re-establish previous trade levels. 5. Statement making – involving considerable loss of time and business disruption. 6. Court attendance – involving a day off work and the arrangement of a replacement Manager/staff. • If the situation defuses completely prior to Police attendance (for example the disruptive group leaves the premises) simply telephone this information through. The group will then be monitored on the street by CCTV or “Safe in the City” patrols). If on “Radio-Link” alert other premises so the offenders are refused entry elsewhere. 2.5.6 Monitoring Dispersal • Ensure that at closing time and until all customers have dispersed from the immediate vicinity at least half of the Door Supervisors are positioned on the street outside the premises wearing High Visibility clothing to ensure that customers are dispersing in an orderly manner. • Identify “Vulnerable” individuals as they leave the premises and offer to assist them in arranging safe transport home. Offer use of the “Rest Area” (First Aid area) as necessary whilst Transport, Relatives, Carers, Friends, Parents, etc are contacted and arrange a member of Staff or the Street Pastors to accompany. Inform any Taxi Driver or Private Hire Driver that the customer is a “Vulnerable” Individual. If the individual refuses help when they are clearly in need of help, use the “Radio-Link” to alert the Lincoln City CCTV Room who will, if possible check on the individual‟s welfare using the Street cameras and involve other agencies, e.g. Street Pastors, as necessary. • If the opportunity presents itself encourage customers who are intending to drive home to leave their car keys in secure storage at the premises in order to discourage drink-driving. Offer to arrange alternative Transport. • Remove bottles and glasses from customers seeking to carry them from the premises onto the streets. • Monitor customer dispersal to ensure that customers are dispersing in an orderly manner. • Take action against customers who are not acting in a satisfactory manner either inside the premises or who are being disorderly as they leave. Actions such as threatening to ban the individual for a suitable period of time can be all that is required to curb their behaviour if customers have enjoyed their experience and intend to return. This simple action has been proved repeatedly to be more effective than the “threat of arrest” by a Police Officer.

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2.5.7 Taxi & Private Hire Safety Door Supervisors will: • Appreciate the potential dangers that face Customers if they get into the vehicle of a “stranger” purporting to be a Taxi or Private Hire Driver and that these dangers are even more acute if the customer is a “Vulnerable” Individual. • Check that Taxis and pre-arranged Private Hire vehicles collecting customers from the premises or nearby are bone-fide vehicles licensed by the Lincoln City Council (possibly by another Council if Private Hire) and are fitted with a numbered Licence Plate on the rear. • In the event that a Driver is believed to Unlicensed and is a “Taxi Tout”, (ie: fraudulently purporting to be a legitimate Taxi / Private Hire Driver) challenge them to produce their identity and credentials. If they fail to co-operate then Door Supervisors should if safe to do so: 1. Seize the Car Keys to prevent the vehicle being driven away. 2. Detain the individual for the Offence of “Touting for Hire Car Services”. 3. Call the Police on 999 or “Radio-Link”. 2.5.8 Follow-up • Complete the Incident Book at the premises during or immediately after any incident of Crime or Disorder including date and time, details of persons involved (or descriptions), injuries or losses, exact location of the incident inside the premises, staff involved, Police involvement, outcome, etc. (This information will be required by the Manager for a periodic Review of Crime & Disorder and Risk Reduction). • Ensure a recommendation is made to the Manager on all appropriate occasions for a Banning Letter and “Pubwatch” Ban to be considered. • Discuss with the Manager any failings in Policies or Procedures and suggest improvements.

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3. OFF-LICENCES, LATE-NIGHT SHOPS & CONVENIENCE STORES 3.1 Duties of the Premises Licence Holder • At the design stage, or at the time of any refurbishment, consider the positive effect that the design and layout of the premises may have on reducing alcohol-related crime & disorder and assisting in the promotion of staff and customer safety. The document “Secure by Design - Licensed Premises” (April 2005) provides valuable guidance that should be used in the design and/or renovation of all premises. The Police Architect Liaison Officer will also offer free design advice and guidance regarding this important basic step. • Install a high quality CCTV system that is capable of producing clear recorded images in all lighting and weather conditions. This should include at least one camera covering the entrance doorway. The captured images must be of a quality sufficient for admission as evidence for the purposes of identification. 3.2 Duties of the Designated Premises Supervisor • Prepare an “Incident Management Protocol” specifically to include advice on dealing with Disorder, an Early-intervention plan, an Ejection Policy and advice regarding Use of Force. This Protocol should include Duty Managers, staff and Door Supervisors and include some of the appropriate Codes of Practice contained herein. • Ensure all Staff are adequately trained regarding the “Incident Management Protocol” and that it is implemented by Duty Managers, Staff, and Security Officers. • Operate a policy of “Zero Tolerance” in respect of customers who are abusive or threatening, or customers who commit offences of theft/deception. Consideration should be given to displaying notices informing customers of such a policy and/or membership of “Pubwatch” (where applicable). • Implement the “Challenge 21” Scheme at the premises whereby staff are trained to request a Photo Driving Licence or Passport from any person who appears to be under the age of 21 years and alcoholic drinks are refused unless that ID is produced. • Appoint a named CCTV manager and deputy to take responsibility for the system. • Ensure that the CCTV system is properly maintained and operating at all times that the premises are open for business and that footage is stored for a minimum of 28 days. • Train adequate numbers of suitable staff (eg: Duty Managers) to use the CCTV system to its full potential thus ensuring that a member of staff is always available to replay footage and download material onto DVD/CD/VIDEO following an incident. • Ensure that a responsible and capable individual is left in charge of the premises at all times and in particular at peak periods or at times of increased risk such as evenings and weekends. • Implement a minimum staffing level of two persons during any period of business between 21.00hrs and 06.00hrs. One of these members of staff to be 21yrs or older. ([email protected] scheme). • Maintain a “broad overview” of the premises and all staff whenever they are open for trading.

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• Identify “Higher Risk Occasions” when management of the premises is at its most challenging, for example Friday/Saturday nights. • Consider the deployment of additional and/or security staff at identified periods of increased risk. • Pay attention to the outside of the premises and the immediate area to ensure that customers or other persons are not loitering or behaving in a manner likely to impact on neighbours or the public.

Ensure that stocks of alcoholic drinks are positioned adjacent to or in close proximity to the checkouts for security reasons and not near to exits where they can easily be stolen. • Refrain from offering “free” Alcoholic Products (such as Buy One Get One Free). • Refrain from discounting Alcoholic Products below Cost Price, ie: not used as a “Loss-leader”. • Consider the labelling of alcoholic products with stickers carrying a warning regarding alcohol abuse and the name of the store. This would assist in the tracing of the source of any alcohol purchased by under 18s and in cases of littering. • Ensure that adequate procedures are in place for dealing with customers who are being refused service due to their drunkenness, their apparent age, their behaviour or as the result of being a banned person. • Ensure that staff are fully supported if these “refusal” procedures are activated. • Implement sanctions against such customers such as a “verbal warning” or “ban”. • Ensure that where a member of staff or customer is assaulted or an incident occurs requiring the attendance of Police, that the Police are promptly alerted by telephone or “Radio-Link” so that the offender may be dealt with in an appropriate manner. Where such action is taken the Manager will also ensure that: 1.Any CCTV footage of the incident is promptly downloaded/saved to provide primary evidence for prosecution purposes. 2. Staff are made available promptly (when requested) for the making of a written statement. 3. Maintain an incident book at the premises and ensure that all staff use it to record brief details of any incident of crime or disorder, including date and time, details of persons involved (or descriptions), exact location of the incident inside the premises, staff involved, Police involvement, outcome, etc. The use of such a book will ensure that all staff are aware of any ongoing problems and the persons responsible. (Failure to comply should be a disciplinary offence, as it indirectly places all staff under higher risk in the future). • Ensure that recorded incidents are appropriately reported to Police / “Lincoln BIG Security Group” in order that intelligence can be gathered to make informed decisions regarding possible banning or other procedures. • Ensure that all waste is kept secure until collection. • Facilitate the removal of litter and waste from frontage and 10 metres either side of premises during and after peak trading hours.

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• Regularly check the area immediately outside of the premises to ensure that persons are not loitering outside or behaving in a manner likely to impact on customers, neighbours or the public. • Regularly check the area immediately outside of the premises to ensure that under-age youths are not harassing customers into illegally buying Alcohol for them. (Proxy purchasing). • Act positively on receiving any report from a customer that they have just been approached by youths nearby asking them to purchase Alcohol for them. • In the event of youths harassing customers to buy Alcohol, take the following steps: 1. Politely request the youths to move away from the shop. Ensure that a second member of staff is nearby and witnessing events. Do not get into a prolonged discussion or argument. 2. If they remain at the scene for more than five minutes or continue to harass customers, call the Police on 01522 882222 and supply details of the problem to the Call-taker. 3. If they cause additional problems eg: shouting prolonged abuse or threats, banging windows, etc. call the Police on 999. • Maintain active membership of “Pubwatch” to facilitate the exchange and sharing of intelligence/good practice. • Actively support and promote any ban made under the “Pubwatch” scheme. • Maintain active membership of “lincolnbigsecurity.co.uk Online” system and familiarise themselves with all “high risk offenders” and banned individuals. • Arrange the use of “Radio-Link” where it is judged to be necessary. This permits instant communication with: 1. Lincoln City Camera Room – who will, where possible, at your specific request monitor the entrance and outside of the premises using Street CCTV cameras. 2. Police “Safe in the City” patrols – who will, at your specific request, either attend the premises or attend the immediate vicinity of your premises so as to provide a swift response should the need arise. 3. Security staff in other nearby premises – who can provide „mutual aid‟ to the premises in order to detain offenders or restore calm prior to Police arrival. • Where employed ensure that any Door Supervisors/Security Staff are registered and in possession of a current Badge. The Manager should carry out an “Instant-check” on the SIA Website Register on the first occasion that such staff work at the premises, to ensure that any Badge being produced has not, in fact, been subsequently revoked by the SIA. (www.the-sia.org.uk) • Check the photo on the Door Supervisor/Security staff badge against the employee to ensure they match. • Refuse to allow any un-badged Door Supervisor/Security staff to work on the premises. (In the event of any incident

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involving injury there would be a high liability against a Manager who permits an unlicensed employee to carry out Door Supervision). • Maintain a register of Door Supervisors/Security Staff employed at the premises and ensure they “sign in” and “sign out”. • Speak to Door Supervisors on their arrival each day to ensure they are not under the influence of Alcohol, Drugs, or exceptional stress that could lead to irrational actions. (Door Supervisors need to be “level-headed” at all times). 3.2 Duties of Staff • Seek proper identification/proof of age from any person attempting to purchase alcohol who appears to be under 21 yrs of age. (Challenge 21 Scheme). • Seek to identify those who have already consumed a significant quantity of alcohol (but are not deemed to be drunk) and should draw the Manager‟s attention to that individual in order that a decision can be made whether or not to allow the purchase to proceed. • Familiarise themselves with all “high risk offenders” and banned individuals (through use of “lincolnbigsecurity.co.uk Online”). • Actively support any ban on a customer (whether it be a scheme wide ban or particular to that store). • Ensure that where a member of staff or customer is assaulted or an incident occurs requiring the attendance of Police that the Police are promptly alerted by telephone or “Radio-Link” so that the offender may be dealt with in an appropriate manner. • Ensure that any incidents of crime or disorder are entered in the incident book with appropriate details eg: descriptions, names etc. • Ensure that they are familiar with the operation and use of “Radio-Link” (where appropriate) and that any faults are promptly reported to the Manager. • Ensure that the CCTV system is operating at all times that the premises are open for business and that any faults are promptly reported to the Manager. • Ensure that all waste is kept secure until collection. • Remove all litter and waste from the frontage and 10 metres either side of the premises during and after peak trading hours. 3.3 Duties of Security Staff • Security staff will when undertaking duties controlling entry to the premises:

a) Wear suitable items to facilitate easy identification of their role. b) Seek to identify at point-of-entry those who are drunk and refuse them

entry. Symptoms such as slurred speech, unsteadiness, lack of co-ordination and smell of alcohol should be taken into account. It should be borne in mind that these symptoms are occasionally displayed by those suffering medical conditions.

c) Seek to identify those who are extremely drunk (to the point of being Vulnerable) and seek to assist these individuals to obtain safe transport home, eg: call a Taxi on their behalf or if there is no co-operation use “Radio-Link” to alert other Licensed premises, the Police Camera Room and Police “Safe in the City” patrols.

• Security staff will during business hours:

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a) Ensure that they are familiar with the operation and use of “Radio Link”

(where appropriate) and that any faults are promptly reported to the Manager.

b) Familiarise themselves with all “high risk offenders” and banned individuals through use of “lincolnbigsecurity.co.uk Online”.

c) Actively support any ban on a customer (whether it be a scheme wide ban or particular to that store).

d) Ensure that any incidents of crime or disorder are entered in the incident

book with appropriate details eg: descriptions, names etc.

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4 SUPERMARKETS 4.1 Duties of the Premises Licence Holder • At the design stage or at the time of any refurbishment consider the positive effect that the design and layout of the premises may have on reducing alcohol related crime and disorder and assisting in the promotion of staff and customer safety. The document “secure by Design – Licensed Premises” (April 2005) provides valuable guidance that should be used in the design and/or renovation of all premises. The Police Architect Liaison Officer will offer free design advice and guidance regarding this important basic step. • Install a high quality CCTV system that is capable of producing clear recorded images in all lighting and weather conditions. This should included at least one camera covering the entrance doorway. The captured images must be of a quality sufficient for admission as evidence for the purposes of identification. 4.2 Duties of the Designated Premises Supervisor • Maintain an incident book at the premises and ensure that all staff use it to record brief details of any incident of crime or disorder, including date and time, details of persons involved (or descriptions), exact location of the incident inside the premises, staff involved, Police involvement, outcome, etc. The use of such a book will ensure that all staff are aware of any ongoing problems and the persons responsible. • Operate a policy of “Zero Tolerance” in respect of customers who are abusive or threatening, or customers who commit offences of theft/deception. Consideration should be given to displaying notices informing customers of such a policy • Implement the “Challenge 21” Scheme at the premises, whereby staff are trained to request a Photo Driving Licence or Passport from any person that appears to be under the age of 21 years, and alcoholic drinks are refused unless that ID is produced. • Appoint a named CCTV Manager and Deputy to take responsibility for the system. • Ensure that the CCTV system is properly maintained and operating at all times that the premises are open for business and that footage is stored for a minimum of 28 days. • Train adequate members of suitable staff (eg: Duty Managers) to use the CCTV system to its full potential thus ensuring that a member of staff is always available to reply footage and download material onto DVD/CD/VIDEO following an incident. • Maintain a “broad overview” of the premises and all staff whenever they are open for trading. • Identify “Higher Risk Occasions” when management of the premises is at its most challenging, for example Friday/Saturday nights. • Consider the deployment of additional and/or security staff at identified periods of increased risk. • Pay attention to the outside of the premises and the immediate area to ensure that customers or other persons are not loitering or behaving in a manner likely to impact on neighbours or the public.

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• Implement sanctions against such customers such as a “verbal warning” or “ban”. • Ensure that where a member of staff or customer is assaulted or an incident occurs requiring the attendance of Police that the Police are promptly alerted by telephone or “Radio-Link” so that the offender may be dealt with in an appropriate manner. Where such action is taken the Manager will also ensure that:

a) Any CCTV footage of the incident is promptly downloaded/saved to provide primary evidence for prosecution purposes.

b) Staff are made available promptly (when requested) for the making of a written statement.

• Ensure that recorded incidents are appropriately reported to Police / “Lincoln BIG Security Group” in order that intelligence can be gathered to make informed decisions regarding possible banning or other procedures. • Refrain from discounting alcoholic products at or below cost price (ie: “loss leader”). • Ensure that displays of alcoholic drinks/products are appropriately sighted within the store to minimise opportunities for theft. Consideration should also be given to the use of security measures such as tagging of products. • Ensure that adequate procedures are in place for dealing with customers who are being refused service, due either to their state of sobriety, their apparent age, their behaviour, or as the result of being a banned person. • Ensure that staff are fully supported if these “refusal” procedures are activated. • Ensure that all waste is kept secure until collection. • Remove all litter and waste from the frontage and 10 metres either side of the premises during and after peak trading hours. • Consider membership of Lincoln “Pubwatch” to facilitate the exchange and sharing of intelligence/good practice with the aim of reducing crime and disorder. • Consider the hire and use of the “Radio-Link” system where membership of Lincoln Safe is taken up. • Actively support and promote any exclusion made under the “Pubwatch” scheme where membership is taken up. 4.3. Duties of Staff • Seek proper identification/proof of age from any person attempting to purchase alcohol who appears to be under 21 yrs of age. (Challenge 21 Scheme). • Seek to identify those who have already consumed a significant quantity of alcohol (but are not deemed to be drunk) and should draw the Manager‟s attention to that individual in order that a decision can be made whether or not to allow the purchase to proceed. • Actively support any ban on a customer (whether it be a scheme wide ban or particular to that store). • Ensure that where a member of staff or customer is assaulted or an incident occurs requiring the attendance of Police that the Police are promptly alerted by telephone or “Radio-Link” so that the offender may be dealt with in an appropriate manner. • Ensure that any incidents of crime or disorder are entered in the incident book with appropriate details eg: descriptions, names etc.

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• Ensure that they are familiar with the operation and use of “Radio-Link” (where appropriate) and that any faults are promptly reported to the Manager. • Ensure that the CCTV system is operating at all times that the premises are open for business and that any known faults are promptly reported to the Manager. • Ensure that all waste is kept secure until collection. • Remove all litter and waste from the frontage and 10 metres either side of the premises during and after peak trading hours. 4.4 Duties of Security Staff • Ensure that they are familiar with the operation and use of “Radio-Link” (where appropriate) and that any faults are promptly reported to the Manager. • Ensure that the CCTV system is operating at all times that the premises are open for business and that any faults are promptly reported to the Manager. • Actively support any ban on a customer (whether it be a scheme wide ban or particular to that store). • Seek to identify at point-of-entry those who are drunk and will refuse them entry. Symptoms such as slurred speech, unsteadiness, lack of co-ordination and smell of alcohol should be taken into account. It should be borne in mind that these symptoms are occasionally displayed by those suffering medical conditions. • Ensure that where a member of staff or customer is assaulted or an incident occurs requiring the attendance of Police, that the Police are promptly alerted by telephone or “Radio-Link” so that the offender may be dealt with in an appropriate manner. • Ensure that any incidents of crime or disorder are entered in the incident book with appropriate details eg: descriptions, names etc

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5 RESTAURANTS 5.1 Duties of the Premises Licence Holder • At the design stage, or at the time of any refurbishment, consider the positive effect that the design and layout of the shop floor may have on reducing alcohol related crime and disorder and assisting in the promotion of staff and customer safety. The Police Architect Liaison Officer will offer free design advice and guidance regarding this important step. • Consider the installation of a high quality CCTV system that is capable of producing clear recorded images in all lighting and weather conditions. The captured images must be of a quality sufficient for admission as evidence for the purposes of identification. 5.2 Duties of the Designated Premises Supervisor • Maintain an incident book at the premises and ensure that all staff use it to record brief details of any incident of crime or disorder, including date & time, details of persons involved (or descriptions), exact location of the incident inside the premises, staff involved, Police involvement, outcome, etc. The use of such a book will ensure that all staff are aware of any ongoing problems and the persons responsible. • Seek proper identification/proof of age from any person attempting to purchase alcohol who appears to be under 21 yrs of age. (Challenge 21 Scheme). • Appoint a named CCTV Manager and Deputy to take responsibility for such a system. • Ensure that any CCTV system is properly maintained and operating at all times that the premises are open for business. • Train adequate numbers of suitable staff (eg: Duty Managers) to use the CCTV system to its full potential thus ensuring that a member of staff is always available to reply footage and download material onto DVD/CD/VIDEO following an incident. • Identify „Higher Risk Occasions‟ when management of the premises is at its most challenging for example Friday/Saturday nights. • Consider the deployment of additional and/or security staff at identified periods of increased risk. • Maintain a “broad overview” of the premises and all staff whenever they are open for trading. • Pay attention to the outside of the premises and the immediate area to ensure that customers or other persons are not loitering or behaving in a manner likely to impact on neighbours or the public. • Ensure that recorded incidents are appropriately reported to Police / Lincoln Safe co-ordinator in order that intelligence can be gathered to make informed decisions regarding possible banning or other procedures.

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• Ensure that adequate procedures are in place for dealing with customers who are being refused service, due either to their state of sobriety, their apparent age, their behaviour, or as the result of being a banned person. • Ensure that staff are fully supported if these “refusal” procedures are activated. • Arrange a “Mutual Aid” agreement with neighbouring premises in respect of shared Door Supervisor resources for major incidents. • Operate a policy of “Zero Tolerance” in respect of customers who are abusive or threatening, or customers who commit offences of theft/deception. Consideration should be given to displaying notices informing customers of such a policy and/or membership of “Pubwatch” (where applicable). • Implement sanctions against such customers such as a “verbal warning” or “ban”. • Ensure that a variety of “low-alcohol drinks” are readily available as an alternative for customers. Not only does this increase customer choice but reduces alcohol intake and risks of disorder with no reduction in profits. • Ensure that a wide variety of “soft-drinks” are readily available for purchase by customers as an alternative to alcoholic drinks. • Ensure that low-alcohol and non-alcoholic beverages are advertised as an option in any price list/menu. • Actively promote the consumption of non-alcoholic drinks by drivers by either implementing the “I‟ll be Des” designated-driver initiative, or by implementing an attractive “drivers drinks display” at the Bar. • Ensure that toilet checks are carried out at frequent intervals to deter assaults taking place “off-camera” and to deter illegal drug activity. • Ensure, at closing time, that adequate monitoring of customer dispersal takes place by staff or door supervisors to ensure that customers are dispersing in an orderly manner. • Ensure that any customer is provided with necessary assistance to facilitate the arranging of safe transport home. For example this should include a list of transport providers (Taxi & Private Hire operators, Night Bus details) and the free use of a telephone to arrange transport. • Ensure that all waste is kept secure until collection. • Remove all litter and waste from the frontage and 10 metres either side of the premises during and after peak trading hours. 5.3 Duties of Staff • Seek to identify those who have already consumed a significant quantity of alcohol (but are not deemed to be drunk) and should draw the Manager‟s attention to that individual in order that a decision can be made whether or not to allow the purchase to proceed. • Actively support any ban on a customer (whether it be a scheme wide ban or particular to that store). • Ensure that where a member of staff or customer is assaulted or an incident occurs requiring the attendance of Police that the Police are promptly alerted by telephone or “Radio-Link” so that the offender may be dealt with in an appropriate manner. • Ensure that any incidents of crime or disorder are entered in the incident book with appropriate details eg: descriptions, names etc. • Ensure that they are familiar with the operation and use of “Radio-Link” (where appropriate) and that any faults are promptly reported to the Manager.

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• Ensure that the CCTV system is operating at all times that the premises are open for business and that any known faults are promptly reported to the manager. • Consider membership of “Pubwatch” to facilitate the exchange and sharing of intelligence/good practice with the aim of reducing crime and disorder. • Consider the hire and use of the “Radio-link” system where membership of “Pubwatch” is taken up. • Actively support and promote any ban made under the “Pubwatch” scheme, where membership is taken up. • Ensure that the „Challenge 21‟ scheme is implemented at the premises and that staff are trained and made aware of their responsibilities under the scheme.

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6. TAKEAWAYS 6.1 Duties of Owners • At the design stage, or at the time of any refurbishment, consider the positive effect that the design and layout of the premises may have on reducing alcohol-related crime & disorder and assisting in the promotion of staff & customer safety. The document “Secure by Design - Licensed Premises” (April 2005) provides valuable guidance that should be used in the design and/or renovation of all premises. The Police Architect Liaison Officer will also offer free design advice and guidance regarding this important basic step. • Install a high-quality CCTV system that is capable of producing a clear, recorded image in all lighting and weather conditions that can reasonably be expected. The image must capture sufficiently so as to be admissible as evidence for the purpose of identification. 6.2 Duties of Managers 6.2.1 Environmental Measures and Good Management • Prepare an Evacuation Procedure for use in any Emergency, such as Fire, Serious Disorder or Incident involving weapons and ensure all Staff are trained to assist in evacuating customers as required. NOTE: Management should not rely heavily on Door Supervisors for this role, as they may be involved in “containing” a situation, or restraining and detaining offenders. • Prepare an “Incident Management Protocol” specifically to include advice on dealing with Disorder, an Early-intervention plan, an Ejection Policy and advice regarding Use of Force. This Protocol should include Duty Managers, Staff and Door Supervisors and include some of the appropriate “Codes of Practice” contained herein.

Maintain an Incident Book at the premises and ensure all Staff use it to promptly record details of any incident of Crime or Disorder on the premises, including date and time, details or descriptions of persons involved, injuries or losses, exact location of the incident inside the premises, staff involved, Police involvement, outcome, etc. (Failure to comply should be a disciplinary offence as it indirectly places all staff under higher risk in the future • Ensure that the CCTV system is properly maintained in good working order at all times the premises are open and that footage is stored for a minimum of 28 days. • Ensure that access to the CCTV system is permitted only to authorised staff. (Stored in a secure room and password-protected). Particular care should be taken after any incident involving violence that Staff / Door Supervisors do not interfere with footage. • Appoint a named CCTV manager and deputy to take overall responsibility for the system. • Ensure that checks are carried out from time-to-time to ensure that CCTV cameras have not been moved from their original position or otherwise interfered with. • Train adequate numbers of suitable staff to use the CCTV system to it‟s full potential thus ensuring that a member of staff is always available to replay footage and download material onto DVD or Video Tape immediately following an incident. • Maintain active membership of “Pubwatch” to facilitate the exchange and sharing of intelligence/good practice and the operation of the “Pubwatch” Exclusion Scheme.

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• Arrange the use of “Radio-Link” wherever Door Supervisors are employed (or by choice) to facilitate contact from the Lincoln City CCTV Room. This “Radio-Link” permits instant communication with: 1. Lincoln City Camera Room – who will, at a specific request, monitor the entrance & outside of the premises using Street CCTV camera. 2. Police “Safe in the City” patrols – who will, at a specific request either attend the premises or attend the immediate vicinity of your premises so as to provide a swift response should the need arise. 3. Door Supervisors in other nearby premises – who can provide “mutual aid” to the premises in order to detain offenders or restore calm prior to Police arrival. • Refuse entry and service to “High Risk” individuals who have been issued with a “Pubwatch” City-wide Ban. • Implement sanctions against such customers such as a “verbal warning” or “ban” • Regularly access “lincolnbigsecurity.co.uk Online” to ensure up-to-date knowledge of all “High Risk” individuals and Banned individuals. • Arrange a “Mutual Aid” agreement with neighbouring premises in respect of shared Door Supervisor resources for more serious incidents. • Identify “Higher Risk Occasions” when management of the premises is at its most challenging due either to the profile of clientele, their state of excitement (linked to activity), state of intoxication (linked to occasion or time of day) or due to sheer volume of Customers. Examples of “Higher Risk Occasions” would include Friday and Saturday evenings, occasions when prominent Football Matches are being screened in local Pubs, occasions when Lincoln City Football Club are hosting matches with notorious visiting Clubs, Bank Holiday weekends, New Year‟s Eve, etc. • Ensure that a responsible and capable individual is left in charge of the premises at all times and, in particular, at peak periods or at times of increased risk. • Consider the deployment of additional Staff and/or Security Staff at identified periods of increased risk. • Implement a minimum staffing level of two persons during any period of business between 21.00hrs and 06.00hrs. One of these members of staff to be 21yrs or older. ([email protected] scheme). • Seek to maintain a “broad overview” of the premises and all staff whenever the premises are open for trading, to include the regular monitoring of Staff, Door Supervisors, and Customers. • Ensure that all Staff are aware of any “Vulnerable” individuals within the premises. • Ensure that adequate procedures are in place for dealing with customers who are being refused Entry or Service due to their drunkenness, their behaviour or as the result of being a banned person. • Ensure that Staff are always fully supported if these “refusal” procedures are activated. • Pay particular attention to the area immediately outside the premises to ensure that customer behaviour outside is not adversely impacting on neighbours or the Public, and that Customers are not urinating or throwing litter into neighbouring gardens or shop doorways. • Ensure that adequate numbers of Door Supervisors are used on “Higher Risk Occasions” and that they are well-briefed on their arrival.

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• Ensure that any Customer is provided with necessary assistance to facilitate the arranging of safe Transport home. For example this should include a list of Transport providers (Taxi and Private Hire operators, Night Bus details) and the free use of a telephone to arrange Transport. Consider installing a Taxi/Private Hire Freephone facility. • Implement a Policy for dealing with customers who smoke inside the premises. • Ensure that valuable items (particularly cash) are kept out of reach of customers. • Ensure that charity-collecting boxes are secured to the Counter. • Collect any item of value (handbag, mobile phone, etc.) that is left lying around in the premises. Put it in a safe place behind the Counter and ensure all Staff are made aware. • Ensure the premises are alarmed and install an “Assistance-Alarm Button” with a monitoring facility so that relevant persons/key holders are alerted when it is activated. The external Audible alarm should sound for no more than 15 minutes on any activation. 6.2.2 Disorderly Customers & Ejection Procedure • In the event of a customer attempting to “jump the queue” explain firmly and clearly to the individual that the other customer was there first. Queue jumping can often lead to disorder and should be actively discouraged by staff at all times. • If customers refuse to accept Staff decisions and become abusive or aggressive immediately inform them that they will not be served and must leave the premises. Do not continue to serve them. • In the event of any customer being insulting, abusive, racist, threatening, aggressive or in any other way disorderly, immediately inform them that they will not be served and must leave the premises. Do not continue to serve them. Do not ignore these “warning signs” as they are likely to escalate to violence. • Ensure that a minimum of two staff are allocated to deal with any incident involving a disruptive or antisocial (disorderly) customer. (This will rise to a minimum of three staff if more than one disorderly person is involved). This “outnumbering” technique places “psychological pressure” on the offender to conform and, of course, provides greater safety for the staff member dealing. The second and third member of staff will also act as a witness in the event of any assault. • Ensure that one member of staff “firmly, clearly and politely” requests the disorderly customer to refrain from his/her anti-social behaviour. • If disruptive behaviour continues firmly but politely request the offender to leave the premises (Utilising Door Supervisors if available). • If the individual refuses to leave they should be given a “final opportunity” to leave the premises. • If the Takeaway is the holder of a Premises Licence (Licence required to trade after 2300 hours), it should be pointed out to the disorderly Individual that it is an offence to remain in the premises when requested to leave. Please note this Offence does not apply to Takeaways that are Unlicensed and trade during Day-time hours only. In these circumstances there is a common law right to request a disorderly person to leave and of ejecting such a person if they refuse to leave. • If violence is anticipated make no attempt to manhandle the offender out of the premises without the assistance of trained Door Supervisors. If necessary, call the

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Police on 999 to assist in the ejection. This telephone call should be done “out of reach” of the offender who may otherwise try to prevent the call being made. • Remain calm when speaking to the Police call-taker and provide clear details of the incident together with the fact that the offender is refusing to leave and a clear description of the offender. Inform the Police that you “anticipate violence” if any attempt is made to eject him/her forcibly. • Ensure that two staff continue to closely monitor the offender from a personal safety distance until the Police arrive. Prepare a “Banning Notice” for the offender whilst awaiting the arrival of the Police. • On the arrival of the Police state clearly to the Officer, preferably in the presence of the offender, that the person has been asked to leave and that they have refused. Inform the Officer that you will, if the Officer wishes, support any action they deem appropriate for the offence of “failing to leave Licensed Premises when requested”. (Such as the issue of an Fixed Penalty Notice or Court proceedings). • Ensure that any Banning Notice is handed to the Offender in the presence of the Officer. In the event that the offender is arrested, provide a “Banning Notice” to the Officer for service on the offender whilst in custody. (Details of the offender can usually be obtained when Officers first request them of the Offender or may be supplied later by the Officer serving the Banning Notice). • Make a note of the Police Officers‟ “collar numbers” or names for future reference. Also the Police Incident Number. Enter this in the Incident Book. • Identify, with experience, „threatening atmospheres‟ where situations are “threatening to get out of control”. Do not ignore your intuitive concerns. They will usually be right and based on previous experience. ACT PROMPTLY AND PROACTIVELY. Call the Police at the outset on 999. Do not delay calling the Police until your fears have been confirmed and the situation has deteriorated. • You will not be criticised for calling the Police unnecessarily. Remember that there will be a delay (of up to ten minutes) between the Police being called and their attendance at the premises. Early attendance by the Police can often „nip a problem in the bud‟ and prevent it escalating. This contributes to efficient policing methods. • Stop Serving. This ensures disruptive behaviour is not “masked” by other normal activity. It also draws the attention of everyone in the premises to the problem, thereby providing a greater number of witnesses and “peer pressure”. It also allows you to concentrate fully on the problem in hand. Advise innocent customers to move a safe distance from problematic individuals to prevent them being innocently caught up in events. Remember - Delays can lead to “full-scale” incidents resulting in:

a) Injuries to Staff or Customers - involving human cost. b) Injured Staff out of action for a period involving difficulties running the

business. c) Damage to the premises – involving disruption to normal business, costly

repairs, and Insurance claims. d) Lost trade – perhaps requiring expensive advertising costs to re-establish

previous trade levels. e) Statement making – involving considerable loss of time and business

disruption. f) Court attendance – involving a day off work and the arrangement of a

replacement manager/staff.

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• If the situation defuses completely prior to Police attendance (for example the disruptive group leaves the premises) simply telephone this information through. (The Police will then monitor the group on the street if possible, by CCTV or patrols). If on “Radio-Link” alert other premises so the offenders are refused entry elsewhere. • In the event of Disorder between Customers shout a firm command to “Stop that behaviour here”, separate the parties (If safe to do so) and seek to identify “Aggressor” and “Victim”. Ask the Aggressor to leave the premises and ensure his/her departure from the immediate vicinity (or otherwise) is monitored. Do not eject a “Victim” (or allow to leave) if the Aggressor has been ejected and is still outside the premises. Alert the Police by Telephone or “Radio-Link”. • Encourage Victims and “Vulnerable” Individuals to leave the premises in the company of at least one friend or to take safe transport home eg: Taxi/ Private Hire from the Door using Door Supervisors to escort to the vehicle. If Victims or the Vulnerable are driving home in their own car, consider utilising a member of Staff as escort to their vehicle if nearby. • Ensure that where any member of staff is assaulted or customers are seriously assaulted seek to detain the Offender (But only if safe to do so). • Ensure that the Police are promptly alerted by 999 or “Radio-Link” so that the offender may be dealt with in an appropriate manner. Where such action is taken the Manager will also ensure that:

a) CCTV footage of the incident is promptly downloaded to provide primary evidence for prosecution purposes.

b) Staff are made available promptly (when requested) for the making of a written statement.

6.2.3 Detention of Offenders • The detention of Offenders is entirely at your discretion. Unnecessary risks should not be taken. Ensure that you (or in your absence the person in charge) take full control of any situation where an individual is detained. The detainee is likely to seek any opportunity to escape. The detainee must be watched constantly and at close hand, so that they do not have the opportunity to escape, discard or swallow drugs in their possession, pull weapons from their pockets or grab at items “to hand” that may be used as a weapon with which to assault staff unexpectedly, etc. This close observation and adequate supervision is imperative especially in a Takeaway where there will be sharp knives in use. A relatively minor situation can suddenly become considerably more serious. A minimum “two to one” Staff/Offender ratio must be adopted. If necessary, minimum force may be used to detain the Offender whilst awaiting the arrival of the Police, however the Offender should be permitted to leave if Staff are at undue Risk. • Maintain a “Weapons Awareness” at all times and do not place yourself at Risk if weapons are wielded. • Ensure that, where possible detained individuals are brought under the nearest CCTV camera so that their identity and demeanour is captured on tape. 6.2.4 Use of Door Supervisors

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• Formulate a “Door Supervisor Deployment Plan”, based on identified actual or potential “flashpoints”. This deployment plan to indicate the areas over which the Door Supervisor has specific responsibility and their method of working. • Ensure that Door Supervisors co-operate fully with the Police when necessary in the pursuit of the Licensing Objectives. This will include the supply of written statements when requested. • If more than one Door Supervisor, appoint a suitably reliable “Head Door Person” to take overall responsibility for the actions of all the Door Supervisors. • Ensure that any Door Supervisors are registered and in possession of a current Badge. The Manager should carry out an “Instant-check” on the SIA Website Register on the first occasion that a Door Supervisor works at the premises to ensure that any Badge being produced has not been subsequently revoked by the SIA. (www.the-sia.org.uk) • Check the photo on the Door Supervisor Badge against the employee to ensure they match. • Refuse to allow any unbadged Door Supervisor to work on the premises. (In the event of any incident involving injury, there would be a high liability against a Manager who permits an unlicensed employee to carry out Door Supervision). • Maintain a register of Door Supervisors employed at the premises and ensure they “sign in” and “sign out”. • Speak to Door Supervisors on their arrival each day to ensure they are not under the influence of Alcohol, Drugs or exceptional stress that could lead to irrational actions. (Door Supervisors need to be “level-headed” at all times). • Ensure they wear suitable items of clothing and their SIA Badge to facilitate easy identification of their role. This will usually be a High-Visibility (HV) item-of-clothing during hours of darkness, an HV Armband containing their SIA Badge, or a Badge/Logo on their clothing. The use of the words “Customer Safety” is considered Best Practice as it reassures customers of their purpose. • Observe at close range (where possible to do so safely) and pay close attention to the manner in which Door Supervisors or Staff deal with any incident that involves the use of force, ensuring always that minimum force is used. (NB: Offenders will often complain that excessive force was used. Your presence and close attention will assist in rebutting any malicious complaints made against your Door Supervisors or Staff). 6.2.5 Follow-up action • Whenever a member of Staff is assaulted (or Customers are seriously assaulted) ensure that a prompt referral is made to the “Pubwatch” for consideration of a City-Wide Ban of the offender by all members of “Pubwatch”. • Whenever a member of Staff is assaulted or Customers are seriously assaulted and there is, for some reason, insufficient evidence to support a Criminal prosecution of the offender, ensure that a prompt referral is made to the “Pubwatch” Committee for consideration of a Civil Injunction using the “Pubwatch” Legal Fund. • Periodically carry out “Incident Analysis” to Identify actual and potential “Flashpoint” locations or Crime & Disorder issues. Use the Incident Book to determine Repeat problems, areas of poor CCTV cover, vulnerable Staff issues, training issues, etc and ensure that Staff are adequately updated. (When undertaking this Analysis the free advice and expertise of the Police Licensing or Crime Reduction departments should be sought if necessary).

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• Take suitable and appropriate steps to address problem areas that are identified as a result of “Incident Analysis”. • Take firm action against customers who are not acting in a satisfactory manner inside the premises or who are being disorderly as they leave. Actions such as “threatening to ban the individual for a suitable period of time” can be all that is required to curtail their excesses if customers have enjoyed their experience and intend to return. This simple action has been proved repeatedly to be more effective than the “threat of arrest” by a Police Officer. Ignoring “anti-social” behaviour is likely to drive other (well-behaved) customers away. • Encourage Staff to discuss any failings in Policies or Procedures and suggest improvements. • Discuss with the Police Licensing Department any Incident or Crime where “things have gone completely wrong” as a result of following these „Codes of Practice‟ or to suggest amendments, additions or further ideas as to how Crime & Disorder may be reduced in Lincoln. (Telephone 01522 882222 and ask for Lincoln Licensing Department). • Ensure that all waste is kept secure until collection. • Facilitate the removal of litter and waste from frontage and 10 metres either side of premises during and after peak trading hours.

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7. STUDENT UNION -UNIVERSITY OF LINCOLN 7.1 Duties of the Designated Premises Supervisor 7.1.1 Environmental Measures and Good Management Produce a full list of all planned events to the following timescales: • Autumn Term (Sept – Dec) Schedule to be provided in August • Spring Term (Jan – Mar) Schedule to be provided in December • Summer Term (Apr-June) Schedule to be provided in March The schedule should include the following details: 1. Event Name 2. Nature of the event 3. Expected attendance numbers 4. Venue 5. Date 6. Start time 7. Finish time • Once approved the list of events will at the earliest opportunity be distributed to relevant partners including the Police in order that any pre-event planning can be undertaken. • Events will only be open to current Students, Union and University staff and their bona fide guests. • Every individual attending the event will be required to show a current NUS Card/University Card/Staff Card before being allowed entry. • Each Student or staff member will be eligible to sign two non-Student/staff guests in to any SU event. The individual who has signed these guests will remain responsible for their guest‟s behaviour at all times. • When organising all major events the SU will sell tickets prior to the event occurring. This will enable easier management and reduce the problems of handling large sums of money on the door. • As it is not feasible for the bar manager to manage large events as well as ensuring that the bar functions smoothly. At any large events the Commercial Operations Manager and/or the General Manager will be responsible for the overall management of the event. A team briefing will occur before the event to ensure that all managers are aware of procedures and protocol throughout the night. Risk Assessments are carried out on all SU premises on an annual basis. Within this process a generic Risk Assessment is carried out to cover “normal usage” of the SU bars. Where anything out of the norm is to take place a further risk assessment will be undertaken. Examples of this are events where: 1. There is a large capacity expected.

2. An activity is planned which differs from the normal bar usage. 3. Additional equipment is required such as Sound and Lighting.

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• The capacity limits on any venue will be strictly complied with. In view of the fact that organisers and stewards are counted within this capacity, ticket sales will be limited to not more than 90% of capacity. • The Students‟ Union has a duty of care to its members and at all major events will ensure that adequate stewarding is in place to minimise any risk to both students and team members. It is regarded as good practice to have a minimum of one steward for every 100 people who are at the event. • Persons acting as a steward/guard are required to hold a Security Industry Association (SIA) licence in order to carry out the following activities. 1. Guarding premises against unauthorised access or occupation, outbreaks of disorder or damage. 2. Guarding property against destruction, damage or theft. 3. Guarding one or more individuals against assault or injury • The services of St Johns Ambulance will be arranged to cover any major event. • On major event nights it is SU policy not to allow any drinks to be served in glass. The majority of bottled products are still supplied in glass and so at large events it will be policy to pour drinks into plastic drinking vessels. • Toilet checks will be carried out at frequent intervals to deter assaults taking place “off-camera” and to deter illegal drug activity. • At all large events the bars will close 30 minutes before the event finishes giving adequate time for students to begin “calming down”. • The SU will provide free tea, coffee at major events. Free drinking water will be available at all events. In addition food will be available to purchase at major events. • A variety of “low-alcohol” and “soft” drinks will be readily available as an alternative for customers. Not only does this increase customer choice but reduces alcohol intake and risks of disorder with no reduction in profits. • The SU will provide buses to take people away from all of the larger events. This will ensure the safety of students and minimise the disruption caused to those living in the locality. Stewards will be in attendance to ensure that boarding the buses is managed effectively. • Ensure that adequate procedures are in place for dealing with customers who are being refused service, due either to their state of sobriety, their apparent age or their behaviour. • Ensure that staff are fully supported if these “refusal” procedures are activated. • Operate a policy of „zero tolerance‟ in respect of drug misuse and persons who are abusive or threatening. This policy will be actively promoted prior to and during the event. • Colleagues from the Police force and the Crime Reduction Partnership are kept informed when any large event is to take place. As a matter of course these colleagues will be invited to attend in an attempt to be as proactive as possible.

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• The CDRP have in the past attended with their drug testing equipment. This has always been handled in a very positive way and gives reassurance to the vast majority of our students. This positive relationship will be continued. 7.2 Duties of Staff • Ensure they are aware of evacuation procedures and locations of fire-fighting equipment. • Ensure they are aware of procedures in place for dealing with disruptive or antisocial (disorderly) customers. • Always make an assessment of the state of sobriety of any customer purchasing Alcoholic drinks at the Bar. Symptoms such as slurred speech, glazed eyes, unsteadiness, and lack of coordination should be taken into account but it should also be borne in mind that these symptoms are occasionally displayed by those suffering medical conditions. • If they consider that the customer should not be served any more alcohol speak immediately to the Manager or person-in-charge and ask them to deal with the situation in accordance with the procedures in place. • Ensure that customers buying drinks at the Bar are not „in turn‟ supplying them to drunk or under-age individuals. • Ensure that they are aware of all “low-alcohol” and “soft” drinks available to customers and actively encourage their purchase. • Ensure empty bottles and glasses are removed promptly from the bar. These are potential weapons. • Maintain an awareness of what is taking place away from the Bar, and be ready to co-operate immediately with any management request to close the Bar or to assist with dealing with a „disruptive or antisocial‟ (disorderly) customer. • In the event of a customer attempting to “jump the queue”, explain firmly and clearly to the individual that the other customer was there first. Queue jumping can lead to disorder and should be actively discouraged by staff at all times. If customers challenge the decision and become abusive or aggressive, immediately inform the Manager of the premises. Do not continue to serve them until given “clearance” by the Manager. 7.3. Duties of Security Staff • Familiarise themselves with the layout and any CCTV camera locations of the particular premises at which they are employed. • Provided that it is within the Law, act in accordance with instructions given by the management of the premises. • Ensure they are familiar with procedures in place for dealing with customers who are being refused drinks at the Bar due either to their drunkenness, their apparent age, their behaviour or as the result of being a banned person. • Wear suitable items and SIA badge to facilitate easy identification of their role. This will usually be a high-visibility (HV) item of clothing during hours of darkness, an HV armband containing their SIA badge or a badge/logo on their clothing. The use of the words “Customer Safety” is considered best practice.

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• Identify those who are drunk and refuse them entry to the premises in accordance with management policy. Symptoms such as slurred speech, glazed eyes, unsteadiness, and lack of coordination should be taken into account but it should also be borne in mind that these symptoms are occasionally displayed by those suffering medical conditions. • Identify those who have already consumed a significant quantity of alcohol (but are not deemed drunk) and draw the Manager‟s attention to this individual so that either their entry is either refused or their further intake of Alcohol is monitored. • Identify those who arrive at the premises who are extremely drunk (to the point of being vulnerable) and either seek to assist these individuals with safe transport home, e.g. call a Taxi on their behalf or, if there is no co-operation, use “Radio-Link” to alert the Lincoln City Camera Room or Police “Safe in the City” patrols. • Carry out random searches of customers for drugs or weapons in accordance with management policy advising customers that it is a “condition of entry” and a voluntary procedure. Be aware that customers have the right to decline a search and may walk away instead if they wish. If this occurs and there is any other suggestion (from any source) of the individual being in possession of drugs or weapons use “Radio-Link” to alert the Police. A Police search of the individual will then be considered. It should be considered likely that this individual is in possession of Drugs or a Weapon. • Avoid drinking alcohol shortly before or during duty, as this potentially undermines their credibility as a witness. • Ensure that they know who is the person in charge of the premises at all times and the best method of contacting them quickly should the need arise. • Discuss with the manager at the outset the “profile” of customers being welcomed in at the premises on the particular occasion. • Prior to starting duty and with the assistance of the manager of the premises (if not separately authorised) access the “lincolnbigsecurity.co.uk Online” and familiarise themselves with all high risk offenders and banned individuals. • Confirm that the manager is happy to enforce a ban against anyone whose details are contained on “lincolnbigsecurity.co.uk Online”. • Confirm whether “Radio-Link” is available for use. This permits instant communication with: 1. Lincoln City Camera Room – who will at a specific request, monitor the entrance & outside of the premises using Street CCTV cameras. 2. Police “Safe in the City” patrols – who will at a specific request either attend the premises or attend the immediate vicinity of your premises so as to provide a swift response should the need arise. 3. Door Supervisors in other nearby premises – who can provide “mutual aid” to the premises in order to detain offenders or restore calm prior to Police arrival. (If previously agreed by the Manager with neighbouring premises).

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• Maintain an awareness of what is taking place away from the bar and be ready to co-operate immediately with any management request to close the bar or to assist with dealing with a disruptive or antisocial (disorderly) customer. • Proactively assist the Management in monitoring what is happening in all parts of the premises particularly those locations that are off-camera or “out of sight” from the Bar. This monitoring should be primarily visual but, at times, involve listening out for “heated” conversations, threats, abusive language, etc. • Ensure that customers buying drinks at the Bar are not „in turn‟ taking them to drunk or under-age individuals in a hidden part of the premises. • Pay particular attention to “outside drinking and smoking areas” to ensure that customer behaviour outside the premises is not adversely impacting on neighbours or the public. • Take note of groups that suddenly “fall silent” each time a member of staff approaches. • Take note of any individual that makes frequent trips to the Toilets, as this is often a tell-tale sign of Drug Dealing. • When moving around the premises monitor the sobriety of customers. Symptoms such as slurred speech, glazed eyes, unsteadiness, and lack of coordination should be taken into account but it should also be borne in mind that these symptoms are occasionally displayed by those suffering medical conditions. • Bring to the immediate attention of the Manager anything about which they have concerns.

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8. ACCIDENT AND EMERGENCY DEPARTMENTS 8.1 Duties of the A & E Manager • At the design stage, or at the time of any refurbishment, consider the positive effect that the design and layout of the premises may have on reducing alcohol-related crime and disorder and assisting in the promotion of staff & customer safety. The document “Secure by Design - Licensed Premises” (April 2005) provides valuable guidance that should be used in the design and/or renovation of all premises. The Police Architect Liaison Officer will also offer free design advice and guidance regarding this important basic step. • Install a high quality CCTV system that is capable of producing clear recorded images in all lighting and weather conditions. The captured images must be of a quality sufficient for admission as evidence for the purposes of identification. • Maintain an incident book at the premises and ensure that all staff use it to record brief details of any incident of crime or disorder including date and time, details of persons involved (or descriptions), exact location of the incident inside the premises, staff involved, Police involvement, outcome, etc. The use of such a book will ensure that all staff are aware of any ongoing problems and the persons responsible. • Appoint a named CCTV manager and deputy to take responsibility for the system. • Ensure that the CCTV system is properly maintained and operating at all times that the premises are open for business. • Train adequate numbers of suitable staff (eg: Duty Managers) to use the CCTV system to its full potential thus ensuring that a member of staff is always available to reply footage and download material onto DVD/CD/VIDEO following an incident. • Identify “Higher Risk Occasions” when management of the department is at its most challenging, for example Friday/Saturday nights. • Consider the deployment of additional and/or security staff at identified periods of increased risk. • Maintain a “broad overview” of the department and all staff. • Pay attention to the outside of the premises and the immediate area to ensure that patients or their friends/relatives are not loitering or behaving in a manner likely to impact on other patients, neighbours or the public. • Maintain “associate” membership of “Lincoln BIG Security Group” to facilitate the use of “Radio-link”. This will enable staff to directly contact the Lincoln City CCTV room and “Safe in the City” patrols in instances where a police presence is required or desirable. • Maintain active membership of “lincolnbigsecurity.co.uk Online” system and familiarise themselves with all “high risk offenders” and banned individuals. • Formulate and implement procedures for dealing with drunken, violent or abusive patients or visitors. • Operate a policy of “zero tolerance” in respect of clients who are abusive or threatening. Consideration should be given to displaying notices informing customers of such a policy and/or membership of “Pubwatch”. • Ensure that where a member of staff, patient or visitor is assaulted or an incident occurs requiring the attendance of police that the police are promptly alerted by telephone or “Radio-Link” so that the offender may be dealt with in an appropriate manner. Where such action is taken the manager shall also ensure that:

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1. Any CCTV footage of the incident is promptly downloaded/saved to provide primary evidence for prosecution purposes. 2. Where possible staff are made available promptly for the making of a written statement. • Ensure that (without breaching patient confidentiality) recorded incidents are appropriately reported to Police and / or “Pubwatch” in order that intelligence can be gathered to make informed decisions regarding possible banning or other procedures. • Ensure that patients are provided with necessary assistance to facilitate the arranging of safe transport home following discharge. For example this should include a list of transport providers (Taxi & Private Hire operators, Night Bus details) and the free use of a telephone to arrange transport. 8.2 Duties of A & E STAFF

Seek to identify those who have consumed a significant quantity of alcohol and should draw the manager‟s attention to that individual in order that a risk assessment can be undertaken and measures implemented to reduce the likelihood of disorder.

2. Ensure that they are familiar with the operation and use of “Radio-Link” (where appropriate) and that any faults are promptly reported to the manager.

3. Ensure that any incidents of crime or disorder are entered in the incident book with appropriate details e.g. descriptions, names etc.

4. Ensure that they are aware of regular or ongoing problems through examination of the incident book. 8.3 Duties of Security Staff

Wear suitable items to facilitate easy identification of their role.

Seek to identify those who have consumed a significant quantity of alcohol or who are exhibiting violent or abusive behaviour. The manager‟s attention should be drawn to that individual in order that a risk assessment can be undertaken and measures implemented to reduce the likelihood of disorder.

Ensure that they are familiar with the operation and use of “Radio-Link” (where appropriate) and that any faults are promptly reported to the manager.

Ensure that any incidents of crime or disorder are entered in the incident book with appropriate details e.g. descriptions, names etc.

Ensure that they are aware of regular or ongoing problems through examination of the incident book.

Ensure that toilet checks are carried out at frequent intervals to deter assaults taking place „off-camera‟ and to deter illegal drug activity.

Pay attention to the outside of the department and the immediate area to ensure that patients or their friends/relatives are not loitering or behaving in a manner likely to impact on other patients, neighbours or the public.

Ensure that any faults with the CCTV system are promptly reported to the manager.

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9. LINCOLN CITY CCTV CONTROL ROOM 9.1 Duties of the CCTV MANAGER • Ensure that all persons acting as CCTV operators are properly licensed with the Security Industry Authority (SIA) where relevant. • Ensure that a manual of guidance for operation of the CCTV is produced, maintained and made readily available to all operators. • Ensure that all operators have received full training including the principles and limitations of CCTV surveillance, tape management and relevant legislation. • Ensure that use of the monitoring system is restricted to the intended purpose of the system ie: the prevention/detection of crime and disorder. • Ensure that all operators are fully conversant with operation of the equipment. • Maintain active membership of “Pubwatch” to facilitate the exchange and sharing of intelligence / good practice and the operation of the “Pubwatch” Exclusion Scheme. • Ensure that operators have access to „lincolnbigsecurity.co.uk Online‟ in order that operators can familiarise themselves with all „high risk offenders‟ and banned individuals. • Consider the deployment of additional staff at identified periods of increased risk, such as Friday and Saturday evenings or major events. 9.2 Duties of the Operators • Ensure that they are properly licensed with the SIA (where appropriate). • Ensure that they are aware of the guidelines in the manual of guidance and that they are aware of their responsibilities, particularly in relation to legal obligations. • Ensure that they are fully conversant with the operation of the equipment. • Report all suspicious activity / incidents to the Police control room by “Radio-Link” or telephone. • Ensure that suspicious activity / incidents are recorded in “real time”. • Record details of date, time and camera number in relation to incidents which are reported to Police in case of possible investigation and prosecution of offenders. • Ensure that recordings of any incidents are correctly handled and protected to avoid any compromise or loss of evidence. • Monitor “Radio-Link” and in normal circumstances act as control for the scheme. • Ensure that correct radio procedure is maintained by radio users and that any incidents of inappropriate language or procedure are brought to the attention of the Lincoln BIG co-ordinator in order that steps can be taken to prevent further breaches. • Regularly access the “lincolnbigsecurity.co.uk Online” system to familiarise themselves with persons who are banned or have been identified as “high risk” offenders.

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10. TAXI VEHICLES 10.1 Duties of Drivers • Always display an ID badge. • Remain smartly dressed and professional at all times when on duty. • Always be polite and courteous to all members of the public avoiding the use of bad language, even when provoked. • Greet visitors in a friendly and courteous manner. • Consider the fitment of CCTV in their vehicle. • Consider a small lockable safe in the boot of each vehicle for use of placing cash to reduce the amounts held by each individual. • Be members of “Lincoln BIG” and regularly access „lincolnbigsecurity.co.uk Online‟ to ensure up-to-date knowledge of all „High Risk‟ individuals and banned individuals. • Whenever they or a customer is assaulted, threatened or abused ensure that a prompt referral is made to “Pubwatch” for consideration of a City-Wide Ban of the offender by all members of “Pubwatch”. • Actively support any ban on a customer. • Ensure that where an incident occurs requiring the attendance of Police that the Police are promptly alerted by telephone or “Radio-link” so that the offender may be dealt with in an appropriate manner. • Make themselves available to Police for the taking of statements etc following any incident in which they are involved and which requires Police investigation. • Be familiar with the operation and use of “Radio-Link” (where appropriate) and that any faults are promptly reported. • Not refuse a fare unless they have reasonable cause to do so. • Not attempt to detain passengers in the vehicle following a non-payment to prevent possible allegations of kidnap, assault etc. • Maintain regular contact with taxi forum representative. • Adopt a “no smoking” policy in their vehicle. • Where practical, check for left property after every fare and in any case at the conclusion of duty. • Take proper care of any left property and take steps to assist in its return to the loser. • Seek to develop a good rapport and working relationship with all other members of the Evening Economy including the Emergency services. • Ensure that when dropping off “Vulnerable” passengers at night they wait until they can confirm that person is safe before driving off. • Consider operating a “buddy” system with another driver or group of drivers to provide mutual support and conduct regular safety checks, particularly at night. • Ensure that they do not accept passengers who “queue jump”. Such an action can provoke anger amongst other persons waiting and can lead to disorder.

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11. PRIVATE HIRE VEHICLES 11.1 Duties of the Operator • Ensure that their drivers always display an ID badge and remain smartly dressed and professional at all times when on duty. • Consider the fitment of CCTV in their vehicles. • Consider a small lockable safe in the boot of each vehicle for use of placing cash to reduce the amounts held by each driver. • Be members of “Lincoln BIG” and regularly access „lincolnbigsecurity.co.uk Online‟ to ensure up-to-date knowledge of all „High Risk‟ individuals and banned individuals. • Ensure that where an incident occurs requiring the attendance of Police that the Police are promptly alerted by telephone or “Radio-link” so that the offender may be dealt with in an appropriate manner. • Whenever a marshall, driver or customer is assaulted, threatened or abused ensure that a prompt referral is made to “Pubwatch” for consideration of a City-Wide Ban of the offender by all members of “Pubwatch”. • Actively support any “Pubwatch” ban on a passenger. • Ensure that they are familiar with the operation and use of “Radio-Link” and that any faults are promptly reported. • Contact Police and inform them of any acts of disorder at the rank • Ensure that Marshalls wear a distinctive high visibility jacket bearing the title “Taxi Marshall” when on duty and remain smartly dressed and professional at all times when on duty. • Work a minimum of 11pm to 3am on Friday and Saturday evenings. • Identify “higher risk occasions” when management of the rank is at its challenging for example Christmas Market, bank holiday weekends etc and consider the deployment of additional staff at such periods. • Seek to develop a good rapport with all other members of the Evening Economy, including the Emergency services. • Co-operate fully with members of the Police, Local Authority, or other statutory agencies involved in the Evening Economy. 11.2 Duties of the Driver • Always display an ID badge and remain smartly dressed and professional at all times when on duty. • Always be polite and courteous to all members of the public avoiding the use of bad language, even when provoked. • Greet customers in a friendly and courteous manner. • Actively support any ban on a passenger. • Ensure that where an incident occurs requiring the attendance of Police that the Police are promptly alerted by telephone or “Radio-link” so that the offender may be dealt with in an appropriate manner. • Make themselves available to Police for the taking of statements etc following any incident in which they are involved and which requires Police investigation. • Be familiar with the operation and use of “Radio-Link” (where appropriate) and that any faults are promptly reported. • Not refuse a fare unless they have reasonable cause to do so.

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• Not attempt to detain passengers in the vehicle following a non-payment to prevent possible allegations of kidnap, assault etc. • Maintain regular contact with the private hire office. • Adopt a “no smoking” policy in their vehicle. • Where practical, check for left property after every fare and in any case at the conclusion of duty. • Take proper care of any left property and take steps to assist in its return to the loser. • Seek to develop a good rapport and working relationship with all other members of the Evening Economy including the Emergency services. • Ensure that when dropping off “Vulnerable” passengers at night they wait until they can confirm that the passenger is safe before driving off. • Consider operating a “buddy” system with another driver or group of drivers to provide mutual support and conduct regular safety checks, particularly at night. • Ensure that they do not accept passengers who “queue jump”. Such an action can provoke anger amongst other persons waiting and can lead to disorder. 11.3 Duties of the Marshall • Wear a distinctive high visibility jacket bearing the title “Taxi Marshall” when on duty and remain smartly dressed and professional at all times when on duty. • Always be polite and courteous to all members of the public, avoiding the use of bad language, even when provoked. • Greet visitors in a friendly and courteous manner. • Positively manage private hire rank queues ensuring that no queue jumping occurs. Failure to do so can cause anger to other persons waiting and can provoke disorder. • Call private hire vehicles forward to pick up point. • Not allow any unruly passengers into Private Hire vehicles. • Ensure passengers properly dispose of any bottles, glasses, cans and fast food before getting on board a vehicle. • Ensure passengers have some form of payment for their journey, before allowing them to board a vehicle. • Be in possession of a “Radio-Link” radio. • Maintain good relations with the Private Hire and Taxi drivers. • Actively support any ban on a customer. • Proactively intervene when witnessing a member of public acting in a disorderly manner or causing a disturbance/causing anti-social behaviour and asking them to leave the rank. • Ensure that they identify any “Vulnerable” individuals within the rank. Marshalls will offer to assist in providing transport for such individuals. • Carry a basic first-aid kit and be in possession of disposable gloves. • If made aware of any disorder in the away from the rank immediately contact Police if not able to intervene. • Update Lincoln City CCTV room of anyone causing problems or who has been refused a taxi to allow CCTV to monitor. • Make themselves available to Police when required to do so to provide statements etc. • Report illegal touting for business by other private hire vehicles. • Have undergone conflict management training. • Seek to develop a good rapport with all other members of the Evening Economy, including the Emergency services.

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• Co-operate fully with members of the Police, Local Authority, or other statutory agencies involved in the Evening Economy.

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12. BUSES 12.1 Duties of the Operator • Ensure that all buses used during evening shifts are fitted with a driver protection screen or other suitable protection for the driver. • Issue drivers with a dedicated mobile phone or radio in case of emergencies, with at least the following contacts; 1. repair/breakdown 2. Police non-emergency 3. Lincoln City CCTV room. • Consider a small lockable safe for use of placing cash. • Ensure that buses used on evening shifts and in particular buses used as a Night Bus are fitted with a CCTV system. • Maintain membership of “Lincoln BIG Security Group” to facilitate the use of “Radio-Link”. This will enable staff to directly contact Police, CCTV room and Street safe patrols in instances where a Police presence is required or desirable. • Actively support any ban on an individual. • Consider the use of additional staff on buses on occasions identified as being high-risk. For example Friday and Saturdays nights, football matches etc. • Continue with the policy of providing free transport for Police Officers and PCSOs whilst on duty in uniform. • Consider implementing a „pre-payment‟ ticketing scheme for the Night Bus. This would reduce the amount of cash being carried. It could also help with the long-term viability of the scheme as passengers would not be stuck without money and revenue would be received whether or not the passenger actually travelled. Consideration could also be given to working in partnership with venues to promote the Night Bus and develop a scheme where customers could purchase a bus ticket upon entry to the venue. 12.2 Duties of the Driver • Always display an ID badge. • Remain smartly dressed and professional at all times when on duty. • Always be polite and courteous to all members of the public, avoiding the use of bad language, even when provoked. • Greet visitors in a friendly and courteous manner. • Make use of “Radio-Link” (where relevant) This will enable staff to directly contact police, Lincoln City CCTV room and “Safe in the City” patrols in instances where a Police presence is required or desirable. • Ensure that they are familiar with the operation and use of “Radio-Link” (where appropriate) and that any faults are promptly reported. • Regularly access “lincolnbigsecurity.co.uk Online” to ensure up-to-date knowledge of all „High Risk‟ individuals and Banned individuals.

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• Whenever a driver, colleague or passenger is assaulted, threatened or abused, ensure that a prompt referral is made to “Pubwatch” for consideration of a City-Wide Ban of the offender by all members of “Pubwatch”. • Actively Support any ban on a customer. • Ensure that where an incident occurs requiring the attendance of Police that the Police are promptly alerted by telephone or “Radio-Link” so that the offender may be dealt with in an appropriate manner. • Not refuse a fair, unless they have a reasonable cause to do so. • Seek to develop a good rapport with all other members of the Evening Economy, including the Emergency services. • Co-operate fully with members of the Police, Local Authority, or other statutory agencies involved in the Evening Economy. • Consider the fitment of a small lockable safe for use of placing cash within the driver‟s cab. • Conduct joint operations between Police and Bus Operators, involving Police travelling on buses, accompanying bus ticket inspectors and using local intelligence.

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13. STREET PASTORS 13.1 Duties of the Street Pastors

wear a distinctive double blue jacket and hat bearing the title “STREET PASTOR” when on duty

remain smartly dressed and professional at all times when on duty

work 10pm to 4am on Friday and Saturday evenings in a group of 4 Pastors and on other evenings by agreement.

ensure that they are familiar with the operation and use of “Radio-Link” and that any faults are promptly reported.

be in possession of at least 2 “Radio-Link” radios in the group by which they can directly contact, or be contacted by, licensed premises, Lincoln City CCTV room and “Safe in the City” patrols.

in the group have at least one person able to operate the defibrillators available in Chicago Rock and The Odeon.

on occasion split into two pairs but each pair will remain in close proximity to the other

always be polite and courteous to all members of the public avoiding bad language even when provoked

be available to assist with any vulnerable person or other person who: 1. Is separated from a group of friends 2. Is intoxicated 3. is ill 4. needs assistance to arrange transport home 5. requires an escort to premises nearby 6. wishes to talk or requires a listening and sympathetic ear

assist Door Supervisors with injured or intoxicated young people

provide a calming and reassuring presence where there is conflict and distress.

ensure that where a colleague or other person is assaulted in the view of a STREET PASTOR or an incident occurs requiring the attendance of Police that the Police are promptly alerted by “Radio-Link” or telephone so that the offender may be dealt with in an appropriate manner

Seek to develop a good rapport with all other members of the Evening economy including the Emergency Services, licensees, door staff, taxi ranks and late night eating establishments.

Co-operate fully with members of the Police, Local Authority and other statutory agencies involved in the night-economy in so far as it does not conflict with Pastoral Care.

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14. POLICE 14.1 Commitment of the Police on a Friday and Saturday night • Where staffing levels allow it have a minimum of six Police Officers dedicated to Lincoln City Centre. • Ensure that the dedicated Officers cover the City centre between the hours of 8pm-4am. • Make frequent visits throughout the night to licensed premises making contact with staff. • Update the Police control room with premises occupancy numbers by liaising with door staff. • Make regular contact with Taxi Marshalls during patrols. • Support decisions made by door staff if they refuse someone entry and remove that person if they persist to cause problems. • Remove persons from the Taxi Rank as requested by the Taxi Marshalls. • Have directed patrols. • Complete licensing checks, to include checking SIA badges, checking inside of premises for underage drinkers, checks for DPS and whether they are present on the premises. • Carry a “Radio-Link” radio and respond to reported incidents. • Wherever possible show a presence at the closing time of Night Clubs. • Inform Lincoln City Homes and other local housing associations of any violent offences committed by their tenants in order that action against their tenancy can be considered. • Apply for a CRASBO upon second violent offence, having been banned via “Pubwatch”, for use on persistent offenders. • Support the Confiscation of Alcohol Act 1997 (young persons) • Have a zero tolerance approach to all crime and disorder. • Ensure that CCTV footage from premises is promptly collected when it forms part of an investigation. • Ensure Police provide updates of outcomes regularly at the forum meetings.

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15. COUNCIL 15.1 Commitment of the Council • Impose a 20mph zone within Lincoln Town Centres roads. • Provide rubbish bins at/near the Taxi Ranks and Private Hire Operators premises • Locate a camera, pointed directly at the head of the taxi queues and Private Hire Operators premises and be able to produce images showing both the passenger and the licence plate of the taxi / Private Hire Vehicle taken.

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Item No. 7 LICENSING COMMITTEE

20 JULY 2009

SUBJECT:

SITE MANAGEMENT AGREEMENT BETWEEN PUBLIC FUNDRAISING REGULATORY AUTHORITY AND LINCOLN CITY COUNCIL

REPORT BY:

DIRECTOR OF RESOURCES

LEAD OFFICER:

KEVIN BARRON, LICENSING MANAGER

1. Purpose of Report

1.1 To inform the Committee of the draft of the site agreement between the Council

and Public Fundraising Regulatory Authority (PFRA).

1.2 To consider the agreement and submit any amendments as necessary.

2. Background

2.1 Street Collections are controlled by the Police, Factories etc (Miscellaneous Provisions) Act 1916 and the Local Government Act 1972

2.2 PFRA is concerned with the collection of direct debit details of prospective donators to charities. This is commonly known as face-to-face collections.

3. Main Body of Report

3.1 Whereas street collections are subject to the provisions of the legislation detailed in paragraph 2.1 above where items or money are collected for charitable purposes, the collection of information such as direct debit details is not subject to any regulatory legislation.

3.2 The collectors can normally be identified in the street by the tabards they wear.

3.3 Most organisations that are contracted to charities are members of the PFRA and comply with their code of conduct.

3.4 However, each town or City has unique issues, which cannot be subject to a generic code of conduct.

3.5 Therefore, the Licensing team and Lincoln BIG (who manage the streets for the Council) met with a representative of the PFRA and these issues were aired. He was asked to propose a code of conduct – a site agreement exclusively for Lincoln.

3.6 That draft agreement has been discussed and amendments made (a copy of the draft can be seen at Appendix A). Before it is forwarded for approval by the PFRA, the views of the Committee are invited.

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3.7 The aim is to:

Ensure that the collectors do not interfere with our authorised street

collections; Are not in such numbers that they create a nuisance to the public; Do not put the public in danger; Do not pester the public; Are properly supervised; and If there are complaints there is a supervisor to deal with them.

3.8 The Committee must be aware that there is currently no legislation covering the

face-to-face collectors and hence no enforcement powers to deal with any complaints etc. Therefore this agreement is purely voluntary.

4. Resource Implications

4.1 (i) Finance (including impact on Savings Targets)

- Capital Implications

- Revenue Implications There is no revenue due to the Authority from this agreement.

4.2 (i) Staffing Nil

4.3 (ii) Property/Land/Accommodation Implications

4.4 (iii) Procurement

Discretionary assessments

5. Policy Implications

5.1 (i) Strategic Priority

5.2 (ii) S.17 Crime and Disorder

5.3 (iii) Equality and Diversity

5.4 (iv) Environmental Sustainability

5.5 (v) Community engagement/ communication 6. Consultation and Communication 7. Legal Implications

7.1 (i) Legal – Nil.

7.2 (ii) Contractual – Nil.

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7.3 (iii) Constitutional Issues - Nil.

Mandatory Assessment

8. Assessment of Options

8.1 (i) Key Issues

8.2 (ii) Risks Assessment (including Impact Assessment)

9. Recommendation

9.1 That the Licensing Committee:

Note the Site Agreement. Offer any comments for inclusion before submission to the PFRA.

Access to Information: Does the report contain exempt information, which would prejudice the public interest requirement if it was publicised?

No

Key Decision No

Key Decision Reference No.

Do the Exempt Information Categories Apply

Yes/No

Call In and Urgency: I s the decision one to which Rule 15 of the Scrutiny Procedure Rules apply?

Yes/No

List of Background Papers:

Appendix A Draft Site Management Agreement between PFRA and Lincoln City Council

Lead Officer: Kevin Barron Telephone 873564

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Unit 11 Europoint 5-11 Lavington Street Southwark London SE1 0NZ

Dedicated to Quality, Integrity and Transparency in Public Fundraising

www.pfra.org.uk

Site Management Agreement between PFRA and Lincoln City Council The purpose and spirit of this Site Management Agreement (SMA) is to facilitate face-to-face fundraising in a given location or locations and provide balance between the right of the

charity or not-for-profit organisation to fundraise and the right of the public to go about their business without an impression of inconvenience.

Once an agreement is in place it should minimise the administration for all concerned,

providing just one channel for information and support, as nominated “gatekeepers” only

have to deal with one organisation, the PFRA, instead of dealing with each individual charity and fundraising organisation separately.

The PFRA continually strives to work positively with each Local Authority to develop

constructive and durable relationships which benefit both parties.

Statement of Conformity

1) All fundraisers will abide at all times by the PFRA / Institute of Fundraising

abridged code of practice.

Access Details

2) Site Locations & Delineations

Fundraisers may stand on the pedestrianised stretch(-es) of High St. between Cornhill and Guildhall Street / Saltergate (Stonebow) (Zone A) and / or between Silver Street

/ Clasketgate (Zone B), except they may not stand under, or within 10 metres of, the Stonebow nor in front of or within 3 metres either side of the war memorial, nor in front of or within 3 metres either side of a Walk & Ride Bus stop, or a pedestrian

crossing.

3) Alternate Locations & Delineations

None currently offered (but see „Positioning‟ below)

4) Team Size(s)

Teams will comprise no more than 6 persons inclusive of unbranded but ID-wearing

“non-working” Team Leader (TL), on each occasion. For the purposes of this

agreement momentary training interventions by TL‟s will not be regarded as “working” (but see also „Positioning‟ below)

5) Positioning

Fundraisers should be positioned in such a way as to offer an adequate “comfort

zone” to those users of the locality who do not wish to engage and should endeavour

at all times not to become an obstruction to any member of the public. In furtherance

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Dedicated to Quality, Integrity and Transparency in Public Fundraising

www.pfra.org.uk

of this a minimum footway channel of 2.5 metres must be maintained between

fundraisers and the kerb / shop frontage at all times. Furthermore where teams exceed 4 persons no more than 4 of those persons may occupy the space designated

Zone A and all additional persons may only occupy Zone B.

All fundraisers must wear official tabards or other official distinctive clothing that

enable shoppers and other pedestrians to identify them from a distance. All fundraisers must wear official identity cards clearly visible on the upper body with

personal details and photograph of the fundraiser in accordance with the activity being undertaken at the time.

6) Frequency of Visits

Fundraisers will not visit Lincoln High Street on more than 3 out of 5 days Sunday to Thursday. Activity is not currently permitted on Fridays and Saturdays and may only

take place between the hours of 9.00 am and 8.00 pm on all other days.

All activity must be suspended during the week immediately preceding Armistice Day

commemorations (Armistice Day being the nearest Sunday to 11th November each year or otherwise as designated by Government), and the week immediately

preceding Christmas Day.

7) Exclusion Dates etc are to be announced by the nominated “gatekeeper” (e.g.

Market Days, Special Promotions Days, etc.)

Information Required

8) Nominated Gatekeeper

The nominated gatekeeper for Lincoln City Council shall be Mick Lake, Business Improvement Group Street Manager, whose contact details are

[email protected] or via 01522 545424

Generally, it is anticipated that a diary of cash-collections and other street activity

compiled by the council will be established comfortably in advance to ensure there are no potential conflicts with other collection agencies who are not members of the

PFRA, who may have previously approached the Council to operate within the street

or where there are national flag days when an individual charity or non-profit organisation operating across all local authorities.

The Council will liaise with the relevant highways authority to monitor the activities of

the fundraisers in light of statutory responsibilities under Section 130 Highways Act 1980 and any other powers it enabling to take compliance and enforcement action

when deemed necessary. However, save in the case of an emergency it will raise

any problems of enforcement with the PFRA in the first instance.

9) Required Information

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Unit 11 Europoint 5-11 Lavington Street Southwark London SE1 0NZ

Dedicated to Quality, Integrity and Transparency in Public Fundraising

www.pfra.org.uk

Gift Fundraising will maintain and manage the diary schedule on behalf of the PFRA

and their contact details in this regard are [email protected] or via 020 7561 6069.

Copies of the diary are to be made available to the nominated Local Authority/Gatekeeper on a weekly basis and Diary / Schedule Information will also

provide:

o Contact details for PFO; and o Charity being fundraised for.

Working Together

10) The local authority agrees to work with the PFRA to publicize information regarding the SMA including explanations on what face-to-face is, the PFRA Code of Practice, facts about

Direct Debit security, and how persons with concerns may make official complaints (see also

“9” below). Specifically the “gatekeeper” undertakes to ensure that all relevant „stakeholders‟ whether within the local authority / Town Centre Management / business consultation

organisations or elsewhere are fully informed (and involved where relevant).

11) The PFRA will inform the “gatekeeper” of any complaints it receives and conversely any feedback received by the “gatekeeper” or involved „stakeholders‟ will be forwarded to the

PFRA. Where the collection agencies themselves receive complaints it is expected that they

will provide information to the PFRA and Council including information about the identities of any individual collector the subject of a complaint and of the action taken (if any) by the

collection agency.

12) The PFRA will police member organisations, through a programme of random spot-

checks, to ensure fundraisers‟ adherence to the code of practice and this Site Agreement.

13) This SMA will be reviewed six months after implementation and then annually thereafter

Signed For and On Behalf Of PFRA:

Dated:

Signed For and On Behalf Of [ insert official title and authorisations of the “nominated gatekeeper” ] :

Dated:

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Unit 11 Europoint 5-11 Lavington Street Southwark London SE1 0NZ

Dedicated to Quality, Integrity and Transparency in Public Fundraising

www.pfra.org.uk

Appendix 1 CODE OF PRACTICE 1 We always tell potential donors clearly that we are paid to speak with them, and that we are not volunteers - if this is the case - and we explain the basis on which we are paid. 2 We always carry and display ID so that any potential donor can verify who we are, whom we are working for and on whose behalf we are fundraising. 3 We always represent our charity or Not for Profit Organisation (NPO) at the time, in the place, and in the manner that has been previously agreed both with the charity / NPO and with the relevant site owner or Local Authority, and as directed by our team leader or other responsible agency personnel. 4 We always explain to a donor how the Charity or NPO will communicate with them after subscribing, and if they are likely to receive a follow up phone call we inform them of this. 5 We always ensure that forms with personal details provided by donors are handled at all stages in a secure manner. 6 We always end a conversation in a polite and respectful manner as soon as we are asked to. 7 We always ensure, wherever possible, that if a member of the public has a complaint, a full and accurate record of the complaint and the complainant's contact details are taken so that action can be taken promptly and appropriately. We will also offer the complainant contact details for a person in authority who can respond to their concerns. 8 We never say or do anything that could pressurise or harass people and we do not use manipulative techniques. 9 We never confuse or mislead the public and we never say, do or display anything for which we have not been given permission by the charity or NPO 10 We never behave whilst on duty in any way that might bring the charity / NPO or our employer into disrepute.

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Item No 8 LICENSING COMMITTEE

20 JULY 2009

SUBJECT:

POWER TO SUSPEND AND/OR REVOKE HACKNEY CARRIAGE /PRIVATE HIRE DRIVER’S LICENCES – SECTION 52, ROAD SAFETY ACT 2006

REPORT BY:

DIRECTOR OF RESOURCES

LEAD OFFICER:

THOMAS CHARLESWORTH, LICENSING OFFICER

1. Purpose of Report

1.1 Members are recommended to note the provisions of Section 52 of the Road

Safety Act 2006, which amends Section 61 of the Local Government (Miscellaneous Provisions) Act 1976, allowing the Authority to suspend or revoke a Hackney Carriage or Private Hire Drivers Licence with immediate effect in the interest of public safety.

1.2 To consider the proposal contained in Section 8.1.

2. Background

2.1 The Council has a duty to protect the general public from harm when using Hackney Carriage or Private Hire Vehicles. In order to do this the Council must ensure that all applicants for driver and operator licences are ‘fit and proper’ persons at all times during the licence period.

2.2 Section 61 of the Local Government (Miscellaneous Provisions) Act 1976 provides that a Council may suspend, revoke or refuse to renew a licence of a driver of a Private Hire Vehicle or Hackney Carriage on the grounds that the driver has since the grant of the licence been convicted of an offence involving dishonesty, indecency or violence, or an offence under the licensing legislation, or for any other reasonable cause. Previously a decision to suspend or revoke a driver’s licence has, as a matter of law, not taken effect for a period of 21 days, or if an appeal is lodged against a decision of the City Council, until the appeal is determined.

2.3 However, under Section 52 of the Road Safety Act 2006, Section 61 has, with effect from the 16 March 2007, been amended to enable the suspension or revocation to take place with immediate effect if it appears that this is in the interests of public safety. The notice of suspension/revocation must state that this is so, and give an explanation of why an immediate suspension or revocation is required in the interests of public safety. Suspension or revocation in these circumstances means the suspension or revocation will have immediate effect and the driver concerned would have no right to continue driving if he/she were to lodge an appeal against the decision.

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2.4 Currently, the Licensing Committee has all powers necessary to discharge the licensing functions of the Council. In order for this new power to suspend and revoke with immediate effect to be exercised by the Sub-Committee and officers, it is necessary for decisions delegated to Sub-Committee and officers respectively to be revised to include this power. Members should be aware that there is always a right of appeal to the Magistrates’ Court within 21 days against any decision made by the Council in relation to Hackney Carriage and Private Hire Driver’s licences. Currently, if such an appeal is lodged a driver may continue to drive until the appeal is determined. When this new power is exercised, there is no right to continue driving in this way. This may lead to compensation claims and therefore the power should be used sparingly.

2.5 The guidelines relating to the relevance of previous convictions and breaches of licence conditions are to be amended to reflect this new power.

3. Resource Implications

3.1 (i) Finance (including impact on Savings Targets) – If Section 52 is not used properly then there will be an increased risk of an appeal against a decision of the Licensing Committee being successful. This could then result in costs being awarded against the Council.

- Capital Implications – None. - Revenue Implications – None.

3.2 (i) Staffing – None.

3.3 (ii) Property/Land/Accommodation Implications – None.

3.4 (iii) Procurement – None.

4. Legal Implications

4.1 (i) Legal – Any person aggrieved by the decision of the Committee can appeal to a Magistrates’ Court.

4.2

(ii) Contractual – None.

4.3 (iii) Constitutional Issues – None. 5. Policy Implications

5.1 (i) Strategic Priority – None.

5.2 (ii) S.17 Crime and Disorder – Yes. The Council by not granting this

application may breach its duty under this Section: This Section imposes a general duty on local authorities to exercise their functions with regard to the likely effect of the exercise of those functions on, and the need to do all that it reasonably can to prevent, crime and disorder in its area.

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5.3 (iii) Equality and Diversity – Extreme care will need to be used when considering the use of Section 52 to ensure that it is used fairly and without bias.

5.4 (iv) Environmental Sustainability – None.

5.5 (v) Community engagement/ communication – Yes. The Council could receive criticism if it did not support the National Campaign.

6. Assessment of Options

6.1 (i) Key Issues – None.

6.2 (ii) Risks Assessment (including Impact Assessment) – None.

7. Recommendation

7.1 Members are asked to note the provisions of Section 52 of the Road Safety Act 2006 and to consider the delegating of powers to both the Sub-Committee for revocation and officers for suspension of hackney carriage/private hire driver’s licences with immediate effect in the interest of public safety.

Access to Information: Does the report contain exempt information, which would prejudice the public interest requirement if it was publicised?

Yes/No

Key Decision Yes/No

Key Decision Reference No.

Do the Exempt Information Categories Apply

Yes/No

Call In and Urgency: I s the decision one to which Rule 15 of the Scrutiny Procedure Rules apply?

Yes/No

Does the report contain Appendices?

No

If Yes, how many Appendices?

List of Background Papers:

Lead Officer: Thomas Charlesworth Telephone 873373

See below

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Checklist

Applies Checklist Completed and retained as a background document

Consultation Required (Insert Name of Consultee and Date Completed)

Report Section That Applies

Items For Inclusion in all reports

Yes/No Yes/No

Resource Implications

Financial Implications (including impact on savings targets)

Resource Implications

Staffing

Resource Implications

Property/Land/ Accommodation

Resource Implications

Procurement

Legal Implications Legal

Legal Implications

Contractual

Legal Implications

Constitutional Issues

Policy Implications

Strategic Priority

Policy Implications

Section 17 Crime and Disorder

Policy Implications

Equality and Diversity (NB a full IA is mandatory if the report relates to a new/change to council policy)

Policy Implications

Environmental Sustainability

Policy Implications

Community engagement/ communication

Risk Implications

Risk Assessment

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Item No 9 LICENSING COMMITTEE

20 JULY 2009

SUBJECT:

AMENDMENTS TO APPLICATION FORMS: HACKNEY CARRIAGE/PRIVATE HIRE VEHICLE DRIVER’S LICENCE; APPLICATION FOR A RE-LICENCE OF HACKNEY CARRIAGE/PRIVATE HIRE VEHICLE DRIVER’S LICENCE; APPLICATION FOR A PRIVATE HIRE VEHICLE LICENCE; APPLICATION FOR A HACKNEY CARRIAGE VEHICLE LICENCE; THE CONDITIONS ATTACHED TO THE GRANT OF A PRIVATE HIRE VEHICLE DRIVER’S LICENCE; AND ADDITIONAL DOCUMENT REQUIREMENT

REPORT BY:

DIRECTOR OF RESOURCES

LEAD OFFICER:

SAMANTHA KIERAN, LICENSING OFFICER

1. Purpose of Report

1.1 To consider amendments to be made to the following application forms:

Hackney Carriage/Private Hire Vehicle Driver’s Licence; Re-license of a Hackney Carriage/Private Hire Vehicle Driver’s Licence; Private Hire Vehicle Licence; Hackney Carriage Vehicle Licence. Also the Conditions attached to the Private Hire Vehicle Driver’s Licence.

1.2 To consider amendments to be made to the conditions attached to the Private Hire Vehicle Driver’s Licence.

1.3 To introduce an additional requirement in respect of EC/EEA Driving Licence Holders.

2. Background

2.1 Current application forms can be seen at Appendices A(i), B(i) and C(i).The existing conditions can be seen at Appendix D(i).

2.2 The current wording relating to convictions/cautions does not include other findings of guilt, warnings or fixed penalty tickets.

2.3 Therefore, when asked an applicant can conceal these other findings of guilt if the current question is asked.

2.4 Findings of guilt for motoring offences and any endorsements are recorded on driving licence counterparts. European Licences do not have counterparts, unless the holder of the licence has registered the European licence with the DVLA.

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2.5 It is therefore possible that a European licence holder has convictions/endorsements which would be relevant to the consideration of the fitness of the applicant for a licence but do not show on any DVLA disclosures, although a European licence holder can enter the fixed penalty ticket system without a counterpart.

2.6 The Audit Commission have recommended that Local Authorities when issuing licences which result in an applicant’s ability to work should ensure that the applicant is eligible to work in the UK.

2.7 Currently there is no question on the current application forms in relation to eligibility to work in the UK.

2.8 The current application form does not ask questions about any significant time spent outside of the UK in the past 5 years or since the last application as the case may be.

3. Main Body of Report

3.1 Hackney Carriage/Private Hire Vehicle Driver’s Licence Application Form – see Appendices A(i) and A(ii)

3.2

The current application form asks at Question 11:

“…Are there any previous convictions/cautions recorded against you, whether for motoring or other offences”. See Appendix A(i)

3.3 As stated in 2.2 and 2.3 above this does not include fixed penalty tickets and/or warnings and therefore, when asked an applicant can conceal these other findings of guilt if the current question is asked.

3.4 It is recommended that the question be re-worded to:

“…Are there any previous convictions, criminal findings of guilt (including fixed penalty tickets), cautions and warnings, whether for motoring or other offences recorded against you”. This will ensure that all information is captured (please see Question 13 of Appendix A(ii)).

3.5 It is recommended that an additional Question be added which can be seen at Question 6 of Appendix A(ii):

“…If you hold a European Community Licence do you hold a Counterpart Licence for Non UK Driving Licence Holders”.

3.6 At Question 6 of the application form we would like to ask a further question as follows:

“If you hold a European Community Licence do you hold a UK Counterpart Licence”

3.7 The Licensing Team have had great difficulty and considerable expense in trying to obtain conviction details from the DVLA with drivers who have not got

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a counterpart, which they did not encounter when a counterpart was available.

3.8 In the case of a UK licence the counterpart can be compared with the DVLA disclosure and any anomalies dealt with.

3.9 This cannot be done with a European licence, as there is no counterpart to compare.

3.10 It is recommended that all European driving licence holders are required to produce a UK Counterpart. The Authority has the power to do this under Section 57 of the Local Government (Miscellaneous Provisions) Act 1976.

3.11 This requirement can be added to the guidance notes attached to the application as can be seen at Appendix A(ii).

3.12 In order to comply with the Audit Commission’s recommendation, it is recommended that a new Question 7 be added to evidence an applicant’s eligibility to work in the UK in accordance with Sections 15 and 21 of the Immigration, Asylum and nationality Act 2006, this question can be seen in Appendix A(ii).

3.13 In order to obtain a full residential history for an applicant not only does the Authority require residential addresses, it also needs to know if the applicant has spent any significant time i.e., over 3 months out of the country to determine whether or not a certificate of good conduct is required from any country visited.

3.14 The Criminal Records Bureau (CRB) Disclosure Application only requires residential addresses not that an applicant has been out of the country as CRB can only access UK databases.

3.15 It is therefore recommended that there is a requirement for a full residential history over the past 5 years in order to assess whether a certificate of good conduct is required.

3.16 The question can be seen at Question 8 of Appendix A(ii).

3.17 Application for a Re-licence to Act as a Hackney Carriage/Private Hire Vehicle Driver – see Appendices B(i) and B(ii)

3.18 The current application form asks at Part 2 (a):

“…Have not been convicted of any offence whether motoring or otherwise”. See Appendix B(i)

3.19 As stated in 2.2 and 2.3 above this does not include fixed penalty tickets and/or warnings and therefore, when asked an applicant can conceal these other findings of guilt if the current question is asked.

3.20 It is recommended that the question be re-worded to: “…Have not had any convictions, criminal findings of guilt (including fixed

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penalty tickets), cautions and warnings, whether for motoring or other offences”. (Please see Appendix B(ii))

3.21 The current application form asks at Part 2 (b):

“…Am not aware or have any reason to think I might be prosecuted for any offence in the future”. See Appendix B(i)

3.22 As stated in 2.2 and 2.3 above this does not include fixed penalty tickets and/or warnings and therefore, when asked an applicant can conceal these other findings of guilt if the current question is asked.

3.23 It is recommended that the question be re-worded to:

“…Am not aware or have any reason to think I may be prosecuted or receive Are there any previous convictions, criminal findings of guilt (including fixed penalty tickets), cautions and warnings, for any offence whether motoring or otherwise in the future.” See Appendix B(ii)

3.24 As described at 3.13 and 3.14 above it is recommended that there is a requirement for a full residential history since the last application in order to assess whether a certificate of good conduct is required.

3.25 The question can be seen at Part 3 of Appendix B(ii).

3.26 Application for a Private Hire Vehicle Licence – see Appendices C(i) and C(ii)

3.27 The current application form asks at Question 4

“…I hereby declare that I/we, *do have only the following convictions/do not have any convictions, whether motoring or otherwise, recorded against me/us…”. See Appendix C(i)

3.28 As stated in 2.2 and 2.3 above this does not include fixed penalty tickets and/or warnings and therefore, when asked an applicant can conceal these other findings of guilt if the current question is asked.

3.29 It is recommended that the question be re-worded to: “… I hereby declare that I/we, do/do not have any convictions, criminal findings of guilt including fixed penalty tickets), cautions and warnings whether for motoring or other offences and/or County Court Judgements/Orders (where the Judgement or Order relates to a debt or charge to another Hackney Carriage/Private Hire driver, owner or operator…” See Appendix C(ii)

3.30 The current application form asks at Question 5: “… I am not aware or have any reason to think I/we might be prosecuted for any offence in the future…” See Appendix C(i)

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3.31 As stated in 2.2 and 2.3 above this does not include fixed penalty tickets and/or warnings and therefore, when asked an applicant can conceal these other findings of guilt if the current question is asked.

3.32 It is recommended that the question be re-worded to: “…I am/am not aware or have any reason to think that I may be convicted or have any criminal findings of guilt (including fixed penalty tickets), receive any cautions or warnings whether for motoring or other offences and/or receive any County Court Judgements/Orders (whether the Judgement or Order relates to a debt or charge to another hackney Carriage/Private Hire driver, owner or operator in the future…”

3.33 Application for a Hackney Carriage Vehicle Licence – see Appendices D(i) and D(ii)

3.34 The current application form asks at Question 4

“…I hereby declare that I/we, *do have only the following convictions/do not have any convictions, whether motoring or otherwise, recorded against me/us…”. See Appendix D(i)

3.35 As stated in 2.2 and 2.3 above this does not include fixed penalty tickets and/or warnings and therefore, when asked an applicant can conceal these other findings of guilt if the current question is asked.

3.36 It is recommended that the question be re-worded to: “… I hereby declare that I/we, do/do not have any convictions, criminal findings of guilt including fixed penalty tickets), cautions and warnings whether for motoring or other offences and/or County Court Judgements/Orders (where the Judgement or Order relates to a debt or charge to another Hackney Carriage/Private Hire driver, owner or operator…” See Appendix D(ii)

3.37 The current application form asks at Question 5: “… I am not aware or have any reason to think I/we might be prosecuted for any offence in the future…” See Appendix D(i)

3.38 As stated in 2.2 and 2.3 above this does not include fixed penalty tickets and/or warnings and therefore, when asked an applicant can conceal these other findings of guilt if the current question is asked.

3.39 It is recommended that the question be re-worded to: “…I am/am not aware or have any reason to think that I may be convicted or have any criminal findings of guilt (including fixed penalty tickets), receive any cautions or warnings whether for motoring or other offences and/or receive any County Court Judgements/Orders (whether the Judgement or Order relates to a debt or charge to another hackney Carriage/Private Hire driver, owner or operator in the future…” See Appendix D(ii)

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3.40 Conditions Attached to the Grant of a Private Hire Vehicle Driver’s Licence – see Appendix E

3.41 There is currently no condition on the Private Hire Vehicle Driver’s Licence to inform the Licensing Team of any changes to their medical status that could affect their ability to drive safely.

3.42 This means that currently after an applicant has successfully passed a medical there is no way of knowing of any changes in medical status until another medical is due.

3.43 Medicals are taken as a new applicant and then in relation to age.

3.44 After first medical the next medical is due at the age of 45.

3.45 After the age of 45 medicals are due every 5 years until the age of 65.

3.46 After the age of 65 a medical is due every year.

3.47 It is therefore recommended that a new condition is attached at Number 9 which reads:

“…Shall, notify the Licensing Team of any medical condition, which may affect safe driving, which should also be notified to the DVLA forthwith”.

3.48 The current condition 10 states:

“…ALL CONVICTIONS, whether motoring or other offences and County Court Judgements/Order (where the judgement or order relates to a debt or charge to another Hackney Carriage/Private Hire driver, owner or operator) after the issue of this licence and during its currency must immediately after the date of conviction, be communicated in writing to the Licensing Authority. Failure to do so may result in proceedings being taken against you, suspension or evocation of the licence”.

3.49 As stated in 2.2 and 2.3 above this does not include fixed penalty tickets and/or warnings and therefore, when asked an applicant can conceal these other findings of guilt if the current question is asked.

3.50 It is recommended that Condition 10 be re-worded to:

“…ALL CONVICTIONS, criminal findings of guilt (including fixed penalty tickets), cautions and warnings, whether for motoring or other offences and County Court Judgements/Orders (where the Judgement/Order relates to a debt or charge to another Hackney carriage/Private Hire driver, owner or operator) after the issue of this licence and during its currency must immediately after the date of conviction, criminal finding of guilt (including fixed penalty ticket), cautions and warnings, be communicated to the Licensing Authority. Failure to do so may result in proceedings being taken against you, suspension or revocation of the licence”. See Appendix E

3.51 All drivers are required to sign a copy of the conditions of licence on the day

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they receive the same to show that they have read and understood the same.

4. Resource Implications

4.1 (i) Finance (including impact on Savings Targets) – None.

- Capital Implications – None. - Revenue Implications – None.

4.2 (i) Staffing – None.

4.3 (ii) Property/Land/Accommodation Implications – None.

4.4 (iii) Procurement – None.

5. Legal Implications

5.1

(i) Legal –

5.2

(ii) Contractual – None.

5.3 (iii) Constitutional Issues – None. 6. Policy Implications

6.1 (i) Strategic Priority – None.

6.2 (ii) S.17 Crime and Disorder – Yes. The Council by not granting this

application may breach its duty under this Section: This section imposes a general duty on local authorities to exercise their functions with regard to the likely effect of the exercise of those functions on, and the need to do all that it reasonably can to prevent, crime and disorder in its area.

6.3 (iii) Equality and Diversity – None.

6.4 (iv) Environmental Sustainability – None.

6.5 (v) Community engagement/ communication – Yes. The Council could receive criticism if it did not support the National Campaign.

7. Assessment of Options

7.1 (i) Key Issues – None.

7.2 (ii) Risks Assessment (including Impact Assessment) – None.

8. Recommendation

8.1 Members views are sought as to whether;

To allow the changes to the applications forms and conditions of licence as shown at Appendices A, B, C, D and E.

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Access to Information: Does the report contain exempt information, which would prejudice the public interest requirement if it was publicised?

Yes/No

Key Decision Yes/No

Key Decision Reference No.

Do the Exempt Information Categories Apply

Yes/No

Call In and Urgency: I s the decision one to which Rule 15 of the Scrutiny Procedure Rules apply?

Yes/No

Does the report contain Appendices?

Yes/No

If Yes, how many Appendices?

1

List of Background Papers:

Appendix A(i) – Current Application for a Hackney Carriage/Private Hire Vehicle Driver’s Licence Appendix A(ii) – Proposed New Application for a Hackney Carriage/Private Hire Vehicle Driver’s Licence Appendix B(i) – Current Application for a Re-licence to Act as a Hackney Carriage/Private Hire Vehicle Driver. Appendix B(ii) – Proposed New application for a Re-licence to act as a Hackney Carriage/Private Hire Vehicle Driver Appendix C(i) – Current Application for a Private Hire Vehicle Licence Appendix C(ii) – Proposed New Application for a Private Hire Vehicle Licence Appendix D(i) – Current Hackney Carriage Vehicle Licence Appendix D(ii) – Proposed New Application for Hackney Carriage Vehicle Licence Appendix E - Conditions Attached to the Grant of a Private Hire Vehicle Driver’s Licence.

Lead Officer: Samantha Kieran Telephone 873565

See below

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Checklist Applies

Checklist Completed and retained as a background document

Consultation Required (Insert Name of Consultee and Date Completed)

Report Section That Applies

Items For Inclusion in all reports

Yes/No Yes/No

Resource Implications

Financial Implications (including impact on savings targets)

Resource Implications

Staffing

Resource Implications

Property/Land/ Accommodation

Resource Implications

Procurement

Legal Implications Legal

Legal Implications

Contractual

Legal Implications

Constitutional Issues

Policy Implications

Strategic Priority

Policy Implications

Section 17 Crime and Disorder

Policy Implications

Equality and Diversity (NB a full IA is mandatory if the report relates to a new/change to council policy)

Policy Implications

Environmental Sustainability

Policy Implications

Community engagement/ communication

Risk Implications

Risk Assessment

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Appendix A1

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Appendix A (ii) A

APPLICATION FOR

HACKNEY CARRIAGE AND PRIVATE HIRE DRIVER’S LICENCE

Please contact the Licensing Team on 01522 873373 Our opening hours are as follows: - Monday, Tuesday and Thursday: 8:30 am – 5:00 pm Wednesday: 9:30 am – 5:00 pm Friday: 9:30 am – 12:30 pm

PLEASE READ THESE NOTES CAREFULLY BEFORE FILLING IN YOUR APPLICATION FORM

Who can apply? You must:

Be a “fit and proper person” to hold a licence;

Be over 21 and give your date of birth at Section 5;

Have held a full licence (either a full UK, Northern Ireland or European Community with UK Counterpart) to drive a car for at least 12 months. Give details at Section 6

Have a reasonable knowledge of the area;

Be eligible to work in the UK under sections 15 and 21 of the Immigration, Asylum & Nationality Act 2006.

“Fit & Proper” What does this mean? The Council must be satisfied that:

You are capable of dealing with the public

You are a safe driver

You can be trusted To help them decide this, Council members need to know about:

Any convictions, criminal findings of guilt (including fixed penalty tickets), cautions and warning, whether for motoring or other offences.

To help us with this please fill in section 13. What must I put in Section 13? You should give details of any convictions, criminal findings of guilt (including fixed penalty tickets), cautions and warnings whether for motoring or other offences.

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Please note that under the Rehabilitation of Offenders Act 1974 (Exceptions)(Amendment) Order 2002 a Hackney Carriage and Private hire Driver is an “excepted occupation”. This means that any spent convictions MUST ALSO BE DISCLOSED. What must I put in Section 14? If you have been told that you may be prosecuted for anything, or if proceedings are already being taken against you, give the details in Section 14. Please note that checks will be made at the Criminal Record Bureau Office for convictions recorded within the UK. Any applicant who has spent time abroad or applicants from certain other countries will however be required to produce certificates of good conduct from a reputable source such as a Government Department or an Embassy covering the whole period of their residence in the other country. This certificate will have to include a check on previous convictions. If you have a valid reason for not being able to obtain a certificate of good conduct you will have to appear for interview before the Licensing Sub-Committee and be expected to produce additional proof of your good character. Additionally, applicants will be subject to an access check of their driving licence history provided by the DVLA. What if I get it wrong? The answers you give in Sections 13 and 14 will be checked with the Criminal Records Bureau. If you give false or incorrect information:

Your application may be held up and you will be required to attend an interview with the Licensing Sub-Committee

You may not get a licence

You may be prosecuted What will the Council do with the information? Any information you give us and any we get from the Criminal Records Bureau, a Foreign Embassy or Consul and the DVLA will be treated in the strictest confidence. It will only be used to help us consider your application and will not be kept longer than necessary. If I have convictions, criminal findings of guilt (including fixed penalty tickets), cautions and warnings, whether for motoring or other offences, will they stop me getting a Licence? Having convictions, criminal findings of guilt (including fixed penalty tickets), cautions and warnings, whether for motoring or other offences, will not necessarily stop you getting a Licence. The Council works to guidelines about the seriousness of various types of offence. You can ask to see them, but you should bear in mind they are not hard and fast rules.

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The Council will take these guidelines into account, along with all other relevant circumstances, including:

How many convictions, criminal findings of guilt (including fixed penalty tickets), cautions and warnings, whether for motoring or other offences, you have

How long ago the offences were committed

Your personal circumstances

Your references The Sub-Committee that deals with licensing applications may interview you about these matters. You will be told about this if the Licensing Officer decides you should be interviewed. If you would like to discuss what effect any convictions, criminal findings of guilt (including fixed penalty tickets), cautions and warnings, whether for motoring or other offences, might have on your application, please telephone the Licensing Officer on Lincoln 01522 873373 for advice in confidence. What if my application is refused? You have a right to appeal in the Magistrates’ Court. You will be given further details about this if your application is refused. Costs of obtaining your private hire driver’s licence as at 01/04/09 *

The Fee for the Licence application is £23.00 The badge deposit is £ 6.00 The Fee for the Criminal Records Bureau Check is £36.00 The Fee for the DVLA Check is £ 5.00 TOTAL FEE £70.00

IF YOU GIVE FALSE OR INCORRECT INFORMATION

YOUR APPLICATION MAY BE HELD UP AND YOU MAY BE REQUIED TO ATTEND AN INTERVIEW WITH THE LICENSING SUB-COMMITTEE

YOUR LICENCE MAY BE REFUSED OR REVOKED

YOU MAY BE PROSECUTED

If you are applying for a new licence please note you cannot drive a City of Lincoln Private Hire vehicle until you have been issued a valid City of Lincoln Private Hire Drivers Badge.

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*Please note fees are subject to review and to obtain the current cost please contact the Licensing Team.

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PLEASE FIND DETAILED BELOW THE CONDITIONS THAT YOU WILL BE EXPECTED TO ADHERE TO IF YOUR LICENCE IS GRANTED.

CONDITIONS ATTACHED TO THE GRANT OF A PRIVATE HIRE VEHICLE DRIVERS

LICENCE

STANDARD CONDITIONS

The Driver of a Private Hire Vehicle: 1. Shall, when driving a private hire vehicle, wear in a conspicuous position, the private

hire vehicle drivers badge issued to him by the City Council. 2. Shall NOT permit the private hire vehicle to wait on stands appointed for hackney

carriages NOR shall proceed along the highway for the purposes of plying hire. 3. Shall, unless delayed or prevented by some sufficient cause, punctually attend at the

time and place appointed by the hirer, and shall not without reasonable cause prolong the distance or time, the journey for which the vehicle has been hired.

4. Shall not convey in the vehicle any greater number of persons than the number of

persons specified on the plate attached to the outside of the vehicle. 5. Shall behave in a manner and take all reasonable precautions to ensure the safety of

the persons conveyed in, or entering or alighting from the vehicle. 6. Shall, when requested by the hirer, convey a reasonable quantity of luggage and afford

reasonable assistance with the loading and unloading thereof. 7. Shall immediately after the termination of any hiring or as soon as practicable

thereafter, carefully search the vehicle for any property which may have been accidentally left therein, and upon finding any such property take it to a police station within the City of Lincoln within 24 hours.

8. Shall comply with the relevant sections of the Local Government (Miscellaneous

Provisions) Act 1976, appertaining to private hire vehicle drivers. 9. ALL CONVICTIONS, criminal findings of guilt (including fixed penalty tickets),

cautions and warnings, whether for motoring or other offences and County Court Judgements/Orders (where the judgement or order relates to a debt or charge to another Hackney Carriage/Private Hire driver, owner or operator) after the issue of this licence and during its currency must immediately after the date of conviction, criminal findings of guilt (including fixed penalty tickets), cautions and warnings, be communicated in writing to the Licensing Authority. Failure to do so may result in proceedings being taken against you, suspension or revocation of the licence.

SPECIAL CONDITIONS*

*These may be added by the Licensing Committee if they deem them necessary.

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A

CRIMINAL RECORDS CHECK

DISCLOSURE OF PREVIOUS CONVICTIONS

You will be required to complete a form when you apply for your licence. You will need to provide for inspection documents that can evidence your identity. Please find below a list of the documents that we can accept as evidence of your identity. They are listed in two Groups. You will need to provide us with:

One document from Group 1 and two from Groups 1 and/or 2 or

Five documents from Group 2 GROUP 1

Passport – any nationality

UK Birth certificate – issued within 12 months of date of birth – full or short form acceptable including those issued by UK authorities overseas, such as Embassies, High Commissions and HM Forces.

UK issued Driving Licence – England/Wales/Scotland/Northern Ireland/Isle of Man; either photocard or paper. A photocard is only valid if the individual presents it with the counterpart licence.

EU National Identity Card – EU Countries only

HM Forces ID Card – UK

UK Firearms Licence

Adoption certificate – UK GROUP 2

Marriage/Civil Partnership Certificate

Financial Statement – e.g. pension, endowment, ISA - issued within the past 12 months

Birth Certificate

Vehicle Registration Document – Document V5 old style and V5C new style only

P45/P60 Statement – UK – issued within the past 12 months

Mail Order Catalogue Statement – document should be less than 3 months old

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Bank/Building Society Statement – document should be less than 3 months old

Court Claim Form – UK – issued within the past 12 months

Utility Bill – electricity, gas, water, telephone, including, mobile phone contract/bill – document should be less than 3 months old

Exam certificate – GCSE, NVQ, O Levels, Degree

TV Licence – issued within past 12 months

Addressed pay slip – document should be less than 3 months old

Credit Card Statement – document should be less than 3 months old

National Insurance Card – UK

Store Card Statement – document should be less than 3 months old

NHS Card – UK

Mortgage Statement – issued within past 12 months

Benefits Statement – child allowance, pension – document should be less than 3 months old

Insurance Certificate – issued within past 12 months

Certificate of British Nationality – UK

Council Tax Statement – UK – issued within past 12 months

Work Permit/Visa – UK issued within past 12 months

A document from Central/Local Government/Government Agency/Local Authority giving entitlement – UK – Department for Work and Pensions, the Employment Service, Customs & Revenue, Job Centre, Job Centre Plus and Social Security – document should be less than 3 months old

One of the following documents from the Borders and Immigration Agency (BIA) (Formerly the Immigration and Nationality Directorate – IND) – UK – Do not use more than one of the following documents – Convention Travel Document (CTD), Stateless Person’s Document (SPD), Certificate of Identity (CID), Application Registration Card (ARC)

Connexions Card

CRB Disclosure Certificate – issued within the past 12 months

Letter from a Head Teacher – document should be less than 3 months old

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APPLICATION FOR A HACKNEY CARRIAGE/PRIVATE HIRE DRIVER’S LICENCE AND BADGE

PLEASE READ THE GUIDANCE NOTES YOU HAVE BEEN SUPPLIED WITH BEFORE FILLING IN THIS FORM. I hereby apply for a licence to work as a driver of any Hackney Carriage/Private Hire Vehicle Driver (delete which is not applicable) licensed by the City of Lincoln Council I authorise the Council to make such enquiries as they think necessary in respect of my application. I understand this will include making enquiries of the Police to find out whether there are any convictions recorded against me.

IMPORTANT

It is an offence to drive a Hackney Carriage/Private Hire vehicle without a licence. A licence must have been granted before you are entitled to drive such a vehicle. If you are re-licensing then your old licence expires on the date shown on the licence and it does not entitle you to drive beyond that date.

1 Full Name (block capitals) State whether Mr, Mrs, Miss, Ms or other title).

2 Permanent Address

3 Telephone Number (s)

4 Email address

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5 Date of Birth (An applicant

must be over 21 years of age)

6 Have you held for at least 12

Months, a full driving licence (not a provisional) this includes Licences from UK, Northern Ireland, or European Community Licences

Yes

No

If you hold a European Community Licence

do you hold a UK Counterpart Licence

Yes

No

7 Under Sections 15 and 21 of the

Immigration, Asylum and Nationality Act 2006 do you require a work permit (evidence may be required)?

Yes

No

Under Sections 15 and 21 of the

Immigration, Asylum and Nationality Act 2006 are you subject to any legal restrictions in respect of your employment in the UK (evidence may be required)?

Yes

No

8 Have you spent any significant time

outside of the UK in the past 5 years (any period of 3 months and over)?

Yes

No

If yes, please give details

Yes

No

9 Name of Private Hire/Hackney Carriage Operator by whom you would be employed

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10 Have you previously held a hackney Carriage/Private Hire Vehicle Driver’s Licence with this or any other Local Authority? If yes state the name of the Local Authority that licensed you.

11 Present Occupation

12 Name and Address of Present Employer

13 PLEASE READ THE ATTACHED GUIDANCE NOTES YOU HAVE

BEEN SUPPLIED WITH BEFORE ANSWERING THIS QUESTION IF YOU ARE IN ANY DOUBT REFER TO THE CITY OF LINCOLN

COUNCIL LICENSING OFFICER FOR HELP AND GUIDANCE ** SPENT CONVICTIONS, CRIMINAL FINDINGS OF GUILT

(INCLUDING FIXED PENALTY TICKETS), CAUTIONS AND WARNINGS, WHETHER FOR MOTORING OR OTHER OFFENCES MUST BE DISCLOSED

Are there any previous convictions, criminal

findings of guilt (including fixed penalty tickets), cautions and warnings, whether for motoring or other offences recorded against you

Yes

No

If Yes give full details:

Date of convictions, criminal findings of guilt (including fixed penalty tickets), cautions and warnings, whether for motoring or other offences

Offence Court Sentence

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14 Are you currently being prosecuted for any

offence or have you any reason to think you might be prosecuted for any offence in the future?

Yes

No

If yes give full details:

To the best of my knowledge and belief, the particulars given on the form are correct and complete. I understand that if, whether accidentally or not, I have made any false statement or withheld any material information to obtain the issue of a licence then such licence may be refused, or if such licence is issued it may subsequently be suspended or revoked and I may be prosecuted. Signature of applicant…………………………………………………………… Dated:………………………………………………………………………………

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Fees Licence Fee for one year £23.00 Enhanced CRB Check £36.00 Badge Deposit £ 6.00 DVLA Disclosure £ 5.00 TOTAL £70.00 Cheques should be made payable to “City of Lincoln Council”. 2 x passport size photographs should be supplied with your application. Please refer to the attached guidance for the documents required for a CRB Check.

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HACKNEY CARRIAGE/PRIVATE HIRE VEHICLE DRIVER

CERTIFICATE OF CHARACTER

To be completed by TWO householders or Council Tax payers, who are over the age of 18 and are not related to you or co-habitees. They must have known to you for the past three years. Please note we will be writing to these nominated persons asking them specific questions about you. I, the undersigned, HEREBY DECLARE: Name of Applicant:…………………………………………………………………….. Address of Applicant:………………………………………………………………… Has been known to me personally during the period stated opposite my name and address, and that the Applicant is sober, honest, of good character, clean in person and civil in manner and behaviour. In my opinion, the Applicant is a suitable person to be licensed as a driver of a Hackney Carriage/Private Hire vehicle.

Name and Address of Referees (in Block

Capitals)

Period during which referee has personally known the applicant

Signature of referee

From:

To:

From

To:

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HACKNEY CARRIAGE/PRIVATE HIRE DRIVER’S LICENCE

APPLICATION CHECKLIST

Book an appointment with a member of the Licensing Team on 01522 873373 to do this. Please note that applications must be made in person

Application Form completed and signed Certificate of Character completed with nominated

referees 2 passport photographs Full Driving Licence and Counterpart in current

address, original to be brought to appointment DVLA Mandate completed and signed CRB Form completed and signed Required evidence of identity supplied (original

documentation only) as per guidelines attached Fee of £70.00 Medical Form (will be required before licence is

issued but not essential at initial application appointment).

IF YOU GIVE FALSE OR INCORRECT INFORMATION

YOUR APPLICATION MAY BE HELD UP AND YOU MAY BE REQUIED TO ATTEND AN INTERVIEW WITH THE LICENSING SUB-COMMITTEE

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YOUR LICENCE MAY BE REFUSED OR REVOKED

YOU MAY BE PROSECUTED

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Appendix B1

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Page 1 of 6

Appendix B (ii) a

APPLICATION FOR A RE-LICENCE TO ACT AS

HACKNEY CARRIAGE/PRIVATE HIRE DRIVER

To: The Licensing Committee of City of Lincoln Council

PART 1

I, the undersigned being the holder of Licence Number ........................................ apply to act as a

driver of Hackney Carriage/Private Hire vehicles within the City of Lincoln and hereby make

application for a Licence to be effective from ................................................ until

................................................ for which I enclose the fee of £28.00 (licence fee £23.00 and £5

DVLA check) or £64.00 (to include CRB disclosure). (Please note that the DVLA and CRB fees

are not refundable.)

Full Name (block capitals)

Address (inc postcode)

Date of Birth

Telephone No(s).

Email address(es).

PART 2

I hereby declare that since my last application for a Licence, I:-

*(a) have not had any convictions, criminal findings of guilt (including fixed

penalty tickets), cautions and warnings, whether for motoring or other

offences

*(b) am not aware or have any reason to think I might be prosecuted or receive

any criminal findings of guilt (including fixed penalty tickets), cautions, and

warnings for any offence whether motoring or otherwise in the future

*(c) have been convicted for the following offence(s)

*Delete that which is not applicable

Date Court Offence Penalty

(please use separate sheet if required)

IF YOU GIVE FALSE OR INCORRECT INFORMATION:

Your application may be held up and you will be required to attend an interview

with the Licensing Sub-Committee

Your licence may be refused or revoked

You may be prosecuted

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PART 3

Have you spent any significant time outside of

the UK since your last application (3 months or

over)

Yes No

If yes please give

details

PART 4

I do not have a medical condition that would affect my ability to drive private hire or hackney

carriage vehicles (if you have a medical condition then you will require a medical to the DVLA

Group 2 medical standard).

SIGNED: DATED:

PART 5

Name of Operator (if

applicable)

Are you an owner driver Yes No

If yes, please give the plate no(s) of your

licensed vehicle(s)

If no, who is the owner of the vehicle that you

drive?

I understand that it is an offence knowingly or recklessly to make any false statement

or leave out any material information to obtain my Licence and that if I do so

proceedings may be taken against me and my Licence may be suspended or revoked.

I declare that to the best of my knowledge and belief that particulars

given on this form are correct and complete.

Signed ..........................................................................

Dated ..........................................................................

THE FEE (payable to “City of Lincoln Council”), TWO PHOTOGRAPHS AND FULL

DRIVING LICENCE (both parts if a photo card licence) MUST BE PROVIDED BEFORE

THIS APPLICATION CAN BE PROCESSED.

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HACKNEY CARRIAGE/PRIVATE HIRE DRIVER’S LICENCE RE-LICENCE APPLICATION CHECKLIST

Book an appointment. No applications will be accepted unless at an interview with a member of the Licensing Team. Please call on 01522 873565 to book appointments. Please note that you will need to book an appointment for a re-licence with a CRB no less than 6 weeks before your licence is due to expire and if you do not require a CRB at least one week before licence is due to expire. You must bring with you the following: -

Application Form completed and signed

2 passport photographs Full driving licence and counterpart in current address, original

to be brought to appointment with Licensing Officer DVLA Mandate completed and signed CRB Form completed and signed if required (every second

year) Required evidence of identity for CRB form (original

documentation only) as per guidelines attached. Correct Fee (£28.00 if no CRB - £64.00 if CRB) Medical if required (this is not required at appointment but a

licence will not be issued until the Licensing Team have received the same)

IF YOU REQUIRE A CRB CHECK PLEASE REMEMBER YOU MUST BOOK YOUR APPOINTMENT NOT LESS THAN 6 WEEKS BEFORE YOUR CURRENT LICENCE EXPIRES. FAILURE TO DO SO COULD RESULT IN A DELAY IN YOUR NEW LICENCE BEING ISSUED.

IF YOU GIVE FALSE OR INCORRECT INFORMATION

YOUR APPLICATION MAY BE HELD UP AND YOU MAY BE

REQUIRED TO ATTEND AN INTERVIEW WITH THE

LICENSING SUB-COMMITTEE

YOUR LICENCE MAY BE REFUSED OR REVOKED

YOU MAY BE PROSECUTED

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CONDITIONS ATTACHED TO THE GRANT OF A PRIVATE HIRE VEHICLE DRIVERS

LICENCE

STANDARD CONDITIONS

The Driver of a Private Hire Vehicle: 1. Shall, when driving a private hire vehicle, wear in a conspicuous position, the private hire vehicle

drivers badge issued to him by the City Council. 2. Shall NOT permit the private hire vehicle to wait on stands appointed for hackney carriages NOR shall

proceed along the highway for the purposes of plying hire. 3. Shall, unless delayed or prevented by some sufficient cause, punctually attend at the time and place

appointed by the hirer, and shall not without reasonable cause prolong the distance or time, the journey for which the vehicle has been hired.

4. Shall not convey in the vehicle any greater number of persons than the number of persons specified on

the plate attached to the outside of the vehicle. 5. Shall behave in a manner and take all reasonable precautions to ensure the safety of the persons

conveyed in, or entering or alighting from the vehicle. 6. Shall, when requested by the hirer, convey a reasonable quantity of luggage and afford reasonable

assistance with the loading and unloading thereof. 7. Shall immediately after the termination of any hiring or as soon as practicable thereafter, carefully

search the vehicle for any property which may have been accidentally left therein, and upon finding any such property take it to a police station within the City of Lincoln within 24 hours.

8. Shall comply with the relevant sections of the Local Government (Miscellaneous Provisions) Act 1976,

appertaining to private hire vehicle drivers.

9. ALL CONVICTIONS, criminal findings of guilt (including fixed penalty tickets), cautions and

warnings, whether for motoring or other offences and County Court Judgements/Orders (where

the judgement or order relates to a debt or charge to another Hackney Carriage/Private Hire

driver, owner or operator) after the issue of this licence and during its currency must

immediately after the date of conviction, criminal findings of guilt (including fixed penalty

tickets), cautions and warnings, be communicated in writing to the Licensing Authority. Failure

to do so may result in proceedings being taken against you, suspension or revocation of the

licence.

SPECIAL CONDITIONS

These may be added by the Licensing Committee is they deem them necessary.

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A

CRIMINAL RECORDS CHECK

DISCLOSURE OF PREVIOUS CONVICTIONS

You will be required to complete a form when you apply for your licence. You will need to provide for inspection documents that can evidence your identity. Please find below a list of the documents that we can accept as evidence of your identity. They are listed in two Groups. You will need to provide us with:

One document from Group 1 and two from Groups 1 and/or 2 or

Five documents from Group 2 GROUP 1

Passport – any nationality

UK Birth certificate – issued within 12 months of date of birth – full or short form acceptable including those issued by UK authorities overseas, such as Embassies, High Commissions and HM Forces.

UK issued Driving Licence – England/Wales/Scotland/Northern Ireland/Isle of Man; either photocard or paper. A photocard is only valid if the individual presents it with the counterpart licence.

EU National Identity Card – EU Countries only

HM Forces ID Card – UK

UK Firearms Licence

Adoption certificate – UK GROUP 2

Marriage/Civil Partnership Certificate

Financial Statement – e.g. pension, endowment, ISA - issued within the past 12 months

Birth Certificate

Vehicle Registration Document – Document V5 old style and V5C new style only

P45/P60 Statement – UK – issued within the past 12 months

Mail Order Catalogue Statement – document should be less than 3 months old

Bank/Building Society Statement – document should be less than 3 months old

Court Claim Form – UK – issued within the past 12 months

Utility Bill – electricity, gas, water, telephone, including, mobile phone contract/bill – document should be less than 3 months old

Exam certificate – GCSE, NVQ, O Levels, Degree

TV Licence – issued within past 12 months

Addressed pay slip – document should be less than 3 months old

Credit Card Statement – document should be less than 3 months old

National Insurance Card – UK

Store Card Statement – document should be less than 3 months old

NHS Card – UK

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Mortgage Statement – issued within past 12 months

Benefits Statement – child allowance, pension – document should be less than 3 months old

Insurance Certificate – issued within past 12 months

Certificate of British Nationality – UK

Council Tax Statement – UK – issued within past 12 months

Work Permit/Visa – UK issued within past 12 months

A document from Central/Local Government/Government Agency/Local Authority giving entitlement – UK – Department for Work and Pensions, the Employment Service, Customs & Revenue, Job Centre, Job Centre Plus and Social Security – document should be less than 3 months old

One of the following documents from the Borders and Immigration Agency (BIA) (Formerly the Immigration and Nationality Directorate – IND) – UK – Do not use more than one of the following documents – Convention Travel Document (CTD), Stateless Person’s Document (SPD), Certificate of Identity (CID), Application Registration Card (ARC)

Connexions Card

CRB Disclosure Certificate – issued within the past 12 months

Letter from a Head Teacher – document should be less than 3 months old

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Appendix C1

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Appendix C(ii) A

APPLICATION FOR A PRIVATE HIRE VEHICLE LICENCE

In accordance with Section 48 of the Local Government (Miscellaneous Provisions) Act 1976, I the undersigned hereby make application to operate a private hire vehicle within the City of Lincoln. 1. Name of Applicant:…………………………………………………………… (NB not to be the name of a company) Address:……………………………………………………………………….. ………………………………………………………………………………….. 2. Colour:…………………………… Make:……………………………………. Type of vehicle:……………………… Year of Manufacture:……………... Registration No:……………………..

To carry:……… persons (excluding Driver) 3. I hereby declare that: I am the sole proprietor of the vehicle Yes No If no who do you own the vehicle with: Name of Partner (s) Address: …………………………………. ………………………………………….. ………………………………… ………………………………………….. ………………………………… …………………………………………..

4. I hereby declare that I/we, *do/do not not have any convictions, criminal findings of guilt (including fixed penalty tickets), cautions and warnings whether for motoring or other offences and/or County Court Judgements/Orders (where the Judgement or Order relates to a debt or charge to another Hackney carriage/Private Hire driver, owner or operator.

* Delete which is not applicable If you have deleted *do not above please give details of all convictions, criminal findings of guilt (including fixed penalty tickets), cautions and

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warnings whether for motoring or other offences and/or County Court Judgements/Orders (where the Judgement or Order relates to a debt or charge to another Hackney Carriage/Private Hire driver, owner or operator. ………………………………………………………………………………….. ………………………………………………………………………………….. …………………………………………………………………………………..

5. I *am/am not aware or have any reason to think that I may be convicted or have any criminal findings of guilt (including fixed penalty tickets), receive any cautions or warnings whether for motoring or other offence and/or receive any County Court Judgements/Orders (whether the Judgement or Order relates to a debt or charge to another Hackney Carriage/Private Hire Driver, owner or operator in the future.

*Delete as appropriate If you have deleted am not please give details: ………………………………………………………………………………….. ………………………………………………………………………………….. …………………………………………………………………………………..

6. Do you have any objections to enquiries being made of the Police

regarding any such convictions, criminal findings of guilt (including fixed penalty tickets), cautions and warnings whether for motoring or other offences and/or County Court Judgements/Orders (where the Judgement or Order relates to a debt or charge to another Hackney carriage/Private Hire driver, owner or operator.

Yes/No

7. I hereby declare that if granted a licence to operate the stated vehicle

in the City of Lincoln, I shall comply with the conditions attached to the licence as indicated on form PH7.

To the best of my knowledge the answers to the previous questions have been answered truthfully, and in my knowledge that any omissions or incorrect statements may result in my licence being refused or revoked and/or proceedings may be taken against me. Signature of Applicant:……………………………………………………. Dated:…………………………………………………………………….. NOTES

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(A) If this application is for a re-licence of a current licence please state the Licence No:…………….

(B) A separate licence is required for each vehicle you wish to use for Private Hire Purposes.

(C) Any convictions, criminal findings of guilt (including fixed penalty tickets), cautions and warnings whether for motoring or other offences and/or County Court Judgements/Orders (where the Judgement or Order relates to a debt or charge to another Hackney carriage/Private Hire driver, owner or operator recorded against the proprietor after completion of this form must be reported to the Licensing Team, City Hall, Beaumont Fee, Lincoln LN1 1DD

(D) The fee payable for a Private Hire vehicle licence is £126.00 and should accompany this application, if the application is for the first licensing of a vehicle there is an additional £13.00 deposit for the vehicle plates.

(E) Cheques should be made payable to “City of Lincoln Council”. (F) The original vehicle insurance documentation must accompany

this application (no faxes or emails will be accepted).

IF YOU GIVE FALSE OR INCORRECT INFORMATION

YOUR APPLICATION MAY BE HELD UP AND YOU MAY BE REQUIED TO ATTEND AN INTERVIEW WITH THE LICENSING SUB-COMMITTEE

YOUR LICENCE MAY BE REFUSED OR REVOKED

YOU MAY BE PROSECUTED

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A

Application for a Private Hire Vehicle Licence Checklist

Book an appointment. No one will be able to make an

application without booking an appointment to see a member of the Licensing Team. Please telephone Tom Charlesworth on 01522 873373 to do so.

Application Form completed and signed. Original Driving Licence both photo card and counterpart

in current address. Original Insurance documentation (faxes/emails will not

be accepted) Original VOSA MOT (if applicable) Council Test Certificate Original Proof of Registration If re-licensing both external and internal Council plates Fee

IF YOU GIVE FALSE OR INCORRECT INFORMATION

YOUR APPLICATION MAY BE HELD UP AND YOU MAY BE REQUIED TO ATTEND AN INTERVIEW WITH THE LICENSING SUB-COMMITTEE

YOUR LICENCE MAY BE REFUSED OR REVOKED

YOU MAY BE PROSECUTED

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Appendix D1

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Appendix D (ii) A

APPLICATION FOR A HACKNEY CARRIAGE VEHICLE LICENCE

In accordance with the relevant provisions in the Town Police Causes Act 1847, the Public Health Act 1875 and the Local Government (Miscellaneous Provisions) Act 1976, I the undersigned hereby make application to operate a hackney carriage within the City of Lincoln. 1. Name of Applicant:…………………………………………………………… (NB not to be the name of a company) Address:……………………………………………………………………….. ………………………………………………………………………………….. 2. Colour:…………………………… Make:……………………………………. Type of vehicle:……………………… Year of Manufacture:……………... Registration No:……………………..

To carry:……… persons (excluding Driver) 3. I hereby declare that: I am the sole proprietor of the vehicle Yes No If no who do you own the vehicle with: Name of Partner (s) Address: …………………………………. ………………………………………….. ………………………………… ………………………………………….. ………………………………… …………………………………………..

4. I hereby declare that I/we, *do/do not not have any convictions, criminal findings of guilt (including fixed penalty tickets), cautions and warnings whether for motoring or other offences and/or County Court Judgements/Orders (where the Judgement or Order relates to a debt

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or charge to another Hackney carriage/Private Hire driver, owner or operator.

* Delete which is not applicable If you have deleted *do not above please give details of all convictions, criminal findings of guilt (including fixed penalty tickets), cautions and warnings whether for motoring or other offences and/or County Court Judgements/Orders (where the Judgement or Order relates to a debt or charge to another Hackney Carriage/Private Hire driver, owner or operator. ………………………………………………………………………………….. ………………………………………………………………………………….. …………………………………………………………………………………..

5. I *am/am not aware or have any reason to think that I may be convicted or have any criminal findings of guilt (including fixed penalty tickets), receive any cautions or warnings whether for motoring or other offence and/or receive any County Court Judgements/Orders (whether the Judgement or Order relates to a debt or charge to another Hackney Carriage/Private Hire Driver, owner or operator in the future.

*Delete as appropriate If you have deleted am not please give details: ………………………………………………………………………………….. ………………………………………………………………………………….. …………………………………………………………………………………..

6. Do you have any objections to enquiries being made of the Police regarding any such convictions, criminal findings of guilt (including fixed penalty tickets), cautions and warnings whether for motoring or other offences and/or County Court Judgements/Orders (where the Judgement or Order relates to a debt or charge to another Hackney carriage/Private Hire driver, owner or operator.

Yes/No

7. I hereby declare that if granted a licence to operate the stated vehicle in the City of Lincoln, I shall comply with the conditions attached to the licence as indicated on form HC7.

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To the best of my knowledge the answers to the previous questions have been answered truthfully, and in my knowledge that any omissions or incorrect statements may result in my licence being refused or revoked and/or proceedings may be taken against me. Signature of Applicant:……………………………………………………. Dated:…………………………………………………………………….. NOTES (A) If this application is for a re-licence of a current licence please

state the Licence No:……………. (B) A separate licence is required for each vehicle you wish to use

as a hackney carriage. (C) Any convictions, criminal findings of guilt (including fixed penalty

tickets), cautions and warnings whether for motoring or other offences and/or County Court Judgements/Orders (where the Judgement or Order relates to a debt or charge to another Hackney carriage/Private Hire driver, owner or operator recorded against the proprietor after completion of this form must be reported to the Licensing Team, City Hall, Beaumont Fee, Lincoln LN1 1DD

(D) The fee payable for a hackney carriage vehicle licence is £126.00 and should accompany this application, if the application is for the first licensing of a vehicle there is an additional £13.00 deposit for the vehicle plates.

(E) Cheques should be made payable to “City of Lincoln Council”. (F) The original vehicle insurance documentation must accompany

this application (no faxes or emails will be accepted).

IF YOU GIVE FALSE OR INCORRECT INFORMATION

YOUR APPLICATION MAY BE HELD UP AND YOU MAY BE REQUIED TO ATTEND AN INTERVIEW WITH THE LICENSING SUB-COMMITTEE

YOUR LICENCE MAY BE REFUSED OR REVOKED

YOU MAY BE PROSECUTED

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A

Application for a Private Hire Vehicle Licence Checklist

Book an appointment. No one will be able to make an application without booking an appointment to see a member of the Licensing Team. Please telephone Tom Charlesworth on 01522 873373 to do so.

Application Form completed and signed. Original Driving Licence both photo card

and counterpart in current address. Original Insurance documentation

(faxes/emails will not be accepted) Original VOSA MOT (if applicable) Council Test Certificate Original Proof of Registration If re-licensing both external and internal

Council plates Fee

IF YOU GIVE FALSE OR INCORRECT INFORMATION

YOUR APPLICATION MAY BE HELD UP AND YOU MAY BE REQUIED TO ATTEND AN INTERVIEW WITH THE LICENSING SUB-COMMITTEE

YOUR LICENCE MAY BE REFUSED OR REVOKED

YOU MAY BE PROSECUTED

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Appendix E

STANDARD CONDITIONS The Driver of a Private Hire Vehicle: 1. Shall, when driving a private hire vehicle, wear in a conspicuous position,

the private hire vehicle drivers badge issued to him by the City Council. 2. Shall NOT permit the private hire vehicle to wait on stands appointed for

hackney carriages NOR shall proceed along the highway for the purposes of plying hire.

3. Shall, unless delayed or prevented by some sufficient cause, punctually

attend at the time and place appointed by the hirer, and shall not without reasonable cause prolong the distance or time, the journey for which the vehicle has been hired.

4. Shall not convey in the vehicle any greater number of persons than the

number of persons specified on the plate attached to the outside of the vehicle.

5. Shall behave in a manner and take all reasonable precautions to ensure

the safety of the persons conveyed in, or entering or alighting from the vehicle.

6. Shall, when requested by the hirer, convey a reasonable quantity of

luggage and afford reasonable assistance with the loading and unloading thereof.

7. Shall immediately after the termination of any hiring or as soon as

practicable thereafter, carefully search the vehicle for any property which may have been accidentally left therein, and upon finding any such property take it to a police station within the City of Lincoln within 24 hours.

8. Shall comply with the relevant sections of the Local Government

(Miscellaneous Provisions) Act 1976, appertaining to private hire vehicle drivers.

9. Shall notify the Licensing Authority of any medical condition, which may

affect safe driving, which should also be notified to the DVLA, forthwith. 10. ALL CONVICTIONS, criminal findings of guilt (including fixed

penalty tickets), cautions and warnings, whether for motoring or other offences and County Court Judgements/Orders (where the judgement or order relates to a debt or charge to another Hackney Carriage/Private Hire driver, owner or operator) after the issue of this licence and during its currency must immediately after the date of conviction, criminal findings of guilt (including fixed penalty tickets), cautions and warnings, be communicated in writing to the

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Appendix E

Licensing Authority. Failure to do so may result in proceedings being taken against you, suspension or revocation of the licence.

SPECIAL CONDITIONS

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Item No. 10 LICENSING COMMITTEE 20 JULY 2009

SUBJECT:

DISABILITY DISCRIMINATION ACT 1995 IMPROVING ACCESS TO TAXIS

REPORT BY:

DIRECTOR OF RESOURCES

LEAD OFFICER:

KEVIN BARRON, LICENSING MANAGER

1. Purpose of Report

1.1 To inform the Committee of a letter received from the Spinal Injuries

Association (SIA) regarding wheel-chair accessibility of hackney carriages (taxis).

1.2 To consider the approach to be taken in respect of the SIA’s Charter in respect of wheelchair accessible taxis.

2. Background

2.1 The Department for Transport (DfT) issued a consultation document on the improving access to taxis. A copy of this document can be seen at Appendix A.

2.2 The SIA has considered the document and has forwarded its views to Licensing Authorities. The letter and Charter can be seen at Appendix B.

3. Main Body of Report

3.1 The consultation on improving access to taxis closed on the 29 April 2009 and it appears that nothing has occurred since that date. The full chronology of the Department’s progress can be seen on their website http://www.dft.gov.uk/transportforyou/access/taxis/

3.2 Part 5 of the Disability Discrimination Act 1995 (DDA) has yet to be implemented. This deals with the carriage of disabled persons on various sorts of transport.

3.3 An aim of the DfT is to introduce and agree technical standards for accessibility in taxis and determining on whether these standards should be issued as guidance or introduced as a regulation.

3.4 At the moment, part 5 of the DDA is not implemented law and there are no technical standards issued by the DfT to comply with, therefore, it is up to each Licensing Authority to issue its own standards.

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3.5 Some time ago, the Council resolved that all taxis be wheelchair accessible and be side loading.

3.6 In 2007 the Council issued standards in respect of vehicles in its taxi fleet. These are:

Has European Whole Body Type (M1) Approval, Low Volume Vehicle Type Approval, or Single Vehicle Type Approval (including an inspection certificate issued by VOSA) as a minimum standard;

Is of the London Taxi-cab or people carrier style of body; and Existing vehicles on the Council’s Hackney Carriage register (as of the

date of the resolution) be exempt from this requirement.

3.7 The SIA represent the views of those with spinal injuries and to a great extent, the taxis comply with their requirements.

3.8 These are the views of only a section of the disabled and other sections may require different (and possibly conflicting) requirements.

3.9 Examples being the on-going debate on rear loading wheelchair accessible taxis, another being the style of vehicle i.e. saloon versus black-cab style.

3.10 It appears that there is no style of vehicle or specification, which can meet the needs of every disabled person.

3.11 What is unknown is the ability of taxi drivers to be aware of the needs of the disabled. There are various courses and qualifications available (some being NVQ being offered free of charge).

3.12 The Licensing Team has been active in promoting these courses to raise awareness and has liaised with the Chamber of Commerce, Goskills and other providers to facilitate awareness in customer care, including disability issues.

3.13 The proposals aimed at Local Authorities put forward by the SIA have several issues, some of which are beyond the remit of the Licensing Committee and maybe even the Council; some not applicable to this Council; and some may have a detrimental side-effect.

4. Resource Implications

4.1 (i) Finance (including impact on Savings Targets)

- Capital Implications

- Revenue Implications There is no revenue due to the Authority from these proposals.

4.2 (i) Staffing Nil.

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4.3 (ii) Property/Land/Accommodation Implications

4.4 (iii) Procurement

Discretionary assessments

5. Policy Implications

5.1 (i) Strategic Priority

5.2 (ii) S.17 Crime and Disorder

5.3 (iii) Equality and Diversity

5.4 (iv) Environmental Sustainability

5.5 (v) Community engagement/ communication 6. Consultation and Communication 7. Legal Implications

7.1 (i) Legal – Nil.

7.2 (ii) Contractual – Nil.

7.3 (iii) Constitutional Issues - Nil.

Mandatory Assessment

8. Assessment of Options

8.1 (i) Key Issues

8.2 (ii) Risks Assessment (including Impact Assessment)

9. Recommendation

9.1 That the Licensing Committee note the contents of the Charter.

9.2 That the Licensing Committee determine what further, if anything, it feels it can do to promote disabled access to taxis before a technical standard for them is determined.

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Access to Information: Does the report contain exempt information, which would prejudice the public interest requirement if it was publicised?

No

Key Decision No

Key Decision Reference No.

Do the Exempt Information Categories Apply

Yes/No

Call In and Urgency: I s the decision one to which Rule 15 of the Scrutiny Procedure Rules apply?

Yes/No

List of Background Papers:

Appendix A DfT Consultation Document Appendix B Spinal Injuries Association Charter

Lead Officer: Kevin Barron Telephone 873564

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The Department for Transport has actively considered the needs of blind and partially sighted people in accessing this document. The text will be made available in full on the Department’s website in accordance with the W3C’s Web Content Accessibility Guidelines. The text may be freely downloaded and translated by individuals or organisations for conversion into other accessible formats. If you have other needs in this regard please contact the Department.

Department for Transport Great Minster House 76 Marsham Street London SW1P 4DR Telephone 020 7944 8300 Website www.dft.gov.uk

© Crown copyright 2009

Copyright in the typographical arrangement rests with the Crown.

This publication, excluding logos, may be reproduced free of charge in any format or medium for non­commercial research, private study or for internal circulation within an organisation. This is subject to it being reproduced accurately and not used in a misleading context. The copyright source of the material must be acknowledged and the title of the publication specified.

For any other use of this material, apply for a Click­Use Licence at www.opsi.gov.uk/click­use/index.htm, or by writing to the Licensing Division, Office of Public Sector Information, Information Policy Team, Kew, Richmond, Surrey TW9 4DU or e­mail [email protected]

To order further copies of this publication contact: DfT Publications Tel: 030 0123 1102 E­mail: [email protected]

ISBN 978 1 906581 46 6

For a fuller listing of DfT publications, see www.dft.gov.uk/about/dftpubdatabase/

Printed in Great Britain on paper containing at least 75 per cent recycled fibre.

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Contents

Foreword 4

1. Introduction 5

2. Improving access to taxis 15

Annex A Bibliography 42

Annex B Impact Assessment 45

Annex C Draft technical specification 78

Annex D Code of Practice on Consultation 101

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Foreword

Taxis have a vital role to play in the transport system and help many people to travel to jobs, services, education and social networks. It gives me great pleasure to present this consultation, which explores how to improve access to taxis for disabled people, ensuring that they, in turn, might be able to have greater access and equality of opportunity.

I know that the issue of taxi accessibility has been under consideration for some time and that it has proven difficult so far to deliver the changes that are needed whilst, at the same time, ensuring that the taxi industry remains viable. I am, however, committed to finding positive solutions to the issues that need to be addressed, that will provide a fleet which meets the needs of all users and that will affirm the role of taxis as an integral part of the transport system.

I hope that this consultation document will stimulate a constructive discussion of the issues and that it we enable us to develop and implement a strategy that will result in real improvements. Following this consultation, we will publish a policy strategy in spring 2009 that will set out in detail the conclusions of the consultation and the way forward.

Your views are important, so please use this opportunity to share them with us and contribute to the discussion

Paul Clark MP Parliamentary Under Secretary of State for Transport

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1. Introduction

1.1 Transport affects everyone and is essential for a strong economy and society, providing access to jobs, services and leisure activities. The Department for Transport’s (DfT) aim is transport that works for everyone, and we have four strategic objectives to:

• sustain economic growth and improved productivity through reliable and efficient transport networks;

• improve the environmental performance of transport and tackle climate change;

• strengthen the safety and security of transport; and

• enhance access to jobs, services, leisure facilities and social networks, including for the most disadvantaged.

1.2 In November 2008, the DfT published Delivering a Sustainable Transport System. The strategy document outlines, amongst others, five goals for transport. These are to:

• support national economic competitiveness and growth, by delivering reliable and efficient transport networks;

• reduce transport’s emissions of carbon dioxide and other greenhouse gases, with the desired outcome of tackling climate change;

• contribute to better safety, security and health and longer life expectancy by reducing the risk of death, injury or illness arising from transport, and by promoting travel modes that are beneficial to health;

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• promote greater equality of opportunity for all citizens, with the desired outcome of achieving a fairer society; and

• improve quality of life for transport users and non­transport users, and to promote a healthy natural environment.

1.3 The DfT’s aims for enhancing access and helping equality of opportunity feed into other Government objectives. For example, the cross­Government Independent Living Strategy was published in 2008, and this sets out a series of commitments that the Government and disabled people are now implementing to help disabled people have greater choice and control over their lives. In the strategy, the DfT has committed to:

• enhancing personal mobility and transport choices for disabled people, based on evidence of what works;

• promoting the training of transport providers in the needs of disabled people; developing a strategy to provide information and confidence training for disabled people in using transport;

• working with local authorities to ensure accessibility planning is reflected in Local Transport Plans and Local Area Agreements; and

• improving disabled people’s participation in the development and implementation of transport policies.

1.4 Over the past 10 years, there have been major improvements in the accessibility of the transport network as a result of the Disability Discrimination Act 1995. Over a third of all trains are now accessible and over half of the bus fleet. Appropriate ‘end dates’ have been set in regulations by which time all trains, buses and coaches must be accessible. The DfT has acted to build the needs of different groups into its policy development and service delivery through its Race, Disability and Gender Equality schemes. As well as the DfT and its concessionary fares scheme, other Government departments are working to tackle the affordability of transport through a range of measures – for example, through the tax system, the Disability Living Allowance and the mobility component.

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1.5 There are emerging challenges that the DfT is considering within the context of its work on Delivering a Sustainable Transport System as, for instance, some of the forecast social changes will have implications for accessibility and equality of opportunity. Some of the key trends to note are as follows:

• there has been a reduction in relative and absolute poverty, and income inequality is starting to fall. But these improvements have not been shared by all, and specific groups are at risk of social exclusion, including those in most poverty, those without qualifications and those with mental illness;

• disabled people, as defined by Government, account for about one­fifth of people in the UK. The Department for Work and Pensions estimates that there are currently over 10 million disabled people in Britain, 4.6 million of whom are over state pension age. Seven hundred thousand are children. One in four households has a disabled member; and

• projections by the Office of National Statistics show a clear increase in the population of the UK until 2031. It is also predicted that there will be 27 million people over the age of 50 by 2031. Disability rates increase with age, and some estimates predict a rise of 69 per cent over the next 20 years in the number of people facing disability.

1.6 It is clear that the growing number of disabled and older people will have social and economic implications. The DfT will therefore need to work with its partners and focus in the coming years on issues such as the accessibility of public transport, the provision of transport including community transport, the role of technology in improving information provision and ticketing, and improving people’s confidence in using the transport system. Taxi and private hire vehicle services will continue to play an increasingly important role in helping people to travel and to connect to other public transport services.

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What is this consultation about? 1.7 This consultation is specifically about improving access by

disabled people to taxis. Taxis (more formally known as licensed hackney carriages) and private hire vehicles (or PHVs or minicabs, as some of them are called) play an important part in local transport and they are being increasingly used in innovative ways, for example as taxi­buses, to provide local transport services. Taxis and private hire vehicles are often used by disabled people as an alternative to public transport, or to begin or finish a journey. But the following issues have been identified through previous consultations and discussions with user groups that the DfT would like to address:

• there is anecdotal evidence that not enough licensed taxis are available in the locations and at the times needed by disabled people, including wheelchair users and people with an ambulatory disability. There is a belief that demand is being suppressed in some areas by this lack of availability and that this is contributing to disabled people not having equal access to jobs, services and social networks. Further work and research is needed to quantify the extent to which this is a problem;

• around half of the licensed taxi fleet is currently classed as being wheelchair accessible. The majority of these taxis are available in London. There is great variation between regions and between cities and rural areas. There is also variation between standards and the level of accessibility offered;

• there is anecdotal evidence about the need to improve kerbside infrastructure, information and waiting areas at ranks and at interchanges to help disabled people transfer between modes;

• the DfT receives a steady stream of correspondence and complaints about poor driver behaviour and about licensed hackney drivers refusing to stop and pick up disabled people; and

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• there is a need for improved information to help disabled people plan in advance for trips that they would like to make so that they know, for instance, if they need to pre­book a licensed taxi to make a particular connection, and so that they can travel with a greater level of certainty.

1.8 The term ‘accessible taxi’ can mean different things to different people. In this document and in the Impact Assessment, we will use the following terms:

• saloon car vehicles – these vehicles are conventional cars and are not accessible to wheelchair users. They meet the needs of many people, including those with an ambulatory disability. As well as saloons, they may be hatchbacks or estate cars. They can be licensed as hackney carriages in some areas, depending on the policy of the local licensing authority. The private hire taxi fleet is almost entirely made up of saloon cars;

• wheelchair accessible vehicles – these can be purpose­built vehicles (e.g. LTI, Metrocab) or converted multi­purpose vehicles (e.g. by Peugeot or Mercedes). These vehicles fall within the DfT’s classification of purpose­built or converted taxis for the purposes of collecting licensed taxi statistics. In practice, however, some of these vehicles would not meet the DfT’s draft interim standard (see below) for a wheelchair accessible taxi, e.g. the Fairway and Metrocab vehicles. Wheelchair accessible taxis are mostly licensed as hackney carriages, but converted multi­purpose vehicles are increasingly being used by private hire drivers;

• fully accessible vehicles – this term refers to a vehicle that would meet the needs of disabled people, including wheelchair users and people with an ambulatory disability. At present, there are no vehicles on the market that would meet all the requirements that are included in the DfT’s draft enhanced specification (see below).

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1.9 The following terms will be used to describe possible standards for accessible taxis:

• DfT’s draft interim standard – this is a draft standard that the DfT proposes putting forward. The technical specification would improve the accessibility of licensed taxis for some wheelchair users and people with an ambulatory disability. The majority of vehicles currently available on the market would meet the proposed interim standard. However, a significant minority would not;

• DfT’s draft enhanced standard – this is a draft standard that the DfT proposes putting forward as an aspirational technical specification. It would improve the accessibility of licensed taxis for the vast majority of wheelchair users and people with an ambulatory disability. Vehicles would need to be designed or redesigned to meet some of the specification. At present, there are no vehicles available to the taxi trade which would meet all of the requirements of the proposed specification.

1.10 The Government remains committed to improving access to taxis. It is therefore publishing this consultation package, which includes an Impact Assessment and the draft technical specifications mentioned above, with the aim of:

• improving access to taxis so that people with different types of impairment or disability can receive an equal level of service provision and improved access to jobs, services, leisure facilities and social networks;

• agreeing draft technical standards for accessibility in taxis and seeking agreement on whether these should be issued as guidance or introduced as a regulation;

• identifying the costs and benefits of potential options through the Impact Assessment, and making all the evidence available, to help inform discussions and decisions;

• exploring issues and options in relation to enforcement, driver training and links with other local transport policies and initiatives.

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1.11 This consultation is not considering some of the wider issues that might relate to taxi policy and licensing. The DfT is intending to re­issue its best practice guidance on taxi and private­hire licensing later in 2009.

Who needs to read and contribute to this consultation? 1.12We would particularly welcome responses to this consultation

from:

• disabled people or their representative groups;

• taxi and private hire vehicle drivers or operators;

• vehicle manufacturers;

• local authorities and/or local licensing authorities; and

• those responsible for the management and operation of a major transport interchange.

1.13 The DfT will be arranging a number of consultation seminars during the consultation period, where those affected by the consultation will have an opportunity to voice their opinions directly to the Department. Please check the DfT website for details.

How do I respond to the consultation? 1.14 Responses to this consultation should be sent by 24 April 2009

to:

Paul LawryAccessibility and Equalities UnitDepartment for Transport2/25 Great Minster House76 Marsham StreetLondon SW1P 4DR

Email: [email protected]

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Confidentiality 1.15 In line with DfT’s policy of openness, at the end of the

consultation period copies of the responses we receive may be made publicly available through the Department’s website. The information they contain may also be published in a summary of responses. If you do not consent to this, you must clearly request that your response be treated confidentially. Any confidentiality disclaimer generated by your IT system in e­mail responses will not be treated as such a request. You should also be aware that there may be circumstances in which DfT will be required to communicate information to third parties on request, in order to comply with its obligations under the Freedom of Information Act 2000.

1.16 If you have any queries about this consultation you should contact Paul Lawry, 0207 944 0586. Complaints relating to this consultation should be sent to Nigel Dotchin, Department for Transport, Great Minster House, 76 Marsham Street, London, SW1P 4DR. Government consultation guidelines can be found at: www.cabinetoffice.gov.uk

Geographical coverage 1.17 This consultation covers England, Wales and Scotland. The

legislation contained in the Disability Discrimination Act is a reserved matter, that is, the responsibility of the UK Government. The DfT is also responsible for taxi licensing policy for England and Wales. Taxi licensing itself is a matter for individual licensing authorities under the Town Police Clauses Act 1847 and supplementary powers under the Local Government (Miscellaneous Provisions) Act 1976. The Welsh Assembly Government has agreed to engage with the DfT and other devolved administrations to explore how access to taxis could be improved. In Scotland, the licensing of taxis and private hire cars and their drivers is the responsibility of local authorities under powers set out in the Civic Government (Scotland) Act 1982 and associated Regulations. Within this legislative framework, local authorities have discretion to decide the

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1. Introduction

licensing arrangements appropriate for the needs and circumstances of their area. The Scottish Government has also agreed that this consultation package can cover Scotland. In Northern Ireland, the Department of the Environment is responsible for taxi regulation as a transferred matter.

Next steps 1.18 Following this consultation, the Government will analyse the

responses and publish a strategy in spring 2009. Any legislative changes will be taken forward at the earliest opportunity.

Summary of questions in the consultation document Q1: What is your view of the analysis and data included here and in

the Impact Assessment? Do you have any further or more accurate data that you would be able to send us?

Q2: What do you think are the potential impacts, costs and benefits of the ‘do nothing’ scenario?

Q3: Do you have any further or more accurate data on potential costs and benefits of a ‘do nothing’ scenario that you would be able to send us?

Q4: What type of guidance would be most effective, in what format should it be produced and what can the DfT do to promote take­up?

Q5: What do you think of the draft technical specification? Do you think that it would help to improve levels of accessibility? Which aspects of it could be delivered easily and which ones would be problematic?

Q6: What do you think are the advantages and disadvantages of DfT­funded demonstration schemes?

Q7: What do you think would be the most effective ways of influencing action by local licensing authorities, drivers and manufacturers?

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Q8: What are your views on the Government’s proposal to amend and commence section 36 of the Disability Discrimination Act? This would impose a duty on drivers of taxis and private hire vehicles that are designated as being wheelchair accessible to assist passengers in wheelchairs, to carry them in safety and comfort and to not charge them any extra.

Q9: What additional enforcement action or tools would be the most effective ways of improving driver behaviour and attitudes?

Q10: What measures do you think could act as positive incentives to improve driver behaviour and the levels of service offered to disabled people?

Q11: In relation to improving access to taxis, what do you think the DfT and local licensing authorities could do better or more effectively?

Q12: How could we help to increase the availability of accessible taxis and private hire vehicles at ports, airports, bus and rail stations?

Q13: How could we improve the consistency and quality of information provided to disabled people about taxis?

Q14: What do you think are the potential impacts, costs and benefits of a proactive programme of DfT­led initiatives?

Q15: Do you have any further or more accurate data on potential costs and benefits of a programme of DfT led initiatives that you would be able to send us?

Q16: What do you think about the draft technical specification?

Q17: What do you think are the potential impacts, costs and benefits of a regulation?

Q18: Do you have any further or more accurate data on the potential costs and benefits of a regulation that you would be able to send us?

Q19: How do you think that a technical standard should be enforced?

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2. Improving access to taxis

2.1 This part of the consultation document will consider in more detail the options for Government action and what we can do to improve access to taxis.

Legislative background 2.2 To help overcome some of the barriers preventing disabled

people from travelling, Part 5 of the Disability Discrimination Act (DDA) 1995 gave the Government the power to introduce accessibility regulations for several land­based modes of transport. The original intention of the powers was to enable disabled people to travel between train, bus and taxi easily, and to be able to hail a taxi in the street or go to a taxi rank and be able to find a taxi that met their needs. The powers available in the Disability Discrimination Act 1995 do not cover private hire vehicles, as it was felt that people pre­booking these services could specify at the time of booking that they needed a particular type of vehicle.

2.3 The Government has used its powers under Part 5 of the 1995 Act to introduce regulations for trains and trams and for buses and coaches. Regulations applying Part 3 of the 1995 Act to vehicles used to provide public transport services, including taxis and private hire vehicles, hire services and breakdown services also came into force on 4 December 2006. Taxi drivers now have a duty to ensure disabled people are not discriminated against or treated less favourably. In order to meet these new duties, licensing authorities are required to review any practices, policies and procedures that make it impossible or unreasonably difficult for a disabled person to use their services. Guidance and a Code

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of Practice to explain the Part 3 duties for the transport industry that was produced by the Disability Rights Commission is available from the Equality and Human Rights Commission.1

2.4 However, no regulations have been developed or made under Part 5 of the 1995 Act for licensed taxis. This project has proven to be complex for the following reasons:

• Sections 32–35 of Part 5 of the 1995 Act gives the Secretary of State powers to make regulations for the purpose of making it possible:

–– for disabled people to get in and out of taxis in safety; and to be carried in safety and in reasonable comfort; and

–– for disabled people in wheelchairs to be conveyed in safety into and out of taxis while remaining in their wheelchairs, and to be carried in taxis in safety and in reasonable comfort while remaining in their wheelchairs.

• at the time of the 1995 Act, it was thought that a taxi could be designed and manufactured that would meet the needs of all disabled people, including wheelchair users and people with an ambulatory disability. However, the challenges and potential costs involved in designing and manufacturing a taxi that would meet the needs of a majority of disabled people have proven to be significant, set against the potential market for such vehicles, which is currently quite low;

• the licensed taxi trade is quite disparate, a significant minority of drivers operate from a low economic base, particularly in rural areas, and many compete with or are able to transfer easily to the private hire sector;

• we do not know the extent to which disabled people want wheelchair accessible taxis, given that such vehicles may not meet the needs of many disabled people. Further work is needed on this point;

1 www.equalityhumanrights.com/en/publicationsandresources/Pages/ CoPtransport.aspx

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• evidence from the Impact Assessment is highlighting the need for more policy­based solutions that cover both licensed taxis and the private hire fleet, rather than an engineering­led solution that would only focus on part of the trade. There is also a need for local flexibility to reflect local circumstances and needs; and

• we need to meet the aims of other Government policies, for example, the objectives of the better regulation agenda, which is about ensuring that government departments consider in full the potential costs and benefits of any regulation on the private and public sector, including potential enforcement costs and impacts on carbon emissions.

2.5 Since 1995, the DfT has consulted informally on the issue of improving access to taxis, we have commissioned research to inform the development of a technical specification and we have participated in work being taken forward by the European Conference of Ministers of Transport (ECMT)2 on accessible taxis. A full bibliography of the research and other work can be found at Annex A.

2.6 Section 36 of Part 5 of the 1995 Act includes additional powers for the Secretary of State to impose a duty on the driver of a taxi that falls within the definition of any regulations made under sections 32 to 35 to:

• carry the passenger while he remains in his wheelchair;

• not to make any additional charge for doing so;

• if the passenger chooses to sit in the passenger seat, to carry the wheelchair;

• to take such steps as are necessary to ensure the passenger is carried in safety and in reasonable comfort; and

2 European Conference of Ministers of Transport, 2007. Improving Access to Taxis.

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• to give such assistance as might reasonably be required:

–– to enable the passenger to get in and out of the taxi;

–– if the passenger wishes to remain in his wheelchair, to enable him to be conveyed into and out of the taxi while in his wheelchair;

–– to load the passenger’s luggage into and out of the taxi; and

–– if the passenger does not wish to remain in his wheelchair, to load the wheelchair into and out of the taxi.

2.7 Failure to observe this duty would be a criminal offence and, on conviction, a driver could face a fine of up to £1,000. A local licensing authority would be able to take a prosecution on behalf of a disabled person. The authority would also be able to exempt a person from the duties on medical grounds, or on the grounds that his physical condition would make it impossible or unreasonably difficult for him to comply with the duties.

2.8 The Government has not so far commenced this section of the 1995 Act, as it is currently linked to the existence of regulations made under sections 32–35 of the Act, which have not been made. The Local Transport Act 2008 includes a limited amendment to section 36. The amendment applies the section 36 duties to drivers of taxis and private hire vehicles who are providing local bus services – known as taxi­buses – using a wheelchair accessible vehicle. In these cases, the local licensing authority maintains a list of taxi­buses that are identified by the authority as being wheelchair accessible. The amendment came into effect on 26 January 2009. It will apply to PHV­buses when the relevant provisions in the Local Transport Act have been commenced and we have made the necessary regulations. We intend to do so by spring 2009.

2.9 During discussions on the Local Transport Act, it became clear that disabled people and local licensing authorities were keen to see commencement of section 36 as an additional enforcement tool.

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What is the make­up of the current licensed taxi fleet? 2.10 The make­up and nature of the current licensed hackney fleet

are as follows:

• the UK has more wheelchair accessible taxis than most EU nations;

• there are currently approximately 85,000 licensed taxis in Great Britain. Of these, 40,285 are classed as being wheelchair accessible. Of these, the DVLA’s registrations database suggests that there are 8,442 Fairway and 3,565 Metrocab vehicles still in use in the UK. These vehicles would not meet the requirements specified in the DfT’s draft interim standard, but it is expected that they will be replaced by 2015 as they come to end of their economic life;

• there are approximately 140,000 private hire vehicles in Great Britain, approximately 45,000 of which are in Greater London;

• Greater London has 21,596 wheelchair accessible taxis. Other cities with licensed taxi fleets made up entirely of wheelchair accessible taxis include Liverpool, Manchester and Edinburgh;

• there is one main manufacturer of purpose­built wheelchair accessible taxis and a number of small companies who convert standard production vehicles into wheelchair accessible taxis;

• a new wheelchair accessible taxi (either purpose­built or a converted multi­purpose vehicle) can cost between £20,000 and £30,000. The second­hand market for these vehicles is small, as consultation with manufacturers suggests that a driver tends to purchase such a vehicle new and then keeps it until the end of its life (typically for 12 years);

• approximately 2,500 new wheelchair accessible taxis are sold each year;

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• the typical purchase cost of a second­hand saloon car for use as a taxi is between £6,000 and £8,000. Drivers of these vehicles tend to buy second­hand cars when they are three years old and sell them on (for very little) at seven years old;

• annual running costs tend to be higher for wheelchair accessible taxis (typically just over £1,000 per year more than for drivers of saloon cars);

• the taxi trade can change rapidly and is relatively volatile. The market in urban areas, especially in Greater London, is vastly different from the market in areas with lower population numbers. Many licensed taxi drivers also hold private hire vehicle driver licences and would easily be able to transfer from the licensed hackney to the private hire sector if they wished;

• 64 out of 342 local licensing authorities in England and Wales have implemented a policy of licensing only wheelchair accessible taxis;

• there is no direct correlation between the population size of a local authority and the size of its taxi fleet. There is no direct correlation between the size of taxi fleet and how accessible it is;

• other factors can influence disabled people’s use of taxis, for example, driver training and behaviour, links with the physical environment at taxi ranks, links with wider local transport policies and financial incentives or user subsidies like taxi­card schemes; and

• current technical standards used by local licensing authorities are variable.

2.11 It is clear from the data that there are certain risks that the Government wishes to avoid in taking this work forward. We do not want to pursue any policies that might lead to fewer wheelchair accessible taxis being available. We do not want to create any difficulties for a local licensing authority who may have already adopted a policy of only licensing wheelchair accessible

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taxis. We also do not want to implement a policy that might mean licensed hackney drivers transfer en masse into the private hire sector or leave the industry altogether. What we do want to achieve is an improvement in technical standards, for more taxis to be available to disabled people so that they can have improved access to jobs, services and social networks, and for the taxi trade to remain viable. We also want to continue to permit local licensing authorities to impose their own conditions to suit their own local circumstances, and for other aspects of the journey to be improved, for example boarding, driver assistance, and interchange with other public transport modes.

Q1: WWhhaatt iiss yyoouurr vviieeww ooff tthhee aannaallyyssiiss aanndd ddaattaa iinncclluuddeedd hheerree aannddiinn tthhee IImmppaacctt AAsssseessssmmeenntt?? DDoo yyoouu hhaavvee aannyy ffuurrtthheerr oorr mmoorreeaaccccuurraattee ddaattaa tthhaatt yyoouu wwoouulldd bbee aabbllee ttoo sseenndd uuss??

Options 2.12 As noted above, the Government remains committed to

improving access to taxis. This consultation document and the Impact Assessment bring together the findings from work and research that have been carried out by the Department and others, and it puts forward options for taking this issue forward.

2.13 The options are:

• a ‘do nothing’ option – that is, leaving the market, the trade and local licensing authorities to continue to make local decisions on the make­up of the taxi and private hire fleet and levels of accessibility, without any additional Government guidance or intervention;

• implementing a pro­active programme of DfT led initiatives that would involve measures such as issuing technical standards as an advisory note, guidance to local licensing authorities, a demonstration scheme, additional enforcement provisions and making best use of other Government policy levers; and

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• regulation: either using the regulation­making powers that are currently in part 5 of the Disability Discrimination Act 1995, or seeking new or amended regulatory­making powers at the next legislative opportunity.

2.14 The following parts of this consultation document consider, firstly, the potential impacts, costs and benefits of the ‘do nothing’ option, then the additional potential impacts, costs and benefits of the DfT­led proactive programme, and finally the additional potential impacts, costs and benefits of a regulatory approach.

The potential impacts, costs and benefits of a ‘do nothing’ approach 2.15 The Impact Assessment contains an annex that summarises the

analysis and the assumptions behind the ‘do nothing’ scenarios that are explored in the Assessment. Based on existing data, we have assumed that:

• mid to low growth scenarios estimate that it would take 20–30 years to achieve a licensed taxi fleet that was totally made up of wheelchair accessible taxis, if the policy was to leave the market, the trade and local licensing authorities to continue to make local decisions on the make­up of the taxi and private hire fleet and levels of accessibility without any additional Government guidance or intervention;

• levels of accessibility would be no greater than is currently the case – that is, in terms of the number of people being able to fit into taxis while remaining seated in their wheelchairs. Levels of accessibility for people with an ambulatory disability might be reduced if the licensed fleet was only made up of wheelchair accessible taxis;

• the ‘do nothing’ scenario is unlikely to meet Government objectives or the needs and expectations of disabled people.

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Q2: WWhhaatt ddoo yyoouu tthhiinnkk aarree tthhee ppootteennttiiaall iimmppaaccttss,, ccoossttss aannddbbeenneeffiittss ooff tthhee ‘‘ddoo nnootthhiinngg’’ sscceennaarriioo??

Q3: DDoo yyoouu hhaavvee aannyy ffuurrtthheerr oorr mmoorree aaccccuurraattee ddaattaa oonn ppootteennttiiaallccoossttss aanndd bbeenneeffiittss ooff aa ‘‘ddoo nnootthhiinngg’’ sscceennaarriioo tthhaatt yyoouu wwoouullddbbee aabbllee ttoo sseenndd uuss??

The potential impacts, costs and benefits of a proactive programme of DfT­led initiatives 2.16 To help achieve the objectives of this project and improve access

to taxis, the DfT could lead the development and implementation of a programme of initiatives to provide solutions to specific issues. The paragraphs below outline the measures that could be included in this package.

2.17 The DfT could develop a comprehensive package of guidance to local licensing authorities and other stakeholders. It could be issued as supplementary advice on how to discharge existing duties under Part 3 of the 1995 Act. It could include:

• examples of good practice; and

• advice on issues like service levels, the preferred make­up of the fleet to meet the needs of people with different types of disability, procurement policies, how to improve joint working with local transport providers and other local authorities, and enforcement and inspections.

2.18 The guidance could be applied to the private hire fleet as well as to licensed taxis. It would be publicised, made available on the internet, through sites such as Direct.gov, and kept up to date.

Q4: WWhhaatt ttyyppee ooff gguuiiddaannccee wwoouulldd bbee mmoosstt eeffffeeccttiivvee,, iinn wwhhaattffoorrmmaatt sshhoouulldd iitt bbee pprroodduucceedd aanndd wwhhaatt ccaann tthhee DDffTT ddoo ttoopprroommoottee ttaakkee­­uupp??

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2.19 The DfT could issue the attached draft technical specification as an advisory note for licensing authorities to take account of when licensing particular vehicles, and for manufacturers to consider in the future development of vehicles. We would also continue research as and where necessary into safety issues and to issue guidance on links with the EU type approval process.

Q5: WWhhaatt ddoo yyoouu tthhiinnkk ooff tthhee ddrraafftt tteecchhnniiccaall ssppeecciiffiiccaattiioonn?? DDooyyoouu tthhiinnkk tthhaatt iitt wwoouulldd hheellpp ttoo iimmpprroovvee lleevveellss ooff aacccceessssiibbiilliittyy??WWhhiicchh aassppeeccttss ooff iitt ccoouulldd bbee ddeelliivveerreedd eeaassiillyy aanndd wwhhiicchh oonneesswwoouulldd bbee pprroobblleemmaattiicc??

2.20 The DfT could fund some demonstration schemes. We could work with three or four local authorities representing, for example, rural areas, small towns and suburban areas, to look at how access to taxis could be improved. We could jointly develop practical advice on, for example, developing business cases, quantifying benefits, carrying out local accessibility demand surveys to identify in greater detail the needs and requirements of local disabled people, joint working, and how to make best use of links with the local transport planning system. We could also consider including driver training or awareness raising exercises as part of a scheme and we could assess their effectiveness. Advice could then be publicised and made available to other local authorities, and those that had participated in the schemes could act as mentors or advisers to others.

Q6: WWhhaatt ddoo yyoouu tthhiinnkk aarree tthhee aaddvvaannttaaggeess aanndd ddiissaaddvvaannttaaggeess ooffDDffTT­­ffuunnddeedd ddeemmoonnssttrraattiioonn sscchheemmeess??

2.21 The DfT could consider how we can strengthen links between the provision of more accessible taxis and the local transport planning regime. The DfT is due to consult in 2009 on guidance for LTP3.

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2.22 The DfT, local authorities and others could consider in detail the potential costs and benefits of national and/or local financial or other incentives to encourage drivers and operators to purchase vehicles that offered greater levels of accessibility. For example, it has been suggested that there should be reduced Vehicle Excise Duty for taxis designated as being accessible, or there could be reduced licence fees, or accessible taxis could be allowed access to all areas – for example, interchanges that are currently only serviced by private hire vehicles or bus lanes.

Q7: WWhhaatt ddoo yyoouu tthhiinnkk wwoouulldd bbee tthhee mmoosstt eeffffeeccttiivvee wwaayyss ooffiinnfflluueenncciinngg aaccttiioonn bbyy llooccaall lliicceennssiinngg aauutthhoorriittiieess,, ddrriivveerrss aannddmmaannuuffaaccttuurreerrss??

2.23 The DfT could consider additional action on enforcement. Paragraphs 2.6–2.8 above discuss section 36 of the 1995 Act and duties that it would place on taxi drivers to assist people in wheelchairs. The Government believes that it ought to amend this section to enable these duties to be imposed separately to any action that might or might not be taken on the regulations. Primary legislation is needed to make such an amendment. The Government also believes that the duties to assist passengers in wheelchairs, to carry them in safety and in comfort and to not charge them an additional fare should apply to drivers of both licensed taxi drivers and drivers of private hire vehicles. Such vehicles could be designated as being wheelchair accessible by the local licensing authority. The Impact Assessment considers the potential costs and benefits of such an option. Applying the duty to all drivers of wheelchair accessible taxis would bring the legislation into line with the law on the carriage of guide dogs and hearing dogs, and it would provide local licensing authorities with an additional enforcement tool.

2.24 Some stakeholders have suggested that local authorities could make better use of their existing enforcement powers, and that they could link up more effectively with other enforcement areas for which the local authority is responsible. For example, some

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drivers have received parking tickets for taking extra time to set down or pick up a passenger in a wheelchair. They believe that this is an unfair practice and that local authorities should change their parking enforcement policies. The DfT could include advice on these issues in its guidance.

2.25 The DfT could consider the penalties that would apply to offences under the 1995 Act and whether or not alternative penalties could result in improvements in driver behaviour. The penalties for sections 32–37 of Part 5 of the 1995 Act would currently involve prosecution through a magistrate’s court and a maximum fine of £1,000. The DfT and other Government departments have recently been considering the use of flexible or alternative penalties as a way of achieving longer­term changes in behaviour. For example, someone found guilty of a speeding offence can be given the option of attending a speed awareness training course which, typically, costs the same as an average speeding fine. Research into some of these schemes has shown that these courses can be an effective way of reducing repeat offences. For example, in Humberside, only 8 per cent of drivers who attended a speed awareness course were found to have offended again. In comparison, 25 per cent of those offenders who opted for a fine were found to have repeated the offence. A similar approach could be taken for offences under sections 32– 37 of the Disability Discrimination Act 1995 whereby offenders could be given the option of attending a disability awareness course instead of a fine.

2.26 Another approach being taken in some areas is to permit local enforcement officers to issue fixed penalty notices for minor breaches. Primary legislation would be needed to amend any aspect of the penalty regime for Part 5 of the Disability Discrimination Act 1995.

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Q8: WWhhaatt aarree yyoouurr vviieewwss oonn tthhee GGoovveerrnnmmeenntt’’ss pprrooppoossaall ttoo aammeennddaanndd ccoommmmeennccee sseeccttiioonn 3366?? TThhiiss wwoouulldd iimmppoossee aa dduuttyy oonnddrriivveerrss ooff ttaaxxiiss aanndd pprriivvaattee hhiirree vveehhiicclleess tthhaatt aarree ddeessiiggnnaatteeddaass bbeeiinngg wwhheeeellcchhaaiirr aacccceessssiibbllee ttoo aassssiisstt ppaasssseennggeerrss iinnwwhheeeellcchhaaiirrss,, ttoo ccaarrrryy tthheemm iinn ssaaffeettyy aanndd ccoommffoorrtt aanndd ttoo nnoottcchhaarrggee tthheemm aannyy eexxttrraa..

Q9: WWhhaatt aaddddiittiioonnaall eennffoorrcceemmeenntt aaccttiioonn oorr ttoooollss wwoouulldd bbee tthheemmoosstt eeffffeeccttiivvee wwaayyss ooff iimmpprroovviinngg ddrriivveerr bbeehhaavviioouurr aannddaattttiittuuddeess??

2.27 There are other measures that the DfT could promote more vigorously and encourage action by others.

2.28 For example, the ECMT in its report, Improving Access to Taxis, concluded that training in disability equality issues for the taxi industry is essential. No matter how well a vehicle is designed, a taxi journey for a disabled person can be ruined by inappropriate behaviour or actions. Refusal to stop and pick up a disabled person can also mean they develop a negative view of the industry. All those involved in the industry, including operators and despatch centres, should have an appropriate level of training. The DfT’s Best Practice Guide for Taxi and Private Hire Vehicle Licensing recommends training in customer care, including meeting the needs of disabled people. The DfT has funded work by GoSkills, the Sector Skills Council for passenger transport, to develop nationally recognised vocational qualifications for taxi drivers. This training should cover disability awareness.

2.29 Inappropriate behaviour by those who work in the taxi trade towards disabled people needs to be overcome. There is simply no excuse, if a wheelchair accessible taxi is available, for refusing to pick up a person in a wheelchair. The DfT has also heard examples of drivers refusing to take people with mobility impairments such as arthritis the short distances they need to travel. We have heard a number of excuses for poor behaviour –

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for example, drivers who do not think they are insured, who are worried they might injure themselves assisting people in wheelchairs in and out of the taxi (many wheelchair users do not need assistance, simply a working ramp), who do not want to spend the time waiting for disabled people to get in and out, who think that it will cost them money, etc. Many of these issues can be overcome by training and by raising awareness, improving drivers’ confidence and overcoming common misunderstandings. Disabled people are likely to be a growing part of the potential market for the taxi trade in the future, so it also makes good business sense to improve the way the industry meets their needs.

2.30 Some local authorities are actively taking forward driver training. For example, Merseytravel, GoSkills and UnionLearn have been working closely to support a programme of driver training in the Greater Merseyside area. Some others are making training a requirement of their licensing conditions. Others use enforcement and a points system in response to complaints made about drivers. We would be interested to receive comments and views on how we and local licensing authorities can encourage the taxi industry to take a more positive and proactive approach to meeting the needs of disabled people. We would particularly welcome ideas for ways of encouraging good behaviour, for example codes of practice, voluntary quality assurance schemes, local awareness initiatives, or use of new technology in booking systems.

Q10: WWhhaatt mmeeaassuurreess ddoo yyoouu tthhiinnkk ccoouulldd aacctt aass ppoossiittiivvee iinncceennttiivveessttoo iimmpprroovvee ddrriivveerr bbeehhaavviioouurr aanndd tthhee lleevveellss ooff sseerrvviiccee ooffffeerreeddttoo ddiissaabblleedd ppeeooppllee??

2.31 Local authorities have a key role to play in improving access. The role of the licensing officers is obviously critical in ensuring that they understand the demand and needs of their local communities, ensuring an effective balance between the licensed and private hire fleets, enforcement, training and in

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communicating changes to the local taxi trade. They should ensure that they keep up to speed with good practice guidance and that they co­ordinate and work jointly where appropriate with neighbouring authorities.

2.32 There are other links that need to be made to other aspects of local transport policies. For example, the ECMT report concludes that the infrastructure within which taxis operate is critical to their use by disabled people. The report highlights good practice in relation to location of ranks, the provision of sheltered seating close to a rank, information provision, kerb heights and pavement widths. Some local authorities are already making the links between local taxi service provision, local transport planning and local area agreements and taking a more strategic, long­term view of taxi provision, but more could be done.

Q11: IInn rreellaattiioonn ttoo iimmpprroovviinngg aacccceessss ttoo ttaaxxiiss,, wwhhaatt ddoo yyoouu tthhiinnkk tthheeDDffTT aanndd llooccaall lliicceennssiinngg aauutthhoorriittiieess ccoouulldd ddoo bbeetttteerr oorr mmoorreeeeffffeeccttiivveellyy??

2.33We appreciate that the private sector is involved in the provision of taxi services at many transport interchanges. One of the original aims of the Disability Discrimination Act 1995 was to enable disabled people to transfer between transport modes easily. The operators of some stations and airports have contracts with private hire companies and do not permit ranks for licensed hackney carriages. In these cases, accessible taxis ought to be available3 but, often, passengers arriving do not know beforehand that they need to pre­book, how to do it, or they may have some difficulty communicating their needs over the telephone.

2.34 Section 33 of the 1995 Act originally envisaged that any taxi regulations would apply to ‘franchise agreements’, that is contracts entered into by an operator of a designated transport

3 In the case of airport operators, the DfT has recently published, Access to Air Travel for Disabled Persons and Persons with Reduced Mobility – Code of Practice, July 2008. This includes advice for arrival and departure at airports.

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facility (port, airport, railway station or a bus station) with a provider of hire car services. The Government was given a power to include conditions in any regulations about the type of taxis that needed to be available at these facilities. This section has also not been commenced, as it is reliant on the existence of regulations made under section 32 of the 1995 Act which have not been made. We are interested in your views about how to take this issue forward. Would guidance from the DfT to operators of such transport facilities help to ensure better provision of accessible taxis or should we still consider the need for legislation in this area?

2.35 The lack of information about what can be expected at particular points in a journey, and the lack of consistency, can be other factors that suppress travel by disabled people. The lack of certainty can affect their confidence and ability to travel. Inadequate provision at one end of a journey can also negate good provision at the other, since people will not make the trip if they cannot arrive easily at their destination or, if they have a bad experience, they will not make the trip again.

Q12: HHooww ccoouulldd wwee hheellpp ttoo iinnccrreeaassee tthhee aavvaaiillaabbiilliittyy ooff aacccceessssiibblleettaaxxiiss aanndd pprriivvaattee hhiirree vveehhiicclleess aatt ppoorrttss,, aaiirrppoorrttss,, bbuuss aanndd rraaiillssttaattiioonnss??

Q13: HHooww ccoouulldd wwee iimmpprroovvee tthhee ccoonnssiisstteennccyy aanndd qquuaalliittyy ooffiinnffoorrmmaattiioonn pprroovviiddeedd ttoo ddiissaabblleedd ppeeooppllee aabboouutt ttaaxxiiss??

Q14: WWhhaatt ddoo yyoouu tthhiinnkk aarree tthhee ppootteennttiiaall iimmppaaccttss,, ccoossttss aannddbbeenneeffiittss ooff aa pprroo­­aaccttiivvee pprrooggrraammmmee ooff DDffTT lleedd iinniittiiaattiivveess??

Q15: DDoo yyoouu hhaavvee aannyy ffuurrtthheerr oorr mmoorree aaccccuurraattee ddaattaa oonn ppootteennttiiaallccoossttss aanndd bbeenneeffiittss ooff aa pprrooggrraammmmee ooff DDffTT lleedd iinniittiiaattiivveess tthhaattyyoouu wwoouulldd bbee aabbllee ttoo sseenndd uuss??

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The potential impacts, costs and benefits of regulation 2.36 In addition to the package of DfT­led initiatives, the DfT could

seek a regulation in this area, either using the existing powers set out in sections 32–35 of the Disability Discrimination Act 1995, or we could seek additional or amended powers through primary legislation.

2.37 The powers in the 1995 Act originally envisaged that it would be possible to have one vehicle type that would meet the needs of the majority of disabled people. Since the Act came into force, the DfT has commissioned research to inform the development of a possible technical standard. This research is listed in the bibliography at Annex A. The DfT has also held discussions with manufacturers and with other European colleagues as part of the work carried out by the ECMT.4 These discussions suggested that achieving one vehicle type would mean either designing and developing a completely new taxi vehicle, or modifying a light commercial vehicle with a higher roof line. Developing a completely new vehicle was estimated to cost in excess of £100 million. This was not considered by the ECMT to be a viable proposition, given the size of the taxi market.

2.38 The ECMT considered the alternative of converting a light commercial vehicle, but it found there were disadvantages with this approach if a vehicle of this type were to be thought of as a universal replacement for conventional taxis. The responses they received from motor manufacturers at the time suggested that they would not be interested in mass­producing a taxi vehicle. This led the ECMT to the conclusion that, by process of elimination, the only means of producing a vehicle that met the required standard was by post­manufacture conversion. But, again, there were a number of problems with this approach. Both vehicle manufactures and conversion specialists were of the opinion that such conversions would be too expensive, both in

4 European Conference of Ministers of Transport, 2007. Improving Access to Taxis.

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initial purchase costs and in running costs. There were also concerns that such a vehicle would not appeal to the majority of taxi drivers and might not appeal to all passengers.

2.39 Some experts engaged in this field still believe that it would be possible to overcome the design and manufacturing problems if sufficient lead times were provided, some sort of financial incentive could be provided to help offset some of the additional costs and if some guarantee of a market could be given by, for example, issuing a regulation.

2.40 The DfT has developed a draft technical specification based on research and informal consultation. It sets out a two­staged approach. The initial specification sets out the standards that could be achieved easily and relatively quickly, especially as much of the current fleet would already meet the standard. Two notable exceptions, however, would be the existing Fairway and Metrocabs. These would not meet the suggested minimum doorway widths. However, no new Fairways or Metrocabs have been manufactured since 1997 and 2003 respectively, so many of these vehicles are likely to reach the end of their economic life by 2015.

2.41 The draft specification sets out possible requirements for wheelchair accessibility, ambulatory accessibility, and general accessibility requirements for disabled people. It does not specify that all these requirements should be met in one vehicle. They could potentially be applied separately to wheelchair accessible taxis and to, for example, saloon cars that might meet the ambulatory accessibility requirements.

2.42 The enhanced specification is intended to move the standard towards a design that would meet the majority of disabled people’s needs and one that was envisaged in the 1995 Act. The enhanced specification would be something that might be achieved over a longer time period and it is intended to be ambitious and to stimulate innovation. The wheelchair accessibility requirements are based on the dimensions of a reference wheelchair. These are the same dimensions on which

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regulations for buses and trains are based and would mean that most, but not all, manual and electric wheelchairs would fit into the space.

Q16: WWhhaatt ddoo yyoouu tthhiinnkk aabboouutt tthhee ddrraafftt tteecchhnniiccaall ssppeecciiffiiccaattiioonn??

2.43 The DfT believes that there are the following regulatory options:

• we could draft and implement a regulation that would make it mandatory for all licensed taxis to meet the requirements of the interim standard by a specified date. The Impact Assessment considers a compliance date of 2025; or

• we could draft and implement a regulation that would make it mandatory for all licensed taxis to meet the requirements of the enhanced standard by a specified date. Again, the Impact Assessment considers a compliance date of 2025: or

• we could implement a regulation according to, for example, whether an area is an urban authority or areas with high levels of limiting, long­term illness. The Impact Assessment uses a compliance date for this option of between 2012 and 2020. We have concluded that regulating for a certain proportion of the fleet being wheelchair accessible and a certain proportion being saloon cars would be unworkable, as it would be open to legal challenge and there would be practical implementation problems. We would need to amend the existing regulation­making power through primary legislation to take this option forward.

2.44 The Impact Assessment shows that the costs of regulating in whatever form would be significant. The net cost of adopting an interim standard is estimated to be £453 million. The net cost of adopting an enhanced standard is estimated at £772 million. And the net cost of implementation in urban areas is estimated at £197 million. It has proven to be very difficult to quantify benefits, although figurative/scoping exercises suggest that they would be many magnitudes lower than the costs. Even if we

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were able to quantify the benefits through further work, it is likely that the potential costs would still mean any form of regulation would be very expensive.

2.45 It could be argued that regulation is necessary in this area to help guarantee certain levels of accessibility, to improve certainty and reliability and to level the playing field for manufacturers and the taxi industry. But the following issues would also need to be considered:

• any regulation would focus on the standards of the vehicle. It would not necessarily deliver the outcomes that are required;

• any regulation is likely to involve high costs;

• any regulation could have high impacts. For example, the costs involved could potentially mean that all licensed taxi drivers would simply move to the private hire sector or would leave the industry altogether. Some of the regulatory options could also be high impact in carbon terms;

• options for offsetting costs are minimal; and

• implementation could be problematic in terms of agreeing appropriate dates. Implementation in some areas but not others could create difficulties, for example, for licensed taxi drivers who work in different local authority areas, and in agreeing an appropriate basis on which to allow local flexibility.

Q17: WWhhaatt ddoo yyoouu tthhiinnkk aarree tthhee ppootteennttiiaall iimmppaaccttss,, ccoossttss aannddbbeenneeffiittss ooff aa rreegguullaattiioonn??

Q18: DDoo yyoouu hhaavvee aannyy ffuurrtthheerr oorr mmoorree aaccccuurraattee ddaattaa oonn ppootteennttiiaallccoossttss aanndd bbeenneeffiittss ooff aa rreegguullaattiioonn tthhaatt yyoouu wwoouulldd bbee aabbllee ttoosseenndd uuss??

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2.46 If we were to agree a technical standard and introduce it as a regulation, we would need to consider the issues of initial and ongoing compliance. It would be relatively easy to ensure that vehicles newly licensed complied with a regulation, but it would also be important to ensure continued compliance.

2.47 At present, vehicles are subject to a class IV MOT inspection, which assesses the mechanical condition of the vehicle. This is undertaken once a year. Taxis need to have an MOT certificate or a certificate of compliance from the first year onwards. A ‘supplementary’ or ‘hackney’ inspection is also carried out at the time of the MOT which will, for example, assess interior and exterior condition and other items such as cleanliness and wheelchair tie­downs. The items assessed as part of the supplementary inspection vary between local licensing authorities. In some cases, local licensing authorities can demand both an MOT and a supplementary/hackney inspection to be carried out more than once a year if a taxi is a particular age or it has reached a particular mileage.

2.48 The variation in requirements for supplementary or hackney inspections can mean that a driver operating across boundaries can be subject to different standards, unless recognition agreements exist. There is also variation in enforcement. Some local licensing authorities conduct the MOT and supplementary/hackney inspections at their own premises, with their own staff. Others have subcontracted the work to regulatory bodies such as VOSA or to the private sector.

2.49 The following options could be considered as ways of enforcing a technical standard.

• an initial compliance inspection at the time of registration supported, as now, by spot checks or intelligence/complaint led checks carried out by local authority officers or other agencies like VOSA. This approach would guarantee compliance at the time of registration only, but it would place the responsibility for compliance on the owner of the vehicles and it would be a low­cost enforcement option;

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• a national, standard list of items to be checked at the time of the annual supplementary or hackney test to prove compliance with the technical accessibility standard could be developed and implemented by each local licensing authority. This would provide for compliance to be checked on an annual or more regular basis and would provide a consistent approach across the UK. But implementation might require a change in legislation, and it would involve additional cost for the drivers and for inspectors, as they would need to be trained in any new annual accessibility check; and

• a national, standard list of items that could be checked at the time of the annual supplementary or hackney test could be developed by the DfT and issued as good practice to be adopted on a voluntary basis by local licensing authorities. This could still be supported by spot checks or intelligence/complaint led enforcement.

2.50 The Impact Assessment considers some of the potential costs and benefits of these options. It is likely that enforcement would be easier if all licensed hackney taxis were subject to the same standard.

Q19: HHooww ddoo yyoouu tthhiinnkk tthhaatt aa tteecchhnniiccaall ssttaannddaarrdd sshhoouulldd bbeeeennffoorrcceedd??

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2. Improving access to taxis

Summary of options

Desired outcome

Could it be achieved by regulation?

Could it be achieved by another measure?

More taxis In conjunction with (a) More detailed local available for other measures (e.g. accessibility demand disabled section 36 duty to surveys could lead to people, assist wheelchair more targeted provision including: users) – yes, but of type of taxis needed in

(a) wheelchair high implementation areas where they are

users; cost could mean needed.

(b) people with an ambulatory disability.

fewer licensed taxis available as drivers move to PHV sector. Movement out of licensed hackney

(b) Guidance issued by DfT, stronger links to local strategic transport planning or DfT­funded demonstration schemes

trade likely to be could improve numbers highest where trade available. is least buoyant (e.g. rural areas). (c) National or local financial

or other (e.g. use of bus lanes) incentives could help influence purchase decisions by drivers and operating companies.

Continued

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Desired outcome

Could it be achieved by regulation?

Could it be achieved by another measure?

More accessible taxis and private hire vehicles available for people with all types of disability at interchanges and/or ranks.

Perhaps. Existing regulatory powers for setting standards apply to licensed taxis only. But there are supplementary powers in the DDA that, if in place, could mean certain conditions could be applied to contracts between interchange operators and the PHV sector.

(a) Guidance issued by the DfT, stronger links to local strategic transport planning or DfT­funded demonstration schemes could improve numbers available at specific locations.

(b) Greater engagement or joint working between local authority and transport interchange operators could meet this objective.

Improved kerbside infrastructure, information and waiting areas at ranks and interchanges.

No. Existing regulatory powers only apply to potential standards for licensed taxis.

(a) Local authorities could use local transport planning and funding regime to improve infrastructure, inform and educate drivers on how to use infrastructure, and enforce requirements.

(b) Greater engagement or joint working between local authority and transport interchange operators could meet this objective.

Continued

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2. Improving access to taxis

Desired outcome

Could it be achieved by regulation?

Could it be achieved by another measure?

More No. Regulations (a) More detailed local accessible could not guarantee demand surveys could taxis available that more lead to more targeted for people with accessible taxis provision of type of taxis all types of would be available needed in areas where disability that for all types of they are needed. can be hailed disability. In some (b) Guidance issued by DfT, on street. areas, local policies stronger links to local

have led to more strategic transport wheelchair planning or DfT­funded accessible taxis demonstration schemes being available, but could improve numbers existing vehicles available. may not be suitable for all wheelchair (c) Better driver training and

users. The high enforcement could mean

implementation cost that more drivers would

involved in delivering stop and pick up some

the DfT’s draft wheelchair users in areas

enhanced standard where wheelchair

could lead to drivers accessible taxis are

moving to the PHV available.

sector.

Continued

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Desired outcome

Could it be achieved by regulation?

Could it be achieved by another measure?

Wheelchair accessible taxis accommodate a greater percentage of wheelchair users.

Possibly, but high costs would be involved for manufacturers in developing or adapting vehicles and in purchasing and upgrading the fleet.

(a) DfT could issue technical standard as a voluntary advisory note and encourage take­up through guidance.

(b) National or local financial incentives could help influence purchase decisions.

Greater safety and comfort for disabled people travelling in taxis.

Possibly, but regulations would only apply to licensed taxi fleet. Improvements made to help some disabled people may make it more uncomfortable for other disabled people.

(a) DfT could issue technical standard as a voluntary advisory note and encourage take­up through guidance.

(b) Better driver training and enforcement could lead to improvements and greater consistency.

Continued

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2. Improving access to taxis

Desired outcome

Could it be achieved by regulation?

Could it be achieved by another measure?

Improved driver behaviour and willingness to pick up disabled people.

No. (a) Better driver training and enforcement could lead to improvements and greater consistency.

(b) DfT could amend and commence the duty to assist people in wheelchairs that is in section 36 of the Disability Discrimination Act 1995. DfT could also explore the use of alternative penalties.

(c) Operators/drivers could set up an industry­led and managed quality assurance scheme.

Greater certainty for disabled people planning trips and connections between transport modes.

No. (a) Improved and more accessible information provided by national and local organisations and transport providers.

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Annex A Bibliography

1. ESRI and Ricability, 2004. The determination of accessible taxi requirements.

2. Department for Transport. The Public Service Vehicles Accessibility Regulations: SI 2000 No. 1970.

3. DfT SMMT, 2002. Wheelchair boarding ramps – A joint DfT/SMMT specification for a ramp fitted to a Regulated Public Service Vehicle and first used on or after 1st January 2004.

4. European Commission, 2007. Directive 2007/46/EC – A framework for the approval of motor vehicles and their trailers, and of systems, components and separate technical units intended for such vehicles (Framework Directive).

5. Department for Transport, 2008. Draft technical requirements of the Road Vehicles (Approval) Regulations.

6. European Conference of Ministers of Transport (ECMT). Improving Access to Taxis, 2007. ISBN 978­92­821­0103­2.

7. Transport Research Laboratory, 2003. The safety of wheelchair occupants in road passenger vehicles. ISBN 0­9543339­1­9.

8. Transport Research Laboratory, 2008. The safety of child wheelchair occupants in road passenger vehicles. ISSN 0968­4107.

9. The Commission for Taxi Regulation, 2007. National Vehicle Standards – Requirements for small public service vehicles.

10. Centre for Employment and Disadvantage Studies (CEDS), 2006. A survey of occupied wheelchairs and scooters.

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11. ESRI, 2008. A proposal for draft taxi accessibility specifications and a procedure for assessing vehicle conformance.

12. Department for Transport, 2006. Taxi and Private Hire Vehicle Licensing: Best practice guidance.

13. The Department of the Environment, Transport and the Regions (including The Scottish Office and DOENI), 1997. The Government’s proposals for taxis – An informal consultation document.

14. International Standards Organisation (ISO). Draft ISO 23688 – Road Vehicles – transport of persons with reduced mobility – capacity up to eight passengers, driver not included. ISO TC22/SC26/ WG1.

15. Medicines and Healthcare products Regulatory Agency (MHRA), 2001. Guidance on the safe transportation of wheelchairs.

16. Medicines & Healthcare products Regulatory Agency (MHRA), 2003. Guidance on the safe use of wheelchairs and vehicle­mounted passenger lifts.

17. Medicines & Healthcare products Regulatory Agency (MHRA), 2004. Guidance on the stability of wheelchairs (2004).

18. International Standards Organisation (ISO). ISO 10542 – Technical systems and aids for disabled or handicapped persons – wheelchair tie­down and occupant restraint systems.

19. British Standards, 1989. BS 6109 – Tail lifts, mobile lifts and ramps associated with vehicles. Code of practice for passenger lifts and ramps.

20. International Standards Organisation (ISO), 2001. ISO 7176 Part 19 – Wheelchairs – wheeled mobility devices for use in motor vehicles.

21. International Standards Organisation (ISO). ISO 7193 – Wheelchairs – maximum overall dimensions.

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22. Disability Rights Commission (DRC), 2006. Provision and Use of Transport Vehicles. Statutory Code of Practice. ISBN 0­11­703632­3.

23. Department for Transport, 2008. Access to Air Travel for Disabled Persons and Persons with Reduced Mobility­ Code of Practice.

24. European Conference of Ministers of Transport (ECMT), 2001. Economic Aspects of Taxi Accessibility. ISBN 92­821­1366­3.

25. Disabled Persons Transport Advisory Committee, 2003. Making private hire services more accessible to disabled people. A good practice guide for Private Hire Vehicle operators and drivers.

26. Department for Transport, 2002. Inclusive Mobility – A Guide to Best Practice on Access to Pedestrian and Transport Infrastructure.

27. GoSkills, 2007. Skills Development in the Hackney Carriage and Private Hire Vehicle Industry – Annual Report March 2007.

28. International Road Transport Union, 2008. IRU Taxi Accessibility Guidelines. Online. Available at: www.iru.org/index/bookshop­display­action?id=198

29. Disabled Persons Transport Advisory Committee (DPTAC), 2003. Making private hire services more accessible to disabled people. Online. Available at: www.dptac.gov.uk/pubs/phv/index.htm

30. Disabled Persons Transport Advisory Committee (DPTAC), 2000. Advice for Taxi Drivers. Online. Available at: www.dptac.gov.uk/pubs/taxiadvice/index.htm

31. Department for Transport, 2006. Road Safety Research Report No.66. Effective Interventions for Speeding Motorists. Online. Available at: www.dft.gov.uk/pgr/roadsafety/research/rsrr/theme2/effectiveint erventionsforspe.pdf

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Annex B Impact Assessment

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Summary: Intervention & Options Department / Agency: Department for Transport

Title: Impact Assessment of Accessibe Taxi Regulations

Stage: Consultation Version: 3 Date: 3rd November 2008

Related Publications: Consultation document on improving access to taxis. Draft technical specification.

Available to view or download at: http://www.dft.gov.uk/consultations Contact for enquiries: Paul Lawry, Dft Telephone: 020 7944 05876

What is the problem under consideration? Why is government intervention necessary? This impact assessment relates to the need to improve access to licensed taxis to improve equality of opportunity for disabled people. Recently, a number of local authorities have implemented an accessible taxi policy. However, many authorities have not done so and, at the time of writing, only around 50 per cent of the national licensed taxi parc could be described as being wheelchair accessible. In one­third of taxi licencing authorities, less than 10 per cent of taxis are wheelchair accessible, whilst 16 authorities have none at all. Accessibility levels for other disabled people vary greatly.

What are the policy objectives and the intended effects? The objective of this policy is to improve access to taxis in the GB taxi fleet, in line with the overarching objectives of the Disability Discrimination Act (DDA) and Government commitments to improve access to jobs, services and social networks. Recent court cases have highlighted the contestability of local authority policies that require a proportion of a taxi fleet to be wheelchair accessible. Therefore, the effect of any regulation in this area, using powers in the DDA, would be to require compliance with an accessibility standard for the whole taxi fleet in a licencing authority area.

What policy options have been considered? Please justify any preferred option. 1. Primary legislation is amended if necessary and commenced to allow local authorities to enforce section 36 of the DDA.

2. Introduction of an accessible taxi standard in line with the DfT’s draft interim standard (i.e. the standard currently met by LTI TX vehicles) by 2025.

3. Introduction of a standard in line with the DfT’s draft enhanced standard by 2025 (vehicles would have to be developed to meet this standard).

4. Application of the interim standard in urban areas and areas with high levels of illness by 2020.

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When will the policy be reviewed to establish the actual costs and benefits and the achievement of the desired effects? The policy will be reviewed every two years through its implementation period to ensure progress is being made against the required conversion trajectory.

Ministerial sign­off For consultation stage Impact Assessments: I have read the Impact Assessment and I am satisfied that given the available evidence, it represents a responsible view of the likely costs, benefits and impact of the leading options. Signed by the responsible Minister:

4.12.2008 .......................................................................................... Date: .............................

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£ 219,000

£ 201,000 £ 2,720,000

£ Not known

£ Not known £ Not known

Consultation on Improving Access to Taxis

Summary: Analysis & Evidence

Policy Option: 1 Description: Primary legislation would allow local authorities to enforce duties on taxi and private hire drivers and operators using s36 of the DDA

ANNUAL COSTS

One­off (Transition) Yrs

1

Average Annual Cost (excluding one­off)

Description and scale of key monetised costs by ‘main affected groups’ Local authorities will have to publicise the change and then prosecute where necessary. Prosecutions will also involve court costs. The appraisal here is presented over 12 years.

Total Cost (PV)

ANNUAL BENEFITS

One­off Yrs

Average Annual Benefit (excluding one­off)

Description and scale of key monetised benefits by ‘main affected groups’ Research would be required to assess the level of annual benefits. However, we believe the additional enforcement of the powers and greater awareness of duties will bring about benefits to disabled travellers and provide consistency throughout GB. We have been unable to monetarise this cost.

Total Benefit (PV)

Other key non­monetised costs by ‘main affected groups’ None.

Other key non­monetised benefits by ‘main affected groups’ Disabled users of taxis will have greater consistency while travelling in taxis. We envisage that more trips will be undertaken as a result of commencement of this section of the DDA, as disabled users will have more confidence in using taxis and are afforded a level of protection.

COSTS

BENEFITS

Key Assumptions/Sensitivities/Risks

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Price Time Net Benefit Range NET BENEFIT Base Period (NPV) (NPV Best estimate) Year 2008 Years 16 £ N/a £ ­2,720,000

What is the geographic coverage of the policy/option? GB wide

On what date will the policy be implemented? 2012

Which organisation(s) will enforce the policy? Local authorities

What is the total annual cost of enforcement for these organisations?

£ 106,000

Does enforcement comply with Hampton principles? Yes

Will implementation go beyond minimum EU requirements? Yes

What is the value of the proposed offsetting measure per year? £ 0

What is the value of changes in greenhouse gas emissions? £ 0

Will the proposal have a significant impact on competition? No

Annual cost (£­£) per organisation (excluding one­off)

Micro Small Medium Large

Are any of these organisations exempt? No No N/A N/A

Impact on Admin Burdens Baseline (2005 Prices) (Increase ­ Decrease)

Increase of £ 0 Decrease of £ 0 Net Impact £ 0

Annual costs and benefits: Constant Prices (Net) Present Value Key:

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£ 630,000,000

£ 41,000,000 £ 856,577,000

£ 0

£ 25,249,000 £ 403,981,000

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Summary: Analysis & Evidence

Policy Option: 2 Description: Adoption of Interim Accessibility Standard (equivalent to that met by LTI TX­series vehicles).

ANNUAL COSTS

One­off (Transition) Yrs

12

Average Annual Cost (excluding one­off)

Description and scale of key monetised costs by ‘main affected groups’ The main affected group will be taxi owners who use saloon cars that are not wheelchair accessible. They will incur an increase in both purchase and running costs. Implementing the regulation would require replacement of 50 per cent of the GB taxi fleet with wheelchair accessible vehicles.

Total Cost (PV)

ANNUAL BENEFITS

One­off Yrs

Average Annual Benefit (excluding one­off)

Description and scale of key monetised benefits by ‘main affected groups’ The accessible taxis will have longer service lives than saloon cars. Drivers who convert will save on the cost of replacing a saloon car every four years (which they would do twice in the 12­year life span of an accessible taxi). There will also be a small (1 per cent) increase in turnover for drivers who convert.

Total Benefit (PV)

Other key non­monetised costs by ‘main affected groups’ None.

Other key non­monetised benefits by ‘main affected groups’ Disabled users are the primary beneficiary and will benefit from increased choice in terms of public transport options and equality of opportunity.

COSTS

BENEFITS

Key Assumptions/Sensitivities/Risks We have assumed that by 2025 all vehicles in use as licensed taxis will be compliant with the interim standard. We have assumed that the period over which the policy is implemented means costs associated with loss of usable life of saloon cars will be negligible. We have assumed no additional enforcement costs will occur.

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Price Time Net Benefit Range NET BENEFIT Base Period (NPV) (NPV Best estimate) Year Years 16 £ N/a £ ­452,597,000

What is the geographic coverage of the policy/option? GB

On what date will the policy be implemented? 2012 to 2024

Which organisation(s) will enforce the policy? Local authorities

What is the total annual cost of enforcement for these organisations?

£ 0 (additional)

Does enforcement comply with Hampton principles? Yes

Will implementation go beyond minimum EU requirements? Yes

What is the value of the proposed offsetting measure per year? £ 0

What is the value of changes in greenhouse gas emissions? £ tbc

Will the proposal have a significant impact on competition? No

Annual cost (£­£) per organisation (excluding one­off)

Micro £ 982

Small Medium Large

Are any of these organisations exempt? No No N/A N/A

Impact on Admin Burdens Baseline (2005 Prices) (Increase ­ Decrease)

Increase of £ 0 Decrease of £ 0 Net Impact £ 0

Annual costs and benefits: Constant Prices (Net) Present Value Key:

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£ 1,054,000,000

£ 41,000,000 £ 1,189,200,000

£ 0

£ 26,078,000 £ 417,255,000

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Summary: Analysis & Evidence

Policy Option: 3 Description: Adoption of full accessibility standard (equivalent to the “enhanced” standard).

ANNUAL COSTS

One­off (Transition) Yrs

12

Average Annual Cost (excluding one­off)

Description and scale of key monetised costs by ‘main affected groups’ Currently there are no vehicles available to the taxi trade which meet the wheelchair user standard which the DfT aspires to. A new model would need to be introduced – this is likely to cost more than the models that meet the interim standard.

Total Cost (PV)

ANNUAL BENEFITS

One­off Yrs

Average Annual Benefit (excluding one­off)

Description and scale of key monetised benefits by ‘main affected groups’ The accessible taxis will have longer service lives than saloon cars. Drivers who convert will save on the cost of replacing a saloon car every four years (which they would do twice in the 12 year life span of an accessible taxi). There will also be a small (1.2 per cent) increase in turnover for drivers who convert.

Total Benefit (PV)

Other key non­monetised costs by ‘main affected groups’ Manufacturers would need to develop a new vehicle – but it is assumed development costs would be met by the increased purchase prices for the vehicles.

Other key non­monetised benefits by ‘main affected groups’ This option would be expected to generate benefits around improved transport choice and enhanced quality of life for wheelchair users, although the extent of the value of these benefits is unknown.

COSTS

BENEFITS

Key Assumptions/Sensitivities/Risks We have assumed that vehicles meeting the enhanced accessibility standard will cost around £30,000 each. Running costs will be equivalent to interim standard vehicles. All vehicles meeting the interim standard will have no economic life left at replacement between 2012 and 2024.

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Price Time Net Benefit Range NET BENEFIT Base Period (NPV) (NPV Best estimate) Year Years 16 £ N/a £ ­771,946,000

What is the geographic coverage of the policy/option? GB wide

On what date will the policy be implemented? 2012 to 2024

Which organisation(s) will enforce the policy? Local authorities

What is the total annual cost of enforcement for these organisations?

£ 0 (additional)

Does enforcement comply with Hampton principles? Yes

Will implementation go beyond minimum EU requirements? Yes

What is the value of the proposed offsetting measure per year? £ 0

What is the value of changes in greenhouse gas emissions? £ tbc

Will the proposal have a significant impact on competition? No

Annual cost (£­£) per organisation (excluding one­off)

Micro £ 982

Small Medium Large

Are any of these organisations exempt? No No N/A N/A

Impact on Admin Burdens Baseline (2005 Prices) (Increase ­ Decrease)

Increase of £ 0 Decrease of £ 0 Net Impact £ 0

Annual costs and benefits: Constant Prices (Net) Present Value Key:

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£ 279,000,000

£ 14,500,000 £ 382,002,000

£ 0

£ 11,550,000 £ 184,805,000

Consultation on Improving Access to Taxis

Summary: Analysis & Evidence

Policy Option: 4 Description: Local authorities classified as urban provide a fully accessible taxi fleet.

ANNUAL COSTS

One­off (Transition) Yrs

12

Average Annual Cost (excluding one­off)

Description and scale of key monetised costs by ‘main affected groups’ Approximately 15,000 saloon car taxis across GB would need to be converted to taxis meeting the interim standard at a cost of £18,000 per vehicle. The interim accessible vehicles would have poorer fuel consumption and greater emmissions than saloon cars and would attract a high level of VED.

Total Cost (PV)

ANNUAL BENEFITS

One­off Yrs

Average Annual Benefit (excluding one­off)

Description and scale of key monetised benefits by ‘main affected groups’ The accessible taxis will have longer service lives than saloon cars. Owners who convert will save on the cost of replacing a saloon car every four years (which they would do twice in the 12 year life span of an accessible taxi). There will also be a small (1 per cent) increase in turnover for drivers who convert.

Total Benefit (PV)

Other key non­monetised costs by ‘main affected groups’ None.

Other key non­monetised benefits by ‘main affected groups’ This option would be expected to generate benefits around improved transport choice and enhanced quality of life for wheelchair users, although the extent of the value of these benefits is unknown.

COSTS

BENEFITS

Key Assumptions/Sensitivities/Risks The policy would apply in local authorities classified as 100 per cent urban by the ONS, and/ or with more than 20 per cent of residents suffering from a limiting long­term illness. It is assumed that this policy could be enacted over an eight­year period between 2012 and 2020.

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Price Time Net Benefit Range NET BENEFIT Base Period (NPV) (NPV Best estimate) Year Years 16 £ N/a £ ­197,196,000

What is the geographic coverage of the policy/option? GB wide, cities only

On what date will the policy be implemented? 2012 to 2020

Which organisation(s) will enforce the policy? Local authorities

What is the total annual cost of enforcement for these organisations?

£ 0 (additional)

Does enforcement comply with Hampton principles? Yes

Will implementation go beyond minimum EU requirements? Yes

What is the value of the proposed offsetting measure per year? £ 0

What is the value of changes in greenhouse gas emissions? £ tbc

Will the proposal have a significant impact on competition? No

Annual cost (£­£) per organisation (excluding one­off)

Micro £ 982

Small Medium Large

Are any of these organisations exempt? No No N/A N/A

Impact on Admin Burdens Baseline (2005 Prices) (Increase ­ Decrease)

Increase of £ 0 Decrease of £ 0 Net Impact £ 0

Annual costs and benefits: Constant Prices (Net) Present Value Key:

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Evidence Base (for summary sheets)

Background This IA relates to the DfT’s commitment to improve access to taxis for disabled people. Powers exist in the Disability Discrimination Act 1995 that would allow the Government to introduce regulations that set out a technical standard for ‘accessible taxis’. If regulations were made, they would apply to all licensed taxis in Great Britain. In Northern Ireland, the Department of the Environment is responsible for taxi regulation as a transferred matter.

Preparation of the IA This initial IA has been prepared on the basis of early scoping work, which has involved informal consultation with a small number of stakeholders via workshops held by the DfT and a review of existing evidence.

Options Four options have been evaluated:

Option 1: Amending primary legislation to allow commencement and local authority enforcement of section 36 of the Disability Discrimination Act. This would place a duty on taxi and private hire drivers and owners to provide assistance to people in wheelchairs, to carry them in safety and in comfort, and to not make an additional charge for doing so. Failure to observe this duty would be a criminal offence, and local authorities would be able to prosecute offenders on behalf of wheelchair users. It is assumed that local authorities would enforce the section 36 duty.

Option 2: Adopting a GB­wide, fully accessible standard and implementing this through regulating the market for taxis in Great Britain. The accessibility standard adopted in this option complies with the DfT’s draft interim standard, so is already met by purpose­built taxis and some conversions. It is assumed that this option would be implemented between 2012 and 2025.

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Option 3: Adopting a GB­wide fully accessible standard and implementing this through regulating the market for taxis in Great Britain. The accessibility standard adopted in this option is that sought by the DfT’s draft enhanced standard. No vehicles meet this standard currently, and a new vehicle/vehicles would have to be developed. It is assumed that this option would be implemented between 2012 and 2025.

Option 4: adopting an accessible standard and implementing this through regulating the market for taxis in Great Britain in urban areas and local authorities with a high proportion of the population who are mobility impaired. The accessibility standard adopted in this option is already met by purpose­built taxis and some conversions. It is assumed that this option would be implemented between 2012 and 2020.

All of the above ‘do something’ options are assessed against the ‘do nothing’ scenario, which includes consideration of the likely growth in accessible taxis without Government regulation, based on past trends.

Sectors and groups affected Any regulation would impact upon all taxis in Great Britain that are licensed to ply for hire (termed as ‘taxis’ but distinct from private hire vehicles). Research undertaken as a part of this project assessed that there are currently around 85,000 licensed taxis in the UK (around 74,000 in England and Wales). This figure excludes private hire vehicles.

The industry is characterised by a large number of independent owners, with very few large companies. For this reason, it would be impractical to exempt companies employing fewer than 20 people.

Undoubtedly, implementing any of the regulatory options would require supporting action by local authorities, particularly in the areas of:

• training taxi drivers in disability awareness;

• improving infrastructure at ranks (e.g. with high kerbs); and

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• requiring private organisations operating transport interchanges and tourist attractions to provide access to accessible taxis and accessible infrastructure.

Option 1 would apply to all taxis in Great Britain and also to private hire vehicles. Enforcement of licensed taxis is undertaken by local authorities, apart from in London – where it is undertaken by the Public Carriage Office. The policies and practices surrounding licensing vary from one authority to the other. However, we have assumed that any additional enforcement action would be subsumed within existing regimes and so no additional cost would be incurred in this respect.

It is also assumed that there would be no additional administrative burdens falling on either enforcement authorities or vehicle owners, as there would be no significant difference in paperwork compared to current licensing requirements.

Baseline Please see Appendix A to this IA, which sets out what would be expected to happen in the ‘do nothing’ scenario.

Option 1 – Analysis of impacts: commencement and enforcement by local authorities of section 36 of the DDA

Costs

The costs of amending, commencing and enforcing the S36 duties are estimated to be as follows:

• amending primary legislation – negligible/no cost;

• local authority publicity for the measure – through communiqués with taxi owners and drivers, and private hire cars – assuming a cost of £1.00 per licensed driver = one­off cost of £1.00 x 219,000 drivers = £219,000;

• enforcement costs (no prosecution brought, but letter sent to offending driver – on basis of observation or public complaint) –

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extent not known, but assume 1 action per 100 vehicles per year @ £5.00 per action = 2,190 x £5 = £10,950; and

• enforcement costs (prosecution brought) – extent not known, but assume 1 action per 1,000 vehicles per year. There will be two elements of cost under this heading:

1. Court costs: The Cost of Criminal Justice (Home Office, 1999/00) indicates an average cost of £550 (£680 in 2007/08 prices) to take proceedings in relation to a motoring offence to a magistrates court with a guilty plea, and £1,700 (£2,100 in 2007/08 prices) for a ‘not guilty’ plea. Offenders would go to proceedings in a magistrates court; it is assumed that 65 per cent of offenders will plead guilty (in line with the average for all cases, Crown Prosecution Service Annual Report, 2007/08). This implies an annual cost of £63,686 for cases with ‘not guilty’ pleas, and £30,977 for cases with guilty pleas (£94,663 in all);

2. Costs to the prosecuting local authority – likely to be of a similar order of magnitude to the court costs (£95,000 pa).

Benefits

There will be journey time reductions to a proportion of disabled people who would otherwise have to wait until the second passing taxi to pick them up, or make more than one booking with a private hire company. It is envisaged that commencement of section 36 will allow consistency across the country and enable disable travelers to be more confident about using taxis, with a resultant increase in journeys undertaken. Greater awareness of the duties by drivers will add to this confidence. Establishing a monetary value of this benefit is difficult, and further research would have to take place to establish these costs.

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Option 2 – Analysis of impacts: interim standard

Costs

Vehicle owners – assumptions:

• A proportion of purpose­built vehicles do not meet the draft interim accessibility standard. These Fairway and Metrocab vehicles were last produced (in any significant number) in 1997 and 2003 respectively. Therefore, based on an average 12­year service life, it can be assumed that all purpose­built taxis in use will meet the interim standard by 2015. As a result, it is assumed that there will be no additional costs associated with purpose­built taxis from the introduction of the interim standard, as all will have been updated to compliant models anyway.

• Have assumed that all converted minivans within the fleet are compliant (or would be by 2025 as a result of assumptions on service life). These vehicles only represent a small proportion of the fleet.

• The average life of a saloon car in service as a taxi is estimated to be four years (i.e. on average a driver will purchase the car at three years old, and sell it on (for very little) at seven years old). Therefore, for a compliance date of 2025 we have assumed there will be no loss of usable life costs, as the lead­in time would be sufficient to allow adjustments to be made.

Capital cost

A typical purchase cost of a second­hand saloon car for use as a taxi is £6,000–8,000 (mid­point of £7,000), while a new purpose­built taxi/ converted multi­purpose vehicle (MPV) would cost between £20,000 and 30,000 (mid­point of £25,000). On this basis, the additional one­off cost of conversion from a saloon car to an accessible taxi is £18,000. Consultation with manufacturers suggests that taxi drivers purchase a vehicle new and then keep it until life expired, and checks on the size of the second­hand market would appear to confirm a

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small supply of second­hand vehicles on the open market. We have therefore assumed that all drivers converting from a saloon car would, in practice, need to buy a new accessible vehicle.

Making 100 per cent of the taxi fleet meet the interim accessible standard would require the purchase of 35,022 additional accessible taxis, at a net additional cost of £18,000. This results in a one­off transitional cost of £630m to owners.

Running costs

Annual costs would increase as a result of potential changes in fuel consumption, VED, maintenance and insurance costs for an accessible taxi compared to a saloon car.

Fuel consumption figures published by the DVLA suggest a combined cycle fuel consumption of 35.2 mpg for a diesel LTI taxi (manual). Fuel consumption figures for converted MPVs are not generally available, but comparisons with mainstream production MPV’ suggest the LTI figure is probably a good proxy for converted MPVs too. Fuel consumption for saloon cars is heavily dependent on whether they are diesel or petrol powered. However, assuming a 50/50 mix implies a combined cycle fuel consumption of around 43.1 mpg (representing an average of 1.8 litre diesel and 2.0 litre petrol Ford Mondeo). Assuming taxis cover 40,000 miles per year (Oxley) implies an additional cost of £937.20 per year (at £1.20 per litre of fuel, assuming drivers reclaim VAT of 18p/litre).5

LTI vehicles and MPVs are taxed at a rate of £210/year. A 2.0 litre petrol Mondeo is in the same tax band, although the 1.8 litre diesel version is £120. Consequently, an additional VED cost of £45.00 pa would fall on drivers converting from saloon cars, although the RIA treats this as a transfer between drivers and Treasury, and hence does not include it in the costs box.

Maintenance and insurance costs are assumed to be the same for saloon cars and accessible taxis.

5 The average fuel price in November 2008 was 108.82p per litre (diesel) and 94.86p (petrol). These figures will be updated in the post­consultation review.

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The total estimated increase in running costs for those who convert from a saloon car to an accessible taxi would therefore be around £982.20 pa. The total cost to the industry is estimated at around £41m pa (based on the conversion of a total of 35,022 saloon cars) once full conversion has been achieved.

Local authorities

Local authorities (and other licensing bodies) may incur an increase in the costs of providing training to drivers (in relation to disabled users), although this would be a complementary measure to the vehicle conversion and is assessed to be outside the scope of this IA. There will also be one­off infrastructure costs associated with the need to ensure that taxi ranks are accessible to disabled users. However, these costs will be dependent on the current level of accessibility and it has not been possible to estimate these at this time.

Benefits

The largest benefit comprises savings that vehicle owners make through exchanging a saloon car which they would have to replace every four years for an accessible taxi which, potentially, would need to be replaced every 12 years. As such, a driver would make an upfront payment of £25,000 for an accessible vehicle, which would be offset by not having to purchase three saloon cars over the life of the accessible taxi at £7,000 each. The IA shows this as a saving, which of course it is. However, it is likely that many drivers in the trade would perceive the actual cost of conversion being the one­off cost of purchasing an accessible vehicle, and would heavily discount the deferred savings they may make in four and eight years’ time.

The introduction of an interim accessibility standard would also generate benefits to disabled users able to use these vehicles as a result of improving their range of public transport options. Work by Oxley (2001) compares a number of taxi companies on the basis of the number of requests they receive for wheelchair accessible vehicles and concludes that such requests are dependent on local circumstances, but can vary from 0.2 per cent of all bookings to around 10 per cent of bookings in areas with taxi card schemes. We

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have assumed that experience in most areas where accessible taxis are introduced will be a small increase in revenue for taxi operators. We have assumed a 1 per cent increase on an annual turnover of £25,000 – giving a revenue increase of £250 per converted taxi.

Although there are benefits in equality of opportunity from introducing an accessible taxi fleet, we have assumed that for many disabled people actual availability of wheelchair accessible transport is not problematic for pre­booked trips. Consequently, the specific benefit from this proposal will be increased availability of wheelchair accessible vehicles for trips hailed from the street/on ranks.

Environmental and social impacts

There will be an increase in carbon emissions as a result of the higher fuel consumption of accessible vehicles over saloon cars. Emissions per vehicle would increase from 10.9 tonnes per year to 13.6 tonnes, an increase of 2.7 tonnes per year per vehicle – or 95,000 tonnes over the whole fleet.

The proposal would generate positive (but unquantifiable) social benefits in terms of the enhanced quality of life that would be experienced by disabled individuals as a result of the provision of increased choice with regard to public transport options.

Risks and uncertainty

A key area of uncertainty relates to how the regulations would impact on the number of licensed taxis and the extent to which drivers would move into the private hire trade.

In addition, there are no known estimates of the monetary value disabled people would attach to their improved accessibility, or even the extent of current unmet demand for travel from this user group.

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Option 3 – Analysis of impacts, enhanced standard

Costs

Operators

There are currently no fully accessible taxis on the market. Therefore, implementation of this option would be reliant on vehicle manufacturers developing and bringing a compliant model onto the market within the required timescale. However, the costs associated with such a model are currently unknown, but would reasonably be expected to exceed the cost of a vehicle that meets the interim standard. It is currently proposed that the regulation would be introduced in 2012, but operators will be given a specified timeframe during which compliance must be achieved – for the purposes of this analysis we have assumed 2025. However, discussions with manufacturers would be required to assess the timescale in which a compliant vehicle can be brought to market before a judgement on implementation date can be made.

As no vehicle currently meets this standard, implementation would require a complete replacement of the current fleet. As no licensing authority has yet mandated such an enhanced standard, all of this replacement cost would be attributed to the introduction of this regulation.

There would be a number of elements to this cost:

• Additional capital cost of compliant vehicle (i.e. the additional cost compared to the vehicle which would otherwise have been purchased). In this case we have assumed a mid point cost of £30,000, £23,000 greater than the cost of purchasing a saloon car as a taxi, or £5,000 above the cost of a converted or purpose­built vehicle.

• Loss of usable life of non­compliant vehicles. However, we have assumed in practice that all non­compliant vehicles will be life expired at 2025, when the regulation requires a 100 per cent accessible fleet.

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Capital costs

In line with the analysis presented for the interim accessible fleet, we have assumed 35,022 saloon cars will be replaced with taxis meeting the accessible standard (at an additional cost of £23,000 per vehicle) and 49,740 interim accessible taxis will be replaced (at an additional cost of £5,000 per vehicle). This gives an overall transitional cost of the measure of £1,054m.

Running costs

In the absence of further information, we have assumed that vehicles meeting the enhanced standard will have similar running costs to those for vehicles meeting the interim standard. Therefore only those converting from saloon cars will be expected to face an increase in running costs – which will be as calculated in Option 2.

Local authorities

Costs to local authorities will be in line with those in Option 2.

Benefits

Capital cost savings are as laid out in Option 2, again with the upfront payment deferring vehicle replacement four and eight years after purchase of the accessible vehicle.

The taxi revenue benefits of this option are assessed to be 20 per cent higher than those for Option 2, because vehicles that meet the draft enhanced standard will be accessible to 20 per cent more wheelchair users. This proposal, however, will create greater equality of opportunity for disabled people, although this is a non­monetary benefit.

Environmental and social impacts

In the absence of further information, we have assumed that fully accessible taxis will have similar carbon emissions to those meeting the interim standards.

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Therefore environmental and social impacts will be in line with those set out in Option 2.

Risks and uncertainty

In addition to the risks and uncertainties outlined for Option 2, there is also a major gap in relation to the costs associated with a fully accessible vehicle – as there are currently no suitable vehicles on the market that meet this standard, implementation would be reliant on such a vehicle being developed, possibly entailing significant design and development costs. This IA assumes that development costs for such a vehicle would be met by the vehicle manufacturers and converters, but the cost of this not being the case is substantial (£10m–20m).

Option 4 – Fleet conversion targeted on urban authorities and areas with high levels of limiting long­term illness

Costs

Operators

Capital costs

We have assumed 15,493 saloon cars will be replaced with vehicles meeting the interim accessible standard. Using the same assumptions as set out for Option 2, this gives an overall transitional cost of the measure of £279m.

Running costs

The assumptions about running costs are in line with those shown for Option 1. The running costs would, of course, apply to the smaller number of drivers who would need to convert. The UK­wide change in running cost would be £15m p.a. once full conversion has been achieved.

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Local authorities

Costs to local authorities will be in line with those in Option 1, although would only fall to the local authorities classified as 100 per cent urban by the Office of National Statistics (ONS), or which have more than 20 per cent of their residents suffering from Limiting Long­Term Illness (LLTI).

Benefits

A targeted approach focused on urban areas would achieve benefits in the areas where most people live. It would also deliver an accessible fleet to most major transport interchanges and airports. In line with the assumptions on benefits in Option 2, we have assumed that all drivers who convert to an accessible vehicle see a revenue improvement of £250/year.

Environmental and social impacts

Additional carbon emissions from the proposal will be 42,000 tonnes per year.

Social impacts will be in­line with those set out in Option 2, although would only apply in urban areas.

Risks and uncertainty The key risk for this approach is defining an effective methodology for choosing which authorities should be included within the first tranche of authorities for conversion to an accessible fleet. The methodology used here has been to include authorities classified as 100 per cent urban by ONS (145 authorities in England and Wales, plus 4 in Scotland) and/or those with more than 20 per cent of the population suffering LLTI. Nonetheless, this classification misses some large towns with rural hinterlands.

Other risks are assessed to be the same as for Option 2.

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Impact tests

Race and gender equality

There are no race or gender equality impacts to this proposal.

Disability equality

This proposal would significantly increase the number of taxis that can be used by wheelchair users. However, the experience of wheelchair users suggests that the proposal would only be effective if it was backed by action in other areas, specifically:

• training in disability awareness for taxi drivers, and duties on taxi drivers to stop for and assist wheelchair users;

• infrastructure improvements at taxi ranks to make it easier for wheelchair users to board taxis; and

• duties on the operators of transport interchanges and tourist attractions

Competition assessment

The proposal will not place anti­competitive restrictions on the number or range of suppliers of licensed taxi services within an authority and will not reduce incentives to compete. In some areas there may be restrictions on the number of licences available, but this is as a result of local authority policy and not a result of the proposed regulation. Therefore the proposal is unlikely to raise any significant competition concerns.

Small Firms Impact Test

The proposal will impose costs on all licensed taxi owners who do not already own a vehicle that meets the required standard. As noted, the licensed taxi trade is dominated by small firms, so an exemption would be impractical. However, the cost impact is related to the number of vehicles operated and so will be proportional to the size of the business, meaning that it will not impose an disproportionate burden on small firms.

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Legal Aid

There are no Legal Aid implications.

Sustainable development

The increase in carbon emissions from the proposal conflicts with the principles of sustainable development.

Carbon assessment

This regulation does not impact on any of the six activities that are identified by Defra as key sources of greenhouse gas emissions (i.e. energy, industrial processes, solvents and other product use, agriculture, land­use change/forestry, and waste). However, the increased fuel consumption of accessible vehicles will impact on carbon emissions originating from the taxi fleet.

Other environment

Assuming no significant impact on local air quality, this proposal has no significant other environment impacts.

Health impact assessment

At this stage it is considered that the proposals will have a small beneficial impact on health and wellbeing and health inequalities.

Human rights

There are no human rights implications.

Rural proofing

There is a possibility that this regulation could have a differential impact on rural areas, given the fact that the licensed taxi fleet is more likely to be made up of saloon cars in rural areas, and there is less rank work, so less incentive to license as a taxi over a private hire vehicle. Consequently, there is a greater chance of a reduction in the fleet caused by drivers moving into private hire.

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Specific Impact Tests: Checklist

Use the table below to demonstrate how broadly you have considered the potential impacts of your policy options.

Ensure that the results of any tests that impact on the cost­benefit analysis are contained within the main evidence base; other results may be annexed.

Type of testing undertaken Results in Evidence Base?

Results annexed?

Competition Assessment No No

Small Firms Impact Test No No

Legal Aid No No

Sustainable Development No No

Carbon Assessment No No

Other Environment No No

Health Impact Assessment No No

Race Equality No No

Disability Equality No No

Gender Equality No No

Human Rights No No

Rural Proofing No No

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Appendices

Introduction This appendix sets out the modelling work that was carried out by the consultants, WSP and Ecotec, to inform the scoping work for this initial Impact Assessment on improving access to taxis. As such, it comprises:

• a description of the definitions used in this work;

• the baseline to be adopted as the ‘do­nothing’ situation; and

• calculations of the numbers of new vehicles required to meet given accessibility standards.

Definitions The definition of what comprises an ‘accessible taxi’ is a complex one. Over the course of this paper, WSP will use five definitions:

• Saloon car taxis – these vehicles are conventional cars and are not accessible to wheelchair users. They meet the needs of many people with an ambulatory disability. As well as saloons, they may be hatchbacks or estate cars.

• Wheelchair accessible taxis – these can be purpose­built vehicles (e.g. LTI, Fairway, Metrocab) or converted MPVs (e.g. by Peugeot or Mercedes). These vehicles are all within the DfT’s classifications as purpose­built or converted taxis for the purposes of collecting taxi statistics.

In practice, however, some of these vehicles would not meet the DfT’s draft interim standard for a wheelchair accessible taxi. Fairway and Metrocab vehicles are examples of purpose­built vehicles that would not meet the DfT’s draft interim standard.

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• Fully accessible taxis – this term refers to a vehicle that would meet the needs of both wheelchair users and people with an ambulatory disability. At present, there are no vehicles on the market that would meet all the requirements that are included in the DfT’s draft enhanced specification.

• DfT’s draft interim standard – this is a draft standard that the DfT proposes putting forward. It suggests technical specifications that would improve the accessibility of taxis for some wheelchair users and for those people with an ambulatory disability. The majority of vehicles currently available on the market would meet the proposed interim standard.

• DfT’s draft enhanced standard – this is a draft standard that the DfT proposes putting forward as an aspirational technical specification. It would improve the accessibility of taxis for the vast majority of wheelchair users and for those people with an ambulatory disability. Vehicles would need to be designed or redesigned to meet some of the proposed specifications. At present there are no vehicles available to the taxi trade which would meet all of the proposed specifications.

Baseline

Current vehicle stock in use

There are currently approximately 84,762 licensed taxis in Great Britain. Of these vehicles, 40,285 are ‘wheelchair accessible’, in line with the definition above. The DVLA’s registrations database suggests that there are still 8,442 Fairway and 3,565 Metrocab vehicles in use in the UK (including some in Northern Ireland, outwith this IA) – although these vehicles will fall out of use in the coming years. No vehicles currently comply with the ‘enhanced’ standard.

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Trends in use

Past trends

Figure 1 shows the trend in the number and types of taxi in England, where the majority of the fleet is licensed (68,609 vehicles), between 2004 and the last collected statistics.1 As can be seen:

• there is an increase in both vehicle types in use (therefore an increase in the total numbers of licensed taxis); and

• purpose­built taxis increase at a faster rate than saloon car taxis.

Figure 1: The trend in the number and types of taxi in England

45,000 40,000 35,000 30,000 25,000 20,000 15,000 10,000 5,000

0 2004

Purpose built Saloon car

2006 2008

In terms of the rates of change:

• the number of taxis of all types increases by 2.3 per cent per year; but

• the number of purpose­built taxis increases by 2.9 per cent per year.

1 Public Transport Statistics Bulletins

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It should be noted that many (but a falling number) of the purpose­built taxis shown in this trend will be Fairway and Metrocab vehicles, which do not meet the interim accessibility standard. Fairways were last produced in 1997 and Metrocabs (in any number) in 2003. If it is assumed that these vehicles have a 12 year service life,2 then the last will fall out of use in 2015. Therefore it is assumed all purpose­built taxis in use beyond 2015 will meet the interim standard.

Trend drivers

Discussions with the taxi trade indicate that, in the absence of regulation at a national level, there are two principal drivers of the adoption of taxis that meet the interim accessibility criteria:

• action by local authorities – either local authorities complete the implementation of existing accessible taxi policies, or authorities that don’t currently have an accessible taxi policy introduce one because of political pressure or a perceived need to meet DDA conditions;

• demand – accessible taxis are adopted because there is a demand expressed through the market for accessible taxis from local wheelchair users, local taxi service procurers (e.g. the local NHS trust or education authority) or because there are other benefits to drivers of adopting wheelchair accessible vehicles (e.g. they can carry more passengers than a saloon car can) which outweigh the higher purchase and running costs of an accessible vehicle.

We have considered the effect of these two drivers below to construct low and high growth trends.

Future trends

We have therefore considered two growth trends:

• a low growth trend, which would be seen if local authorities implemented their current accessible taxi policies, then additional

2 Assumption used for London Low Emissions Zone

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local authorities committed to accessible taxi policies at the same rate as will be seen between 2007 and 2012; and

• a high growth trend, which continues the growth in the number of taxis that meet the interim accessible standard, seen between 2004 and 2008.

Action by local authorities: We have analysed the dataset collected by the DfT in 2007 and looked, specifically, at:

• authorities that are implementing a policy which will deliver to them a ‘wheelchair accessible’ taxi fleet by a set date; and

• authorities that require newly licensed taxis to be ‘wheelchair accessible’.

We have assumed:

• any vehicles purchased to meet an accessibility standard will meet the interim standard, as Fairways and Metrocabs have been out of volume production for some time;

• authorities implement their accessible taxi policies by their current target dates; and

• saloon cars have a four­year life in service as taxis.

Consequently:

• assuming the authorities that are implementing a purpose­built taxi fleet policy achieve their goal by their current target data (the latest of which is 2012), then 2,102 additional purpose­built taxis will be required by 2012; and

• assuming saloon cars in the authorities that require newly licensed cars to be purpose­built have a service life of four years, an additional 918 taxis that meet the interim accessible standard will be introduced into the national fleet by 2012.

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These two trends together imply an England/Wales growth trend for accessible taxis of 2.0 per cent per year to 2012. We have projected this trend forward to 2040 by assuming more local authorities will adopt accessible taxi policies. We have adopted this growth as the low growth forecast.

High growth forecast

The trend between 2004 and the present suggests an increase in the number of accessible taxis of 2.9 per cent per year, but within the context of a general increase in the number of taxis of 2.3 per cent per year (and many of the new licences have been granted specifically to accessible taxis). This suggests an upper limit for increases of 2.9 per cent per year.

The high growth forecast assumes that there are factors that are increasing the adoption of wheelchair accessible taxis beyond those caused simply by local authority action. This might include procurement of wheelchair accessible taxis by NHS trusts or greater use of taxis for social transport schemes or special education needs transport by local authorities.

Mid­growth

We have adopted a mid­growth forecast of 2.45 per cent per year. This is midway between the low and high growth forecasts.

All growth forecasts

Figure 2 shows the growth forecasts, plus the total number of taxis and a total that grows at the 2003–08 average rate of 2.3 per cent per year.

The trends suggest:

• assuming no growth in the number of licences and adoption of accessible taxi policies by all local authorities:

–– the high growth rate will deliver an entirely accessible fleet in 2033;

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–– the mid­growth rate will deliver an entirely accessible fleet in 2037; and

–– the low growth rate does not deliver an entirely accessible fleet before 2040.

• if licensing increases at the same rate as at present, then even the high growth rate for accessible vehicles will not deliver an accessible fleet by 2040. In the event of 2.3 per cent growth in licences per year and 2.9 per cent growth in accessible vehicles in the parc (i.e. the higher growth rate), then the proportion of purpose­built vehicles in the parc as a whole would change from 48 per cent in 2007 to 57 per cent in 2040.

Figure 2: The growth forecasts, plus the total number of taxis

1 2 3 4 5 6 7 8 9

250,000

200,000

150,000

100,000

50,000

0

2007

2008

2009

2010

2011

2012

2013

2014

2015

2016

2017

2018

2019

2020

2021

2022

2023

2024

2025

2026

2027

2028

2029

2030

203

203

20 3

203

203

203

203

203

203

2040

Purpose built low range

Purpose built mid range

Purpose built high range

Total current fleet

Fleet at 2.3% growth

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Annex C Draft technical specification

Introduction This draft specification contains two levels of technical requirements aimed at improving access to taxis for disabled people.

The Initial Specification is broadly based upon existing vehicle designs and current technology and it should be possible for a significant number of existing vehicles to meet these requirements with little or no modification.

The Enhanced Specification draws its recommendations from a wide selection of research carried out both within the UK and internationally. It offers manufacturers a number of options to comply with the requirements and will provide considerable benefit to a broad range of disabled people who presently find it difficult or impossible to use the current design of taxis.

Definitions In this specification –

“boarding lift” means a lift fitted to a regulated taxi for the purpose of allowing wheelchair users to board and alight the vehicle;

“boarding ramp” means a ramp fitted to a regulated taxi for the purpose of allowing wheelchair users to board and alight the vehicle;

“contrast” means a contrast in the amount of light which is reflected by the surfaces of the parts of a regulated taxi or its equipment which is required by this specification to contrast;

“cushion” means that part of the seat on which the person using the seat sits, whether padded or not;

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“deep” in relation to a step, means the distance from the outer edge of the nosing of the step tread to the rear of the step tread;

“entrance” means an entrance to a regulated taxi providing access to a priority seat or a wheelchair space;

“exit” means an exit from a regulated taxi but does not include an exit which is provided for use only in case of an emergency;

“external step” means the last step or platform from an entrance or an exit which leads directly from the vehicle to the ground;

“kg” means kilogram(s);

“kneeling system” means a system which enables the bodywork of a regulated taxi to be lowered relative to its normal height of travel;

“mm” means millimetre(s);

“normal height of travel” means the height specified by the vehicle’s manufacturer for normal vehicle travel;

“portable ramp” means a ramp which is carried in a regulated taxi for the purpose of allowing wheelchair users to board and alight from the vehicle;

“power grip” means a grip in which the fingers and thumb are able to wrap around a handle;

“priority seat” means a seat designated as such in accordance with Paragraph 3 of Section 2 of this specification;

“reference wheelchair” means an occupied wheelchair having the dimensions shown in Diagram A;

“seat” means a seat intended for use by passengers and, accordingly, does not include the driver’s seat;

“SRP” means Seating Reference Point, which is the point at which the seat cushion and seat back join, midway across the seat cushion width. Where the seat cushion and back components do not meet, the plane of the seat back and cushion shall be projected to an intersection.

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“taxi” means a vehicle licensed under – (a) section 37 of the Town Police Clauses Act 1847, or (b) section 6 of the Metropolitan Public Carriage Act 1869, but does not include a taxi which is drawn by a horse or other animal;

“wheelchair user” means a disabled person using a wheelchair;

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Section 1.

Wheelchair accessibility

requirements

Initial Specification.

Enhanced

Specification

1. Wheelchair spaces

Number

required

1 (minimum)

1 (minimum)

Orientation

Either

forwards

or rearwards

Either

forwards

or rearwards

(within

+/­5

degrees of

the direction of

travel)

2. Forward

facing

wheelchair spaces

Wheelchair

space

requirements

1130mm

length

(min)

690mm

width

(min)

1290mm

height (min)

1300mm

length

(min)

750mm

width

(min)

1500mm

height (min)

Gradient

The slope of

the floor

between any two

points

within

the wheelchair space shall not

exceed

11 degrees in

the longitudinal plane

and 5 degrees in

the transverse

plane

The slope of

the floor

between any two points

within

the wheelchair space shall not

exceed 5

degrees in

the longitudinal plane

and

3

degrees in

the transverse

plane

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Acceptable

intrusions

into

the

wheelchair

space

One

or more tipping, folding

or easily

removed

seats.

Padded head

and

back restraint.

Handrails

or handholds provided

that

they

do

not extend into

the wheelchair space by

more

than

90mm. Wheelchair restraint system

and

wheelchair user

restraint system

and

appropriate

anchorages and fittings

One

or more tipping, folding

or easily

removed

seats.

Padded head

and

back restraint.

Handrails

or handholds provided

that

they

do

not extend into

the wheelchair space by

more

than

90mm. Wheelchair restraint system

and

wheelchair user

restraint system

and

appropriate

anchorages and fittings

Wheelchair

user

safety

provisions

Every

wheelchair space shall be fitted with

awheelchair tie­down system

and

a wheelchair

user

restraint system

Every

wheelchair space shall be fitted with

awheelchair tie­down system

and

a wheelchair

user

restraint system

which

meets

the

technical requirements

of ECWVTA, Annex

XI

– Appendix 3;

or NSSTA, Section 2,

Part A

or

B; or IVA, item

19;

or bIVA, section 2,

Part A

or B

3. Rearward

facing

wheelchair spaces

Wheelchair

space

requirements

1070mm

length

(min)

690mm

width

(min)

1290mm

height (min)

1300mm

length

750mm

width

1500mm

height

Gradient

The slope of

the floor

between any two points

within

the wheelchair space shall not

exceed

11 degrees

in the longitudinal plane

and

5degrees in

the transverse

plane

The slope of

the floor

between any two points

within

the wheelchair space shall not

exceed

5 degrees in

the longitudinal plane

and

3degrees in

the transverse

plane

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Acceptable

intrusions

into

the

wheelchair

space

One

or more tipping, folding

or easily

removed

seats.

Padded head

and

back restraint.

Handrails

or handholds provided

that

they

do

not extend into

the wheelchair space by

more

than

90mm. Wheelchair restraint system

and

wheelchair user

restraint system

and

appropriate

anchorages and fittings.

One

or more tipping, folding

or easily

removed

seats.

Padded head

and

back restraint.

Handrails

or handholds provided

that

they

do

not extend into

the wheelchair space by

more

than

90mm. Wheelchair restraint system

and

wheelchair user

restraint system

and

appropriate

anchorages and fittings.

Wheelchair

user

safety

provisions

Every

wheelchair space shall be fitted with

awheelchair tiedown system

and

a wheelchair

user

restraint system

Every

wheelchair space shall be fitted with

awheelchair tie­down system

and

a wheelchair

user

restraint system

which

meets

the

technical requirements

of NSSTA, Section 2,

Part A

or B; or IVA, item

19;

or bIVA, section

2, Part A

or B

4. Boarding

lifts and

ramps

Safe working

load

300 kg

(min)

300 kg

(min)

Means

of

preventing

the vehicle

being driven

away

Not

allow

the vehicle to

be driven

away

whilst

device

is deployed

Not

allow

the vehicle to

be driven

away

whilst

device

is deployed

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Dimensions

(length

applies to

that

outside

of the overall

vehicle body

footprint at

the ramp

entry level)

SSiinngglleeppiieecceerraammpp

Width

700mm

(min)

Length

1600mm

(max)

LLiifft

Width

700mm

(min)

Length

1200mm

(min)

SSiinngglleeppiieecceerraammp

Width

800mm

(min)

Length

1200mm

(max)

LLiifftWidth

750mm

(min)

Length

1200mm

(min)

Ramp

gradients

(can

be

achieved

using a

kneeling

system)

SSiiddeeeennttrry

Kerb (125mm): 11

degs (max)

Ground:

17 degs(max)

RReeaarreennttrry

Ground:

11 degs(max)

SSiiddeeeennttrry

Kerb (125mm): 8 degs

(max)

Ground:

17 degs

(max)

RReeaarreennttrry

Ground:

8 degs (max)

Additionally

comply with

requirements

of the

DfT/SMMT voluntary ramp specification

available at

the following link:

http://www.dft.gov.uk/transportforyou/access

/buses/pubs/research/wheelchairboarding

ramps

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Slip

resistant

surfaces

All surfaces over

which

a wheelchair user

may

travel

shall have

a slip

resistant finish applied

All surfaces over

which

a wheelchair user

may

travel

shall have

a slip

resistant finish applied

Handrails

RRaammpps

Not

required

LLiifftts

Where

the platform

travel

exceeds

a height of

500mm

from

the ground

then

a handrail must

be provided.

RRaammpps

Not

required

LLiiffttsWhere

the platform

travel

exceeds

a height of

500mm

from

the ground

then

a handrail must

be provided.

Guards

RRaammp

None

LLiifftt

Side upstands

25mm

high and automatic

roll­

off devices

fitted

at least

100mm

high at

each

end of

the platform

RRaammp

Side upstands

25mm

high when deployed

LLiiffttSide upstands

25mm

high and automatic

roll­

off devices

fitted

at least

100mm

high at

each

end of

the platform

Colour

contrasting

edge

markings

A band contrasting with

the remainder

of the

boarding

ramp or

lift surface, 45mm

to 55mm

in width

around and abutting the edge

of the

ramp or

lift surface

A band contrasting with

the remainder

of the

boarding

ramp or

lift surface, 45mm

to 55mm

in width

around and abutting the edge

of the

ramp or

lift surface

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Control

and

fail­safe

mechanisms

for power

operated

equipment

Power

operated equipment shall only

be

capable of

operation from

a control

adjacent

to the ramp or

lift

Power

operated equipment shall only

be

capable of

operation from

a control

adjacent

to the ramp or

lift

Load

sensors and

re­cycling

mechanisms

for power

operated

equipment

A device to

stop the movement of the

boarding

ramp or

lift if that

motion is

likely

to

cause injury

A device to

stop the movement of the

boarding

ramp or

lift if that

motion is

likely

to

cause injury

Manual

override

provisions

for power

operated

equipment

A provision

to repeatedly

operate

the

equipment in the event of power

failure

shall

be provided

A provision

to repeatedly

operate

the

equipment in the event of power

failure

shall

be provided

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Manual/port

able

ramp

storage

provisions

Such ramps

must have a designated

stowage

location which

can

store

the equipment such

that

it does not present

a risk of

injury.

Such ramps

must have a designated

stowage

location which

can

store

the equipment such

that

it does not present

a risk of

injury.

5. Entrances

and

exits

Number and

position

A minimum

of 1

located on

the nearside

or

the rear

of the

vehicle

A

minimum

of 1

located on

the nearside

or

the rear

of the

vehicle

Minimum

doorway

width

740mm

800mm

Minimum

doorway

height

1230mm

1400mm

6. Interior manoeuvring

space

From

awheelchair

entrance

toa wheelchair

space

No requirement

It shall be possible

to move into

the space

with

an occupied

DDA

reference wheelchair

with

the wheelchair entering the vehicle in

a

forward direction.

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From

awheelchair

space to

awheelchair

exit

No requirement

It shall be possible

to move from

the space

with

an occupied

DDA

reference wheelchair to

a wheelchair exit.

Floor

gradient

No requirement

The surface

over which

the wheels of

a

reference wheelchair pass

to access and

egress

the wheelchair space shall not

exceed

8 degrees in

any

direction

7. Signs

and

markings

Interior

Visible

advice to

wheelchair user

and

taxi

driver

on positioning

of wheelchair and use of

wheelchair tie­down and occupant

restraint

systems

Visible

advice to

wheelchair user

and

taxi

driver

on positioning

of wheelchair and use of

wheelchair tie­down and occupant

restraint

systems

Exterior

Clear

indication that

the vehicle is

wheelchair

accessible

Shall be

fitted

with

a sign conforming with

Diagram

B, Section 4,

coloured white

on a

blue

background and clearly

visible

in relation

to the surrounding area, measuring 100mm

square

and

situated

adjacent to any entrance

for a wheelchair user

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Section 2.

Ambulatory accessibility

requirements

Initial Specification.

Enhanced

Specification

1. Entrances

and

Exits

Number and

location

A minimum

of 1

located on

the nearside

or

the rear

of the

vehicle

A

minimum

of 1

located on

the nearside

or the

rear

of the

vehicle

Aperture

dimensions

Where

the priority seat

meets

the

requirements

of 3(a) it shall be

of adequate

dimensions to

allow

the passage through the

aperture

of the

occupied priority seat.

Where

the priority seat

meets

the requirements

of 3(a) it shall be

of adequate dimensions to

allow

the passage through the aperture

of the

occupied

priority seat

and

shall permit the

following clear spaces

to be maintained at

all

times:­

(a) a

single plane from

the SRP

to the leading

edge

of the

priority seat

cushion

extending

980mm

vertically

and;

(b) a

centrally

located space immediately

in

front

of the

leading edge

of the

seat cushion

and measuring 250mm

wide by

300mm

deep,

and extending from

a height of 350mm

below

SRP

to 200mm

above

SRP.

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Where

the priority seat

meets

the

requirements

of 3(b)(i) the

door aperture

shall

allow

the passenger to

easily

access the seat

from

outside

of the

vehicle.

Where

the priority seat

meets

the

requirements

of 3(b)(ii) the doorway

shall be

650mm

wide by

1230mm

high.

Where

the priority seat

meets

the

requirements

of 3(b)(i) the

entrance:

(a) shall have

its upper edge

at least

980mm

above SRP

and

its lower

edge at

least

300mm

below

SRP

and;

(b) The

horizontal distance from

the SRP

tothe side

edge of

the door

aperture in

front of

the leading edge

of the

seat cushion

shall be

no

less

than

900mm

and;

(c) No vehicle structure located above the

SRP

to a

height of 980mm

shall project

horizontally

by more than

200mm

beyond the

SRP

into

the aperture, towards

the leading

edge

of the

seat cushion.

Where

the priority seat

meets

the

requirements

of 3(b)(ii) the door

aperture shall

measure

at least

650mm

wide by

1600mm

high. Obstructions

are

permitted

into

areas

located in

each of

the top corners measuring

100mm

wide by

200mm

high

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Manual door

design

Hinged and sliding doors acceptable

(a) Hinged or

sliding doors are acceptable.

Those requiring

an opening/closing effort

inexcess

of 70N

or those with

alatching/unlatching effort

in excess of

15N

must be power

operated.

(b) The

maximum

reach distance

from

the

priority seat

to the nearest door handle

should

be 450mm

(c) Door handles that

enable the ‘power

grip’

should

be used.

(d) Internal &

external handles

should be

at

least 65mm

long

Powered

door

requirements

(a) Shall be

capable

of operation by

apassenger when the vehicle is

stationary.

(b) A

device to

stop the movement if that

motion is

likely

to cause

injury

to a

passenger

or pedestrian

(c) A

provision

to operate

the equipment in the

event of power

failure

(a) Shall be

capable

of operation by

apassenger when the vehicle is

stationary.

(b) A

device to

stop the movement if that

motion is

likely

to cause

injury

to a

passenger

or pedestrian

(c) A

provision

to operate

the equipment in the

event of power

failure

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2. Interior space

Floor

Any

surface

over which

a passenger

is

required to

walk shall have a slip

resistant

finish.

For vehicles

utilising a priority seat

complying

with

3(b)(ii),

any

surface

over which

apassenger is

required to

walk from

the

entrance

to the priority seat

shall have

a slip

resistant finish and not slope

more than

3degrees in

any

direction.

3. Priority

seats

Provision

At least

1 priority seat

must be provided

which

may

be either:

a) A

multi­axial moving seat

which

can

be

easily

used by

a passenger

boarding from

the kerb

or ground

or;

b) a

fixed seat

design;

i) providing the cushion is

no more than

200mm

measured inwards

from

the entrance

or;

ii) providing

the cushion is

as near

as

practicable

to the entrance

and

the internal

floor

to roof

height exceeds

1500mm

At least

1 priority seat

must be provided

which

may

be either:

a) A

multi­axial moving seat

which

can

be

easily

used by

a passenger

boarding from

the

kerb

or ground

or;

b) a

fixed seat

design;

i) providing the cushion is

no more than

200mm

measured inwards

from

the entrance

or;

ii) providing

the cushion is

as near

as

practicable

to the entrance

and

the internal

floor

to roof

height exceeds

1750mm

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Orientation

Forward or

rearward facing

Forward or

rearward facing

(within

+/­5

degrees of

the direction of

travel)

Spacing

For all­forward facing

priority seat

configurations, the

clear

space

in front of the

SRP

shall be

650mm

min.

For facing

seat configurations

the seat

back

separation shall be 1300mm

min

and

the

distance

between the leading edges of

each

seat

cushion

shall be

400mm

min.

For all­forward facing

priority seat

configurations, the

clear

space

in front of the

SRP

shall be

650mm

min.

For facing

seat configurations

the seat

back

separation shall be 1300mm

min

and

the

distance

between the leading edges of

each

seat

cushion

shall be

425mm

min.

Each priority seating position shall have in

front

of it

a clear

floor space of

300mm

deep x

250mm

wide x 80mm

high,

except facing seat

configurations

whereby

the space shared

by

opposing

seats

must be 400 wide.

Additionally,

a priority seat

complying

with

3(a)

shall have in

front of it when deployed

for use a

clear zone

measuring 400mm

by 400mm

and

projecting from

the ground

to the top of

the

associated

door aperture.

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Dimensions

All priority seats shall have a minimum

width

of 380mm

and

a depth

of 340mm

– 510mm.

The SRP

of a

fixed seat

complying

with

the

requirements

of 3(b)(i) or (ii), or

of a

multi­axial

moving seat

when positioned for travel, shall

have

a height above

the vehicle floor

of 300­

450mm.

Additionally,

the SRP

of a

fixed seat

complying

with

the requirements

of 3(b)(i), or

a multi­axial moving seat

complying

with

3(a)

when deployed

for boarding

and

alighting,

shall have a height

above

the ground

of

420mm

– 870mm.

All priority seats shall have a minimum

width

of

440mm

and

a depth

of 400mm

– 500mm.

The SRP

of a

fixed seat

complying

with

the

requirements

of 3(b)(i) or (ii), or

of a

multi­axial

moving seat

when positioned for travel, shall

have

a height above

the vehicle floor

of 300–

450mm.

Additionally,

the SRP

of a

fixed seat

complying

with

the requirements

of 3(b)(i) or, a multi­axial

moving seat

complying

with

3(a) when

deployed

for boarding

and

alighting,

shall have

a height

above

the ground

of 400mm

–650mm.

4. Steps – Applies only to

vehicles with

a floor or sill height

exceeding

320mm

(May

be achieved

with

kneeling)

Dimensions

1st step from

the ground

shall not exceed

250mm.

Subsequent steps

100mm

– 200mm

Width

: 400mm

min

Depth

: 190mm

min

1st step from

the ground

shall not exceed

250mm.

Subsequent steps

100mm–200mm

Width

: 400mm

min

Depth

: 230mm

min

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Design

features

Steps

shall be

designed to

be,

slip

resistant,

minimise tripping

risk and have

a contrasting

band

along

the front

edge 45­55mm

Steps

shall be

designed to

be,

slip

resistant,

have

a contrasting band

along

the front

edge

45­55mm

and

be of

such a design

as to

prevent them

being

a trip

hazard

Max

number

of intermediate

steps from

ground

tovehicle floor

2 1

Step

operation for

non­fixed

steps

No requirement

Shall deploy

automatically

with

door opening

Requirement

s for power

operated

steps

A device to

stop the movement if that motion

is likely

to cause

injury

A provision

to repeatedly

operate

the

equipment in the event of power

failure

shall

be provided

A device to

stop the movement if that motion is

likely to

cause

injury

A provision

to repeatedly

operate

the

equipment in the event of power

failure

shall be

provided

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5. Handrails

and

handholds

Position

Handrails/handholds

must be provided

for

disabled

passengers entering/exiting

the

vehicle and when manoeuvring inside

the

vehicle to

a seat.

Handrails/handholds

must be provided

for

disabled

passengers entering/exiting

the

vehicle and when manoeuvring inside

the

vehicle to

a seat.

Dimensions

20–35mm

diameter

or oval

with

the

maximum

section 30­35mm

and

the

minimum

section 20mm.

20–35mm

diameter

or oval

with

the maximum

section 30­35mm

and

the minimum

section

20mm.

Design

Handrails

and

handholds

shall be

slip

resistant, capable of

being

easily

and

firmly

gripped and visually

contrast with

surroundings.

Handrails

and

handholds

shall be

slip

resistant,

capable of

being

easily

and

firmly

gripped and

visually

contrast with

surroundings.

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Section 3.

General

accessibility

requirements

Initial Specification.

Enhanced

Specification

1. Communication devices

and

displays

– if

required

by local conditions

they must meet the following

requirements

Requirement

s and

dimensions

for ‘Taxi’ sign

A ‘Taxi’ sign

must be fitted to

the front

of the

vehicle which

is clearly

visible

both by

day

and night to indicate

that

the taxi

is available

for hire.

A ‘Taxi’ sign

must be fitted to

the front

of the

vehicle which

is clearly

visible

both by

day

and

night to indicate

that

the taxi

is available for

hire.

Provision

of

induction

loops

An induction loop

shall be

provided within

the

passenger carrying

area.

An induction loop

shall be

provided within

the

passenger carrying

area.

Fare

meters

Large clear contrasting text

visible

by both

day and by

night.

Large clear contrasting text

visible

by both

day

and by

night.

Talking meters able

to speak

the final

fare.

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2. Kneeling

systems

Design

features

Where

a kneeling system

is fitted, a

switch

shall be required to

be used

to enable

operation,

any

control

must be under the

direct

control

of the

driver, the

lowering

process shall be capable of

being

stopped

and reversed

and

shall prevent the

vehicle

being driven

at a

speed

exceeding

5km/h

when the vehicle is

lowered.

Where

a kneeling system

is fitted, a

switch

shall be required to

be used

to enable

operation,

any

control

must be under the direct

control of the

driver, the

lowering process shall

be capable

of being

stopped

and

reversed

and

shall prevent

the vehicle being driven

at a

speed exceeding 5km/h

when the vehicle is

lowered.

3. Lighting

Design

features

Lighting shall be fitted to

illuminate the

interior and exterior of

the vehicle sufficient to

allow

both wheelchair users and other

passengers

to board

and

alight

the vehicle in

safety.

Any

lighting fitted in

accordance with

this

requirement shall have

a means

of preventing

its operation when the vehicle is

in motion if

its use

is likely

to affect

adversely

the driver’s

vision.

Lighting shall be fitted to

illuminate the interior

and exterior of

the vehicle sufficient to allow

both

wheelchair users and other passengers

toboard and alight

the vehicle in

safety.

Any

lighting fitted in

accordance with

this

requirement shall have

a means

of preventing

its operation when the vehicle is

in motion if its

use is

likely

to affect

adversely

the driver’s

vision.

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Section 4.

Diagram

s

Diagram

A: Wheelchair dimensions

700m

m

1200

mm

1350

mm

600m

m

150m

m

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Diagram

B: Wheelchair sign

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Annex C Draft technical specification

Annex D Code of Practice on Consultation

The Government has adopted a Code of Practice on consultations. The Code sets out the approach Government will take to running a formal, written public consultation exercise. While most UK departments and agencies have adopted the Code, it does not have legal force, and cannot prevail over statutory or other mandatory external requirements (e.g. under European Community Law). The Code contains seven criteria. They should be reproduced in all consultation documents. Deviation from the Code will at times be unavoidable, but the Government aims to explain the reasons for deviations and what measures will be used to make the exercise as effective as possible in the circumstances. The seven consultation criteria are:

1. When to consult: Formal consultation should take place at a stage when there is scope to influence the policy outcome.

2. Duration of consultation exercises: Consultations should normally last for at least 12 weeks with consideration given to longer timescales where feasible and sensible.

3. Clarity of scope and impact: Consultation documents should be clear about the consultation process, what is being proposed, the scope to influence and the expected costs and benefits of the proposals.

4. Accessibility of consultation exercises: Consultation exercises should be designed to be accessible to, and clearly targeted at, those people the exercise is intended to reach.

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Consultation on Improving Access to Taxis

5. The burden of consultation: Keeping the burden of consultation to a minimum is essential if consultations are to be effective and if consultees’ buy­in to the process is to be obtained.

6. Responsiveness of consultation exercises: Consultation responses should be analysed carefully and clear feedback should be provided to participants following the consultation.

7. Capacity to consult: Officials running consultations should seek guidance in how to run an effective consultation exercise and share what they have learned from the experience.

If you consider that this consultation does not comply with the criteria or have comments about the consultation process please contact:

Lec Napal Department for Transport Zone 1/33 Great Minster House 76 Marsham Street London, SW1P 4DR email: [email protected]

A full version of the Code of Practice is available on the Better Regulation Executive website at: www.berr.gov.uk/files/file47158.pdf

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Item No 11 LICENSING COMMITTEE

20 JULY 2009

SUBJECT:

REQUEST FOR ADVERTISING ON A HACKNEY CARRIAGE VEHICLE

REPORT BY:

DIRECTOR OF RESOURCES

LEAD OFFICER:

SAMANTHA KIERAN, LICENSING OFFICER

1. Purpose of Report

1.1 To consider a request from Mr Charles Taylor, for advertising material to be

placed on his licensed hackney carriage vehicle.

2. Background

2.1 Current licensed conditions on advertising on licensed Hackney Carriages is: “The vehicle shall display neither externally nor internally any sign, notice or advertising material unless prior approval thereto has been obtained from the City Council”

2.2 The advertising material is for Hypno Slimmer Courses.

2.3 The request can be seen at Appendix A and the artwork for the livery at Appendix B.

3. Main Body of Report

3.1

Therefore the permission of the Licensing Committee is required to place any advertising material in or on a hackney carriage vehicle.

4. Resource Implications

4.1 (i) Finance (including impact on Savings Targets) – None.

- Capital Implications – None. - Revenue Implications – None.

4.2 (i) Staffing – None.

4.3 (ii) Property/Land/Accommodation Implications – None.

4.4 (iii) Procurement – None.

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5. Legal Implications

5.1

(i) Legal – if the application is refused they can appeal to the Magistrates’ Court and as any legal expenses will have to come from the general legal expenses budget.

5.2

(ii) Contractual – None.

5.3 (iii) Constitutional Issues – None. 6. Policy Implications

6.1 (i) Strategic Priority – None.

6.2 (ii) S.17 Crime and Disorder – None.

6.3 (iii) Equality and Diversity – None.

6.4 (iv) Environmental Sustainability – None.

6.5 (v) Community engagement/ communication – No.

7. Assessment of Options

7.1 (i) Key Issues – None.

7.2 (ii) Risks Assessment (including Impact Assessment) – None.

8. Recommendation

8.1 Members views are sought as to whether;

To allow the advertising material detailed in Appendix A and Appendix B to be placed as requested.

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Access to Information: Does the report contain exempt information, which would prejudice the public interest requirement if it was publicised?

Yes/No

Key Decision Yes/No

Key Decision Reference No.

Do the Exempt Information Categories Apply

Yes/No

Call In and Urgency: I s the decision one to which Rule 15 of the Scrutiny Procedure Rules apply?

Yes/No

Does the report contain Appendices?

Yes/No

If Yes, how many Appendices?

1

List of Background Papers:

Appendix A – Letter request from Mr Charles Taylor Appendix B – Artwork.

Lead Officer: Samantha Kieran Telephone 873565

See below

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Checklist

Applies Checklist Completed and retained as a background document

Consultation Required (Insert Name of Consultee and Date Completed)

Report Section That Applies

Items For Inclusion in all reports

Yes/No Yes/No

Resource Implications

Financial Implications (including impact on savings targets)

Resource Implications

Staffing

Resource Implications

Property/Land/ Accommodation

Resource Implications

Procurement

Legal Implications Legal

Legal Implications

Contractual

Legal Implications

Constitutional Issues

Policy Implications

Strategic Priority

Policy Implications

Section 17 Crime and Disorder

Policy Implications

Equality and Diversity (NB a full IA is mandatory if the report relates to a new/change to council policy)

Policy Implications

Environmental Sustainability

Policy Implications

Community engagement/ communication

Risk Implications

Risk Assessment

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Appendix A

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