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Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University
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Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

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Page 1: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Introduction to Heegaard Floer Homology

Eaman EftekharyHarvard University

Eaman EftekharyHarvard University

Page 2: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

General ConstructionGeneral Construction

Suppose that Y is a compact oriented three-manifold equipped with a self-indexing Morse function with a unique minimum, a unique maximum, g critical points of index 1 and g critical points of index 2.

Suppose that Y is a compact oriented three-manifold equipped with a self-indexing Morse function with a unique minimum, a unique maximum, g critical points of index 1 and g critical points of index 2.

Page 3: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

General ConstructionGeneral Construction

Suppose that Y is a compact oriented three-manifold equipped with a self-indexing Morse function h with a unique minimum, a unique maximum, g critical points of index 1 and g critical points of index 2.

The pre-image of 1.5 under h will be a surface of genus g which we denote by S.

Suppose that Y is a compact oriented three-manifold equipped with a self-indexing Morse function h with a unique minimum, a unique maximum, g critical points of index 1 and g critical points of index 2.

The pre-image of 1.5 under h will be a surface of genus g which we denote by S.

Page 4: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

h

RR

Page 5: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Index 3 criticalpoint

Index 0criticalpoint

h

RR

Page 6: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Index 3 criticalpoint

Index 0criticalpoint

Each critical point of Index 1 or 2 willdetermine a curve

on S

h

RR

Page 7: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Heegaard diagrams for three-manifoldsHeegaard diagrams for three-manifolds

Each critical point of index 1 or 2 determines a simple closed curve on the surface S. Denote the curves corresponding to the index 1 critical points by i, i=1,…,g and denote the curves corresponding to the index 2 critical points by i, i=1,…,g.

Each critical point of index 1 or 2 determines a simple closed curve on the surface S. Denote the curves corresponding to the index 1 critical points by i, i=1,…,g and denote the curves corresponding to the index 2 critical points by i, i=1,…,g.

Page 8: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Heegaard diagrams for three-manifoldsHeegaard diagrams for three-manifolds

Each critical point of index 1 or 2 determines a simple closed curve on the surface S. Denote the curves corresponding to the index 1 critical points by i, i=1,…,g and denote the curves corresponding to the index 2 critical points by i, i=1,…,g.

The curves i, i=1,…,g are (homologically) linearly independent. The same is true for i, i=1,…,g.

Each critical point of index 1 or 2 determines a simple closed curve on the surface S. Denote the curves corresponding to the index 1 critical points by i, i=1,…,g and denote the curves corresponding to the index 2 critical points by i, i=1,…,g.

The curves i, i=1,…,g are (homologically) linearly independent. The same is true for i, i=1,…,g.

Page 9: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

We add a marked point z to the diagram, placed in the complement of these curves. Think of it as a flow line for the Morse function h, which connects the index 3 critical point to the index 0 critical point.

We add a marked point z to the diagram, placed in the complement of these curves. Think of it as a flow line for the Morse function h, which connects the index 3 critical point to the index 0 critical point.

Page 10: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

The marked point zdetermines a flow line

connecting index-0 criticalpoint to the index-3

critical point

h

RR

z

Page 11: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

We add a marked point z to the diagram, placed in the complement of these curves. Think of it as a flow line for the Morse function h, which connects the index 3 critical point to the index 0 critical point.

The set of data

H=(S, (1,2,…,g),(1,2,…,g),z)

is called a pointed Heegaard diagram for the three-manifold Y.

We add a marked point z to the diagram, placed in the complement of these curves. Think of it as a flow line for the Morse function h, which connects the index 3 critical point to the index 0 critical point.

The set of data

H=(S, (1,2,…,g),(1,2,…,g),z)

is called a pointed Heegaard diagram for the three-manifold Y.

Page 12: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

We add a marked point z to the diagram, placed in the complement of these curves. Think of it as a flow line for the Morse function h, which connects the index 3 critical point to the index 0 critical point.

The set of data

H=(S, (1,2,…,g),(1,2,…,g),z)

is called a pointed Heegaard diagram for the three-manifold Y.

H uniquely determines the three-manifold Y but not vice-versa

We add a marked point z to the diagram, placed in the complement of these curves. Think of it as a flow line for the Morse function h, which connects the index 3 critical point to the index 0 critical point.

The set of data

H=(S, (1,2,…,g),(1,2,…,g),z)

is called a pointed Heegaard diagram for the three-manifold Y.

H uniquely determines the three-manifold Y but not vice-versa

Page 13: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

A Heegaard Diagram for S1S2

Green curvesare curves andthe red ones arecurves

z

Page 14: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

A different way of presenting this Heegaard diagram

A different way of presenting this Heegaard diagram

zEach pair of circles of

the same color determines a handle

Page 15: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

A different way of presenting this Heegaard diagram

A different way of presenting this Heegaard diagram

z

These arcs are completed to closed curves

using the handles

Page 16: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Knots in three-dimensional manifoldsKnots in three-dimensional manifolds

Any map embedding S1 in a three-manifold Y determines a homology class H1(Y,Z).

Any map embedding S1 in a three-manifold Y determines a homology class H1(Y,Z).

Page 17: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Knots in three-dimensional manifoldsKnots in three-dimensional manifolds

Any map embedding S1 to a three-manifold Y determines a homology class H1(Y,Z).

Any such map which represents the trivial homology class is called a knot.

Any map embedding S1 to a three-manifold Y determines a homology class H1(Y,Z).

Any such map which represents the trivial homology class is called a knot.

Page 18: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Knots in three-dimensional manifoldsKnots in three-dimensional manifolds

Any map embedding S1 to a three-manifold Y determines a homology class H1(Y,Z).

Any such map which represents the trivial homology class is called a knot.

In particular, if Y=S3, any embedding of S1 in S3 will be a knot, since the first homology of S3 is trivial.

Any map embedding S1 to a three-manifold Y determines a homology class H1(Y,Z).

Any such map which represents the trivial homology class is called a knot.

In particular, if Y=S3, any embedding of S1 in S3 will be a knot, since the first homology of S3 is trivial.

Page 19: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

A projection diagram for the trefoil in the

standard sphere

Trefoil in S3

Page 20: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Heegaard diagrams for knotsHeegaard diagrams for knots

A pair of marked points on the surface S of a Heegaard diagram H for a three-manifold Y determine a pair of paths between the critical points of indices 0 and 3. These two arcs together determine an image of S1 embedded in Y.

A pair of marked points on the surface S of a Heegaard diagram H for a three-manifold Y determine a pair of paths between the critical points of indices 0 and 3. These two arcs together determine an image of S1 embedded in Y.

Page 21: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Heegaard diagrams for knotsHeegaard diagrams for knots

A pair of marked points on the surface S of a Heegaard diagram H for a three-manifold Y determine a pair of paths between the critical points of indices 0 and 3. These two arcs together determine an image of S1 embedded in Y.

Any knot in Y may be realized in this way using some Morse function and the corresponding Heegaard diagram.

A pair of marked points on the surface S of a Heegaard diagram H for a three-manifold Y determine a pair of paths between the critical points of indices 0 and 3. These two arcs together determine an image of S1 embedded in Y.

Any knot in Y may be realized in this way using some Morse function and the corresponding Heegaard diagram.

Page 22: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Two points on the surface S determine

a knot in Y

h

RR

z w

Page 23: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Heegaard diagrams for knotsHeegaard diagrams for knots A Heegaard diagram for a knot K is a set

H=(S, (1,2,…,g),(1,2,…,g),z,w)

where z,w are two marked points in the complement of the curves 1,2,…,g, and 1,2,…,g on the surface S.

A Heegaard diagram for a knot K is a set

H=(S, (1,2,…,g),(1,2,…,g),z,w)

where z,w are two marked points in the complement of the curves 1,2,…,g, and 1,2,…,g on the surface S.

Page 24: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Heegaard diagrams for knotsHeegaard diagrams for knots A Heegaard diagram for a knot K is a set

H=(S, (1,2,…,g),(1,2,…,g),z,w)

where z,w are two marked points in the complement of the curves 1,2,…,g, and 1,2,…,g on the surface S.

There is an arc connecting z to w in the complement of (1,2,…,g), and another arc connecting them in the complement of (1,2,…,g). Denote them by and .

A Heegaard diagram for a knot K is a set H=(S, (1,2,…,g),(1,2,…,g),z,w)

where z,w are two marked points in the complement of the curves 1,2,…,g, and 1,2,…,g on the surface S.

There is an arc connecting z to w in the complement of (1,2,…,g), and another arc connecting them in the complement of (1,2,…,g). Denote them by and .

Page 25: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Heegaard diagrams for knotsHeegaard diagrams for knots The two marked points z,w determine

the trivial homology class if and only if the closed curve - can be written as a linear combination of the curves (1,2,…,g), and (1,2,…,g) in the first homology of S.

The two marked points z,w determine the trivial homology class if and only if the closed curve - can be written as a linear combination of the curves (1,2,…,g), and (1,2,…,g) in the first homology of S.

Page 26: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Heegaard diagrams for knotsHeegaard diagrams for knots The two marked points z,w determine

the trivial homology class if and only if the closed curve - can be written as a linear combination of the curves (1,2,…,g), and (1,2,…,g) in the first homology of S.

The first homology group of Y may be determined from the Heegaard diagram H:

H1(Y,Z)=H1(S,Z)/[1=…= g =1=…= g=0]

The two marked points z,w determine the trivial homology class if and only if the closed curve - can be written as a linear combination of the curves (1,2,…,g), and (1,2,…,g) in the first homology of S.

The first homology group of Y may be determined from the Heegaard diagram H:

H1(Y,Z)=H1(S,Z)/[1=…= g =1=…= g=0]

Page 27: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

A Heegaard diagram for the trefoilA Heegaard diagram for the trefoil

z

w

Page 28: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Constructing Heegaard diagrams for knots in S3

Constructing Heegaard diagrams for knots in S3

Consider a plane projection of a knot K in S3.

Consider a plane projection of a knot K in S3.

Page 29: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Constructing Heegaard diagrams for knots in S3

Constructing Heegaard diagrams for knots in S3

Consider a plane projection of a knot K in S3.

Construct a surface S by thickening this projection.

Consider a plane projection of a knot K in S3.

Construct a surface S by thickening this projection.

Page 30: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Constructing Heegaard diagrams for knots in S3

Constructing Heegaard diagrams for knots in S3

Consider a plane projection of a knot K in S3.

Construct a surface S by thickening this projection.

Construct a union of simple closed curves of two different colors, red and green, using the following procedure:

Consider a plane projection of a knot K in S3.

Construct a surface S by thickening this projection.

Construct a union of simple closed curves of two different colors, red and green, using the following procedure:

Page 31: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

The local construction of a Heegaard diagram from a knot projection

Page 32: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

The local construction of a Heegaard diagram from a knot projection

Page 33: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

The Heegaard diagram for trefoil after 2nd step

Page 34: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Delete the outer green curve

Page 35: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Add a new red curve and a pair of marked points on its twosides so that the red curve corresponds to the meridian of K.

Page 36: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

The green curves denote 1st collection

of simple closed curves

The red curves denote 2nd collection

of simple closed curves

Page 37: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

From topology to Heegaard diagramsFrom topology to Heegaard diagrams

Using this process we successfully extract a topological structure (a three-manifold, or a knot inside a three-manifold) from a set of combinatorial data: a marked Heegaard diagram

H=(S, (1,2,…,g),(1,2,…,g),z1,…,zn)

where n is the number of marked points on S.

Using this process we successfully extract a topological structure (a three-manifold, or a knot inside a three-manifold) from a set of combinatorial data: a marked Heegaard diagram

H=(S, (1,2,…,g),(1,2,…,g),z1,…,zn)

where n is the number of marked points on S.

Page 38: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

From Heegaard diagrams to Floer homology

From Heegaard diagrams to Floer homology

Heegaard Floer homology associates a homology theory to any Heegaard diagram with marked points.

Heegaard Floer homology associates a homology theory to any Heegaard diagram with marked points.

Page 39: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

From Heegaard diagrams to Floer homology

From Heegaard diagrams to Floer homology

Heegaard Floer homology associates a homology theory to any Heegaard diagram with marked points.

In order to obtain an invariant of the topological structure, we should show that if two Heegaard diagrams describe the same topological structure (i.e. 3-manifold or knot), the associated homology groups are isomorphic.

Heegaard Floer homology associates a homology theory to any Heegaard diagram with marked points.

In order to obtain an invariant of the topological structure, we should show that if two Heegaard diagrams describe the same topological structure (i.e. 3-manifold or knot), the associated homology groups are isomorphic.

Page 40: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Main construction of HFHMain construction of HFH Fix a Heegaard diagram

H=(S, (1,2,…,g),(1,2,…,g),z1,…,zn)

Fix a Heegaard diagram

H=(S, (1,2,…,g),(1,2,…,g),z1,…,zn)

Page 41: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Main construction of HFHMain construction of HFH Fix a Heegaard diagram

H=(S, (1,2,…,g),(1,2,…,g),z1,…,zn)

Construct the complex 2g-dimensional smooth manifold

X=Symg(S)=(SS…S)/S(g)

where S(g) is the permutation group on g letters acting on the g-tuples of points from S.

Fix a Heegaard diagram

H=(S, (1,2,…,g),(1,2,…,g),z1,…,zn)

Construct the complex 2g-dimensional smooth manifold

X=Symg(S)=(SS…S)/S(g)

where S(g) is the permutation group on g letters acting on the g-tuples of points from S.

Page 42: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Main construction of HFHMain construction of HFH Fix a Heegaard diagram

H=(S, (1,2,…,g),(1,2,…,g),z1,…,zn)

Construct the complex 2g-dimensional smooth manifold

X=Symg(S)=(SS…S)/S(g)

where S(g) is the permutation group on g letters acting on the g-tuples of points from S.

Every complex structure on S determines a complex structure on X.

Fix a Heegaard diagram

H=(S, (1,2,…,g),(1,2,…,g),z1,…,zn)

Construct the complex 2g-dimensional smooth manifold

X=Symg(S)=(SS…S)/S(g)

where S(g) is the permutation group on g letters acting on the g-tuples of points from S.

Every complex structure on S determines a complex structure on X.

Page 43: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Main construction of HFHMain construction of HFH Consider the two g-dimensional tori

T=12 …g and T=12 …g

in Z=SS…S. The projection map from Z to X embeds these two tori in X.

Consider the two g-dimensional tori

T=12 …g and T=12 …g

in Z=SS…S. The projection map from Z to X embeds these two tori in X.

Page 44: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Main construction of HFHMain construction of HFH Consider the two g-dimensional tori

T=12 …g and T=12 …g

in Z=SS…S. The projection map from Z to X embeds these two tori in X.

These tori are totally real sub-manifolds of the complex manifold X.

Consider the two g-dimensional tori

T=12 …g and T=12 …g

in Z=SS…S. The projection map from Z to X embeds these two tori in X.

These tori are totally real sub-manifolds of the complex manifold X.

Page 45: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Main construction of HFHMain construction of HFH Consider the two g-dimensional tori

T=12 …g and T=12 …g

in Z=SS…S. The projection map from Z to X embeds these two tori in X.

These tori are totally real sub-manifolds of the complex manifold X.

If the curves 1,2,…,g meet the curves 1,2,…,g transversally on S, T will meet T transversally in X.

Consider the two g-dimensional tori

T=12 …g and T=12 …g

in Z=SS…S. The projection map from Z to X embeds these two tori in X.

These tori are totally real sub-manifolds of the complex manifold X.

If the curves 1,2,…,g meet the curves 1,2,…,g transversally on S, T will meet T transversally in X.

Page 46: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Intersection points of T and T Intersection points of T and T A point of intersection between T and T

consists of a g-tuple of points (x1,x2,…,xg) such that for some element S(g) we have xii(i) for i=1,2,…,g.

A point of intersection between T and T consists of a g-tuple of points (x1,x2,…,xg) such that for some element S(g) we have xii(i) for i=1,2,…,g.

Page 47: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Intersection points of T and T Intersection points of T and T A point of intersection between T and T

consists of a g-tuple of points (x1,x2,…,xg) such that for some element S(g) we have xii(i) for i=1,2,…,g.

The complex CF(H), associated with the Heegaard diagram H, is generated by the intersection points x= (x1,x2,…,xg) as above.

The coefficient ring will be denoted by A,

which is a Z[u1,u2,…,un]-module.

A point of intersection between T and T consists of a g-tuple of points (x1,x2,…,xg) such that for some element S(g) we have xii(i) for i=1,2,…,g.

The complex CF(H), associated with the Heegaard diagram H, is generated by the intersection points x= (x1,x2,…,xg) as above.

The coefficient ring will be denoted by A,

which is a Z[u1,u2,…,un]-module.

Page 48: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Differential of the complexDifferential of the complex

The differential of this complex should have the following form:

The values b(x,y)A should be determined. Then d may be linearly extended to CF(H).

The differential of this complex should have the following form:

The values b(x,y)A should be determined. Then d may be linearly extended to CF(H).

d(x) b(x,y).yyT T

Page 49: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Differential of the complex; b(x,y)Differential of the complex; b(x,y) For x,y consider the space x,y

of the homotopy types of the disks satisfying the following properties:

u:[0,1]RCX

u(0,t) , u(1,t)

u(s,)=x , u(s,-)=y

For x,y consider the space x,y of the homotopy types of the disks satisfying the following properties:

u:[0,1]RCX

u(0,t) , u(1,t)

u(s,)=x , u(s,-)=y

Page 50: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Differential of the complex; b(x,y)Differential of the complex; b(x,y) For x,y consider the space x,y

of the homotopy types of the disks satisfying the following properties:

u:[0,1]RCX

u(0,t) , u(1,t)

u(s,)=x , u(s,-)=y

For each x,y let M() denote the moduli space of holomorphic maps u as above representing the class .

For x,y consider the space x,y of the homotopy types of the disks satisfying the following properties:

u:[0,1]RCX

u(0,t) , u(1,t)

u(s,)=x , u(s,-)=y

For each x,y let M() denote the moduli space of holomorphic maps u as above representing the class .

Page 51: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Differential of the complex; b(x,y)Differential of the complex; b(x,y)

u

x

y

X

Page 52: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Differential of the complex; b(x,y)Differential of the complex; b(x,y)

There is an action of R on the moduli space M() by translation of the second component by a constant factor: If u(s,t) is holomorphic, then u(s,t+c) is also holomorphic.

There is an action of R on the moduli space M() by translation of the second component by a constant factor: If u(s,t) is holomorphic, then u(s,t+c) is also holomorphic.

Page 53: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Differential of the complex; b(x,y)Differential of the complex; b(x,y)

There is an action of R on the moduli space M() by translation of the second component by a constant factor: If u(s,t) is holomorphic, then u(s,t+c) is also holomorphic.

If denotes the formal dimension or expected dimension of M(), then the quotient moduli space is expected to be of dimension -1. We may manage to achieve the correct dimension.

There is an action of R on the moduli space M() by translation of the second component by a constant factor: If u(s,t) is holomorphic, then u(s,t+c) is also holomorphic.

If denotes the formal dimension or expected dimension of M(), then the quotient moduli space is expected to be of dimension -1. We may manage to achieve the correct dimension.

Page 54: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Differential of the complex; b(x,y)Differential of the complex; b(x,y)

Let n( denote the number of points in the quotient moduli space (counted with a sign) if =1. Otherwise define n(=0.

Let n( denote the number of points in the quotient moduli space (counted with a sign) if =1. Otherwise define n(=0.

Page 55: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Differential of the complex; b(x,y)Differential of the complex; b(x,y)

Let n( denote the number of points in the quotient moduli space (counted with a sign) if =1. Otherwise define n(=0.

Let n(j, denote the intersection number

of L(zj)={zj}Symg-1(S) Symg(S)=X

with .

Let n( denote the number of points in the quotient moduli space (counted with a sign) if =1. Otherwise define n(=0.

Let n(j, denote the intersection number

of L(zj)={zj}Symg-1(S) Symg(S)=X

with .

Page 56: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Differential of the complex; b(x,y)Differential of the complex; b(x,y)

Let n( denote the number of points in the quotient moduli space (counted with a sign) if =1. Otherwise define n(=0.

Let n(j, denote the intersection number

of L(zj)={zj}Symg-1(S) Symg(S)=X

with .

Define b(x,y)=∑ n(.∏j uj n(j,

where the sum is over all x,y.

Let n( denote the number of points in the quotient moduli space (counted with a sign) if =1. Otherwise define n(=0.

Let n(j, denote the intersection number

of L(zj)={zj}Symg-1(S) Symg(S)=X

with .

Define b(x,y)=∑ n(.∏j uj n(j,

where the sum is over all x,y.

Page 57: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Two examples in dimension twoTwo examples in dimension two

x

y

Example 1.

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Two examples in dimension twoTwo examples in dimension two

x

y

There is a unique holomorphic Disk, up to reparametrization

of the domain, by RiemannMapping theorem

Example 1.

Page 59: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Two examples in dimension twoTwo examples in dimension two

x

y

Example 1.

d(x)=y

Page 60: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Two examples in dimension twoTwo examples in dimension two

x

y

Example 2.

w

z

Page 61: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Two examples in dimension twoTwo examples in dimension two

x

y

There is a unique holomorphic disk from x to y, up to reparametrization

of the domain, by RiemannMapping theorem

Example 2.

w

z

Page 62: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Two examples in dimension twoTwo examples in dimension two

x

y

Example 2.

w

z

Page 63: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Two examples in dimension twoTwo examples in dimension two

x

y

Example 2.

w

z

The disk connecting x to z

Page 64: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Two examples in dimension twoTwo examples in dimension two

x

y

Example 2.

w

z

The disk connectingz to w

Page 65: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Two examples in dimension twoTwo examples in dimension two

x

y

Example 2.

w

z

The disk connectingy to w

Page 66: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Two examples in dimension twoTwo examples in dimension two

x

y

Example 2.

w

z

Page 67: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Two examples in dimension twoTwo examples in dimension two

x

y

Example 2.

w

z

There is a one parameterfamily of disks connecting x to

y parameterized by thelength of the cut

Page 68: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Two examples in dimension twoTwo examples in dimension two

x

y

Example 2.

w

z

d(x)=y+z

d(y)=w

d(z)=-w

d(w)=0

Page 69: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Basic properties Basic properties The first observation is that d2=0. The first observation is that d2=0.

Page 70: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Basic properties Basic properties The first observation is that d2=0. This may be checked easily in the two

examples discussed here.

The first observation is that d2=0. This may be checked easily in the two

examples discussed here.

Page 71: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Basic properties Basic properties The first observation is that d2=0. This may be checked easily in the two

examples discussed here. In general the proof uses a description

of the boundary of M/~ when . Here ~ denotes the equivalence relation obtained by R-translation. Gromov compactness theorem and a gluing lemma should be used.

The first observation is that d2=0. This may be checked easily in the two

examples discussed here. In general the proof uses a description

of the boundary of M/~ when . Here ~ denotes the equivalence relation obtained by R-translation. Gromov compactness theorem and a gluing lemma should be used.

Page 72: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Basic properties Basic properties

Theorem (Ozsváth-Szabó) The homology groups HF(H,A) of the complex (CF(H),d) are invariants of the pointed Heegaard diagram H. For a three-manifold Y, or a knot (KY), the homology group is in fact independent of the specific Heegaard diagram used for constructing the chain complex and gives homology groups HF(Y,A) and HFK(K,A) respectively.

Theorem (Ozsváth-Szabó) The homology groups HF(H,A) of the complex (CF(H),d) are invariants of the pointed Heegaard diagram H. For a three-manifold Y, or a knot (KY), the homology group is in fact independent of the specific Heegaard diagram used for constructing the chain complex and gives homology groups HF(Y,A) and HFK(K,A) respectively.

Page 73: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Refinements of these homology groups Refinements of these homology groups Consider the space Spinc(Y) of Spinc-

structures on Y. This is the space of homology classes of nowhere vanishing vector fields on Y. Two non-vanishing vector fields on Y are called homologous if they are isotopic in the complement of a ball in Y.

Consider the space Spinc(Y) of Spinc-structures on Y. This is the space of homology classes of nowhere vanishing vector fields on Y. Two non-vanishing vector fields on Y are called homologous if they are isotopic in the complement of a ball in Y.

Page 74: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Refinements of these homology groups Refinements of these homology groups Consider the space Spinc(Y) of Spinc-

structures on Y. This is the space of homology classes of nowhere vanishing vector fields on Y. Two non-vanishing vector fields on Y are called homologous if they are isotopic in the complement of a ball in Y.

The marked point z defines a map sz from the set of generators of CF(H) to Spinc(Y):

sz:Spinc(Y) defined as follows

Consider the space Spinc(Y) of Spinc-structures on Y. This is the space of homology classes of nowhere vanishing vector fields on Y. Two non-vanishing vector fields on Y are called homologous if they are isotopic in the complement of a ball in Y.

The marked point z defines a map sz from the set of generators of CF(H) to Spinc(Y):

sz:Spinc(Y) defined as follows

Page 75: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Refinements of these homology groups Refinements of these homology groups If x=(x1,x2,…,xg) is an intersection

point, then each of xj determines a flow line for the Morse function h connecting one of the index-1 critical points to an index-2 critical point. The marked point z determines a flow line connecting the index-0 critical point to the index-3 critical point.

If x=(x1,x2,…,xg) is an intersection point, then each of xj determines a flow line for the Morse function h connecting one of the index-1 critical points to an index-2 critical point. The marked point z determines a flow line connecting the index-0 critical point to the index-3 critical point.

Page 76: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Refinements of these homology groups Refinements of these homology groups If x=(x1,x2,…,xg) is an intersection

point, then each of xj determines a flow line for the Morse function h connecting one of the index-1 critical points to an index-2 critical point. The marked point z determines a flow line connecting the index-0 critical point to the index-3 critical point.

All together we obtain a union of flow lines joining pairs of critical points of indices of different parity.

If x=(x1,x2,…,xg) is an intersection point, then each of xj determines a flow line for the Morse function h connecting one of the index-1 critical points to an index-2 critical point. The marked point z determines a flow line connecting the index-0 critical point to the index-3 critical point.

All together we obtain a union of flow lines joining pairs of critical points of indices of different parity.

Page 77: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Refinements of these homology

groups Refinements of these homology

groups The gradient vector field may be modified

in a neighborhood of these paths to obtain a nowhere vanishing vector field on Y.

The gradient vector field may be modified in a neighborhood of these paths to obtain a nowhere vanishing vector field on Y.

Page 78: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Refinements of these homology

groups Refinements of these homology

groups The gradient vector field may be modified

in a neighborhood of these paths to obtain a nowhere vanishing vector field on Y.

The class of this vector field in Spinc(Y) is independent of this modification and is denoted by sz(x).

The gradient vector field may be modified in a neighborhood of these paths to obtain a nowhere vanishing vector field on Y.

The class of this vector field in Spinc(Y) is independent of this modification and is denoted by sz(x).

Page 79: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Refinements of these homology

groups Refinements of these homology

groups The gradient vector field may be modified

in a neighborhood of these paths to obtain a nowhere vanishing vector field on Y.

The class of this vector field in Spinc(Y) is independent of this modification and is denoted by sz(x).

If x,y are intersection points with

x,y, then sz(x) =sz(y).

The gradient vector field may be modified in a neighborhood of these paths to obtain a nowhere vanishing vector field on Y.

The class of this vector field in Spinc(Y) is independent of this modification and is denoted by sz(x).

If x,y are intersection points with

x,y, then sz(x) =sz(y).

Page 80: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Refinements of these homology

groups Refinements of these homology

groups This implies that the homology groups

HF(Y,A) decompose according to the Spinc structures over Y:

HF(Y,A)=sSpin(Y)HF(Y,A;s)

This implies that the homology groups HF(Y,A) decompose according to the Spinc structures over Y:

HF(Y,A)=sSpin(Y)HF(Y,A;s)

Page 81: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Refinements of these homology

groups Refinements of these homology

groups This implies that the homology groups

HF(Y,A) decompose according to the Spinc structures over Y:

HF(Y,A)=sSpin(Y)HF(Y,A;s)

For each sSpinc(Y) the group HF(Y,A;s) is also an invariant of the three-manifold Y and the Spinc structure s.

This implies that the homology groups HF(Y,A) decompose according to the Spinc structures over Y:

HF(Y,A)=sSpin(Y)HF(Y,A;s)

For each sSpinc(Y) the group HF(Y,A;s) is also an invariant of the three-manifold Y and the Spinc structure s.

Page 82: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Some examplesSome examples

For S3, Spinc(S3)={s0} and HF(Y,A;s0)=A For S3, Spinc(S3)={s0} and HF(Y,A;s0)=A

Page 83: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Some examplesSome examples

For S3, Spinc(S3)={s0} and HF(Y,A;s0)=A

For S1S2, Spinc(S1S2)=Z. Let s0 be the Spinc structure such that c1(s0)=0, then for s≠s0, HF(Y,A;s)=0. Furthermore we have HF(Y,A;s0)=AA, where the homological gradings of the two copies of A differ by 1.

For S3, Spinc(S3)={s0} and HF(Y,A;s0)=A

For S1S2, Spinc(S1S2)=Z. Let s0 be the Spinc structure such that c1(s0)=0, then for s≠s0, HF(Y,A;s)=0. Furthermore we have HF(Y,A;s0)=AA, where the homological gradings of the two copies of A differ by 1.

Page 84: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Heegaard diagram for S3Heegaard diagram for S3

z

x

The opposite sides of the rectangle should be identified to obtain a torus (surface of genus1)

Page 85: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Heegaard diagram for S3Heegaard diagram for S3

z

x

Only one generator x, and no differentials; so the homology will be A

Page 86: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Heegaard diagram for S1S2Heegaard diagram for S1S2

z

x

Only two generators x,y and two homotopy classes of disks of index 1.

y

Page 87: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Heegaard diagram for S1S2Heegaard diagram for S1S2

z

x

The first disk connecting x to y, with Maslov index one.

y

Page 88: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Heegaard diagram for S1S2Heegaard diagram for S1S2

z

x

The second disk connecting x to y, with Maslov index one. The sign will be different from the first one.

y

Page 89: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Heegaard diagram for S1S2Heegaard diagram for S1S2

z

x

d(x)=d(y)=0sz(x)=sz(y)=s0

(x)=(y)+1=1HF(S1S2,A,s0)=AxAy

y

Page 90: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Some other simple casesSome other simple cases

Lens spaces L(p,q) Lens spaces L(p,q)

Page 91: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Some other simple casesSome other simple cases

Lens spaces L(p,q) S3

n(K): the result of n-surgery on alternating knots in S3. The result may be understood in terms of the Alexander polynomial of the knot.

Lens spaces L(p,q) S3

n(K): the result of n-surgery on alternating knots in S3. The result may be understood in terms of the Alexander polynomial of the knot.

Page 92: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Some other simple casesSome other simple cases

Lens spaces L(p,q) S3

n(K): the result of n-surgery on alternating knots in S3. The result may be understood in terms of the Alexander polynomial of the knot.

Connected sums of pieces of the above type: There is a connected sum formula.

Lens spaces L(p,q) S3

n(K): the result of n-surgery on alternating knots in S3. The result may be understood in terms of the Alexander polynomial of the knot.

Connected sums of pieces of the above type: There is a connected sum formula.

Page 93: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Connected sum formulaConnected sum formula

Spinc(Y1#Y2)=Spinc(Y1)Spinc(Y2); Maybe the better notation is Spinc(Y1#Y2)=Spinc(Y1)#Spinc(Y2)

Spinc(Y1#Y2)=Spinc(Y1)Spinc(Y2); Maybe the better notation is Spinc(Y1#Y2)=Spinc(Y1)#Spinc(Y2)

Page 94: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Connected sum formulaConnected sum formula

Spinc(Y1#Y2)=Spinc(Y1)Spinc(Y2); Maybe the better notation is Spinc(Y1#Y2)=Spinc(Y1)#Spinc(Y2)

HF(Y1#Y2,A;s1#s2)=

HF(Y1,A;s1)AHF(Y2,A;s2)

Spinc(Y1#Y2)=Spinc(Y1)Spinc(Y2); Maybe the better notation is Spinc(Y1#Y2)=Spinc(Y1)#Spinc(Y2)

HF(Y1#Y2,A;s1#s2)=

HF(Y1,A;s1)AHF(Y2,A;s2)

Page 95: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Connected sum formulaConnected sum formula

Spinc(Y1#Y2)=Spinc(Y1)Spinc(Y2); Maybe the better notation is Spinc(Y1#Y2)=Spinc(Y1)#Spinc(Y2)

HF(Y1#Y2,A;s1#s2)=

HF(Y1,A;s1)AHF(Y2,A;s2)

In particular for A=Z, as a trivial Z[u1]-module, the connected sum formula is usually simple (in practice).

Spinc(Y1#Y2)=Spinc(Y1)Spinc(Y2); Maybe the better notation is Spinc(Y1#Y2)=Spinc(Y1)#Spinc(Y2)

HF(Y1#Y2,A;s1#s2)=

HF(Y1,A;s1)AHF(Y2,A;s2)

In particular for A=Z, as a trivial Z[u1]-module, the connected sum formula is usually simple (in practice).

Page 96: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Refinements for knotsRefinements for knots

Consider the space of relative Spinc structures Spinc(Y,K) for a knot (Y,K);

Consider the space of relative Spinc structures Spinc(Y,K) for a knot (Y,K);

Page 97: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Refinements for knotsRefinements for knots

Consider the space of relative Spinc structures Spinc(Y,K) for a knot (Y,K);

Spinc(Y,K) is by definition the space of homology classes of non-vanishing vector fields in the complement of K which converge to the orientation of K.

Consider the space of relative Spinc structures Spinc(Y,K) for a knot (Y,K);

Spinc(Y,K) is by definition the space of homology classes of non-vanishing vector fields in the complement of K which converge to the orientation of K.

Page 98: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Refinements for knotsRefinements for knots

The pair of marked points (z,w) on a Heegaard diagram H for K determine a map from the set of generators x to Spinc(Y,K), denoted by sK(x) Spinc(Y,K).

The pair of marked points (z,w) on a Heegaard diagram H for K determine a map from the set of generators x to Spinc(Y,K), denoted by sK(x) Spinc(Y,K).

Page 99: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Refinements for knotsRefinements for knots

The pair of marked points (z,w) on a Heegaard diagram H for K determine a map from the set of generators x to Spinc(Y,K), denoted by sK(x) Spinc(Y,K).

In the simplest case where A=Z, the coefficient of any y in d(x) is zero, unless sK(x)=sK(y).

The pair of marked points (z,w) on a Heegaard diagram H for K determine a map from the set of generators x to Spinc(Y,K), denoted by sK(x) Spinc(Y,K).

In the simplest case where A=Z, the coefficient of any y in d(x) is zero, unless sK(x)=sK(y).

Page 100: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Refinements for knotsRefinements for knots

This is a better refinement in comparison with the previous one for three-manifolds:

Spinc(Y,K)=ZSpinc(Y)

This is a better refinement in comparison with the previous one for three-manifolds:

Spinc(Y,K)=ZSpinc(Y)

Page 101: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Refinements for knotsRefinements for knots

This is a better refinement in comparison with the previous one for three-manifolds:

Spinc(Y,K)=ZSpinc(Y) In particular for Y=S3 and standard knots

we have Spinc(K):=Spinc(S3,K)=Z We restrict ourselves to this case, with

A=Z!

This is a better refinement in comparison with the previous one for three-manifolds:

Spinc(Y,K)=ZSpinc(Y) In particular for Y=S3 and standard knots

we have Spinc(K):=Spinc(S3,K)=Z We restrict ourselves to this case, with

A=Z!

Page 102: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Some results for knots in S3Some results for knots in S3

For each sZ, we obtain a homology group HF(K,s) which is an invariant for K.

For each sZ, we obtain a homology group HF(K,s) which is an invariant for K.

Page 103: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Some results for knots in S3Some results for knots in S3

For each sZ, we obtain a homology group HF(K,s) which is an invariant for K.

There is a homological grading induced on HF(K,s). As a result

HF(K,s)=iZ HFi(K,s)

For each sZ, we obtain a homology group HF(K,s) which is an invariant for K.

There is a homological grading induced on HF(K,s). As a result

HF(K,s)=iZ HFi(K,s)

Page 104: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Some results for knots in S3Some results for knots in S3

For each sZ, we obtain a homology group HF(K,s) which is an invariant for K.

There is a homological grading induced on HF(K,s). As a result

HF(K,s)=iZ HFi(K,s)

So each HF(K,s) has a well-defined Euler characteristic (K,s)

For each sZ, we obtain a homology group HF(K,s) which is an invariant for K.

There is a homological grading induced on HF(K,s). As a result

HF(K,s)=iZ HFi(K,s)

So each HF(K,s) has a well-defined Euler characteristic (K,s)

Page 105: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Some results for knots in S3Some results for knots in S3

The polynomial

PK(t)=∑sZ (K,s).ts

will be the symmetrized Alexander polynomial of K.

The polynomial

PK(t)=∑sZ (K,s).ts

will be the symmetrized Alexander polynomial of K.

Page 106: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Some results for knots in S3Some results for knots in S3

The polynomial

PK(t)=∑sZ (K,s).ts

will be the symmetrized Alexander polynomial of K.

There is a symmetry as follows:

HFi(K,s)=HFi-2s(K,-s)

The polynomial

PK(t)=∑sZ (K,s).ts

will be the symmetrized Alexander polynomial of K.

There is a symmetry as follows:

HFi(K,s)=HFi-2s(K,-s)

Page 107: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Some results for knots in S3Some results for knots in S3

The polynomial

PK(t)=∑sZ (K,s).ts

will be the symmetrized Alexander polynomial of K.

There is a symmetry as follows:

HFi(K,s)=HFi-2s(K,-s)

HF(K) determines the genus of K as follows;

The polynomial

PK(t)=∑sZ (K,s).ts

will be the symmetrized Alexander polynomial of K.

There is a symmetry as follows:

HFi(K,s)=HFi-2s(K,-s)

HF(K) determines the genus of K as follows;

Page 108: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Genus of a knotGenus of a knot

Suppose that K is a knot in S3. Suppose that K is a knot in S3.

Page 109: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Genus of a knotGenus of a knot

Suppose that K is a knot in S3. Consider all the oriented surfaces C

with one boundary component in S3\K such that the boundary of C is K.

Suppose that K is a knot in S3. Consider all the oriented surfaces C

with one boundary component in S3\K such that the boundary of C is K.

Page 110: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Genus of a knotGenus of a knot

Suppose that K is a knot in S3. Consider all the oriented surfaces C

with one boundary component in S3\K such that the boundary of C is K.

Such a surface is called a Seifert surface for K.

Suppose that K is a knot in S3. Consider all the oriented surfaces C

with one boundary component in S3\K such that the boundary of C is K.

Such a surface is called a Seifert surface for K.

Page 111: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Genus of a knotGenus of a knot

Suppose that K is a knot in S3. Consider all the oriented surfaces C

with one boundary component in S3\K such that the boundary of C is K.

Such a surface is called a Seifert surface for K.

The genus g(K) of K is the minimum genus for a Seifert surface for K.

Suppose that K is a knot in S3. Consider all the oriented surfaces C

with one boundary component in S3\K such that the boundary of C is K.

Such a surface is called a Seifert surface for K.

The genus g(K) of K is the minimum genus for a Seifert surface for K.

Page 112: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

HFH determines the genusHFH determines the genus

Let d(K) be the largest integer s such that HF(K,s) is non-trivial.

Let d(K) be the largest integer s such that HF(K,s) is non-trivial.

Page 113: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

HFH determines the genusHFH determines the genus

Let d(K) be the largest integer s such that HF(K,s) is non-trivial.

Theorem (Ozsváth-Szabó) For any knot K in S3, d(K)=g(K).

Let d(K) be the largest integer s such that HF(K,s) is non-trivial.

Theorem (Ozsváth-Szabó) For any knot K in S3, d(K)=g(K).

Page 114: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

HFH and the 4-ball genusHFH and the 4-ball genus

In fact there is a slightly more interesting invariant (K) defined from HF(K,A), where A=Z[u1

-1,u2-1], which gives a lower

bound for the 4-ball genus g4(K) of K.

In fact there is a slightly more interesting invariant (K) defined from HF(K,A), where A=Z[u1

-1,u2-1], which gives a lower

bound for the 4-ball genus g4(K) of K.

Page 115: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

HFH and the 4-ball genusHFH and the 4-ball genus

In fact there is a slightly more interesting invariant (K) defined from HF(K,A), where A=Z[u1

-1,u2-1], which gives a lower

bound for the 4-ball genus g4(K) of K.

The 4-ball genus in the smallest genus of a surface in the 4-ball with boundary K in S3, which is the boundary of the 4-ball.

In fact there is a slightly more interesting invariant (K) defined from HF(K,A), where A=Z[u1

-1,u2-1], which gives a lower

bound for the 4-ball genus g4(K) of K.

The 4-ball genus in the smallest genus of a surface in the 4-ball with boundary K in S3, which is the boundary of the 4-ball.

Page 116: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

HFH and the 4-ball genusHFH and the 4-ball genus

The 4-ball genus gives a lower bound for the un-knotting number u(K) of K.

The 4-ball genus gives a lower bound for the un-knotting number u(K) of K.

Page 117: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

HFH and the 4-ball genusHFH and the 4-ball genus

The 4-ball genus gives a lower bound for the un-knotting number u(K) of K.

Theorem(Ozsváth-Szabó)

(K) ≤g4(K)≤u(K)

The 4-ball genus gives a lower bound for the un-knotting number u(K) of K.

Theorem(Ozsváth-Szabó)

(K) ≤g4(K)≤u(K)

Page 118: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

HFH and the 4-ball genusHFH and the 4-ball genus

The 4-ball genus gives a lower bound for the un-knotting number u(K) of K.

Theorem(Ozsváth-Szabó)

(K) ≤g4(K)≤u(K)

Corollary(Milnor conjecture, 1st proved by Kronheimer-Mrowka using gauge theory)

If T(p,q) denotes the (p,q) torus knot, then u(T(p,q))=(p-1)(q-1)/2

The 4-ball genus gives a lower bound for the un-knotting number u(K) of K.

Theorem(Ozsváth-Szabó)

(K) ≤g4(K)≤u(K)

Corollary(Milnor conjecture, 1st proved by Kronheimer-Mrowka using gauge theory)

If T(p,q) denotes the (p,q) torus knot, then u(T(p,q))=(p-1)(q-1)/2

Page 119: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

T(p,q): p strands, q twistsT(p,q): p strands, q twists

Page 120: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

CompationsCompations

HF(K) is completely determined from the symmetrized Alexander polynomial and the signature (K), if K is an alternating knot.

HF(K) is completely determined from the symmetrized Alexander polynomial and the signature (K), if K is an alternating knot.

Page 121: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

CompationsCompations

HF(K) is completely determined from the symmetrized Alexander polynomial and the signature (K), if K is an alternating knot.

Torus knots, three-strand pretzel knots, etc.

HF(K) is completely determined from the symmetrized Alexander polynomial and the signature (K), if K is an alternating knot.

Torus knots, three-strand pretzel knots, etc.

Page 122: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

CompationsCompations

HF(K) is completely determined from the symmetrized Alexander polynomial and the signature (K), if K is an alternating knot.

Torus knots, three-strand pretzel knots, etc.

Small knots: We know the answer for all knots up to 14 crossings.

HF(K) is completely determined from the symmetrized Alexander polynomial and the signature (K), if K is an alternating knot.

Torus knots, three-strand pretzel knots, etc.

Small knots: We know the answer for all knots up to 14 crossings.

Page 123: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Why is it possible to compute?Why is it possible to compute?

There is an easy way to understand the homotopy classes of disks in x,y) when the associated relative Spinc structures associated with x,y in Spinc(K) are the same.

There is an easy way to understand the homotopy classes of disks in x,y) when the associated relative Spinc structures associated with x,y in Spinc(K) are the same.

Page 124: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Why is it possible to compute?Why is it possible to compute?

There is an easy way to understand the homotopy classes of disks in x,y) when the associated relative Spinc structures associated with x,y in Spinc(K) are the same.

Let be an element in x,y), and let z1,z2,…,zm be marked points on S, one in each connected component of the complement of the curves in S.

There is an easy way to understand the homotopy classes of disks in x,y) when the associated relative Spinc structures associated with x,y in Spinc(K) are the same.

Let be an element in x,y), and let z1,z2,…,zm be marked points on S, one in each connected component of the complement of the curves in S.

Page 125: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Why is it possible to compute?Why is it possible to compute?

Consider the subspaces L(zj)={zj}Symg-1(S) and let n(j,) be the intersection number of with L(zj).

Consider the subspaces L(zj)={zj}Symg-1(S) and let n(j,) be the intersection number of with L(zj).

Page 126: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Why is it possible to compute?Why is it possible to compute?

Consider the subspaces L(zj)={zj}Symg-1(S) and let n(j,) be the intersection number of with L(zj).

The collection of integers n(j,), j=1,…,m determine the homotopy class .

Consider the subspaces L(zj)={zj}Symg-1(S) and let n(j,) be the intersection number of with L(zj).

The collection of integers n(j,), j=1,…,m determine the homotopy class .

Page 127: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Why is it possible to compute?Why is it possible to compute?

Consider the subspaces L(zj)={zj}Symg-1(S) and let n(j,) be the intersection number of with L(zj).

The collection of integers n(j,), j=1,…,m determine the homotopy class .

There is a simple combinatorial way to check if such a collection determines a homotopy class in x,y) or not.

Consider the subspaces L(zj)={zj}Symg-1(S) and let n(j,) be the intersection number of with L(zj).

The collection of integers n(j,), j=1,…,m determine the homotopy class .

There is a simple combinatorial way to check if such a collection determines a homotopy class in x,y) or not.

Page 128: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Why is it possible to compute?Why is it possible to compute?

There is a combinatorial formula for the expected dimension of of M() in terms of n(j,) and the geometry of the curves on S.

There is a combinatorial formula for the expected dimension of of M() in terms of n(j,) and the geometry of the curves on S.

Page 129: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Why is it possible to compute?Why is it possible to compute?

There is a combinatorial formula for the expected dimension of of M() in terms of n(j,) and the geometry of the curves on S.

We know that if n() is not zero, then =1, and all n(j,) are non-negative. Furthermore, if z=z1 and w=z2, then n(1,)= n(2,)=0.

There is a combinatorial formula for the expected dimension of of M() in terms of n(j,) and the geometry of the curves on S.

We know that if n() is not zero, then =1, and all n(j,) are non-negative. Furthermore, if z=z1 and w=z2, then n(1,)= n(2,)=0.

Page 130: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Why is it possible to compute?Why is it possible to compute?

These are strong restrictions. For example these restrictions are enough for a complete computation for alternating knots.

These are strong restrictions. For example these restrictions are enough for a complete computation for alternating knots.

Page 131: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Why is it possible to compute?Why is it possible to compute?

These are strong restrictions. For example these restrictions are enough for a complete computation for alternating knots.

In other cases, these are still pretty strong, and help a lot with the computations.

These are strong restrictions. For example these restrictions are enough for a complete computation for alternating knots.

In other cases, these are still pretty strong, and help a lot with the computations.

Page 132: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Why is it possible to compute?Why is it possible to compute?

These are strong restrictions. For example these restrictions are enough for a complete computation for alternating knots.

In other cases, these are still pretty strong, and help a lot with the computations.

There are computer programs (e.g. by Monalescue) which provide all the simplifications of the above type in the computations.

These are strong restrictions. For example these restrictions are enough for a complete computation for alternating knots.

In other cases, these are still pretty strong, and help a lot with the computations.

There are computer programs (e.g. by Monalescue) which provide all the simplifications of the above type in the computations.

Page 133: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Some domains for which the moduli space is known

Some domains for which the moduli space is known

x

y

y

y

x

x

Any 2n-gone as shown here with alternating red and green edges corresponds to as moduli space contributing 1 to the differential

Page 134: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Some domains for which the moduli space is known

Some domains for which the moduli space is known

x

y

y

y

x

x

The same is true for thesame type of polygons witha number of circles excluded as shown in the picture.x=y

Page 135: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Relation to the three-manifold invariants

Relation to the three-manifold invariants

Theorem (Ozsváth-Szabó) Heegaard Floer complex for a knot K determines the Heegaard Floer homology for three-manifolds obtained by surgery on K.

Theorem (Ozsváth-Szabó) Heegaard Floer complex for a knot K determines the Heegaard Floer homology for three-manifolds obtained by surgery on K.

Page 136: Introduction to Heegaard Floer Homology Eaman Eftekhary Harvard University Eaman Eftekhary Harvard University.

Relation to the three-manifold invariants

Relation to the three-manifold invariants

Theorem (E.) More generally if a 3-manifold is obtained from two knot-complements by identifying them on the boundary, then the Heegaard Floer complexs of the two knots, determine the Heegaard Floer homology of the resulting three-manifold

Theorem (E.) More generally if a 3-manifold is obtained from two knot-complements by identifying them on the boundary, then the Heegaard Floer complexs of the two knots, determine the Heegaard Floer homology of the resulting three-manifold