Article High Thermoelectric Performance of Ag 9 GaSe 6 Enabled by Low Cutoff Frequency of Acoustic Phonons Acoustic phonons contribute most to lattice thermal conductivity (k L ), due to their high velocities. The cutoff frequency of acoustic phonons (u m ) indicates not only the population but also the velocity and therefore guides the discovery of semiconducting Ag 9 GaSe 6 with an extremely low k L through a low u m stemming from both its large primitive cell and weakly bonded Ag. This opens new possibilities for high-performance thermoelectrics, illustrated by the high thermoelectric figure of merit (zT = 1.5) in this material. Siqi Lin, Wen Li, Shasha Li, ..., Yidong Xu, Yue Chen, Yanzhong Pei [email protected]HIGHLIGHTS Ag 9 GaSe 6 shows a promising thermoelectric figure of merit (zT 1.5) It has an extremely low lattice thermal conductivity (k L 0.15 W/m K) Its low cutoff frequency of acoustic phonons contributes to the low k L The principle guides the design of materials with expected k L Lin et al., Joule 1, 816–830 December 20, 2017 ª 2017 Elsevier Inc. http://dx.doi.org/10.1016/j.joule.2017.09.006
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Article
High Thermoelectric Performance ofAg9GaSe6 Enabled by Low Cutoff Frequencyof Acoustic Phonons
Intrinsically low lattice thermal conductivity usually happens in materials with a large
primitive cell. This is fundamentally associated with the reduced population of
acoustic phonons, which have a high velocity and therefore contribute dominantly
to the lattice thermal conductivity. In more detail, when the number of atoms in a
primitive cell increases, the lattice parameter increases, resulting in a reduced
volume of the first Brillouin zone. This leads the high-frequency portion of acoustic
vibration modes to be folded back into the first Brillouin zone as optical modes,
but with significantly reduced velocities near zone boundaries. Optical phonons
usually have extremely low velocities, leading to a negligible contribution to the lat-
tice thermal conductivity.36,37 In the case of a large primitive cell, the population of
acoustic phonons that dominate the lattice thermal conductivity is significantly
reduced.
Another key parameter determining the lattice thermal conductivity is the propaga-
tion of phonons (i.e., sound velocity, v). When the medium varies from a gas to a
liquid and then to a solid, sound waves travel faster and faster, roughly indicating
that a weakly bonded medium reduces the velocity. In a crystalline solid, weakly
bonded heavy constituent elements usually lead to a flattening in phonon disper-
sion. This essentially results in a low lattice thermal conductivity.
Although the above strategies are indeed effective for exploring materials
with a low lattice thermal conductivity (kL), the individual effectiveness on kL is
by definition still not well quantified. Since both a large primitive cell and soft
bonds lead to a small frequency of acoustic phonons at the boundary of the
first Brillouin zone, this work uses such a frequency as an important parameter
determining the kL of a material. This frequency is exactly the cutoff frequency of
acoustic phonons (um), which can be determined by measuring the sound velocity
(v) and the crystal structure parameters (the number of atoms in the primitive cell
[N] and the atomic volume [V ]) via um = 2pv � ðNVÞ�1=3 according to Debye
approximation.
Guided by the above concept of a low cutoff frequency for low lattice thermal
conductivities, this work focuses on a semiconducting material, Ag9GaSe6, for its
potential in thermoelectrics. The primitive cell includes a large number of atoms,
more than half of which are weakly bonded Ag+ cations. Therefore, Ag9GaSe6 is
assumed to have a low lattice thermal conductivity due to its low um for potential
thermoelectric applications. It should be noted that the weakly bonded Ag+ cations
further induce an order-disorder phase transition from b-Ag9GaSe6 to a-Ag9GaSe6at 281 K.38–40
The thermoelectric transport properties of Ag9GaSe6 above room temperature are
investigated in this work. While most of the semiconductors, including thermoelec-
tric materials, have a cutoff frequency of 1–3 THz for acoustic phonons, Ag9GaSe6shows an extremely low cutoff frequency (only �0.5 THz) of acoustic phonons.
This material successfully shows a kL as low as�0.15W/m K in the entire temperature
range, being one of the least thermally conductive crystalline solids. This work may
shed light on the origin of the extremely low lattice thermal conductivities observed
in other high-performance thermoelectrics41–48 as well. Although the thermoelectric
power factor of Ag9GaSe6 is much lower than those of conventional thermoelectrics,
a peak thermoelectric figure of merit, zT � 1.5, can be achieved in Ag9GaSe6 alloys,
of which the transport properties can be well understood by a single parabolic band
model. This work opens new possibilities of thermoelectric advancements through a
(A–D) Crystal structure of Ag9GaSe6 in the high temperature (>281 K) phase (A). Powder X-ray
diffraction patterns (B), the lattice parameter (C), and room temperature Hall carrier concentration
(D) for Ag9Ga(Se1�xTex)6, indicating formation of a solid solution.
RESULTS AND DISCUSSION
Ag9GaSe6 shows a phase transition between b-Ag9GaSe6 (space group P213) and
a-Ag9GaSe6 (space group F43m) at 281 K.38–40 The cubic crystal structure of the
low-temperature b-Ag9GaSe6 is formed by a [GaSe4]5� and Se2� anion framework
and ordered Ag+ fully occupying its lattice sites. Above 281 K, the anion framework
becomes more symmetrical in an F43m lattice, while Ag atoms get highly disordered
with an occupancy of only 12.5% and 25%, respectively, on the 96i and 48h sites
(Figure 1A). It is interesting to note that the order-disorder transition does not induce
a change in the lattice parameter. Moreover, the disordered phase stabilizes at room
temperature or higher. Compared with previously reported materials with complex
crystal structures involving phase transitions,29,34,35,41,47,48 these features can be
advantages for thermoelectric applications.
The powder X-ray diffraction patterns (XRD) for the samples are shown in Figure 1B.
All the peaks can be indexed to the corresponding F43m structure.With increasing x,
the lattice parameter (Figure 1C) increases linearly while the carrier concentration
decreases (Figure 1D). The lattice expansion can be understood by the larger
size of Te compared with that of Se. A broad range of Hall carrier concentration
(3 � 10 3 1018 cm�3) at room temperature is achieved (Figure 1D). Other dopants
such as Cr, Cd, Zn, Ge, and S were also used to tune the carrier concentration, yet
they all seem to be not as effective (Table S1).
Scanning electron microscopy (SEM) observations and energy dispersive
spectrometer (EDS) composition mapping of Ag, Se, and Ga for Ag9GaSe6 (Figure 2)
and Ag9Ga(Se0.9Te0.1)6 (Figure S1) were carried out to further confirm the purity and
homogeneity. The optical measurements49 enabled estimation of the band gap
818 Joule 1, 816–830, December 20, 2017
Figure 2. Microstructures of Ag9GaSe6(A–D) SEM image (A) and the corresponding EDS composition mapping of Ag (B), Se (C), Ga (D) for
Ag9GaSe6.
(�0.56 eV) for Ag9GaSe6. It is shown that the band gap of Ag9Ga(Se1�xTex)6decreased from 0.56 eV for x = 0 to 0.46 eV for x = 0.17 (Figure 3). The XRD results
and the optical and transport properties for Ag9GaSe6 with other dopants
mentioned above are included in Figures S2 and S3.
Ab initio molecular dynamics simulations were performed to understand the
atomic vibrations at elevated temperatures for the low-temperature phase (Fig-
ure 4A). It is seen that all atoms vibrate in the vicinity of their equilibrium positions
at 300 K (Figure 4B), whereas the Ag atoms exhibit a diffusive behavior at 500 K
(Figure 4C). This indicates that Ag atoms are loosely bonded to the neighboring
atoms. The simulation results should rationalize the experimentally observed Ag
partial occupancy in the high-temperature phase. It should be noted that, due
to the partial occupancy of Ag in the high-temperature phase, the simulation
can be carried out on the low-temperature phase only. However, it is reasonable
to assume that Ag atoms get more diffusive in the high-temperature phase
because of the existence of unoccupied vacancies. Further considering the un-
changed lattice parameters for both low- and high-temperature cubic phases,
the main difference relies on the occupancy of Ag atoms. Therefore, it is believed
that Ag atoms are also weakly bonded (if not weaker) in the high-temperature
phase.
Further electron density distribution and Bader charges are carried out to confirm
the soft bonding in Ag9GaSe6. Directional electron density distribution between
Ga and Se atoms is seen from Figure 5, indicating strong covalent bonds. However,
the electron density distribution surrounding the Ag atoms is nearly spherical,
suggesting weak chemical bonds to neighboring atoms. Bader charge analysis
shows that each Ag and Ga atom loses 0.26 and 0.97 electrons, respectively, while
each Se atom receives 0.56 electrons. This again indicates that Ag atoms are weakly
bonded due to ionic interactions. Such bonding characteristics provide an insight in
Joule 1, 816–830, December 20, 2017 819
Figure 3. Optical Absorption
The normalized optical absorption versus photon energy at room temperature for
Ag9Ga(Se1�xTex)6.
understanding why the lattice dynamics shows a diffusive behavior of Ag atoms
(Figure 4).
It is known that soft bonding usually leads to a flattened phonon dispersion,
which is shown in Figure 6A. By projecting the phonon density of states (DOS) of
Ag9GaSe6 onto different atomic species (Figure 6B), it is found that the majority
of the low-frequency phonon modes below 3 THz are contributed by the Ag atoms.
This is consistent with the feature that Ag atoms are weakly bonded. Therefore, it
is seen that most of the optical phonon modes are nearly non-dispersive,
ensuring a negligible contribution to the lattice thermal conductivity.37
Further, due to the soft bonding, both the transverse (vt = 1,200 m/s) and longitu-
dinal (vl = 2,900 m/s) sound velocities calculated from phonon dispersions are
extremely low for Ag9GaSe6, which is well confirmed by the measurements
(vt = 1,167 m/s, vl = 2,917 m/s) at room temperature. Besides the soft bonds
emphasized in this work, other mechanisms50,51 are found to be effective for a
low sound velocity.
Because there are many atoms (high N) in the crystal cell of Ag9GaSe6, the small
volume of the first Brillouin zone and the softly bonded Ag atoms (low v) lead the
cutoff frequency of acoustic phonons to be as low as �0.5 THz (Figure 5). This cutoff
frequency of acoustic phonons is significantly lower than those of typical semi-
conductors, including thermoelectrics. The room temperature lattice thermal con-
ductivity as a function of cutoff frequency for acoustic phonons is shown in Figure 7
for semiconductors with potential as thermoelectrics (more details are given in
Table S2). It is seen that a low cutoff frequency of acoustic phonons is indeed helpful
for a low lattice thermal conductivity.
The theoretical basis relies on the fact that the cutoff frequency of acoustic
phonons, um = 2pv � ðNVÞ�1=3, defines the upper limit of the integral of the lattice
820 Joule 1, 816–830, December 20, 2017
Figure 4. Molecular Dynamics Simulations
(A–C) Crystal structure of Ag9GaSe6 in the low-temperature phase projected onto the (100) plane
(A) and the corresponding atomic trajectories at (B) 300 K and (C) 500 K, with Ag in blue, Ga in red,
and Se in green.
thermal conductivity. Equation 1 shows the expression of kL for Umklapp scat-
tering, according to a Debye phonon dispersion and exclusion of optical
phonons:36,37
kL =
ffiffiffiffiffiffiffiffi6p23
p
4p2
R
kBMV
2=3Z um
0
v2
g2T
0B@� Zu
kBT
�2
,eðZu=kBTÞ
ðeðZu=kBTÞ � 1Þ2
1CAdu; (Equation 1)
Joule 1, 816–830, December 20, 2017 821
Figure 5. Electron Density Distribution
(A and B) Electron density isosurface of 0.4 e/A3 in Ag9GaSe6 (A) and the electron density
distribution in an atomic plane crossing the Se-Ga-Se bonds (B).
where R is the gas constant, kB is the Boltzmann constant, M is the average atomic
mass, v is the average sound speed, g is the Gruneisen parameter, and �h is the
reduced Planck constant. It should be noted that a more accurate determination
on phonon dispersion such as by density functional theory (DFT) calculations50,51
would lead to a more accurate estimation of kL.
Therefore, use of the number of atoms in the primitive cell (N) for measuring the
crystal complexity and the sound velocity (v) for characterizing the bonding stiffness
in this work, a product of 2pvðNVÞ�1=3, which is essentially the cutoff frequency of
acoustic phonons according to Debye approximation, successfully includes both
effects in the lattice thermal conductivity. The cutoff frequency of acoustic phonons
um physically means the frequency of acoustic phonons at the boundary of the
Brillouin zone. In the case of a given sound velocity, the volume of the first Brillouin
zone is proportional to um.3 Therefore, this work reveals a high lattice thermal
conductivity when the volume of the first Brillouin zone is large, at a given sound
velocity (Figure 7).
According to the above discussion, a um as low as �0.5 THz in Ag9GaSe6 (Figure 6)
would lead to an expectation of extremely low lattice thermal conductivity. The
temperature-dependent total thermal conductivity (k) and its lattice component
(kL) for Ag9Ga(Se1�xTex)6 (0 % x % 0.17) are shown in Figure 8. It is found that
k for all samples is as low as 0.5W/m K over the entire temperature range. The lattice
thermal conductivity (kL) is estimated by subtracting the electronic thermal
conductivity (ke) via the Wiedemann-Franz law (ke = LT/r) from the total thermal
conductivity, where L is the Lorenz factor determined by the single parabolic
band (SPB) model with acoustic scattering (Figure S4). The observed kL of
�0.15 W m�1 K�1, over the entire temperature range, is indeed one of the
lowest among known thermoelectrics. The much lower lattice thermal conductivity
in Ag9GaSe6 (kL � 0.15 W/m K) than in Ga2Se3 with high concentration intrinsic
vacancies (kL � 0.6 W/m K52) or in GaSe (kL � 2.1 and�16 W/m K along and perpen-
dicular to the c axis at room temperature, respectively53) suggests that the loosely
bonded Ag atoms contribute to the low lattice thermal conductivity of Ag9GaSe6.
It should be noted that the total thermal conductivity (k) is as low as�0.4 W/m K and
largely (�50%) comes from its electronic component; a combination of multiple
measurement uncertainties can mathematically affect the absolute values of kL.
822 Joule 1, 816–830, December 20, 2017
Figure 6. Phonon Dispersion
(A and B) Calculated phonon dispersions (A) and the projected phonon density of states (B) for
Ag9GaSe6.
A statistical measurement on kL yields an average of 0.15 W/m K for all samples with
an SD of 0.058W/m K (Figure 8). Nevertheless, we are able to draw a safe conclusion
that an extremely low kL is achieved in Ag9GaSe6 with a low um, which supports our
main conclusion. In addition, the measured kL very weakly depends on temperature,
which is a strong indication of Ag9GaSe6 as a phonon glass by nature. This
may explain that further introduction of atomic scale defects does not enable a
clear additional reduction in kL (Figure 8), which can easily fall within the range of
its measurement uncertainty, even if additional reduction indeed exists.
The measured room temperature longitudinal (vl), transverse (vt), and mean (v)
sound velocities for all the Ag9Ga(Se1�xTex)6 samples are listed in Table 1. The
change in v does not exceed 5%, which is within the measurement uncertainty.
Importantly, it is found that the mean sound velocity v � 1,350 m/s is one of the
lowest among known thermoelectric semiconductors.41 Table 1 also lists the bulk
(B) and shear (G) modulus, Gruneisen parameter, and Debye temperature (QD)
calculated from the sound velocities.54 The Gruneisen parameter, characterizing
the anharmonicity of the lattice vibrations, is high (�2.6), which is presumably
due to the loosely bonded Ag atoms. The Debye temperature is estimated to be
�143 K with an error of <3% for Ag9Ga(Se1�xTex)6. All these features support the
low lattice thermal conductivity observed in this work.
Providing a low kL ensured by the low um in Ag9GaSe6, a generic guideline for
realizing high zT will be a synergy with electronic performance enhancement
Joule 1, 816–830, December 20, 2017 823
Figure 7. Survey of um versus kLRoom temperature lattice thermal
conductivity versus the cutoff
frequency of acoustic phonons for
semiconductors.
through first optimizing the carrier concentration and then manipulating the band
structures at an optimized carrier concentration. This gives a band structure
calculation for the low-temperature phase (Figure 9) to reveal the electronic trans-
port properties of Ag9GaSe6-based materials. The conduction band maximal was
found at the G point, therefore, the band degeneracy (Nv) in n-type is 1. This is
significantly lower than that of conventional thermoelectrics, which usually have Nv
of 4 or higher.6,7,11,55,56 For this reason, all the samples here showing an n-type
conduction are not expected to have a high thermoelectric power factor. It should
be noted that the optical measurement suggests a direct band gap in Ag9GaSe6,
which is consistent with the DFT calculations.
The modified Becke-Johnson (mBJ) exchange potential is used in our DFT calcula-
tions. The mBJ exchange potential can significantly improve the theoretical band
gap, with a similar accuracy to the hybrid functional or the GW method. As a result,
the DFT band gap obtained is in good agreement with optimal measurements. In
addition, the calculated band structure shows a single band conduction behavior
in n-type, which is confirmed by the transport property measurements. Therefore,
the currently calculated band structure is reasonably reliable for evaluating the trans-
port properties in the absence of strong bipolar conduction as is the case in the cur-
rent study.
Substituting Se by Te in Ag9GaSe6 enables effective tuning of the carrier concen-
trations in a broad range, enabling a reliable evaluation of the thermoelectric
transport properties. Hall mobility (mH) decreases with increasing temperature via
mH � T�1.5 (Figure 10A) for all the samples in the entire temperature range, indi-
cating an overall dominant charge carrier scattering by acoustic phonons.57,58
This enables a SPB model59 to understand the electronic transport properties.
Assuming the conduction band is isotropic, the estimated density-of-state effec-
tive mass (m*) and deformation potential coefficient60 (Edef) are shown in Fig-
ure 10B. Both Edef and m* show a weak dependence on temperature and carrier
concentration. The SPB model-predicted Seebeck coefficient (Figure 10C) and
Hall mobility (Figure 10D), as a function of the Hall carrier concentration, agree
well with the measurements at different temperatures. All these indicate a rigid
band behavior for this material. Moreover, Edef of �24 eV and m* of 0.16 me
(me is the free electron mass) are within the typical range for thermoelectric
semiconductors.61–64
824 Joule 1, 816–830, December 20, 2017
Figure 8. Thermal Properties
Temperature-dependent total
thermal conductivity and lattice
thermal conductivity for
Ag9Ga(Se1�xTex)6, compared with
the lattice thermal conductivity of
Ga2Se3 with intrinsic vacancies.52
The temperature-dependent Seebeck coefficient, resistivity, and zT are shown in Fig-
ure 11 for Ag9Ga(Se1�xTex)6. A negative Seebeck coefficient indicates an n-type
conduction for all the samples, which is consistent with the Hall measurements.
The majority of the samples obtained in this work show a typical degenerate semi-
conducting behavior, meaning a continuous increase in the Seebeck coefficient
and resistivity as the temperature rises. The decrease in r and S at high temperatures
for low carrier concentration samples can be ascribed to the existence of minority
carriers.
A peak zT of �1.5 is achieved at 850 K, which mainly relies on the extremely low
lattice thermal conductivity due to the low cutoff frequency of acoustic phonons.
Using an average lattice thermal conductivity of 0.15 W m�1 K�1 (Figure 8), the
SPB model enables a prediction on zT versus Hall carrier concentration, which is
shown in Figure 11D. It is found that a peak zT as high as 1.6 can be expected
when the Hall carrier concentration is reduced to about 3 3 1018 cm�3 at 800 K.
This suggests that Ag9GaSe6 is a promising thermoelectric material.
Note here that zT in n-type Ag9GaSe6 seems to have not enough scope for further
enhancement through engineering the band, due to the simplicity of the conduction
band (Figure 9). However, an even higher zT could be expected through further band
engineering, probably in p-type conduction, because of the multiple valence band
structure (Figure 9). This can be the playground for this compound as a thermoelec-
tric material. The possibility of engineering valence bands as desired can be realized
in principle by the richness in the composition of the IB9IIIVI6 compound family,
Table 1. Elastic Properties
Composition vt (m/s) vl (m/s) V (m/s) B (GPa) G (GPa) g QD (K)
x = 0 1,167 2,917 1,322 48.8 10.0 2.7 141
x = 0.05 1,222 2,916 1,382 47.5 10.9 2.6 147
x = 0.08 1195 2,953 1,353 49.8 10.4 2.6 144
x = 0.10 1177 2,948 1,333 49.9 10.1 2.7 142
x = 0.12 1,195 2,975 1,353 50.7 10.4 2.7 144
x = 0.15 1,195 2,941 1,352 49.2 10.4 2.6 143
x = 0.17 1,197 2,955 1,355 49.8 10.5 2.6 143
Room temperature transverse (vt), longitudinal (vl), and mean (v) sound velocities, bulk (B) and shear (G)
modules, Gruneisen parameter (g) as well as Debye temperature (QD) for Ag9Ga(Se1�xTex)6.
Joule 1, 816–830, December 20, 2017 825
Figure 9. Band Structure
DFT band structure of Ag9GaSe6 in P213 phase.
where IB, III, and VI can be Ag/Cu, Al/Ga/In, and S/Se/Te, respectively. Achieving
possibly higher zT is further enabled by the fact that all these materials have similarly
complex crystal structures and partial occupancy on the IB sites, thus all are likely to
show an ultra-low intrinsic lattice thermal conductivity. Furthermore, a Cu-based
analog or heavy substitution of Ag by Cu can be an effective approach to address
the issue due to the scarcity of Ag and to reduce the cost of the material.
This work shows the cutoff frequency of acoustic phonons, as an important
parameter integrating effects on the lattice thermal conductivity due to crystal struc-
ture complexity and soft bonding. This enables not only effective guidance for
Figure 10. Electronic Transport Properties
(A–D) Temperature-dependent Hall mobility, mH (A), density-of-state effective mass, m* and
deformation potential coefficient, Edef (B), Hall carrier concentration-dependent Seebeck
coefficient (C), and Hall mobility (D) at 300, 500, and 800 K for Ag9GaSe6. The solid curves in (C) and
(D) show the SPB model predictions.
826 Joule 1, 816–830, December 20, 2017
Figure 11. Thermoelectric Transport Properties
(A–C) Temperature-dependent Seebeck coefficient (A), resistivity (B), and figure of merit, zT (C) for
Ag9Ga(Se1�xTex)6.
(D) The model-predicted zT versus carrier concentration at 300, 500, and 800 K for Ag9GaSe6.
designing materials with expected lattice thermal conductivity but also effective
exploration of new thermoelectrics such as Ag9GaSe6 of zT � 1.5. The scope for
follow-up studies on IB9IIIVI6 compounds relies on the richness in the composition,
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