Ghana Good governance for water, sanitation and hygiene services Achieving pro-poor decentralised services that are sustainable
Mar 27, 2015
Ghana
Good governance for water, sanitation and hygiene services
Achieving pro-poor decentralised services that are sustainable
Objectives of this presentation
To address the following
What is governance?
What is good governance?
What is water governance?
What is local governance for water, sanitation and hygiene services?
What are the key elements of a service?
How is good governance put into practice for WASH services?
Definition of governance
There are many definitions of governance
Some place more emphasis on the role of government
Others focus on the interaction between different role players and the need for co-operation
Most definitions refer to decision making and how this takes place in relation to public goods and services
Most recognise that governance is much more than government
What is governance?
Governance is about the processes by which decisions are made and implemented
It is the result of interactions, relationships and networks between the different sectors (government, public sector, private sector and civil society) to ensure optimal services
It involves decisions, negotiation, and different power relations between stakeholders to determine who gets what, when and how.
Governance stakeholders Governance involves more than government -
many stakeholders are involved
All those with a legitimate interest in the outcome of a decision-making process have a right to be involved
Stakeholders include communities, governmental organisations such as municipalities, utilities and other state owned entities, as well as service providers, capacity building organisations, NGOs, contributors of finance, the users of services and organisations that support them.
Systems of governance Systems of governance range from centralised,
top down approaches to those that are more decentralised and participatory
Increasingly WASH services are being decentralised
Good governance for WASH services will therefore require participatory approaches that are shaped by stakeholders and their relationships at the local level
What is good governance? Good governance involves constructive co-
operation between the different sectors where the result is:
efficient use of resources
responsible use of power, and
effective and sustainable service provision
Good governance emerges when stakeholders engage and participate with each other in an inclusive, transparent and accountable manner to accomplish better services free of corruption and abuse, and within the rule of law
Good governance?
This photo is from South Africa, taken in October 2007
Police were brought in to manage community protest
over poor services in the Western Cape
Good governance?Good governance?Good governance?Good governance?
Inclusive of all members of
society
Public finance for decentralization
and accountability
Strengthening civil society Protection of
human rights
Transparency, equity,
accountability
Promotion of democracy
Decentralisation
Gender mainstreamin
g
Fair legislation
Responsive services
Consensus about society’s best interests
Protection of the
environment
Commitment to good governance
Countries need to create their own good governance frameworks, through locally led participatory processes.
“Without ‘good’, or at least ‘good enough’, governance the fight against poverty cannot be won.” (1)
(1) Dfid, 2007: Governance, Development and Democratic Politics: DFID’s work in building more effective states
What is water governance? Water governance is the set of systems that control
decision-making of water management and water service delivery
Water governance is about who gets what water, when and how
Water governance is profoundly political particularly where there is competition for limited water resources
Systems of water governance usually reflect the political and cultural realities at national, provincial and local levels
More effective water governance Needs to address:
Policy and legislative frameworks that protect water resources and ensure water for social and
economic development
Policy and legislative frameworks that protect water resources and ensure water for social and
economic development
Institutions for water management that facilitate participation of all stakeholders in a transparent,
accountable, gender sensitive and equitable manner
Institutions for water management that facilitate participation of all stakeholders in a transparent,
accountable, gender sensitive and equitable manner
Decisions making mechanisms and regulation that achieve responsible use of political power,
optimal use of resources, sustainable development and ecological sustainability
Decisions making mechanisms and regulation that achieve responsible use of political power,
optimal use of resources, sustainable development and ecological sustainability
Good water governance requires a multi-dimensional approach
Multi-jurisdictional engagement (local, municipal, provincial, national, international)
Multi-purpose development
Multi-sector planning
Multi-sector management
Multi-stakeholder institutions
Multi-purpose support and regulation
What is local governance? Local governance is the set of:
policy frameworks structures mechanisms relationships and decision making
that takes place at the local level to deliver a service Local governance varies from country to country
It depends upon the constitution, policy and legislation of a country
The greater decentralisation, the more developed local governance frameworks are likely to be
National Framework: constitutional, policy, legislative
and fiscal environment
Enabling policy frameworks
Mechanisms for participation, responsiveness, equity, inclusiveness, transparency, and accountability
Collaborative stakeholder relationships
Participatory decision making processes
Inclusive implementation processes
Efficient, effective and responsive services
Good local governance
According to the Water Budget Speech all sorts of arrangements have been made to improve water
governance which will allow “communities to participate in
their own development”
According to the Water Budget Speech all sorts of arrangements have been made to improve water
governance which will allow “communities to participate in
their own development”
Getting governance right
What is local governance for water, sanitation and hygiene services?
It is the decisions, processes and relationships governing WASH services at the local level
It involves all stakeholders who have an interest or role in WASH services, including the public, private and civil society sectors
Because water is key to development, local governance of WASH involves all those stakeholders involved in integrated development
Ghana
Water Sanitation
Hygiene
National policy and legislative framework
WASH
Local Governance
Local governance for WASH services
WASH governance is broader than water, sanitation and hygiene
Integrated Development
Water
Electricity
Sanitation and Hygiene
HousingTransport
Waste management
Health
WASH governance is part of governance for local integrated development
WASH governance is part of governance for local integrated development
Good governance for sustainable WASH services
Good governance for sustainable WASH services includes all the relationships, mechanisms, processes, and institutions through which stakeholders can mediate their interests, exercise their rights and obligations and make decisions for the delivery and provision of services
Good governanceGood governanceGood governanceGood governance
Advocacy and communication to promote WASH services so that communities can express demand and make choices
Structures for participatory strategic planning where all stakeholders come together to make good decisions
Financial mechanisms which include cost recovery and innovative methods of finance
Sharing knowledge and information to empower local stakeholders to participate in problem solving, planning and strategic decision making and to improve their capacity to act
for sustainable WASH services means:
Good governanceGood governanceGood governanceGood governance
Capacity building so that the capabilities, expertise and skills in local WASH institutions are retained and developed to improve the delivery of services.
Mechanisms to ensure access to transparent, gender sensitive, and equitable services
Ensuring an enabling environment for service provision, so that, service providers have access to support, such as skills development, specialist expertise, local supply chains, and other resources
Systems and procedures for accountability, monitoring, evaluation and reporting
for sustainable WASH services means:
Good governance for WASH services
Good governance for WASH services
Capacity development
Capacity development
Advocacy and communicationAdvocacy and communication
Sector knowledge sharing and
learning
Sector knowledge sharing and
learning
Multiple use services
Multiple use services
Sanitation, school
sanitation and hygiene
Sanitation, school
sanitation and hygiene
Monitoring and
evaluation
Monitoring and
evaluation
Support to community institutions
Support to community institutions
Transparency gender and
equity
Transparency gender and
equity
Financing and cost recoveryFinancing and cost recovery
Participatory and strategic approach to
local governance
Participatory and strategic approach to
local governance
Them
es to achieve good governance for W
AS
H services
Them
es to achieve good governance for W
AS
H services
How is good governance put into practice for WASH services?
Good governance cannot be applied in a vacuum
It needs to be applied to the different elements of WASH services – from policy, through to planning, to financing, to developing infrastructure, to providing the service and ultimately to regulation
It needs to address the entire service delivery ‘life cycle
Good governance from policy to sustainable services
Planning Implementation (infrastructure development)
Policy Service Provision (sustainable
services)
The development of good policies require: participation, advocacy, communication, gender equity, transparency, monitoring and feedback, support, accountability, sector knowledge sharing, and so on.
The development of good policies require: participation, advocacy, communication, gender equity, transparency, monitoring and feedback, support, accountability, sector knowledge sharing, and so on.
The same applies to planning services, deciding tariffs and subsidies, implementing capital projects and ultimately providing the service
The same applies to planning services, deciding tariffs and subsidies, implementing capital projects and ultimately providing the service
Financing
Delivering WASH
services
Finance
Infrastructure
Institutional arrangements for service provision
RegulationPlanning
Policies and bylaws (enabling
environment)
Key elements to deliver WASH services
1
2
3
4
5
6
Key elements to deliver a service An enabling environment which at the local level
includes the policies and bylaws within which water, sanitation and hygiene services must be delivered
Planning services (for the municipal / district / local area)
Finance (capital and operating and setting tariffs)
Infrastructure (development of new infrastructure and maintaining existing infrastructure)
institutional arrangements for the ongoing provision of the services (a water service provider)
regulating the service to ensure that it is provided according to the policy and bylaws.
Water, sanitation and
hygiene services (WASH)
Finance
Infrastructure
Institutional arrangements for service provision
RegulationPlanning
Policies and bylaws (enabling environment)
Capacity development
Capacity development
Advocacy and communicationAdvocacy and communication
Sector knowledge sharing and
learning
Sector knowledge sharing and
learning
TransparencyTransparency
Monitoring and
evaluation
Monitoring and
evaluation
Support to community institutions
Support to community institutions
Gender and equity
Gender and equity
Cost recovery and innovative
finance
Cost recovery and innovative
finance
Participatory and strategic approach to
local governance
Participatory and strategic approach to
local governance
Multiple use services
Multiple use services