Francisco A Besosa Financial Disclosure Report for 2009

8/3/2019 Francisco A Besosa Financial Disclosure Report for 2009

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A O 1 0 I FINANCIAL DISCLOSURE REPORT n e m r t R e q u i r e d b y th e E t h iin Government Act of 1978

h e y. 1 , 7 0 J o F O R C A L E N D A RYEAR 2009 0 u.s.c,a p p . I O l - I l I)

1. Perso~ Repo rtSng (last name. first, mid,tie initiM) 2. C ourt or O rganiza tion 3. D ate of

Besesa. Francisco A U.S. D1STRI~ COURT, P.R. 05111/2010

4. Title (~icle m j~es indicate ac~ve or se~ fior s~m~~ 5~ Re~a Ty~ ~hcck appropriate ty~) .... 6. R~,~ing Ptriodmagistrate judges indicate full- or

~ No~nadoa, D ~e 01/01~009ACTIVEU.S. DIST~JUDGE ~ ~6~ ~ ~nu~ ~

Fin~ to1 ~31 ~009

5b. ~ ~ended

7. Chambe~ or O~ce Address 8. On the b~sk~ ot the info~nztion t~n~ined in ~is Rept~ ~ nd ~n~m~ificatio~ pe~i~ng thertto, it is, in my opinion, h* compliame

US COURTHOUSE with zpplie~ble ~s ~nd r~latlo~.

CH- 1 19SAN JUAN, P.R. 0~18

Reviewing O~ter Date

IMPO RTANT NOTE S: The instructions aceorapanying this form must be followed. Complete art parts,checking the NONE box for each part where you have tzo reportable information. Sign an last page.

~, (No reportable positions.)ONE

POSITION ! , lAME OF ORGANIZATIQN/ENTITY

1. PV, ES[D~.NT- T~-~ASURER F/LIAL AMOR CORPORATION (CLOSELY

2. EXECUTOR ESTATES # 1, #2, #3, AND # 4

N O N E(No reportable a~reements.)

D AT ~ PAR~ ~D TERMS


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FINANCIAL DISCLOSURE REPORT i~ ....t~ ....R ~ p o a ~ g ] D a ~ ,Page2 of 8 B ~ o ~ a , F r a n c i s coA.

[0 5 / 11 ~ 0 1 0

III.NON-~STMENT ~COME.c~,,o~g ~,ai,~t.~,p ... . ; , , , ~ r. 17 .24of filing ins~c~ns.)

A. Filers Non-I nvestment Income

NO~(No reportable non-invesmtent income.)

DAT~ SO~CE A~ TYPE INCOME(you~, not

1.

2.

3.

4.

B. Spouses Non-Investment Income -if you we,, ,~r~ied during any portion of the reporting year. om plete this section.( D o l l a r a r t ~ o u n t n o t t ~ q u i r e d e x c e p t f o r h o n o r a r i a .)

~] NONE(No repoJTable non-investment income.)

DATE SOI3RCE AND TYPE

1. 2009 PUERTO RICO GENERAl. COURT OF JUSTICE - SUPERIOR COURT JUDGE - SALARY

2 . 2 f g O t 3 DOCq -O JURIS, IN(_. -BAR RE VIEW CO URSE INSTRIJC_ IOR -DIVIDEND INCOME AND PROFESSIONALFEES

3.

4.

I V. R E I M B U R S E M E N T S .. .. .. .t,o~o,, t,,agl,s./o,,Z ....... ~ ......(Includes those to spouse at~d dependent cltildr~n." see pp. 2 %27 of filing instructton ~ ~

NONE(No reportable reimbursements.)

~ _DATE~ LOCATION PURPOSE ITEMS PAID OR PROVIDED

1.

2.

3.

4.

5.


3/8


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2. Oriental Group - Diver.sifted Growth IRA None L T

! 3 , Filial Amor Corp - common stock None l_ U see note in patl V III

..4 Share in FAIIBU. S. 1:.. None K U

5. Docto Jwis, Inc. - common stock None K T

6. ESTATES # I, #2, and #4 (see lines 7-17) None N

7 . - GNMA unit 094 None K T

8. -Lehman B ros. Grantor Tr. Mgt. Tr None K T see note in part V III

9. - GNMA unit 093 None K "1"

10 . - GNMA unit 084 None K T

I 1. - GNMA unit 081 None K T

1 2 . - GNMA unit 082 Noue K T

13. - GNMA unit 083 None K T see note in part V III

1 4 . - GNMA unit 081 None K T

1 5 . - PR Cocrunonweal~ lndl. Dev_ Co. Rev. None k TRdfg

! 6 . - |P, ltsg Bk & Fin Agy. Sing Faro Mtg None I T see note in part VIII

1 7 . - Money M arket Fund lnt./Div. L T


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FINANCIAL DISCLOSURE REPO RTPage 5 of 8 B ~ o ~ a , r ,- ~ c t s c o A . o 5 : ~ ~ 0 ~ o

V I I. IN V E S T M E N T S a n d T R U S T S-- i . . .. . .. . ~ , ~ o ~ o . ~ t ~ . ~ z ~ ,~o~o o~ ..... . a ~ , V, . d ~ . , ~ U r ~ . :~, vv.~ ~ - ~ o o ~ ~ i .x i. . . . . ~,,.~

~ N O N E(No reportable income, assets, or transactions.)

~ - ~ " ~-- ~ ........... ~ " ...........~s~pdo~ of A~ets lacome during G r o s s v a ~ u e a t c a d Tran~cnoas dunng re~rdng ~fi~t [(i~luding ~t as~) reposing ~fiod of ~fing pefi~

~ ~

P l a c e " ( X ) " M t e r e ~ h ~ s e t ~ount Type (e.g., Value Value T~e (e.g, l ) a te V a lu e G a in I d e n t i t ~ o fexempt from prior dl~losute Ct~e ] d~v.. rent. C o d e 2 M e t h o d buy. sell. ou~dtUyy (7~ e 2 C o d e buyerfse er

(a-II) ,~ o r in t . ) ( J - P ) C o d e 3 te tle m plio n l ( / - I ) J ( A I 1 ) [ i f p r i v a t ei Q - W ) trans~Ooal

1 8 . ESTATE #3 (see line 18) None K T

19 . - George ~mian t-und of tloston CI - A None K T

2 0 . Brokerage Account #1 None N T

2 1 . - GNMA ~t 050 (Y) None K T Sold 112/15/~) K A

2 2 . - GNNIA unit 051 (Y) None K T Sold 1 2 / 1 5 / 0 9 K A

2 3 . - GNMA unit 052 None K T

2 4 . - GNNIA unit 053 N t ~ n e K T

2 5 . - GNrMA unit 054 None K T

26. - GNM A uni t 055 None K T

2 7 . - GNMA unit 056 (Y) None K T Sold 03/05/{O K A

2 8 . - GNMA nnit 057 (Y) None K "r Sold 0 3 / 0 5 / [ Y ) K A

2 9 . - GNMA unit OSg None K T

3 0 . GNMA unit 050 None K q

3 I. - GNMA unit 060 (Y) None K T see note in paxl VIII

3 2 . - GNMA unit DO None K T

3 3 . -STOCKS of PR AAA (X) None N U Buy 03/05/09 N

3 4 . - PR Sales Tax FING Corps {Y) None N U Sold 0 3 1 0 5 1 0 - ) N see note in pact VIII


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FINANCIAL DIS CLOSURE REPORT .~ ....f P ....R , p ~ , ~ . ~

Page 6 of 8 Besosa, Francisco A, 05/11/2-010

V I I . I N V E S IW I E N T S a n d T R U S T S-- ;. . . . . .. . ~ . . , r . . . .no., a, ,a~a, ,~o~ , o:,~ . . .. . ~ ~op~ ,~., ~h,~,. ; , ,o rp. J4.~o

N O N E(No repo~able income, assets, or transactions.)

Des~ption of As~ Income during Gross ~alue at end Transactions during re~nginclu~ng ~s~ assets) ~ repo~ng ~ri~ of reposing pen~

(i) ....... - (2) ~i) (2) (~) ---~, (~) ~ o) (4) (5 )Prate "(g)" after eac~ asset Amounl Type (c.g. V~ue Value T)~ (c.g.,

~ l)a~ J ValueGain Idcn~ty of

exempt from pdor discl~ure Cr~le 1 div.. ~ent. Code 2 Method buy. sell. ~ m~dd}~, C~le 2 C~le I buyerl~er(A-It) ori,,)) (J-P) Code 3 redemption)

] ~ 0-P}{A-II ) (ifph~ale

~ (Q-~V) , ~ansacdon)


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FINANCIAL DISCLOSURE REPO RT ~ .... [ P e r s o n R e p o r t in g D a t e o f R e p o r t

Page 7 of 8 Be~osa, Francisco A. 05/I 1/2010

VIII. ADDITIONAL INFORM ATION OR EXPLAN ATIONS.

P a r ~ V 11 and 2) The margin loan u, as paid with the GNMA sales p, ocee~.

PartV II3) This is a closely held corporation in wiffch ] I are the only shareholders. These shares are not publicly traded6) Estates #1, #2, and #4 are invested in one account in Sant,-mder Securities.8) Lehman B ros. Grantor Tr. Mgt. was sold during 2007 for $1,430.12. This tzansaction was erroneously omitted in the 20~)7 F DR.13) .3NMA unit 083 was erruneously omitted in the 2008 FDR.16) PR llsg Bk & Fin Agy. Sing Fam Mtg was sold on December 3, 2007 for $9,180. Tiffs traz~saction was erroneously omitted in the 20~17 FDR3 I) (3NMA unit 060 was sold on November 13. 2008 for the am ount of $25,557.25 and accrued interest of $45.81 for a grand total of $25,603.06. This ~ansactionwas erroneously orrtitted in the 2008 FDR.34) PR Sales Tax Fing CoWwas purchased on Febcua~ 05, 2008 for .$325,581.10. This tr,u~sacfion was erroneously omitted ia the 2008 FDR.


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N a m e o f P e r s o n R e p o r t in g [ D a t e o f R e p o r tFINANCIALDISCLOSURE REPORT

[ ~o~, F~a,c~co A. I0 m l r ~ 0 1 0age 8 of 8

IX. CERT IFICATION.

1 cer~y that all information given above (including information pertaining tn my spouse an d minor nr dep endent chihlcen, if any) isaccurate, true, and com plete to the best of my knowledge and belief, and that any information n ot reported was withheld because it me! a pplicable statutoprovisions p~rmitting non.disclosure.

1 further certify that ear-ned income from outside em ploym ent and honoraria and the acceptance of gifLs which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature_

NOTE: ANY INDIVIDUAL W HO KNOW INGLY AND W 1LFULL~" FALSIFIES OR FA LLS TO FILE TIHS REPORI MAY BE SU BJECT TO CIAND CRIMU~/AL SA NCTIONS (5 U.S.C. app. 104)

FILING INSTRU CTIONS

Mail signed original and 3 additional copies to:

Commitlee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Francisco A Besosa Financial Disclosure Report for 2009

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