To: Pige 2 of18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo DImens nal FM TRAN TALINEET DI To CO,-g FE ..4.'M r F*u,y 11 »15 ,liL- '--D Ar...le....0.. A././.1/"ABIA...U./.4 .IH13*778/". 11140· MON "=1 - m.- hz ..91.lmt To WI,mn It Mq Concern: PIBale"tm //h#F/m/8-N*ad//d// /h' Dh""bihir d/»C npm, Thil F 1 alioolo CD*= Anal ....../........4........./..........."i............... 01./...=h, .=......T...../*.I.*.........M-.I.*.111 1 =I/IRL//1 .*UNI F* 012 02111 r. For personal use only
17
Embed
FM€TRAN€TALINEET Arle0.. For personal use only · 2015. 2. 12. · Demt€eoffheAev=!2k*orestthemfltaidholderor ma=oolite had En finfbnawlilUi,lteo,idlies on thedim the =111.tii,tial
This document is posted to help you gain knowledge. Please leave a comment to let me know what you think about it! Share it to your friends and learn new things together.
Transcript
To: Pige 2 of18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
To: Pige 3 of18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
Ih Compi'y A
ADII,amR
h,m 603
CIZ,oratio= Aet 2101S.07./.7/8
Noticid imitial Il,Itii lithol.
09579229
1. D/*of=W=W Wha)Dimin.*Ii,1 Ekltittes
ACM/ARSN (Ifippilcable) Se, AtII),1(Ii,C A
Theholdub.m„.amw.„ lhold=on 10/0 2015
1 --/4-Th, tud =lber of vot= ati=*4 to all dio Yodis •11.r= In the M.in y or votins 1.,0,=ts in 81.,axic *Mthe81."08£12/bfor....oct."72)bidate'llibl...0) in o.aidle,th, mlbs."ad "kibe=nealnb./O/0holdere= fbnowz
Cl= of ,==lam NImth of(4) .ccurille, Perloni"*,(5) Voting power (6)
Sce Anng=e B
3. De¢,1, ef relms¢ rest,De mt e offhe Aev=!2 k*orestthe mfltaid holderor m a=oolite had En fin fbnawlilUi,l teo,idlies on the dimthe =111.tii,tial hnlder bm=,ir a=1*,4/ hdds are n fbllovt
Clas, idnum* ofHolds ndllitzuv ofreic,vati intormt Cl) .egilitticsSco Am=Ic C
# De**,fpr==tr h,Mm,Tbc pcoom resiltered m hokles ofAic.eairittes reirred to in =221.4 3 above se as fbilowr
Holder ofMlewit Per,on mutlad lobe C =1Intore* Regi=:red kidcrof
**cd..h =da(1) of.oggfli.
See Amiaure D
The com ,tia,1 p,Jd h e,oh mienit Wit*04 to in pirig„1* 3 above Id ao,%,ed inmekima,#11 Pdar tofhe r tht 11= subs:„Al holdsbeoine a mabdinti,1 holdi is m fula,%, :
Holds ofreic„,11-im DR ofacquisition Co ukwtkn(9)
Cu Noli-gilSee AifiI:gin E
Bl.dmlinblof seouritics
For
per
sona
l use
onl
y
33
93
99
./.
....
111ii
ilili
WHI
„;1!
liHIi
111
liti
i/1
lilli i
li iii;
1 1 1
5 161*
r1 /8
1 l i iti
t*.irv
ft0
illill
i1li
lli111;
5iii
ill
®i
qipi
1111
11111#1
i
illi
Plii
,1
3 0-
4,i
11%n
,1
188R
S11
---Illi
llil/
i
For
per
sona
l use
onl
y
To: Pige 5 of 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
This Arm mn/ be dvidby alth- a d ector of a-mot.y ofate =•*.„n.1 Fid..
(Q Ifiddition,1 900 k required to compt- a ft,ition, lheinkn=u=aq beball,d,d on a Npltlee piece ofp,per Immedm RIe All:L
(b) Thh notlce Imit be glven to ills:mt Conli'gm or thoresponsible edfy fbralism,ding„god invilin=:,ch,Ing Acopy ofthist Oem am beshm 10=*relmit =aidim ird,Iip.
(c) The penon mu.t give loopy ofthil nc*Ice:
0) wifidn 2 buzit= dipdsdic, booomeaw rooffbo laig„,/10< or
® by 930 mond= nt lidiq dq of orele,ims,gibtl= =ral=npan dmybecrma awlro ofule ITTerm•1 if
(*) atik,o,vibld is mido kr*- ihim k the oomipi,iy of vo*I biliest,bi=*=d
(B) theBion becomes amro oflhe kilg,11=Cloadititi fbob d pe:iod.
Todi myI00 ¤n19 th rogililiom, you mit1 -e M •Im pips of wh!*m or ligw r=18 -'1,11. w!:h a m•r ofgl ip.- 1 Orn- on all
2 tow fhe ooipoillaa mme ndACN or ARIN3 numhdil/,c ,1,4 print or type in BLOCK letters in dd btle or bilok ink,0 t!* the document h cle•rly1 Ne wtzn p copied5 wita the Eneoo e wilh a r k such u A, B, C, 0%6 lonoll t=ttzew! !ttbowords:
Thia h=Ii.„ ,e*44D-b.)pq.* dto *Ao,mt.mimb, med*7 middto 00nn me
Ths =nmnmt be,igned by 11==pe!,0*) whoalimd the fbmi
Nn
Mil
For
per
sona
l use
onl
y
To: Pige 6 of18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
1 -* 1 4. Ap."/Inklb.9.9.Hubild
ACN 095 792 251
1. MrAILS 0/ SUmrANTIAL HOLDIRS
In flits Form 603, re50rwo= b ilio 5=•n• ,1 Entitier m r h....5- to die *dlmwing per.,1. ind = ittia -10 0/rre,poolive =,ocklinddiubodia ocipou#
Name
DFA Am:r•lis r . nited (a satikil=y ofDim•rnifmt F=1 Adviaorm LP)ACN 065 937671
D[memfoil FiAghtion IP
DiI,emild,»1 Fmwi Advi=n 1M (a dildl=y ofDimai),ic„i•l Fund Ad,1,0,i LP)
Di Pma Advi ,* ff,„, k ULC (apwa=y ofDFA E„„b rir)
DFA On,da LLC (a mb,1-y ofDlinemiomt Fund Advi,on LP)
Dimiziomt Hol#¥ LLC (limi ed pitnes ofllimensioil P md Advi,ors Ill
D[vid Booal
Rex SinqueRaid
This h An=In -A mand 10 81 Form 603 : Notice of Initial bilimli,1 Sbsrcholdcr
Fehr=y 11, 2015
Pil= Nine: Ditn,0,101,1 Fund Advl,oB LPBy: D *mt Hg##*p In4 ih Genecil Park=
j** W-Secr .dwoe Pfc -
For
per
sona
l use
onl
y
To: Fige 7 of 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
P:z==nic RmourcesLlmfiedACN 095 792 281
DrrAILS 0, VOTING POWER
The ,1 minb, ofvoles st ched to all the voli! dize, i ths oompeny or votkiht==* in the Idleme*#42dil=fial holds or m moci- 02) liareleve inivit (3) in on 1he denthe sab zihl holds bacm,io n b inlialholdsm9 8110,#s:
Thk 1, Anne:nic -B- r*Ted to in Form 603 : No(ice ofInitial Sub-rtial mmholds
Feiromy 11, 2015
Print N:Ine: DitnCIZIO=1 Fund Ad,i,ors LPBy. Dig,Illog,1 1 1*9 104 b Gend Partt=
S Illill
Cfigit,: Ani-:t kgrilizy ind Vigo Pic,idmt
For
per
sona
l use
onl
y
To: Pige 8 of 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
1 1 4 1· CPmorinio R=,lic= I,imitod
ACN 095 792 281
1 DETAILS OF RKLEVANr 1 4 ·
The nature of fhe *vtki=Zb di,liatial hadu or m =,ociate hd 91 me fhllov/ing vot ,09,1011m on thedlth, =111=11,1 holdi bemme a mbs:=IN holds m= Zonowi:
Thicon,panlid Mviduab comp,1,li thi D ,nsion,1 En es (I de Ined above) hold thi folowli,relmint Int,rists h or* y illy pild sh,res In Panorimic Rmo,irci Urnibed:W ......dsd....
DFA Australa Uml ed hasthe power toe,terche, or control the .terdse of, votir, r¥htlitt,ched tothmes,curnles d/orthepl"rul/4...of,oroontrolthemrds'ofth.chposilofth=./.Umin=.spondble emity of the follo,Imi 1-4ma,-0,d b..uner,t zE*,In-:
06,»mi=*tr i/n OreEqunyT st
Dimensional A.trallm Core Ir,Iput,tion Thist
Dlmondon,1 A„#,VI,n nal Compalg Tnla
DImendoid Austral Value Trust/1 .1.12/01,1 N......
(d) Dline,mional Fl d Ailvlmi LP md e,ch of Rs mblkliletarieich deemed to lub,thi sm» r,liwntInterests In the securttles as DFA AL,dral, Umlted bicause Dimir,lonal Fisid Advl,ors LP corrtrob DFA Au=trallaLIn*edi{•) Divld Booth -4 R=Sin fin deemed to h thes,me rele,„£1,-Im In mel,a essDI„,I„,ic„,d Find Advliors LP,sthiyeach,IndMckilyorthroi#, tnitithilFcontrol, hivi morethin 20%voth. pohwin Dim.'knd Holdhp inc,thes»neral p.twid "m./Qnal FidAd".<30;
M Dlm,mional Fund Advhors LP Ind oth/ m mbers d th, Dir,Ii,don,1 BARi mayalso have rel„„Ilint,/Iss In mesecill# MlhridmIn pariliph (4 .ba-m h,=trientm,n,ar or dilsortothe mutullfunb ind mmdatesr,fur,d to h that /71*.
For
per
sona
l use
onl
y
To: Pige 11 of 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
This i, An[=,se «C'" mkrred to in Focm 603: Notice ofkitial SubitmiNI SI rholcier
Pebri,ly 11,2015
Pilotk Dimt=10-1 Fund Advison LP
: 33'°Oca alp.1.1
Sign.hvux
Capicitr Assistu Scuetmy id Vioe Praddia
For
per
sona
l use
onl
y
To: Pige 12 < 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
1'1.4. I' .DP:nor.mic"/.00MT. I.bnitnd
ACN 095 792 288
4 1"//VUOljOTTBESZNI ,-e
Thopcions *tedmholdem ofths,eci,!Elesrer„ed to ktpa mph 3 Iow mal *llow=
M11=did Auslpilim Core Eq*,Trut aticorp Nornlrvia Pty LEd
S.pinit. Acmt,Ridilied by DFA AL=:,IlaLid.Sepinite co, t advised by DFA AistrallLtd.Sipint, Accogit advbed by MA AustriaLtd.Seper,te A co t adv ed by DFA Aumla
SapIMI Acclit a led by DFA Aimlla
Sep,r,te Acco ,Ra sed *DFA Australa
Slporate Accoil advid by Imir,donalWsLPOld Westbuy 20 & MId Op Fund of OldWe,lasy Fl,4 Inc
DFA [nt,rnation Core Equity Fund ofDimal,donal FlmlSe.r,te cois,ta M,ed by D n,mlonalFind Advisors LP
The Hot*qmd Sh=,hal Bar«.Corpor*lon, Alstralla Lid
aticorp Nominees Pty Ltd
TheHor,A,/pidn.44/8./4/CMpor.*"diald
8/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
WA
N/A
N/A
742,445
0;151
441.777 .
E2%87
698531
449 49
1,061.510
1,010,952
1,281,664
A 84409
A 174,8(12
A 12,726
NAMONAL AUSmAL BAN14[m 81,517WA
For
per
sona
l use
onl
y
To: Pige 13 < 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
Intern,00* Core E ty Porthloof DFAIi,vestment Diner,Ilgi= Group licb,ternational Sodal Cora Equity Portfolio ofDFA Invelt:,lit Dlmln,lons Gral lnc
CSTGAE I :terri,tional Sodal Core EqMtyPortfolio of DFA Inves:ment DImendomGr kI,Rerr,itional Vects Eqllty Portfono of DFAh=tmont DImendom Group Inc
Se/r-Accou#adled by Dilne„001,1Ad Ailylin LP
litinaticnil Sust,Inablty Oore 1 Portfolo ofDFA I,v=tment glmll,10,11 Group Inc-WA es Fund of Dhnen nalFt,d plc
Molil Thrgatid Value Amd of DImensionalFi"apt
SipirateAcco„/ Idvlid by NmidodFund AcM,ors IPPadfic hun Small Compintes Fund ofDhnen,lonal Rs:ds plcVA hlternational Sm,1 Portfolo of DFA**0/m**1*hzDFA Irle,nitional Vector E¥:ny Fund ofDhllemion,1 FundsWE-tional Sn»1 Co""M Fund of JohnHanced Finds i*tenlion,ISm,IComplly,Th tofJollnHancockTnstSep mt» Account advlsed by DFAAust :1IILid.
Sopirate Account,EMied by lien on,1Asid Ach,hon Ltd.
atlcorp Nominees Pty LtdThelio,*,I'.49=:hallinkNCorporat n LWL
HSBC BAN K AUSTRALIA INITED
N/A
N/A
N/A
N/A
N/A
N/A
N/A
M/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
683,985
9 32
3AGS
115,565
142.476
U42
24 65
92 06
155,342
U.0
1U40
14 440
11,394
4,371,538
75,563
A 144618
HSBC BANK AUSTRAUAL,ArrED 76,2CBN/A
For
per
sona
l use
onl
y
To: Pige 14 < 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
Se/fl Accoinit dvmd by Dhne„di,1And Ad*ors LP
Separate Accoint advited by DIi,I„,ionalFind AcM,ors LP
Th.AA Pulk Small &,IFY Se es of11.DFA Instrnerrt Trust Compiny
HSBC BAI AUSTRALIA UMITED
HSBC aANK AUSTRALIA UM[TED
atlcorp No nees Pty .
N/A
N/A
N/A
47,434
1.834.190
For
per
sona
l use
onl
y
f fi r
To: Pige 15 of 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
11[is h Ant=in 9)" rcarred to in Form 603: Noticc of Initil Substani l Simholds
Febr=ry 11,2015
Dimmilo-1 Fimd Advison LPBy. Dlit==1,01 Holdlost Inc. b Gment Parta=
Astlil,ii: Sigica,iy End Vioo PMIldt
For
per
sona
l use
onl
y
To: Pige 16 < 18 2/12/2015 3:4243 PM CST 15128921921 From Nikki Cotbo
AMNEXURE IP.,ior.mio Rciource I.imit d
ACN 095 792 29
i .!1,·.1· TEON
The · ·,,' · pdd *r e it devt inle=t relired to in p agrlph 3 *0,4 and ac#red inlhe fk= mimths prior tothe dly W the Iobit=*1 holdi becmne a sibill,1111 holder k m biloni:
DFA Ir®,rn-nal Small Op Vak» Portfolo ofDFA Investrner,t Duneitors Group Inc. Feb 10 2015Separate Account ad¥*Ed IN [*A Austral, Ud. k,129 20115Separate AmMInt advlged by DFA Austral, 1*,i jan 23 2015Seperate Account adv ed by DFA AL=tralla Ltd. in 22 2015Separate Account advised by Dhnonslonal Fund 6' Ort Lid. kn 12 2015Mlional Aumilan Sm,11 Compan,Thist Now 20 2014Dimensional Australian Sm,11 Compon,Trust No,1820140."end, / U d Austranin Sm,11 Comp.nyTrust No,172014Dhnensional Australian Small Company Trust No, 132014Old W=tbury Sma & Mid Cip Flmd of OldWesthtsy FUncks, Inc Now 12 2014Old Wistbury Smal & Mid Cap Fund of OldWestbuy Filds, Inc Nal 112014Old Westbury Smal & Mid Cip Fuld d OldWestbisy Fulds, Inc No,072014Old Westbury Smal & Mid Cap Fund of OldW ·<.9 6...', AC Nov 062014...9*8.1 Company Rid ofJohnHmcock Ands l Nav 032014Separate Account advised by DFA Aistralla Lid. Oct 5 2014Separate Account advised by DFA Australl, Ud. Oct 8 2014Sip te Account acM=cd by DFA Austraila Ltd. Oct 28 2014Dimersion,1 AUS,rilin Smal Cornpmy Trust Oct 27 2014Dimen onal Aust,Iaan Cor*Eq, Ihist Oct 24 2014Separate Amount advlid by DInimia„Il FundAdvisors ad. 0*242014Dhner=lan,1 AL,tralan Smal Company Tr a Oct 13 2m4Dimensional Austrilan Srnal Compmy Trust Oct 10 2014