© Fraunhofer DISSOLUTION AND PROCESSING OF CELLULOSE FROM ALKALINE MEDIA - CARBAMATE AND VISCOSE SYSTEM Dr. A. Lehmann COST FP1205 Training School, Jena 2015
© Fraunhofer
DISSOLUTION AND PROCESSING OF CELLULOSE
FROM ALKALINE MEDIA - CARBAMATE AND VISCOSE
SYSTEM
Dr. A. Lehmann
COST FP1205 Training School, Jena 2015
© Fraunhofer
Introduction – Global fiber market
Viscose Process
Carbamte Process
Summary
DISSOLUTION AND PROCESSING OF CELLULOSE
FROM ALKALINE MEDIA - CARBAMATE AND VISCOSE
SYSTEM
© Fraunhofer
IntroductionGlobal fiber production – historical development
CIRFS; International Rayon and Synthetic Fibres Committee; “World Man-Made Fibres Production”, 2011.
Cotton [Mio. t]
Wool [Mio. t]
Synthetics [Mio. t]
Cellulosic [Mio. t]
2,7
0,7
1,5
10
total
: 15.2 Mio t
19603,1
15,3
1,9
19
Cotton [Mio. t]
Wool [Mio. t]
Synthetics [Mio. t]
Cellulosic [Mio. t]
1990
total
: 39.3 Mio t
4,9
53,6
1,1
26,3
Cotton [Mio. t]
Wool [Mio. t]
Synthetics [Mio. t]
Cellulosic [Mio. t]
total
: 86 Mio t
2012
© Fraunhofer
IntroductionGlobal fiber production – historical development
Global textile market
Cotton stagnant at ~27 Mio t/a
High cotton prices
~35% minimum share of cellulosics in textiles
GAP of 15 Mio t/a of cellulosic fiber in 2030
Grow rates
Viscose, Lyocell > 9%/a
Acetate 1.5%/a
The Fiber Year 2013: World Survey on Textiles & Nonwovens, April 2013; H. Sixta, PapSaT Course, 2014, Helsinki
© Fraunhofer
Man-Made Fiber Year Book 2013, 4.
19
70
19
90
19
94
19
98
20
02
20
03
20
04
20
05
20
06
20
07
20
08
20
09
20
10
20
11
20
12
0,0
0,5
1,0
1,5
2,0
2,5
3,0
3,5
4,0
4,5
5,0x1
06 t/a
Year
Lyocell and viscose based staple fiber production
IntroductionGlobal fiber production – historical development
© Fraunhofer IAP
Viscose technology
Carbamate technology
alkalization
derivatization
spinning
regeneration
regenerated
cellulose fibre
dissolution of
cell.-derivative
+ R
- R
Lyocell (NMMO) technology
Ionic Liquid technology
direct
dissolution of
cellulose
spinning &
regeneration
regenerated
cellulose fibre
dissolving pulp dissolving pulp
IntroductionShaping of cellulose into filaments
© Fraunhofer
Overview production of man-made cellulosic fibers via
cellulose carbamate route
Similarity between the Viscose
and the CarbaCell® process
allows “revamp” of viscose
plants
Spinning process is performed
at room temperature
Reduced sulphur and heavy
metal emissions
Textile character was adressed
in this development
© Fraunhofer IAP
THE VISCOSE PROCESS
© Fraunhofer IAP
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Spinning
Introduction
© Fraunhofer IAP
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Spinning
4 Main steps:
Manufacture of dissolving pulp
Production of the polymer solution, the viscose
Spinning of fibers, filaments, films, casings, …
Aftertreatment of the extrudet products
Each of these steps includes many influencing parameters on the
structure and the properties of the resulting products.
Introduction
© Fraunhofer IAP
ALKALIZATIONThe viscose process
© Fraunhofer IAP
Treatment of pulp (sheet) with aqueous sodium hydroxide („alkali lye“)
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
© Fraunhofer IAP
0 5 10 15 20 25 30 35 40
0
5
10
15
20
25
NaO
H/1
00g
Cell
ulo
se [
g]
NaOHaq [%]
Chemical constitution
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
13 g NaOH per 100 g Cellulose
=
2 mol AGU bind/interact with 1 mol NaOH
© Fraunhofer IAP
The crystalline structure of AC - WAXS qualitative phase analysis
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
Dissolving pulp Alkali cellulose (AC I)
0 20 40 60 80 1000
10
20
30
40
50
60
70
rel.
In
ten
sit
y [
e.u
.]
Scattering angle 2
Dissolving Pulp
AC I
© Fraunhofer IAP
The crystalline structure of AC - WAXS qualitative phase analysis
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
Cell I AC I AC II AC III AC IV
Volume per AGU [ų] 165,5 278,8 227,0 261,2 196,2
Increase in contrast to Cell I [ų] - 113,3 61,5 95,7 3,7
© Fraunhofer IAP
Chemical constitution of AC
The viscose process
R - O H + N a O H + H 2 O
R - O - N a +
R - O H + N a + O H -
a l c o x i d e
o r
a d d i t i o n c o m p o u n d
Anhydrous acetic acid
Alcoxide : AcO-Na+ + R-OH
Addition compound: AcO-Na+ + H2O
By knowing the total alkali content
in the steeping liquor the ratio of
the two chemical constitutions can
be calculated
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
© Fraunhofer IAP
0 1 2 3 4 5 6
0,0
0,5
1,0
1,5
2,0
2,5
3,0
alc
oxid
e g
rou
ps p
er
AG
U
NaOH per AGU [mol]
Chemical constitution of AC
The viscose process
AC for technical use always a
mixture of alcoxide as well as
addition compound exists
Whereas in AC
H2O alcoxide
NaOH alcoxide Technical used for AC prepartation
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
© Fraunhofer IAP
PRE-RIPENINGThe viscose process
© Fraunhofer IAP
DP-Reduction – Viscosity measurement
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
Same effects as by alkalization induced continue during pre-ripening
O2-adsorption of AC leads to degradation of the DP
By this aldehyde as well as carboxyl groups are formed
0 20 40 60 800
50
100
150
200
250
vis
co
sity [
cP
]
time [h]
18°C
25 °C
35°C
OO
OOH
OH
OH
OH
OO
O
OH
OHOH
OH
OH
OH
© Fraunhofer IAP
DP-Reduction – Molecular weight distribution
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
In dependence on concentration of alkali lye fractionation can be observed
Alkalization conditions typical for viscose remove low molecular weight
compounds during already alkalization
P. Strunk, phD-Thesis, Umea University, Sweden 2012
© Fraunhofer IAP
DP-Reduction – Molecular weight distribution
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
Pulp
AC 15 min
AC 30 min
End of pre-
ripening
Mw x103
[g/mol]
Mn x103
[g/mol]
Mw/Mn
Pulp 505 243 2,1
AC 15 min 494 233 2,1
AC 30 min 436 214 2,0
End of pre-
ripening
205 128 1,6
© Fraunhofer IAP
XANTHATIONThe viscose process
© Fraunhofer IAP
Main Reaction
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
© Fraunhofer IAP
Main Reaction
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
CS2 reacts with AC and lye
Amorphous regions will be
modified first
© Fraunhofer IAP
Main Reaction Side Reaction
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
CS2 reacts with AC and lye
Amorphous regions will be
modified first
Caused by instability of cellulose
xanthate (CX) and reaction with lye
mainly NaCS3 is formed (yellow)
© Fraunhofer IAP
Reaction
„Pre-reaction“ of carbon disulfide with
NaOH to form NaHCS2O
Reaction pathway II ~5x faster
than III
Ratio II : III
75% : 25%
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
© Fraunhofer IAP
Structural changes during xanthation
AC I structure can be considered as
typical layer lattice
CS2 can penetrate between layer
lattice and expanding the crystal
structure
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
AC I CX
a [Å] 12,8 18
c [Å] 13,2 19
b[°] 40 28
© Fraunhofer IAP
DISSOLVINGThe viscose process
© Fraunhofer IAP
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
© Fraunhofer IAP
Dope preparation
CX (!!which contains NaOHaq!!) will be dissolved with diluted alkali lye to
realize between 4,5% and 8% alkali in the dope
Solubility differs from:
Structural point: kind and amount of amorphous and crystalline regions in
the CX
Chemical point: Number and distribution of the xanthate groups
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
© Fraunhofer IAP
Dope preparation – influence xanthation pattern
Equal distribution of xanthate groups along the
chains improves dope quality
During dissolution (normal 90 – 150 min) trans-
xanthation (mainly) between the chains occurs
By this trans-xanthation CS2 is lost and g-value
decreases
To minimize this applied dissolution temperature
is < 10 °C
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
© Fraunhofer IAP
MATURITYThe viscose process
© Fraunhofer IAP
The maturity
Maturity (keeping temperature controlled certain time) has to be applied
Viscose, as it is dissolved, can not be spun into filaments
Chemical as well as colloidal chemical processes happen
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
© Fraunhofer IAP
The maturity – chemical processes
Main process is the elimination of xanthate groups (see Dissolving)
Splitting off xanthate groups via hydrolysis (reversible, bp: Na2CS3) and
saponification (non-reversible, bp: Na2S) possible
Alkali content determine way of splitting off increasing alkali content
increases saponification reaction
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
© Fraunhofer IAP
The maturity – Degree Hottenroth °H
Determination of capability for coagulation of viscose
Principle: Amount of Electrolytes which is necessary to coagulate viscose
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
Degree Hottenroth °H
• NH4Cl as electrolyte
• Addition of 10% NH4Claq to Viscose up to the coagulation point
• Used ml NH4Claq is °H
© Fraunhofer IAP
The maturity – Degree Hottenroth °H
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
A. Schwaighofer et al. Anal. Bioanal. Chem, 400, 2011, 2449
During Ripening (°H decreases)
loss of g-value as well as increasing
Na2CS3-content
© Fraunhofer IAP
SHAPINGThe viscose process
© Fraunhofer IAP
Shaping of viscose
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
Liquid viscose ray from nozzle has to be transferred into a gel fiber by
coagulation and decomposite the xanthate into hydrate cellulose
Colloidal chemical as well as chemical processes in quick succession
© Fraunhofer IAP
Shaping of viscose – General considerations
Viscose = aqueous solution of an anionic electrolyte with ionic groups (xanthate)
as well as hydrophilic non-ionic groups (OH-groups)
!!!xOH > xxanthate Stabilization of colloidal system mainly by solvatation of
hydroxyl groups instead electrostatic repulsion of ionic xanthate groups!!!
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
© Fraunhofer IAP
Shaping of viscose – General considerations
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
Precipitation
Drawing
Decomposition
Drying
Influence acid/salt on structure formation(Diffusion, by-product formation, swelling, shrinkage, …)
Single bath / multi bath drawing(Skin/Core structure, influence of Zn2+, cross-section …)
Formation of hydrocellulose(Regeneration)
© Fraunhofer IAP
COAGULATIONPrecipitation
© Fraunhofer IAP
Shaping of viscose – Coagulation
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
© Fraunhofer IAP
Shaping of viscose – Coagulation
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
Prim. Structure Formation
Coagulation
Second. Structure Formation
Dehydratation, densification
Decomposition
Orientation, crystallization
© Fraunhofer IAP
Shaping of viscose – Coagulation
3 types of coagulation possible
1) by acid
2) by salt (electrolyte´s)
3) combination of acid and salt
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
© Fraunhofer IAP
Shaping of viscose – Coagulation by acid
Sulphuric acid in spin bath neutralize alkali in viscose ray
Na2SO4 is formed and act´s as desolvatation agent
In strong acid, such as the Lilienfeld-type spin-bath,
the xanthic acid is protonated and stabilized, leading
to slower regeneration of the cellulose.
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
CellO
S
S-Na+Cell
O
S
SHCell OH + CS2
fast slow
H2SO4
+ NaHSO4
Picture from F. F. Morehead, W. A. Sisson; Skin Effect in Viscose Rayon; Textile Research Journal; December 1945; 15; 443-450
© Fraunhofer IAP
Shaping of viscose – Coagulation by salt´s
colloidal disperse phase in viscose is kept in solution by SOLVATATION
Coagulation can be started by Additives, which causes DESOLVTATION
e.g. hydrophilic salt´s
Hydrophilic forces of salt ions overcome those of colloidal disperse phase
Solvatation shell of salt ions is formed with water from colloidal disperse
phase cellulose xanthate become unsoluble COAGULATION
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
© Fraunhofer IAP
Shaping of viscose – Coagulation by salt´s
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
M. Horio, Textile Research Journal, 1950, 20, 373
O S
SCell M e
M e = M et al l ic elem ent
The S-Me bond controls the solubility of cellulose xanthate in water.
Sodium ions of NaCX can be interchanged with cations of the coagulants.
The stability of the newly produced colloidal system is closely correlated with
the CV of the precipitation agent.
© Fraunhofer IAP
Shaping of viscose – Coagulation by acid/salt
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
M. Horio, Textile Research Journal, 1950, 20, 373
0,0 0,1 0,2 0,3 0,4 0,5 0,6 0,7 0,8
0,0
0,5
1,0
1,5
2,0
2,5
3,0
3,5
4,0
4,5
cH
2S
O4 [
mm
ol
/l]
cNa2SO4 [mol/l]
When acid co-exist´s with
metal sulfates in coagulation
media it´s coagulation power is
remarkably depressed.
H2SO4/Na2SO4
© Fraunhofer IAP
Shaping of viscose – Coagulation by acid/salt
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
M. Horio, Textile Research Journal, 1950, 20, 373
0,0 0,1 0,2 0,3 0,4 0,5 0,6 0,7 0,8
0,0
0,5
1,0
1,5
2,0
2,5
3,0
3,5
4,0
4,5
cH
2S
O4 [
mm
ol
/l]
cNa2SO4 [mol/l]
When acid co-exist´s with
metal sulfates in coagulation
media it´s coagulation power is
remarkably depressed.
Hard precipitaion becomes soft
precipitation
H2SO4/Na2SO4Na+ H+ Na+ H+, Na+
© Fraunhofer IAP
Shaping of viscose – Coagulation by acid/salt
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
S
S-N a+OC ell
S
S HOC ell
S
S-M e+OC ell
O HC ell
H + M e+fas t rap id /
fast
s low
fast
© Fraunhofer IAP
Shaping of viscose – Coagulation by acid/salt
The viscose process
AlkalizationPre-
ripeningXan-
thationDis-
solvingMaturity Shaping
H2SO4 [g/l] Na2SO4 [g/l] ZnSO4 [g/l]
Textile Rayon 100 - 125 230 - 250 5 – 10
Cord Rayon 120 - 130 ~250 20 – 30
Staple Fiber 110 - 120 330 - 340 5 – 10
Lilienfeld Rayon 550 - 680 / /
Man-made cellulosic fibers based on
carbamate process
Viscose Lyocell CarbaCell
© Fraunhofer
Overview production of man-made cellulosic fibers via
cellulose carbamate route
Similarity between the Viscose
and the CarbaCell® process
allows “revamp” of viscose
plants
Spinning process is performed
at room temperature
Reduced sulphur and heavy
metal emissions
Textile character was adressed
in this development
© Fraunhofer IAP
Synthesis routes for cellulose carbamate
Basic principle Decomposition of urea at 130°C … 140°C
to ammonia and isocyanic acid reacting with cellulose
Different ways of cellulose activation
liquid ammonia (-35°C) + 10 % urea (Ekman et al., Neste OY)
alkalization and partial removal of alkali, pre-ripening (CarbaCell)
alkoholic (MeOH) alkalization with reduced NaOH input (DITF)
aqueous NaOH of low concentration plus urea (Fraunhofer IAP)
Synthesis routes A. CarbaCell (DE 19635 473)
alkalization – intercalation with urea – reaction with urea in xylene
B. Fraunhofer IAP (EP 1509548 B1)
activation (aqueous NaOH + urea), reaction in a kneader, no washing
C. DITF Denkendorf (DE 196 35 707)
alcoholic alkalization - reaction with urea in a melt of urea
© Fraunhofer IAP
Effects of NaOH-urea solutions on celluloseThe basic effect: synergy of NaOH and urea
cellulose I
© Fraunhofer IAP
Effects of NaOH-urea solutions on celluloseThe basic effect: synergy of NaOH and urea
6 wt. % NaOH const. 30 wt. % urea const.
J. Kunze, H.-P. Fink: Macromol. Symp. (2005)
© Fraunhofer IAP
Structural changes of cellulose in the carbamate
process demonstrated by 13C-CP/MAS-NMR
C-6
C-2,3,5
C-4
C-1
dissolving pulp (cell. I)
cellulose carbamate (cell. IV)
cellulose carbamate (cell. II)
carbacell-fibre (cell. II)
Na-cellulose ICNH2
O
3,2% N
route A, B
route A, B
route C
route A, B, C
© Fraunhofer IAP
X-ray diffraction patterns of cellulose modifications
in the cellulose carbamate processing route
diss. pulp (cell I) CC route A,B (cell II) CC route C (cell IV) final fibre (cell II)
© Fraunhofer IAP
Distribution of carbamate substituents by 13C-NMR
Distribution of substituents depends on type & conditions of the synthesis
cellulose II - type carbamate with block-like substitution (amorphous regions)
cellulose IV - type carbamate with homogeneous distribution along the chains
DS = 0,54ch
DS = 0ch
Probe CC 3/1
4
2
2s2(?)
1
C=O
6s
6
* *
*
*3
Kettenende
5
13C-NMR-Spektren von gelöster Cellulose
und gelöstem Cellulose-Carbamat in ZnCl /H O2 2
13C-NMR spectra of cellulose and
cellulose carbamate dissolved in ZnCl2/H2O
sample CC 3/1
CC3/1 CC3/2 CC1/4 CC1/1 CC1/3 CC2/2 CC2/3
0,0
0,1
0,2
0,3
0,4
DS
(i)
Carbamat-Probe
DS2
DS3
DS6
carbamate samples
© Fraunhofer IAP
Set-up spinning line for CCA
drying
spinning pump
nozzleCoagulation bath
(H2SO4, Na2SO4)
fiber
Drawing
washing
Finishing
decomposition
storage tank
H2O > 90°C Alkaliaq >
90°C
© Fraunhofer IAP
Fiber propertiesMorphology
CarbaCell Lyocell Viscose
Viscose Lyocell CarbaCell
© Fraunhofer
Comparison of cellulose carbamate and textile viscose
© Fraunhofer
Comparison of cellulose carbamate and textile viscose
Cellulose carbamate Textile viscose
Spinning bath low H2SO4/low Na2SO4
single spinning and regeneration
bath
mid H2SO4/low Na2SO4
single spinning and regeneration bath
spinning temp. ~ 25 °C ~25 °C – 40 °C
DP 230 - 300 320 - 400
Degree of
crystallinity
~ 35 – 40 % ~ 25 – 30 %
Orientation factor high for crystalline region
low for amorphous region
high for crystalline region
middle for amorphous region
cross-section circular to oval lobulated shape
Mechanical
properties
s: ~ 20 cN/tex
e: ~5-20%
EMod: ~1500 cN/tex
s: ~ 20 cN/tex
e: ~5-20%
EMod: ~600 - 1200 cN/tex
© Fraunhofer IAP
Fiber propertiesDegree of crystallinity and crystallite dimensions
Carbamate filaments own relative dense homogeneous round to oval cross-section morphology
(similar Lyocell)
Cryo-fracture reveals no fibrillation effects (different to Lyocell)
Degree of crystallinity is relative high compared to textile viscose (similar to Lyocell)
Crystallite dimensions along and transvers to fiber direction vary in a range typical for man-made
cellulosics
© Fraunhofer IAP
Tensile properties of different cellulosic fibers
Egypt ian cot ton Viscose f iber CARBACELL
(typical) f ilament yarn
Tit re [tex] 0.17 0.28
Tenacity, dry [cN/tex] 24-26 22-26 13-26
Tenacity, wet [cN/tex] 30-34 10-15 4-9
Elongat ion, dry [%] 7-9 20-25 8-27
Elongat ion, wet [%] 12-14 25-30 10-27
Wet modulus [cN/tex] 200 40-60 30-200
Water retent ion [%] 50 90 110
Industrial spinning trial at PREFIL Premnitz, Germany
© Fraunhofer IAP
Thanks for your attention
Prof. Fink
Dr. Ebeling
Dr. Kunze
Dr. Ebert
Mrs. Schindel
Mr. Weidel
Mr. Doß
Dr. André Lehmann
Fraunhofer IAP
Dpt. Fibertechnology
Geiselbergstr. 69
14476 Potsdam OT Golm
phone.: 0331 568 1510
Fax.: 0331 568 3000
Mail: [email protected]