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12 implement a VSL control through in-vehicle systems. In both cases, a macrosimulation model was used to estimate the effectiveness of their proposed VSL control methods. A model-based optimization approach with VSL was also tried by Lin et al. (6), who showed the potential benefit of a work zone VSL control in maximizing through- put while minimizing delay. Another simulation-based study, done by Abdel-Aty et al. (7), reported that a VSL control on I-4 in Florida reduced both crash likelihood and travel times. Developing an efficient VSL system that can optimally manage the traffic speed levels under dynamically changing traffic conditions is critically important in improving safety and managing congestion at work zones. In this study, a variable advisory speed limit system for work zones (VASLS-WZ) was developed and evaluated in the field. The proposed system adopts an efficient, two-stage speed reduction approach that does not employ traffic flow models in determining the time-variant advisory speed limit values. By providing advisory speed levels to drivers approaching a congested work zone segment, the system tries to minimize the potential for rear-end collision and mit- igate the negative impacts of shock waves. The system was imple- mented for a 3-week period in February to March 2006 at one of the I-494 work zones in the Twin Cities, Minnesota, and its effective- ness in reducing traffic conflicts and improving operational effi- ciency was evaluated with data collected from the field. The rest of this paper summarizes the methodology of the proposed system, field implementation, and performance evaluation results. DETERMINATION OF VSL FOR TWO-STAGE SPEED REDUCTION Figure 1 shows the general layout of the proposed two-stage VASLS- WZ, which uses real-time measurements at both downstream and upstream of a given work zone. It tries to reduce the speed of the upstream flow sequentially to the same level as that of the down- stream traffic, by using two variable advisory speed limit signs. Let U a,t and U b,t be the upstream and downstream speed levels measured at time t, respectively. Then where Δ i,t = actual speed reduction at location i due to S i,t , posted advisory speed limit; Δ Δ bt bt at at bt U S , , , , , () = ( ) α 2 Δ at at at at U S , , , , () = ( ) α 1 Development and Field Evaluation of Variable Advisory Speed Limit System for Work Zones Eil Kwon, Daniel Brannan, Kahled Shouman, Cassandra Isackson, and Bernie Arseneau A practical methodology to reduce traffic conflicts at work zones was developed and evaluated in the field. The proposed system uses variable advisory speed limits that are determined with a two-stage speed reduc- tion scheme. The system is designed to lower the speed of the upstream traffic approaching the work zone bottleneck to the same level as the downstream flow. The system was implemented at one of the I-494 work zones in the Twin Cities, Minnesota, for a 3-week period in 2006. Data collected from the field indicated a 25% to 35% reduction of the average 1-min maximum speed difference along the work zone area during the 6:00 to 8:00 a.m. morning peak periods after the system was implemented. The reduction in speed difference also resulted in an approximate 7% increase of the total throughput volume measured at the downstream work zone boundary during the 6:00 to 7:00 a.m. periods. The volume increase during the 7:00 to 8:00 a.m. periods was not significant. Estima- tion of the driver compliance rate, by comparing the speed differences upstream and downstream of the advisory speed limit signs, showed 20% to 60% correlation levels during the morning peak periods. Improving safety and operational efficiency of traffic flows at work zones has been one of the major challenges in traffic engineering. While variable speed limit (VSL) control has long been recognized as one of the most promising tools for managing work zone traffic flows, the lack of efficient online methodologies that can determine optimal speed limits in real time and the difficulties in enforcing VSLs in the field have resulted in few operational VSL systems for work zones. To be sure, most variable speed control systems currently in operation in the United States and other countries are for non-work zones and are intended to provide safe speed limits under the prevailing traffic and environment conditions, without explicit consideration of mitigating traffic conflicts caused by downstream bottlenecks (1–3). Recently, several research groups have explored the potential effectiveness of VSL control in improv- ing operational efficiencies on freeways. Hegyi et al. (4) showed the benefit of VSL coordination for suppressing shock waves in free- way traffic, by applying a model-based predictive control (MPC) approach. Recently, Lu et al. (5) expanded the MPC approach to E. Kwon, University of Minnesota-Duluth, 1302 Ordean Court, Duluth, MN 55812. D. Brannan, K. Shouman, C. Isackson, and B. Arseneau, Minnesota Department of Transportation, 1500 West County Road B2, Roseville, MN 55118. Corresponding author: E. Kwon, [email protected]. Transportation Research Record: Journal of the Transportation Research Board, No. 2015, Transportation Research Board of the National Academies, Washington, D.C., 2007, pp. 12–18. DOI: 10.3141/2015-02
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Page 1: Development and Field Evaluation of Variable Advisory ...

12

implement a VSL control through in-vehicle systems. In both cases,a macrosimulation model was used to estimate the effectiveness oftheir proposed VSL control methods. A model-based optimizationapproach with VSL was also tried by Lin et al. (6), who showed thepotential benefit of a work zone VSL control in maximizing through-put while minimizing delay. Another simulation-based study, doneby Abdel-Aty et al. (7), reported that a VSL control on I-4 in Floridareduced both crash likelihood and travel times.

Developing an efficient VSL system that can optimally managethe traffic speed levels under dynamically changing traffic conditionsis critically important in improving safety and managing congestionat work zones. In this study, a variable advisory speed limit system forwork zones (VASLS-WZ) was developed and evaluated in the field.The proposed system adopts an efficient, two-stage speed reductionapproach that does not employ traffic flow models in determining thetime-variant advisory speed limit values. By providing advisory speedlevels to drivers approaching a congested work zone segment, thesystem tries to minimize the potential for rear-end collision and mit-igate the negative impacts of shock waves. The system was imple-mented for a 3-week period in February to March 2006 at one ofthe I-494 work zones in the Twin Cities, Minnesota, and its effective-ness in reducing traffic conflicts and improving operational effi-ciency was evaluated with data collected from the field. The rest ofthis paper summarizes the methodology of the proposed system, fieldimplementation, and performance evaluation results.

DETERMINATION OF VSL FOR TWO-STAGESPEED REDUCTION

Figure 1 shows the general layout of the proposed two-stage VASLS-WZ, which uses real-time measurements at both downstream andupstream of a given work zone. It tries to reduce the speed of theupstream flow sequentially to the same level as that of the down-stream traffic, by using two variable advisory speed limit signs. LetUa,t and Ub,t be the upstream and downstream speed levels measuredat time t, respectively. Then

where

Δi,t = actual speed reduction at location i due to Si,t, posted advisoryspeed limit;

Δ Δb t b t a t a t b tU S, , , , , ( )= −( ) −⎡⎣ ⎤⎦α 2

Δa t a t a t a tU S, , , , ( )= −( )α 1

Development and Field Evaluation of Variable Advisory Speed Limit System for Work Zones

Eil Kwon, Daniel Brannan, Kahled Shouman, Cassandra Isackson, and Bernie Arseneau

A practical methodology to reduce traffic conflicts at work zones wasdeveloped and evaluated in the field. The proposed system uses variableadvisory speed limits that are determined with a two-stage speed reduc-tion scheme. The system is designed to lower the speed of the upstreamtraffic approaching the work zone bottleneck to the same level as thedownstream flow. The system was implemented at one of the I-494 workzones in the Twin Cities, Minnesota, for a 3-week period in 2006. Datacollected from the field indicated a 25% to 35% reduction of the average1-min maximum speed difference along the work zone area during the 6:00to 8:00 a.m. morning peak periods after the system was implemented.The reduction in speed difference also resulted in an approximate 7%increase of the total throughput volume measured at the downstreamwork zone boundary during the 6:00 to 7:00 a.m. periods. The volumeincrease during the 7:00 to 8:00 a.m. periods was not significant. Estima-tion of the driver compliance rate, by comparing the speed differencesupstream and downstream of the advisory speed limit signs, showed 20%to 60% correlation levels during the morning peak periods.

Improving safety and operational efficiency of traffic flows at workzones has been one of the major challenges in traffic engineering.While variable speed limit (VSL) control has long been recognizedas one of the most promising tools for managing work zone trafficflows, the lack of efficient online methodologies that can determineoptimal speed limits in real time and the difficulties in enforcingVSLs in the field have resulted in few operational VSL systemsfor work zones. To be sure, most variable speed control systemscurrently in operation in the United States and other countries arefor non-work zones and are intended to provide safe speed limitsunder the prevailing traffic and environment conditions, withoutexplicit consideration of mitigating traffic conflicts caused bydownstream bottlenecks (1–3). Recently, several research groupshave explored the potential effectiveness of VSL control in improv-ing operational efficiencies on freeways. Hegyi et al. (4) showed the benefit of VSL coordination for suppressing shock waves in free-way traffic, by applying a model-based predictive control (MPC)approach. Recently, Lu et al. (5) expanded the MPC approach to

E. Kwon, University of Minnesota-Duluth, 1302 Ordean Court, Duluth, MN55812. D. Brannan, K. Shouman, C. Isackson, and B. Arseneau, MinnesotaDepartment of Transportation, 1500 West County Road B2, Roseville, MN55118. Corresponding author: E. Kwon, [email protected].

Transportation Research Record: Journal of the Transportation Research Board,No. 2015, Transportation Research Board of the National Academies, Washington,D.C., 2007, pp. 12–18.DOI: 10.3141/2015-02

Page 2: Development and Field Evaluation of Variable Advisory ...

αi,t = driver compliance rate at location i; andUa,t ≥ Ub,t.

The objective of the system is to reduce Ua,t to Ub,t, by using Sa,t

and Sb,t, that is,

Let Sb,t = Ub,t and αt = αa,t = αb,t. Rearranging Equation 3 for Sa,t withEquations 1 and 2,

Therefore, if αt can be estimated, the advisory speed limit at timet at the upstream location can be determined as a function of bothupstream and downstream speed levels. Figure 2 shows the generalpattern of Sa,t with respect to different combinations of upstream anddownstream speed levels for αt = 0.7.

Further, Sa,t > 0, and αt > 0, then from Equation 4,

where Ua,t ≥ Ub,t.Equation 5 defines the required level of the driver compliance

level for the proposed variable advisory speed limit system to beeffective.

α t b t a tU U> −1 5, , ( )

S U Ua t t a t b t t, , , ( )= −( ) +⎡⎣ ⎤⎦α α1 4

Δ Δa t b t a t b tU U, , , , ( )+ = − 3

Kwon, Brannan, Shouman, Isackson, and Arseneau 13

FIELD IMPLEMENTATION OF VASLS-WZ AT I-494 WORK ZONE

The two-stage speed reduction methodology was implemented,and its performance was evaluated with the data collected from thesite. Figure 3 shows the schematic layout of the VASLS-WZ thatwas installed at the I-494 southbound work zone near the WakotaBridge in the Twin Cities. That section, approximately 2.5 mi long,starts from the Lake Road interchange and ends at the west end ofthe Wakota Bridge. The current posted speed limit of the entire sec-tion is 55 mph. For this study, the following devices were installedat the site:

• Five sets of radar sensors for speed and volume measurements;• Three advisory speed limit warning signs with light-emitting

diode (LED) panel for variable speed display;• Three sets of Doppler radar sensors for speed measurements at

the advisory speed sign locations; and• One set of web-based wireless communication system for data

collection, processing, and speed limit determination.

As noted in Figure 3 that in this evaluation, to prepare for thepossible detector malfunction situations, multiple detectors wereinstalled to measure both upstream and downstream speed levels.Also, one additional variable advisory speed limit sign was installednear the downstream bottleneck location to ensure system redun-dancy. The two downstream signs, S1 and S2, show the same advi-sory speed limit values that are determined with the downstream

Sb Sa

Ub

Field Sensors

Advisory Speed Limit Signwith Dynamic Display Panel

Ua

Sa = 1st Advisory Speed LimitSb = 2nd Advisory Speed Limit Ui = Measured Speed Level at Detector i

FIGURE 1 General layout of two-stage variable advisory speed limit system.

60 mph 504030

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FIGURE 2 General pattern of Sa,t with (Ua,t, Ub,t) for � � 0.7.

Page 3: Development and Field Evaluation of Variable Advisory ...

bottleneck speed levels, while the speed limit of the upstream sign,S3, is calculated with both upstream and downstream speed mea-surements following the two-stage reduction method. In this proj-ect, the advisory speed limit signs were manufactured and installedby engineers in the Metro District, Minnesota Department of Trans-portation (DOT), whereas all the other devices were rented from aprivate vendor.

Variable Advisory Speed Limit Algorithm for Field Implementation

In this study, it was determined that the advisory speed limit wouldbe varied every 1 min in 5-mph increments. Further, the upper limitof the advisory speed limit at the upstream sign was set to 50 mph,while that of the two downstream signs was set to 45 mph to reflectthe current posted advisory speed limit for the existing curve sec-tion. Figure 4 shows the discretized version of the two-stage speedreduction method in determining the advisory speed limit at the firstupstream sign, S3. The algorithm for signs S1 and S2 is shown inFigure 5. These algorithms were coded into the web server, whichdetermined the advisory speed limit values for all three signs usingthe speed measurements uploaded from each detector station every30 s through a wireless communication network. The resulting advi-sory speed limit values were downloaded into each speed sign throughthe same wireless communication system (8). In this study, the speedlimit values at each sign were updated every 1 min using the previous90-s measurements.

14 Transportation Research Record 2015

Format of Variable Advisory Speed Limit Sign

Figure 6 shows the format of the variable advisory speed limit signspecifically designed for this research in cooperation with engineersat the Minnesota DOT Metro District. In this study, a total of threesuch signs were manufactured and installed by the Metro Districtmaintenance personnel at the I-494 work zone site. The LED dis-play panel was provided by the private vendor as part of the web-based communication system used for this project. Figure 7 showsone of the downstream signs, S1, installed near the Highway 61interchange. The LED panel and all the detection and communica-tion devices used in this field evaluation were powered by solar pan-els, which were installed at each sign and detector location. It can benoted that a rectangular shape was used in this study to improve con-spicuity of the variable advisory speed sign at the test work zonesite, where numerous diamond warning signs were already in place.

DATA COLLECTION AND PERFORMANCEEVALUATION OF VASLS-WZ

The VASLS-WZ was installed at the I-494 work zone on February20, 2006, and data collection for the before condition started onFebruary 21, 2006. After a 3-week testing period under the shadowoperation mode, the system was finally activated at approximately10:00 a.m. on March 15, 2006, and data for the after period werecollected until April 4, 2006. Types of data collected include the fol-lowing: lane-by-lane speed and volume for every 30 s at five loca-

0'10440' 7500' 5300' 3500' 2400'

Lake Rd.

U4U3

S3S2S1

U2

Hwy 61

I-494 SB

U0 U1

Bailey Rd.

Variable Advisory Speed Limit Sign with Doppler Radar Detector

Radar Detector (RTMS)

WakotaBridge

12000'8700'

FIGURE 3 Layout of I-494 work zone variable advisory speed limit system.

50 mph

Speed at Bottleneck (Ub=Min [U1,U2])

UpstreamSpeed(Ua =Min [U3,U4])

35 40 450

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50 mph

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e.g., if Ua = 47 mph and Ub = 37 mph, then S3 = 40 mph

FIGURE 4 Variable speed limit algorithm for S3 at I-494 work zone.

Page 4: Development and Field Evaluation of Variable Advisory ...

Kwon, Brannan, Shouman, Isackson, and Arseneau 15

tions with remote traffic microwave sensors (RTMS); and postedspeed limit values every 1 min at each sign.

Speed and volume data were archived and used for evaluatingperformance of the system after field testing was completed. Specif-ically, the following issues were addressed with the morning peak-period data collected during the before-and-after periods of thesystem being activated:

• Speed variations within the work zone section,• Total throughput variations at the downstream boundary of the

work zone site, and• Traffic response to posted advisory speed limit values.

During the before-and-after data collection periods, no unusualweather or incident conditions occurred at the test site, except forthe morning of March 16, when there was heavy snow.

Speed Variations Within Work Zone

First, the effectiveness of the VASLS-WZ in reducing the speed dif-ference within the work zone area was studied. For every 1-min inter-val, all speed measurements from detectors in the work zone werecompared, and a maximum speed difference was determined foreach 1-min period. Figures 8 and 9 show the average maximum speeddifferences during morning peak periods of typical weekdays beforeand after the system was implemented. As mentioned, the systemwas activated at approximately 10:00 a.m. on March 15. During theweek of March 6, a malfunctioning detector did not produce any data.Therefore, only those days with the same number of working detec-tors were used for this comparison. Further, data from March 16

S1 = S2

35

45 mph

40

35

30

40 45 mphMin (U1-U3)

FIGURE 5 Algorithm for determining speed limit at S1 andS2 at I-494 work zone.

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538513.7

3.0" Radius, 1.3" Border, 0.8" Indent, Black on Orange;“WATCH” E: “FOR” E: “SLOW” E: “TRAFFIC” E: “AHEAD” E:2.3" Radius, 0.9” Border, 0.6" Indent, Black on Orange;“MPH” D:

20.6 13.7

FIGURE 6 Format and dimension of variable advisory speed limitsign.

FIGURE 7 Variable advisory speed limit sign installed nearHighway 61 interchange.

Page 5: Development and Field Evaluation of Variable Advisory ...

were not included in this comparison, since there was heavy snowthat day, where no comparable snow condition was observed duringthe before period. Therefore, a total of 7 before and 7 after weekdayswere used in this analysis. As noted in Figures 8 and 9, the maxi-mum speed difference within the work zone during the morning peakperiods was decreased after the system was activated. Specifically,during the periods of 6:00 to 7:00 a.m. on weekdays, the average1-min maximum speed difference within the work zone was reducedfrom 13.0 mph to 8.4 mph (−35%) after the VASLS-WZ becameoperational. The statistical test shows the significance level of α = 7%.For the periods of 7:00 to 8:00 a.m., the average difference wasreduced from 18.4 mph to 14.1 mph (−23%), with the statisticalsignificance level at 1%. In regard to variance in the maximum 1-minspeed differences, the 7:00 to 8:00 a.m. periods show clear reductionafter the system was activated, while the differences were not signif-icant for the 6:00 to 7:00 a.m. periods. The before-and-after compar-ison of the two consecutive detection points in the test site showed thatduring the weekday morning peak periods, the average maximumspeed difference was reduced from 10.4 mph to 6.3 mph (α = 2%) forthe 6:00 to 7:00 a.m. periods, and from 14.8 mph to 12.9 mph (α = 1%)

16 Transportation Research Record 2015

during 7:00 to 8:00 a.m. periods. As described, the before-and-afterdata comparison clearly indicates that the VASLS-WZ was effectivein reducing the longitudinal speed differences along the work zoneduring the morning peak periods.

Total Throughput Volume Comparison at Downstream Boundary

Effects of the longitudinal speed difference reduction on the opera-tional efficiency of the work zone area were investigated. Figures10 and 11 show the total hourly volume and speed comparisonsat the downstream boundary of the I-494 work zone during theweekday morning peak periods before and after the VASLS-WZ wasactivated. As indicated in Figure 10, the average total throughputbetween 6:00 and 7:00 a.m. was increased by 7.1%, from 3,595 to3,852 vehicles, while the increase in the total volume from 5:00 to9:00 a.m. was 2.2%. Speed levels at the downstream boundary dur-ing the same time periods clearly show the increase from 47.2 mphto 48.5 mph at α = 1%. The before-and-after comparisons for the

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Page 6: Development and Field Evaluation of Variable Advisory ...

7:00 to 8:00 a.m. periods in regard to total throughput and speed lev-els at the downstream boundary did not show significant differences.The foregoing results indicate that during the 6:00 to 7:00 a.m. peri-ods, reduction of the longitudinal speed differences in the work zoneclearly contributed in improving the speed levels at the downstreamboundary, thus increasing the total throughput of the work zone.

Assessment of Driver Compliance

To evaluate the level of the driver compliance for the VASLS-WZ,the correlations between the following quantities were studied in thisanalysis. They are the difference between U4, the speed level of theflow approaching the sign S2 and the posted advisory speed limit valueof S2; and the difference between U4, the speed level of the approach-ing flow, and U3, the speed level measured at the downstream of thespeed limit sign S2.

If all the drivers comply with the posted speed limit, the two valuesmentioned should be very similar, that is, the correlation between twodifferences is close to 1.0. Figure 12 shows the plot of those two quan-tities from the data collected on March 22 during the 6:00 to 8:00 a.m.period, which has the correlation coefficient of 0.5. Of interest is thatthe level of correlation becomes lower as the difference between theposted speed limit value and the speed level of the approaching flowincreases. Figure 13 shows the variations of the correlation coefficientsat two sign locations on different weekdays. As indicated in this fig-ure, the level of correlation varies between 0.2 and 0.6, and it showspromising possibilities of operating the VASLS-WZ on a regular basis.

Kwon, Brannan, Shouman, Isackson, and Arseneau 17

CONCLUSIONS

Optimal speed management of traffic flows approaching a work zonearea is critically important in improving the safety and efficiency of thework zone operation. In this research, a two-stage variable advisoryspeed limit system was developed and implemented at the I-494 workzone. Data collected from the field during the before-and-after periodsclearly indicate the effectiveness of the system in reducing the longi-tudinal speed differences along the work zone area during the 6:00 to8:00 a.m. peak periods on weekdays—that is, a 25% to 35% reduc-tion in regard to the average 1-min maximum speed difference. Thisresulted in an approximately 7% increase of total throughput measuredat the downstream work zone boundary during the 6:00 to 7:00 a.m.periods, while the increase during the 7:00 to 8:00 a.m. periods was notsignificant. Estimation of the driver compliance level by correlating thespeed differences upstream and downstream of the speed limit signsalso showed promising results—that is, a 20% to 60% level, eventhough posted speed values were the advisory limits. The simplicity ofthe speed control strategy developed in this study and the flexibility ofthe hardware and software system used for field implementation indi-cate the possibility of adopting the proposed variable advisory speedlimit system as one of the regular tools for work zone management.

Future recommendations include the design of a simpler speed signformat through driver perception and simulation studies, more fre-quent updates of speed limit values in real time (e.g., 30-s updates),and adoption of different non-intrusive detection technologies. Fur-ther, the long-term effects of VSL control on drivers’ compliancelevels need to be studied.

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FIGURE 11 Average speed comparison at downstream boundary (6:00 to 7:00 a.m.).

Page 7: Development and Field Evaluation of Variable Advisory ...

ACKNOWLEDGMENTS

This project was financially supported by the Minnesota Departmentof Transportation. The cooperation of the traffic and constructionpersonnel in Metro District, including Mike Engh and Eric Embacher,was critical for the completion of the study. Finally, the variable advi-sory speed limit signs were manufactured and installed by the MetroSign Shop and Maintenance Group.

REFERENCES

1. Robinson, M. Examples of Variable Speed Limit Applications. U.S.Department of Transportation, Washington, D.C., 2000.

2. Rama, P. Effects of Weather-Controlled Variable Speed Limits andWarning Signs on Driver Behavior. In Transportation Research Record:Journal of the Transportation Research Board, No. 1689, TRB, NationalResearch Council, Washington, D.C., 1999, pp. 53–59.

3. Borrough, P. Variable Speed Limits Reduce Crashes Significantly in theUK. Urban Transportation Monitor, Mar. 14, 1997.

18 Transportation Research Record 2015

4. Hegyi, A., B. Schutter, and J. Hellendoorn. MPC-Based Optimal Coordination of Variable Speed Limits to Suppress Shock Waves in Freeway Traffic. Proc., American Control Conference, Denver,Colo., American Automatic Control Council, Dayton, Ohio, 2003, pp. 4083–4088.

5. Lu, M., A. Hegyi, and K. Wevers. Perspective of Mitigating ShockWaves by Temporary In-Vehicle Dynamic Speed Control. Presented at85th Annual Meeting of the Transportation Research Board, Washington,D.C., 2006.

6. Lin, P., K. Kang, and G. Chang. Exploring the Effectiveness of VariableSpeed Limit Controls on Highway Work-Zone Operations. IntelligentTransportation Systems, Vol. 8, 2004, pp. 1–14.

7. Abdel-Aty, M., J. Dilmore, and L. Hsia. Applying Variable Speed Lim-its and the Potential for Crash Migration. In Transportation ResearchRecord: Journal of the Transportation Research Board, No. 1953, Trans-portation Research Board of the National Academies, Washington, D.C.,2006, pp. 21–30.

8. Traffic Technologies, Jamlogic. www.traffic-technologies.com. AccessedMarch 20, 2006.

The Work Zone Traffic Control Committee sponsored publication of this paper.

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FIGURE 13 Estimation of driver compliance level during morning peak periods (6:00 to8:00 a.m.).