’ 1~’7"-’,ao I0 FINANCIAL DISCLOSURE REPORT Repo rt Required by the Ethics in Government Act of 1978 R~v. l~01o FOR CALENDAR YEAR 21109 (~ u.s.c, app. §§ !. l-’erson Reporting (last name. fi[st, middle initial) 2. Court or Orgm~dzation 3. Date of Rel~}rt Manion, Daniel A. USCA-7 05/I 7/2010 4. Title (Article [11 judges indicate active or senior status; 5a. Report T ype (c[~eck appropfiale ~ype) 6. Repor|ing Period magistrate judges indicate fidl- or part-time) [] Nomination. Date 01101/2009 AaiclelH [] Initial [] A l 2/31/2009 5b. [] Amended Report 7. Chambers or O ffice Address 8. On the basis of the information contained in this Repo rt and any modificatior~ pertaining thereto, it is, in my opinion, in compliance 30[ Grant Federal Building with applicable laws and regulation.~ 204 S. Mat, Street South ]Bend, IN 46601 ! Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all par~s, checking the NON E box for each part where you h ave no reportable information. Sign oa last page. I. POSITIONS. ~s~o~,~g individual onty; see pg. ~-13 o£1"aing instructions,) ~_~._~] N O N E (No reportable po3"itions. ) POSITION NA ME OF ORGANIZATION/ENTITY 2. 5. ,~ . ~ ~’..) _ ..~’ .~ -~ ...~., ~~ ..... II. AG REEM ENTS. (~,p,,~n,,~. indiv~,~l only; see p p. 14-16 of filing instructiot~s.) NONE (No reportable agreements.) DATE PARTIES AND TERMS 1. 3. Manion Daniel A.
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Daniel A Manion Financial Disclosure Report for 2009
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8/3/2019 Daniel A Manion Financial Disclosure Report for 2009
’ 1~’7"-’ ,ao I0 FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i c sin Government Act of 1978
R ~ v . l ~ 0 1o FOR CALENDAR YEAR 21109 ( ~ u . s . c , a p p . § §
!. l -’erson Reporting (last name. fi[st, middle initial) 2 . C o urt o r O rgm ~ dzatio n 3. D ate o f R el~ }rt
M an io n , D an iel A . U SC A -7 05 /I 7 /201 0
4. Tit le (Article [11 judges indicate active or senior status; 5a . Re port T y pe (c[~ e ck a ppropfial e ~ y pe ) 6. R epo r| ing Perio dmagistrate judges indicate fidl- or part-time)
[] Nomination. Date 0 1 1 0 1 / 2 0 0 9
AaiclelH [] Initial [] Al 2 /31/20 0 9
5b. [] Amended Report
7. Chambers or O ff ice Address 8 . On the basis of the information co ntained in this Repo r t and anymo dificat io r~ perta ining thereto , i t is , in my o pinio n, in co mpl iance
30[ Grant Federal Building with applicable laws and regulation.~
204 S. Mat, Street
So uth ]B end, IN 46601! Rev iewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all par~s,checking the NON E box for each part where you h ave no reportable information. Sign oa last page.
I . P O S I T I O N S . ~s~o~,~g individual onty; see pg. ~-13 o£1"aing instructions,)
~ _ ~ . _ ~ ] N O N E ( N o reportable po3"itions. )
P O S I T I O N N A M E O F O R G A N I Z A T I O N / E N T I T Y
2.
5. ,~ . ~ ~’ . . )_ ..~’ .~
-~ . . .~ . ,
~~ .....
I I. A G R E E M E N T S . (~,p,,~n,,~. indiv~,~l only; see pp. 14-16 of filing instructiot~s.)
N O N E (No reportable agreements.)
D A T E P A R T I E S AN D T E R M S
1 .
3.
Manion Dan ie l A .
8/3/2019 Daniel A Manion Financial Disclosure Report for 2009
¯ . L:~ANCI~ DIS,~I ....URE REPORT N .... o[P .....Re port ing
Page 2 of 1 1 ~a,,ion, Daniel A. 0 5 1 1 7 1 2 0 1 0
11I. NO N- I NV E S T M ENT I NC O M E . m ~po m , ,~ ~,,llvld~ ~,~ ~ .... see pp. 1 7 - 2 4 o f f i l in g instructions.)
A. Flier’s Non-Investment Income
N O N E (No reportable non-investment income.)
D A T E S O U R C E A N D T Y P E I N C O M ~(yours, not spouse’s)
1 .
2.
3.
4.
[L Spouse’s Non-Investment [ncolne - ~f yo. we,~ n~arried during any portion of ~he reponing year, complete this section.
Dollar amounl noI required ex~’ept fo~ honoraria.)
N O N E (No reportable non-investment income.)
D A T E S O U R C E A N D T Y P E
1 .
2.
3.
4.
! V . R E 1 M B U R S E MENTS --,,,~z~p,,,~aion toagi,,g [,,,,a ......i . . . . . . . .,.( It~cludes those to z~oz~ve and dapendent children: see pp. 25 27 of filing instructions.)
N O N E (No reportable reimbursements.)
~RCE D A T E S L O C A T J O N P U R P O S E I T E M S P A ID O R P R O V I D E D
1 .
3.
8/3/2019 Daniel A Manion Financial Disclosure Report for 2009
, ~ . I N AN . J I = .L D , ~ S , oL O S I . . .. . REPORT ~ . ~ o f ~ . ~ . . . . ~ p o - ~ . m I
Page 5 of I 1 ~io . , Oan ~t A.
~
05~/2010
VII. I N V E S T M E N T S a n d T R U S T S .. ~ ......... t .. , t~ . , = ti o ., . ¢ ~ a ~ a ~ . ~ , h o ~ o f ~ p o . , e ~ . a a ~ p ~ , ,a ~ , , ~ ~ h i m ~ ¢ ~ ;
~ N O N E (No reportable income, assets, or transactions.)
.................... ~ ..................] ..... U ~ ~ ....D e s c r i p ~ o n o f A s s e ts J i n c o m e d u ~ n g + Gro s s v a l u e a t en d ~ T ran s acti o n s d u 6n g re~i n g
( i n c l u d i n g t ~ s t a s s e t s ) reining ~ri~ ~ o f r e p o r t i n g p e r i o d
(A-tt) : o,’i+,t.) ~ (J-P) C ~ e 2 + r e d e m p t io n ) ]+ ~J-P) J(A-m
F I N A N C I A L Ia m e o f P e r ’ so n R e p o r t in g D a t e o f R e p o r tD IS C L O S U R E R E P O R T
I Maniort, Daniel A.
05/17/2010a g e 6 of 11
V I I . I N V E S T M E N T S a n d T R U S T S - i .. .. . .. .. ~ o e ,~ . .. .. .. n o , ,, ( In e t u d e s t h o s e of sp ...... nd depemlenl children; see pp. 34-60 of filit,g i n s t r u c t i o n s . )
N O N E (No reportable income, assets, or transactions.)
.̂ n. c. o. ...........D e s c d p t l o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) ! reporting period ! o f r e p o r t i n g p e r i o d
T y p e ( e . g .. Valuei Value i
T y p e ( e . g .. [ ) a t e Value Gain] I d e n t i t y o fP l a c e ’ ( X ) " a f t c r e a c h a s s e t
Code ! !t~r in t . ) ( J - P ) C o d e 3 ] r e d e m p t i o n ) ] (LP) Code I
buyer/sdlerx e m p t f r o m p r i o r d i s c l ~ u r c( A - H )
d i u . , r e n t , C od e 2 M e th o d ] buy .sell : m m / d d /y y ] C o d e 2 i !
....................... ! ...... [ (Q-W) ! i ! ( A - H ) ( i t * p r i v a t e
........... k ~os~t~7o~ ............
3 5 . IRAs -- items 36-46
36. Oppenheimer Capital Appreciation fund None J T
3 7 . UBS Bank USA dcp A Distribution J T
? , 8 . General Elec*ric A Dividend J T
" ’ 3 ’ ~ . Davis NY Venture Fund A Distribution K T
40 . Franklin Balance Sheet A Distribution K T
, 1 1 . Franklin Income Fund A Distributiot~ J T Bu y 08/28109
4 2 . Davis NY Venture Fund A ’ D istribution So l d 08128/09
4 3 . Federal 401K plan N , . ; m e N T
4 4 . State of Indiana retirement None J T
4 5 . Growth l=und America A Distribution J T
4 6 . 20120 Fund (Jemfison) A Distribution I. T Bu y 0 2 . / I 0 / 0 9 K
, 1 7 . Nol~hwestern Mutual Life [nsurm~ce None M T
4 8 . Unimproved real estate St. Joseph Cry, IN Nune L W
4 9 . Baird Trust Acct: items 50-84
5 0 . Automatic Data Processing (ADP) B Dividend K T
5 1 . Computer Sciences Corp. commo n None K T
8/3/2019 Daniel A Manion Financial Disclosure Report for 2009
F IN A N C I A L D IS C L O S U R E R E P O R T N .... fP .....Report ing D a t e o f R e p o r t
P ag e 7 o f 1 1 Manion, Daniel A. 05/17/2010
V I I . I N V E S T M E N T S a n d T R U S T S .. z ......... l , , , , t ....... tlons (Includes those o/sp ....... d dependent children: see pp. 34-60 oZfiling instructions,)
1-~ N O N E (No reportable income, assets, or transactions.)
......... ~. ........ ! . . . . . . . . . . . B ~ . . . . . . . . .. . . . .] ~i ........7 ..........................Description of Asaet~ Income during
i Gross value at end(including trust assets)
~ - t i J r e p o r l i n g t p e r i o d _ ( 2 7 ~ " ~ 1 o f r e p o r t i n g ~ p e r i o d ( 2 )
Place "(X)" aft .....asset iA ....t Type(e,g.,! 1 V a l u e . t[ Value
T y p e ( e . g . , [ Date i Value I Gaiu ] ldenti tyo f
exempt fro m pdo r disclo sure ’~ Code 1 ! div . ,rem : C o d e 2 Method buy,~iI, ]mm/ddiy’C,"~5e2 [ Code I : buyer/seller(A-H) : o rint . ) (J-P) ! Code3 redemption) ! (J-P) (A-H) (if private
I [( Q - W )
52 . Target Corp. common B D i v i d e n d L T S o l d 12 110 10 9 J D
(
53 . K e l l o g g C o m p a n y A D i v i d e n d K T Bay 0 2 / 1 3 / 0 9 J
54 . Windstream Cot-p . C Dividend K T
5 5 . I l l inois too l Works commo n A Dividend K T
56 . lntel Corp common A D i v i d e n d J T Sold 1 0/30t09 $ C
(pag)
57 . Inlet Corp common A Dividend J T Sold 12104109 J C
(par t)
58 . J o h n s o n & J o h n s o n ’ A Dividend K T
59 . Procter & Gamble common A Dividend J T
60 . Baird Muni Money Market (Dreyfus) A Distribution L T
6 1 . Fiserv Inc. None M T
6 2 . Becton Dickinson & Co. A Dividend K T
63 . Clarcor Inc. A Div idend K T
64 . Ecolab common A Dividend K T
65 . Patterson Companies common N o n e M T
6 6 . Fastenal common C Dividend M T
6 7 . Perraanent PortlMio l;’un0 A Dividemt J T Bu y 1 ! 2 7 1 0 9 J
6 8 . Stericycle Inc. None J T Bu y 1 2 1 1 6 / 0 9 J
8/3/2019 Daniel A Manion Financial Disclosure Report for 2009
F IN A N C I A L D IS C L O S U R E R E P O R T N .....f P .....Report ing ] D a t e o f R e p o r t
Page 8 of I l M a n io n , D a n i e l A . 05117/2010
VII. I N V E S T M E N T S a n d TRUSTS -- ; ........ ; , , e , transactions (Includes th .... ,f sp ....and depenUent children; see pp. 34-60,,filling instrnctions.)
~ NONE (No reportable income, assets, or transactions.)
.................... ~- n. ~ ~ .............. ~, " ..............I Income ~ring [ Gross value a~ end Transactions during reporting periodescription of Assets
(including trust assets) [ repoaing ~6~ [ o f repo s ing pefo d :~
exempl f rom pfordisc losure [ C t~ e 1 div . ren t. : C~e 2 Me ,boa buy. selL ~d~yv C~e 2 C~e I ! buyer/seller(A-H} I or int .) (J-P) C~e 3 ~ redemptio n) [ (J-P ) (A-H ) [ (if private
..................................... :~ I ! (Q’W)~ ~ :~ ~ ’ t .......i o n,
69 . RoyaIB~k of Scotland A D i v i d e n d Sold 06/~/09 J
Page 9 of 1 1 M ~ n i o , ,, D a n i e l A . 0 5 / I 7 1 2 0 1 0
V I I . I N V E S T M E N T S a n d T R U S T S - - i . . . . .. . . ~ , ,e , t . . . . . . . ~ /o , ,~ <~ , ,e~ , , ,~e, tho~e of,~, . . . . . . , ~ a ~ p ~ , ,a ~ , , t ~ i ~ , , ; ~ , ~ . . ~ 4 - 6 o o/~,g ~ , ~ . ~
N O N E (No reportable income, assets, or transactions.)
I n c o m e d u r i n ge s c ~ p t i o n o f A s s e t s G r o s s v a h ~ e a l e n d : T ~ a n s a c r o n x d u r i n g r e p o s i n g p e r i o d(including t~st assels) re~rtiag ~ric~ ~ o f r e p o r t i n g p e r i o d
P l a c e " ( X ) " a f t e r e a c h a s s e t ~ A m o u n t ] Ty~ (e.g.. Value ~ Value T y p e ( e . g .. ~ Date ~ Value G a i n I d e n t i t y o f
exemptfmmpfiordiscl . . . . . [Code I ~ di . . . . . . t. ’, C ~ e 2 ~ Me~od b u y , s e l l . m ~ d d / y y ~ C , ~ e 2 C o d e I b u y e r l s e l l e r( A - I I ) or int.) ~ ( J - P ) C o d e 3 ~ d e m p t i o n ) ~ " ( J - P ~ ~ (A - H ) ( i f p r i v a t e
~ ( Q - W ) ~ , [ t r a n s a c t i o n )
8 6 . General El~ tfic B Dividend K T
8 7 . Pfizerlnc. B Dividend K T
8 8 . Procter&Gamble B Dividend L T
~..89. JMSmucker A Dividend J T
90 . UBS deposit account A D i v i d e n d M T
9 I . Ohio State Higher Educ. Ftmd muni A Interest K T
92 . UBS custodial accts:Fidelity Adv. dividend A Distribution J Tgro th )
93 , Alliance Col lege Bo und Fund None L T
94. American Funds College America None M T
9 5 . Col lege Choice 529 plan None J T
9 6 . Fidelity Spartan 500 Index Fund A Distribulion J T
97. Fidelity Growth and Income Fund A Distribution K T
98. Vanguard 500 Index Fund B Distribution K T
99. OppenheimerFunds Legacy Program A Distribution Donated
t00. OppenheimerFunds Legacy Program A Distribution Donated
1 0 1 . Notre Dame Federal Credit Union savings A D i d , t r e n d M T Bu y 08/13t09 M
1 (2
I
8/3/2019 Daniel A Manion Financial Disclosure Report for 2009
¯ " F I N A N C I A L D IS - . ., . ,, _- S U R I~ R E P OR T O a , e o t R ~ p o r t
Pa ge ] l o f ] ] [ Manion, DanielA. 0 5 / 1 7 1 2 0 1 0
I X. C E R T I F I C A T I O N .
I certify that a l l information given above ( including information pertaining to my spo use and mino r or dependent children, if any) isaccurate, t rue, and complete to the best of my knowledge and belief, and that any information not reported was withheld because i t met applicable statutoryprovisions permitting non-disclosure.
i f i~rther certify that earned income from outside emplo yment and hon oraria and the acceptance of gifts which have been reported are incom pliance with the prov isions of 5 U.S.C. app. § 50 1 et. seq. , 5 U,S.C. § 7353, and Judicial Conference regulations.
Signature
N O T E: A N Y I N D I VI D U A L W H O K N O W I N GI ,Y A N D W I L F 1 . ] L L Y F A L SI F I ES O R F A I L S T O F I L E T H I S REP O R T M A Y BE SU BJEC’F T O CI VI LA N D C R IM IN A L S A N C TION S ( 5 U . S. C . a pp . § 10 4)
F I L I N G I N S T R U C T I O N S
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Adnainislrative Office of Ihe United States CourtsSuite 2-30t
O,~e Columbus Circle, N.E.Washington, D.C. 20544
8/3/2019 Daniel A Manion Financial Disclosure Report for 2009
Committee on Financial DisclosureJudicial Conference of the United States % _ . c-_:.
One Columbus Circle, NE
Washington, DC 20544 ~ ~ ~ - .
. . ~ - . ! f . ,
Dear Judge Baldock:
This letter is in response to the Committee’s request of August 3 regarding the College
Choice 529 plan listed in Part VII, page 9, line 95 of my report. Unfortunately, as of
December 31, 2009, the cash deposit into the fund remained in cash. The broker was directed to
invest it in an Indiana mutual fund that would qualify for a $1000 tax credit. Because that
investment was not completed as of December 31, I did not receive the credit. Sometime later itwas invested in a mutual fund, and I plan to list that on the Financial Disclosure due to be filed
next May. If you need any more information, please let me know.