AO 10 Rev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the E thics ht Government Act of 1978 (5 U.S.C. app. §§ 101-111) 1. Person Reporting (last name, first, middle initial) Manion, Daniel A. 4. Title (Article Ill judges indicate active or senior status; magistrale judges indicate full- or part-lime) Article 11I 7. Cham bers or Office A ddress 301 Grant Federal Building 204 S. Main Street South Bend, IN 46601 2. Court or Organization USCA-7 3. Date of Report 05124/2011 5a. Report Type (check appropriate type) ] Nomination, Date [] Initial [] Annual [] Final 5b. [] Amended Report 8. On the basis of the information contained In this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. 6. Reporting Period 01/01/2010 to 12/31/2010 Reviewing Officer Date_ IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete alt parts, checking the NO NE box for each part where you hav e no reporlable information. Sign on last page. I . POSITIONS. ¢Ropoain~ i, div~uat o.ty: see pp. ~-~ NONE (No reportable positions.) POSITION 2 . 3. 4 . 5. NAME OF ORGANIZATION/ENTITY II. A GRE EM ENTS. tao,o,~.g i,~i~t ont~; ~ ~,. 14-16 of filing instructions.~ ~ ~ NONE (No reportable agreements.) DATE PARTIES AND TERMS Manion Daniel A.
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Daniel A Manion Financial Disclosure Report for 2010
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8/3/2019 Daniel A Manion Financial Disclosure Report for 2010
1. Person Reporting ( last name, f irst, middle initial)
M an i o n , D an i e l A .
4. Title (Article Ill judges indicate active or senior status;magistrale judges indicate full- or par t- l ime)
Article 11I
7 . C h a m b e r s o r O f f ic e A d d r e s s
301 Grant Federal Bui lding204 S. Main StreetS o u t h Be n d , I N 46 6 01
2 . Cour t or Organiza t ion
U S C A - 7
3. Date o f Report
05124/2011
5a. Repor t Type ( check appropr ia te type)
] Nomination, D a t e
[] Initial [] Annual [] Final
5 b . [] A m e n d e d R e p o r t
8.On the bas is of the informat ion conta ined In th is Repor t and anymodif ica t ions pe r ta in ing the re to , i t i s , in my o pinion, in comp liancewith appl icab le laws and regu la t ions .
6 . Repor t ing Pe r iod
01 / 01 / 201 0to
1 2 / 31 / 201 0
Rev iew ing Of f ice r Date_
I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete alt parts,
checking the NO NE box for each part where you hav e no reporlable information. Sign on last page.
I . P O S I T I O N S . ¢ R o p o a i n ~ i , d i v ~ u a t o . ty : s e e p p .
~-~ N O N E (No reportable positions.)
POSITION
2.
3.
4.
5.
N A M E O F O R G A N I Z AT I O N /E N T I T Y
I I . A G R E E M E N T S . ta o , o , ~ . g i ,~i~t ont~; ~ ~ ,. 14-16 of filing instructions.~
~~ N O N E (No reportable agreements.)
DATE PARTIES AND TERMS
8/3/2019 Daniel A Manion Financial Disclosure Report for 2010
IIl. N O N - IN V E S T M E N T I N C O M E . ( R e ro ~ in , individual andspouse; seepp. 17-24 of filing instructions.)
A. Filer’s Non-Investm ent Incom e
~] N O N E (No reportable income.)on-investment
DATE SOURCE AND TYPE
2.
3.
4.
I N C O M E( y o u r s , n o t s p o u s e ’ s )
B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - ~ f y o u were marrled durlng any poaion of the reporting year, complete this s ec t i on .
(Dollar am ount nor required except for honoraria.)
V I I . I N V E S T M E N T S a n d T R U S T S . - i n c o . ,, , .~ t u e , , ,~ , u c , ~ o n , ¢ t n c ~ u ~ e , , h o , e o y , ~ , o ~ , o o n d d e ~ , e . d e n , children; see p p . 3 4 - 6 0 of f i l ing instructionr. )
N O N E (No reportable income, assets, or transactions.)
A. B. C. D .
D e s c r i p t i o n of Assets Income dur ing G r o s s v a l u e at en d Transactions during relx~rting per i~l( i n c l u d i n g t r u s t a s s e ts ) report ing period of repoaing per iod
( ~ ) ( 2 ) O) (2) O) (2) (3) i (’~) ( 5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y pe ( e .g .. Value V alue T y p e ( e . g ., D a t e V a l u e ; G a i n I d e n t i ty o f
e a e m p l f r o m p r i o r d is c l o s u r e C e d e I div., rent. C o d e 2 M e th o d buy, re | l , mmld d lyy Code 2 i Code 1 buyerlseller(A- H) o r i n t . ) ( J - P ) C o d e 3 redemption) ( J ’P ) I ( A- H ) ( i f p r i v a t e
( Q - W ) !. transaction)
I. K e y B a n k c h e c k i n g
2. K e y B a n k c h e c k i n g # 2
3. AIM As ia Paci f i c Growth fund
4. G abe l li V a l ue M ut ua l F un d
5. T e m p l e t o n Fo r e i g n Fu n d
6, Europa }t ic Growth Fund
7. G o l d m a n S a c h s S m a l l C a p V a l u e F u n d
8. Hart fo rd Cap i t a l Apprecia t ion Fu nd
9. AIM Develop ing Market s Fund
10 . Fi rs lOppor tun i ty Fun d
i 1 . U B S d e p o s i t a c c o u n t ( R M A m o n e y m a r ke t )
12 . S e l i g m an G l o ba l F un d
13 . Janus Fund
14 . Fidel i ty Magel l an Fund
15 . D i am o n d s
16 . B o e i n g C o m p a n y c o m m o n
17 . Evan s v i l l e R ed ev . B o n d
A
A
A
A
A
lmereM
N o n e
N o n e
N o n e
N o n e
N o n e
Distribution
N o n e
N o n e
N o n e
Distribution
N o n e
N o n e
Distribution
N o n e
D i v i d en d
Interest
K T
K T
J "r
N T
J
]
W
T
S o l d
S o l d
S o l d
S o l d
S o l d
S o l d
S o l d
S o l d
S o l d
S o l d
R e d e e m e d
09 / 21 / 1 0
0 9 /2 1 /10
0 9 /2 1 /10
0 4 / 2 0 / 1 0
0 4 /2 0 /10
IM/20 /10
IM/20/10
0 5 /14 110
10/21110
!1 /11 /10
0 1 / 0 1 / 1 0
K B
K A
M
L D
L
L C
J B
J B
L D
L
P3 ~25.~.~1 - $50.~.1~ p 4 = M o r e ~ h a n $ 5 0 . ( ~ . ~
3 . V a l u e M c ~ t ~ C ~ s Q :Appra i sa l R :Co~t ( r ea l Es ta t e On ly} S = A s ~ s ~ n ~ n t T = C a s h M a r k e t
{ ~ c C o l u ~ C 2 ~ U = B ~ k V a l u e V ~thcr W =Est i mat ed
8/3/2019 Daniel A Manion Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S . . i n , o . , o , v o ~ , , , , r a ,s o c a o , ,s a n c t u d , , ,h o s e o l s p o u s e a n d dependent children; s e e p p . 3 4 - 6 0 nf filing instructions.)
~] N O N E (No reportable income, assets, or transactions.)
A. B. C.
D e s c r i p t i o n o f A s s e t s Income duringGross value at end( i n c l u d i n g t r u s t a s s e ts ) r e p o r t i n g p e r i o d of report ing period
(t) 12) OI (2)
P l a c e " ( X ) " a f t er e a c h a s s e t A m o u n t T y p e ( e.g ., V alue V alue
exemp t from prior d isclosure Co d e I d i v . , r e n t , Code 2 M e th o d( A - H ) o r i n t . ) { J - P ) Co d e 3
( Q - W ~
1 8 . B l a c k r o c k M u n i 2 0 1 8 T r u s t
1 9 . B arc l ay s B an k p re fe r red
20 . Cred i t S u i s s e p re f e r r ed
2 1. D eu ts ch e B an k p re fe rr ed
22 . ING Group p refer red
23 . B an k o f A m er i c a p re f e rr ed
24 . S o u t h B en d R ed ev , B o n d
25 . I n d i an a S t . D ev . B o n d
26 .
27 .
28 .
29 .
3 0 .
3 1.
32 .
3 3 .
’ 3 4 . UBS depos i t accoun ti
Ch i c ag o I L O ’H are bo n d
Brownsvi l l e TX bond
Ind ianapo l i s IN Ioc bond
Indianapol i s IN gas bond
H am i l to n Co . O H bo n d
Kane/DeKalb Co. IL bond
Univers i ty Akron bond
K e yc o r p c o m m o n
Type (e.g . ,
buy, se l l ,
redempt ion)
Transactions during report ing period
( 2 ) (3) (4)
Date V a l u e Gain
mmld d /y y Co d e 2 Code 1
O-P) (A-H)
( 5 )
Identity of
bu y e r / s e l l e r
( i f p r iv a t e
t ran~et ion)
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
B Dividend
A Interest
A Interest
A Interest
A Interest
A Interest
A Interest
A Interest
B Interest
A Interest
A Dividend
A Distribution
J
J
J
J
K
J
J
J
J
.I
J
J
K
J
L
L
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
I . Incom e Ga in Codes : A = , . t. 1 . 0 0 0 o t l e s s B =$1.1201 - $2,500 C =$2.501 - $5,000 D "-d.5.O01 - $15.000
I S e e C o l u m n x B 1 a n d D 4 ) F :$50.0OI - $100,000 G = $100.0O I - [ 1 ,000 .000 H 1 =$1 ,0 00 .0 01 - $3 ,0 00 .0 00 H 2 =M or e th an
2 . Va lue Codes J =$15.000 or- less K =$15,001 - $50 .00 0 L =$50.001 - $100.0O n M --~ .10 0.0 01 - $2 50.000
{ S e e C o l u m n s C I a n d D 3 ) N =$ 2 5 0 . 0 0 1 - $ 5 0 0 . 0 (X ) O -~500,001 - $1.000.000 P ! = $ 1 . 0 0 0 . ~ 0 1 - $ 5 . 0 ( ~ 0 .0 0 0 P 2 =$ 5 . 0 0 0 . 0 0 1 - $ 2 5 . . 0 0 0 . 1 3 0 0
P3 =$25.C~0.001 - $.s0.000. t :~3 Pa -More than $50 .000 ,000
3 . V a l u e M e t h o d C o d e s Q = A p p r a i s al R. = C o~ I {Re a l E s t a t e O nl y ) S = A s s e s s m e n t " 1" - - C a s h M~ rk c t
E =S 15. 00 t - $50.000
8/3/2019 Daniel A Manion Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S - i.eo,... ,,at.o, tr....aio.s anc~.~ s ,hoso oyspo.so ~.~ a,~ ,e.ao,I, children; see pp. 3 4 - 6 0 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
A, 1 3 .
D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d
{ I ) ( 2 )
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T yp e ( e . g . ,
e x e m p t f r o m p r i o r d i sc l o s u r e Code I d l v , , r e n t ,(A-tl) o r i n t . )
Gross value at endof report ing period
(l) 12)
V alue V alue
Code 2 M e th o d
( J - P ) C o d e 3
( Q - W )
Type le.g . ,
buy, sell,
redemption)
Do
Transactions during reporting per iod
( 2 , ) ( 3 ) ( 4 )
Date V a l u ~ Ga in
m m/d d /y y C ode 2 Code 1
(J.P) ( A-H )
(5)
I d e n t i ty o f
buyer/seller
(if p r i v a t e
t r a n s a c t i o n )
35 . 1RAs- - i t e ms 3 6 - 5 3
3 6 . Op p e n h e i m e r C a p i t a l A p p r e c i a ti o n f u n d
37 . U B S B a n k U SA d e p ( l i q u i d a s se t s f u n d )
3 8. Ge ne r a l E l e c t r ic
39 . D avi s N Y V en t u re F un d
4 0. F ra nk lin B ala nc e S he et
4 1 . F ran k l i n l n c o m e F un d
, 1 2 . A l l y B K M i d v a t e f ix e d r a t e C D
4 3 . A l l y B K M i d va l e f i x ed r a t e CD
4 4 . M erc h an g s B an k f i x ed r a t e CD
4 5 . M ed a l l i o n B an k f i x ed r a t e c d
4 6. C o lu m bL ~s B TT fi xe d ra te cd
4 7. Ame r i c a n E xpr e s s f i xe d r a t e c d
4 8. U S W e s t C o m m u n i c a t io n s d e b
4 9. G E M o ne y B a nk fix e d r at e c d
50 . G E M o n ey B an k f i x ed ra t e c d
51 . F ed era l 401 K p l an
N o n e
Distribution
D i v i d en d
Distribution
Distribution
Distribution
In teres i
N o n e
Interest
Interest
In te res t
N o n e
In te res t
In te res t
In te res t
N o n e
M
J
K
K
J
K
J
T
T
T
T
T
T
T
T
T
T
Sold
S o l d( p a n )
B u y
S o l d
B uy
B uy
B uy
B uy
B uy
B uy
S o l d
S o l d
0 8 /3 0 /10
08/30110 K
0 7 /3 0 /10 K
0 9 /3 0 /10 K
11/24/ I 0 K
12 /03110 J
11/29/10 K
1 2 / 28 / 1 0 )
09/09/ I 0 K
0 7 / 3 0 / I 0 K
1 01 1 51 1 0 K
0 6 /0 4 /10 N I rans fer red to UBSIR A
I . I n c o m e G a i n C o d e s : A ---11.000 ix less B :$1 .001 - S2 .Y-.X ) C = $ 2 . 5 ( 3 1 - $ 5 . 1 X ) 0 D - -45, 001 - $ 15. 000
(S cc Co lu mn s B I a nd 13 4) F =$5 0,0 01 - $1 00 .0 00 O =1 10 0,0 01 - 5 1.0 00 .0 00 H 1 =5 1.0 00 .0 01 - $5 .0 00 ,0 00 H2 =More than $5.000,000
2 . Va lue Codes J =$15.000 or less K =$15 ,00 1 - 55 0 .0 0 0 L =$5 0,00 1 - $10 0.00 0 M =$100,001 - $250,000
( S e c C o l u m n s C I a n d I ) 3 ) N =5250. 001 - $ 500, 000 0 ~5 50 0.00 1 - S1 ,0 00 .0 00 P I =$1 .0 00 ,0 01 - $5 .0 00 ,0 00 P 2 =$5. 000. 001 - $ 25. 000, 000
P 3 =$25,000.001 - $50.000.000 P4 =Mote Ihzn $50.000,000
3 V a l u e M e t h o d C o d e s Q =Appraisal R =Cos t (R ea l Es ta t e O~ly) S =Assessm~nl T = C a s h M ~ k e l
(See C o l u m n C 2 ) U =Book V~ t ue V =Othe r W =F.sl imuted
E =515, 001 - SX) . 000
8/3/2019 Daniel A Manion Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S - in c o , .o , .~ ’ .e . , . ~ n ~ a c ~ o ,, s a n c f . * ~ , h o ~ e o f s ~ o ~ e ~ n ~ a ~ e n a ~ n , children; s e e p p . 3 4 - 6 0 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s Income during
( i n c l u d i n g t r u s t a s s e t s ) report ing period
( l ) ( 2 )
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T yp e ( e . g . .
e x e m p t f m r n p r i o r d is c l o s u re C o d e 1 div., rent,( A - H ) o r int.)
[ 52. St a t e o f l nd i a na r e t i r e me n t
53 . G r o w t h Fu n d A m e r i ca
54 . 20/20 Fund (Jenn i son)
55 . Northwestern Mutual L i fe Insurance
56 . Unimp roved rea l es t a t e St , Joseph Cty, IN
57 . B ai rd Tm s t A c e t : i t em s 58 - 9 8
58 . A u t o m a t l e D a t a P r o c e s s i n g ( A D P )
59 . C o m p u t e r Sc ie n c e s C o r p . c o m m o n
6 0. T arg et C orp . c om m o n
6 1 . K e l l o g g C o m p a n y
6 2. W i n d s t r e a m C o r p .
6 3. I l li n o i s To o l W o rk s c o m m o n
6 4, I n t e l C a r p c o m m o n
6 5. l n t e l Ca rp c o m m o n
6 6. J o h n s o n & J o h n s o n
6 7. P r o c t e r & G a m b le c o m m o n
6 8. D r e y f u s M u n i M o n e y M a r ke t
N o n ~
N o n e
N o n e
N o n e
N o n e
B D i v i d en d
A D i v i d en d
B D i v i d en d
A D i v i d en d
C D i v i d en d
A D i v i d en d
A D i v i d en d
A D i v i d en d
B D i v i d en d
A D i v i d en d
A Distribution
G r o s s v a l u e a t e n d
o f r e p o r t i n g p e r i o d
(i) (2)
V a l u e Value
Co d e 2 M e th o d
( J - P ) C o d e 3
( Q - W )
T
T
L
K T
K T
L T
K T
L T
J T
J T
K T
J T
M T
Transactions during report ing period
(I) (2) (3) (4)
Type (e.g.. D a t e Value G a i n
buy. sell. m r r d d d / y y Code 2 Code
( 5 )
I d e n t i t y o f
buyerlse l le r
redempt ion)
05 / 1 4 / 1 0
(J-P) (A-H)
Ku y
( i f p r i , . ’ a t e
transaction)
I . I nc ome Gai n , C odes . A =$1.000 o~ less B =$1.001 . $2,500 C --,$2.501 - $5.000 D -- ,$5.001 - $15,000
( . Y ~ : c C o lu m n s 1 1 1 z n d D 4 } F =$50,001 - $ 100.000 G =$ 100. 001 - $ 1. 000.000 H I =$I .000 ,001 - $5 .000 .000 H2 =MOle than
2. Val ue C odes J =$ I 5.000 or les~ K =$1 5.0 0 1 - $5 0.0 00 L =$50,0 01 - S ]00.(X ~I M =$1(30.001 -
(.S ~ :c C o lu nm sC l an d D3) N =$2 50.00 1 - $S 00 ,000 O :$500.001 - $1.000.(’X)O PI :$1.000.001 - $5.(X)0.000 P2 -~.5.000.001 - $25.000.000
V I I . I N V E S T M E N T S a n d T R U S T S - income, va lue , t ransact ions ( Inc ludes those of spouse and dependent chi ldren; see pp. 34-6 0 of f i ling ins t ruc t ions .)
N O N E (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s Income during
( i n c l u d i n g t r u s t a s s e ts ) r e p o r t i n g p e r i o d
(I )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t Type (e.g . .
exemp t from prior d isclosure Co d e I div., rent,( A - H ) or int.)
69, F ise rv Inc . N o n e
70 . B ec t o n D i c k i n s o n & Co . A D i v i d en d
71 . Cl a rc o r I n c . A D i v i d en d
72 . E c o l a b c o m m o n A D i v i d en d
73 . P a t t e rs o n Co m p an i es c o m m o n B D i v i d en d
74 . F as t en a l c o m m o n B Di v i de nd
75 . F as t en a l c o m m o n B D i v i d en d
76 . Permar~e~,t Po,- lfolio Fur~d A D i v i d en d
77 . Stef icyc le Inc . N o n e
78 . Techne Corp . N o n e
79 . P o w e r s h a r e s G l o ba l N o n e
80 . M ed c o H ea l t h S o lu t i o n s N o n e
81 . C en tu ry Lin k I nc , D D i v i d en d
82 . Valmont Indus t r i es A D i v i d en d
8 3. V a lm o nt I nd us tr ie s A D i v i d en d
84 . H ar r i s S l r a t ex N e t w o rk s N o n e
85 . H ar l ey D av i d s o n c o m m o n A D i v i d en d
Gross value al end
of report ing period
(l) (2)
Value Value
Code 2 M e th o d
(J-P) C o d e 3
~ Q - W )
Transactions during reporting per iod
(I ) (2) (3)
Type (e.g . , Date V a l u e
b u y , ~ . e ll , m m/d d/yy C od e 2
redempt ion) ( J -P)
C 4 ) ( 5 )
Gain Identity of
Co d e I buyer /seller
{ A - H ) (if private
t r a n s a c t i , ~ n )
M T S o l d(part)
K T
K T
M q~ S o l d(part)
S o l d
L T B u y
K T B uy
K T B u y
K T B uy
K T B uy
K T B uy
M T B uy
K T B uy
K T B uy
S o l d
K T
11118/10 J
S o l d 01112/10 J
11/16/10 J
04 / 22 / 1 0 M
08 / 26 / i 0 K
02 / 08 / 1 0 J
I ! / 16 / 10 J
! 1 /17 /10 K
08 / 26 / 1 0 K
05115110 L
01 / 1 3 / 1 0 J
10/14/10 J
0 2 /0 8 /1 0 J
1 . Inc om e Ga i n C ~ dc , ~ : A = $ 1 . 0 0 0 o r l e s s B --~1.001 - $2500 C = .$2 .501 - $5 .000 D =.$5.001 - .$15.000
I S e e C o l u m n s B I a n d D , I ) F =$50,001 - $100,000 G =. $1 0 0 . 0 0 1 - . $ 1 .0 0 0 , 0 ~3 0 II I =$1 .0 ~0 .0 01 ¯ .$5 .0 00 .0 00 it2 =M ore than $5.000 .000
2 . V a lu e C o d e s J =$1 5 .0 ~ O o r le s t K =.$1 5 ,0 0 1 - $5 0 ,0 0 0 L = $50.001 - $100 ,O 00 M =. $ 1 0 0 . 0 0 1 - . $ 2 5 0 . 0 0 0
( S e e C o l u n m $ C I l a n d D 3 ) N ~ $ 2 5 0 . 0 0 1 - . $ 5 0 0 . 0 0 0 O = . $ 5 0 0 , 0 0 | - $ 1 . 0 ~ 0 , 0 0 0 PI =~1,000,001 , $5 .000.000 P2 = .$5.000 .001 ¯ $25 ,000 ,000
P 3 =$2 5 .0 0 0 .0 0 1 ̄ .$5 0 .0 0 0 ,0 0 0 P 4 ~ M o re th a n .$5 0 .0 0 0 .0 0 0
3 . V a t u e M e t h o d C o d e s Q = A p p ’ a i s a l R = C o s t ( R e a l E s t a t e O n l y ) S = A s s e s s m e n t T =Cash M~ket
t S e e C o l u m n C 2 ) O = B ~ o k V a l u e V = O l h c r W =Es t i rn a l e d
8/3/2019 Daniel A Manion Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S -- income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fi l ing instructions.)
~ N O N E (No reportable income, assets, or transactions.)
A. B. C.
Description of Assets Incom e during G ross va lue a t end(including trust asse ts) reporting period of reporting period
(I ) (2 ) O) (2)
Place " (X )" after each asset Am ount Type (e.g., V a l u e V a l u e
exempt f rom prio r d isc losure Co d e 1 div . , rent, Co d e 2 Method( A-H ) or int.) (J-P ) Code 3
( Q- W )
86 . Medl ron ic Inc .
87 . Peps ico Inc .
88. P eps ico Inc .
89 . M c G raw - H i l l c o m m o n
90 . W al g reen
91 . Em ers o n E l ec t r i c
92 . E Q T C o r p .
93 . Federated lnvs . Class B
94 . Microsof t Corp
95 . M c C o r m i c k & C o .
96 . V C A A nte ch In c.
9 7. G e ne ra l E l ec tr ic
98 . Harr is Corp .
99 . B P P L C c o m m o n
A
A
B
A
A D i v i d en d
N o n e
N o n e
D i v i d en d
D i v i d en d
D i v i d en d
Di v i de nd
D i v i d en d
D i v i d en d
D i v i d en d
N o n e
A D i v i d en d
A D i v i d en d
B D i v i d en d
A D i v i d en d
B D i v i d en d
B D i v i d en d
I 0 0 . G e n e r a l E l e c t ri c
10 1 . P f i ze r l n¢ .
10 2 . P r oc t e r & Ga m b le
K T
K T
L T
K T
J T
L T
K T
K T
K T
K T
L T
K T
K T
L T
Transac t ions during report ing per iod
O ) (2) (3)
Type (e.g . . Date V a l u e
buy, se l l , mrrddd/yy Co d e 2
redemption) (J-P)
Sold
Buy
B u y
Sold
Sold
0 5 /0 6 /10 L
12/06110 K
12 /30110 K
I 1/23/10 K
08/26110 K
04112/10 K
1 1 / 23 / 1 0 K
( 4 ) (5 )
Gain Identity of
Code I buyer/se l le r
(A-H ) (if private
transaction)
S o l d(par t )
B uy
I I nc ome Gai n C odes:
I S c e C o l u m n s B I a n d D 4 ]
2 . V a l u e C o d ~ s
I S e e C o l u m n s ffl ~d D3)
3. V a l u e M c ~ o d C ~ c s
(~eC o l u ~ C 2 )
A =$1.000 or less
F =$ 50. 001 - $ 100. 000
J =$15.000 or less
N ~ - - . . $ 2 5 0 . 0 0 1 -
P3 =$25.000JX)1 - $50.000.000
Q =Appr ai sa l
U =Book Va lue
B - - -$1 .0o i - $2 .500
R ~os! (Real Eslate Only)
V = O t h e r
C --~.2.501 - $5.000
HI =.I.I .000,001 - $5.000,000
L =$50.001 - $1130.O00
P4 =Mor e t han $ 50. 000. 000
W =E~l i mat ed
D ---$5.001 - $ I 5.0o0
H2 =Mor e t han $ 5. 000. 000
M =$ 100. 001 - $ 250. 000
P2 =$5,000.001 - $25,000,000
T =Cash Marke t
E - - , I . 1 5 . 0 0 1 . $ 5 0 . 0 0 0
8/3/2019 Daniel A Manion Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S - - i , ,c o ,~ e , ~ ,, t, ,o , t ,o . ~ o , , io , , , a n d . a e , t h o s e o I * ~ , o .. . ~ d d , p e , ,a , ~ , children; see p p . 3 4 - 6 0 of filing irrstructions.)
~ N O N E (No reportable income, assets, or transactions.)
D e s c r i p t io n o f A s s e t s Income dur ing
{ i n c l u d i n g t r u s l a s s e t s ) reporting per iod
(i ) (2 )
Place "(x)" af te~ each asset A m o u n t T y p e ( e . g .,
e x e m p t f r o m prior disclosure Code I div.. rein ,( A - H ) or int.)
A D i v i d e n d
A D i v i d e n d
A Interes t
A D ist r ibut ion
N o n e
N o n e
N o n e
N o n e
N o n e
A D ist r ibut ion
A D ist r ibut ion
A i Dist r ibut ion
A D ist r ibut ion
A Distribution
A D i v i d e n d
N o n e
N o n e
G r o s s v a l u e a t e n d
o f r e po r t i ng pe r i od
(t) (2)
V alue V alue
C o d e 2 M e th o d
( J - P ) Co d e 3
(Q- W)
M T
K T
N T
N T
N T
1 0 3 . JM S m u c k e r
1 0 4 . U B S d e p o s i t a cc o u n t
1 0 5 . O h i o S t a te H i g h e r E d u c . F u n d m u n i
1 06 . UB S c us t o d i a l ac c t s :F i d e l i t y A d v . d i v i d en d
1 0 7 . A l l ia n c e ~ o l l e g e B o u n d F u n d
1 0 8 . A m e r i c a n F u n d s C o l l e g e A m e r ic a
1 0 9 . A m e r i c a n F u n d s C o l l eg e A m e r ic a
! 10 . Am e r i c a n Fu nds C o l l e ge Am e r i c a
1 1 1 . C o l l e g e C h o i c e 5 2 9 p l a n
1 1 2 . F i d e l i ty S p a r t an 500 I n d ex F un d
1 1 3 . F i d e l i ty G ro w t h an d I n c o m e F un d
1 1 4 . V a n g u a r d 5 0 0 I n d e x F u n d
I 1 5 . O p p e n h e i m e r F u n d s L e g a c y P r o g r a m
1 1 6 . O p p e n h e i m e r F u n d s L e g a c y P r o g r a m
1 1 7 . N o t r e D an ae F e d e ra l Cred i t Un i o n s av i n g s
118 . L e hm a n B r os . f i xe d r a t e c d
1 1 9 . C a p m a r k B K f i x e d r a te c d
K T
K T
T r a n s a c t io n s d u r in g r e p o r t in g p e r io d
(l ) (2) (3)
Type (e.g . , Dale V a l u e
buy, se l l , mm/ d d l yy Co d e 2
redempt ion) (J-P)
B u y
R e d e e m e d(part)
R e d e e m e d(pa r t )
B u y
S o l d
S o l d
S o l d
D o n a t ed(pa r t )
D o n a t e d
(pai l )
04112 /10
07114 /10
112/14/10
12/08 /10
09/28/10
11 /11 /10
05 / 1 4 / 1 0
07 / 1 4 / 1 0
09 / I 3 /1 0
K
K
J
J
K
L
! 1 /16 /10 K
11116II0 K
B uy
B uy
(4 ) ( 5 )
Ga in Identity of
Co d e I buyetlseller
(A-H) ( i f p r i v a t e
Iransaction)
C
D
I . In c o m e G a in C o d e s : A =$I .6 0 0 o r le s s B =$1,00| - $2,500 C =$2.501 - $5.000 D .45,001 - $15,000
P 3 - - $2 5 .0 0 0 .0 0 1 - $5 0 .0 0 0 .I )0 0 P 4 =M o re th a n $5 0 .0 C O .0 0 0
E . 415. 001 - $ 50. 0(30
8/3/2019 Daniel A Manion Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S - i ~ e o m o , ~ a t u e , tr ~ n , o c , io , , a , t a u d o s t h o , , o / ,p o , , ,o a , a a e p o , , a e ~ , h i ~ a r , ~ ; ,e e , r . 3 4 . 6 0 of filing instructions.)
~ NONE(No reportable income, assets, or transactions.)
Descdpt lon of Assets Income during(includ ing trust assets) reporting period
(!) (2) (1 ) (2 ) (3 )
Place "(X)" after each asset Am ount T ype (e.g ., Type (e.g ., Date V a l u e
exempt from prior disclosure C o d e 1 div., rent. buy, sell , mm/d d /y y Co d e 2
(A-H) o r i n t . ) redempt ion)
1 20 . F T F ran k l i n F ed i n t e ri m m ut ua l fun d
1 21 . A l l eg h en y Co un t y P A m un i bo n d
1 2 2 . F e m a n d i n a B e a c h F L m u n i b o n d
12 3 . C a pe C or a l FL r nu n i bond
1 24 . M TA N Y S Tran s R ev m un i bo n d
1 25 . K an e M c K en ry m un i bo n d
1 26 . I n d i an a S t F i n A u t h m un i bo n d
1 2 7 . W a s h o e C o u n t y N e v m u n i bo n d
1 28 . A A G H o l d i n g Co . I n c . s en io r n o t e s
B Interest
N o n e
NoBe
N o n e
N o n e
N o n e
A ln teres l
A Interest
A Interest
G r o s s value a l end Transactions during report ing period
L i n es 9 9 an d !00 : S e l f - d i r ec t ed c h a r i t abl e fo un d a t i o n (va l ue d o n a t ed t o c h a r i t y r ed uc ed c o rp us i n fun d )
8/3/2019 Daniel A Manion Financial Disclosure Report for 2010
I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e be s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d be c a u s e i t m e t a p p l i c a bl e s t a l u to r yp r o v i s io n s p e r m i t t in g n o n - d i s c l o s u r e .
1 f u r t h e r t ’e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nco m p l i an ce w i th th e p r o v i s io n s o f 5 [ ]. S . C . ap p . § 501 ¢ t . seq . , 5 U. S . C . § 7353 , an d J ud ic i a l C o n f e r en c e r eg u la t io n s .
Si
N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I LF U L L Y F A LS I F IE S O R F A IL S T O F I L E T i ll s R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . a p p . § 1 0 4 )
C o m m i tt e e o n F i n a n c i a l D i sc l o s u r eAdmi ni s t r a t i v e Of f i c e o f t he U ni t ed S t a t e s C ou r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c le , N . E .W a s h in g t o n , D .C . 2 0 5 4 4