Institute of Financial Planners of Hong Kong
Unit 2601, Bank of East Asia Harbour View Centre
56 Gloucester Road, Wanchai, Hong Kong 56 2601 Tel : 2982 7888
Fax : 2982 7777
Website : www.ifphk.org
Continuing Education Activities Are you looking to continually
upgrade yourself with the latest topical issues in financial
planning?
IFPHKs continuing education activities are designed to answer
the needs of todays financial planners. They address industry
issues you face every day,
propose solutions to overcome challenges and provide proven and
practical solutions that you can implement immediately.
This comprehensive program includes lectures, integrated and
comprehensive case studies and experience sharing. Come and join us
to learn from the
financial experts and industry celebrities and gain new insights
for achieving success in the financial planning industry.
What you will gain
Learn and practise different steps of the
internationally-recognized financial planning process Update your
knowledge with the latest technical and practice knowledge in
financial planning Gain valuable tips in practice management that
you can apply immediately
Course Date Course Title and code Duration (hours ) Fee Member /
Non-Member / IFPHK SFC IA MPFA Core MPFA Non- Core
09 Oct (Fri) FULL
10 9 () How to Control Your Trades in a Logical Manner? RZ31
VENUE: HKGCC
3.0 HK$390 /
HK$780 3.0 3.0 0.0 0.0 3.0
14 Oct (Wed)
10 14 () Insider Dealing, Other Types of Market Misconduct and
Related Disciplinary Issues ZZ20
2.0 HK$260 /
HK$520 2.0 2.0 0.0 0.0 2.0
15 Oct (Thu)
10 15 () How to Pick the Mortgage Plans in the Market ZZ21
1.0
(12:45pm1:45pm) HK$150 /
HK$300 1.0 1.0 0.0 0.0 1.0
16 Oct (Fri)
10 16 () Portfolio Rebalancing: One Year after the Global
Financial Crisis : ZZ25 VENUE: HKEx Auditorium
3.0 (9:30am12:30pm)
HK$390 /
HK$780 3.0 3.0 0.0 0.0 3.0
19 Oct (Mon) FULL
10 19 ()
Getting to know ACCUMULATOR and
other Equity Linked structured
products do they have a role in the
financial planning industry? - ACCUMULATOR RZ33
2.5 HK$325 /
HK$650 2.5 2.5 0.0 0.0 2.5
20 Oct (Tue)
10 20 () Practices in Tax Planning II () M109
2.0 HK$260 /
HK$520 2.0 2.0 2.0 0.0 2.0
21 Oct (Wed)
10 21 () Practical Communication Skills for Financial Planners
M103
2.0
(2:30pm 4:30pm)
HK$260 /
HK$520 2.0 2.0 2.0 0.0 2.0
27 Oct (Tue)
10 27 () Pre-conference Master Class: Hong Kong and China
Property Markets Overview and Challenges : CZ09 VENUE: HKGCC
1.5
(7:00pm 8:30pm)
HK$220 /
HK$440 1.5 1.5 0.0 0.0 1.5
28 Oct (Wed)
10 28 () Meeting up with Client Preparation and Marketing
Strategies M202
2.0 (2:30pm 4:30pm)
HK$260 /
HK$520 2.0 2.0 2.0 0.0 2.0
30 Oct (Fri)
10 30 () Case studies on Laws and Regulations relating to
Financial Planning 3.0 HK$390 / HK$780 3.0 3.0 0.0 0.0 3.0 02 &
05 Nov (Mon, Thu)
11 2 5 () Credit Derivative and Its Applications RZ35
6.0 HK$780 /
HK$1560 6.0 6.0 0.0 0.0 6.0
P. 1/27 version: 20091005
Institute of Financial Planners of Hong Kong
Unit 2601, Bank of East Asia Harbour View Centre
56 Gloucester Road, Wanchai, Hong Kong 56 2601 Tel : 2982 7888
Fax : 2982 7777
Website : www.ifphk.org
Course Date Course Title and code Duration (hours ) Fee Member /
Non-Member / IFPHK SFC IA MPFA Core MPFA Non- Core
03 Nov (Tue)
11 3 () Credit Risk Analysis of Financial Institutions RZ34
3.0 HK$390 /
HK$780 3.0 3.0 0.0 0.0 3.0
11 & 18 Nov (Wed)
11 11 18 () Employees' Compensation Ordinance and Claims
Handling RZ92
5.0 HK$650 /
HK$1300 5.0 5.0 0.0 0.0 5.0
12 Nov (Thu)
11 12 () Post-Conference Master Class: Value Investing : CZ01
VENUE: TBC 3.0 HK$390 / HK$780 3.0 3.0 0.0 0.0 3.0
14 Nov (Sat)
11 14 () Leading the Way to Success - Financial Planning and
Advice in a Changed World ZZ22 VENUE: Auditorium, 3/F, HITEC,
Kowloon
Bay
2.0
(10:00am-12:15pm)
HK$200 /
HK$400 2.0 2.0 0.0 0.0 2.0
19 Nov (Thu)
11 19 () Investment Opportunities in Renewable Energy Market
ZZ24
1.0
(12:45pm1:45pm)
HK$150 /
HK$300 1.0 1.0 0.0 0.0 1.0
19 Nov (Thu)
11 19 () Updates on Compliance Issues M101
3.0 HK$390 /
HK$780 3.0 3.0 3.0 3.0 0.0
23 Nov (Mon)
11 23 () Succession Planning of SME Business 2.5 HK$325 / HK$650
2.5 2.5 0.0 0.0 2.5 30 Nov (Mon)
11 30 () Practices in Retirement Planning I () M106
2.0 HK$260 /
HK$520 2.0 2.0 2.0 2.0 0.0
03 Dec (Thu)
12 3 () Analysing & Evaluating Clients Financial Status
M207
2.0 (2:30pm 4:30pm)
HK$260 /
HK$520 2.0 2.0 2.0 0.0 2.0
07 Dec (Mon)
12 7 () Post-Conference Master Class: Risk Management and
Corporate Value Creation : CZ02 VENUE: TBC 2.5 (7:00pm 9:30pm)
HK$320 / HK$640 2.5 2.5 0.0 0.0 2.5
07 & 14 Dec (Mon)
12 7 14 () Asset Management and Portfolio Analysis RE98
6.0 HK$780 /
HK$1560 6.0 6.0 0.0 0.0 6.0
08 & 15 Dec (Tue)
12 8 15 () Asset Allocation Concepts M309
5.0 HK$650 /
HK$1300 5.0 5.0 5.0 0.0 5.0
16 Dec (Wed)
12 16 () MPF Updates M112
2.0 HK$260 /
HK$520 2.0 2.0 2.0 2.0 0.0
21 Dec (Mon)
12 21 () Practices in Retirement Planning II () M107
2.0 HK$260 /
HK$520 2.0 2.0 2.0 1.0 1.0
Unless otherwise specified, all classes start at 6:30 pm.
Enrolment ends 7 days before the course date. 6:30 7
CFPCM, CERTIFIED FINANCIAL PLANNERCM and are certification marks
owned outside the U.S. by Financial Planning Standards Board Ltd.
(FPSB). The Institute of Financial Planners of Hong Kong is the
marks licensing authority for the CFP marks in Hong Kong and Macau,
through agreement with FPSB.
CFPCM, CERTIFIED FINANCIAL PLANNERCM (FPSB)(FPSB) CFP
P. 2/27 version: 20091005
How to Control Your Trades in a Logical Manner? [Course Code
:RZ31]
Content A logical trader's mindset Directional and Directionless
Trading Strategies War Stories on how peak performance traders
control the "inner game" There is no secret trading formulas, just
a strive for consistency
,
Date 09 Oct 2009 (Fri) 2009 10 9 ()
Time 6:30 PM - 9:30 PM (3.0 hours )
Venue The Hong Kong General Chamber of Commerce Theatre 22/F
United Centre, 95 Queensway, Hong Kong ( 95 22 )
Speaker Edward C K Chin Mr. Chin has 20 years of professional
experience in portfolio management, hedge funds and securities
trading. Mr. Chin founded MDE Walters Capital in 2002, a
strategy consulting firm that advises the
investment banking and financial services sectors on investment
product distribution, hedge funds advisory,
trading psychology, and advanced trading strategies in major
financial centers in London, New York, and
the Asia Pacific Region. Mr. Chin writes the column The Inner
Circle of Finance at the Hong Kong Economic
Journal every Monday. Mr. Chin is also a board member of a
family office with investments primarily in real
estate and hedge funds with directional/ tactical trading
styles. On the inner game front, Mr. Chin is a
Certified NLP Coach, a Master Firewalker, a Certified
Firewalking Instructor and a hypnotherapy practitioner.
Mr. Chin is a Canadian Investment Manager (CIM) and a Fellow of
the Canadian Securities Institute (FCSI).
Mr. Chin studied speech communication at the University of
Minnesota, graduated from the University of
Manitoba in Applied Economics and received an MBA from the
University of Toronto.
2002 MDE Walters Capital (CIM) (FCSI),
Continuous Education Recognition IFPHK 3.0 CE credits Medium of
Instruction Cantonese
IA 0.0 CPD hours SFC 3.0 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref :Not "applicable/ " 3.0 Non Core CPD hours
[RZ313H300EK091009]
P. 3/27 version: 20091005
Insider Dealing, Other Types of Market Misconduct and Related
Disciplinary Issues [Course Code :ZZ20]
Content The SFO and the Regulator SFC Insider dealing and other
types of market misconduct The SFC's investigative powers and
procedures Case study
Date 14 Oct 2009 (Wed) 2009 10 14 ()
Time 6:30 PM - 8:30 PM (2.0 hours )
Speaker Eugene Lee Mr. Lee is currently the Head of Legal and
Compliance for an investment bank in Asia-Pacific Region. Prior
to joining the bank, he was a Senior Vice President of Daiwa
Securities (HK) Ltd of its Compliance and Legal
Department.
Mr. Lee is an experienced trainer. He has been delivering
training programs related to compliance and
regulatory matters over nine years. He is also a member of
Institute of Chartered Accountants in Australia,
member of the Hong Kong Society of Accounts, fellow member of
the Financial Services Institute of
Australasia and the Hong Kong Securities Institute.
Mr. Lee graduated from University of New South Wales for his
BCom/ LLB Degree and obtained MBA from
University of South Australia.
:
Continuous Education Recognition IFPHK 2.0 CE credits Medium of
Instruction Cantonese
IA 0.0 CPD hours SFC 2.0 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref :Not "applicable/ " 2.0 Non Core CPD hours
[ZZ203H200EU091014]
P. 4/27 version: 20091005
How to Pick the Mortgage Plans in the Market [Course Code
:ZZ21]
Content The latest trend of mortgage plans in HK Key factors for
selecting a suitable mortgage plan low interest rate, high
valuation, cash rebate or flexibility? Comparison between
mortgage plans on fixed rate basis or HIBOR basis and their
risk factors behind ? (P)(HIBOR)
Date 15 Oct 2009 (Thu) 2009 10 15 ()
Time 12:45 PM - 1:45 PM (1.0 hours )
Speaker Sharmaine Lau Chief Economic Analyst, mReferral Mortgage
Brokerage Services
Ms Sharmaine Lau is the Chief Economic Analyst of mReferral
Mortgage
Brokerage Services. She is responsible for analyzing the latest
property
and mortgage trend in the real estate market, which is one of
the pillars
in the economy especially in Hong Kong, by collaborating latest
statistical
data as well as classic economic phenomenon. Prior to joining
mReferral,
Ms Lau worked in media and real estate industry in HK &
Canada.
Ms Lau holds an Honor Degree in Economics in the University of
Toronto.
Continuous Education Recognition IFPHK 1.0 CE credits Medium of
Instruction Cantonese
IA 0.0 CPD hours SFC 1.0 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref :Not "applicable/ " 1.0 Non Core CPD hours
[ZZ213H100SH091015]
P. 5/27 version: 20091005
Portfolio Rebalancing: One Year after the Global Financial
Crisis : [Course Code :ZZ25]
Content Investment Opportunities in Commodity Markets - What
impact did the financial crisis have
on the commodity markets? - Investment strategy across
different
commodity sectors such as oil, metals and agriculture
- What risks are emerging from investing in the new commodities
asset class?
- Evaluating the instruments consumers can use to gain an
exposure to commodities
Emerging Markets Equities as a Long-term
Growth Investment - How have the emerging markets
benefited from the global financial crisis? - The increasingly
important role of China
and India in the global economy - What role should emerging
market
equities play in an investors overall asset allocation
strategy?
Portfolio Rebalancing Theory and Practice
- Asset characteristics and the rebalancing decision
(Correlation, volatility, expected return, time horizon)
- How frequently the portfolio should be monitored
- Whether periodic rebalancing should restore a portfolio to its
target or to some intermediate allocation
- Translating conceptual rebalancing framework into practical
strategies
- - () - -
- - -
- - - ? -
Date 16 Oct 2009 (Fri) 2009 10 16 ()
Time 9:30 AM - 12:30 PM (3.0 hours )
Speaker Kenix Lai , Analyst Gold, FX & Commodities, Und Hung
Kai Financial ,
Lewis Wan, Chairman and Chief Investment Officer, The Pride
Group ,
Chris YH Tse, Head of Fund Distribution, Greater China, Credit
Agricole Asset Management Hong Kong
Limited ,
Venue The Exchange Auditorium, The Exchange Exhibition Hall,
1/F, One and Two Exchange Square, Central, Hong Kong 12 1
Continuous Education Recognition IFPHK 3.0 CE credits Medium of
Instruction Cantonese
IA 0.0 CPD hours SFC 3.0 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref :Not "applicable/ " 3.0 Non Core CPD hours
[ZZ253H300AA091016]
P. 6/27 version: 20091005
Getting to know ACCUMULATOR and other Equity Linked structured
products do they have a role in the financial planning industry? -
ACCUMULATOR [Course Code :RZ33]
Content Overview of structured products in the market
Introduction of 4 major categories of Equity linked structured
products - their
respective investment values and risks Understanding the
structure of ACCUMULATOR its investment value and
respective risks
Analyzing the pricing factors of Equity linked Structured
Products The development trend of Equity linked Structured Products
in local retail market. Will there be any investment value of
structured products after the financial
tsunami?
The role of various structured products in the financial
planning industry 4 , ACCUMULATOR . ACCUMULATOR ?
ACCUMULATOR ?
Date 19 Oct 2009 (Mon) 2009 10 19 ()
Time 6:30 PM - 9:00 PM (2.5 hours )
Speaker Moses Lui Mr. Lui is an experienced professional in
financial market, and he worked for a number of international
banks including RBS, HSBC & Macquarie Equities (Asia). Mr.
Lui is responsible for developing and marketing
multi-asset class structured products to the local retail
sector. This includes building distribution channels
through retail banks, stockbrokers and other intermediaries and
delivering a comprehensive programme of
public seminars on retail investment products.
Mr. Lui completed a Master of Science degree in Finance from
Hong Kong University of Science &
Technology. Moses also holds a Bachelor of Business
Administration degree in Finance from University of
Wisconsin-Madison.
()
Continuous Education Recognition IFPHK 2.5 CE credits Medium of
Instruction Cantonese
IA 0.0 CPD hours SFC 2.5 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref :Not "applicable/ " 2.5 Non Core CPD hours
[RZ333A200MO091019]
P. 7/27 version: 20091005
Practices in Tax Planning II () [Course Code :M109]
Content Taxation planning strategies Practices in tax planning
Case studies
Date 20 Oct 2009 (Tue) 2009 10 20 ()
Time 6:30 PM - 8:30 PM (2.0 hours )
Speaker Maurice Sae-Ung, MSc (Fin. Mgt), MA(IS), BA(Hons), CFA
Maurice Sae-Ung has more than 14 years of professional experience
in Hong Kong financial industry. He is
currently the Senior Manager of a Big 4 international accounting
firm, specializing in client portfolio
management of which includes day-to-day client counsel in
provision of accounting, taxation and other
business advice or related consultation services.
Maurice holds a BA(Hons) degree in Accountancy as well as
Associate Member of both Hong Kong Institute
of Certified Public Accountants (HKICPA) and Association of
Chartered Certified Accountants (ACCA).
, MSc (Fin. Mgt), MA(IS), BA(Hons), CFA (HKICPA)(ACCA)
Continuous Education Recognition IFPHK 2.0 CE credits Medium of
Instruction Cantonese
IA 2.0 CPD hours SFC 2.0 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref :80/92/02 2.0 Non Core CPD hours
[M1094H220MS091020]
P. 8/27 version: 20091005
Practical Communication Skills for Financial Planners [Course
Code :M103]
Content Effective listening and questioning skills Ways in
managing expectations and emotions Technique in building trust with
your clients
Date 21 Oct 2009 (Wed) 2009 10 21 ()
Time 2:30 PM - 4:30 PM (2.0 hours )
Speaker Maria Lui, MBA, B.Soc.Sci., CFPCM (Hong Kong &
China) Maria Lui joined the financial industry in 1993. Since then,
she took up management and marketing
positions in banks, international insurance company and
financial services company, etc. Ms. Lui is a
seasoned training consultant in the financial planning sector
and currently teaching CFP Certification
Education Program at the HKU SPACE. She has conducted a number
of seminars in the area of financial
planning for various multinational organizations, professional
bodies, and universities. Ms. Lui is very
dedicated to upgrading the professionalism of the financial
planning industry. She has much pleasure to
share her knowledge and practical experience of the application
of holistic financial planning with those who
aspire to be successful in this industry.
, MBA, B.Soc.Sci., CFPCM (Hong Kong & China) 1993
Continuous Education Recognition IFPHK 2.0 CE credits Medium of
Instruction Cantonese
IA 2.0 CPD hours SFC 2.0 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref :80/92/02 2.0 Non Core CPD hours
[M1031H220ML091021]
P. 9/27 version: 20091005
Pre-conference Master Class: Hong Kong and China Property
Markets Overview and Challenges : [Course Code :CZ09]
Content Is Hong Kong market booming or bubbling? - Review of
Hong Kong property market performance: What are the driving
forces? - Analysis of the relationship between Hong Kong
property and Hong Kong
economic development
- Property investment strategies The Regulatory Changes in the
Chinas Property Market and Its Impacts
- Latest trend in Chinas property market
- How the regulatory changes in the real estate sector issued by
the PRC government ministries and administration bodies affect the
sector sentiment and property yield
- Outlook on the PRC property market
????
- : ? - -
- - -
Date 27 Oct 2009 (Tue) 2009 10 27 ()
Time 7:00 PM - 8:30 PM (1.5 hours )
Venue The Hong Kong General Chamber of Commerce Theatre 22/F
United Centre, 95 Queensway, Hong Kong ( 95 22 )
Speaker Louis Chan Managing Director, Centaline Property Agency
Limited - Mr Yu Kam Hung, Senior Managing Director of CB Richard
Ellis Limited and Senior Vice President of the Hong Kong Institute
of Surveyors -
Continuous Education Recognition IFPHK 1.5 CE credits Medium of
Instruction Cantonese
IA 0.0 CPD hours SFC 1.5 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref:Not "applicable/ " 1.5 Non Core CPD hours
[CZ095A100AA091027]
P. 10/27 version: 20091005
Meeting up with Client Preparation and Marketing Strategies
[Course Code :M202]
Content Define the type of client you want to work with Develop
a marketing strategy for your target client base Prepare the first
meeting with the client and make disclosures to the clients
Date 28 Oct 2009 (Wed) 2009 10 28 ()
Time 2:30 PM - 4:30 PM (2.0 hours )
Speaker Maria Lui, MBA, B.Soc.Sci., CFPCM (Hong Kong &
China) Maria Lui joined the financial industry in 1993. Since then,
she took up management and marketing
positions in banks, international insurance company and
financial services company, etc. Ms. Lui is a
seasoned training consultant in the financial planning sector
and currently teaching CFP Certification
Education Program at the HKU SPACE. She has conducted a number
of seminars in the area of financial
planning for various multinational organizations, professional
bodies, and universities. Ms. Lui is very
dedicated to upgrading the professionalism of the financial
planning industry. She has much pleasure to
share her knowledge and practical experience of the application
of holistic financial planning with those who
aspire to be successful in this industry.
, MBA, B.Soc.Sci., CFPCM (Hong Kong & China) 1993
Continuous Education Recognition IFPHK 2.0 CE credits Medium of
Instruction Cantonese
IA 2.0 CPD hours SFC 2.0 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref:80/92/03 2.0 Non Core CPD hours
[M2021H220ML091028]
P. 11/27 version: 20091005
Case studies on Laws and Regulations relating to Financial
Planning [Course Code :RZ06]
Content Securities and Futures Ordinance Unsolicited calls,
misrepresentation
Guidance Notes on Prevention of Money Laundering and
Terrorist
Financing - Guidelines on Customer
Acceptance, Due Diligence, Record Keeping, Recognition &
Reporting of Suspicious transaction and staff screening and
training
- Cases in securities and futures industry
- Cases in insurance industry Performance Presentation
Standards
for MPF Investment Funds - Code on Disclosure of MPF
Investment Funds
- Information on Funds fact sheet SFC Code of Conduct
- Know your clients - Suitability of clients - Information for
clients - Risk disclosure to clients
-
- : - -
- -
- - -
Date 30 Oct 2009 (Fri) 2009 10 30 ()
Time 6:30 PM - 9:30 PM (3.0 hours )
Speaker Wilson Yee, CFA, CFP, FRM, LLB Wilson has been working
in a financial advisory company for over eight years to serve
corporate and
individuals in the areas of risk, investment and trust planning.
He also engaged in documentation geared
for pre-listing and pre-funding arrangement in the Greater China
region. He has years of experience in
M&A project management, due diligence in venture investing
and exit planning for institutions. He also
participates in paralegal analysis and advisory services on
capital structuring. He is currently a part-time
instructor for both CFP registered courses and external degree
programme in Universities. Occasionally, he
goes to Shanghai and Guangzhou to act as speaker and coordinator
for public seminars.
, CFA, CFP , FRM, LLB Wolverhampton LLB Heriot Watt (CFA)CFP FRM
CFP
Continuous Education Recognition IFPHK 3.0 CE credits Medium of
Instruction Cantonese
IA 0.0 CPD hours SFC 3.0 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref:Not applicable/ 3.0 Non Core CPD hours
[RZ060H300WY091030]
P. 12/27 version: 20091005
Credit Derivative and Its Applications [Course Code :RZ35]
Content Session I : Understanding Credit Derivative Introduction
to credit derivative Credit derivative structures Applications of
credit derivative Pricing of credit derivative
Session II: Structuring Investment Instruments with Credit
Derivate
Applying credit derivative in structuring investment instruments
Types of structurd credit products Qualitative aspects of
structured credit products
:::: :
Date 02 & 5 Nov 2009 (Mon & Thu) 2009 11 2 5 ()
Time 6:30 PM - 9:30 PM (3.0 hours /Total 6.0 hours )
Speaker Ringo Yuen Mr. Yuen is currently the Deputy Head of
Financial Institutions Department for ICBC (Asia). Prior to that,
he
was a Senior Vice President and Head of Relationship Management
of Financial Institutions North Asia for
HSH NordBank AG. In addition, he was a Director of Financial
Institution Greater China for National
Australia Bank. Mr. Yuen has over 20 years of experience in
marketing and relationship management
within the banking industry. He has a strong proven record of
successfully selling / cross-selling a variety
of banking products to both high net worth clients as well as
financial institution clients, generating high
incremental revenue. During his engagements with Citibank and
ABN AMRO, he originated a number of
new product ideas that result in diversification of the revenue
sources. His primary responsibilities include
developing, implementing and executing comprehensive account
plans and call programs for different
clients to achieve budgeted growth in assets, liabilities and
earnings. Mr. Yuen holds a Master of Science
(Business Administration) and a Bachelor of Commerce from the
University of British Columbia.
/
Continuous Education Recognition IFPHK 6.0 CE credits Medium of
Instruction Cantonese
IA 0.0 CPD hours SFC 6.0 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref:Not "applicable/ " 6.0 Non Core CPD hours
[RZ353H300RG091102]
P. 13/27 version: 20091005
Credit Risk Analysis of Financial Institutions [Course Code
:RZ34]
Content What are the credit risk & credit analysis? Credit
analysis versus risk analysis
What are the basic characteristics of financial
institutions?
Credit risk analysis of commercial banks: CAMEL analysis -
Capital adequacy - Asset quality
- Management - Earning - Liquidity
Credit risk analysis of insurance companies - Investment
policies of life insurance
companies
- Investment policies of property-casualty insurance
companies
- Risk categories for life insurance companies
- Analysis the financial statements of life insurance
companies
- Credit analysis of property-casualty insurance companies
: CAMEL
- - - - -
- - - - -
Date 03 Nov 2009 (Tue) 2009 11 3 ()
Time 6:30 PM - 9:30 PM (3.0 hours )
Speaker C P Choy Mr. Choy has worked in the banking field since
1985. Over the past years, Mr. Choy has explored in various banking
business, including foreign exchange and precious metals margin
trading, securities and index futures trading, business development
and research, credit marketing, credit management (policy and
approval), special assets management, branch administration
(including the Qingdao branch in PRC), credit risk assessment of
financial institutions and development and implementation of the
New Basel II project. Mr. Choy is an experienced trainer for
various topics including banking practice, financial analysis and
mortgage banking etc. Mr. Choy has always been invited to provide
training courses for PRC bankers, covering credit management,
mortgage banking, problem loan management, marketing of financial
services, branch banking management, customer services, retail
banking products and personal banking etc.
1985(): () 15
Continuous Education Recognition IFPHK 3.0 CE credits Medium of
Instruction Cantonese
IA 0.0 CPD hours SFC 3.0 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref:Not "applicable/ " 3.0 Non Core CPD hours
[RZ343A200CC091103]
P. 14/27 version: 20091005
Employees' Compensation Ordinance and Claims Handling [Course
Code :RZ92]
Content Employees' compensation system of Hong Kong
Employees' Compensation Ordinance and case studies
Compensation items Employer's responsibilities and
common law liabilities Assessment of loss of earning
capacity Settlement of Employees
Compensation Claims
Occupational accident management
/
Date 11 & 18 Nov 2009 (Wed) 2009 11 11 18 ()
Time 6:30 PM - 9:00 PM (2.5 hours /Total 5.0 hours )
Speaker Ms Lo, MBA Ms. Lo received her Master Degree in Business
Administration in England in the 1980s, she also holds a
Master Degree in Education together with a Degree in Social
Science. Coupled with her good academic
background, she has gained extensive working experience in
multinational companies, specialising in
employee benefits, human resources management and marketing
& sales training.
Besides the practical commercial experience gained from work,
she also engaged herself in part time
training and consultative work. The organisations she has helped
include Toshiba, AT & T, Lucent
Technologies, Ove Arup. She also helps in various leading
educational institutions in Hong Kong in diploma,
degree and master level. These institutions include Hong Kong
University (SPACE); Hong Kong Polytechnic
University (SPEED), Hong Kong Baptist University, Hong Kong
Management Association, Open University.
She is a frequent public speaker in Hong Kong Management
Association and Open University, the topics she
has conducted include: The Effective Sales Tactics; Handling
Customers Objections; Emotion Quotient and
Your Good Self; Life Balance Workshop.
, MBA 1980 : : Toshiba, AT & T, Lucent Technologies, Ove
Arup EQ
Continuous Education Recognition IFPHK 5.0 CE credits Medium of
Instruction Cantonese
IA 0.0 CPD hours SFC 5.0 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref:Not applicable/ 5.0 Non Core CPD hours
[RZ925A200BL091111]
P. 15/27 version: 20091005
Post-Conference Master Class: Value Investing : [Course Code
:CZ01]
Content The precepts of value investing, i.e. the classic Graham
and Dodd value investing approach
The Warren Buffett approach to value investing Value investing
in practice -
Date 12 Nov 2009 (Thu) 2009 11 12 ()
Time 6:30 PM - 9:30 PM (3.0 hours )
Venue TBC
Speaker Jason Mak Jason Mak is currently Associate Director in
an independant financial advisory company. He is an
experienced educator and trainer in areas of Investment &
Finance. He had been a government statistician,
bank economist, university lecturer and investment trainer in a
large international bank. He holds master
degrees in Finance, Business Administration and Economics as
well as professional designations like
Chartered Financial Analyst (CFA), Financial Risk Manager (FRM)
and Chartered Alternative Investment
Analyst (CAIA). He is also Programme Director of CityU's CFP
Education Programme.
,() (CFA) (FRM) (CAIA)
Continuous Education Recognition IFPHK 3.0 CE credits Medium of
Instruction Cantonese
IA 0.0 CPD hours SFC 3.0 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref:Not "applicable/ " 3.0 Non Core CPD hours
[CZ013H300JM091112]
P. 16/27 version: 20091005
Leading the Way to Success - Financial Planning and Advice in a
Changed World [Course Code :ZZ22]
Content How to Prosper in the New World of Wealth Management -
Product development trends, distribution opportunities and
strategies in Hong Kong market
- How to rebuild trust and create a business that works for
clients and planners Financial Planning and Wealth Management:
Current Recruitment and Retention
Strategies - The demand for wealth management and financial
planning talent moving forward - Analyzing the key motivators for
top talent - Compensation trends: Where the market is today and
where its going tomorrow
Investment Opportunities in 2010 -Outlook for the global economy
in 2010 -Investment opportunities and risks in major markets -Key
economic and investment signposts to watch for
- -
: - - -
2010 - - -
Date 14 Nov 2009 (Sat) 2009 11 14 ()
Time 10:00 AM - 12:15 PM (2.25 hours )
Venue Auditorium, 3/F, Hong Kong International Trade &
Exhibition Centre, 1 Trademart Drive, Kowloon Bay, Hong Kong 3
Speaker Rosita Lee Assistant General Manager, Head of Private
Banking and Trust Services
Hang Seng Bank Limited -
Chan Yan Chong Associate professor of Department of Management
Sciences and MBA Programme Director City University of Hong Kong -
Armstrong Lee Director Worldwide Consulting Group Co. Ltd -
Continuous Education Recognition IFPHK 2.0 CE credits Medium of
Instruction Cantonese
IA 0.0 CPD hours SFC 2.0 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref:Not "applicable/ " 2.0 Non Core CPD hours
[ZZ223H200AA091114]
P. 17/27 version: 20091005
Investment Opportunities in Renewable Energy Market [Course Code
:ZZ24]
Content Latest development and prospect of Renewable Energy
Analyze the characteristics and value of different Renewable Energy
(e.g. solar
energy, wind power, automobile, etc) Investment opportunities in
Renewable Energy
Date 19 Nov 2009 (Thu) 2009 11 19 ()
Time 12:45 PM - 1:45 PM (1.0 hours )
Speaker Timothy Kwai Timothy Kwai was previously working for a
Japanese Corporate Bank as Research Manager in ASEAN
countires. He was also a Programme Host for Metro Radio
interviewing various politicians, consuls and
businessmen. He is the columnist of Headline, Hong Kong Economic
Times, Capital Money , Quam Money
and Cup Magazine focusing on the potential of the emerging
markets. He also host a radio show on
Commercial Radio called "Business Insight" talking about the
international financial crisis. He published a
number of book on Middle East, Kazakhstan and Eastern
Europe.
, ,, 881
Continuous Education Recognition IFPHK 1.0 CE credits Medium of
Instruction Cantonese
IA 0.0 CPD hours SFC 1.0 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref:Not "applicable/ " 1.0 Non Core CPD hours
[ZZ243H100TI091119]
P. 18/27 version: 20091005
Updates on Compliance Issues [Course Code :M101]
Content Roles and functions of regulatory bodies The Insurance
Authority's cooperation with local financial services regulators
Updates on Ordinances, Rules, Codes and Guidelines relevant to
financial planning
industry Regulations and ethics in the financial planning
industry
Date 19 Nov 2009 (Thu) 2009 11 19 ()
Time 6:30 PM - 9:30 PM (3.0 hours )
Speaker Monty Yuen, B.Comm., CFP, PFP, CIM, FCSI Monty Yuen,
holder of a Bachelor of Commerce degree from the University of
Toronto, has over ten years of
experience in different capacities in the financial industry.
While an investment advisor in Toronto, Canada,
Mr. Yuen successfully obtained the CFP, PFP, CIM and FCSI
designations while helping clients achieve their
financial goals. Mr. Yuen is currently working in a financial
institution. Prior to that, he was a manager of
Enforcement Division of Securities & Futures Commission. His
previous engagement was with Compliance
Department at Citigroup. Prior to joining the financial
industry, Mr. Yuen was a senior inspector with the
Royal Hong Kong Police Force.
, B.Comm., CFP, PFP, CIM, FCSI CFP, PFP, CIM FCSI Citigroup
Continuous Education Recognition IFPHK 3.0 CE credits Medium of
Instruction Cantonese
IA 3.0 CPD hours SFC 3.0 CPT hours
MPFA 3.0 Core CPD hours
HKCAAVQ ref:80/92/02 0.0 Non Core CPD hours
[M1011H330MY091119]
P. 19/27 version: 20091005
Succession Planning of SME Business [Course Code :RZ36]
Content The needs of SME clients When should succession planning
start? Identifying future goals and directions Assessing where the
business is now What is the plan?
Approaches to succession planning Case study ? ?
Date 23 Nov 2009 (Mon) 2009 11 23 ()
Time 6:30 PM - 9:00 PM (2.5 hours )
Speaker John Ng CFP, CPA, FLMI Mr. Ng is now working for an
international insurance company as an Advance Market Specialist and
he
specializes in personal and SME financial planning services:
Personal Estate Planning, Family Living Trust,
Estate Tax Planning, Wealth Protection, Business Succession
Planning, Corporate Key man Insurance, Staff
benefit Programme, Charitable Trust. He started his careers with
KPMG, one of the Big 4 CPA firms and has
accumulated over 15 years of working experience as Chief
Accountant, Finance Manager and Financial
Controller in multi-national companies. He has also worked at a
financial advisory company as Compliance
Officer in assisting private companies IPO in New York, London
and Hong Kong Stock Exchange.
CFP, CPA, FLMI : (KPMG Peat Marwick)
Continuous Education Recognition IFPHK 2.5 CE credits Medium of
Instruction Cantonese
IA 0.0 CPD hours SFC 2.5 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref:Not "applicable/ " 2.5 Non Core CPD hours
[RZ363A200JN091123]
P. 20/27 version: 20091005
Practices in Retirement Planning I () [Course Code :M106]
Content Updates in retirement planning products Qualified
retirement schemes in Hong Kong Practices in retirement planning
Steps in retirement planning Life Style clients want to maintain
during retirement
Life Income clients will have available to support that life
style Life Protections clients will need to sustain their lifestyle
should the unforeseen
occur
Retirement plan formulation Risk management in retirement
planning
Date 30 Nov 2009 (Mon) 2009 11 30 ()
Time 6:30 PM - 8:30 PM (2.0 hours )
Speaker Ronald Li, B.Soc.Sc., M.Sc., CFA, CFP, CIIA, FRM, MHKSI,
AHKIB, DMS, FAIQ(CII) Ronald Li has more than 22 years of relevant
experience in the investment and banking industry. Prior to his
present position in Bank of China (HK), he was the head of
Customer Investment Services Department of a
member bank of BOC Group. After the reorganization of BOC Group,
Ronald was responsible for the setting
up of the wealth management business of BOC(HK).
Ronald has been the part-time instructor for various courses
relating to investment and financial planning
for more than 10 years. Currently, he is studying a part-time
PhD degree course in University of Shanghai
Finance and Economics.
, B.Soc.Sc., M.Sc., CFA, CFP, CIIA, FRM, MHKSI, AHKIB, DMS,
FAIQ(CII) 22
Continuous Education Recognition IFPHK 2.0 CE credits Medium of
Instruction Cantonese
IA 2.0 CPD hours SFC 2.0 CPT hours
MPFA 2.0 Core CPD hours
HKCAAVQ ref:80/92/02 0.0 Non Core CPD hours
[M1065H222RL091130]
P. 21/27 version: 20091005
Analysing & Evaluating Clients Financial Status [Course Code
:M207]
Content Capital needs analysis Technology developments in
personal financial planning Ratio analysis
Date 03 Dec 2009 (Thu) 2009 12 3 ()
Time 2:30 PM - 4:30 PM (2.0 hours )
Speaker John Ng CFP, CPA, FLMI Mr. Ng is now working for an
international insurance company as an Advance Market Specialist and
he
specializes in personal and SME financial planning services:
Personal Estate Planning, Family Living Trust,
Estate Tax Planning, Wealth Protection, Business Succession
Planning, Corporate Key man Insurance, Staff
benefit Programme, Charitable Trust. He started his careers with
KPMG, one of the Big 4 CPA firms and has
accumulated over 15 years of working experience as Chief
Accountant, Finance Manager and Financial
Controller in multi-national companies. He has also worked at a
financial advisory company as Compliance
Officer in assisting private companies IPO in New York, London
and Hong Kong Stock Exchange.
CFP, CPA, FLMI : (KPMG Peat Marwick)
Continuous Education Recognition IFPHK 2.0 CE credits Medium of
Instruction Cantonese
IA 2.0 CPD hours SFC 2.0 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref:80/92/03 2.0 Non Core CPD hours
[M2071H220JN091203]
P. 22/27 version: 20091005
Post-Conference Master Class: Risk Management and Corporate
Value Creation : [Course Code :CZ02]
Content Enterprise risk scope and cases (Citic Pacific case
sharing) How does risk management enhance corporate value? Risk
management in practice ()
Date 07 Dec 2009 (Mon) 2009 12 7 ()
Time 7:00 PM - 9:30 PM (2.5 hours )
Venue TBC
Speaker Dr. Michael Wong Dr. Michael Wong is an Associate
Professor of Finance of City University of Hong Kong, a founder and
former
President of CTRISKS an Asia-based credit ratings agency, and
the Hong Kong Regional Director of Global
Association of Risk Professionals. He led MSc programs in
Banking, Finance and Financial Engineering of
the University in 1998-2008, trained more than 4,000 risk
managers and bank regulators in 1993-2009,
architected risk systems for more than 5 banks in Hong Kong, and
advised more than 25 banks and
enterprises in risk management. Dr. Wong has 16-year experience
in academia and consulting, plus
7-year experience in investment banking. He was granted Teaching
Excellence Award and Doctoral
Dissertation Award, and listed in Risk Whos Who.
, CTRISKS 1998-20081993 2009 4,000 16 7
Continuous Education Recognition IFPHK 2.5 CE credits Medium of
Instruction Cantonese
IA 0.0 CPD hours SFC 2.5 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref:Not "applicable/ " 2.5 Non Core CPD hours
[CZ023A200MW091207]
P. 23/27 version: 20091005
Asset Management and Portfolio Analysis [Course Code :RE98]
Content Basic Portfolio Theory Global Bond and Fixed Income
Portfolio Equity Investment Portfolio
Fund management Portfolio International portfolio allocation
Alternative Investment: Hedge funds
Exercises and case studies
Date 07 & 14 Dec 2009 (Mon) 2009 12 7 14 ()
Time 6:30 PM - 9:30 PM (3.0 hours /Total 6.0 hours )
Speaker Daniel Jim 16-year veteran in the field of absolute
return target investing with a focus in the Greater China
region.
Started off his career with Nomura International in Europe and
has extensive working relationships with
major European institutions including mutual funds,
insurance, proprietary desks and super-nationals. Mr Jim founded
Tripod Management in 1999, an
investment management and advisory firm based in Hong Kong and a
pioneer in Greater China absolute
return target investing. Mr. Jim earned his Bachelor and
Master degrees at the Chinese University of Hong Kong and SDA
Bocconi in Milan, Italy respectively and is
a CFA charterholder.
/ 1999 Tripod ManagementSDA Bocconi CFA
Continuous Education Recognition IFPHK 6.0 CE credits Medium of
Instruction Cantonese
IA 0.0 CPD hours SFC 6.0 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref:Not applicable/ 6.0 Non Core CPD hours
[RE983H300DJ091207]
P. 24/27 version: 20091005
Asset Allocation Concepts [Course Code :M309]
Content Foundations of asset allocation Benefits and limitations
of asset allocation Mean-variance optimization Forecast expected
returns, risk and correlations
Derive the efficient frontier Performance evaluation Rebalancing
and reallocating
Date 08 & 15 Dec 2009 (Tue) 2009 12 8 15 ()
Time 6:30 PM - 9:00 PM (2.5 hours / Total 5.0 hours )
Speaker Jason Mak Jason Mak is currently Associate Director in
an independant financial advisory company. He is an
experienced educator and trainer in areas of Investment &
Finance. He had been a government statistician,
bank economist, university lecturer and investment trainer in a
large international bank. He holds master
degrees in Finance, Business Administration and Economics as
well as professional designations like
Chartered Financial Analyst (CFA), Financial Risk Manager (FRM)
and Chartered Alternative Investment
Analyst (CAIA). He is also Programme Director of CityU's CFP
Education Programme.
,() (CFA) (FRM) (CAIA)
Continuous Education Recognition IFPHK 5.0 CE credits Medium of
Instruction Cantonese
IA 5.0 CPD hours SFC 5.0 CPT hours
MPFA 0.0 Core CPD hours
HKCAAVQ ref:80/92/04 5.0 Non Core CPD hours
[M3093A200JM091208]
P. 25/27 version: 20091005
MPF Updates [Course Code :M112]
Content Updates on MPF System Latest development on MPF
regulations Member protection and enforcement Employer
obligations
Review of MPF investment performance
Date 16 Dec 2009 (Wed) 2009 12 16 ()
Time 6:30 PM - 8:30 PM (2.0 hours )
Speaker Saxon Weng, B.Sc Saxon Weng joined the Mandatory
Provident Fund Schemes Authority (MPFA) in 1999. He heads the
Liaison
Unit of the Authority and is responsible for the Authoritys
liaison and networking strategies with various
stakeholder groups. He is in charge of Investor Education
programmes in MPFA and is a frequent speaker for
different MPF-related seminars for the public and the
intermediaries.
Mr. Weng received a Bachelor of Science Degree in Sociology and
Psychology from the University of
Wisconsin, Madisonu.
, B.Sc 1999
Continuous Education Recognition IFPHK 2.0 CE credits Medium of
Instruction Cantonese
IA 2.0 CPD hours SFC 2.0 CPT hours
MPFA 2.0 Core CPD hours
HKCAAVQ ref:80/92/02 0.0 Non Core CPD hours
[M1125H222SW091216]
P. 26/27 version: 20091005
Practices in Retirement Planning II () [Course Code :M107]
Content Use of Annuity in Retirement Planning Types of Annuities
and market trends MPF Schemes and investment Types of Contribution
in MPF Schemes
Quantitative analysis of retirement needs Case studies:
retirement planning for working individuals (more than 10 years to
retire)
pre-retire individuals (less than 10 years to retire) retired
individuals : ( 10 ) ( 10 )
Date 21 Dec 2009 (Mon) 2009 12 21 ()
Time 6:30 PM - 8:30 PM (2.0 hours )
Speaker Ronald Li, B.Soc.Sc., M.Sc., CFA, CFP, CIIA, FRM, MHKSI,
AHKIB, DMS, FAIQ(CII) Ronald Li has more than 22 years of relevant
experience in the investment and banking industry. Prior to his
present position in Bank of China (HK), he was the head of
Customer Investment Services Department of a
member bank of BOC Group. After the reorganization of BOC Group,
Ronald was responsible for the setting
up of the wealth management business of BOC(HK).
Ronald has been the part-time instructor for various courses
relating to investment and financial planning
for more than 10 years. Currently, he is studying a part-time
PhD degree course in University of Shanghai
Finance and Economics.
, B.Soc.Sc., M.Sc., CFA, CFP, CIIA, FRM, MHKSI, AHKIB, DMS,
FAIQ(CII) 22
Continuous Education Recognition IFPHK 2.0 CE credits Medium of
Instruction Cantonese
IA 2.0 CPD hours SFC 2.0 CPT hours
MPFA 1.0 Core CPD hours
HKCAAVQ ref:80/92/02 1.0 Non Core CPD hours
[M1075H221RL091221]
P. 27/27 version: 20091005