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Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department of Health Funded by Centers for Disease Control and Prevention
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Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

Dec 27, 2015

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Page 1: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

Ch

apte

r 1

PLANNING INFRASTRUCTURE

[ENTER FACILITATOR’S NAME AND CONTACT INFORMATION]

Developed by Troutman Sanders LLPDeveloped for the Virginia Department of Health

Funded by Centers for Disease Control and Prevention

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2Planning Infrastructure

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3Planning Infrastructure

Toolkit Presentations Instructions for Use

Toolkit Presentations are intended to be a companion to the Hospital Implementation Guide and should not be used in isolation.

The Presentations are intended to serve as a starting point for the facilitator. The facilitator should thoroughly review the Presentation prior to use in Implementation Team, CRAG or Subcommittee meetings and customize the Presentation to meet the unique needs of the meeting participants.

Pay particular to attention to the information provided in brackets ([ ]), which must be completed by the facilitator prior to use.

Included in the “Notes” section of each slide are the following types of information:

• Slide Type, which indicates whether the slide is for information or discussion, serves as a placeholder, or is some combination thereof

• Planning Guide Section(s), which will direct the facilitator to the corresponding sections of the Planning Guide and Hospital Implementation Guide for further information

• Special Instructions, which provides directions for the facilitator to customize the slide for the intended audience

• Speaker’s Notes, which provides more detailed information to supplement the material on the slide

Refer to the Hospital Implementation Guide for further guidance and helpful hints on effectively completing the process described in the Planning Guide.

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4Planning Infrastructure

Implementation Team

[Enter names and departments of each Implementation Team member]

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5Planning Infrastructure

Chapter Overview

Identify the “Convener”Establish an “Implementation Team”Identify a resource to facilitate the

planning activitiesDetermine the Planning Unit for key

activitiesEstablish CRAGs for each Planning UnitSet forth clear expectations for planning

process

Page 6: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

6Planning Infrastructure

Add slides from Altered Standards Overview presentation, as needed, to introduce the Implementation Team to the concept of altered standards and critical resource shortage response planning.

Page 7: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

7Planning Infrastructure

Introduction to Planning Guide

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8Planning Infrastructure

Background

Hospitals have done extensive planning for disasters and public health emergencies

Planning for modifying the delivery of care or allocating specific resources and services has lagged behind other planning efforts

A comprehensive framework for dealing with shortages of critical resources was lacking

This is complex and requires a multi-disciplinary approach that combines input from many perspectives- Medical - Operational- Ethics - Public Health- Legal

Page 9: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

9Planning Infrastructure

Critical Resource Shortages Planning GuideContributors

Page 10: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

10Planning Infrastructure

Planning Guide Framework Develop the critical resource shortage planning infrastructure Conduct a Critical Resource Vulnerability Analysis Develop an ethical framework Develop an operational infrastructure Identify or develop resource-specific Protocols Create an ad hoc infrastructure Engage in collaborative planning with other HMDOs Determine how the CRSRP will be evaluated and maintained Obtain approval of the CRSRP and integrate into relevant

EOPs Develop comprehensive communication plans for key

audiences

Page 11: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

11Planning Infrastructure

Terms to Know

Allocation Critical resource Critical resource shortage event (CRSE) Critical Resource Shortage Response Plan (CRSRP) Disaster or emergency EMS provider Goal Health and Medical Delivery Organization (HMDO) Modification Planning Unit Protocols

Page 12: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

12Planning Infrastructure

Hospital Implementation Guide

“Teacher’s Edition” of the Planning Guide Written for the Implementation Coordinator and Team Chapter Overviews include:

• Introduction• Responsibility• Goals for Chapter

Subsections include:• Planning Guide text • Goal• Rationale for inclusion in Planning Guide• Real World Examples• Action Items for conducting the activity• Helpful Hints for implementation• Implementation Aids

Page 13: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

13Planning Infrastructure

Implementation Toolkit

Planning GuideHospital Implementation GuideProject Management Tools and ResourcesMeeting Facilitation and Consensus Building

Tools and ResourcesOther Helpful Resources

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14Planning Infrastructure

Planning Infrastructure

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15Planning Infrastructure

Planning Infrastructure

Convener

Implementation Team

Planning Unit

Planning Unit

Planning Unit

CRAG CRAG CRAG

Subcommittee

Subcommittee

Subcommittee

Subcommittee

Subcommittee

Subcommittee

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16Planning Infrastructure

Planning Units

State

Hospital

Health System

Community

Region

Page 17: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

17Planning Infrastructure

Considerations for Choosing a Planning Unit

Size

Authority

Expertise

Existing relationships

Existing planning efforts

Page 18: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

18Planning Infrastructure

Considerations for Choosing CRAG Members

Skills and resources needed for assigned key activitiy(ies)

Represent a broad spectrum of disciplines

Strong combination of stakeholders

Page 19: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

19Planning Infrastructure

Expectations

Roles of CRAG members CRAG meeting logistics Budget

• Cost• Contributions from CRAG members• Other funding sources

Incentives for CRAG members

Page 20: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

20Planning Infrastructure

Key Activities

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21Planning Infrastructure

Strong Foundation

Ethical Framework

Operational Infrastructure

Education & Communication

Building the CRSRP

Protocol

Protocol

Protocol

Protocol

Protocol

Protocol

Protocol

Protocol

Ad Hoc

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22Planning Infrastructure

Critical Resource Vulnerability Analysis

Develop a list of critical resourcesPrioritize the list of critical resourcesIdentify mechanisms for mitigating

depletion of the resourcesDetermine which critical resources should

be immediately considered for Protocol development

Revisit the CRVA at appropriate intervals

Page 23: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

23Planning Infrastructure

Which is the appropriate Planning Unit?

State

Hospital

Health System

Community

Region

Page 24: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

24Planning Infrastructure

Who should be on Who should be on the CRAG?the CRAG?

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25Planning Infrastructure

Expectations

There will be [#] meetings for this CRAG.The meetings will be held [dates] at

[place].[Name] will facilitate each meeting.[$] will be budgeted to this group for

expenses incurred.Each member will be compensated [$].

Page 26: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

26Planning Infrastructure

Ethical Framework

Identify ethical principlesDefine the ethical GoalDetermine implementation specifications

Page 27: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

27Planning Infrastructure

Which is the appropriate Planning Unit?

State

Hospital

Health System

Community

Region

Page 28: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

28Planning Infrastructure

Who should be on Who should be on the CRAG?the CRAG?

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29Planning Infrastructure

Expectations

There will be [#] meetings for this CRAG.The meetings will be held [dates] at

[place].[Name] will facilitate each meeting.[$] will be budgeted to this group for

expenses incurred.Each member will be compensated [$].

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30Planning Infrastructure

Operational Infrastructure

Determine process for activation and termination of the CRSRP

Determine process for activation and termination of each Protocol

Develop structure for making resource allocation decisions

Develop infrastructure for reviewing and revising CRSRP during a CRSE

Define “essential documentation”

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31Planning Infrastructure

Operational Infrastructure cont.

Develop process for responding to non-compliance

Identify resources for psychological and emotional support

Develop a communication plan Develop strategy for providing palliative care

during a critical resource shortage event• Determine goal• Develop standard definition• Identify mechanisms for providing palliative care

Page 32: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

32Planning Infrastructure

Which is the appropriate Planning Unit?

State

Hospital

Health System

Community

Region

Page 33: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

33Planning Infrastructure

Who should be on Who should be on the CRAG?the CRAG?

Page 34: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

34Planning Infrastructure

Expectations

There will be [#] meetings for this CRAG.The meetings will be held [dates] at

[place].[Name] will facilitate each meeting.[$] will be budgeted to this group for

expenses incurred.Each member will be compensated [$].

Page 35: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

35Planning Infrastructure

Protocol Development

Identify existing surge plan Identify any relevant Governmental Protocols Develop Protocol

• Determine modifications• Develop allocation algorithm

Develop an operational plan• Identify triage officer(s) and/or triage committee(s)• Identify information needed to finalize, revise, modify, or

enhance the Protocol during a CRSE• Develop a mechanism for revising the Protocol during a CRSE• Determine when the Protocol will be activated• Determine how and when you will move between tiers of the

Protocol• Determine when the Protocol will be terminated

Page 36: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

36Planning Infrastructure

Protocol Development cont.

Identify essential documentationCoordinate with other ProtocolsMemorialize Protocol in writingConduct training

Page 37: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

37Planning Infrastructure

Which is the appropriate Planning Unit?

State

Hospital

Health System

Community

Region

Page 38: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

38Planning Infrastructure

Who should be on Who should be on the CRAG?the CRAG?

Page 39: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

39Planning Infrastructure

Expectations

There will be [#] meetings for this CRAG.The meetings will be held [dates] at

[place].[Name] will facilitate each meeting.[$] will be budgeted to this group for

expenses incurred.Each member will be compensated [$].

Page 40: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

40Planning Infrastructure

Ad Hoc Protocols

Determine how the Planning Unit will decide when the development of an Ad Hoc Protocol is required

Develop the process by which an Ad Hoc Protocol will be created in the midst of a disaster

Develop a standard mechanism for communicating the creation, implementation, and operationalization of Ad Hoc Protocols

Page 41: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

41Planning Infrastructure

Which is the appropriate Planning Unit?

State

Hospital

Health System

Community

Region

Page 42: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

42Planning Infrastructure

Who should be on Who should be on the CRAG?the CRAG?

Page 43: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

43Planning Infrastructure

Expectations

There will be [#] meetings for this CRAG.The meetings will be held [dates] at

[place].[Name] will facilitate each meeting.[$] will be budgeted to this group for

expenses incurred.Each member will be compensated [$].

Page 44: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

44Planning Infrastructure

Coordination with HMDOs

Identify HMDOs for coordination Create a communication strategy with other HMDOs Understand how HMDOs’ responses to the CRSE will

impact other HMDOs Engage in discussions regarding changes to scope of

services• Expansion of scope• Reduction of scope

Discuss cooperative initiatives with other HMDOs Establish parameters regarding “essential

documentation”

Page 45: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

45Planning Infrastructure

Which is the appropriate Planning Unit?

State

Hospital

Health System

Community

Region

Page 46: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

46Planning Infrastructure

Who should be on Who should be on the CRAG?the CRAG?

Page 47: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

47Planning Infrastructure

Expectations

There will be [#] meetings for this CRAG.The meetings will be held [dates] at

[place].[Name] will facilitate each meeting.[$] will be budgeted to this group for

expenses incurred.Each member will be compensated [$].

Page 48: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

48Planning Infrastructure

Evaluation and Maintenance

Page 49: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

49Planning Infrastructure

Which is the appropriate Planning Unit?

State

Hospital

Health System

Community

Region

Page 50: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

50Planning Infrastructure

Who should be on Who should be on the CRAG?the CRAG?

Page 51: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

51Planning Infrastructure

Expectations

There will be [#] meetings for this CRAG.The meetings will be held [dates] at

[place].[Name] will facilitate each meeting.[$] will be budgeted to this group for

expenses incurred.Each member will be compensated [$].

Page 52: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

52Planning Infrastructure

Approval and Integration

Page 53: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

53Planning Infrastructure

Which is the appropriate Planning Unit?

State

Hospital

Health System

Community

Region

Page 54: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

54Planning Infrastructure

Who should be on Who should be on the CRAG?the CRAG?

Page 55: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

55Planning Infrastructure

Expectations

There will be [#] meetings for this CRAG.The meetings will be held [dates] at

[place].[Name] will facilitate each meeting.[$] will be budgeted to this group for

expenses incurred.Each member will be compensated [$].

Page 56: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

56Planning Infrastructure

Communication Plans Develop a communication strategy tailored to providers

Develop a communication strategy tailored to patients

Develop a communication strategy tailored to partners of the hospital(s) in the Planning Unit

Develop a communication strategy tailored to the public

Develop a communication strategy tailored to the press

Develop a communication strategy tailored to politicians

Page 57: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

57Planning Infrastructure

Which is the appropriate Planning Unit?

State

Hospital

Health System

Community

Region

Page 58: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

58Planning Infrastructure

Who should be on Who should be on the CRAG?the CRAG?

Page 59: Chapter 1 PLANNING INFRASTRUCTURE [ENTER FACILITATOR’S NAME AND CONTACT INFORMATION] Developed by Troutman Sanders LLP Developed for the Virginia Department.

59Planning Infrastructure

Expectations

There will be [#] meetings for this CRAG.The meetings will be held [dates] at

[place].[Name] will facilitate each meeting.[$] will be budgeted to this group for

expenses incurred.Each member will be compensated [$].

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60Planning Infrastructure

Questions?Questions?