Carolyn D King Financial Disclosure Report for 2009

8/3/2019 Carolyn D King Financial Disclosure Report for 2009

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FINANCIAL DISCLOSURE REPORT R e p o r l R e q u i r e d b y t h e E t h i c sin Government Act of 1978FOR CALENDAR YEAR 2009 (5 u . s . c , app. 1ot -I11)1. P e r s o n R e p o r t i n g ( l a s t n a m e . f i r s t , m i d d l e i n i t ia l ) 2. Court or Organization : 3 . D a t e o f R e p o r tKING, CAROLYN D. U.S. COURT OF APPEALS 5TH CIR. 05/06/2010

,~i"ritle (ArIicle III judges indic ate acti ....... i o r s t a t u s ; ~ a . R e p o r t T y p e ( c h e c k a p p r o p r i a t e b , p e ) 6. Report i ,g Periodm a g i s t r a l e j u d g e s i n d i c a t e f u l l - o r p a r t - t im e ) [ ] N omin a l i o n , D a t e 0~ / 01 / 2009U.S. CIRCI, JITJUD(}E(ACTIVE) [] Initial [] A n n u a l [] Final to........... 1 2 / 3 I , , 2 0 0 9

5b. [- - -] Amended Rep or l7. Chambers ur Office Address 8. On the basis of the information contained in th is Report and anymodi l ieat ions per ta ining thereto, i t is , i n m y o p i n i o n , in complianceU.S. CO(JR.THOUSE, ROOM 1 102 0 with applicable laws and regu la t ions .515 RUSK AV ENUEt !OUSTON, TX 7 7002-26 94 Reviewing Officer D a t e

I M P O R T A N T N O T E S : T h e i n s t ru c t i o n s a c c o m p a n y i n g t hi s f o r m m u s t b e f o l io w e c L C o r n p l e te a l l p a r t s ,checMn g the NO NE bo x fo r each par t where y ou have n o r epo r table in fo rm at io n . S ign o n las t pa ge .

I. P O S I T I O N S . ( Repo r t in g in d iv idual only ~eepp. 9-13 of f i l ing instruct ions. )~] NON E ~o reporlable positions,)

POSITION N___AME OF ORGANIZATION/ENTITY1 , M EMB EI~ OF BOARD OF DIRECTORS AND OF THE BOARDS SOUTH TEXAS COLLEGE OF LAWEXECUTIVE COMMtqTEE

2 . RESEARCH FELLOW TIlE CENTER FOR AM ERICAN AND INTERNATIONAL LAW

3. M EMB ER OF COUNCIL AND OF COUNCILS EXECUTIVE AlvlERICAN LAW INSTITUTECOMMITTEE4. M EMB ER OF ADVISORY BOARD TIlE CENTER FOR TItOM ISTIC STUDIES, UNIVERSITY OF SAINTTI!OMAS

5. MEMBER OF PRESIDENTS BOARD OF ADVISORS UNIVERSITY OF SAINT THOM AS

6 . ME MB E R OF ADV ISORY B OARD OF T H E JUDICIAL OUTREACH AMERICAN SOCIET Y OF INT ERNATIONAL L AWPROGRAM7. M EMB ER OF BOARD OF TRUSTEES AND OF THE BOARDS BAY LOR COLLEGE OF MEDICINEEXECUTIVE COMMITTEE

I I . A G R E E M E N T S . ~ g ~ p o ~ , i , g i nd iv idual onl y ; s ee p p . 1 4 -16 a f f i l lng i . . . . . . t i o n s . ) ~ / 9 . . . . .. ~~ NONE (No reportable agreements.) ~ =. : ~~ATE PARTIES AND TE~S ~


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F I N A N C I A L D I S C L O S U R E R E P O R T ~ .. . .~ , - s o o R ~ , o , - , i. .~ r , ~ . e o f R o ~ , o r tPage 2 of 9 K I N G , C A R O L Y N D . 0 5 / 0 6 / 2 0 1 0

I II . N O N - IN V E S T M E N T I N C O M E . (aepor,i.g i.d,,id,,.~ ..~ ,p .... ; , e ~ p , . ~ 7 - ~ 4 o : : ~ i , ,g i . , ,~ , , ~ a o . ~ . )A. Fiters Non-Investment Income

NONE (No reportable non-investment income.)DATE SOURCE AND TYPE ~( y o u r s , n o ! s p o u s e s )

I.2.

3.

4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - tf you were married during any portion of the reporting ),ear, c o m p l e t e t h is sectio~(Dollar amount not requhd excep t for honorar ia , )~ N ONE ~qo reportable non-investment income.)

~ SOURCE AND TYPE1 . 2 0 0 9 See a~ched repofl of Thom~ M. Reavley

2.

3.

4,

I V . R E I M B U R S E M E N T S -,.a.,porta~o ., Iodgi.g, ZooU , e.,o~,oi . .. . .( Includes those to spouse and dependent ch i ldren , see pp . 25 -27 o f f i l ing i r~truc~ion~ )

~ N O N E (No reportable reimbursements.)~ ~ LOCATION P.,URPOSE ITEMS PAID OR PROVIDED

1. UNIVERSITY OF TEXAS 0 1 / 2 3 / 2 0 0 9 AUSTIN, TX SPEECH AT REIMBURSEMENT OF AIRFARE.LAW SCHOOL UNIVERSITY OF TEXAS

LAW SCHOOL

2. AMERICAN SOCIETY OF 0 3 , 1 9 / 2 0 0 9 - WASHINGTON, DC ATTEND ASIL REIMBURSEMENT OF AIP.FARE,INTERNATIONAL LAW 0 3 / 2 0 / 2 0 0 9 MEETING LODGING AND MEALS.

3. AMERICAN LAW 0 3 / 2 6 / 2 0 0 9 - SANTA FE, NM ATTEND ALl REIMBURSEMENT OF A1RFAILE,INSTITUTE 03 / 28 / 2 009 EXECUTIVE LADING, MEALS ,AND GROUN L)COMMrFIEE RETREAT TRANSPORTATION.

4. UNIVERSITY OF TEXAS 04/29/2009 - AUSTIN, TX ATTEND WOMENS REIMBURSEMENT OF AIRFAP-~.,LAW SCHOOL 0 5 / 0 1 / 2 0 0 9 POWER SUMMIT ON LODGING AND MEALS.

LAW AND LEADERSttlP


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F I N A N C I A L D I S C L O S U R E R E P O R T ~ame of P ..... R e p o r t i n g D a t e o f R e p o r ~Page 3 of 9 K ~ N ~ , C A R O L Y N D . 0 5 / 0 6 / 2 0 ~ 0

5. AMERICAN LAW 10/21/2009 - NEW YORK. NY ATTEND ALl COUNCIL REIMBURSEM ENT OF AIRFAR-E,INSTITUTE 10 /25/2009 MEETING LODING, MEALS AND GROUNDTRANSPORTATION.6. AM ERICAN LAW 12/02 /2009 - PHILADELPHIA, PA ATI E ND ALl COUNCI l. REIMB URSEME NT OF A1 RFARE,INSTITUTE 1 2 / 0 4 1 2 0 0 9 MEETING LODGING, MEALS AND GROUNDTRANSPORTATION.


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F I N A N C I A L D I S C L O S U R E R E P O R T N~ of Person Repo rting D a t e o f R e p o r t :Page 4 of 9 KING, CAROLYN D. 05/06/2010

V . G I F T S . lnct ,ae~ t t~o~e ,o spo,s~ a, ,a a~pena~,t chi tare,; see pp. 2S-Zt of fding instruct iot~)NONE ~ o reportable gifts.)

SOURCE DESCRIPTION _VALUE1 .2 .3.4.5.

VI. LIABILITIES. a ,~ae , tho ~ o y .v ...... d depend ent childrenz see pp. 32-33 of l i ling instruct ions. )~ NONE (NO reportable liabilities.)

CREDITOR DESCRIPTION V,~RJE CODEI. 2 0 0 9 See a l t ached repor t of Thomas M . Reavley

2.3.4.5 .


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F I N A N C I A L D I S C L O S U R E R E P O R T it N~e o ~ ~ e ~ o ~ a e p o ~ t ~ g [ ~ t e o f m ~ p o .Page 5 of 9[ KING, CAROLYN D. l

05/06/20~ 0

VII. INVESTMENTS and TRUSTS - i ....... ,,~,, transaclions (Includes those of spouse and dependen, children; see pp. 34-60 of filing instructions.)N O N E ~to reportable income, assets, or transactionsO

D~cription of Assets ~ h)come during ] Gross value at end Transactions during reposing period(including ~st assets) r~orting ~ri~ of re~ ng ~r od) ( ~ ) ( 2 ) 0) ( 2 ) ( ~ ) (2) (3)P l a c e " { XD " a f t e r e a c h a s s e t ~ .~ount T~e (e.g., V a lu e V a lu e T~e (e.g., Da te V a l u e Gain IdenliD ofCode 1xempt from prior disclosure . div., rent, Code 2 Method buy. sell, mn~d~ Code 2 Code I buyer/seller~ (A-H) ~ or int.) (J-P) Code 3 redemption) ;~ (J -P) (A -H ) (if private

........................................................ ~ .......................................... ~ ~ .... transaction)

I. Compas s Bank Hous l on , TX (Mo ney A Interest K TM ~ k e t )2 . Ci l i~ou p Common S tock ( fo~e r l y A Div i dend Sold 2 / 1 1 1 0 9 J~ Ci t i c o~)3. So ld 5/8/09 J4. J .P, Mo rgan Chase Common Stock A Div i dend K T( f o~e r l y J .P . Morgan & Co. )5. Genera l Elect ro Co, Common Stock C Dividend L T B u y 2/10/09 J

i 6 . 4.85% Univers i ty of Nor th Carol ina-Chapel B Interest K THil l Rev. RFDG7~ B o n d s Du e 11/I/2010

8. IBM Common Stock A Dividend K YExxon M obi l Corp . Common Stock B Div i dend L T B u y 6 , ; 1 6 / 0 9 K

] 10 . " Compass Bank Check ing . ~coun t i ~ t h e None J TName of

1 1 . Carolyn D. King or Thomas M. Reavley

1 2 . T, Rowe Pr ice Smal l Cap Va lue Fund B Dist r ibut ion M T1 3 . Dividend1 4 . T. Rowe P r ic e New Er a Fund B Dist r ibut ion M

1 5 . Dividend ......1 6 . Northwe s tern Mutu al Whole Li fe Pol ic ies - E Dividend N VS e e Part VIII1 7 . Abbot t Labs Common Stock B Div i dend L T


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N a m e o f P e r s o n R e p o r ti n g D a t e o f R e p o r tF I N A N C I A L D I S C L O S U R E R E P O R TI ~:~NG, C~OLVt~ o .

05/06/2010a g e 6 o f 9V I I . I N V E S T M E N T S a n d TRUSTS - i . . . . . .. . . lue , , . . . . c t i ons ( In c l udes thos e o f s p . . . . . . . . d depend ent chi l dr en; s ee p p . 34 -6 0 ,~ f f i t ing ins t r uc t ions . )

NONE (No reportable income, assets, or transactions.)

D e s c r ip t i o n o f A s s c l ~ l ~ c o t n e d u r i n g [ G r o s s v a l u e a t c a d T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d( i n c l o d i . g u u s t a s s e t s ) r e p o r t i n g p e r i o d ! o f r e p o r t i n g p e r io d

P l a c e " ( X ) " a f t e r e a c h a s s e t I ~ A m u n t T y p e ( e . g ., / Value Va lue T y p e ( e . g . . ! D a t e i V a l u e G a i n l d e n t i~ y o fI C o d e 1 / Code2 M e t h o d buy, sell ....... d d /y y ! C o d e 2 I C o d e 1 buyer/ se l | e rx e m p t f r o m p r i o r d i s c l o m r e d i v . , r e n t ,( A - H ) o r i n t . ) ! ( J - P ) C od e 3 r e d e m pt i o n ) ] ( J P ) ! (A-H) ( i f p r i v a t ei ( Q -W ) i I t r a n s a c t i o n )

1 8 . Cisco Sys tems Common Stock None Sold 5/8/09 K A1 9 . l l l inoi sToo] Works Inc Common Stock D Div i dend N T

2 0 . 5 . 25% Ind i an a S t . Off i ce B ldg . Comm C Interes t L TBond s Due 7 / 1 /1 02 I. BP Amoco PLC D Dividend Sold 6 , 1 6 / 0 9 M E

2 2 . Mic ro so f t A Div i dend Sold 5!8/09 K

I 2 3 . 3. 25% Danbu r y , Connec t i c u t Bonds Due C Inleres! M T8/ ! / 20 t 02 4 . 5% Cal i fornia Economic Recovery , Bonds C Interesl M TDue 7/I120152 5 . Procter 8: Gamble Common Stock B Div i dend L T Bu y 2/t !/09 K

-.26 . 3.8% NY State Thruw ay Aut . Gen. Rev. C I n t e r e s t M TBond s Due t /1 / 20152 7 . 5% Denve r Co l d C i t y & Cn t y Rev . Bonds C I n t e r e s t M TD u e 9 i 1 ! 2 0 1 52 8 . Akron, OH CTFS PARTN 5% Bo nds Due D tn le res t M T1 2 ! 0 1 i 2 0 1 72 9 . Corpus Chr i s t i , TX Ufi l Svs Rev 4% B o~ld s C I n t e r e s t M TDue 7t15/20123 0 . Nor t hwes t e r n Mu t ua l V a r i ab l e Annu i t y None L TPolicy31. annuitant)3 2 . Tan-an t Cnty Tex He a B LTH FACS Dev C I" Interest M TCorp 5% Bonds3 3. D ue 1 2 / 1 / 2 0 1 93 4 . Texas Transn Commn ST Hwy FD Re, . , 5% C I n t e r e s t M TBond s Due 411 / 2019


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FINANCIAL DISCLOSURE REPORT N a m e o f ~ e .... Reporting D at e of R e por tPage 7 of 9 ] KING, C A R O L Y N D . 0 5 / 0 6 / 2 0 1 0VII. I N V E S T M E N T S a n d T R U S T S - i ......... I,,, t .......ions (Includes those of sp ...... d depen dent children; see pp. 34-60 of f il ing instruct ions. )

[~ NONE (No reportable income, assets, or transactions.)De~ f i p l i o n o f As s e ~ I n c o m e d u f f , g ] Gross value al end [ Tran s a c t io n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g ~ s t a s s e t s ) r~ofling peri~ , ofre~ming ~6od

Plaee"(X)" ~er ~ch assel Amoun t ~ Tvpe(e g. ~ V a u e Va lu e T~c {e.g., 1 ~ate V a ~ ueC~e 1 ~ " " ] Ct~e 2 Mcth~ I buy , s e l l , m~dd/~ C~o 2 {Code I buy~ ! s e~ l e rxempt from prior disclosure I (A-I]) ; div.,mnt,~ o r in t . ) ~ (J -P) C~e3 ~ red~plion) (J-P)~ [ [A-H) ( f f p r i v a ~ e [ ~ (Q -W) i ~ ~ t r an sac t ion )

3 5 , No~hwes tem Mutua l Insurance Se~ice A I n t e r e s t ~ J YAccount3 6 . Genia l Munic ipa l Mny M kt Fund A I n t e r e s t Redeemed 5/4/09 M I s s u e r37 . Glaxosmilhkl in~ PLC A Dividend K T38 . NestleSA N o n e So l d 2 / 1 1 / 0 9 K

3~ Novanis AG A Div i d e n d So l d 5/8/09

40. N~vo Nordisk A.S. B Di v i d e n d Buy 2111/09 K

4 1 . So l d 6 / 16 / 09 K

4 2 . Goldman Sachs Bank A ln~e re s~ I T ~en 5/29,~09

~ 43. King CNTY WA SCH GO 5% Bonds Due B I n t e r e s t M T B u y 6 / 1 6 / 0 9 M

4 4 . Texas GO 5% Bonds Due 4/1/20!9 No n e M T B u y 12 / 14 / 09 M

4 5. Ph~ni~ AZ Rev. 5% Bonds Due 7/ff2018 No n e M T B u y 623 / 09 M

4 6 . Chevron Co~. A Di v i d e n d g T ~uy 6 / I 6 / 0 94 7 . Royal ~u~ch Shell B ~ividend L T B u y 6 / 1 6 / 0 94 8.

I


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F I N A N C I A L D I S C L O S U R E R E P O R T ~ ..... f P ..... R e p o r ti n g D a t e o f R e p o r tPage 8 of 9 K ~ N C , C A R O L Y N D . 0 5 / 0 6 / 2 0 1 0

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S .

In r e s p ons e t o Pa r t VII C , 1 have r epo r t ed t he agg r ega t e c a sh s u r r ende r v a l ue f o r t he w ho l e l i f e p o l i c i e s . I n r e s p ons e t o Pa r t VII B , I have s ho wn t he agg r ega t eamoun t o f t he d i v i dends o n t ho s e p o l i c i e s , wh i ch a r e u s ed t o p ay t he p r emi t~ms and i n c r e a s e t he c a sh s n r r ende r va l ue .I am mar ri ed t o C i r cu i t Judge Thomas M. Reav l ey . 1 have a t t a ched a copy o f h i s F i nanc i a l Dis c l o s u r e Repo r t f o r 2009 f o r t he i n f o rma t i on abou t my spous er equ i r ed b y t he In s t r u c t ion s .


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FINANCIAL DISCLOSURE REPORT N .... fPerson Report ing Da,e of ReportP a g e 9 o f 9 KING, CAROLYN D. 05/06 /2010IX. CERTIFICATION.

l c e r t i fy t ha t a l l i n fo rma t ion g iven abov e ( i n c lud ing i n fo rma t ion p e r t a i n ing t o my spous e and mino r o r d epen den t c h i l d ren , i f a ny ) i sa c c u r a t e , t ro e , a n d c omp l e t e | o t h e b e s t o f my kn o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f a rma ti o n n o t r e p o r t e d wa s w i t h h e l d b e c a u s e i t me t a pp l i c a b le s t a t u t o r yprov i s i on s pe rmi t t i ng non -d i sc lo sn re .I f u r t h e r c e r ti f y t h a t e a r n e d i n c ome f r om o u t s i d e e mp l o y me n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s wh i c h h a v e b e e n r e po r t e d a r e i ncompl i a nc e w i th t he p ro~ i s i on s o f 5 U.S .C. app . 501 e t . seq . , 5 U.S.C. 7353, and Jud i c i a l Con fe renc e r e g u l a t i on s ,

Si

NOTE: ANY INDIVIDUAL WH O KNOW INGLY AND W 1LFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSM a i l s ig n e d o r i g in a ! a n d 3 a d d i t io n a l c o p i e s t o :

Commi t te e o n F i n anc i a l Di s c l o s u r eAdmin i s tr a t i v e Of f i c e o f t h e Un i t e d S t a t e s Cou r t sSu i t e 2 -301One Co l u mbu s C i r c l e , N.E .W a s h i n g t o n , D . C. 2 0 54 4


10/16

l A o 1 o F I N A N C I A L D I S C L O S U R E R E P O R T R e p o r t R e q u i r e d l ~ y t h e E t h i c sin Government Act ofl978g e v . ~ 1 2 0 1 0 FOR CALENDAR YEAR 200 9 ( s u . s . c , a p p . I . Pe rs o n Rep o r t i n g 0 a s t n ame , f i r s l , m id d l e i n i t i a l ) 2 , Co u r t o r O r g a n i z a t i o n 3 . Da t e o f Repo r tReavley, Thomas M. Fifth Circuit Court of Appeals 0 3 / 2 4 / 2 0 1 0

4, Ti t le (Art i c l e I]I j udges i nd i ca t e ac t i ve o r s~ n io r s ta tu s ; 5a . Re p o rt Ty p e ( c h e c k a p p ro p r ia t e i3,p e) 6 . Repo r t i n g Pe r i o dmag i s t r a t e j u dg e s i n d i c a t e f u l l - o r p a r t - t ime )l 1-- "[ Nomination, Date 0 1 / 0 I I 2 0 0 9

12 !31 / 2 009i Sb. [ ] ~ ~eod e~ ~ p o ~7 . C h a m b e r s o r O f f i c e Ad d r e s s 8 , On t h e b a s i s o f t h e i n f o r m a t io n c o n t a i n e d i n t h i s R e p o r t a n d a n ymod i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t is , i n my o p i n i o n , i n c o mp l i a n c eBob Casey Federal Courthouse wi t h a pp l i c a b l e l aw s a n d r e g u l a t i o n s .515 Rusk Street, R~om ] I009Houston, Texas 77002 Rev i ew i n g O f f i c e r Date

I M P O R T A N T N O T E S : The instructions accompanying thi~ form must be fotlowed~ Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

1 . P O S I T I O N S . c R ~ p o ~ g individual only; see pp. 9-t3 of filing instruaions.)N O N E ~ro reportable positions.)

POSITION . ,NAM E O_F O R G A N I Z A T I O N / E N T I T YI.2,

3.

1 I . A G R E E M E N T S . ~ g ~ p o n ~ . g indb,iduat only; see pp, 14-16 of filing instructiort~.)NONE ,(No reporlable agreements.)

DATE PAP, TIES AND TERMS~I.


11/16

F I N A N C I A L D I S C L O S U R ~ R E P O R T ,~ame of Person Reporting ] Date of ReportPa g e 2 o f 7 Reavley, Thomas M.}

03 t 2 4 12 010

A. Fflers Non-Investment Income~ONE ~o reportable non-investment income.)

DATE SO~CE AND TYPE ~COME(yo~s, not spouses)

1 . 2 0 0 9 5tote of Texas, Judicial Retirement $68,400.00

2.

3.

4.

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - t f y o u were married during any portion of the reporting year, complete this section.(Dollar amount not requ ired excep t for honorar ia . )

~] N O N E (No reportable non-investment income.)DATE .SOURCE AND TYPE

1 , 2 0 0 9 See attached report of Carolyn D. King

2.

3,

4.

IV. R EIMBU R S EMEN TS -( Includes those to spous e and dependent ch i ldren ," see pp . 25-27 o f f i ling ins t ruc t ions . )

NONE ,(No reporlable reimbursements~)S U _ Q _ U _ _ g _ ~ _ DATES L__OCATION PURPOSE ITEMS PAID OR PROVIDED

1.2.

3.4.


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[Namef Person Reporting ] Date of ReportP a g eF I N A N C I A L 3 o f 7 D I S C L O S U R E R E P O R T I Reavley, Thomas M.] 0 3 / 2 4 / 2 0 1 0

V . G I F T S . a~ct~aes those to spouse ,~a a e p e n d e n t c h i l ~ l r e n ~ see pt~. 28-31 Of fttlng instructions.)NONE (No reportable g~s.)

SOURCE. DESCRIPT!ON ~1.

2.

3.4.

5.

.1. l.,l..i~kl~.lL~lll.~O. (Includes those of sp ...... d dependen t ch i ldren: s~e pp . 32 -33 o f f i ling ins t ruc t ion&)~ NONE (No reporlabte fiabilities.)

CREDITOR DESCRIPTION VALUE CODE1. Prudential Insurance Co. Po l i c y Loan K2.

3.

4.

5.


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F I N A N C I A L D I S C L O S U R E R E P O R TPage 4 of 7 Reavley, Thomas M. 03/24/2010

~ONE ~o reportable income, assets, or ~ansactions.)~. ~ ~ . c . ] D .

D~cdption of Ass~ ~ Income during G~ss value a.~ end[ Tran~c6ons during reporting period~ re~ing ~fi~ of r~o~ing ~riod

exempt from prior disclosure ~ Code ! ]div., rent, Code 2 ] Mem~ ] b u y , s e l l , m ~ d ~ Co~e 2 Code ~~ orint.) ( J -P) ] Co~e3 / ~d~ption) (ifpfiwte[1. Comp~s Bank (Houston) A Interest M T

2. Roya lU ~ e ndd x ) Pe~ s Coun t , Texa s A Roy a l U 2 W3. Mine r a l s (Samson) Nacogdoche s Coun W, F Roya l~ O WTexas4. Miner a l s (Apache) Nacogd0ches Coun~ , B Roya l~ K WTexas5. Mi ne r a l s (B a s a ) Nacogd~ h e s CounW , A Roy a l U J WTex~~ . Ch ~e B ank (H ou s t o n ) A Interes t L T

8. Mine r a l s (Che s ap eak e ) Nacogdoche s B Roya lU J WCounU, Tex~9. Fee Land, Lano County , Texas None K W!0 .

I I. Prudent ia l Insmance Company A l n t . ~ i v . J T12.

1 4 . Ind i go E RoyalU N W1 5 . Mine r a l s (BP) Pano l a ounU, Tex~ C RoyalU K W [1 6 . Mine r a l s (EOG) Nacogdoche s Coun t y , A Roya l~ J WTexas1 7 . Mine r a l s (AC Exp) She lby Count , Texas D Roya l ~ M W


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N a m e o f P e r s o n R e p o r t in g D a r e o f R e p o r tP a g eF I N A N C I A L 5 o f 7 D IS C L O S U R E R E P O R T ] Reavlev, Thomas M. 03/24/2010

~ N ONE (No reportable income, assets, or transactions.)D e s c r i p t io n o f A s s e ~ . I n c ome " d u r i n g . lG r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g D " r e p o r t i n g p e r i o d

~ i n c | u d i n g I r t m t a s s e t s ) r ep o r t ing p e r i od ~ o f r epo r t _i ~g p e r i od

( Q -W ) t r a n s a c t i o n )

1 8 . Mine r a l s (Nob l e ) Nacogd oche s Cqun t y , D R%,alty L WTexas

2 0 . Mine r a l s (XTO) Nacogdo che s Coun t y , B Royalty K WTexas

2 2 .

2 3 .

2 5 . Mine r a l s (De l t a Pe2o l eum) Newton Coun b , , None J WTexas2 6 . Gene r a l Mun i c i p a l Money M ark e t Fund A Interes t L T2 7 , Colo r ado Sp r i ng s Hosp i t a l Rev Bond B Interes t Rede em ed 7/18/09 ]" L Issuer2 8 . Texas Sta te Bond B Interest M T2 9 . Univers i ty of Texas Permanent Bond 5% C Interes t M TDue 7/01/133 0 , Corpus Chr i s ti Bond 4% Due 7 / 15 / 11 B Interes t M T3 1 . Grea t e r C l a rk Coun t y , Co l o r ado Bond 5% B Interes t M TDue 7/15/t I3 2 , Akron , Ohi o Bond 5% Due 1 / 1 2 / 17 A l n t e r e s ~ M T33. HousIon , Texa s B ond (SER, E) None M T

i. h~eorne m,m codes:, =$~,ooo or l~ssB =SLOOt - $2,S00 C =$~,~0~ - S~,O00 = S S , O 0 ~ - S ~ k o o 0 E ~ S ~ S , O O S - ~ , ~ ~


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FINANCIAL DISCLOSURE REPORT { N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r ~P ag e 6 o f 7 I Reavley, Thomas M. 03/24/2010VIII. ADDITIONAL INFO1LMATION OR EXPLANATIONS. (lndicatepar~ of Report)

My spous e i s Ca r o l yn D. K i ng . I a r ~h a co py o f he r f i n anc i a l d i s c l o s u r e r ep o r l f o r my r epo r t o f he r f i n ance s .VII I tems 19 and 20 - XTO own ed thi s l ease 2009 (ex p la ined 20 08 repor t ) .


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F I N A N C I A L D I S C L O S U R E R E P O R TPage 7 of 7 Reavley, Thomas M. 03/24/201

I X . C E R T I F I C A T I O N .i c e r t i fy t ha t a l l i n fo rma t ion g iven abov e ( i n c lud ing i n fo rma t ion pe r t a i n ing t o my spouse an d mino r o r d epen den t c h i l d ren , i f a ny ) i sa c c u r a t e , tr u e , a n d c o mp l e t e t o t h e b e s t o f my kn ow l e d g e a n d b e l i e f , a n d t h a t a n y i n f o rma t i o n n o t r e p o r t e d wa s w i t h h e l d b e c a u s e i t me t a pp l i c a b l e s t a tu t o r yp r o v i s i o n s p e rmi tt i n g n o n - d i s c l o s u r e .i f u r t h e r c e r ti f y t h a t e a r n e d i n c ome f r om o u t s id e e mp l o y me n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s wh i c h h a v e b e e o r e po r t e d a r e i ncomp| i a nc e w i th t he p rov i s i on s o f 5 U.S .C. app . 501 e t . seq . , 5 U.S.C. 7353, and Jud i c i a l Con fe renc e r e gu l a t i on s .

NOTE: ANY INDIVIDUAL W IIO KNOW INGLY AND W ILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT M AY B E SUBJECT TO CIVILAND CKIMINAL SANCTIONS (5 U.S.C. app . 104 )

FIL1NG INSTRUCTIONSM ai l s ig n ed o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o :

Commi t t e e o n F i n an c i a l D i s c l o s u r eAdmin i s t ra t i v e Of f i c e o f t h e Un i t e d S t a t e s Cou r t sS u i t e 2 - 3 0 tOne Co l u mbus C i r c l e , N .E.W a s h i n g t o n , D .C . 2 0 5 44

Carolyn D King Financial Disclosure Report for 2009

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