~b;~ ~ ~is~ri~ ~b~rt SELF INITIATED ~t ~,~ ~ ~=~.~ AMENDMENT ~ ~. ~ May 14, ~. 010 Mr. George D. Reynolds, Staff Counsel c ~ Committee on Financial Disclosure Administrative Office of the United States Courts One Columbus Circle N.E. °~~ ]> ashingt on, .C. 20544 _ Dear Mr. Reynolds ; in the process of preparing my Financial Disclosures for calendar year 2009, I discovered that some minor errors were made on my disclosure form for calendar year 2008. I am filing an amended form for calendar year 2008 to reflect those corrections. To assist the committee in readily identifying those changes, I have summarized them below: I. On Item 37 (Currencyshares Austmalia Dlr) ; 40 (Currencyshares Japanese Yen); 41 (Currencyshares Swiss Francs); 61 (Ishares Compex Gold Trust) ; 97 (Powershares DB US Dlr Index, etc.) ; and 125 ~(Swedish Expt CR Corp, etc.) the word "part" should be removed from before the word "sold" because those were total, not partial, sales. Thus, these items do not appear on my form for calendar year 2009. 2. Item 65 (Ishares Inc. MSCI Hong Kong FD) has been amended to reflect that it was sold on May 27, 2008. Thus I now include its accompanying value code at sale with no gain. Again, due to this sale~ this item does not appear on my form for calendar year 2009. 3. Two items were purchased in calendar year 2008, and were inadvertently omitted from the form for that calendar year that are now included in the amended form for 2008: a) New Item #149 Yurun Food; and b) New Item ~150 Zhejiang Expressway I regret these errors, and hope they do not unduly inconvenience you and/or the co~nittee. King, George H.
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George H King Financial Disclosure Report for 2009
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8/3/2019 George H King Financial Disclosure Report for 2009
Committee on Financial DisclosureAdministrative Office of theUnited States Courts
One Columbus Circle N.E. °~~ ]>Washington, D.C. 20544 _
Dear Mr. Reynolds ;
in the process of preparing my Financial Disclosures for
calendar year 2009, I discovered that some minor errors were made onmy disclosure form for calendar year 2008. I am filing an amendedform for calendar year 2008 to reflect those corrections. To assistthe committee in readily identifying those changes, I have summarizedthem below:
I. On Item 37 (Currencyshares Austmalia Dlr) ; 40 (CurrencysharesJapanese Yen); 41 (Currencyshares Swiss Francs); 61 (Ishares Compex
Gold Trust) ; 97 (P owershares DB US Dlr Index, etc.) ; and 125 ~(SwedishExpt CR Corp, etc.) the word "part" should be removed from before theword "sold" because those were total, not partial, sales. Thus,
these items do not appear on my form for calendar year 2009.
2. Item 65 (Ishares Inc. MSCI Hong Kong FD) has been amended toreflect that it was sold on May 27, 2008. Thus I now include its
accompanying value code at sale with no gain. Again, due to thissale~ this item does not appear on my form for calendar year 2009.
3. Two items were purchased in calendar year 2008, and wereinadvertently omitted from the form for that calendar year that arenow included in the amended form for 2008:
a) New Item #149 Yurun Food; and
b) New Item ~150 Zhejiang Expressway
I regret these errors, and hope they do not unduly inconvenience
you and/or the co~nittee.
8/3/2019 George H King Financial Disclosure Report for 2009
, ~ o 1 0 [ FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i c sin Government Act of 1978
R e v , 1 / 2 o o 9 FOR CALENDAR YEAR 2008 (5 u.s .c app. §§ 1 0 1 - 1 1 1 )
]1, Person Repon’Ing (last nam e, firs’~ middle initial) 2. Caur l or Organization 3. Dale of Reporl"
King, George H. ~UnitedgtatesDistrictO3urt M a y 1 2 , 2 0 0 9
4. Title (Arlicle 1II judg~ indie~ active or senior slat’us;’ 5a.’R~porl T)q~e (cheek ap propriate ~3,’pe) 6. Report ing Periodmagistrate judges indicale full- or pard-time) I 2008
5~.~ ~moo~=~ z213xl2 o o ~7. Chambers or Olrfic~ Actdr~ss 8. On
modifications per~nlntng thereto, tt t% In my oplnion~ In complianceR o y b a l . F e d . B l d g ~ , S u i t e 6 6 0
2 5 5 E . T ~ n p l e S t r e e tL o s A n g e l e s , C A 9 0 0 1 2
I M P O R T A N T N O T E S : T h e i . s t r u c t i o n s a c e . m p a n y i . g t i n s f o r m m u s t ~ e f o t l o w e a C o m p l e t e o I l p . r t s ,checMng the IVONE box for each part where you have no reportable inforraalion. Sign an last page.
I. POSITIONS. :r,~,i.~ indi~,idual only; seepp. ~-13 of filing i~tructions.)
N O N E ( N o r e p o r t a b l e p o s i t i o n s . )
POSITION NAME OF ORGANIZATION/ENTITY
~- T r u s t e e T r u s t # I
NONE ~b reportable a~eements.)
D A T E PARSES A~ ~.fS
8/3/2019 George H King Financial Disclosure Report for 2009
AMENDED FINANCIAL DISCLOSURE REPORTN a m e o f P c J .~ o t l R e p o r t i n g : Date of Report
Amended-Dated: 05/14/2010 Page ~ of 24 G eorge H. King ’ May 12, 2009
V II. INV ESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 off!ling instructions.)
[] None (No reportable income, assets , or t ransact ions.)
A. B C. D.D~orip tion of Assets Incom e during G ro~s value at end Transactm ns during reporting period(including trust assets1 repo rtin g p eriod o f reportiflg period
period period
tl) 12) {1) (21Place "’(X)"’ after each asset Amt Type Va~ue V a l ue Type (e.g.,exempt from p rior dia’closure.
Code 1 (e.g., div., Code2 Method buy, sel l - ......fA-H) rent or (J-P) Code3 redemption) (2) (3) (4) (5 }
ira.) (O-W) Date: V alue G ain Identity of buyer/seller (ifMonth- Code2 Codel private transactmn~
Da y (J-P) I A - H )
In Trust 8 ’ Financial Credil Unmn- A Div,/lnt J TFCU
2. (Il l Trust #! t Real Eslate r) Rent " q S
Prescott , A Z
3. Transamerica Life Ins. Co. Acct (X,~ A I n t . J T
4 W ells Fargo Money MKT. A ha l J T
5 Advcntrx Phannaceulicals Inc ~ None J 1
6 Aegean Marine Petroleum Network A Div. B uy 2-15-08 J
I n c .
Sold 2-26-08 J A
7 Agria Corp. None B uy 3-24-08 J
Sold 4-3-08 J !3
~ /\i iseu Ramcn None J T B uy 11-24-08 J
9 Altfia Group. Inc. (See: Philip Morris}
10 Ambac Finl G roup Inc. None B uy 1-10-08 K
Sold I - I
I 1. AMR Corp Del None B uy 5-7-08 J
Sold 5-27-08 J
12. Anhui E~pre~,sway Nnne J T B uy 10-7-08 J10-28-08 J
13 Apache Corp A Div~ B uy ~0-~-(18 J
Sold I I-7-08 J
I Income/Gain Co.des: A=$1,000 or I~s B =$1,0 01 ̄ $2.500 C=,$2,50 t - $5.000 D=$5,001-$15,000 E=$15.001 - $50,000
tSec Col. BI. 1)4} F=$50,001 - $ ~00,000 G=$100,001 - $1 .000 ,000 t t !=$1 ,000 ,001 - $5 ,000 ,000 H2=More than $5.000.000
2 V alue C~xlcs: J=$15,0 00 or les’s K=$15,0001-$50,000 L=$50,001 - $t000,000 M=$I00,001 - $250,000
(See Col. C l, D3) N =$ 25 0,0 0 ! - $ 50 0 ,0 0 0 O =$ 50 0 ,0 0 1 - $ 1,0 0 00 0 0 P I- $! ,0 LR ),0 0 1 - $ 5,0 0 0,0 0 0 P2=$5,000,00t - $25.000,000
P3=$25.000,001 - $50,000,00{) P4=More than $50,000,000
AMENDED FINANCIAL DISCLOSURE REPORT Nameof Person R ~ T x ~ m n g D a t e o f R e p o r t
Amemted-Dated: 05114/2010 Page ~ of 24 George H. King ! May 12, 2009
V II. INV ESTMENTS and TRUSTS - income, value, transactions (Inch.des those of spouse and dependent
children; see pp. 34-60 of)~iling instt7,ctions.)
[] Non e (N o repor tab le incom e, a sse t s , o r t ransact ions .)
A. B. C. D.Description o f Assets ; Incom e during G ross value at end Transactions during reporting period(including t rust assets) i repo rtin g p eriod of rep orting period
period period
I ~) 12) l~ ) ( 2 ) d)Place "(X) ’" after each assetAmt. Type V alue V alue Type (e.g.,
exempt from prior disclosure_ Code I (e.g., div., Code2 Melhod buy, sell,
(A-H) rent or (J-P) Code3 redemption) (2) (3) [ ( 4 ) (5 )int.) {Q-W ) Date: V alue G ain Identity of buyer/seller {if
Month- C , o d e 2 Codcl private transaction)Da y (J-P) (A-H)
AMENDED FINANCIAL DISCLOSURE REPORTNarueofPerson R e p o r t i n g D a t e o f R ~ : p o r ~
Amended-Dated: 05/14/2010 Page ~ of 24 G eorge tt. King May 12, 2009
Vll. INVESTMENTS and TRUSTS - income, value, transactions (Includes those ofs’pouse and dependent
chi ldren; see pp . 34-60 of f il ing instruct ions . )
[] No ne (N o repor tab le income, a sse t s , o r t ransactions . )
A. B. C. J D.
Description of Assets Incom e during Gross value at end Transactions during reporting period
(including t rust assets) reporting period of report ing period .~w iod period
U) (2) O) i (2)Place "’ (X) "a f ter each as se t Amt. Type V a l ue Value Type (e.g.,exemptf!’om prior disclosurt , . Code I (e.g., div.. Code2 i Methtxt buy, sell, " .....................................................
(A-H~ rent or (J-p) i Code3 redemption) (2) (3) i (4) (5 )
int.) ~ : { Q -W ) Date: V alue I G ain Identity of buye!!seller (ifi Month- Code2 ! Code l private transaction)i Da y (J-P) (A-H)
40. Currencyshares Japanese Yen None B uy }-22-08 K
TR Japanese Yen Shs 2-11-08
3-20-08 K
4-3-08 L4-7-08 L7-9-0~ K7-1g-08 K
Sold 2-25-08 K A2-28-08 K A3-24-08 L B
4-23-08I 0 - 9 - 0 8 t. C
41. Currency shares Swiss Franc TR A D i v . B uy 1-29-08 K
Swiss F ranc Shs 3-20-08 L4-3-08 k7-%08 K
7 - 1 8 - 0 8 K
Sold 2-12-08 K3-24-08 L C
4-23-08 L10-9-08 L
42. Diana Shipping Inc. None B uy 2-6-08 K
Sold 2-25-08 K
43. Donglong Electric None J T B ay ’ 1-20-08
44. Dynasty Fine Wines A Div J T B uy 1 0 - 7 - O h
A M E NDE D F I N AN C I AL D 1 SC LO SUILE RE PO RT N~me of Person Reporting Date of R e p o r t
Amended-Dated: 05/14/2010 Page c] of 24George H . K ing May 12 , 2009
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent
chiMren; see pp . 34-60 o f f ! l ing ins tructions .)
[] No ne (N o repor tab le income, a sse t s , o r t ransactions . )
A, B. C. { D.
Description of Asse~s Incom e during G ross value at end Transact ions during report ing peri~(including t rust assets) re l: m~ in g p er io d o f r~ ,~ or lin g p erio d
period period
O) [ (2)Place " IX)" a f te r each asse t AmL i Type Value Value Type (e.g.,excmpt.[i’om prior disclosure.
AMENDED FINANCIAL DISCLOSURE REPORT NameofPerson Reporting D a t e o F R e p o r t
Amended-Dated: 05/14t2010 Page iO of 24 ’ George H. K ing ~ M ay 12, 2009
V II. INV ESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of filing instructions.)
[] No ne (N o repor tab le income, a sse t s , o r t ransactions .)
A. B. C. D.Description of Assets Incom e during G ross value at end Transactions during relx)rting period(including t rust assets) relm rtin g perio d o f rep orting p edo d
period period
(~) (2) (~) [ (2~ (I )Place "(X) ’" af ter each asset
Amt. Type V a l ue Valoe Type (e.g.,exempt. f i’om prior disclosure.
Code 1 (e.g., div., Code2 M e t h { v J buy, sell. " ........................ ~ ....................(A-H) rent or (J-P) Code3 redemption) . (2} t3) (4) (5 )
int.) (Q-W) Date: V a l ue G ain Id en tity of buye r/s elle r (if
AMENDED FINANCIAL DISCLOSURE REPORT N a m e o f P e r so n R e p o r ti n g D a t e o f R e p o r t
Amended-Dated: 05114/2010 Page ] ~ of 24 George H. King May 12, 2009
V III. INVESTMENTS and TRUSTS - income, value, t ransact ions (Includes those of spouse and dependent
children; see pp. 34-60 of filing instructions.)
[] No ne (N o repor tab le income, a sse t s , o r t ransactions .)
A. B. ~ C. D.Description of Assets Incom e during G n.~s value at end Transactions during rt-Fxwting period(including t rust assets) rel’~rting period of reporting period
period period
~l) (2) i (~) ~ (2) ( ~ )Place "’( ,V) "" af ter each assetexempt f rom pr ior d i sc losure .
Aml. Type Va l u e [ V a l u e Type (e.g.,
Code 1 (e.g., div., i Code2 i Method buy, sell, ~ ................................................(A-H) renl or ! (J-P) Code3 redemption) [ (2) (3) (4) (5 )
int.)i ( Q- W )I Month- Code2 Code] private transaction)
, i Da y (J-P)
Sold 3-20-08 K A
5-21-08 K
5-22-08 J A
5-27-08 K
69. Ishares .Silver TR lshares None L T B u) 1 - 2 2 - 0 8 K
AMENDED FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p c , r t in g D a | e o f R e l x > r t
Amende d-Dated: 05/14/2010 Page J,g of 24 Oeorge H. K ing May 12, 2009
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent
children; see pp . 3 4-60 o f f i l ing ins tructions . )
[] No ne (N o repor tab le incom e, a sse t s , o r t ransact ions . )
A. B. C, D,Description of Assets Income during Gross value at end Transactions during relxwting period(including trl~st assets) reporting period of reporting period
period period
{1 ) (2) (I ) (2) (I )Place °’(X) " after each asset
Aml. Type V a l ue Value TsTeexempt f rom pr ior d i sc&sure .
AMENDED FINANCIAL DISCLOSURE REPORT i N a m ¢ g fP e r s o n R e p o r t in g D a t e o f R e p o r t
Amende d-Dated: 05/14/2010 P age f t4 of 24 . . G eorge H . King May 12, 2009
V I I . IN V E S T M E N T S a n d T R U S T S -- income, value, t ransact ions (Includes those of spouse and dependent
children; see pp . 34-60 o f f i l ing ins tructions . )
[] None (No reportable income, assets , or t ransaclions. )
A. 1 3 . C. D.Description of Assets Incom e during Gross value at end Transactions during reporting period(including t rust assets) reporting period of r~Tmrting period
period period
Place " (X)" a f te r each asse t( I ) { 2 ) ( 1 ) (2) (I )
Amt. Type V a l ue i Value Type (e.g.,exempt f ! ’om pr ior d i sc losure .
Code I (e.g., div., Code2;I Method
buy, sell, I .................. t ...............................(A-H) rent or (J-P) Code3 ~ redemption) i (2) (3) (4) ~ 5 )
Date: Value ¯ Gain Identity of’buyer/seller (ifnt.) : : (Q-W)
[ II M o n t h - Code2 i Codel private transaction)[ ! Day { J - P ) ~ = ( A - H )
84. Morgan Stanley A Div B uy - , ~ - 0 g K
Sold I-t 1-08 K A
85. New Oriental Ed & Technology Ntmc B uy 2-7-08 KGroup Inc ~
N a m c o f " P e r s o n R c p o . in g D a t e o r
Amend ed-Dated: 05/14/2010 Page !/~ of 24 G eorge H. King : May 12, 2009
V II. INV ESTMENTS and TRUSTS income, value, |ransactions (Includes those of spouse and dependent
children: see pp. 34-60 off!ting instructions.)
[] None (No reportable income, assets, or transactions.)
A. B. C. D.Description of Asset~ Incom e during G ross value at end Transaction~ during reportiug period(including trust assets) reporting period of relxming period
period period
~ ) ( 2 ) (~) (2)Place "’(X) "" af ter each asset
A m t Type V alue V alue Type (e,g.,exempt from prior disclosure.
AM ENDED FINANCIAL D1SCLOS[IRE REPORT , Name of Person Reporting Date of R e p o r l
Amended-Dated: 05/14/2010 Page Jr7 of 24 i George H. King May 12, 2009
V II. INV ESTMENTS and TRUSTS - income, value, transactions (Includes those qfspouse and dependent
children," see PlY. 34-60 o filling instructions.)
[] None (No reportable income, assets, or transactions.)
A. B. C. DDescription of Assets Incom e during G ross value at end Transactions dunng reporting period(including t rust asscts) report ing p~od of rqgorting period
!~od period
Place "’(X) ’" a/?~’r each asset( I ) (2) ( I ) (2) ( I )
- Amt. I Type V alue V alue Type (e.g.,exempt f rom pr ior d i sc losure .
Code 1 i ( e ,g . , d iv , , Code2 Method buy. sell, " ..........................................
(A-H) rent or ; (J-P) Code3 re~lcmption) (2) ~ (3) 1 . 4 ) ’ 1 5 )i n t . . I (Q-W) Date: Va l u e Gain i Ident i ty of buyer/sel ler ( i f
Month- Code2 Ct ~e l private tmnsaclion)Day (J-P) (A-H)
1 0 2 . Pro~.en Pharmaceuticals Limited None J T
Ordinary SShares lAIN
J03. Proshares Tr Ultra DOW 30 A Di v ~ u y ~-26-08 l_
Proshares 3-27-08 K
4-29-08 K
Sold 3 - 3 1 - ( i ) 8 L A
I04. Prosharcs Tr Shna Dow 30 None B uy , 1 . 2 0 8 LProsharc.s 5-27-08 K
5-29-08 K
Sold 4-4-08 L6-2-08 I. A
105. Proshares Tr Shor~ Russell 2000 None B uy 4-29-08 K5-27-08 K
Sold 6-2-08 L B
IO6_ Prosharcs FR Ultra Short 30 FD None B uy -9-08 t
S o l d 1-9-08 1_
I0 7 Prosharcs TR UIIm Short 500 F D None B uy l 9.08 L
1-31-0~ K2-27-08 K
2-26-08 J4-24)8 L
5-2-08 K
5 ÷ 2 7 - 0 8 K
1 l ncom~Gain Codes: A=$1.000 or Ices B=$1.001 - $2,500 C~$2,50t - $5,000 D=$5,001-$15,000 E=$15,001 - $50 ,000
(See Col, B I , D4) F=$50,001 - $100,000 G=$100 ,001 - $1,000 ,000 HI=St ,000 ,001 - $5 ,000 ,000 H2=Morc than $5,000,000
2 V alue Codes: J=$15,000 or less K=$15,0001 -$50,000 Lv$50,001 - $ 1000,000 M=$ 100,001 - $250,000
i Name of Person R e p o r t i n g D a t e o f R e p o r t
Amende d-Dated: 05/14/2010 Page _!_~ _ o f 24 ! George H . K ing May 12, 2009
V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (lnchMes those o.fspouse and dependent
children; see pp. 34-60 off!ling instructions.)
[] None (No reportable income, assets, or transactions.)
A, B. C. D.D{~cription of Assets Incom e during Gross value at end ~ Transactions during reporting period(including t rust assets) reporting period of reporting period
period.
periodi .................
Place "(X) ’" af ter each asset~ I ) (2) (I ) 1 , 2 ) ( I
Amt. Type V alue V alue Type (e.g.,exempt f i ’om pr ior d i sc losure .
AMENDED FINANCIAL DISCLOSURE REPORT " Name of Pcrson R e p o r t i n g D a t e o f R e p o r t
Amended-Daled: 05/14/2010 Page I ~__ of 24 George H . King May 12 , 200 9
V I I . IN V E S T M E N T S a n d T R U S T S - income, value, t ransact ions (Includes those of spouse and dependent
children," see pp. 34-60 o filling instt~ctions.)
[] No ne (N o repor tab le income, a sse t s , o r t ransactions .)
A, B. C, D,Description of Assto~s Income during Gros.~ value at end Transactions during reporting period(including t~ust assets) ~0ort ing period of reporting period
period period
Place " (~) "af te r each asse t( ! ) (2) ( I ) (2 } ( I }
Amt Type V a l ue Value Type (e.g.,exempt_&om prior disc losure .
Code 1 (e .g , ,div . . i Code2 Method buy. sell. " .....................................t ~ A - H ~ rent or (J-Pt Code3 r t . ~ d e m p t ~ o n ) (2) (3) (4) (5 )
i n t . ) (Q-W) Date: Value Gain Identity of buyer/seller (if
Month- Code2 Codel privale transaction)
Day (J-P) . (A-H)
12. Proshares Ultnashor! l~ehman A Div. K ¯ B u ~ I I-7-08 J
Bros 7-10 yr Prosharest 1 - 2 8 - 0 8 J
13. Proshares Tr Ulma Short Oil & G as None B u) 5-2-08 K
5-28-08 K
S ~ f l d 5-7-08 K A6 - 2 - 0 8 K C
1 4 . Proshares TR Ultra Short Real None B uy 3-10-08 KEstate Prosha res 4-29-08 J
5-23-08 ~ J5-29-08 3
Sold 3 - 2 1 } - t ) 8 K A
6-2-08 K
15. Prosharcs Tr Ultrashort Small Cap None B uy 4-29-08 K600 Proshares 4-30-08 J
Sold 5-7-08 K
1 6 . ,%~lOr SPDR Tr Shs Ben Int None B u ~ ; 10-9-08 J
Fmaucial I I-3-08 .I
Sold I 1 - 6 - 0 8 K
t 1 7 . Scct(~r SPDR TR Shs Ben Int None Sold 1-28-08 KUtilities
1 1 8 . Shangn- la As ia ~d . None ! T B uy 10-29-08 J
It9. Shimao Propert ies None J ~ B uy 10-30-08 J
11-16-08 J
120 . Shu~onland None J T B uy 1 0 - 3 0 ~ 0 8 J
121. Smoenergy CoO. Corn New None J " [ B uy ~ 2 - 2 - 0 8 J
1 Income/Gain C~xtes: A=$1,000 or less B=$1,001 - $2,500 C=$2,501 - $5,0(X) D = - - $ 5 , 0 0 1 - $ 1 5 , 0 0 0 E=$15,001 - $ 50,000(See Col. BI , ENI) F=$50,001 - $100,000 C r= $1 00 .0 0 1 - $1 ,0 0 0,0 0 0 H I= S1 ,0 0 0,0 0 1 - $5 ,0 0 0,0 0 0 H 2= Mo re th an $5 ,0 0 0,0 0 0
2 Value Codes : J=$15,000 or less K = $ 1 5 , 0 0 0 1 - $ 5 0 ,t .1 0 0 L=$50;001 - $1000.000 M=$100,001 - $250,000
AMENDED FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of R e p o r t
Amend ed-Dated : 05/14/2010 PAge ~l.O of 24 G eorge H . King May 12, 2009
V H. INVESTMENTS and TRUSTS income, value, ti-ansactions (Includes t h o s e q fs p o u s e a n d d e p e n d e n t
children; see pp. 34-60 qf.filing instructions.)
[] None (No reportable income, assets, or transactions0
A. B. C. D.Descript ion o|’Assets Income during G ross value at end Tran~ctions during reporting period(including trust assets! repo rtin g perio d of repo rtin g perio d
period period
Place "(X) "" af ter each asset( I ) (2) ( t ) (2) ( t )
" Amt. Type Value Va l u e Type (e.g.,exempt f ! ’om pr ior d i sc losure ,
AMENDED FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t i n g Date of R e p o r l
Amended-Dated: 05/14/2010 Page ~1 0f 24 G eorge H . King ~ Ma y 12, 2009
V II. INV ESTMENTS and TRUSTS - income, value, transactions (Includes those (?fspouse and dependent
children," see pp. 34-60 q[f!ling instructions.)
Non e (No reportable income~ assets, 6r transactions.)
A.i B. C. D.
Description of Assets i incom e during G rass value at end Transactions during reporting period(including t rust assets) reporting period of reporting period
period period
Place "’(~) "" ~ /?er each asset
e .xempt frompriord~c losure .Amt. Type Value ! ~Value ~ Type (e.g,
¯Code 1 (e.g ., d iv., Co de2 Method buy, sell, ~ ...... i ...........................................(A-H) rent or (J-P) Code3 i redemption) (2) ! (3) (4) (5 )
int.) (Q-W)i
i Date: Value Gain ~ Identi tyofbuyer/sel ler(ifI Month- Code2 Codel ] pr iva te t r ansaction); : Day (J-P) (A-H)
.I 27. Teekay Corp. ! None .; B uy 5-7-08 K
¯ Sntd 5-22-08 K B
t28¯ Telik Inc. ! None ¯ J T
129. Tesoro Corp Corn i None ~ Sokl I-7-08
t30 Thai B everage Public Co. Ltd.i
None l T ! B uy 9-22-08 . ~ J
131. Thai Fd lnc i None B uy 4-4-08 I Ji 5-7-08
Sold ! 5-27-08 K, ..................
132. Tmnsoceanlnc.(‘New) Mergcron None 1 . I ’ B uy 9-09-08 J12-19-08; changed name to 9-t9-08 J
Transocean LTD ZUG Namen- iA K T ISIN
133. Travel Sky Technologies None J r Buy 10-7-08 l,
134. Tsing Tao None J T B uy 1 0 - 1 4 - ( 1 8 J
135. UAL Corp Con~ New N o n t ~ ! B uy 5-2-08 J
Sold 5-7-08 J A
136. Unilever N V None B uy 1 - 8 - 0 8 K
Sold l-11-08 K
137. Uni-President None K T B uy I0 30-08 K
1 1 - 1 6 - ( 3 8 J
Income/G ain Codes: A=$1,000 or I~ .~ss B =$1,00 1 - $2,500 C=$2,501 - $5,000 D=$5,001-$15,000 E=$15,001 - $50 ,000(See Col . Bl , EM) F=$50,00I - $100 ,0 00 G =$100 ,0 01 - $1,0 00 ,0 00 HI=S1,0 00 ,09 1 - $5,0 00 ~00 (I H 2=More than $5 ,00 0,00 0
AMENDED FIN ANCIAL DISCLO SURE REPORT N a m e o f P e r s o n R e p o r t i n g Date of R e p o r ~
Amended-Dated: 05/14/2010 Page ~ of 24 G eorge H . King i May 12, 2009
V I I . I N V E S T M E N T S .a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent
children," see pp. 34-60 of filing instructions.)
[] None (No reportable income, assets , or transactions.)
A. B. C. O.Description of Assets Incom e during Gross value at end Transactions during reporting period(including t rust assets) retx)rting period of rqx)rting period
period period
Place "’(X) "" after each cz~set( I ) (2) ( t ) (2) ( 1 )
" Amt. Type Va l u e Value Type (e.g.,exempt f rom pr ior d i sc losure .
Cod e t (e.g., div., Code2 Method buy, sell,i ..... ; . . . . .
(A-H) rent or (J-P) Code3 redemption) : (2) (3) i (4) (5 )int.) (Q-W) I Date: V a l ue [ G a i n ldeatity of buyer/seller (if
i Month- Code2 COdcl private transaction)
! Day (J-P)
138. United Sis Nat .Gas FD LP Unit None B uy 1-31-08 K
2-6-08 K2-29-08
4-10-08 K
4-25-08 J
4..29-08 .I
Sold 5-2-08 K C5-27-08 K B
~39. United Stales Steel A Div. ~ T B uy 9-12-08 J
1 I - 3 - 0 8 J
140. Univanich Palm Oil Publ ic Co Ltd None .I T B uy I 1 - 2 8 - ( 1 8 J
141. VX V 8 (volitil ity index futurcs~ None B uy 10-10-08 L
Suld tshort) 10-9-08 K
142, Wells Fargo& Co. New None B uy 1-10-08 K
¯ Sold 1 - 1 0 - 0 8 K
143 Wynn Resoas L td . None B uy 4-29-08
Sold 5-5-08 J A
144. XCZ8 (mini corn futures) None B uy 1 I - 1 1 - 0 8
Sold I 1 - 2 4 - 0 8 J
145. Yantai North Andre Juice Co L~d None J T B uy I 1 - 2 1 - 0 8 J
AMENDED FINANCIAL DISCLOSURE REPORT Name of Person Repofling ~ Dale of Re~,rt
Amended-Daled: 05/14/2010 Page ~ of 24 George H. King May 12, 2009
V III . INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent
children, see pp. 34-60 af f!ling instructions.)
[] None (No reportable income, assets, or transactionsJ
A. B. C. D.Description of Assets i ]ncom e during G ross value at end Transactions during relxm ing period(including trust assets) ~ rep ortin g perio d of repo rting period
o) (2) (,) (2) (l)Pta(e "’(. )0 " af ter each asset
! Amt. Type Value Value Type (e.g.,exempt from prior disclosure.
Code 1 (e.g., div., Code2 Method buy, sell,¯ ............................................................’ ~ A - H ) rent or (J-P) C ~ v 3 c 3 redemption) 1 , 2 ) (3) (4) (5 )
int.) (Q-W) Date: Value Gain Identity of buyer/seller (if
Month- Code2 Codel private transaction)Da y (J-P) (A-H)
147, Yamaha Gold Inc. A Div B uy 2-6-08 K
Sold 1 - 2 - 0 8 K B
3-25-08 K A
148. Yanzhou Coal Mining Sp ADR None B uy 2-15-08 J
Sold 2-25-08 J A
149. Yurun Food A Div I T B uy I 1 - 2 0 - 0 ~ J
150. Zhejmng Expressway A D ~ v J T B uy 9-16-08 j
15 I. Zi j in Mining (Gold) None J T B uy 10-30-08 J
152. ZC (March 0 9 corn futures) None K T B uy I 1-26-08 K
153. ZW (Decemb er 08 wheal futures) None B uy 9-26-08 K
10-20-08 K
Sold
1 5 4 . ZW (March 0 9 wheat futures) None K T B uy I 1 - 2 6 - 0 , ~ K
] Income/Gain Codes: A-S1,000 or less B =$1,00 J - $2,50 0 C=$2,50 t - $5 ,0 0 0 D=$5,00 1-$15,0 00 E=$t 5 ,0 01 - $50 ,0 0 0(See Col. B1,17)4) F=$50 ,001 - $10 0,0 00 G =$100 ,0 01 - $l,00 0 ,0 0O HI=$I ,000 ,001 - $5 ,000 ,000 H2=More than $5.000.000
2 V alnc Codes: J=$15,000 or less K =$15 ,0 00 1-$5 0,0 00 L= $5 0,0 01 - $10 00 ,0 00 M=$100,001 - $250,000(See Col. C I, D3) N=$250,00! - $500,000 O=$500,001 - $1,000000 Pl=$1,000,001 - $5,000,000 P2=$5,000,001 - $25,000,000
P3=$25,000.00 [ - $50,000,000 P4=More than $50,000,000
3 Value Mclh~xt Codes: . (~Appvaisal R=Cost (real estate ooly) S=Assessment "I~ask,’Market(See Col . C2) U=Book value V=Othe r W=Estimated
8/3/2019 George H King Financial Disclosure Report for 2009
FINANCIAL DISCLOSURE REPORT N .... fv ..... R e p o r t i n g D a | e o f R e p o r t
P a g e 2 4 o f . 2 4 King, George H. M a y 1 2 , 2 0 0 9
IX. CERTIFICATION.
! cert i fy that al l information given above (including information pertaining to m y spouse and minor or d ependent chi ldren, i f any) isaccurate, true, and ~mplete to the best of m y know ledge and bel ief, and that any information not reported w as withheld because i t met appl icable statutoryprovisions permit t ing non-disclosure.
I further cert i fy that earned income from outside employment and h onoraria and the acceptance of gifts which have been reported arc incompliance with the provisions of 5 U,S.C, app. § 501 et. seq. , 5 U.S.C. § 7353, and Jndicla[ Conference regulations.
NOTE: ANY INDIV IDUAL WIIO KNOW INGLY AND W 1LFULLY FALSIFIES OR :CI V I LAND CR IMINAL SANCTIONS (5 U.S.C, app. § 104)
AMENDED
F I L IN G I N S T R U C T IO N S
Mail s igned original and 3 addi t ional copies to:
Cormnittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544
8/3/2019 George H King Financial Disclosure Report for 2009
FINANCIAL DISCLOSURE REPORT , R e p o r t R e q u i r e d b y t h e E t h i c sin Government Act of1978
R e ~ . J / 2 O l O FOR CALENDAR YEAR 2009 ( 5 u . s . c , a p p . . ~ , 1 o 1 - 1 1 1 )
1. Person Rep orting (last nma3e, first, middle initial) 2. Cour t or Organization 3 , Da te o f Repor t
King, George H. United States District Court May 14, 2010
4. Title (A rticle Ill judge:; indicate active or ~enJor statu~; 5a. Report Type (check appropria te type) 6. Report ing Periodn~agislyate judges indicat~ full- or part-t ime) 01/01/2009
] Nonfinatioa, Date to
A c t i v e - - u n i t e d S t a t e s D i s t r i c t J r K ] g e [ ]1 2 / 3 1 / 2 0 0 9
5b. ,[~ Report
7. Chambers or Office Address 8. Oa the basis of the information contained in Ibis Report and any
modifica t ions perta ining there to, i t is. in m y opinion, in co mpliance
Roybal Fed. Bldg., Suite 660with applicab]el .....d regu]ati
2 5 5 E . T e m p l e S t r e e tLOs AngeXes, CA 90012 Re,~’~ offic~
I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you ha*~e no reportable inforraatiom Sign on last page.
~ N O N E (?go reportable positions.)
PQSITION N~a dvI !~ OF ORGANI ZAT I ON!ENTI TY
1 . Trustee Trust ~ 1
2 .
I I. A G R E E M E N T S . m,~,om,g i,a~a.,t o,,y; ,, ~,t,. 14-16 of f!llng instrucao~)
~ NONE ~o reportable a~’eements_)
D A T ~ P~TIES AND TE~S
2 .
8/3/2019 George H King Financial Disclosure Report for 2009
(SeeCol. CI~D3) N=$250;00t.45500,000.’ " .;; O=$500,001 ($1,000900 Pi=~;1~000,001;$5,000~000’.,, ’ P2-~$5,000,00l2525;000~000~ 3 = $ ~ 5 . , o o o . 0 0 ~ : , $ 5 o o o o , , ,.000., : " - e ~ t i ; ~ t i i ~ s ~ o , : . , , - . ,6o0
31. CU9 (Chid e Oil Apri l 2O09 Futures) None / iB uy ~ 2-23-09 L
[ I ’ 2-24-09K
/ i I 2"26"09 t K! t i 3-16-09
Sold I 2-234)9 L Ai 2-24-09 K A[ 2-25-09 K¯
3-13-09 K C
3-16-09 L
...........................................................32. CLM9 (CrudeOil June 2009on e Bu; ........ | ~~80;. - - K .....................Futures)) 5-1-09 L
5-6-09 M
5-13-09 L
5-14-09 M
5-154)9 k
ISold 4-24-09 L 13(Includes 4-29-09 Lshort sales) 4-30-09 L
5-13-09 M B
5-14-09 M A
33..CNO~ B uy 3-16-09 J
Sold 3-26-09 J B
34. Companhia Vale Do Rio Dote A Div. B uyI 1 - 2 8 - 0 9Sports ADR[
Sold 3-26-09 J B
4-27-09 JI C
Incom e~ tG ain Codes: A =$1.000or le~ s ,::B --:$t~ 0Ol -$2~ 500 C=$2,501 ~ $5,000 D~$5.001-$15,000 E=$15,001- $50,000( Se e C o l. B 1 , 1 ) 4) F =$ 50 ,0 01 - $ ~ 00 ,0 00 G=glf00z0"0l - $1,~)00,000 Ht=$1~000,001- $5,000,000 H2=Morc than $5,000.000
Value Codes: J=$15,000 or less K =$ 15 .00 01 -$ 50, 000 L =$ 50. 001 - $ 1000, 000 M-S$100~001 - $250,000
(See Col . C1, D3i N~-$250,00! - $500~000 O~$500,Q0..I - $1 ~000000 PI=$1,000,001 - $5,000,000 P2=$5.000,001 - $25.000,000
P3~$25,000,00] - $50,000,000 P4=More than $50,000,00~
Value Method Codes:. Q=Appmisal R=Cost (real estate only) S=A~sessment T.=Cash/Markel
(See Col. C2) U=Book value V=Other W=Estimated
8/3/2019 George H King Financial Disclosure Report for 2009
+~am-e of PersOn R+o":~g ........................... -Dat-e-o;;~t- .............................FINANC "IAL DIS~2LOSURE RE PORT[ George H. King May 14, 2010
_ . p _ a _ g e _ _ ~ ...._o_f_ 2_1_
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a lu e , transactions ( I n c l u d e s those of spouse and d e p e n d e n tchildren," see pp. 34-60 of f!ling instructions.)
[] None (No reportable income, assets, or transactions.)
! . . . . . . . . . . . . . . . . .6~ Hyflux Ltd | A D ~ v J T [ [
64. lshares Silver Tr lshares ~i None L ]’ T .............. ~ P:~ial-S:l~~3_27--~U......................................................... & ........................................................... ....... ~ ...................................
65 lvanhoe Mines Ltd Corn ’ None¯ I Bu y
3-10-09 1.I ’
/ i i Sold 3-18-09
66 Japanese Yen .................... I ..........................................................None ’ I Bu~ 5 1 " ) 0 9 } ~ I i .....
1 ................., . , . , , Ly .... j ..
¯ ,
r Sold . 10-7-09........................................... l ................................ ~- ............. i ................. ~ ................................ "- .........................
67. JiangsuExpresswayCo. Ltd. i A TDiv. } S o l d i 0-8-09................................... : ...........: .............................. ~ ............... ~ .......
...................................... C ............................................ ’. ............. i .. 5-5-09 / J i B ’
8/3/2019 George H King Financial Disclosure Report for 2009
lnC0me/GainCodes: A=$i~,0O0orless .... B=$!,001 ~$2;500 ; C=$2:,591"$5,000 ¯ D=$5)001:$15~000 E=$15,00i -$50,000.(See CoL B I, .I)4) F=$50~00.1 - $100,000 " : G~$100,001- $iioo0,o00 HI-5$t~000,0Ol ’ $5,000,000, H2-~-More thanS5 000~000 ¯
- ~ : ~ - ! : : ’ - -~ ; : : ! : ~ : > ~ : : : - : : ~ ! 7 7 . . .. . .. .Value Codt~: . J=$i 5~000 or less , K =$ 15 ,0001 -$ 50, 000 , L= $5 0~ 001 ; $ 1000, 000 : , M= $1 00 ,0 0] - $ 25 0, 00 0( s ~ c o ~ . c ~ . D 3 ) r ~ S 2 ~ 0 ; ® t - S ~ 0 o , 0 o o .. i 0 - - $ 5 o @ o i , $ 1 , o o o o o o . P i ; $ ~ ooo;0ol 25% 600,00o P 2 - - $ s ,o o o ; O O l ,; $ ~ s , o o o, o o o
: 1 ~ 3 ~ $ 2 5 , o o 6 , 0 0 1 2 $ 5 6 , b o 0 ,0 0 o : . P4=More than $50,00d,000....
FINANCIAL DISCLOSURE REPORT| George H. King ’ / May 14, 2010
. p_~__{.~.of 21 , . .........
V I I . I N V E S T ~ N T S a n d T R U S T S - in,me, value, ~ansactions &cludes those qfwouse and dwen&nt
children; see pp. 34-60 of f!ling instmctions.)
~ None ~o repoaable income, assets, or tr~sacfions.)
Futures) [ l
. . . . . . . .. . . . . . . .. . . . . . . .. . . . . . . .. . . . . . . . .. . . . . . . .. . 7 7 . N O H 9 ( E - M i n i N A S D A Q 1 0 0 M a r c h i { . . . . . . . .. . . . . . . .. . . . . . . .. . . . . . . .. . . . . . . .. . . . . . . . .N one }
~Sold-i-771i/.i~~7@i 17.11., ,
B uy 3-10-09
2 o 0 9 ~ , ~ u , ~ ~)t ....... ] S o l d C S ~ o , ~ 3 - 1 o - o 9 I ~ *, .
.... !sale)
78. Pad<son R etail Group Ltd. i A Div. I B uy ! 3-6-09 i
................................................................................."~i.......... Sold -~! 10-8-09 ....................................j B
I, ..................................
79. Peabody Energy Corp. , None ! B uy 3-16-09
I ............................................... !I Sold 3-27-09
i80 . Pershing Government Account 1 3 i Div. ~ !Money Market Fund @ Europacific i !
i Capital) (This dividend fluctuates !with the amount of cash held in the
81. PetroleoBrasileiro A ! Dw. [ J I T : Buy 1-28-09 , J
FINANCIAL DISCLOSURE REPORT t~a,~ of Person R eporting Date of Report
Page ]_j__q_ of 21 ~ George H. King May 14,, 2010
V I I . I N V E S T M E N T S a n d T R U S T S income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of f!ling instructions.)
[] None (No reportable income, assets, or transactions.)
A. B. C. D.Descrip tion of A ssets Incom e during Gross value at end Transactions during reporting period(inelnding trust assets) rep orting period o f rep orting period
)eriOd period
Place "’(~)"after each assetAnat.. ̄ lype_ Value Value Type (e.g.,
FINANCIAL DISCLOSURE REPORT N .... f P .... Reporting] Dat~ of Report
P a g e :21" of 21 GEORGE H. KINGIMayI4" 2010
IX. CERTIFICATION.
I cer tify that a ll information given above ( including information pertaining to m y spouse and minor or dependent children, if any) isaccurate, t rue, and complete to the best of my knowledge and bel ief, and that any information not reported was withheld because i t met appl icable statutoryprovisions permit t ing non -disclosure.
I further cert i fy that earned income from outside employment and honoraria and the acceptance of gifts which have been reported arc incompliance with the provisions of 5 U.S.C. app. § 501 et seq., 5 U.S.C. § 7353, and Judicial Conference regulat ions.
Si
NOTE: ANY INDIVIDUAL WHO KNO3V1NGLV A~’D ~qLFULLY FALl TO CIVILAND CR1N:/JNAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544