This is an author generated postprint of the article: Chan, C.-H., Yusoff, R. and Ngoh, G.-C. (2015), Assessment of Scale-Up Parameters of Microwave-Assisted Extraction via the Extraction of Flavonoids from Cocoa Leaves. Chem. Eng. Technol. doi: 10.1002/ceat.201400459 *Corresponding author. Tel: +603 8769 4315; Fax: +603 8925 6197; Email address: [email protected]The published version is available on http://dx.doi.org/10.1016/j.seppur.2015.01.041. Assessment of Scale-Up Parameter of Microwave-Assisted Extraction via the Extraction of Flavonoids from Cocoa Leaves Please email to [email protected]for any inquiries ABSTRACT: Microwave-assisted extraction (MAE) is a promising technique for the extraction of flavonoid compounds from plants. However, it is difficult to be scaled up due to complex mass transfer involved. This has prompted the study of parameters for scaling up the system by considering energy-related parameters namely nominal power density and absorbed power density (APD). Modeling of MAE of flavonoid compounds from cocoa (Theobroma cacao L.) leaves using film theory model was performed for this purpose. Operating parameters such as particle size of sample, solvent to feed ratio and microwave irradiation power were also included in the kinetic study. APD exhibits its potentiality in scaling up as it can characterize both the extraction kinetics and extraction yields of MAE. Furthermore, it can be used as a reference for predicting optimum extraction time of MAE at various heating conditions. Keywords: absorbed power density (APD), optimum extraction time, kinetic modeling, film theory.
20
Embed
Assessment of Scale-Up Parameters of Microwave-Assisted Extraction via the Extraction of Flavonoids from Cocoa Leaves
This document is posted to help you gain knowledge. Please leave a comment to let me know what you think about it! Share it to your friends and learn new things together.
Transcript
This is an author generated postprint of the article: Chan, C.-H., Yusoff, R. and Ngoh, G.-C. (2015), Assessment of Scale-Up Parameters of Microwave-Assisted Extraction via the Extraction of Flavonoids from Cocoa Leaves.
Chem. Eng. Technol. doi: 10.1002/ceat.201400459
*Corresponding author. Tel: +603 8769 4315; Fax: +603 8925 6197; Email address: [email protected] The published version is available on http://dx.doi.org/10.1016/j.seppur.2015.01.041.
Assessment of Scale-Up Parameter of Microwave-Assisted
Extraction via the Extraction of Flavonoids from Cocoa Leaves
200 200 0.25 ± 0.02 250 250 0.37 ± 0.07 300 300 0.42 ± 0.08 Example of calculation of APD by calorimetric method
MAE operating conditions
Heating time, tH
Total heat absorbed, Q
Absorbed power density, APD
Average APD
(min) (J) (W ml-1) (W ml-1)
100 ml, 100 W 5.00 5266 0.18
0.15 13.00 10796 0.14 27.00 23649 0.15
Kinetic modeling of MAE
The extraction kinetics of MAE of antioxidant compounds from cocoa leaves was investigated
by modeling its extraction trend (Y/Ysat vs. time) using film theory model [19, 20]. The model
describes MAE process in washing and diffusion steps. The washing of active compounds from
the broken cells takes place in a constant and fast extraction rate. In the diffusion step, the
active compounds diffuse from the intact cells (or microwave-ruptured cells) into the solvent.
The expression of the film theory model is as follows:
1 (1 )exp( )sat
Y b k tY
= − − − ⋅ Eq. (3)
where b characterizes the washing step while k characterizes the diffusion step (min-1). The
curve fitting toolbox (version 2.1) in Matlab (Mathworks Inc., USA) was employed to
determine the constants of kinetic models through curve fitting with experimental extraction
curves. The goodness of fit of the model was evaluated based on sum-square error, root mean-
square error and adjusted R-square value.
Experimental design
The experimental design for the kinetic work is tabulated in Tab. 2 in which the equilibrium
extraction yields of MAE (Ysat) were determined by conducting the extraction in triplicate. The
effect of particle size of sample below and above the average thickness of the leaves sample
was first investigated through kinetic modeling (Tab. 2, no. 1 and 3). Following that, the
modeling of MAE was performed to study the effects of solvent to feed ratio of 20-80 ml g-1
(Tab. 2, no. 2-4) and microwave irradiation power of 100-600 W (Tab. 2, no. 3, 5-7).
Subsequently, the feasibility of the proposed parameters as scale-up parameter and the
extraction kinetics were evaluated by performing MAE at larger scales of 150-300 ml (Tab. 2,
no. 3, 8-10) based on nominal power density of 1 W ml-1. In conjunction with that, APD of
these conditions were determined and their effects on MAE performance were too assessed.
Table 2: Experimental design for extraction curves of MAE
a total extraction time.
No. Extraction conditions Total equilibrium extraction yields, Ysat (mg g-1)
1 2 g sample below 0.25 mm size, 100 ml, 100 W, 30 min a 12.60 ± 0.24
2 1.25 g sample at 0.25-0.60 size, 100 ml, 100 W, 30 min a 11.97 ± 0.17
3 2 g sample at 0.25-0.60 size, 100 ml, 100 W, 35 min a 11.24 ± 0.11
4 5 g sample at 0.25-0.60 size, 100 ml, 100 W, 30 min a 10.17 ± 0.07
5 2 g sample at 0.25-0.60 size, 100 ml, 200 W, 19 min a 11.64 ± 0.26
6 2 g sample at 0.25-0.60 size, 100 ml, 300 W, 9 min a 10.96 ± 0.16
7 2 g sample at 0.25-0.60 size, 100 ml, 600 W, 4 min a 10.76 ± 0.06
8 4 g sample at 0.25-0.60 size, 200 ml, 200 W, 35 min a 12.22 ± 0.17
9 5 g sample at 0.25-0.60 size, 250 ml, 250 W, 8 min a 11.97 ± 0.15
10 6 g sample at 0.25-0.60 size, 300 ml, 300 W, 10 min a 11.29 ± 0.21
Results and discussion
Kinetic study of MAE
Based on the film theory model, extraction kinetics of MAE showed that the washing step of
MAE is extremely fast and the associated period is difficult to be determined experimentally
[12, 21]. Therefore, the coefficient b, which indicates the extraction kinetics of washing step,
can only be approximated to the real condition and it was determined by minimizing the fitting
sum square error of the curve fitting of experimental data. As for the coefficient k for the
diffusion step, it is important for the construction of diffusive extraction curve of MAE. In this
study, all the extraction curves of MAE are fitted well with film theory model with adjusted R-
square value greater than 0.91.
The effect of sample particle sizes on the extraction yield of MAE is as detailed in Fig. 1. The
particle size larger than leaf thickness has no significant effect for sample with plate geometry
(e.g. leaf) as the crucial dimension for the diffusion of active compounds is the thickness of the
leaves [22]. This effect might turn significant only if the sample particle size is reduced below
the thickness of the leaf as demonstrated in the figure whereby additional 10% of equilibrium
extraction yields can be achieved. As a result of reducing particle size, more broken cells were
generated and this has promoted the washing of active compounds by the solvent at the
beginning of the extraction as indicated by high coefficient b. With regards to the extraction
kinetics, smaller size of sample improves the extraction rate as indicated by the coefficient kd.
This is due to enhanced surface contact area between the sample and solvent which has
shortened the diffusion path of active compounds [23-25]. Despite the improvement on MAE
kinetics and yields, sample with too small a particle size makes the separation of the extract
from the residue difficult and may incur additional clean up steps [9]. Hence, plant sample with
particle size of 0.25-0.60 mm was selected for subsequent kinetic studies.
Figure 1: Effect of particle size on the extraction kinetics of MAE; MAE conditions: 2 g sample, 100 W and 100 ml of 85% (v/v) EtOH; ● particle sizes < 0.25 mm; ○ particle sizes > 0.25 mm; — fitted curve for particle sizes < 0.25 mm; − − fitted curve for particle sizes > 0.25 mm.
The effect of solvent to feed ratio (20, 50 and 80 ml g-1) on the extraction kinetics of MAE was
investigated at the same solvent volume as shown in Fig. 2. The result shows the general trend
that extraction with higher solvent to feed ratio gives higher extraction yields due to decrease
in the mass transfer barrier [26, 27]. High solvent to feed ratio enhances the extraction yield of
the diffusion step but has no impact on the washing step of MAE. The result agrees with the
kinetic study of MAE of antioxidants from Balm (Melissa officinalis L.) leaves [24]. Also,
extraction with high solvent to feed ratio improves the rate of diffusion of the active compounds
with the greatest coefficient k at 80 ml g-1 as the mass transfer barrier decreased. However, the
coefficient k of 20 ml g-1 is higher than that in 50 ml g-1. This phenomenon is due to the
saturation of the active compounds in the solvent at 20 ml g-1 attributing to its much lower
equilibrium extraction yields as shown in Fig. 2. As a result, shorter extraction time give rise
to higher k value. Similar observation was also reported in the case of ultrasonic extraction of
oil from tobacco seeds [19]. Considering the economical and feasibility aspects, kinetic studies
were based on solvent to feed ratio of 50 ml g-1.
Figure 2: Effect of solvent to feed ratio on the extraction kinetics of MAE; MAE conditions: sample with particle size of 0.25-0.6 mm, 100 W and 100 ml of 85% (v/v) EtOH; ● 20 ml g-1; ○ 50 ml g-1; ▼80 ml g-1; — fitted curve for 20 ml g-1; − − fitted curve for 50 ml g-1; −·− fitted curve for 80 ml g-1.
The effect of microwave irradiation power (100-600 W) on the extraction kinetics of MAE was
shown in Fig. 3. In general, microwave power has little impact on the washing step of MAE as
there is no significant change in the coefficient b for all the extraction curves. The figure also
shows that high microwave power strongly enhances the kinetics of the diffusion step and about
10 folds increase in the coefficient k is observed when the microwave power changed from 100
W to 600 W. This is because higher microwave power provides larger driving force for MAE
to disrupt the plant matrix so that the active compounds can be eluted to the bulk solvent. This
is further supported by the structure analysis of microwave-treated samples presented in Fig. 4
(a and b). The figure shows the ruptured plant cells and pits that formed on the surface of the
leaves sample attributed to the localized heating of microwave radiation that increased the
internal pressure for rupturing the cells [28]. The internal pressure might have been great that
it damaged the surface of the leave and formed channels for rapid dissolution of active
compounds into extraction solvent. Comparing the structure of the Soxhlet extracted sample in
Fig. 4 (c and d) with the dried sample in Fig. 4 (e and f), both structures appeared rather similar
with shrunk cells. The structural change in the extracted sample explains the positive effects
imparted by microwave heating. Besides rupturing of plant cells, increase in microwave power
also enhances the diffusivity of the active compounds as the diffusivity increases with
temperature [23, 29]. Similar finding was shown in the MAE of oil from olive cake [12]. In
this study, though the extraction time of MAE can be shortened to a few minutes at high
microwave power of 300-600 W, less than 10% decrease in the total equilibrium extraction
yields was witnessed. This could be due to thermal degradation of active compounds at high
microwave power as reported by Biesaga [30]. The extraction temperature of MAE at high
microwave power is higher than that at low microwave power when reaching the equilibrium
extraction yield as shown in Fig. 3 in which the temperature exceeded the boiling point of
solvent at about 70oC. At high microwave power heating of 300-600 W, superheating
phenomena [31] might have caused thermal degradation of active compounds and thus the
suitable range of microwave power for the MAE is preferred between 100-200 W.
In this study, film theory model is able to describe the extraction kinetics of MAE under the
effects of various operating parameters. The feasibility of the model is strongly dependent on
the acquisition of experimental data and it is impractical when large extraction scale is
involved. Hence, the extraction behaviors of MAE at larger scales can alternatively be
predicted based on scale-up parameter. The selection of suitable scale up parameter and its
application are elaborated in the following section.
Figure 3: Effect of microwave irradiation power on extraction kinetics of MAE; MAE conditions: 2 g sample with particle size of 0.25-0.6 mm, 100 ml of 85% (v/v) EtOH and 50 ml g-1; ● 100 W; ○ 200 W; ▼ 300 W; △ 600 W; —temperature profile and fitted curve for 100 W; − − temperature profile and fitted curve for 200 W; −·− temperature profile and fitted curve for 300 W; ··· temperature profile and fitted curve for 600 W.
Figure 4: Scanning electron micrographs of microwave-treated sample (a and b), sample after Soxhlet extraction (c and d) and dried sample (e and f); Magnification of 1000 for micrographs a, c and e; Magnification of 500 for micrographs b, d and f.
Evaluation of scale-up parameters of MAE
Considering a larger scale MAE i.e. larger solvent loading without external mass transfer
limitation in a well-mixed system, its operating parameters such as particle size of sample and
solvent to feed ratio remain unaffected except for the optimum microwave power. Logically,
as the extraction scale increases, more power should be applied to the system to provide
(a) (b)
(c) (d)
(e)
(f)
sufficient heating energy for the extraction process. Thus, the amount of microwave power for
larger scale MAE of flavonoids from cocoa leaves using nominal power density and absorbed
power density (APD) was studied.
In the investigation, MAE was conducted at larger scales (100-300 ml) at nominal power
density of 1 W ml-1. The modeling result in Fig. 5 shows that MAE at high solvent loading
requires shorter extraction time as compared to that at low solvent loading even though the
same nominal power density was applied as indicated by the change in the coefficient of
diffusion step (k). Theoretically, MAE conducted at larger scales under the same solvent to
feed ratio and the same heating power density would give constant rate of extraction and
extraction yields. However, the change in the extraction kinetics observed suggesting that the
nominal power density might not be a reliable scale-up parameter for MAE. In view of that,
the real heating power of extraction system which is the absorbed power density (APD) of the
large scale MAE and its effect on the extraction kinetics was investigated.
Figure 5: Extraction kinetics of MAE at different solvent loading under nominal power density of 1 W ml-1; MAE conditions: 2 g sample with particle size of 0.25-0.6 mm, solvent of 85% (v/v) EtOH and 50 ml g-1; ● `100 ml (100 W); ○ 200 ml (200 W); ▼ 250 ml (250 W); △ 300 ml (300 W).
Unlike the nominal power density which only serves as an indicator for the power setting of
the microwave extractor employed, absorbed power density (APD) accounts for the real
heating power of extraction system. When the MAE was conducted at larger scale (100-300
ml) based on nominal power density of 1 W ml-1, the APD values of these conditions changed
from 0.15-0.42 W ml-1 (Tab. 1). The increase in APD indicates that the heating power of the
extraction system is improved and as a result, it has enhanced the extraction kinetics of MAE
as previously showed in Fig. 5. In general, APD depends on the dielectric properties of the
extraction solvent. It increases exponentially with nominal microwave power but decreases
with increasing solvent loading as shown in Fig. 6. The effect of APD on the extraction kinetics
of MAE was further illustrated in Fig. 7 whereby the extraction curves of MAE at various
heating conditions were correlated with their respective APD values. Furthermore, APD is able
to characterize the extraction kinetics of MAE regardless of solvent loading and microwave
irradiation power. MAE at high APD values gives shorter extraction time and there is an
optimum extraction time of MAE at every APD values. On the other hand, MAE at low APD
(< 0.5 W ml-1) gives higher extraction yield than at high APD. Again, the decrease in the
extraction yields is likely due to the degradation of active compounds at high heating power as
previously discussed. Based on the APD findings observed in Fig. 7, conducting MAE at larger
scales at same APD value would give consistent extraction kinetics and yields.
From a holistic point of view, APD is a reliable scale-up parameter as it affects and
characterizes both the extraction yields and the optimum extraction time of MAE despite the
heating conditions (microwave power) and extraction scales (solvent loading). The intrinsic
properties of APD make it a useful reference in predicting of the optimum extraction time of
MAE at larger scales.
0.2
0.4
0.6
0.8
1.0
100
150
200
250
300
100150
200250
300
APD
/ W
ml-1
Nomina
l micr
owav
e pow
er / W
Solvent loading / ml
Figure 6: Absorbed power density (APD) of MAE system under the influence of solvent loading and microwave irradiation power.
6
7
8
9
10
11
12
13
0.0
0.5
1.0
1.5
2.02.5
05
1015
2025
Tota
l yie
ld /
mg
g-1
APD / W ml-
1
Extraction time / min
Figure 7: The extraction profiles of MAE under the effect APD. MAE conditions: ● 2 g sample, 100 W, 100 ml; ○ 2 g sample, 200 W, 100 ml; ▼ 2 g sample, 300 W, 100 ml; ■ 2 g sample, 600 W, 200 ml; ✕ 4 g sample, 200 W, 200 ml; ♢ 5 g sample, 250 W, 250 ml; ▲ 6 g sample, 300 W, 300 ml.
Prediction of optimum extraction time of MAE using APD
The correlation between optimum extraction time region (OETR) and APD was established in
accordance with the modeling results presented in section 3.1. Figure 8 depicts the contour of
the extraction yield of MAE. The OETR in this context corresponds to the extraction time that
can achieve 80-95% of the extraction yields during the diffusion step period and it is bounded
by t80% and t95%. This correlation can be used to facilitate the selection of optimum extraction
time of MAE at specific solvent to feed ratio (50 ml g-1 in this case) under the influence of
microwave power and solvent loading at their corresponding APD values. As illustrated in the
figure, OETR of MAE decreases as APD increases and MAE conducted beyond the OETR will
vaporize large amount of extraction solvent (more than 20% of solvent volume) without
enhancing the extraction yields. In this study, the optimum MAE conditions was around 0.25
W ml-1APD value and 15 min extraction time. With reference to the contour plot, MAE
conducted at optimum conditions gives extraction yields more than 12.00 mg g-1 which is
higher than the 11.64 mg g-1 obtained from that of the optimized Soxhlet extraction conducted
as a comparison study. The performance chart of MAE in Fig. 8 not only can be used for MAE
of flavonoids compounds from cocoa leaves sample at any extraction scales but also for
different instrumental setups of microwave system with known APD.
Figure 8: Contour plot of extraction yield of MAE under the effect of APD and extraction time; − − Extraction time required to achieve 50%, 80% and 95% of the extraction yields during the diffusion step. The extraction yield of MAE is presented in mg g-1.
Industrialization of MAE using APD parameter
MAE is known to be efficient in terms of solvent consumption and extraction time as compared
to conventional techniques [32], thus is very promising and can potentially save millions of
operating cost upon commercialization. In this work, the unique intrinsic properties of APD
parameter in terms of characterization of extraction kinetic and prediction of the optimum
extraction time are useful in facilitating the commercialization and industrialization of MAE.
For instances, APD is reliable in indicating the extraction kinetics of MAE hence it can be
served as reference for scaling up and reproducing the extraction using different microwave
setup. It can also be used as performance indicator to deduce the extraction efficiency of a
MAE at any extraction scale and microwave setup by knowing the optimum APD value of the
specific plant extraction. Most importantly, APD is a potential equipment design parameter for
industrial microwave extractor especially in the determination of extraction vessel
configuration and microwave power output as it addresses the important criteria of the design
specifications such as microwave absorption capability and the required power for optimum
extraction. In short, MAE operated based on APD is in accordance with green extraction
principles [33] whereby it offers great operational flexibility in achieving certain extraction
efficiency without engaging excessive heating power, and adaptability for different type of
plant extraction due to the ease of control of the parameter.
Conclusion
Film theory model is able to describe the extraction kinetics of MAE of flavonoid compounds
from cocoa leaves under the effects of various operating parameters. Both the washing step and
diffusion step of MAE can be enhanced by particle size reduction of sample. Higher microwave
heating power enhanced diffusivity and employment of higher solvent to feed ratio ensuring
lower mass transfer resistance improved the equilibrium yield of MAE. From a scaling up
prospective, absorbed power density (APD) is more feasible than nominal power density as it
characterizes the extraction profile MAE. APD describes the heating performance of MAE
system intrinsically and with this unique properties, APD is a good predictive tool for larger
scale extraction and can be applied to accelerate the commercialization of MAE.
Acknowledgement
This work was carried out under the Centre for Separation Science and Technology (CSST),
University of Malaya and financially supported through University of Malaya Research Grant
(UMRG:RP002A-13AET).
References
[1] H. Osman, R. Nasarudin, S.L. Lee, Food Chem. 2004, 86 (1), 41-46. DOI:
10.1016/j.foodchem.2003.08.026
[2] B. Sultana, F. Anwar, Food Chem. 2008, 108 (3), 879-884. DOI: