ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS ... · additions of licensed persons/registered institutions during 02/2018 ... chan kwan shing blv204 ... additions of licensed

ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018

CE Name CE No. Licence Type Types of Regulated Activity

A-JEX International Asset Management Limited BLC898 Licensed Corporation 4, 9

Apex Wealth Management Company Limited BLB047 Licensed Corporation 4, 9

Aspen Capital Management (HK) Limited BLH620 Licensed Corporation 9

CFS Capital Limited BIM912 Licensed Corporation 9

Circle Investment Management (HK) Limited BJP613 Licensed Corporation 4, 9

Differ Financial and Securities Limited BKZ085 Licensed Corporation 1

Euto Asset Management Limited BHP636 Licensed Corporation 9

Excelerate Fund Management Limited BJP857 Licensed Corporation 9

Golden Points Capital Management Limited BIU610 Licensed Corporation 4, 9

Hong Kong Bridge Capital Partners Limited BLK734 Licensed Corporation 1, 6

Mouette Securities Company Limited BLE877 Licensed Corporation 1, 4

Naga Advisors (HK) Limited BKG871 Licensed Corporation 1

Red Rock Global Capital Limited BKV973 Licensed Corporation 4, 9

Shanggu Securities Limited BLG356 Licensed Corporation 1, 4, 6

Titan Asset Management Limited BHM231 Licensed Corporation 4, 9

Zhong Yang Capital Limited BLG119 Licensed Corporation 4, 5, 9

AIYAPPAN Ashwin BLZ384 Licensed Representative 1, 2

ASAEDA HIDEYA BLV794 Licensed Representative 4

ASHFORD-SMITH Daphne Karen BMA239 Licensed Representative 1, 4

BACH Alexis BMF496 Licensed Representative 1

BANSAL Jagdeep Singh AYC876 Licensed Representative 4, 9

BARRY Ahmed Wilhelm BME265 Licensed Representative 1, 2

BERTHET Pierre Maurice Paul BMA816 Licensed Representative 1, 2

BLAIR James Malcolm AKT388 Licensed Representative 1

BRADY Mark Joseph ARQ480 Licensed Representative 1, 9

CAI Jinglei BLW760 Licensed Representative 4, 9

CHAN Chi Ho BMB260 Licensed Representative 9

CHAN Chi Wai BLY761 Licensed Representative 1

CHAN Chun Hei BMA511 Licensed Representative 4

CHAN Chun Kit BMC174 Licensed Representative 10

CHAN Ka Ho BLY764 Licensed Representative 1, 4

CHAN Kin Ho BLZ744 Licensed Representative 1

CHAN Kwan Shing BLV204 Licensed Representative 4, 9

CHAN Pui Yu BMD854 Licensed Representative 4

CHAN Sui Yee, Frances ACH287 Licensed Representative 1, 2

CHAN Tak Sum BLZ737 Licensed Representative 1

CHANG Chih Hsuan BLY946 Licensed Representative 4

CHANG Tien Yin BMA437 Licensed Representative 1

CHAU Hiu Yan BAI419 Licensed Representative 1

CHAU Sunny Fan Yuen BMG043 Licensed Representative 1

CHEGUILLAUME Juliette Charlotte Marie H BMA112 Licensed Representative 1, 2, 4, 5

CHEN Bo BLZ418 Licensed Representative 1, 2

Page 1 of 21



CHEN Chia Ling BJV926 Licensed Representative 1

CHEN Donghui BDM846 Licensed Representative 1, 6

CHEN Hu BMA461 Licensed Representative 1, 2

CHEN Hui BMA148 Licensed Representative 1, 4, 9

CHEN Junyi BLC884 Licensed Representative 10

CHEN Kai Yun AMJ189 Licensed Representative 1, 4, 6

CHEN Liang BLY021 Licensed Representative 1, 2, 4

CHEN Tingting BLK154 Licensed Representative 4

CHEN Tong BLY494 Licensed Representative 1, 6

CHEN Tunan BLP054 Licensed Representative 6

CHEN Wentao BMC509 Licensed Representative 4

CHEN Xing BLX185 Licensed Representative 1, 4, 9

Chen Yingzhen BAU220 Licensed Representative 1

CHEN Yuxi BHC860 Licensed Representative 1, 6

CHEN Zhu BME232 Licensed Representative 4

CHEN Zi Mu ALA254 Licensed Representative 1, 4, 9

CHENG Tai Wai, David ARO960 Licensed Representative 1, 4, 6

CHENG TING CHIU BJC900 Licensed Representative 1, 4

CHEUNG Cheuk Fung BIE626 Licensed Representative 1, 4, 9

CHEUNG Cheuk Wing Christie BMA947 Licensed Representative 10

CHEUNG CHIN HO BMA917 Licensed Representative 1, 4, 9

CHEUNG Ching Fai, Daniel ANC002 Licensed Representative 1, 2, 4, 5

CHEUNG Kai Ho BLY773 Licensed Representative 1, 2, 4

CHEUNG Man Kuk BME211 Licensed Representative 1, 4, 9

CHEUNG Shui Fai BMC585 Licensed Representative 9

CHEUNG Sze Tung BMC519 Licensed Representative 1

CHEUNG Tsz Ho BHV587 Licensed Representative 1

CHEUNG Wai Ting BMA520 Licensed Representative 1

CHIN Chun Ho BMA531 Licensed Representative 1

CHO Hing Fung BLX809 Licensed Representative 1

CHO Jong Hwan BLZ386 Licensed Representative 2

CHOI Ko Wai BME262 Licensed Representative 1, 6

CHOI Vanessa Wai Lam BLZ377 Licensed Representative 9

CHOW Chui In BLW080 Licensed Representative 1, 2

CHOW Ho Tak, Philip BFN521 Licensed Representative 1, 4, 9

CHOW KA KI BLY472 Licensed Representative 1

CHOW LAM LAM JANE BMA935 Licensed Representative 1, 4

CHU Wai Yin BLT897 Licensed Representative 1

CHUNG Wen Xuan Vincent BMD867 Licensed Representative 1, 6

CORREA FRAGA DE FREITAS Claudio Luis BLZ760 Licensed Representative 1, 4, 9

DA COSTA MONTEIRO Paulo Jorge BLA832 Licensed Representative 1, 2

DE BRUIN Edgar Joannes BMB564 Licensed Representative 1, 2

Page 2 of 21



DENG Jiatian BLS747 Licensed Representative 1, 4

DENG Naitian BMB571 Licensed Representative 4

DENG Yunjing BKZ530 Licensed Representative 1

DING Li BMB551 Licensed Representative 1, 2

DING Zhisuo BLJ424 Licensed Representative 1, 4

DONG Yu BLX951 Licensed Representative 1, 6

DUAN Jingxian BLO863 Licensed Representative 4

DUAN Yanlei BKW772 Licensed Representative 9

EL AYOUBI EL IDRISSI Ahmed BLX546 Licensed Representative 1, 2

ESLER Charlotte Virginia BLU754 Licensed Representative 1, 4

FENG Yahui BAA252 Licensed Representative 1, 2

FERREIRA DE AVILA Guilherme BLV955 Licensed Representative 1, 4, 9

FRASER Bradley James BHZ827 Licensed Representative 2

FU Fangxin BLZ052 Licensed Representative 4

FU Lo Cheong Wendy BME731 Licensed Representative 1

FU Lun Kuen BMB627 Licensed Representative 1, 2

FUJII Ken ABM992 Licensed Representative 9

FUNG Gracia Yan Chi ACA300 Licensed Representative 1, 4, 9

FUNG Paak Khui APZ423 Licensed Representative 4, 9

FUNG Wun Ming BKK300 Licensed Representative 1

GAO Jinxuan BMB987 Licensed Representative 4, 9

GAREAUX Romain BCC523 Licensed Representative 1, 2

GASANGDUOJIE BLY484 Licensed Representative 6

GISBOURNE Ian Mark ACS236 Licensed Representative 4

GOH Junyi BMA435 Licensed Representative 6

GONG Ming BLV678 Licensed Representative 4, 9

GRUEN Stewart Paul BMD848 Licensed Representative 4

GU Jiawen BLQ526 Licensed Representative 1, 6

GU Mengjie BLO442 Licensed Representative 1, 6

GUO Xiangyun BLL341 Licensed Representative 10

HALL Taylor Amanda BMC935 Licensed Representative 4, 5, 9

HAN Sangjoon BLZ749 Licensed Representative 1, 4

HE WEI AVW085 Licensed Representative 1

HE Xiaoyan BLO690 Licensed Representative 6

HEUNG Chun Kit AUY929 Licensed Representative 1, 4

HO Kevin Kin-hung ATM434 Licensed Representative 1, 4, 9

HO Kwun Yin Wayne BME625 Licensed Representative 6

HO Man ACT360 Licensed Representative 4, 9

HO Pui Ki BLT181 Licensed Representative 1, 4, 9

HO Shek Ming BMD905 Licensed Representative 1, 4, 6

HO Yat Hei BCK251 Licensed Representative 1, 4

HODGSON Jonathan Roy ADB785 Licensed Representative 1, 2

Page 3 of 21



HON HOI KWONG BLY462 Licensed Representative 9

HONG Albert ADI057 Licensed Representative 1

HU CHAO BLZ388 Licensed Representative 9

HU Juewei BLM907 Licensed Representative 1, 4

HU Yangzhao BMB622 Licensed Representative 4

HUANG Anthony BLY755 Licensed Representative 4, 9

HUANG Chun Ting BLZ054 Licensed Representative 9

HUANG Kanglin BGL116 Licensed Representative 1, 2

HUI Yan Hoo Eric BMB524 Licensed Representative 1, 6

HUO Ran AOI875 Licensed Representative 9

IENO Eiji Alex AXB793 Licensed Representative 1, 2

IP Chin Chung BAK884 Licensed Representative 2

JI Jun BLX770 Licensed Representative 1

JIANG Wen BLU082 Licensed Representative 1, 4

JIE Yile BME569 Licensed Representative 1

JOHNSON Geddes Roswell BMB538 Licensed Representative 1, 6

JONES Viktoria Charlotte BMF159 Licensed Representative 1, 4, 9

JOUANIN Jean-frederic Paul Stephane BLV469 Licensed Representative 1, 2, 7

KAM Chun Lai BMC230 Licensed Representative 1, 4

KARTHA Harish Ramachandran BFG315 Licensed Representative 4, 9

KIANG HO TIN BLX826 Licensed Representative 1, 9

KIM Dongcheol BMA794 Licensed Representative 1, 4, 9

KIM Young Rin BLZ368 Licensed Representative 4

KOBA Hiroshi BLX816 Licensed Representative 1

KOIKE Yukihiro BAT249 Licensed Representative 4

KONG Xiangyu BLX688 Licensed Representative 4, 9

KU Ka Shun BMB546 Licensed Representative 9

KUMAR Amit BME712 Licensed Representative 1, 2, 7

KWOK Ka Chun BMA877 Licensed Representative 1

KWOK Kelvin AHT200 Licensed Representative 9

LAI Kuen Cheong BCL745 Licensed Representative 1, 4, 9

LAI Seng Long BLZ829 Licensed Representative 1, 4, 6

LAI Sin Ying BAL021 Licensed Representative 1, 4

LAI Tsung-Yu BLL631 Licensed Representative 1

LAI Wing Yi, Adda AQX410 Licensed Representative 1

LAM Lai Yung Sara BMC016 Licensed Representative 1, 4, 9

LAM Ngar Lee, Ally BLX536 Licensed Representative 1

LAM Pak Hi BMB248 Licensed Representative 9

LAM Sui Lan BMD845 Licensed Representative 1

LAM Yeuk For BLT675 Licensed Representative 1

LAU CHUN KIT BLN150 Licensed Representative 1

LAU Sin Ming BLX420 Licensed Representative 1, 6

Page 4 of 21



LAU Yin Lun BME248 Licensed Representative 4

LAW Kai Tak BLV846 Licensed Representative 1

LEE Hin Fung BMD874 Licensed Representative 1

LEE Ho Pan BKJ169 Licensed Representative 1, 2

LEE Ji Heon BMA113 Licensed Representative 1, 4

LEE Kin Lok BLY488 Licensed Representative 1, 2, 4, 5

LEE Ming-min AUE713 Licensed Representative 1

LEE Tak Shing BLW937 Licensed Representative 1

LEE Yik Long ARG942 Licensed Representative 1, 2, 4

LEU Shuk Ling Ann BCY941 Licensed Representative 1

LEUNG Enrica Mankay APY817 Licensed Representative 1, 7

LEUNG Fung Ying BMC057 Licensed Representative 1, 2

LEUNG Ho Tsin BLY770 Licensed Representative 1, 6

LEUNG hon man BMC232 Licensed Representative 2

LEUNG Ka Ying BMB325 Licensed Representative 1, 4

LEUNG Tze Wai BLW763 Licensed Representative 2

LEUNG Wing Hei BMB612 Licensed Representative 2

LEUNG Yee Lung BHA087 Licensed Representative 1

LEUNG Yiu Lun AFV160 Licensed Representative 1, 4, 9

LEVIN Ross Douglas BLZ728 Licensed Representative 1

LI Chi Wai BLV223 Licensed Representative 1

LI Ho Tak BLX945 Licensed Representative 1

LI Long BFE781 Licensed Representative 4, 9

LI Lu BME183 Licensed Representative 1, 4

LI Ming BET762 Licensed Representative 9

LI Pik Na AOE454 Licensed Representative 4

LI Qiuhui BLY966 Licensed Representative 1, 4, 9

LI Sisi ARN059 Licensed Representative 1, 2, 9

LI Xiangyu BLR906 Licensed Representative 1

LI YANAN BLY502 Licensed Representative 9

LI Yannan BMC218 Licensed Representative 2, 5

LI Yixia BGB573 Licensed Representative 9

LI Zhun AQM198 Licensed Representative 4, 9

LIAN Pengfei BLM867 Licensed Representative 1

LIAN ZHE BMC489 Licensed Representative 1, 4

LIANG Dongqing BLL298 Licensed Representative 1, 2

LIANG Xun BLT156 Licensed Representative 1, 2

LIANG Zhi Peng BMA554 Licensed Representative 6

LIAO Zhike BLZ441 Licensed Representative 1, 2

LILLIBRIDGE Robert Maarten BLY721 Licensed Representative 1, 4, 9

LIM You Jie BJJ423 Licensed Representative 1, 2, 7

LIN Nana BLW079 Licensed Representative 1

Page 5 of 21



LIN Shan BLY362 Licensed Representative 9

LIN Shuli BEG056 Licensed Representative 1, 4, 9

LIN WenLin BLO803 Licensed Representative 1

LIN Xiaoruo Nick BLU067 Licensed Representative 1, 6

LIN Xinxin BLT350 Licensed Representative 1, 6

LIU Chang BMD839 Licensed Representative 4

LIU Chin Ting, Billy AZE659 Licensed Representative 1, 6

LIU Fangfei BMC910 Licensed Representative 1

LIU Hanghang BLY367 Licensed Representative 1

LIU Mengning BMC635 Licensed Representative 1, 2, 4

LIU Mengxin BLU672 Licensed Representative 1, 4, 6

LIU Peinan BLQ400 Licensed Representative 10

LIU Qiao BLO687 Licensed Representative 4

LIU Renxuan BMA124 Licensed Representative 1, 2

LIU Rongxia BME724 Licensed Representative 1, 4, 9

LIU Shuanglong BLM093 Licensed Representative 1, 6

LIU shuhan BMA959 Licensed Representative 1, 2

LIU Sitong BMA553 Licensed Representative 4

LIU TENG BLZ823 Licensed Representative 1, 2

LIU Yingxin BLV191 Licensed Representative 1

LIU YUAN BMA939 Licensed Representative 1, 4

LO Tsz Leung, Felix BMA549 Licensed Representative 1

LU Ping BLY772 Licensed Representative 1, 4

LUI Michael Hou Ming AZB648 Licensed Representative 1

LUI Yat Yin ATT820 Licensed Representative 1, 2

LUK Pan Lung BMB210 Licensed Representative 6

LUO Aimei BLT164 Licensed Representative 6

LUO Kaiheng BLN135 Licensed Representative 1, 6

LUO Xiong BLW784 Licensed Representative 1

MA Sirui BMC573 Licensed Representative 1, 4, 6

MA Yan Ying AZD329 Licensed Representative 4, 9

MANGAL Nitij BLY756 Licensed Representative 4

MAO Xiaoliang APQ231 Licensed Representative 1, 4, 9

MARTIN Joseph John AJE474 Licensed Representative 1

MC EVOY Andrew BMF537 Licensed Representative 2, 5

MCCOSKER Daniel Owen AVH590 Licensed Representative 9

MEGLIO Adrien Sebastien BLT538 Licensed Representative 9

MENG Chen BMB955 Licensed Representative 1, 2

MESNARD-SENSE Jean-Francois, Rene, Philippe, Marie BME253 Licensed Representative 1, 4

MIAO Yiqiao BLZ394 Licensed Representative 1, 2, 4

MOK Ka Fai BMC622 Licensed Representative 1

NARAYAN Naresh BLW958 Licensed Representative 1, 2, 4

Page 6 of 21



NARAYAN Santhosh BMA503 Licensed Representative 9

NG Chen Xuan BLU938 Licensed Representative 1, 6

NG Choo Sian BLZ751 Licensed Representative 1, 6

NG Mei Yee BLU471 Licensed Representative 6

NGUYEN Thomas BMA222 Licensed Representative 1

NGUYEN Victor BMB575 Licensed Representative 1, 2

NI Ruiyang BMB609 Licensed Representative 2

NI Xiaodong BJW524 Licensed Representative 9

OKUBO Takao BBK700 Licensed Representative 1, 4, 6

OON Wei Hong BLU698 Licensed Representative 1, 2

PAN Chun BLZ799 Licensed Representative 1, 4

PAN Jiazhou BLX081 Licensed Representative 4

PAN Xiao BLR938 Licensed Representative 10

PANG Wai Ying AKX102 Licensed Representative 1, 4

PATEL Rajin BMB578 Licensed Representative 1, 2

PENG Weifeng AYJ720 Licensed Representative 9

PENG Yu BME534 Licensed Representative 1

PENG Zhiyao BMB307 Licensed Representative 1, 4, 6

POON Chung Yeung BGW429 Licensed Representative 1

POON Ronald Lok Hang BLW074 Licensed Representative 6

QI Shanshan BMG536 Licensed Representative 1

QIAN Chenhan BMD830 Licensed Representative 1, 4, 6

QIAN Jing BMG907 Licensed Representative 6

QIU Shihui BMC619 Licensed Representative 1

REN Zhen BMC885 Licensed Representative 1, 4, 9

SHA Xiaoting BLZ407 Licensed Representative 9

SHAH Sagar Jayesh BBS742 Licensed Representative 1

SHANGGUAN Peng BLU747 Licensed Representative 1, 4, 9

SHARMA Arunabh Anand Vardhan BLY335 Licensed Representative 9

SHAW Nicholas Patrick BLY361 Licensed Representative 1, 4

SHEK Wan Sang Andy BAG221 Licensed Representative 1, 2, 4

SHEN Tingting BLZ746 Licensed Representative 1, 2, 3

SHEN Yuan BMC484 Licensed Representative 1, 2

SHI Hanbei BMC485 Licensed Representative 1, 2

SHIOHARA Kunihiko BLX817 Licensed Representative 1

SHISHIKURA Takehiko BLY530 Licensed Representative 4

SINGH Kieran Jeet BMB522 Licensed Representative 1, 2

SINGH Puneet BCG408 Licensed Representative 1, 4

SIU Kai Yun BIB329 Licensed Representative 9

SIU Lin BLT508 Licensed Representative 1, 2

SIU Siu Ham, Jeffrey BGG199 Licensed Representative 4, 9

SIU Yik Ling Jennifer BMA940 Licensed Representative 9

Page 7 of 21



SMITH Guy William AJO483 Licensed Representative 1, 4, 6

SO Kwok Kwan BMF167 Licensed Representative 1, 2, 4

SONG Qi BMC486 Licensed Representative 4, 9

SU Ying BLU654 Licensed Representative 1, 2

SUEN Ting Fong Boris BIS100 Licensed Representative 1

SUI Xin BMG557 Licensed Representative 4

SUI Zhenhuan BLX563 Licensed Representative 1, 7

SUM Hoi Ling BLX079 Licensed Representative 1

SUN Gaoxiang BMF142 Licensed Representative 1, 4

SUN Ruiying BMD549 Licensed Representative 9

SUN Tianshu BLX804 Licensed Representative 1

SUN Xi BLL307 Licensed Representative 1, 6

TAI Kevin BEL952 Licensed Representative 4, 9

TAM King Yip, Stephen AQM646 Licensed Representative 1, 4

TAN Boon Hua Douglas BLY263 Licensed Representative 1, 4, 9

TAN Mabelyn BLV158 Licensed Representative 1, 2

TAN Yi Ming BLZ387 Licensed Representative 1, 2

TAN Yifan BLT958 Licensed Representative 9

TANAKA Hideaki BLX818 Licensed Representative 1

TANG Hing Pang, Donmany AEX291 Licensed Representative 1, 4, 9

TANG Jiheng BLZ432 Licensed Representative 1, 4, 6

TANG Nan BLY757 Licensed Representative 1, 4, 6

TANG Sisi BLN457 Licensed Representative 4

TANG Su See AFU064 Licensed Representative 1

TANG Yu Ching BHA071 Licensed Representative 1

TAY SHARON LIN LI BMA248 Licensed Representative 1, 4

TEOH Chin Wei ARP541 Licensed Representative 1, 4

TIOJAYA Wirawan BLY722 Licensed Representative 1, 4

TOERNKVIST Tomas Gunnar BMB185 Licensed Representative 4, 5, 9

TONG KA KIT BLW915 Licensed Representative 1

TSANG Yuen Ching BMD850 Licensed Representative 1

TSE Leong Fai BLW938 Licensed Representative 1, 2

TSUI Chun Hin BDM849 Licensed Representative 1, 2

TSUI Shek Hung BGK704 Licensed Representative 1

TSUI Yeuk Ting, Maggie AVV093 Licensed Representative 1, 4

UEDA Kitaru BLY466 Licensed Representative 4

VERSFELD Martin Metcalfe BLD610 Licensed Representative 1, 2

WAN Chun Man ATY752 Licensed Representative 1, 2

WAN Hiu Tung BLU946 Licensed Representative 6

WAN Yiu Fai BLZ364 Licensed Representative 1

WANG Fangzhao BLT543 Licensed Representative 4

WANG Feili AIR147 Licensed Representative 4

Page 8 of 21



WANG Jin AVY040 Licensed Representative 4

WANG Jing BLW782 Licensed Representative 1

WANG Ting BLT890 Licensed Representative 4

WANG Wenjia BMA142 Licensed Representative 1, 4, 9

WANG Xiaolong BLV789 Licensed Representative 1, 2

WANG Yiyi BLZ434 Licensed Representative 4

WANG Yun-Yin BLZ061 Licensed Representative 4

WANG Zheng BLO994 Licensed Representative 9

WANG Zhonghe ADI605 Licensed Representative 1, 4, 6

WATANABE Jun BMC605 Licensed Representative 1

WATANABE Takuma BLX207 Licensed Representative 9

WEI Xiang BMB952 Licensed Representative 1, 4

WEI Xin BLK382 Licensed Representative 6

WEN Dafu BMC503 Licensed Representative 1, 4, 6

WEN Hao BLV715 Licensed Representative 4

WENG Jiani BLV407 Licensed Representative 1, 4

WILKINS Trent Stephen BMB937 Licensed Representative 1, 6

WONG Cheuk Ping BMA504 Licensed Representative 9

WONG De Rui BLZ494 Licensed Representative 9

WONG Man Hin BKI722 Licensed Representative 1

WONG Ngai Cheung BME661 Licensed Representative 1, 4, 6

WONG On Nga Ada BMA505 Licensed Representative 1, 4

WONG Stanley Car-Lai AXM488 Licensed Representative 1

WONG Vivien ARR811 Licensed Representative 4, 9

WONG Wa Fung BMA205 Licensed Representative 1

WONG Wai Shan AGO751 Licensed Representative 1, 2

WONG Wai Yan AWY281 Licensed Representative 9

WONG Wan Vanness BLU269 Licensed Representative 1

WONG Yanling, Jesalyn BMF019 Licensed Representative 4

WONG Yee Man APX203 Licensed Representative 9

WONG Yuen Yan BBX597 Licensed Representative 1, 4, 9

WU Man Ki, Maggie BLY771 Licensed Representative 1, 6

WU Man Yu BIX431 Licensed Representative 1, 4

WU Xuexiao BLV472 Licensed Representative 1

WU Youping BMC025 Licensed Representative 1, 2, 4

XIAO Yuan AZB291 Licensed Representative 1, 2, 4

XIE Yun BLR526 Licensed Representative 1, 4

XIE Yunqi BLY481 Licensed Representative 1, 4

XING Ziyan BLY552 Licensed Representative 1, 4, 6

XU CHEN BLY571 Licensed Representative 10

XU Gang ARB164 Licensed Representative 1

XU Han BLG129 Licensed Representative 4, 9

Page 9 of 21



XU Lei BLX417 Licensed Representative 1, 2

XU Ruimin ALZ591 Licensed Representative 1, 4, 9

XU Wanlu AXX543 Licensed Representative 1

XU Xiao BID813 Licensed Representative 1, 4

XUE Rui BLX378 Licensed Representative 1, 6

YAFFE Alexander David BLX553 Licensed Representative 1, 2

YAMANAKA Satoko BLY531 Licensed Representative 4

YAN Chongzhou BLN679 Licensed Representative 9

YAN Chunzi BLP806 Licensed Representative 6

YAN Peide BIC436 Licensed Representative 9

YAN Wujiuyi BLZ741 Licensed Representative 1, 4, 9

YAN XUE BMA928 Licensed Representative 1, 4, 9

YANG Lixing BLR529 Licensed Representative 1, 4, 9

YANG Wai Ming, Joanna AMF717 Licensed Representative 4, 9

YANG Xiaotong BMC628 Licensed Representative 1, 4

YANG Xin BLP894 Licensed Representative 1, 2

YANG Yuying BMB332 Licensed Representative 10

YANG Zhen BKY631 Licensed Representative 4

YAO Jingwan BLW968 Licensed Representative 10

YAU Ka Lun, Alan AEJ178 Licensed Representative 1

YEH Hong-I AOE625 Licensed Representative 1

YEO William Shi-Zhi BLY956 Licensed Representative 6

YEONG Yee Lam BMB326 Licensed Representative 1, 4

YEUNG Chun Kit BLZ012 Licensed Representative 3

YEUNG Xin BLT497 Licensed Representative 1, 9

YIM Kin Wah, Raymond BLX402 Licensed Representative 1, 4

YIN Shi APC594 Licensed Representative 6

YIP Yuen Ching Shirley BLV197 Licensed Representative 4, 9

YOO Keon Ho BMB635 Licensed Representative 1, 2

YOON Hae Sol BLZ747 Licensed Representative 1, 4

YU Jintong BLZ710 Licensed Representative 4

YU Wai Tak BLV461 Licensed Representative 1, 4

YUAN Nelson Chien AKY987 Licensed Representative 1, 4, 9

YUAN Yingjie BLV897 Licensed Representative 1, 6

YUEN Hu Tone, Leslie AUJ677 Licensed Representative 1, 4, 6

YUEN Wing Tung BLX127 Licensed Representative 3

YUNG Huen Ling BMA136 Licensed Representative 1

ZENG Kevin Z W BMB543 Licensed Representative 6

ZHANG Heyin BLZ385 Licensed Representative 10

ZHANG Liuying BLP358 Licensed Representative 9

ZHANG Lulu BMA547 Licensed Representative 1

ZHANG Ting AZI913 Licensed Representative 9

Page 10 of 21



ZHANG Ting BDM717 Licensed Representative 1, 4, 9

ZHANG Yizhou BLZ750 Licensed Representative 1, 6

ZHANG Yuanjie BGC446 Licensed Representative 1, 4, 6

ZHANG Zimu BLV862 Licensed Representative 1, 6

ZHAO Bowen BMF161 Licensed Representative 1, 4, 6

ZHAO Chun BLR261 Licensed Representative 4

ZHAO He BLN655 Licensed Representative 1, 4, 6

ZHAO Siqi BEH967 Licensed Representative 6

ZHAO Zongming BLZ818 Licensed Representative 1, 2

ZHOU Haoyun BLM077 Licensed Representative 1, 6

ZHOU Jason Xiaoyu BJK785 Licensed Representative 1, 4, 9

ZHOU Junxin BLX781 Licensed Representative 1, 4

ZHOU Weiwei BLR542 Licensed Representative 1, 2

ZHOU Wenjie BLW072 Licensed Representative 6

ZHOU Yang BMB556 Licensed Representative 4, 9

ZHOU Yuan BLI876 Licensed Representative 1, 4

ZHU Xiaochen BMA483 Licensed Representative 1, 4

ZHUANG Jie BKV931 Licensed Representative 1, 6

ZIZI Adil BLY478 Licensed Representative 1, 2, 4

ZOU Longwen BLN436 Licensed Representative 1, 6

AN Liyan AHS161 Licensed Representative - Responsible Officer 1, 2, 4, 6, 9

BLADES Michael Alan BKC217 Licensed Representative - Responsible Officer 1, 4, 6

BUCAILLE Emmanuel Marie Bruno Marcel BLR527 Licensed Representative - Responsible Officer 1, 4, 9

CHAN Ka Hung ATL821 Licensed Representative - Responsible Officer 1, 2

CHAU Choi Lam ARJ516 Licensed Representative - Responsible Officer 4, 6

CHEN Ko-Hsin BJP656 Licensed Representative - Responsible Officer 4, 9

CHEN Liang BJP658 Licensed Representative - Responsible Officer 4, 9

CHENG Dickson AGP527 Licensed Representative - Responsible Officer 1, 4, 6

CHENG I-teng ALF767 Licensed Representative - Responsible Officer 4, 9

CHOI Sheung Hang AUP568 Licensed Representative - Responsible Officer 4, 9

CHUAH Keng Hin AYG549 Licensed Representative - Responsible Officer 4, 9

FAN Siu Hong BEA176 Licensed Representative - Responsible Officer 2, 5

FERLAND Pierre ARQ522 Licensed Representative - Responsible Officer 1, 2, 4, 6

FU Yiu Hang AGH815 Licensed Representative - Responsible Officer 4, 9

GE Wanli BLE512 Licensed Representative - Responsible Officer 4, 9

GROSHENS Alain Robert BCC310 Licensed Representative - Responsible Officer 9

HA Po Kwan ALB254 Licensed Representative - Responsible Officer 4, 9

HA Wai Cheung, Steve ARQ021 Licensed Representative - Responsible Officer 1

HAN Hui AUH480 Licensed Representative - Responsible Officer 1, 2, 4, 5

HO Shuk Gee, Esther AIC021 Licensed Representative - Responsible Officer 6

HSU Jason Chung-Shiang BJL050 Licensed Representative - Responsible Officer 4, 9

HUA Fengmao AFJ365 Licensed Representative - Responsible Officer 9

Page 11 of 21



HUANG Zhijian BJM093 Licensed Representative - Responsible Officer 1, 4

JAMES Todd Howard AVX425 Licensed Representative - Responsible Officer 1

JIN Xiaobin BLE514 Licensed Representative - Responsible Officer 9

LAI Tsung-Yu BLL631 Licensed Representative - Responsible Officer 4, 9

LALONDE Timothy Gilbert BJY918 Licensed Representative - Responsible Officer 1, 6

LEE Kin Chung Simon AAF803 Licensed Representative - Responsible Officer 4, 9

LELAND Todd Wilson BLR545 Licensed Representative - Responsible Officer 1, 4, 6

LEUNG Wai Nam AGH932 Licensed Representative - Responsible Officer 1, 4, 6

LI Fan BEZ924 Licensed Representative - Responsible Officer 1, 6

LI Ming Kwok ADS635 Licensed Representative - Responsible Officer 1

LI Shu Ip BAI233 Licensed Representative - Responsible Officer 4, 5, 9

LO Wai Ho ABP401 Licensed Representative - Responsible Officer 1, 4

LOU Junlong AZS992 Licensed Representative - Responsible Officer 4, 9

MA Wai Kwok, Alvin AEC588 Licensed Representative - Responsible Officer 4, 9

MEI Song BLE515 Licensed Representative - Responsible Officer 4

NG Pan BKB930 Licensed Representative - Responsible Officer 4, 9

PACE Linda Marie BLY900 Licensed Representative - Responsible Officer 9

PALMA Michael BLL845 Licensed Representative - Responsible Officer 1, 4

SAMUELSON Mark Ivan BCL496 Licensed Representative - Responsible Officer 1, 4, 9

SLONE Jonathan David AAI585 Licensed Representative - Responsible Officer 1

SONG Yu ANU527 Licensed Representative - Responsible Officer 9

STINIS Wouter ARS519 Licensed Representative - Responsible Officer 1, 2

SUN Lei AJD048 Licensed Representative - Responsible Officer 1, 4

TAM Chi Choi BKC149 Licensed Representative - Responsible Officer 1, 6

TENG Chia-Wen BDM861 Licensed Representative - Responsible Officer 4, 9

THE LORD FARMER Michael Stahel BLE979 Licensed Representative - Responsible Officer 9

THOMPSON Tristan James AQY007 Licensed Representative - Responsible Officer 1, 2

TSE Sze Ming ALR679 Licensed Representative - Responsible Officer 4

TSUCHIDA Mariko BKE006 Licensed Representative - Responsible Officer 9

VENGAYIL Rakesh ARO454 Licensed Representative - Responsible Officer 1, 4, 9

WILLIAMSON Richard Scot BJV865 Licensed Representative - Responsible Officer 4, 9

WONG Wai Hong ANG976 Licensed Representative - Responsible Officer 1

WU Huai-En BDM852 Licensed Representative - Responsible Officer 4, 9

WU Xianhua BLE513 Licensed Representative - Responsible Officer 4, 9

YING Jianjia BII932 Licensed Representative - Responsible Officer 9

ZHANG Feng AVE823 Licensed Representative - Responsible Officer 1, 6

AU YEUNG Kwun Yin BMI354 Licensed Representative (Provisional Licence) 1

BELLVER GRANDA Luis BMB520 Licensed Representative (Provisional Licence) 1, 2

BHANDARI Raghav BMK922 Licensed Representative (Provisional Licence) 1

BLADES Michael Alan BKC217 Licensed Representative (Provisional Licence) 1, 4, 6

BROADBENT Neil Eric BMI332 Licensed Representative (Provisional Licence) 1

CAI Shixin BMH732 Licensed Representative (Provisional Licence) 1, 2, 7

Page 12 of 21



CAMPBELL Lachlan Gordon ADU213 Licensed Representative (Provisional Licence) 1, 4, 9

CAUCHY-DUBOIS Kevin Paul Emile BMH473 Licensed Representative (Provisional Licence) 9

CHAKER Sebastien Alexandre BMB278 Licensed Representative (Provisional Licence) 1, 4

CHAN Che Kan ABO128 Licensed Representative (Provisional Licence) 1, 2, 4, 5

CHAN Ching Man, Mandy AMF100 Licensed Representative (Provisional Licence) 1, 4

CHAN Cho Leung AFC450 Licensed Representative (Provisional Licence) 1

CHAN Chun Chiu BMK654 Licensed Representative (Provisional Licence) 1, 4, 6

CHAN Fong Leung BLZ047 Licensed Representative (Provisional Licence) 1

CHAN Haylock, Callum BMF391 Licensed Representative (Provisional Licence) 1

CHAN Hin Fung BMJ412 Licensed Representative (Provisional Licence) 1, 9

CHAN Kin Cheung BMG075 Licensed Representative (Provisional Licence) 1, 4

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CHAU Chun Yiu BMI357 Licensed Representative (Provisional Licence) 1

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CHOI Wang Ngai BMI595 Licensed Representative (Provisional Licence) 1, 4, 6

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FANG Wei BMG204 Licensed Representative (Provisional Licence) 4

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GONG Ao BMH278 Licensed Representative (Provisional Licence) 1, 6

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HAO Can BMK876 Licensed Representative (Provisional Licence) 1, 2

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HE Wei BMK634 Licensed Representative (Provisional Licence) 1

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HO Chi Ming AAZ600 Licensed Representative (Provisional Licence) 1

HO Chin Fei BMI346 Licensed Representative (Provisional Licence) 1, 4, 6

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HUANG Jiahong BMG084 Licensed Representative (Provisional Licence) 1, 4

HUANG Yue BMG581 Licensed Representative (Provisional Licence) 1, 4, 6

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HUI Ka Fai BMD891 Licensed Representative (Provisional Licence) 1, 2, 4, 5

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JIANG Wenzheng BMA281 Licensed Representative (Provisional Licence) 4, 9

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LAM Ka Wing BMI348 Licensed Representative (Provisional Licence) 1, 4, 6

Lam Kelvin Roland ALQ299 Licensed Representative (Provisional Licence) 1, 4

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LI Lingli BML155 Licensed Representative (Provisional Licence) 1, 6

LI Lu BME183 Licensed Representative (Provisional Licence) 1, 4

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LIM Damien Jia Wei BMK464 Licensed Representative (Provisional Licence) 1

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LIU Yue BMG014 Licensed Representative (Provisional Licence) 1, 6

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LOH Wei Min BMI076 Licensed Representative (Provisional Licence) 1, 2

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MA Ka Chun BMG170 Licensed Representative (Provisional Licence) 1, 2, 4

MAINGARD De La Ville Es Offran Amedee Cory BHK684 Licensed Representative (Provisional Licence) 4, 9

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OUYANG Shirui BIN775 Licensed Representative (Provisional Licence) 4

PAL Abhishek ASN918 Licensed Representative (Provisional Licence) 1, 2

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PATKER Sameer Sudhir BMB521 Licensed Representative (Provisional Licence) 1, 4

PENG Gangfu BFM414 Licensed Representative (Provisional Licence) 4, 9

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PUN Lai Shan BMF543 Licensed Representative (Provisional Licence) 1, 2

QI Shanshan BMG536 Licensed Representative (Provisional Licence) 1

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RATHORE Rahul BMG231 Licensed Representative (Provisional Licence) 9

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RISBERG Niklas Johan BMF013 Licensed Representative (Provisional Licence) 9

ROBERTS Glyn David BBZ480 Licensed Representative (Provisional Licence) 1, 2

ROZENTULLER Alexander BJT372 Licensed Representative (Provisional Licence) 1

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SHAH Sagar Jayesh BBS742 Licensed Representative (Provisional Licence) 1

SHANG Chuzun BMH297 Licensed Representative (Provisional Licence) 4

SHI Wenjia BMG353 Licensed Representative (Provisional Licence) 1, 6

SHI Yue BMJ774 Licensed Representative (Provisional Licence) 1, 4, 6

SI Wen BMK022 Licensed Representative (Provisional Licence) 1, 6

SIERADZKI Alexandre Roger BMH510 Licensed Representative (Provisional Licence) 1, 4, 9

SIU Man Lok BMI524 Licensed Representative (Provisional Licence) 1, 2

SIU Wai Ching, Shirley ABP528 Licensed Representative (Provisional Licence) 1, 4

SLONE Jonathan David AAI585 Licensed Representative (Provisional Licence) 1

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SRINIVASAN Pavithra BLX083 Licensed Representative (Provisional Licence) 9

SU Rongxia ATB921 Licensed Representative (Provisional Licence) 1, 4

SU Tian BMK653 Licensed Representative (Provisional Licence) 1, 4

SUI Xin BMG557 Licensed Representative (Provisional Licence) 4

SULLIVAN Thomas Sean BMH515 Licensed Representative (Provisional Licence) 1

SUN Lan BMI353 Licensed Representative (Provisional Licence) 1, 4

SUN Qiang Chang ACF134 Licensed Representative (Provisional Licence) 1, 4

SUN Ruiying BMD549 Licensed Representative (Provisional Licence) 9

SUN Yiding BBR448 Licensed Representative (Provisional Licence) 1, 4

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SUN Zhiyuan BMC621 Licensed Representative (Provisional Licence) 1, 4, 9

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TAM Kam Wah ABM628 Licensed Representative (Provisional Licence) 1

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TAN Ke BML440 Licensed Representative (Provisional Licence) 4

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TSOI Geoffrey Wai Yip BBJ502 Licensed Representative (Provisional Licence) 1

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TURAKHIA Pratik Prakash BAI093 Licensed Representative (Provisional Licence) 1

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WANG Dige BMH216 Licensed Representative (Provisional Licence) 1, 4

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WANG Mengyuan BMH307 Licensed Representative (Provisional Licence) 1, 6

WANG Xiaoming BMJ757 Licensed Representative (Provisional Licence) 1

WANG Xinyi BMI322 Licensed Representative (Provisional Licence) 4

WANG Yinghui BMI924 Licensed Representative (Provisional Licence) 4

WANG Yushen BMH497 Licensed Representative (Provisional Licence) 4

WATANABE Jun BMC605 Licensed Representative (Provisional Licence) 1

WAY Ling Chui BMH151 Licensed Representative (Provisional Licence) 1, 4

WEI Wei BMH195 Licensed Representative (Provisional Licence) 9

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WONG Cho Fung Alan BMF182 Licensed Representative (Provisional Licence) 1, 2

WONG Mellissa AKO803 Licensed Representative (Provisional Licence) 1

WONG Nok Hang BMI361 Licensed Representative (Provisional Licence) 3

WONG Pak Kan AXK066 Licensed Representative (Provisional Licence) 9

WONG Ting Chun, Justin BMJ409 Licensed Representative (Provisional Licence) 1

WONG Tony Tin Wing ALZ369 Licensed Representative (Provisional Licence) 1, 4

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WU Peiqin BMI131 Licensed Representative (Provisional Licence) 1, 2, 4, 5

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XIAN Tinghong BMI592 Licensed Representative (Provisional Licence) 1, 6

XIAO Yee BMI030 Licensed Representative (Provisional Licence) 1, 4

XIONG Junjie BEZ862 Licensed Representative (Provisional Licence) 9

XU Peiyu BMH493 Licensed Representative (Provisional Licence) 4

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YE Songsheng BFY973 Licensed Representative (Provisional Licence) 1, 6

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YEUNG Yu Pang BMK681 Licensed Representative (Provisional Licence) 4

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YIP Beryl Wing Yi BMK449 Licensed Representative (Provisional Licence) 1

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YU Zhou BMF545 Licensed Representative (Provisional Licence) 1, 4

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ZHOU Yong BMI923 Licensed Representative (Provisional Licence) 1, 9

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ANG Carl Jiren BHT357 Licensed Representative (Temporary Licence) 4

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FERNANDEZ Gaston Luis Gervasio BKW519 Licensed Representative (Temporary Licence) 1

FUJIKI Tomohisa BJK781 Licensed Representative (Temporary Licence) 4

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LOW Wan Ting BMD899 Licensed Representative (Temporary Licence) 1, 4, 5

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MURAKAMI Shuhei BGZ147 Licensed Representative (Temporary Licence) 1, 4

NA Eun Chae BGC163 Licensed Representative (Temporary Licence) 4

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