REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 10/2009 CE Name CE No. Licence Type Types of Regulated Activity Alpha Capital Limited, The ACQ885 Licensed Corporation 6 Dresdner Kleinwort Securities (Asia) Limited AAD661 Licensed Corporation 1, 4, 6 ICEA Capital Limited ACP064 Licensed Corporation 1, 6 JAFCO Investment (Hong Kong) Limited ABL563 Licensed Corporation 4, 9 MatlinPatterson Advisers (Asia) Limited AHT396 Licensed Corporation 4 Olympus Capital Asia Advisors Limited ANH330 Licensed Corporation 9 Polygon Investment Partners HK Limited ANN414 Licensed Corporation 9 Tremont Capital Management (Asia) Limited AMY188 Licensed Corporation 1 AHLEFELDT-LAURVIG Jannik ARO577 Licensed Representative 1, 6 AHYA Chetan Kishore ALI601 Licensed Representative 1 AN Peng APO572 Licensed Representative 1, 4, 6 ANG Gim Peng AMT922 Licensed Representative 1, 2 ARCULLI Kim Melanie AAA119 Licensed Representative 1, 2 ASUNCION Michael APG516 Licensed Representative 4, 6 BABINGTON Brooke Marie ACP987 Licensed Representative 1, 4 BEESON James Michael ANG801 Licensed Representative 4, 5, 9 BROWN Alison Rosemary AQR075 Licensed Representative 4, 9 BRUNNER Nikolaus Paul AOJ207 Licensed Representative 1, 2 CAESAR Gus Cassius ALI657 Licensed Representative 4 CASTELLAS William John AOU557 Licensed Representative 4 CHAN Chun Keung AFB938 Licensed Representative 4 CHAN Chun Yeung AOV616 Licensed Representative 1, 4 CHAN Hang Ting ARG755 Licensed Representative 1 CHAN Ka Wing ARM730 Licensed Representative 1 CHAN Kwai Fong ANB148 Licensed Representative 4 CHAN Lok Sze, Lucia AOB147 Licensed Representative 4 CHAN Mei Har ANJ354 Licensed Representative 1, 4 CHAN Ming To ANT623 Licensed Representative 4 CHAN Pui Chi ADX371 Licensed Representative 1 CHAN Sau Man APW808 Licensed Representative 4 CHAN Siu Kei, Edmund ADU361 Licensed Representative 1, 9 CHAN Tsz Lap APD188 Licensed Representative 1 CHAN Tsz Yuk AGM491 Licensed Representative 1, 2, 4, 9 CHAN Wai Lun ARA729 Licensed Representative 1 CHAN Wing Hung, Paul APY815 Licensed Representative 4 CHAN Yau Fung, Canice ABM735 Licensed Representative 1 Page 1 of 24
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 10/2009CE Name CE No. Licence Type Types of Regulated ActivityAlpha Capital Limited, The ACQ885 Licensed Corporation 6Dresdner Kleinwort Securities (Asia) Limited AAD661 Licensed Corporation 1, 4, 6ICEA Capital Limited ACP064 Licensed Corporation 1, 6JAFCO Investment (Hong Kong) Limited ABL563 Licensed Corporation 4, 9MatlinPatterson Advisers (Asia) Limited AHT396 Licensed Corporation 4Olympus Capital Asia Advisors Limited ANH330 Licensed Corporation 9Polygon Investment Partners HK Limited ANN414 Licensed Corporation 9Tremont Capital Management (Asia) Limited AMY188 Licensed Corporation 1AHLEFELDT-LAURVIG Jannik ARO577 Licensed Representative 1, 6AHYA Chetan Kishore ALI601 Licensed Representative 1AN Peng APO572 Licensed Representative 1, 4, 6ANG Gim Peng AMT922 Licensed Representative 1, 2ARCULLI Kim Melanie AAA119 Licensed Representative 1, 2ASUNCION Michael APG516 Licensed Representative 4, 6BABINGTON Brooke Marie ACP987 Licensed Representative 1, 4BEESON James Michael ANG801 Licensed Representative 4, 5, 9BROWN Alison Rosemary AQR075 Licensed Representative 4, 9BRUNNER Nikolaus Paul AOJ207 Licensed Representative 1, 2CAESAR Gus Cassius ALI657 Licensed Representative 4CASTELLAS William John AOU557 Licensed Representative 4CHAN Chun Keung AFB938 Licensed Representative 4CHAN Chun Yeung AOV616 Licensed Representative 1, 4CHAN Hang Ting ARG755 Licensed Representative 1CHAN Ka Wing ARM730 Licensed Representative 1CHAN Kwai Fong ANB148 Licensed Representative 4CHAN Lok Sze, Lucia AOB147 Licensed Representative 4CHAN Mei Har ANJ354 Licensed Representative 1, 4CHAN Ming To ANT623 Licensed Representative 4CHAN Pui Chi ADX371 Licensed Representative 1CHAN Sau Man APW808 Licensed Representative 4CHAN Siu Kei, Edmund ADU361 Licensed Representative 1, 9CHAN Tsz Lap APD188 Licensed Representative 1CHAN Tsz Yuk AGM491 Licensed Representative 1, 2, 4, 9CHAN Wai Lun ARA729 Licensed Representative 1CHAN Wing Hung, Paul APY815 Licensed Representative 4CHAN Yau Fung, Canice ABM735 Licensed Representative 1
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 10/2009CE Name CE No. Licence Type Types of Regulated ActivityCHANG Celene AKX072 Licensed Representative 4CHANG Kai-Yu AOU802 Licensed Representative 1, 4CHAY Kai Kong ANQ558 Licensed Representative 9CHEN Scott AIC497 Licensed Representative 4, 6CHEN Te-Ming ARE447 Licensed Representative 1CHEN Ying-Chih ANG323 Licensed Representative 1CHEN Yuanhai APL887 Licensed Representative 4CHEN Yu-Cheng ATR465 Licensed Representative 4CHENG Gene Chung-cheng AIX522 Licensed Representative 1CHENG Hiu, Alyssa AEZ942 Licensed Representative 1CHENG Hong Nap AQK218 Licensed Representative 1, 4CHENG Kuang-Chih ART656 Licensed Representative 1CHEUNG Fan Lan AGO252 Licensed Representative 4CHEUNG Ho Lap ATO918 Licensed Representative 4CHEUNG Hoi Cheung, Tony ARV302 Licensed Representative 1, 2CHEUNG King Han, Caris ARL831 Licensed Representative 4CHEUNG Sze Mei, Florence AFS329 Licensed Representative 9CHEUNG Yin Man AOJ223 Licensed Representative 4CHIU Yee Wan AOZ097 Licensed Representative 1CHO Kwang Hyun AQM640 Licensed Representative 4, 5, 9CHO Michelle Boram AMF325 Licensed Representative 4CHOI Hau Chun AEV163 Licensed Representative 4CHONG Sai Jun AQF146 Licensed Representative 4CHONG Yiu Wah ANI739 Licensed Representative 1, 9CHOU Joseph Yun Ta ANM963 Licensed Representative 1, 2CHOW Hoi Wing, Hyde APL760 Licensed Representative 1CHOW Man Sze, Angelina ADB710 Licensed Representative 1, 9CHOW Suk Ling, Katie AFM052 Licensed Representative 4CHOW Yiu Tung AFY924 Licensed Representative 4CHOY Tak Yee APN562 Licensed Representative 1CHU Pik Wan AQU729 Licensed Representative 4CHU Raymond Tak Hing AAY116 Licensed Representative 1CHU Tak Keung, John ACI667 Licensed Representative 1CHUNG Chak Chuen AJE988 Licensed Representative 1, 2CHUNG Chak Man APH261 Licensed Representative 1, 2, 4CHUNG Ka Yiu ANX812 Licensed Representative 4, 6
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 10/2009CE Name CE No. Licence Type Types of Regulated ActivityCHUNG Kin Yat ALU466 Licensed Representative 1, 2, 3, 4CLEMENTSON Christian James ANE031 Licensed Representative 1CURREY Stuart Dalyn AQU056 Licensed Representative 1D'ARIENZO Daniele ASO705 Licensed Representative 1, 9DIVECHA Sachin Gangaram ARB849 Licensed Representative 9DOE Jocelyn Jee Eun AOD001 Licensed Representative 1, 6DORFMAN David Austin APO575 Licensed Representative 1, 4, 6ELIOT Francis Granville George APJ771 Licensed Representative 1, 2, 4, 5ESCHER Bernhard Wolfgang Gotthard ANY023 Licensed Representative 1, 4ESPINELI Reynaldo Miguel Nazareno ARM746 Licensed Representative 1, 4, 6, 9FAN Ching Yee AHR797 Licensed Representative 1, 6FANG Hong ALY689 Licensed Representative 1FOK See Chun, Christopher ARB500 Licensed Representative 1FON Wen Kar, Willy ABX299 Licensed Representative 1, 4FUJII Akemi ANP294 Licensed Representative 1, 2FUNG Ka Fai, Karfield AEV682 Licensed Representative 1, 2GEFFROY Eric Laurent Raymond ART533 Licensed Representative 1, 2GLOVER Jethro Alexander John AED015 Licensed Representative 1, 2, 7GRAHAM William James Angus ALA252 Licensed Representative 4GU Ming APH410 Licensed Representative 1, 4, 6GUPTA Peeyush ARU130 Licensed Representative 4HARTWRIGHT Benjamin Gareth ANQ334 Licensed Representative 1, 4, 6HE Lang AJB993 Licensed Representative 4HO Foon Wah AAB235 Licensed Representative 1, 4HO Ka Shun AQR073 Licensed Representative 1, 6HO Kam Hing, Ronny AEQ548 Licensed Representative 1, 4, 9HO Sau Yee AQN523 Licensed Representative 4HO Shounan ARO474 Licensed Representative 1, 4HO Yuen Man AQU622 Licensed Representative 4, 9HODGSON Lesley Elaine AMX437 Licensed Representative 1HON Miu Lin AGO434 Licensed Representative 4HON Wai Ling AQX515 Licensed Representative 1, 4HON Yu AMQ800 Licensed Representative 4HOPSON Anthony Francis AOO457 Licensed Representative 1, 4, 6HU Chang Yu ARD370 Licensed Representative 6HU Jinhuan AQV787 Licensed Representative 1
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 10/2009CE Name CE No. Licence Type Types of Regulated ActivityHUANG Chunhua ACH583 Licensed Representative 4HUANG Hanshui ALQ744 Licensed Representative 4HUNG CHOI Grecia Wing Yee ARU588 Licensed Representative 1, 2, 3HUNG Suk Yan, Suan ADU031 Licensed Representative 1HUNG Yiu Leung APS957 Licensed Representative 4JAMES Shane Charles ATL423 Licensed Representative 9JIANG Minming AQG749 Licensed Representative 1, 4, 6JUDGE Matthew Edward ARV069 Licensed Representative 1, 4, 6KAM Ka Wah ACW770 Licensed Representative 4, 9KAO Yu-ling ARA755 Licensed Representative 1KAPOOR Raghav ASQ212 Licensed Representative 1KIM David Jaemin AMC260 Licensed Representative 4, 6KNEELAND JR John Lyman ARO117 Licensed Representative 4KOENIG Robert Eduard AQQ758 Licensed Representative 1, 4, 6KOT Geoffrey Tin Cheuk AQZ731 Licensed Representative 1, 2KOTEWALL Neville Charles AQM591 Licensed Representative 1KRISHNAN Vishal AOV196 Licensed Representative 4, 6KUNG Seng Fung AOM981 Licensed Representative 1, 2, 3KWOK Wing Kin AJI409 Licensed Representative 4KWONG Ip Hang ASM275 Licensed Representative 4KWONG King Yan ARA263 Licensed Representative 1LAI Chung Hin ASN340 Licensed Representative 3LAM Chi Keung AQX036 Licensed Representative 4, 5, 9LAM Chun Kwan, Kelvin ANM107 Licensed Representative 1, 4, 6LAM Jun Ting, Jrifis ATB746 Licensed Representative 4LAM Ming Ki, Vincent ANI817 Licensed Representative 4LAM Ping Shun, Joseph AMA066 Licensed Representative 1, 2LAM Tai Lung AGP615 Licensed Representative 1LAM Wai Ping ANR751 Licensed Representative 4LAMBERT James Elliot ALI263 Licensed Representative 1LAO Chi Kin ARG383 Licensed Representative 1, 4LAU Chin Wai AFL821 Licensed Representative 1, 4LAU Ho Ming ASP325 Licensed Representative 4LAU Ka On, David AOE652 Licensed Representative 4LAU Kwan Lam Clement ARE593 Licensed Representative 4LAU Po Wah ANB165 Licensed Representative 4
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 10/2009CE Name CE No. Licence Type Types of Regulated ActivityLAU Wan Yu ANQ584 Licensed Representative 1LEE Chin-Chang AQC597 Licensed Representative 4, 9LEE Dennis Pui Yan AOS008 Licensed Representative 1, 4, 6LEE Ju Yeon AOC808 Licensed Representative 1LEE Kai Foon AQZ528 Licensed Representative 4LEE Man Shun ANU141 Licensed Representative 1LEE Wai Man, Candice AFN786 Licensed Representative 4LEE Wai Yip, Benny APK762 Licensed Representative 4LEE Wee Siang AMN563 Licensed Representative 1LEE Wei Ming AQE930 Licensed Representative 1, 6LEI Huanzhong APF225 Licensed Representative 1, 6LEONG Gary Douglas AFF729 Licensed Representative 1LEONG Wing Hong ADR223 Licensed Representative 9LEUNG Chi Fat AQQ317 Licensed Representative 4LEUNG Ivan Wan Chung ATN553 Licensed Representative 4LEUNG Pui Yin ASX099 Licensed Representative 4LEUNG Rachel Ho Fung APH269 Licensed Representative 4LEUNG Ying Ting AMB097 Licensed Representative 4LEUNG Yuet Ming AJB007 Licensed Representative 1, 2, 5, 7LEUNG Yuk Ming AFI959 Licensed Representative 1, 4, 6, 9LI Chao ARF260 Licensed Representative 9LI Kit Kwan ASK150 Licensed Representative 4LI Kwok Kuen AGL709 Licensed Representative 4LI Pui Yan, Justine ARI570 Licensed Representative 1LI Sek Chuen ANZ811 Licensed Representative 1, 4, 9LI XiongHou AQW513 Licensed Representative 1, 4LI Yuk Ping ANA852 Licensed Representative 4LIAN Xiaolu AGN541 Licensed Representative 6LIANG Yuk Man ARN155 Licensed Representative 1LIM Sang Soon ALT762 Licensed Representative 1LIN Rong-en AMI742 Licensed Representative 1, 2LING Chee Fung AOJ442 Licensed Representative 4LIU Aolin ASL676 Licensed Representative 1LIU Jia ASH678 Licensed Representative 4LIU Kin Wah, David AML632 Licensed Representative 1LIU Suyan ARE636 Licensed Representative 1, 6
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 10/2009CE Name CE No. Licence Type Types of Regulated ActivityLIU Yi ATI179 Licensed Representative 1LIU Ying ARA097 Licensed Representative 1, 2, 3LO Chi Chiu ASK509 Licensed Representative 1LO Fung Ping AQI897 Licensed Representative 1, 3LO Sze Heung AFL144 Licensed Representative 4LO Yan Wing AJL420 Licensed Representative 1LOK Tsz Hong AMY729 Licensed Representative 1, 2, 3LOUEY Cynthia Petrina AOT558 Licensed Representative 4LOW Siu Wai AOQ580 Licensed Representative 4LOW Yee Hsiang AEE722 Licensed Representative 9LU Feng ALW764 Licensed Representative 1, 2LUI Chi Fai AAB860 Licensed Representative 1, 4LUI Hin Weng, Samuel AOY962 Licensed Representative 1, 4, 6LUK Chun Pui ARC141 Licensed Representative 1, 4LUK Ho Ki APZ593 Licensed Representative 4LUK Ho On AFZ014 Licensed Representative 4LUK Ka Cheung AAV590 Licensed Representative 4, 5, 9MA Hing Cheong AQE295 Licensed Representative 1, 9MA Wing Yu APL135 Licensed Representative 4MA Wun Wing ASJ693 Licensed Representative 4MAK Po Man, Cherie AIU762 Licensed Representative 4MAN Che Fung AQW410 Licensed Representative 1MAN Wai Kung ARO585 Licensed Representative 1, 4MARINUCCI Raffaella AMU534 Licensed Representative 4, 9MILEUSNIC James Simon ARR526 Licensed Representative 1, 2MILLER Lee Katherine AQS445 Licensed Representative 1MINARDS Timothy Bede ATM616 Licensed Representative 1, 7MU Er ASL540 Licensed Representative 1, 4, 6MULLER Horst Holger ARR932 Licensed Representative 1NAMDAR David APD844 Licensed Representative 1, 2NG Cheng Iong AQF585 Licensed Representative 4NG Chun Ming, Jackal AMY556 Licensed Representative 4NG Hei Yiu ARN025 Licensed Representative 1NG Kin Sang ARB853 Licensed Representative 4NG Po Chun AFN552 Licensed Representative 4NG Pui Shan AQF693 Licensed Representative 4
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 10/2009CE Name CE No. Licence Type Types of Regulated ActivityNG Pui Yu, Connie ABF874 Licensed Representative 1, 2NG Sum Yi, Gigi AFT477 Licensed Representative 1, 6NG Tze Chiew, Diana ADX263 Licensed Representative 1, 2NG Yi Ching ALQ989 Licensed Representative 4NGAI Kong Shing ASM279 Licensed Representative 4NGAOTHEPPITAK Palin AQV908 Licensed Representative 1NOMIYA Kin ARG501 Licensed Representative 1OBERHANSBERG Utz Richard AMQ369 Licensed Representative 1OENTUNG Nicolaos Marcelinus AQB150 Licensed Representative 4OH Hyok AQU583 Licensed Representative 4OHYAGI Sayuri ANG612 Licensed Representative 4ONG Peck Har Shirley AOL527 Licensed Representative 1PANG Pik Nga APJ175 Licensed Representative 4PANG Shun Kit ARW796 Licensed Representative 4PANG Yan APG361 Licensed Representative 1, 2PARK Ji Na ARO389 Licensed Representative 4, 6PARK Joon Young ANJ489 Licensed Representative 4, 6PETERS Sarah Emily Jane AQU402 Licensed Representative 4, 9POON Chun Yu, Francis ANV272 Licensed Representative 1POON Jun U, Vincent APK734 Licensed Representative 1, 2POON Suk Han, Alice ALG168 Licensed Representative 1POON Tin Lai, Catherine ADV934 Licensed Representative 1, 2POON Wai Leong ANM879 Licensed Representative 4, 9PRESCOTT Lewis Edward AOQ772 Licensed Representative 1, 2PROCTOR James Gerald AQM118 Licensed Representative 4PSARIS John Nicholas ANS150 Licensed Representative 1, 2, 7RAPHAEL Paul Michel APC256 Licensed Representative 1, 4, 6REDL Christopher Alexander ARG887 Licensed Representative 9REPKOW Stephan Jacques Rene ARD165 Licensed Representative 1, 4REYES Ethylyn Gonzales ABA343 Licensed Representative 4, 6, 9ROBERTS Ryan Clifford AOE441 Licensed Representative 4, 9SANEY Neelam Mohan AQY080 Licensed Representative 1SCHEUER Marc AQM401 Licensed Representative 4, 6SCHUBERT Gerhard Max AOE658 Licensed Representative 2SEAGER Paul Anthony AJH209 Licensed Representative 1, 2, 7SHEA Agnes Wan Suen ANV160 Licensed Representative 1, 2
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 10/2009CE Name CE No. Licence Type Types of Regulated ActivitySHEA Sze Ying, Cindia APC875 Licensed Representative 1, 4SHEEHY John Desmond ARX029 Licensed Representative 1, 4SHEN Shih-Hua ANP788 Licensed Representative 1, 4SHI Ruichao ATH910 Licensed Representative 1SHIMURA Hirohisa AOQ617 Licensed Representative 4SHIN Hye Young ASP245 Licensed Representative 4SHIN Jae Won ARN826 Licensed Representative 4, 6SHIU Kim Chi, Patricia ASH395 Licensed Representative 1SHU Tony APC238 Licensed Representative 1, 4, 6SHUM Ching Yi, Daisy ARG573 Licensed Representative 4SIN Wai Piu ADR660 Licensed Representative 4, 9SINGHAL Shelly Sean AMJ868 Licensed Representative 1, 2, 9SISTERSON John Paul ACS560 Licensed Representative 1, 2SIU Ching Yee AIY652 Licensed Representative 1, 4, 6SO Yee Lin ARI818 Licensed Representative 4STOIANI Valter Junior APH039 Licensed Representative 1, 4SUN Guantong ARJ838 Licensed Representative 4, 6SUN Ying APX176 Licensed Representative 1SUTCLIFFE Andrew David AQA491 Licensed Representative 1SZE Kwok Pan ARV688 Licensed Representative 1, 2TAM Yan Fai AGP839 Licensed Representative 4TAM Yui Hong, Conan AHC108 Licensed Representative 1, 4, 4, 6TAN Deyi APZ847 Licensed Representative 1TAN Ei Leen AOU391 Licensed Representative 4TAN Leng Cheng, Aaron APF168 Licensed Representative 1, 6TANG Hing Pang, Donmany AEX291 Licensed Representative 1, 4, 6TANG Peter Jee Ho ACP853 Licensed Representative 4TANG Yuk Hong APH671 Licensed Representative 4THEIL Jules Steven Louis ANF194 Licensed Representative 9TIN Yuen Ming AFL732 Licensed Representative 4TIN Yuk ANH344 Licensed Representative 1, 2, 3, 3, 5TING Chun Lung ASD489 Licensed Representative 4TO Tsz Ling AQQ279 Licensed Representative 3TONG Lai Chun, Josephine AAJ609 Licensed Representative 1, 4TSE Bun, Benjamin ACL001 Licensed Representative 1, 9TSE Hiu Mui AQH653 Licensed Representative 4
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 10/2009CE Name CE No. Licence Type Types of Regulated ActivityTSUI Yee Ling, Helen AML441 Licensed Representative 4VAN GELOVEN Sjoerd ARS518 Licensed Representative 1, 2WAKIZAKI Emi ANH732 Licensed Representative 1, 4, 6WAN Kwok Leung, Dominic AEY937 Licensed Representative 1WANG Chun AQN521 Licensed Representative 9WANG Fang AID230 Licensed Representative 1, 2, 4WANG Jong-shiow ARR792 Licensed Representative 4WANG Shih Tse AKX850 Licensed Representative 1WATANABE Mariko AOY781 Licensed Representative 4WEBB Jordan Wallace APN836 Licensed Representative 1, 6WICKHAM SECOND Philip King ACZ985 Licensed Representative 4, 9WONG Chean Wei ARG811 Licensed Representative 4WONG Chi Ho AID698 Licensed Representative 4WONG Ching Yee, Winnie ASL394 Licensed Representative 1WONG Chiu Fai ADT274 Licensed Representative 4, 9WONG Kai Fung ABN453 Licensed Representative 1WONG Kin Hang, Antonio AOJ585 Licensed Representative 1WONG King Yiu Calvin ARM542 Licensed Representative 4WONG Kwun Hung AJF996 Licensed Representative 1, 2WONG Po Ling, Paula AQR608 Licensed Representative 1WONG Pui Yew, Florence AQP585 Licensed Representative 1WONG Shek Kwong, Joel AOV599 Licensed Representative 3WONG Yiu Loong, Hitler AAA751 Licensed Representative 1WONG Yuet Yu AMB431 Licensed Representative 4WOODTHORPE Alexander Antony AHJ154 Licensed Representative 1, 4, 6WU Hsiang APL756 Licensed Representative 4XIE Jianying AQB143 Licensed Representative 1, 6YAN Yu Sing, Sunny AMM434 Licensed Representative 4YANG Chung Han APQ724 Licensed Representative 4YANG Han AQU421 Licensed Representative 1, 4, 6YANG Ka Shui AOW796 Licensed Representative 1, 2YAO Wenwan ASK776 Licensed Representative 4YEH Yu-Ting ARN473 Licensed Representative 1YEN Weber Shu-Wei AEC574 Licensed Representative 4, 6YEOH Herr Ling APB437 Licensed Representative 1, 2YEUNG Hau Yee, Bonnie APL395 Licensed Representative 1, 2
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 10/2009CE Name CE No. Licence Type Types of Regulated ActivityYEUNG Kwok Bun ARQ665 Licensed Representative 4YEUNG Sin AQU160 Licensed Representative 4YICK Wang Fung AMR755 Licensed Representative 9YIP Chi Fai ANY014 Licensed Representative 4YIP Ka Ho ALQ922 Licensed Representative 9YIU Tsun Yee, Patrick ATS484 Licensed Representative 4YONG Fui San ADB186 Licensed Representative 4, 6YONG Jingxin ADA726 Licensed Representative 1, 2YONG Sai Yeen AOK957 Licensed Representative 1, 2, 4YU Ming Hung APD252 Licensed Representative 1YUE Wei ANY425 Licensed Representative 4, 6YUEN Ue Ting ARP178 Licensed Representative 4YUNG Hau Woon Victor ARN015 Licensed Representative 1, 4YUNG Shui Shing AQY615 Licensed Representative 4, 5YUNG Yuen Sun AQI149 Licensed Representative 4, 9ZHU Li AOU724 Licensed Representative 1ZHU Lin AQG873 Licensed Representative 1, 2ZHU Ning AQX040 Licensed Representative 4BAL RENAU Hector AMM224 Licensed Representative - Responsible Officer 4, 9CHAN Kai Cheuk, Stephen AAI095 Licensed Representative - Responsible Officer 1CHAN Ngok Yan, Elton AGA656 Licensed Representative - Responsible Officer 1, 4, 5, 9CRAIG David John AMY483 Licensed Representative - Responsible Officer 4, 9DECOENE Thomas John ANA520 Licensed Representative - Responsible Officer 1DEVEREUX WONG Virginia AAJ666 Licensed Representative - Responsible Officer 4FELLAS Lewis John ALR009 Licensed Representative - Responsible Officer 4, 9FUKUTA Yoshihiro AAF426 Licensed Representative - Responsible Officer 1, 2, 4, 5, 6GLAT Jeffrey Edward ANH334 Licensed Representative - Responsible Officer 9GOH Chee Liong AAF242 Licensed Representative - Responsible Officer 1HO Shui Fai, Ricky ABP466 Licensed Representative - Responsible Officer 4, 5, 9KIM Jin Woo ANH809 Licensed Representative - Responsible Officer 1, 4KRUSEMARK Scott Gerald ASF463 Licensed Representative - Responsible Officer 4, 9KWAN Boon Larp AEU932 Licensed Representative - Responsible Officer 4, 9KWAN Hoi Cheung AGK518 Licensed Representative - Responsible Officer 4LABHARDT Francois Maurice AQF578 Licensed Representative - Responsible Officer 1, 4, 9LABROUSSE Michel Eric ALB645 Licensed Representative - Responsible Officer 1, 2, 4, 5LEWIS Scott Alexander AFH047 Licensed Representative - Responsible Officer 4, 9