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Assuring Food Safety and Assuring Food Safety and Quality: Quality: Guidelines for Guidelines for Strengthening Strengthening National Food Control Systems National Food Control Systems FAO and WHO, 2003
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2006 Assuring Food Safety And Quality En ppt

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Page 1: 2006 Assuring Food Safety And Quality En ppt

Assuring Food Safety and Quality: Assuring Food Safety and Quality: Guidelines for Strengthening Guidelines for Strengthening National Food Control SystemsNational Food Control Systems

FAO and WHO, 2003

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OutlineOutline1. Preamble

2. Introduction

3. Important food issues

4. Elements of a national food control system

5. Strengthening national food control system

6. Specific issues of developing countries

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In many countries, effective food

control is undermined by the

existence of

fragmented legislation,

multiple jurisdictions, and

weaknesses in surveillance,

monitoring and endorsement.

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This guidelines seek to provide

advice to national authorities on

strategies to strengthen food

systems to

protect public health,

prevent fraud and deception, avoid

food adulteration and

facilitate trade.

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OutlineOutline1. Preamble

2. Introduction

3. Important food issues

4. Elements of a national food control system

5. Strengthening national food control system

6. Specific issues of developing countries

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Challenges for food control Challenges for food control authoritiesauthorities

1. Increasing burden of foodborne illness and new and emerging foodborne hazards

2. Rapidly changing technologies in food production, processing and marketing

3. Developing science-based food control systems with a focus on consumer protection

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Food safety - An international concernFood safety - An international concern

Developing countries (WHO, 2004)

- Diarrhoea (foodborne or waterborne): 1.8 million deaths per year

Industrialized countries– up to 30% of the population gets diseased– up to 20 per million die

World wide (WHO, 2005) – 1.8 - 3.1 billions cases of foodborne diarrhea– 53 - 124 million cases of foodborne salmonellosis

WHO/OMSWHO/OMS

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Challenges for food control Challenges for food control authoritiesauthorities

4. International food trade and need for harmonization of food safety and quality standards

5. Changes in lifestyles, including rapid urbanization

6. Growing consumer awareness of food safety and quality issues and increasing demand for better information

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Net exports by developing countries (US$ million) Net exports by developing countries (US$ million) 20002000

-5 0 5 10 15 20

Fish

Coffee

Rubber

Banana

Tea

Meat

Rice

Source: GLOBEFISH

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Globalisation of Trade :Globalisation of Trade :““The World on your PlateThe World on your Plate””

Herb ButterHerb Butter : :

Salted butterSalted buttergarlic pureegarlic pureegarlic saltgarlic saltlemonlemonparsleyparsleypepperpepperwaterwater

Chicken BreastChicken Breast:Chicken

Batter:Batter: FlourWater

Bread CrumbBread Crumb:: Bread crumbRape-seed oil

- Ireland- Ireland- China, USA, Spain- China, USA, Spain- China, USA, Spain- China, USA, Spain- USA- USA- France, UK- France, UK- Indonesia- Indonesia- Ireland- Ireland

- Ireland, Belgium- Ireland, Belgium UK, France etc.UK, France etc.- Belgium, France- Belgium, France- Ireland- Ireland

- Ireland, UK- Ireland, UK- EU, Australia - EU, Australia Eastern EuropeEastern Europe

Chicken Kiev

Courtesy A. Reilly, FSAI, Ireland

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Live CattleLive CattleLive CattleLive Cattle

Food containing beefFood containing beefFood containing beefFood containing beef

PharmaceuticalsPharmaceuticalsPharmaceuticalsPharmaceuticalsBlood and bloodBlood and bloodproductsproductsBlood and bloodBlood and bloodproductsproducts

Bovine tissueBovine tissueused in gelatineused in gelatineBovine tissueBovine tissueused in gelatineused in gelatine

Human and bovineHuman and bovinetissue used in biologicalstissue used in biologicalsHuman and bovineHuman and bovinetissue used in biologicalstissue used in biologicals

(arrows indicate regions involved in trade)(arrows indicate regions involved in trade)(arrows indicate regions involved in trade)(arrows indicate regions involved in trade)

b) BSE and vCJD potential spread (exports and travel)b) BSE and vCJD potential spread (exports and travel)

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c) Animal Marketsc) Animal Markets

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Risk Communication in PerspectiveRisk Communication in Perspective

Industry “We are looking into it”

Media THOUSANDS AT RISKTHOUSANDS AT RISK

Killer Bug

FOOD SAFETY PROFESSIONALS

There is a Problem and this is the Actual Risk

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OutlineOutline1. Preamble

2. Introduction

3. Important food issues

4. Elements of a national food control system

5. Strengthening national food control system

6. Specific issues of developing countries

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Important food issuesImportant food issues

1. Food safety, quality and consumer

protection

2. Global consideration

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Food safetyFood safety Refers to all those hazards, whether

chronic or acute, that make food

injurious to the health of the

consumer

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Factors contribute to potential Factors contribute to potential hazardshazards Improper agricultural practices

Poor hygiene at all stages of the food chain

Lack of preventive controls in food processing and preparation operations

Misuse of chemicals

Contaminated raw materials, ingredients and water

Inadequate or improper storage

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Food qualityFood quality Includes all other attributes that

influence a product’s value to the

consumer

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Food controlFood control A mandatory regulatory activity of enforcement

by national or local authorities to provide consumer protection and

ensure that all foods during production, handling, storage, processing, and distribution are safe, wholesome and fit for human consumption;

conform to safety and quality requirements;

and are honestly and accurately labeled as prescribed by law

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Consumer protectionConsumer protection Will only occur if all sectors in the

entire food chain operate in an

integrated way, and food control

systems address all stages of this

chain

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Food control systemFood control system No mandatory activity of this nature can

achieve its objectives fully without the cooperation and active participation of all stakeholders e.g. farmers, industry, and consumers

The integration of a mandatory regulatory approach with preventive and educational strategies that protect the whole food chain

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Ideal food control systemIdeal food control system Effective enforcement of mandatory

requirements

Training and education, community

outreach programmes

Promotion of voluntary compliance

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Global considerationsGlobal considerations International trade

Codex Alimentarius Commission

SPS and TBT Agreements

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OutlineOutline1. Preamble

2. Introduction

3. Important food issues

4. Elements of a national food control system

5. Strengthening national food control system

6. Specific issues of developing countries

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Elements of a national food Elements of a national food control systemcontrol system1. Objectives

2. Scope

3. Building blocks

a) Food law and regulations

b) Food control management

c) Inspection services

d) Laboratory services: food monitoring and epidemiological data

e) Information, education, communication and training

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Food Safety – Objectives ?Food Safety – Objectives ?

To Protect Consumers Health

To Protect Consumers Interests

To Underpin Consumer/Export Confidence

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Objectives of a national food Objectives of a national food control systemcontrol system1. Protecting public health by reducing the risk of

foodborne illness

2. Protecting consumers from unsanitary, unwholesome, mislabeled or adulterated food

3. Contributing to economic development by maintaining consumer confidence in the food system and providing a sound regulatory foundation for domestic and international trade in food

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Elements of a national food Elements of a national food control systemcontrol system1. Objectives

2. Scope

3. Building blocks

a) Food law and regulations

b) Food control management

c) Inspection services

d) Laboratory services: food monitoring and epidemiological data

e) Information, education, communication and training

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Scope of food control systemScope of food control system

Cover all food produced, processed

and marketed within the country,

including imported food

Have a statutory basis and be

mandatory in nature

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Looking at the whole chainLooking at the whole chain

A national strategy enables a country to develop an integrated and effective food safety control system and to set consumer protection priorities and promote economic development.

Prevention efforts have to integrate the full food production chain: from Farm to Fork,

Most present food safety systems are not built according to this important principle. This has led to inconsistency and inefficiency of foodsafety systems.

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Elements of a national food Elements of a national food control systemcontrol system1. Objectives

2. Scope

3. Building blocks

a) Food law and regulations

b) Food control management

c) Inspection services

d) Laboratory services: food monitoring and epidemiological data

e) Information, education, communication and training

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Elements of a national food control systemElements of a national food control system

Food law and regulations Food control management Official control services (inspection services) Food monitoring and epidemiological data Information and communication and education,

training

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InspectionInspection

Government(Food Control Authorities)

Government(Food Control Authorities)

Food Producer/IndustryFood producer/Industry is responsible to produce better quality and safer foods

Food Producer/IndustryFood producer/Industry is responsible to produce better quality and safer foods

ConsumerConsumer has a right to select

better quality and safer foods of their choice

ConsumerConsumer has a right to select

better quality and safer foods of their choice

Better Quality and Safer FoodsBetter Quality and Safer Foods

LaboratoryLaboratory

Food LegislationFood Legislation

Food Control ManagementFood Control ManagementInformation, Education,

Communication and Training

Information, Education,

Communication and Training

Government provides consumer protection and ensures that all foods are fit and safe for human consumptionGovernment provides consumer protection and ensures that all foods are fit and safe for human consumption

Food control system should be developed and implemented in a

transparent manner

Food control system should be developed and implemented in a

transparent manner

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Food law and regulation - Food law and regulation - approachesapproaches Reactive and

enforcement-oriented Removing unsafe

food from commerce

and punishing

responsible parties

after the fact

Preventive and

holistic Reducing the risk of

foodborne illness

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Food legislation shouldFood legislation should1. Provide a high level of health protection

2. Include clear definitions to increase

consistency and legal security

3. Be based on high quality, transparent,

and independent scientific advice

following risk assessment, risk

management and risk communication

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Risk assessment/managementRisk assessment/management

In recent years : The application of HACCP and risk assessment

are leading to fundamental changes in the approach to food safety.

On-going : Governments are undertaking quantitative

risk assessments for specific microbiological hazards in food, to develop new food safety measures at national level.

WTO : an additional incentive for RA to be used in a systematic and transparent manner.

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Food legislation shouldFood legislation should4. Include provision for the use of precaution and

the adoption of provisional measures where an unacceptable level of risk to health has been identified and where full risk assessment could not be performed

5. Include provisions for the right of consumers to have access to accurate and sufficient information

6. Provide for tracing of food products and for their recall in case of problems

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Food legislation shouldFood legislation should7. Include clear provisions indicating that primary

responsibility for food safety and quality rests with producers and processors

8. Include obligation to ensure that only safe and fairly presented food is placed on the market

9. Recognize the country’s international obligations particularly in relation to trade

10. Ensure transparency in the development of food law and access to information

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Food Industry RoleFood Industry Role

Food industry taking responsibility for producing safe food

Moving from culture of compliance to commitment

Partnership – industry associations

Buy-in to QA schemes

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Food control managementFood control management Require policy and operational

coordination at the national level

Establishment of a leadership function

Administrative structure with clearly

defined accountability for ……

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Clearly defined accountabilityClearly defined accountability Development and implementation of an integrated

national food control strategy

Operation of a national food control programme

Securing funds and allocating resources

Setting standards and regulations

Participation in international food control related activities

Developing emergency response procedures

Carrying out risk analysis

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Key responsabilities for National governmentKey responsabilities for National government

Food Safety Policies to address consumer health & interests and facilitate trade.

Resources

Legislation for cooperation between central and local agencies

Coordination & integration of food control

Risk Assessment/Management

Communication

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Inspection servicesInspection services1. Inspecting premises and processes for

compliance with hygienic and other requirements of standards and regulations

2. Evaluating HACCP plans and their implementation

3. Sampling food during harvest, processing, storage, transport, or sale to establish compliance, to contribute data for risk assessments and to identify offenders

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Inspection servicesInspection services4. Recognizing different forms of food

decomposition by organoleptic assessment; identifying food which is unfit for human consumption; or food which is otherwise deceptively sold to the consumer; and taking the necessary remedial action

5. Recognizing, collecting and transmitting evidence when breaches of law occur, and appearing in court to assist prosecution

6. Encouraging voluntary compliance in particular by means of quality assurance procedures

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Inspection servicesInspection services7. Carrying out inspection, sampling and

certification of food for import / export

inspection purposes when so required

8. In establishments working under safety

assurance programmes such as HACCP,

conduct risk based audits

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Food monitoring and Food monitoring and epidemiological dataepidemiological data Annual incidence trends Identification of susceptible population

groups Identification of hazardous foods Identification and tracing of causes of

foodborne diseases Development of early warning systems

for outbreaks and food contamination

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New ways of pulling data together - Attributable FractionsNew ways of pulling data together - Attributable FractionsSalmonella Source Account (DK)Salmonella Source Account (DK)

Registered human casesRegistered human cases– Sero-, phage- & DNA types.Sero-, phage- & DNA types.

Prevalence in food animal Prevalence in food animal reservoirsreservoirs– Sero-, phage- & DNA types.Sero-, phage- & DNA types.

Comparison of types isolatedComparison of types isolated– certain types almost certain types almost

exclusively isolated from exclusively isolated from single sources.single sources.

– Other types ascribed to Other types ascribed to source proportionally to source proportionally to indicative typesindicative types

Beef (0.3-0.5%)

Table eggs (20-25%)

Unknown (24-28%)

Travels (14-18%)

Broilers (2-4%)

Turkeys and ducks (5-8%)

Imported pork (4-6%)

Imported beef (2-4%)

Imported poultry (10-14%)

Pork (6-8%)

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Using Attributable Fractions in interventions -Using Attributable Fractions in interventions -Estimated primary sources of human salmonellosis Estimated primary sources of human salmonellosis in Denmarkin Denmark

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Information, education, Information, education, communication and trainingcommunication and training Consumers

Key officials and workers in food industry

Trainers

Extension workers in the agriculture and health sectors Food inspectors

Laboratory analysts

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Educational and promotional materials

Available in 27 languages

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OutlineOutline1. Preamble

2. Introduction

3. Important food issues

4. Elements of a national food control system

5. Strengthening national food control system

6. Specific issues of developing countries

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Strengthening national food Strengthening national food control systemscontrol systems

1. Principles of food control

2. Developing a national food control strategy

3. Strengthening organizational structures

4. Funding national food control systems

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Principles of food controlPrinciples of food control Maximizing risk reduction by applying

the principle of prevention as fully as possible throughout the food chain

Addressing the farm-to-table continuum Establishing emergency procedures for

dealing with particular hazards Developing science-based food control

strategies

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Principles of food controlPrinciples of food control Establishing priorities based on risk analysis

and efficacy in risk management

Establishing holistic, integrated initiatives which target risks and impact on economic wellbeing and

Recognizing that food control is a widely shared responsibility that requires positive interaction between all stakeholders

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Integrated farm-to-table Integrated farm-to-table conceptconcept

It is impossible to provide adequate

protection to the consumer by

merely sampling and analysing the

final product

This calls for a comprehensive and

integrated farm-to-table approach

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Reduced risk can be achievedReduced risk can be achieved Prevention throughout the food chain

Food producers and operators are entrusted with primary responsibility for food safety and quality Good practices: GAP, GMP, GHP

HACCP

Government are then responsible for Auditing performance by monitoring and surveillance

Enforcing legal and regulatory requirements

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Shared Responsibility – genuine partnershipsShared Responsibility – genuine partnerships

Government

Industry

Consumer

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Risk analysisRisk analysis Risk assessment

Risk management

Risk communication

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Risk assessmentRisk assessment A scientifically based process

consisting of

Hazard identification

Hazard characterization

Exposure assessment

Risk characterization

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Risk managementRisk management The process of

Weighing policy alternatives

Selecting appropriate prevention and

control options

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Risk communicationRisk communication The interactive exchange of information

and opinions Throughout the risk analysis process

Concerning hazards and risks, risk related

factors and risk perceptions

Among risk assessors, risk managers,

consumers, industry, the academic

community and other interested parties

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Developing countriesDeveloping countries Risk analysis must be the foundation on which food

control policy and consumer protection measures are based

While not all countries may have sufficient scientific resources, capabilities or data to carry out risk assessments, it may not even be necessary in all cases to generate local data for the purpose

Instead countries should make full use of the international data and expertise as well as data from other countries that are consistent with internationally accepted approaches

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TransparencyTransparency The confidence of consumers in the safety and

quality of the food supply depends on their perception of the integrity and effectiveness of food control operations and activities

It is important that all decision-making processes are transparent, allow all stakeholders in the food chain to make effective contributions, and explain the basis for all decisions

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Regulatory impact assessmentRegulatory impact assessment Consideration must be given to the costs of

compliance to the food industry, as these costs are ultimately passed onto consumers Do the benefits of regulation justify the costs?

What is the most efficient management option?

Regulatory impact assessment (RIA) Willingness to pay (WTP)

Cost of illness (COI)

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Strengthening national food Strengthening national food control systemscontrol systems

1. Principles of food control

2. Developing a national food control strategy

3. Strengthening organizational structures

4. Funding national food control systems

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Developing a national strategyDeveloping a national strategy Collection of information

Country profile

Development of strategy Objectives and priorities Multi-sectoral inputs Economic interests Risk based approach Areas for voluntary compliance and mandatory action Human resource and infrastructure Gradual phasing

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The strategy should includeThe strategy should include Objectives, plan of action, milestones

Development of legislation, regulation, standards and codes of practice

Strengthening surveillance and control systems

Promotion of systems ex. HACCP

Development of training

Enhanced research and surveillance

Promotion of consumer education

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Strengthening national food Strengthening national food control systemscontrol systems

1. Principles of food control

2. Developing a national food control strategy

3. Strengthening organizational structures

4. Funding national food control systems

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Organizational arrangementsOrganizational arrangements

Three types of organizational

arrangement that may be

appropriate at the national level

Multiple Agency System

Single Agency System

Integrated System

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Multiple agency systemMultiple agency system Food control responsibilities are shared

between government ministries Health, Agriculture, Commerce,

Environment, Trade and Industry, Tourism

……

May also be fragmented between national,

state and local bodies

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Multiple agency systemMultiple agency system May be the norm Drawbacks

Lack of overall coordination at national level Frequent confusion over jurisdiction and

resultant inefficiencies in performance Conflict between public health objectives

and the facilitation of trade and industry development

……

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……

Limited capacity for appropriate scientific

inputs in decision-making processes

Lack of coherence leading to over-regulation

or time gaps in adequate regulatory activity

Reductions in the confidence of domestic

consumers and foreign buyers in the

credibility of the system

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Multi-Disciplinary, Inter-agencyMulti-Disciplinary, Inter-agency

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Report to Him,

You must be joking!

“You agreed to do what”

“And what about the job you’re paid to

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Problem with change…Problem with change…

It’s Not My Job!

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Multiple agency systemMultiple agency system During the preparation of a national food control

strategy, it is important to consider the type and size of the organization(s) that are necessary to implement the strategy

It is often not possible to have a single unified structure or an integrated food control system due to various historical and political reasons

……

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……

In such cases, it is necessary for the national food control strategy to clearly identify the role of each agency to avoid duplication of effort and to bring about a measure of coherence among them

It should also identify areas or segments of the food chain which require special attention and need additional resources for strengthening

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Single agency systemSingle agency system Consolidation of all responsibility

for protecting public health and food

safety into a single food control

agency with clearly defined terms of

reference

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Single agency systemSingle agency system Merit

Acknowledges the high priority and commitment

Benefits Uniform application of protection measures

Ability to act quickly to protect consumers

Improved cost efficiency and more effective use of resources and expertise

……

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……

Harmonization of food standards

Capacity to quickly respond to emerging

challenges and the demands of the domestic

and international marketplace

Provision of more streamlined and efficient

services, benefiting industry and promoting

trade

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Single agency systemSingle agency system It is not possible to recommend a single

organizational structure that will

universally meet the requirements and

resources of every country

There are often few opportunities for

countries to build a new food control

system based on a single agency

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Integrated systemIntegrated system Levels of operation of food control

system1. Formulation of policy, risk assessment and

management, and development of standards and regulations

2. Coordination of food control activity, monitoring, and auditing

3. Inspection, and enforcement

4. Education and training

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Integrated systemIntegrated system Establishment of an autonomous

national food agency which is

responsible for activities at levels 1

and 2, with existing multi-sectoral

agencies retaining responsibility for

level 3 and 4 activities

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Integrated systemIntegrated system Advantages

Provides coherence in the national food control system

Politically more acceptable as it does not disturb the day to day inspection and enforcement role of other agencies

Promotes uniform application of control measures across the whole food chain throughout the country

……

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…… Separates risk assessment and risk management

functions, resulting in objective consumer protection measures with resultant confidence among domestic consumers and credibility with foreign buyers

Better equipped to deal with international dimensions of food control such as participation in work of Codex, follow-up on SPS/TBT Agreements, etc

Encourage transparency in decision-making process, and accountability in implementation

Is more cost-effective in long term

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Integrated systemIntegrated system Role of a competent, autonomous agency

Establish national food control goals Put into effect the strategic and operational activities

necessary to achieve those goals

Other functions Revising and updating the national food control strategy Advising relevant ministerial officials on policy matters,

including determination of priorities and use of resources Drafting regulations, standards and codes of practice and

promoting their implementation ……

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……

Coordinating the activity of the various inspection agencies, and monitoring performance

Developing consumer education and community outreach initiatives and promoting their implementation

Supporting research and development

Establishing quality assurance schemes for industry and supporting their implementation

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Strengthening national food Strengthening national food control systemscontrol systems

1. Principles of food control

2. Developing a national food control strategy

3. Strengthening organizational structures

4. Funding national food control systems

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Funding national food control Funding national food control systemssystems

Securing sufficient resources

Cost recovery

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OutlineOutline1. Preamble

2. Introduction

3. Important food issues

4. Elements of a national food control system

5. Strengthening national food control system

6. Specific issues of developing countries

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Specific issues of developing Specific issues of developing countriescountries

1. Food systems

2. Food processing industry

3. Street foods

4. Food control infrastructure and resources

5. Technical assistance: role of international agencies

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Food systemsFood systems Food production, processing, and

marketing systems are complex, large quantities of food pass through a multitude of food handlers and middlemen

Majority of food producers and handlers lack appropriate knowledge and expertise, not able to cope with new environmental and food safety risks

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Food control infrastructure and Food control infrastructure and resourcesresources

Tends to be inadequate, due to

limited resources and often poor

management

Lack of scientific resources

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